issue 93-157 august - sec · issue 93-157 august 16, 1993.. \ l, investken!rcoxpanyact.releases...

$: Issue 93-157 August - SEC · Issue 93-157 August 16, 1993.. \ L, INVESTKEN!rCOXPANYACT.RELEASES NATIONAL MULTI-SECTOR FIXED INCOME FUND, INC., ET AL. A notice has been issued giving$
Issue 93-157 August 16, 1993 .. \ L,

INVESTKEN!rCOXPANYACT.RELEASES

NATIONAL MULTI-SECTOR FIXED INCOME FUND, INC., ET AL.

A notice has been issued giving interested persons until September 7, 1993 to requesta hearing on an application filed by National Multi-Sector Fixed Income Fund, Inc., et al. for a conditional, amended order under Section 6(c) of the Investment CompanyAct exempting applicants from the provisions of Sections 2(a)(32), 2(a)(35), l8(f),l8(g), l8(i), 22(c), and 22(d) and Rule 22c-l thereunder. The order would permitcertain investment companies to issue multiple classes of shares representinginterests in the same portfolio and to impose a contingent deferred sales charge(CDSC) on certain redemptions of shares. The order would also permit certain investment companies to waive the CDSC under certain circumstances. (Ret. IC-19623 -August 12)

THE NEW ENGLAND FUNDS, ET AL.

A notice has been issued giving interested persons until September 7, 1993 to requesta hearing on an application filed by The New England Funds, et al., for an order under Section 6(c) of the Investment Company Act that would exempt applicants from Sections 2(a)(32), 2(a)(35), l8(f)(1), l8(g), l8(i), 22(c) and 22(d) of the Act and Rule 22c-J

1 thereunder. The exemptions apply to the extent necessary to permit certain open-end management investment companies to issue and sell separate classes of shares representing interests in the same investment portfolio and to permit the impositionand waiver of a contingent deferred sales charge on certain redemptions of shares. (Rel. IC-19624 - August 12)

SECORIT.IBSAC'r REGIS'l'b'l'IONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name,Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managingunderwriter or depositor (if applicable); File number and date filed; Assigned Branch;and a designation if the statement is a New Issue.

REGISTRATIONS

11-2 KJIIIYlELD ARIZOtIA FUIIDIIIC, 800 SClJ)I)ERS lULL RD, PLAIIISIKIlO, IJ 08536 (609) 282-2800 - 20 ($1,000,000) PREFERRED STOCK. (FILE 33-49917 - AUG. 05) (II. 17)

S-4 CORNIIiG IIiC IllY I CORIIIIIG LAB SERVICES IIIC, HOJGHTc. PIC. CORNING. NY 14831 (607) 974-9000 - 7,343,239 ($178,514,140) CXJIUI STOCK_ (FILE 33-49923 - AUG. 05) (81(. 9)

S-4 IPALCO EIiTERPRISES IIiC. 25 IDIUIEIIT CIRCLE. PO IlOl( 1595. I II)JAlAPOLlS. III 46206

(317) 261-8261 - 6,739,800 ($161,335.878) CXJIUI STOCK. (FILE 33-49925 - AUG. 06) (BR. 7>

S-3 FORO MOTORCO, THE MER I CAl RD, DEAR8(JlII, In 48121 (313) 322-3000 - 510,000,000($570,000,000) EQUII'tENT TRUST CERTIFICATES. (FILE 33-49927 - AUG. 06) (II. 4)

s-s INSURED KJIIICIPALS IIiC TR I. IllY QUAL TAX EX TR IIJl.TI SER 207. c.E PARKVIEW PlAZA, UIT ADIII. C/O VAl KMPEII IERRITT lit, OAXIIROOKTERRACE, IL 60181 (708) 684-6057 - 1,000 ($1,020,000) I.UT INVESTMEIT TRUST. (FILE 33-49929 - AUG. 06) (SR. 22 - NEW ISSlE)

S-3 ATlAIITiC CITY ELECTRIC to. 6801 BLACK IIORSE PIICE. PlEASAIITVILLE. IJ 0823Z (609} 645-4100 - 285.000,000 ($Z8S.OOO,OOO) MORTGAGEBOI)S. (FILE 33-49933 - AUG. 06) (SR. 13)

S-4 LONGS DRUG STORES CORP, 141 II CIVIC DR, WAlNUT CREEl, CA 94596 (415) 937-1110 -430,000 ($4,252,000) aJIDI STOCK. (FILE 33-49935 - AUG. 06) (II. 13)

S-3 F(REST OIL CORP, 1500 COlORADO NATIc.AL BLDG, 950 17TH ST, DElVER. to 80202 (303) 592-2400 - 100,000,000 ($100,000,000) STRAIGHT BOI)S. lJI)EIMlITER: BT SEaJRlTlES CORP, CHASE SEIlJRITIES IIIC, LEIIWI BROTHERS, SALOUI BROTIERS lilt. (FILE 33-66916 - AUG. 03) (SR. 4)

SO, MtICA AUTO RECEIVABLES INC, PO IlOl( 6038, CYPRESS. CA 90630 (714) 236-1567 -1,000,000 ($1,000,000) EQUII'tEIiT TRUST CERTIFICATES. lII)EIMliTER: FIRST IOSTc. aJtP. (FILE 33-67014 - AUG. 04) (SR. 11 - lEV ISSUE)

