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ISO 22514-2: 2013
Changes to ISO 21747: 2006
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 1/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Content
Purpose of the document ........................................................................................................................ 2
Part I - main content of ISO 22514-2: 2013 ............................................................................................. 3
Time-dependent distribution models ................................................................................................. 3
Process performance indices .............................................................................................................. 4
Process performance index Pp ......................................................................................................... 4
Upper process performance index PpkU ........................................................................................... 5
Lower process performance index PpkL ........................................................................................... 6
Minimum process performance index Ppk ....................................................................................... 7
Process capability indices .................................................................................................................... 8
Process capability index Cp .............................................................................................................. 8
Upper process capability index CpkL ................................................................................................. 9
Lower process capability index CpkU .............................................................................................. 10
Minimum process capability index Cpk .......................................................................................... 11
Calculation methods of location (See ISO 22514-2: 2013, table 3) ............................................... 12
Calculation methods of dispersion (See ISO 22514-2: 2013, table 4) ........................................... 13
Application of different calculation methods ............................................................................... 14
Reporting performance and capability indices ............................................................................. 14
Part II - calculation methods for location and dispersion in Q-DAS products ....................................... 15
Calculation method settings in Q-DAS software products ................................................................ 16
Settings for stable processes ......................................................................................................... 16
Settings for instable processes ...................................................................................................... 17
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 2/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Purpose of the document
The international standard ISO 21747: 2003 has been withdrawn and replaced by the standard ISO 22514-2: 2013. In order to avoid confusion regarding compliance with ISO 22514-2 we provide information about the key content of ISO 22514-2: 2013.
This document is divided into two parts. Part I shows key content elements of ISO 22514-2: 2013 with the main focus on calculation methods of process performance/capability indices.
Part II provides recommendations regarding the settings for the evaluation strategy of Q-DAS software for compliance with ISO 22514-2: 2013. These settings are related to:
qs-STAT: Process Capability module
destra: Process Capability module
procella: Process Capability module
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 3/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Part I - main content of ISO 22514-2: 2013
Time-dependent distribution models
The following table lists all time-dependent distribution models in compliance with ISO 22514-2: 2013.
Characteristic Time-dependent distribution models (ISO 22514-2: 2013)
A1 A2 B C1 C2 C3 C4 D
Location c c c r r s s s
Dispersion c c s/r c c c c s/r
Short time distribution
nd 1m nd nd nd as as as
Resulting distribution
nd 1m as nd 1m as as as
Table 1: Time dependent distribution models (See ISO 22514-2: 2013, table 2)
c parameter remains constant s parameter only changes systematically r parameter only changes randomly nd normally distributed as any shape 1m not normally distributed, one mode only
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 4/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Process performance indices
If a process is not considered to be in a state of statistical control, a process performance index can be assigned.
Process performance index Pp
Figure 1: Process performance index Pp
Δ dispersion of the distribution of the product characteristic
L lower specification limit
Pp process performance index
U upper specification limit
X0,135 % 0,135 % distribution quantile
X99,865 % 99,865 % distribution quantile
Xmid distribution midpoint
variable
L UX0.135 % Xmid X99.865 %
Specification = U ‒ L
D = X99.865 % ‒ X0.135 %
den
sity
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 5/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Upper process performance index PpkU
Figure 2: Upper process performance index PpkU
ΔU difference between X99,865 % and Xmid of the distribution of the product characteristic
L lower specification limit
PpkU upper process performance index
U upper specification limit
X0,135 % 0,135 % distribution quantile
X99,865 % 99,865 % distribution quantile
Xmid distribution midpoint
variable
L UX0.135 % Xmid X99.865 %
U – Xmid
DU = X99.865 % ‒ Xmid
den
sity
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 6/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Lower process performance index PpkL
Figure 3: Lower process performance index PpkL
ΔL difference between Xmid and X0,135 % of the distribution of the product characteristic
L lower specification limit
PpkL lower process performance index
U upper specification limit
X0,135 % 0,135 % distribution quantile
X99,865 % 99,865 % distribution quantile
Xmid distribution midpoint
variable
L UX0.135 % Xmid X99.865 %
Xmid ‒ L
DL = Xmid ‒ X0.135 %
den
sity
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 7/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Minimum process performance index Ppk
Figure 4: Minimum process performance index Ppk
ΔL difference between Xmid and X0,135 % of the distribution of the product characteristic
ΔU difference between X99,865 % and Xmid of the distribution of the product characteristic
L lower specification limit
Ppk minimum process performance index
PpkL lower process performance index
PpkU upper process performance index
U upper specification limit
X0,135 % 0,135 % distribution quantile
X99,865 % 99,865 % distribution quantile
Xmid distribution midpoint
variable
L UX0.135 % Xmid X99.865 %
Xmid ‒ L
DL = Xmid ‒ X0.135 %
den
sity
U – Xmid
DU = X99.865 % ‒ Xmid
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 8/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Process capability indices
If a process is considered to be in the state of statistical control, a capability index can be assigned.
