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Individual Affiliate Unions (IAUs) andLabor Non Profit Organizations(Labor NPOs) in JapanPaper prepared for the Symposium Session “Alternative Forms of WorkerRepresentation: Lessons from Selected Sectors and Countries,” LERA 64th AnnualMeeting, January 6–8, 2012, Palmer House Hilton Hotel, Chicago
Koshi EndoMeiji University
Ken YamazakiJapan Institute for Labor Policy and Training
Citation without authorization from the authors is prohibited.
If you have any inquiries about this paper, please contact Koshi Endo, Meiji University, at
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Introduction
Some types of workers in Japan are excluded from conventional collective bargaining. How
these workers protect their rights is the main theme of this paper.
It should be noted that exclusion from conventional collective bargaining has a different
meaning in Japan than it does in the United States. In the U.S., it strongly implies that these
types of workers face a statutory exclusion as prescribed in the National Labor Relations Act
(NLRA), whereas this is not often the case in Japan.
Conventional collective bargaining in Japan refers to a collective bargaining process in which
in-house unions in private enterprises stand as the party on the labor side, and “exclusion” means
being excluded from this collective bargaining process. Workers excluded from the collective
bargaining process organize themselves separately from in-house unions, so as to protect their
rights. Among such organizations, the two types indicated in the title of this paper, that is,
individual affiliate unions (IAUs) and labor non-profit organizations (labor NPOs), are worthy of
note.
Scholarship on industrial relations in Japan has been strongly influenced by Dunlop [1958].
Because of this, over a long period of time, its focus has been a style of collective bargaining and
labor-management negotiation in which in-house unions in private enterprises stand as the party
on the labor side. Recently, some areas of study on industrial relations in Japan have come much
closer to the study of business management, to the extent that the two have almost merged. This is
one way in which the study of industrial relations in Japan has decayed, another being that such
scholarship has paid no attention whatsoever to IAUs or labor NPOs.
Under such circumstances, a few scholars in labor sociology who were not as strongly
influenced by Dunlop [1958] have made a study of IAUs and presented their results in the
Japanese language, and some of these studies have recently been published in English (Urano &
Stewart [2007, 2009], Suzuki [2008]). On the other hand, until recently, labor NPOs have rarely
been taken up as the subject of study even among scholars in labor sociology. A theoretical
framework has not yet been sufficiently established for studying IAUs and labor NPOs
This paper focuses on IAUs and labor NPOs; in relation to IAUs, it relies on study results
arrived at thus far in Japan, including those of Endo and Yamazaki, and in relation to the Working
Women’s Network (WWN), a type of labor NPO, it is based on Endo [2010].
1. Exclusion in Japan
1-1 The less exclusionary Labor Unions Act of Japan
The Labor Unions Act of Japan, which is applicable to workers employed by private
enterprises,1) is less exclusionary in its treatment of workers. As opposed to the U.S. NLRA, the
Labor Unions Act of Japan and the way that it operates is more advantageous in terms of the
protection of workers’ rights with regard to the following three points.
First, the scope of workers who are excluded from the application of the Labor Unions Act of
Japan is not so broad (only the workers set forth in Article 2, items (i) and (ii), and Article 3 are
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excluded). It is more likely that some types of workers who are excluded from the scope of
“employee” prescribed in Section 2(3) of the NLRA of the United States―for instance, any
individual employed as an agricultural laborer or in the domestic service of any family or person
at his home, or any individual having the status of an independent contractor―would be covered
by the Labor Unions Act of Japan.
Secondly, the Labor Unions Act of Japan does not define a “labor union” as only including
workers’ organizations that stand as the party on the labor side in collective bargaining. For
example, workers’ organizations with purposes that are not confined to mutual aid service or
other welfare service are eligible as labor unions under the Labor Unions Act, which is the
interpretation inferred in the provisions of Article 2, item (iii) of the Labor Unions Act, which
excludes workers’ organizations “whose purposes are confined to mutual aid service or other
welfare service” from the definition of “labor unions.”