1I-1A HERCULES FUllDS lit, PIPER JAFFRAY TOWER, 22Z S III 11THST, 'UIIIIEAPOlIS, .. 55402 (612) 342-6387 - INDEFlIIITE SHARES. UllDEInIUTER: PIPPER JAFFRAY INC. (FILE 33-61016 -AUG. 04) (SR. 16 - lEV ISSlE)

S-2 WAXJWI INDUSTRIES IIIC, 24460 AURORARD, BEDFmtD HEIGHTS. 011 44146 (216) 439-1830 -157,415,000 ($90,000,000) STRAIGHT BOIIDS. (FILE 33-61018 - AUG. 04) (81. 10)

58-2 QUAI) CITY HOlDINGS IIIC, 32.6 " THIRD ST STE 709. DAVEIPORT. IA 52801 (319) 322-4410 - 1,150,000 ($11,500,000) aJIDI STOCK. UllDEJt\ltITER: DAII IOSYIRTH INC. (FILE 33-67028 - AUG. 03) (SR. 1 - lEV ISSUE)

S-l AGRICULTURALIUIERALS I. CHEMICALS INC. 5100 EAST SKELLY DR. STE 800. TlA.SA, CIC 74135 (918) 660-0050 - 115.000.000 ($115.000.000) STRAIGHT ...,S. lII)£JMtlTER:MORGAIISTAILEY I. to INC. (FILE 33-67'032 - AUG. 05) (II. 2 - lEV ISSUE)

S- 3 CSXT TRADE RECEIVABLES MASTER TRUST. 901 EAST' CARY ST. CIO csx aJtP OlE JMES tTR. RICHMOIID, VA 23219 (804) 782-1400 - 1,000,000 ($1.000.000) EQUIPMEIIT TRUST CERTIFICATES. (FILE 33-61034 - AUG. 05) (II. 11 - lEW ISSUE)

S-' CCliTItO IIiTERNATIONAl INC. 1101 N WARSOIIRD. ST LelIIS. II) 63132 (314) 997-5900 -15,000.000 ($75,000.000) STRAIGHT BOIIDS. UllDEJt\ltITER: BEAR STEARIIS I. co INC. (FilE33-67036 - AUG. 05) (81. 9)

NEWS DIGEST,August 16, 1993 2

REGISTRATIONS CONTINUED

S-11 RESOlUTUIi TRUSTCORP, 555 AIITCIIBlVD nH FL, CXlSTAIESA, CA 92626 (714) 433-6161 -200,173,731 (S200,173,731) EClJIPlEIiT TRUSTCERTIFICATES. (FILE 33-67U31 - AUG. 05) (BR. 11)

S-1 PARACELSUSHEAlTHCARECORP, 155 II lAICEAVESTE 1100, PASADEIIA,CA 91101 (818) 792-8600 - 15,000,000 ($75,000,000) STRAIGHTII(JI)S. (FILE 33-61040 - AUG. 05) (BR. 6)

S-8 BEST POolERTECHIIOlOGYIIIC, PO BOX280, IlECEDAH,III 54646 (608) 565-1200 - 103,530 ($222,590) COlD! STOCK. (FILE 33-67042 - AUG. 05) (BR. 3)

S-8 BIOCRAFTlABORATClUESlilt, 18-01 RIVER RD, FAIR LMII, IJ 07410 (201) 703-0400 -450,000 ($12,417,500) COlD! STOCK. (FILE 33-67'060 - AUG. 06) (a. 4)

S-8 EXPEDITORSIITERIATICJIAl.OF WASHIIIGTCIIlilt, 19119 16TH AVES, SEATTLE, 1M .1. (206) 246-3711 - 553,000 ($14,618,002) COlD! STOCK. (FILE 33-67066 - AUG. 05) (BR. 4)

S-8 FAHIIESTOCK PO .. VIIiER HOlDIIiGS IIIC, 181 lIIlVERSITY AVESTE 1204, 16, TORCIITOCIITARIOM5H3M7, Ai> (416) 364-3397 - 31,910 ($223,310) COlD! STOCK. (FILE 33-67068 - AUG. 05) (BR. 12)

S-8 U S EIIYIRCI8EITAl SOlUTICliS IIIC, 397 E SM HCJJSTCII PIQIY STE 350, HCJJSTCII, TX 77'060 (713) 847-9293 - 500,000 ($500,000) COlD! STOCK. (FILE 33-67070 - AUG. 05) (g. 4)

S-8 lOB aRUllCATICliS GIKlJP lilt, 10525 II WASHIIGTCIIBlVD, ClIlVER CITY, CA 90232 (213) 870-9000 - 70,000 (S2,633,750) COlD! STOCK. (FILE 33-67072 - AUG. 05) (g. 7)

s-8 lOB aRUllCATICliS GIKlJP lilt, 10525 II WASHIIGTCIIBlVD, ClIlVER CITY, CA 90232 (213) 870-9000 - 1,000,000 ($37,625,000) COlD! STOCK. (FILE 33-67074 - AUG. 05) (BR. 7)

S-8 BRQADBAJI) TECHIIOlOGIESIIiC /DEI, 4024 STIRRlF CItEEIC DR STE 150, 1IlJUIM, IC 27703 (919) 544-0015 - 1,500,000 ($11,814,000) COlD! STOCK. (FILE 33-67076 - AUG. 05) (BR. 7)