Process capability index Cp
Figure 5: Process capability index Cp
Cp process capability index
Δ dispersion of the distribution of the product characteristic
L lower specification limit
U upper specification limit
X0,135 % 0,135 % distribution quantile
X99,865 % 99,865 % distribution quantile
Xmid distribution midpoint
variable
L UX0.135 % Xmid X99.865 %
D = X99.865 % ‒ X0.135 %
den
sity
Specification U – L
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 9/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Upper process capability index CpkL
Figure 6: Upper capability index CpkL
CpkU upper process capability index
ΔU difference between X99,865 % and Xmid of the distribution of the product characteristic
L lower specification limit
U upper specification limit
X0,135 % 0,135 % distribution quantile
X99,865 % 99,865 % distribution quantile
Xmid distribution midpoint
variable
L UX0.135 % Xmid X99.865 %
den
sity
U – Xmid
DU = X99.865 % ‒ Xmid
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 10/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Lower process capability index CpkU
Figure 7: Lower process capability index CpkU
CpkL lower process capability index
ΔL difference between Xmid and X0,135 % of the distribution of the product characteristic
L lower specification limit
PpkL lower process performance index
U upper specification limit
X0,135 % 0,135 % distribution quantile
X99,865 % 99,865 % distribution quantile
Xmid distribution midpoint
variable
L UX0.135 % Xmid X99.865 %
Xmid ‒ L
DL = Xmid ‒ X0.135 %
den
sity
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 11/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Minimum process capability index Cpk
Figure 8: Minimum capability index Cpk
Cpk minimum process capability index
CpkL lower process capability index
CpkU upper process capability index
ΔL difference between Xmid and X0,135 % of the distribution of the product characteristic
ΔU difference between X99,865 % and Xmid of the distribution of the product characteristic
L lower specification limit
U upper specification limit
X0,135 % 0,135 % distribution quantile
X99,865 % 99,865 % distribution quantile
Xmid distribution midpoint
variable
L UX0.135 % Xmid X99.865 %
Xmid ‒ L
den
sity
DL = Xmid ‒ X0.135 %
U – Xmid
DU = X99.865 % ‒ Xmid
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 12/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Calculation methods of location (See ISO 22514-2: 2013, table 3)
Location method label, l
Calculation method of location / formula Ml,d
1 �̂�𝑚𝑖𝑑 = �̅� =1
𝑘𝑛∑ 𝑥𝑖
𝑘𝑛
𝑖=1
2 �̂�𝑚𝑖𝑑 = �̃� = {
𝑥(𝑛+12 ) ; 𝑛 𝑜𝑑𝑑
1
2[𝑥
(𝑛2
)+𝑥
(𝑛2
+1)] ; 𝑛 𝑒𝑣𝑒𝑛
3 �̂�𝑚𝑖𝑑 = �̿� =1
𝑘∑ �̅�𝑖
𝑘
𝑖=1
4 �̂�𝑚𝑖𝑑 = �̅̃� =1
𝑘∑ �̃�𝑖
𝑘
𝑖=1
Table 2: Calculation methods of process location (See ISO 22514-2: 2013, table 3)
k number of subgroups
n size of the i-th subgroup (same size for each subgroup)
Ml,d Calculation methods with location method label l and dispersion method label d
𝑥(𝑛+12
) sample value of rank [(n+1)/2] using n as the number of all individuals
𝑥(𝑛2
) sample value of rank (n/2) using n as the number of all individuals
𝑥(𝑛2
+1) sample value of rank (n/2+1) using n as the number of all individuals
𝑥𝑖 individual value of a subroup
�̅̃� average of all subgroup medians
�̃�𝑖 median of the i-th subgroup
�̅̅� average of all subgroup averages
�̅�𝑖 average of the i-th subgroup
Xmid distribution midpoint
Note: The calculation formulas for location estimators #3 and #4 given in ISO 22514-2: 2013 were incorrect. We use the corrected versions of these formulas in this document.