As a good example of the first and second advantages, independent master carpenters in
Japan, called Hitori-Oyakata, fall within the category of “independent contractors” as set forth in
the NLRA, but they form labor unions to which the Labor Unions Act of Japan applies. The
National Federation of Construction Workers’ Unions (Zenkensoren) is the nationwide body
consisting of these unions, and more than 600,000 union members are affiliated with the
federation. Zenkensoren provides mutual insurance as one of its important activities, but of course
it engages in various other activities. Nevertheless, it rarely commits itself to collective
bargaining with the members’ employers.
Thirdly, the Labor Unions Act of Japan and the way that it operates sets very relaxed
conditions that need to be met when labor unions stand as the party to negotiations with the
members’ employers. The bargaining unit system as prescribed in the NLRA is not in use in
Japan. Accordingly, when a worker in a particular enterprise joins a labor union, the labor union
is authorized to represent that worker and propose negotiations with the worker’s employer
(Article 6). When this happens, the employer is obligated to accept the proposal of negotiation
(Article 7, item (ii)).2) Thus, the third advantage enables individual affiliate unions (IAUs) to exist
and function as labor unions; but for this advantage, most IAUs would not be able to exist.
1-2 In-house unions, which are more exclusionary
In-house unions in Japanese private enterprises are more likely to exclude workers, due to the
following three organizational features.
(a) In-house unions, through their bylaws, limit their membership solely to workers employed by
the enterprises in which that particular union is established. This is the nature of in-house unions.
Many of these unions further limit their membership to only “regular workers,” either in their
bylaws or according to customary practice. There is no strict, generally accepted definition of the
term “regular workers.” Even in the labor statistics taken by the Japanese government, whether
certain workers are categorized as regular workers depends on how they are referred to in their
enterprises; those who are called “regular workers” in their enterprises are treated as “regular
workers” in labor statistics. Roughly defined, among workers employed for an indefinite term,
those who are expected to make and who expect to enjoy a lifetime commitment are “regular
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workers.” In 2007, there were 23.799 million male regular workers and 10.526 million female
regular workers (Ministry of Internal Affairs and Communications [2008]). The large gender gap
in these numbers should be noted.
Many in-house unions exclude “non-regular workers.” In the labor statistics taken by the
Japanese government, those who fall within this category are referred to by different names in
their respective enterprises, for example, “part-time workers,” “arbeiters” (temporary workers),
“dispatched workers (from temporary staffing agencies),” “contract employees,” and “entrusted
employees.” The number of non-regular workers has been rapidly increasing, reaching 5.91
million among males and 12.988 million among females (Ministry of Internal Affairs and
Communications [2008]). Again, the large gender gap in these numbers should be noted;
specifically, it should be noted that 55.3% of female workers were employed as non-regular
workers.
(b) As shown in Table 1, in-house unions are unevenly distributed, or more specifically, most
in-house unions are in large enterprises. This table indicates the labor statistics published annually
by the Japanese government, which include the number of union members and the estimated
unionization rate in the private sector, by size of enterprise. Such data classified by size of
enterprise are available in Japan because most labor unions are set up as in-house unions. As is
clear from this phenomenon of uneven distribution, it is no exaggeration to say that in-house
unions can exist only in large enterprises.
Workers employed by SMEs or very small enterprises where there is no in-house union do
not have the option of joining any existing in-house union. Therefore, if they want to be
members of an in-house union, they have to form one within their own enterprises, a task that is
difficult at present. In this respect, these workers are “excluded” from in-house unions.
(c) In-house unions do not tend to protect female union members who remain in the workforce.