S-4 FIRSTBAIIKOF ILLINOIS CO, 205 S FIFTH ST 9TH FLa, SPRINGFIELD, IL 62701 (217) 753-7543 - 334,439 ($9,815,784) COlD! STOCK. (FILE 33-61'0lI0 - AUG. 04) (a. 2)

S-8 IlICOR lilt, 777 E IIISCCIISIIi AVE, PO .. 334, InUMIJICEE, III 53201 (414) 291-7'026 -100,000 ($3,056,000) COlD! STOCK. (FILE 33-67132 - AUG. 06) (g. 8)

S-3 CMSEIERGYCORP, FAIRLAIIEPLZ SCl1THSTE 1100, 330 T(III CElTEI DR, DEAIBmI, In 48126 (313) 436-9261 - 4,600,000 ($120,115,000) COlD! STOCK. (FILE 33-49937 - AUG. 09) (BR. 8)

S-6 INSUREDIUIICIPAl5 INC TR & IllY QUAl. TAXEX TR IIJlTI SER 206, CIIE PARKYIEIIPLAZA, UIT ADtII, C/O VAIlKMPEII IERRITI lilt, ~ TEIIACE, IL 60181 (708) 684-6057 - 1,000 ($1,020,000) lIIlT llVESTIEIT TRUST. (FILE 33-49939 - AUG. 09) (BR. 22 - NEIl ISSUE)

5-6 INSUREDIUIICIPAl5 lilt TR & IllY QUAl. TAXEX TR IIJl.TI SER 208, OIIE PARKYIEIIPLAZA, UIT ADIII, C/O VAIlKMPEII IERRITT IIC, ~ TEIIACE, IL 60181 (708) 684-6057 - 1,000 ($1,020,480) lIIlT llIVESTIEIT TRUST. (FILE 33-49941 - AlIi. 09) (BR. 22 - NEIl ISSUE)

NEWS DIGEST, August 16, 1993 3


s-6 INSURED MUIIICIPALS IIiC TR I IllY QUAL TAX EX TR .... TI SER 209.ONE PARICVIEWPLAZA. UIT ADMII. C/O VAN KAMPEIIJERRln IIC. OIUCIIRODKTERRACE. IL 60181(708) 684-6057 - 1.000 ($1,020.000) UIIIT IIIVESTMEIiT TRUST. (FILE 33-49943 - AUG. 09) (8R. 22 - lEW ISSUE)

S-3 MOBil CORP. 3225 GALUIIS RD. FAIRFAX. VA 22037 (103) 846-3000 - 1.500.000.000($1,500,000,000) STRAIGHT BOlDS. (FILE 33-49945 - AUG. 09) (RR. 13)

S-3 MERRILL LYNCH I CO IIIC. 250 VESEY ST. YltLD FlIlAllCIAL CTR • TCIER. lIEU YCItIC. IV

10281 (212) 449-1000 - 5.000.000,000 (15.000.000.000) STRAIGHT .. S. (FILE 33-49947 -AUG. 09) (81. 12)

58-2 MEDICAl) ~p. 14 RiDGEDAlE AVE. CEDAR ICIOLLS.... 07'12:r (201) 32,6-9099 - 1.150.000($6,900,000) (XJIlOI STOCK. 100.000 (S100) WMRAIITS. CJ>TUltS OR RIGHTS. 100.000($720.000) (XJIlOI STOCK. UllDERWRITER: UIIITED STATES SEaJRlTlES CLEARIIG CORP.\/ELLINGTON GR(U> IIiC. (FILE 33-66776-11Y - JUL. 29) (RR. 9 - lIEU ISSUE)

58-2 DIPLI:JCAT JUVEILILE CORP, 25 KAY FRIES DR. SnIff POI IT • IV 10980 (914) 786-5552 -"~_!O.OOO ($10.040,100) (XJIlOI STOCK. UlDERWlITER: SOOTH RICIIMIItD SEaJRlTlES IIC.o ll( 33-66910-NY - AUG. 02) (BR. 7 - lEW ISSUE)

N-2 VOYAGEUR MINIIESOTA MUIIICIPAL INaM:: FUID III IIC. 100 SOOTH FIfTH ST. STE 2200.MINNEAPOLIS. MIl 55402 (612) 376-7000 - 115.000 ($1.725.000) (XJIlOI STOCK. (FILE33-67022 - AUG. 05) (RR. 22 - NEW ISSUE)

11-2 VOYAGElIt TEXAS IIiSURED MUIIICIPAL ItHDE FUID IIC. 100 SOOTH FI fTH ST. STE 2200,MINNEAPOlIS, MIl 55402 (612) 376-1000 - 115.000 ($1.725.000) (XJIlOI STOCK. (FILE33-67024 - AUG. 05) (81. 16 - NEW ISSUE)

N-2 VOYAGEURARIZONA MUIIICIPAL IHaM:: FUID II IIC. 100 SOOTH FIFTH ST. STE 2200,MINNO-POLIS, MIl 55402 (612) 376-1000 - 115.000 ($1.725.000) (XJIlOI STOCK. (FILE33-67026 - AUG. 05) (81. 16 - lEW ISSUE)

N-2 VOYAGEURFUIlIDA IIiSURED MUIIICIPAL IIIaM:: FUID II. 100 SOOTH FIfTH ST. STE 2200,MINNEAPOLIS. MIl 55402 (612) 376-1000 - 115.000 (S1.725,OOO)COIIO! SHARES OF BEIlEFICIAL IIiTEREST. (fiLE 33-61030 - AUG. 05) (RR. ZZ - lIEU ISSUE)