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 13/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Calculation methods of dispersion (See ISO 22514-2: 2013, table 4)
Dispersion method label, d
Calculation method of dispersion / formula Ml,d
1 �̂� = 𝑋99.865 % − 𝑋0.135 %
�̂�𝑈 = 𝑋99.865 % − 𝑋𝑚𝑖𝑑; �̂�𝐿 = 𝑋𝑚𝑖𝑑 − 𝑋0.135 %
2 �̂� = 6�̂�; �̂�𝑈 = 3�̂�; �̂�𝐿 = 3�̂� where �̂� = √1
𝑘∑ 𝑠𝑖
2𝑘𝑖=1
3 �̂� = 6�̂�; �̂�𝑈 = 3�̂�; �̂�𝐿 = 3�̂� where �̂� =∑ 𝑠𝑖
𝑘𝑖=1
𝑘𝑐4
4 �̂� = 6�̂�; �̂�𝑈 = 3�̂�; �̂�𝐿 = 3�̂� where �̂� =∑ 𝑅𝑖
𝑘𝑖=1
𝑘𝑑2
5 �̂� = 6�̂�; �̂�𝑈 = 3�̂�; �̂�𝐿 = 3�̂� where �̂� = √ 1
𝑛−1∑ (𝑥𝑖−�̅�)2𝑛
𝑖=1
Table 3: Calculation methods of process dispersion (See ISO 22514-2: 2013, table 4)
c4 constant based on subgroup size n
Δ dispersion of the process
ΔL difference between Xmid and X0,135 % of the distribution of the product characteristic
ΔU difference between X99,865 % and Xmid of the distribution of the product characteristic
d2 constant based on subgroup size n
k number of subgroups of the same size n
Ml,d Calculation methods with location method label l and dispersion method label d
Ri range of the i-th subgroup
si standard deviation of the i-th subgroup
𝑠𝑖2 variance of the i-th subgroup
σ standard deviation, population
�̅� average of sample distribution
X0,135 % 0,135 % distribution quantile
X99,865 % 99,865 % distribution quantile
Xmid distribution midpoint
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 14/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Application of different calculation methods
The following table provides information about the calculation methods for the respective time-dependent distribution model.
Calculation method
Time model
A1 A2 B C1 C2 C3 C4 D
Location
1 a a
2 a a a a a a a a
3 a
4 a a a
Dispersion
1 a a a a a a a a
2 a
3 a
4 a
5 a a a a a
Table 4: Calculation methods for process location and dispersion (See ISO 22514-2: 2013, table 5)
a = applicable
Note #1: Dispersion estimators based on the inner dispersion of subgroups (dispersion estimators #2, #3 and #4) are only available for the time distribution model A1.
Note #2: Location estimator #2 and dispersion estimator #1 are the most general estimators. For this reason, they should be used preferably.
Note #3: Dispersion calculation method #1 can also be applied to the empirical cumulative distribution function if the amount of data is large, e.g. 1000 individuals.
Reporting performance and capability indices
If process performance/capability statistics are used for process qualification, they shall be reported in relation to ISO 22514-2: 2013.
Typical contents of such a report:
Process performance/capability index
Minimum process performance/capability index
Applied calculation method
Number of values included in the calculation
Measurement uncertainty
Time distribution model
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 15/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Part II - calculation methods for location and dispersion in Q-DAS products
The following table shows the changes of labels for calculation methods.
Location and dispersion calculation methods
Location parameter
l
ISO 21747: 2006 ISO 22514-2: 2013 distribution model
1 1 A1, B
2 2 A1, A2, B, C1, C2, C3, C4, D
3 2 A1, A2, B, C1, C2, C3, C4, D
4 3 A1
5 4 A1, A2, B
Dispersion parameter
d
1 2 A1
2 3 A1
3 4 A1
4 5 A1, A2, B, C1, D
5 -- --
6 1 A1, A2, B, C1, C2, C3, C4, D
Table 5: Comparison of ISO 22514 and ISO 21747 labels for process location and dispersion estimators
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 16/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Calculation method settings in Q-DAS software products
Settings for stable processes
The following figure shows all methods complying with ISO 22514-2 in a red frame. All other calculation methods are not defined in ISO 22514-2 and should therefore not be used if compliance to ISO 22514-2 is important.
All labels of the calculation methods have been changed in ISO 22514-2. The following table shows what the new labels refer to.
Label of Calculation Method Applicable to time dependent distribution model ISO 21747: 2006 ISO 22514-2: 2013
M14,1 M3,2 A1
M14,2 M3,3 A1
M14,3 M3,4 A1
M14,4 M3,5 A1
M11,5 -- --
M12,5 -- --
M11,6 M1,1 A1, B
M13,6 M2,1 A1, A2, B, C1, C2, C3, C4, D
Table 6: Comparison of ISO 21747 and ISO 22514 labels for calculation methods of location and dispersion (stable)
ISO 22514-2: 2013 ‒ Changes to ISO 21747: 2006 17/17
Version: A © 2015 Q-DAS GmbH & Co. KG, 69469 Weinheim ISO_22514_2_main_topics_eb.docx
Settings for instable processes
The following shows all methods complying with ISO 22514-2 in a red frame. All other calculation methods are not defined in ISO 22514-2 and should therefore not be used if compliance to ISO 22514-2 is important.
All labels of the calculation methods have been changed in ISO 22514-2. The following table shows what the new labels refer to.
Label of Calculation Method Applicable to time dependent distribution model ISO 21747: 2006 ISO 22514: 2013
M14,4 M3,5 A1*
M11,6 M1,1 A1*, B
M13,6 M2,1 (A1*, A2*), B, C1, C2, C3, C4, D
Table 7: Comparison of ISO 21747 and ISO 22514 labels for calculation methods of location and dispersion (not stable)
* If a process is not considered to be in a state of statistical control, this time distribution model should not be applied