Under the seniority-based management system, it is not rare for employers to treat female union
members who remain in the workforce poorly in comparison to male union members in terms of
promotion and pay increases. At some point, the female union members become aware that they
are being treated unfairly. However, oftentimes the in-house unions to which they belong are not
eager to rectify such unfair treatment. Some female union members go to court, demanding that
their treatment be improved, but in most cases, their in-house unions do not support them. Thus,
female union members have membership in in-house unions, but in effect they are “excluded”
from them. The reason for this attitude on the part of in-house unions may be that they and the
management share a strong belief in the gender role theory, i.e. that men are the breadwinners and
women are the housewives. They do not think that it is normal for female workers to remain in
the workforce and they do not take their inequality seriously.3)
Based on features (a) and (b), in-house unions can be described as labor unions consisting of
regular workers in large enterprises. On the other hand, workers in SMEs and non-regular
workers are excluded from in-house unions. Individual affiliate unions (IAUs) are the
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representative example of the labor unions that organize workers who are excluded from in-house
unions.
Feature (c) suggests that some workers are excluded from in-house unions despite their
membership in them.4) These workers often attempt to protect their rights by taking legal action,
and organizations have been established in order to support them in their legal battles. Labor
NPOs are the representative example of such workers’ organizations.
2 Individual Affiliate Unions (IAUs)
There is no particular qualification that is needed in order for a person to become a member of
an individual affiliate union (IAU). This is a great point of difference from an in-house union,
which requires its members to be workers employed by that particular company. Members of
IAUs are workers who join the unions solely at their own discretion, and IAUs organize those
workers across company boundaries. In other words, IAUs can be formed by any type of worker.
IAUs use labor consultation services as the major means of recruiting their members. More
specifically, when an IAU hears a worker's complaints about the discriminatory treatment that he
or she is suffering, it will try to persuade that worker to join, explaining that becoming a member
will allow the IAU to propose negotiations with the employers on the worker's behalf. The Labor
Union Act in Japan allows this type of negotiation approach. Another advantage of IAUs is their
small size, which enables them to easily form networks with other IAUs as well as NPOs and
experts.
According to our estimates, at present, there are about 300 IAUs in Japan, and 30 to 50
thousand workers are members. Among them, 10 to 20 thousand members are non-regular
workers. These some 300 IAUs can be divided into the following three types. There are more than
200 of the first type of union, more than those of the second and third types put together (Endo
[2011]).
2-1 Unions established by regional labor union organizations: Type 1
Sohyo (the General Council of Trade Unions of Japan), which was a central organization of
labor unions, organized chikuro, local councils of in-house unions affiliated with Sohyo in each
locality, until it was dissolved in 1989. In 1984, the chikuro of Edogawa Ward, Tokyo, took a
growing interest in the increasing number of part-time employees, and established a union called
Edogawa Union, which admits part-time employees in Edogawa Ward as its members,
irrespective of the companies where they work. The name of this union contains the English term
union, which is written and pronounced as “yunion” according to Japanese (katakana) syllabary,
and this is the first labor union to use the Japanese-written form of the term union in its name. The
aim of such naming was to emphasize the characteristic of Edogawa Union as an individual
affiliate union that part-time employees can join at their own discretion.
As the Edogawa Union began to draw attention, similar labor unions whose names contained
the word union started to be established nationwide. In 1988, a book entitled Komyuniti Yunion
Sengen (Community Union Manifesto) was published, describing the activities of these unions
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and recommending their formation in greater numbers. The First National Meeting of Community
Unions was held in 1989. The Community Union National Network (CUNN) was established in
1990, following the dissolution of Sohyo and the inauguration of Rengo (Japanese Trade Union
Confederation), and is still in existence today. Many unions that were established under such
circumstances are referred to by the term community union, which has become a common word in
Japanese.