S-' ASTORIA F1IW1CIAL CORP, OlE ASTORIA FEDERAL PLAZA. UICE SUCCESS. IV 11042 (516) 327-2000 - 13.886.250 (1347.156.250) (XJIlOI STOCK. lII)EIMliTER:CONEN ADAMS SEaJRlTlES IIC. (fiLE 33-67044 - AUG. 05) (RR. 1 - lIEU ISSUE)

5-' CHEClCMTE ELECTR<IIIICS lilt. 1011 MAllSELL RD. STE C. ROIIELL, CiA 30076 (404) 641-1140 - 2,520,000 (521,420,000) aMDI STOCK. UllDERWlITER: IIiTERSTATE .IOIIISOII l.AII: CORP. JAMES RAl10ID I ASSOCIATES IIiC. (FILE 33-67048 - AUG. 05) (RR. 10 - lIEU ISSUE)

S-8 BRCUI ALEX INC, 135 E BALTIMORE ST, BALTIMORE, II) 21202 (410) 727-1700 - 633.139 ($15,116,193) (XJIlOI STOCK. (FILE 33-67050 - AUG. 05) (RR. 11)

N-2 .... ICIPAL PARTIlERS FUIID I Jilt, SEVEII YltLD TRADE CElTER. lIEU YCItIC. IV 10048 (212) 783-1302 - 800 ($40.000.000) PREFERRED STOCK. UllDER\ltITER: OPPEIiHEIIER & CO IIC. SALOMOII BROTHERS IIiC. (FILE 33-67052 - AUG. 05) (BR. 17)

S-1 FCC IlATlONAL BAIIIC. OlE GATEWAYClR. 300 ICJIG ST. WIUlIIGTCII. DE 19801 (301) 656-5000 -- 1,000.000 ($1,000,000) FLOATIIG RATE IIOTES. lII)EIMlITER: FIRST CHICAGO CAPITAL IlARlCETS IIC. (FILE 33-67056 - AUG. 06) (RR. 12)

S-8 FWtlDATlON HEALTH CORPORATICII. 3400 DATA DR. RAIICHO CORDOVA, CA 95670 (916) 611-5000 - 29,480 ($644,875) alMMOII 5TOO::. (fiLE 33-6706Z - AUG. 05) (RR. 9)

4 NEWS DIGEST, August 16, 1993


S-4 I)AlJ)HII DEPOSIT CDP. 213 MAKET ST. IlARRISllURG.PA 17105 (717) 255-2121 -2.991.416 (163.060.480) aJIDI STOCK. (FILE 33-67078 - AUG.05) (II. 2)

S-8 CELESTIAl VEIlTURESCORP. 2455 EASTSlIIRISE BlVD. SUITE 905. FORTL.AlI)EIDAlE. FL33304 (305) 564-6616 - 600.000 ($475.000) aJIDI STOCK. (FILE 33-67'0112 - AUG. 06)(II. 12)

S-8 CJEGAIIEAlTIICAREINVESTORSlie. 905 WESTEISElIIOWEICIRCLE STE 110. All .... III 48103 (313) 141-9791 - 300.000 ($6.412.500) aJIDI STOCK. (FILE 33-670114 - AUG. 06) (II. 6)

S-8 otIIA PHARMCEUTICAlSIIC/CA. 5880 PACIFIC CEITER BlVD. SAIl DIEGO. CA 92121(619) 457-2553 - 194.200 ($873.900) COIDI STOCK. (FILE 33-67086 - AUG.06) (II. 3)

S-8 SPECiAlTY PAPERBOARDIIiC. BRlDIES RD. BRATTLEBORO.VT 05301 (802) 251-0365 -200.948 ($1.004.140) COIDI STOCK. (FILE 33-67088 - AUG. 06) (II. 8)

S-8 IVAI CORP/DE. 8800 IIW36TH ST. IIIMI. FL 33178 (305) 590-2200 - 3.000.000($70.680.000) aJIDI STOCK. (FILE 33-67090 - AUG.06) (II. 4)

S-8 DAYRUllIlERIIiC. 2750 WESTMOOREAVE. FULLElTmi. CA92633 (714) 680-3500 - 275.000 ($2.681.250) COIDI STOCK. (FILE 33-61092 - AUG. 06) (II. 11)

5-3 FARlER5 CAPITAl BAlIKCORP. WMill ST PO 8CJI( 309. OlE FARIERSBAlIKPLZ. FlAllKfClRT. n 40602 (502) 221-1600 - 800.000 (S22.8OO.000) COIDI STOCK. (FILE 33-67094 - AUG. 06) (II. 2)

5-' APOGEEROBOTICSIIiC. 2643 IIIDPOIIiT DR. FORTCOLLlIIS. CO 80525 (303) 221-1122 -937.000 ($702.750) COIDI STOCK. (FILE 33-61120 - AUG. 06) (II. 9)

5-3 IUCROAGEIIiC /DEI. 2308 S 55TH ST. TEIIPE. AZ 85282 (602) 968-3168 - 2.185.000($50.255.000) aJIDI STOCK. (FILE 33-61122 - AUG.06) (II. 9)

S-4 UIIlmi PLAIITERSCORP. 1130 GO(I)LETTFARIISPItVY. CORDOVA.TIl 311018 (901) 383-6000 -529.343 ($11.645.546) COIDI STOCK. (FILE 33-61124 - AUG. 06) (II. 1)

S-8 TlIllERLAII) CO. 11 IERRILL naJ5TRIAl DR. HMPTmI. III 03842 (603) 926-1600 - 700.000 ($28.392.000) COIDI STOCK. (FILE 33-67128 - AUG. 06) (II. 8)

S-3 IICBlE DRILLINGCORP. 10370 RICIIIDD AVESTE 400. IIlIJSTCli. TX 77042 (713) 974-3131 -12.075.000 ($101.920.312) aJIDI srooc. (FILE 33-67130 - AUG.06) (II. 3)

5-8 "ICOR IIiC. 7T7 E IlISCtWSIIi AVE. PO BOX334. IULWAlnE. WI 53201 (414) 291-7026 -600.000 (S18.000.000) COIDI STOCK. (FILE 33-67134 - AUG. 06) (II. 8)

S-3 EXEaJTlVE TELECARDLTD. m DEIII$(JI STREET. MIOOIM mlTARIO CAUDA L3I 224. If 10954 (416) 475-8220 - 100.000 (S1.231.5OO) aJIDI STOCK. (FILE 33-67136 - AUG. 06) (IR. 6)

5-8 IlJlaRESPOIISE SERVICESlie. 1400 MIlIA \MY SOITH. RU:__ • CA ~ (510) 215-5000 - 150.000 (S1.650.000) COIDI STOCK. (FILE 33-67138 - AUG. 06) (II. 9)

$8-2 TRI LITE lit /pAl. 2300 Mill ST. IRVINE. CA 92714 (714) 261-11313 - 1.815.000(S10.1OO.000) aJIDI STca::. 100.000 WARRAIITS.OPTIONSOR RIGIITS. lJI)EIUliTEl:Dla]1I$(JI .. CO. (FILE 33-61142 - AUG. 05) (II. 3 - lEW ISSlE)

S-8 GEOTEICIII)lJSTRIES lie. 20 CRAIGROllO. "'TVAlE. I .. 01645 (201) 825-70lI0 - 2.750.000 (S16.434.563) COIDI STOCK. (FILE 33-67144 - AUG. 06) (II. n


ACQUISITIONOFSBCtJRX'l'XIS<

Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent. Persons eligible to use the short form (Schedule 13G) may in lieu of filing a Schedule 13D file a Schedule 13G within 45 days after 'the end of the calendar year in which the person became subject to Section l3(d)(1). Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-l.

Below is a list of recent filings of Schedules 13D and 14D, which includes the fol1owing information: Column 1 - the company purchased (top), and the name of the pu rchcse r ; Column 2 - the type of security purchased; Column - 3 - the type of form filed; Column 4 - the date the transaction occurred; Column 5 - the current number of shares (in OOO's) owned (top) and the current percent owned; Column 6 - the CUSIP number (top) and the percent owned; and Column 7 - the status of the filing, i.e., new, update or revision.

EVEIIT "'(000)/ aJSIP/ FlLlIIGNAN, 11)10 ClASS Of STogLgWIIE! FCIIM DATE IDlED PRIOIX STATUS

MYLEX CORP aJt 1,161 62854610VALENTE GEORGE ET Al 130 7/19/9l 9.1 7.7 RVSICII

OSAGE FOOT\EAR. INC all 42,400 68m310I«JNRO I. co IIiC 130 7/30/9l 87.0 23.8 lFDATE

OSAGE fOOTWEAR INC all 42,400 68m310IUNRO , co INC 130 7/30/9l 17.0 23.8 RVSICII

PARTECH HLDGS CORP aJt PM SO.OS 302 70211420IWIAfO MAK S 130 7/15/9l 6.6 0.0 lIEU

PARTEe" "LOGS CORP aJt PM SO.OS 302 70211420MANAfO MARK S 130 7/15/9l 6.6 0.0 RVSUII

RAMTRON INTL CORP aJt 9,966 75190710BENTON OREN LEE 130 7J20/9l 58.7 59.3 lFDATE

RAMTRON IIiTl CORP all 9,9166 75190710BENTON OREN LEE 130 7J20/9l 58.7 59.3 RVSICII

RENAL TREATMENT CENTERS lie all 6Il5 75967110MST NGMT LP ET Al 130 7J12J9l 12.4 0.0 lIEU

RENAl. TREATMENT CEIITERS lie aJt 6Il5 75967110MST JOlT LP ET Al 130 7J22m 12.4 0.0 RVSUII

RFS HOTEL INVESTORS lie all 325 m99910CUMBERLAND ASSOCIATES 130 8/ 6/93 9.4 0.0 lIEU

STRUTHERS lIDS INC all 1,161 86158310SIDDIQUI NASI .... 130 8/ 6/93 16.6 0.0 !lEW


ACQUISITIONS CONT.

lINE AND a.ASS OF STOCK/!IIIER RIIM EVElY

DATE SIItS(OOO)1

'ME" QlSIPI

PRICIt% FlUIG

STAnIS

STRUTHERS III)S lit SIDDICIlJI 1AS1 ....