In the beginning of the 2000s, Rengo adopted a policy of encouraging its local chapters to form
IAUs. These IAUs are not related to the CUNN. Rengo calls its unions of this first type chi-iki
(district) unions. Local chapters of Zenroren (National Confederation of Labor unions) have also
set up a number of IAUs, separately from the CUNN. Zenroren calls its unions of this first type
local unions.5)
2-2 Transformation of ippan-kumiai (general unions): Type 2
In the 1960s, a new type of labor union, different from in-house unions and called
gohdoh-rohso (joint or amalgamated labor unions) was created. A significant feature of an
amalgamated labor union is that it provides in its constitution that workers may join the
organization based only on their own willingness to do so. Theoretically, the constitution enabled
an amalgamated labor union to organize employees who belonged to different companies, or in
other words, to take non-regular or part-time employees as well as employees of SMEs into its
membership. This point completely distinguishes amalgamated labor unions from in-house unions,
because the constitution of an in-house union limits the people who qualify for membership to
incumbent employees at the particular company. Many amalgamated labor unions use the term
ippan-kumiai (general union) as part of their names.
In most cases, however, the reality of the amalgamated labor union was inconsistent with its
ideal. The primary reason is that the amalgamated labor unions that actually existed were a kind
of federation of small in-house unions of SMEs, and they had few or no members who had joined
them independently. The secondary reason is that the actual members of amalgamated labor
unions were all or mostly all regular employees.
As time went by, some amalgamated labor unions in metropolitan areas gained more members
who had joined them independently, which is what these unions were originally intended for, and
among these new members, the number of non-regular employees increased. On the other hand,
the percentage of members who belonged to in-house unions decreased, and this transformation
became obvious in the 1990s. Against this backdrop, some of the amalgamated unions that place
an emphasis on organizing members who join them independently use the Japanese-written form
of the term union in their official or popular names.
2-3 Unions whose members are among specific categories of workers: Type 3
In December 1993, the Tokyo Managers' Union was established, mainly targeting workers in
managerial posts who would join the union independently. This may be the first union in Japan
aimed at organizing a specific category of workers across company boundaries. Driven by the
creation of this union, Women's Union Tokyo was established in March 1995, followed by the
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Metropolitan Youth Union established in December 2000. This movement further encouraged
specific categories of workers, such as mangers, female workers, and young workers, to form
IAUs nationwide one after another, with names that represent their attributes.
There are also IAUs which have many foreign workers as their members. For example,
Kanagawa City Union (Kanagawa Prefecture), Union Mie (Mie Prefecture), and Mukogawa
Union (Hyogo Prefecture) are IAUs in which most members are ethnically Japanese workers from
South American countries such as Brazil and Peru. Other IAUs that organize foreign workers
include Goryeo Roren (Osaka Prefecture), which organizes permanent ethnic Korean residents of
Japan, and the General Union (Osaka Prefecture), which organizes foreign teachers of English
from English-speaking countries such as the United States and the United Kingdom.
2-4 Comparison with worker centers in the United States
IAUs in Japan are similar to worker centers in the United States, in that they are
community-based organizations and they organize low-wage workers. Because of these common
features, their activities are also similar. From this perspective, this section compares the major
activities of worker centers in the United States, which are listed below, with the activities of
IAUs in Japan, and gives some comments on the similarity and differences between the two.
Activities of workers centers in the United States
(1) Provide members with English education
(2) Provide members with education about laws and systems related to the protection of workers’
rights, such as immigration law, labor law, anti-discrimination law, and compensation for
industrial accidents
(3) Run campaigns to protest employers’ unfair labor practices against members and demand their
compliance with law
(4) Provide members with legal aid when they are in need of legal remedies to solve problems
such as nonpayment of wages and unfair discharge
(5) Engage in de facto collective bargaining, though not the collective bargaining provided for by
the NLRA
Comments from the perspective of comparison with IAUs in Japan
With regard to (5), IAUs in Japan may engage in collective bargaining as provided in the Labor
Unions Act, which greatly differs from worker centers in the United States. It should be noted
that when an IAU in Japan represents one union member, it engages in negotiation, not
collective bargaining, with the employer.
With regard to (3), IAUs in Japan also run such campaigns, but they can also take other actions
because they are allowed to negotiate with the employers of their members.