CDI 13D 81 6Jf1J

1.161 16.6

1I6l58310 0.0 RVSICII

VI DEO JUICEBOI( IIE1\IItIC

BlAIIK MRIC ET Ai. lit CDI

13D 7/l1Jm 1.239 8.4

92699lt10 0.0 lEU

VIRAl TESTING srs CORP SUSIWI TIUWI L

CDI 13D 6/l1Jm

1.DD4 8.5

93299210 0.0 lEU

VIRAl TESTING srs CORP SUSIWI TIUWI L

CDI 13D 6/l1Jm

1.DD4 8.5

93299210 0.0 RVSICII

MREP CORP KARA80TS IICC G

CDI 13D 814M

576 8.7

03215910 0.0 lEU

BFS BAIIKOIP lit GOOLD IIVEST(ItS ET Ai.

CDI 13D 8I10M

514 15.0

05540710 22.1 lJIIOATE

BAllDAG IIC CARVER LUCILLE A

BAllDAG IIC CARVER MARTII G

BESnMT KElT lit O'OCIIIELL & MSlIl

ClA

ClA

CDI LP ET Ai.

13D

13D

13D

7/lL.M

7/lL.M

7/19M

3.750 27.5

5'17 4.4

49.1. 65.3

05981530 30.3 lJIIOATE

05981530 5.9 lJIIOATE

011658410 6.3 IJIDATE

BESnMT RElY lit O'OCIIIELL & MSlIl

CDI LP ET AL 13D 7/19m

49.1. 65.3

0II65II410 6.3 RVSICII

BIOTIRE aJIIEl

lit DCIIIIA ET AL

CDI 13D T!Z9M

107 6.1

~10 6.4 IJIDATE

BROOKE GRClJP LTD ALISSA SAAD A

all 13D Tram

1.925 10.5

11252510 6.0 lJIIOATE

BROOKE GRClJP LTD ALI SSA SAAD A

CDI 13D 7ram

1.925 10.5

11252510 6.0 RVSICII

CAID EIERGT USA lit CAID ElERGT PLC

CDI 13D 8110193

7.542 60.5

12776210 64.1 IJIDATE

CAMI Z lit FORSllPAI ... TCII

CDlIEU 13D 6/'ZSM

5.an 79.2

13367520 50.8 lJIIOATE

CAMI Z lit FORSllPAI ... TCII

CDI lEV

13D 6/'ZSm 5.an 79.2

13367520 50.8 IVSUII

CHOICES EllTIn' CORP GREElHILL CAPITAL CORP

CDI 13D 813m

1.120 6.9

17U39110 0.0 lEU

CHOICES ElTRT CORP GREEIHILL CAPITAL CORP

all 13D 813M

1.120 6.9

17U39110 0.0 RVSICII


ACQUISITIONS CONT.

EVEIIT _(000)/ lIME All) CLASS Of STOCXlCIIIEI FCIIM ... aJSIP/ F1L111S

PlI_ ITATUIDATE ~.

EIERGY SVC lit eDt 7,117 29271910PERIUM EClJITlES lit 130 8/10/93 5.9 10.0 lIPDATE

ENERGY SVC INC eDt 7,117 29271910PERIUM EClJITlES lit 130 8/10/93 5.9 10.0 RVSICII

ENERGY SVC INC eDt 8.794 29271910SMITH RAll)ALL D ET AL 130 8/12/93 7.2 0.0 lEU

EIERGY SVC INC all 66,300 29271910SlMtI T IIAIICXItP ET AI.. 130 8/12/93 54.6 0.0 lEU

FIRST SYGS 81: FSB SC GIll eDt 1,1105 33592710SOOTHED IlATL CDRP 130 8/ 5/93 20.4 0.0 lEU

IVEY PPTYS INC all 1. 46588710SHOPPING CEIITER ASSOC ET AI.. 130 8J 3/93 7.8 0.0 lEU

ICETEM INC all 494 49265310TWEEDY BIHUIE CO L PETAl.. 130 8/ 4/93 13.4 11.1 lIPDATE

ICETEM INC eDt 494 49265310TWEEDY IIRCUIE CO L PETAl.. 130 8/ 4/93 13.4 11.1 RVSICII

LTV CDRP lEU eDt 6.569 50192110CAPI TAL MGMTASSOC 130 8/ 2/93 9.5 0.0 lEU

LTV CORP lEW eDt 6,569 50192110CAPITAL MGMTASSOC 130 8/ 2/93 9.5 0.0 RVSICII

LTX CORP COlt 1,949 50239210SUUTCKl IETAl III)S 130 8/ 9/93 8.6 9.7 lIPDATE

LAWTER IIlL INC eDt 6,2fIJ 52078610HACH KATHRYNC 130 8/ 3/93 11.2 0.0 lEU

LAWTER lin INC eDt 2,244 52078610TERRA JMES D 130 8/ 3/93 4.0 0.0 lEU

It G PRCJ)UCTS eDt 309 55199610DMER KEN 130 6/21/93 7.7 0.0 lEU

IIEDCROSSINC eDt 161 58406640CORPalATE SEa.lIT1ES GAP ET AL 130 9/8/92 10.7 0.0 RVSICII

IDIARCH CASIllO REsmtT INC eDt 2,071 60902710FARAHI BEl 130 816m 22.5 0.0 lEU

IDIARCH CASIllO REsmtT INC eDt 2,071 60902710FARAHI .. 130 816m 22.5 0.0 lEV

IDIARCH CASIllO REsmtT lit eDt 888 60902710FARAHI JILA 130 8/ 6/93 9.6 0.0 lEV

8 NEWS DIGEST, Auaust 16, 1993

ACQUISITIONS CONT.

lIME All) ClASS Of STQCK/(UIER FCIIM

EVElY SIa(OOO)1 aJSlPI FlLlIIG

DATE 2DI!ED PRiors STATUS

MOtIARCHCASIllO RESORT lit CDI 2,011 609OZ710 FARAHI .IOHII 13D BI 6/93 22.5 0.0 lEU

PERCEPTROII lit CDI m n~10 fDIJRA SECS IllL lit 13D 7129m 12.2 12.0 UPDATE

PRIME EClJITIES Illl aJtP CDI 1.&11 75499120 PEZIM IllUtAY 13D 6J 2J9J 33.0 45.2 lJIDATE

PRIME EClJITIES IllL aJtP CDI 1.&11 75499820 PEZIM IllUtAY 13D 6J 2J9J 33.0 45.2 1VS1a.

KS FIll GRCIJP lie CDlIEU 3.~ 76599210 SElICIt .w.TER E ET AL 13D Bl11m 53.2 56.6 lJIDATE

SEAIWIC DEEP OCEAI TECH CDI 1.977 81201520 AJl)ERSClI E CARL JR 13D 4129m 15.7 0.0 lEU

SEAIWIC DEEP OCEAI TECI CDI 1,977 81201520 AJl)ERSClI E CARL JR 13D 4129m 15.7 0.0 IVSICII

SECIJA aJtP a.A 870 81732010 TIGER ET AL 13D BI 2J9J 9.0 10.0 UPDATE

SI EllA TUCSClI cos lit CDI 1.311 82650410 MCltGAIISTAILEY IiRP ET AL 13D 1/21m 15.5 0.0 lEU

THERAPEUTICDISCOIIERY aJtP CDI a. A 440 MD7610 STEYER TIDMS FETAL 13D 7/29m 5.7 0.0 lEU

1IIITED STATES FILTER aJtP CDlIEU 1,1Z5 91184320 CHILMU CAPITAL aJtP 13D BI 2J9J 18.2 14.7 lJIDATE

Ya.KEIlSllt CDI 1,017 98776no FIDELITY Illl LTD 13D 8/ 2J93 11.4 12.0 lJIDATE

YOlIIICERSlit CDI 1,017 98776no AIR CCItP 13D BI 2J93 11.4 12.0 lJIDATE


RECENT 8ltFILINGS

Form 8-K is used by companies to file current reports on the following events:

Item 1. Changes in Control of Registrant.Item 2. Acquisition or Disposition of Assets.Item 3. Bankruptcy or Receivership.Item 4. Changes in Registrant's Certifying Accountant.Item 5. Other Materially Important Events.Item 6. Resignations of Registrant's Directors.Item 7. Financial Statements and Exhibits.Item 8. Change in Fiscal Year.

The companies listed below have filed 8-K reports for the date indicated and/oramendments to 8-K reports previously filed, responding to the item(s) of the formspecified. Copies of the reports may be purchased from the Commission's PublicReference Room (when ordering, please give the date of the report). An invoice willbe included with the requested material when mailed.

STATE 81( ITEJII 10.!WE OF ISSlER aDE 12345678 DATE aJlENT

---------------------------------------- ------------ ... -- ---------------PETROlAIIIEINC CA X X 06/25!93ME1DPI EDMOIITBAIIKGROOPlit VA X 08/03/93RALSTOII PURIM co NO x 08/06/93RESOLUTIOI TRUST CORP COllI MORTPASS THR X X 07125/93RIIII REGO SUPERIWlICETS lit 011 X rrTl3O/93RISER FO(I)S INC IDEI DE X 07130/93ROCHESTERIXMIJIITY SAVUIGS BAlK RCS8 19 III X 07/15/93RYLAJI) MORTGAGESEClItITIES CORP IVAI VA X X 07/l9/93SAVAIIWI FCXJ)S & IIDUSTRIES IIIC DE X 07/21/V3SAlOl MORTGAGESEClItITIES CORP DE X X 07l25/V3SAXOI MORTGAGESEClItITIES CORP DE X X 07/l9/V3SEA PIlES ASSOCIATES lit sc 10 ITEJIIS 07/2/J!93ME1DSEAQJlL ENERGYCORP TX X X 071'13/93SEARS MORTGAGESEC CORP MORTPAS THRO CE X X 06/l9193SECIJOIA SYSTEJIISlit DE X 08/06/V3SIDIJOAT lit IV X 07107/93SOlAR FlIIAICIAL SERVICES lit IIJ X 08/05/93SOOTH POINTE EIiTERPRISES lit FL X 07/27/93SOOTHERIICRESCEIIT FlIIAICIAL CORP GA X X 07l22J9lSUPER1(. BAlK FSB Of AFC IDlE EQ LA ASST X X 06!22mTLM CORP IV X X 07/l9/V3TRAVIS INDUSTRIES IIIC CO X 08!06/V3 TROY lEASE IIIaIIE L P DE X 07/l9/V3 IIIITED FIIlAllCIAL GRClJP IIIC/DE DE X 08/02iV3 lII.It CORP DE X 08/09/93 VIRGINIA ELECTRIC & PCIoQ CO VA X 08/10/V3 VIRGINIA ELECTRIC & POWERCO VA X 08!10/V3 VIRGINIA ELECTRIC & PCIoQ CO VA X 08/10/V3 YASTEC INC DE XXX X X 07/09/V3 we CALIFORIIIA IIlJSING TAX CREDITS LP CA X X 07/2B/V3


8K REPORTS COlf!.