With regard to (4), IAUs in Japan also provide such legal aid. Problems may not always be
solved through the negotiation between IAUs and the employers. In that case, IAUs receive help
from lawyers and support their members in bringing actions to court.
With regard to (2), IAUs in Japan also provide education in labor-related laws and systems.
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With regard to (1), some IAUs in Japan with which many foreign workers are affiliated provide
members with education in the Japanese language. However, most IAUs do not have to provide
such education because the majority of their members are Japanese.
Thus, IAUs in Japan and worker centers in the United States have several features in common.
However, there is also a clear difference between the two, in terms of the financial base and the
attributes of the officers and staffs.
Financial base of IAUs in Japan
The recent survey shows that 49.7% of IAUs have an annual budget of less than USD 13,000
(JPY 1,000,000; 1 USD=77 JPY), and that 8.7% of them have a budget of at least USD 130,000
(JPY 10,000,000) a year. Union dues form the largest proportion of their revenues, with the
monthly average standing at USD 16.40 (JPY 1,260) per person. The second largest source of
revenue is settlement money, as 61.5% of IAUs receive settlement money as donations from their
members. When negotiations between IAUs and the employers of their members conclude
successfully, or when legal remedies are granted with the help of IAUs, the members’ problems
are often settled by means of monetary payments from their employers. This is called settlement
money, and as a customary practice, members donate some of such money to their IAUs. The
third source of revenue is contributions from other labor unions and those from individuals who
are not union members (Ohara Institute for Social Research [2010]). Non-pecuniary benefits such
as office spaces offered and union officers dispatched from other labor unions are included in the
third source of revenue.
IAUs in Japan earn less revenue than worker centers in the United States, primarily because
there are not so many foundations in Japan, and few IAUs receive contributions or grants from
them, as they do not tend to make such donations to support advocacy organizations such as
IAUs. The amount of aid money that IAUs receive from other labor unions or individuals as
contributions is far smaller than the amount that worker centers receive from incorporated
foundations.
Officers and personnel of IAUs in Japan
According to the same survey, 37.3% of IAUs in Japan have no full-time officers or staffs,
and 57.3% have at least one (this statistic is unknown for the remaining IAUs). However,
experience tells us that the proportion of IAUs that actually have a full-time officer or staff is
smaller than 57.3%. As it is commented as a note in the survey report, the cause of such disparity
between the survey results and the reality is that, due to the vagueness of the definition of the
term “full-time” used in the questions, full-time officers and staffs serving concurrently in a given
IAU and another labor union were not clearly distinguished from those serving exclusively for an
IAU alone (Ohara Institute for Social Research [2010]). It is presumed that in real terms, a
considerable number of officers and staffs serve concurrently in two unions. One of the reasons
why the number of IAUs that have full-time officers or staffs is so small is that IAUs’ revenues
are inadequate to pay them.
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Experience also tells us that IAU officers have some characteristic attributes. There are
more men than women among such officers. The largest age group for officers consists of those
in their 50s to 60s, and their numbers grow smaller in the younger age groups, with few of them
being in their 20s. In addition, there are almost no student interns. This may be because students
do not regard IAUs as their future workplaces, and what is more, students are becoming less
interested in social activities, in particular, labor union activities. The attributes of officers and
staffs of worker centers in the United States are substantially different from those of IAU officers
and staffs in Japan.
3 Labor NPOs―The Example of the Working Women's Network (WWN)―
Labor NPOs are non-profit organizations, and they engage in consulting and supporting the
jobless, foreign workers, female workers, agency workers, and so on (here, the term “NPO” is
used regardless of whether a given organization has acquired legal personality). Although there
are many such NPOs nationwide, few studies have discussed them (Koseki [2011]). In plain
terms, the role of labor NPOs in Japan is to protect workers who are not protected by in-house
unions. When female regular workers suffer discriminatory treatment but their in-house unions do
not function to rectify the problem, they have no choice but to go to court. Because of this, there
is a type of women’s labor NPO that aims to support female workers who have brought actions
before the court. This paper takes up the Working Women’s Network (WWN) as an example.