STATE 8( ITER 10. lIME OF ISSlER aDE 12345678 DATE aJIEIIT

----------------------------------.----- --------------- ---------------AETIA LIFE" CASUALTYCO CT X 08110193 AlERleAI! IDJSTRIES LTD W XXXXXX 05/31J9.WE11) BAIIICOF !lEW YCIlIc:CO lie IT X X 08111193 BEVERLYENTERPRISES lie IDEI DE X 07J27J9.WE11) BOCA RATOI CAPITAL a.p /FLI FL X 07~ CHASE IWlIlATTAil a.p DE X X 08110193 CREATIVE BI(KJLEQJLES lie DAIYl IIlRTGAGE ACCEPTAIICEa.p

DE X X X

07106193 07IU193

DLJ IIlRTGAGE ACCEPTAIICEa.p FIRST REPlIIlI C BAIIQlRP nlc

DE DE

X X X

07129193 O8ICYJ193

FORD CREDIT AUTO LtwI IIASTER TlUST JlI X X 07/31193 FORD CREDIT AUTO LtwI JIASTEI TIUST JlI X 07/31193 FORD CREDIT AUTO LtwI JIASTEI TIUST JlI X 07/31193 FORD CREDIT 1993·B GRAIITORTIUST DE X X 08110193 HCA IIDSPITAL c:ORPCIIATIOI OF MERICA DE X X 08JCYJ193 ... SIIOPPIIG IIEl\IIUC lie DE X 07/13193 HORIlmI HEALTIICAREa.p IOIICS lilt

DE JIA

X X

08J02J93 O5IU/93MIEJI)

JOY TECHIDLOGIES lilt DE X 08J05193 MARIIE JlIDI..AII) AUTO F11 a.p MARINEJlIDL IT X X 07/15193 JlISSISSIPPI POoal CO JIS X OB/D4193 IATIOISBAIIl a.p IIC X 07130193 IATIOISIWII: CORP IIC X 07130193 lIEU YORICTELEPIDIE CO IT X 08J05193 IORTH LILY JlIIIIG CO UT X 08JCYJ193 PAIIlEWEBBERIIlRTGAGE ACCEPTAIICEa.p IV X X 07125193 POLl CY IWIAGEIEIIT SYSTEJIS a.p PURE TECH IITERIATIOIIAI. lit

sc DE

X X 10 ITBIS

08JCYJ193 OS/216/9W1E1m

SAFBMY lie DE X 08111193 SEARCHCAPI TAL IiROlF lie DE X X X 06130193 SERVlCO lie FL X 08J03193 SI DI-' TECHIOLOGYlit TX X 05J28/93M1E11» SIIOIE IiROlF lit DE XX 07n.1193 STRUCTUREDIIlRTGAGE ASSET RESIDENTIAL TR X X 07125193 TEL ELECTROIIIICSlit UT X 05n.1193 TOP SOJRCE lie DE X X 07/16/93M1EJ1) TOWE F1IA1CIAL a.p 10144 0144 X X 05/31/93M1EJ1) TRC COJIPAilIES lit IDEI DE X 08J05193 lIIlOI PLAIITERS a.p 11 X X 07tz0193 lIIITED CAPITAL a.p IDEI US W:ST IIIC

DE

CO X

X

07130193 0If11/93M1EJ1)

W:STERII GAS RESOItCES lit DE X X 07129J'1J

W:STIIIGIIIJSE ELECTRIC aJIP PA X CYJ/11J'1J


......./ . ... .. ..... ... . ..... ... .. . .. ..................................•...•.........

SEC :::::.:-::::tekiU& inf_tion.nd/Qr _terial from the ~t.'ion' coutinuetc)cOUtplaittj)fbelrig 1ncbrr~C:t:1yreferred to the wrong telephoneritimber by· Co_baton ataff •. 'l1t"following Info'tllUttlo1(is furn1sheclto assist you indirectly call1ngtheapproPt-iateoff1ce: . . . . .:. ... -.'.

Consumer··Affai~s· .....(202-~1;-7440);·.····· Investor·····inqUiriesand···eomplaint ··~~o~eSSing

information.

Freedom of ;tnformatiopBranch (202-272-7420) :kequests Act, Sunshine ACt. cortfidential treatment matters, etc.

Pet:sonnelLocatQr ...(202-272-2550): Requests for names and phone numbers of Conunission personnel..· .

Public Affak.> ..(202';'27~~26$0): Information about matters In the SECNews Digest, the Commission's operations, and calls· from the press not directed to particular individuals. and· ot.hertelated matters.

Publ1cl.efe[Qn~e(202:;'272.;,7450): Requests for information on whether or not a document has been filed~.etc.

PublicationsUn:it (202...272.;;.7460/1461):· Requests for forms, studies, directories, etc.

"'.'. - .', ',' ..,.,_.".:-

atflte pi tb@Sec;[etfXY ··(202-272-2600)!. Requests for info~tion on theC~iSsion calendar. .... ....•.........•...•..> ... •.. ....•.. ... .. . ... ...• .

SECInformation Line ...(202-272-3100/5624): • General Information about SECoperations and activities through a series of recorded messages.

12 NEWSDIGEST,August 16, 1993

issue 93-157 august - sec · issue 93-157 august 16, 1993.. \ l, investken!rcoxpanyact.releases...

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