The Working Women’s Network (WWN) is one of the best-known women’s labor NPOs in
Japan. According to the information available on its website, the major objectives of the WWN’s
current activities are to (a) eliminate “indirect discrimination” and to (b) rectify the pay disparities
between men and women and between regular and non-regular employees under the principle of
equal pay for work of equal value.
As its policy, the WWN emphasizes lobbying activities targeting international organizations
such as the United Nations and the International Labour Organization (ILO), with the aim of
having these international organizations put pressure on the Japanese government to integrate said
two objectives into Japan’s national policy. The WWN also carries out various other activities,
such as supporting the plaintiffs in legal actions brought to eliminate gender discrimination, and
holding seminars and providing other educational programs. Anyone who approves of the
WWN’s objectives and activities can become a member by paying membership dues
(http://wwn-net.org; as of August 13, 2010).
The WWN was formed in Osaka in 1995. The immediate purpose of its formation was to
support the nine female workers who filed actions in 1995 against their companies for
discrimination against women. The companies that were sued in these actions were three major
companies in the Sumitomo Group, namely, Sumitomo Electric Industries, Ltd., Sumitomo
Chemicals Co., Ltd., and Sumitomo Metal Industries, Ltd., all of which are based in Osaka.
Although the nine plaintiffs were members of the in-house unions of these Sumitomo companies,
the unions refused to support the plaintiffs in their litigation. It can be said that the WWN played
the role of supporting the nine plaintiffs in place of their in-house unions. The story of the birth of
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the WWN shows it to have been a typical women’s labor NPO from its beginning.
In order to gain a deeper understanding of the features of the WWN and the features of
women’s labor NPOs in Japan, we need to go back in time to the 1970s, to the time before the
WWN.
3-1 1975: International Women’s Year
An historical event, before the formation of the WWN, was the formation of the Kita-ku no
Kai [Group of Kita-ku] for the International Women’s Year (IWY) in Kita-ku (Kita Ward), Osaka
City, in 1975. This group, led by Reiko Shoji, was a study group mainly consisting of women
working in or around Kita-ku.
The Kita-ku no Kai had the following three features (Hiromori [2004, 2005]). (1) From the
beginning, equal treatment in employment between men and women at the workplace was one of
the priority issues of study. (2) Although it is presumed that many of its members were officers of
labor unions or engaged in social movements, the group provided all members with the
opportunity to interact and study together with one another beyond the boundaries of the
organizations to which they belonged. These two features were important because, while the
female union members at that time mainly appealed for maternity protection, the group
functioned as a forum, separately from a labor union, where female workers were able to study
and exchange opinions with one another regarding another issue, gender equality in employment.
There were few of such groups at that time that had both of these important features. (3) Female
lawyers participated in the group, as both law courts and a number of law firms were located in
Kita-ku. Their participation influenced its subsequent development.
Until the first half of the 1970s, female union members, with the seniority system and the
gender role theory as given conditions, had demanded a maternity protection system which would
enable them to continue to work over the long term without suspending their careers to get
married or deliver or raise a child. In other words, gender equality in employment was not an
important demand (Watanabe [1976]). The International Women’s Year of 1975 was regarded as
an important turning point, when the priority demand of leading female union members began to
shift from maternity protection to gender equality in employment, and the Kita-ku no Kai served
as a driving force in this direction.6)
Also in Osaka in 1975, female members of unions of trading companies formed the Society
for the Study of Working Women in Trading Companies.7) Some of the members of this group also
belonged to the Kita-ku no Kai for the International Women’s Year. The members of the Society
for the Study of Working Women in Trading Companies also seem to have shifted weight from the
movement focusing on maternity protection to the movement aiming to rectify pay disparities
between men and women.
In 1981, the Osaka Network for Elimination of Gender Pay Discrimination was formed, led
by Shoji and other female workers of the Kita-ku no Kai for the International Women’s Year and
female lawyers. The Society for the Study of Working Women in Trading Companies joined the
network and formed the Trading Companies’ Group and intensified its activities. In 1984, the
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Trading Companies’ Group published a leaflet that presented an analysis of the actual conditions
of pay discrimination against female workers at ten trading companies, and renamed itself the
Association of Women Working for Trading Companies (Moriya [2000]136-150, [2005]43-160).
The leader of this new group was Shizuko Koedo.
In 1985, the members of the Kita-ku no Kai for the International Women’s Year, including
Shoji and Koedo, participated in the Third World Conference on Women in Nairobi, and arranged
a workshop. This was the first step of their international activities.
3-2 Equal Employment Opportunity Act (EEOA) of 1985―Despair led them to go to court―
The Act on Securing, etc. Equal Opportunity and Treatment between Men and Women in
Employment (Equal Employment Opportunity Act, EEOA) of 1985 was the most important
legislation enacted for Japan to ratify the Convention on the Elimination of All Forms of
Discrimination against Women (CEDAW Convention) of 1979. Despite the great expectations
that female labor activists had for this legislation, what was actually enacted was a lukewarm law
that disappointed them.
In 1987, the Association of Women Working for Trading Companies published its second
leaflet, A Letter to CEDAW, which claimed that the EEOA contravened the Convention. CEDAW
stands for the Committee on the Elimination of Discrimination against Women, a United Nations
committee for promoting the effective enforcement of the CEDAW Convention in the States
Parties. A Letter to CEDAW was given wide coverage by the media. The Association of Women
Working for Trading Companies created an English translation of the letter, and in 1991, its
members visited CEDAW office and handed it over to the person in charge (Koedo [1998]).
The Society for the Study of Working Women, a research and study organization of women
workers and researchers, held a symposium to discuss equality in employment in Tokyo in 1992.
Horne Kawashima Yoko, a researcher at Stanford University, was invited to speak on the
principle of equal pay for work of equal value developed in the United States. It was the first
introduction of this principle to female labor activists in Japan as an approach to rectify women’s
lower pay (Society for the Study of Working Women [1992]).
The Association of Women Working for Trading Companies participated in this symposium
and was deeply affected by this new principle. However, old leftist labor activities launched a
campaign against the principle, as they were opposed to job analysis and job evaluation and were
in favor of the seniority-based pay system. In order to confirm whether or not the old leftists’
criticism was valid, a team, mainly composed of the members of the Association of Women
Working for Trading Companies, went on a survey tour to the United States and Canada in
August 1994, and published a report of their survey (Japan Pay Equity Society [1996]). After that,
the principle of equal pay for work of equal value became a policy aspired to among a number of
female labor activists.8)
With the enactment of the EEOA providing good momentum, the number of legal actions
filed by female workers demanding the elimination of gender discrimination in employment
started to increase from the second half of the 1980s. For the primary purpose of learning from
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the experience gained in these actions, study meetings entitled the Practical Network Seminar on
the Equal Employment Opportunity Act were held in Osaka City on 19 occasions during the
period from 1990 to 1994. These study meetings provided female union members and workers
unaffiliated with a union with the opportunity to interact and study with one another. One of the
major organizers of the meeting was Lawyer Mitsuko Miyachi, who was also a member of the
Kita-ku no Kai for the International Women’s Year and the Osaka Network for Elimination of
Gender Pay Discrimination.
On the occasion of one of the study meetings, a married woman working for a bank talked
about her experience of having successfully demanded the bank for a promotion, alleging the
bank’s discriminatory treatment of married female workers. Encouraged by hearing this
successful precedent, in 1992, married women working for Sumitomo Life Insurance Company
demanded promotions and pay increases, alleging the company’s discriminatory treatment of
married female workers, and applied to the government agency for conciliation, a new type of
dispute resolution proceeding under the EEOA.
This further encouraged women working for Sumitomo Electric, Sumitomo Chemicals, and
Sumitomo Metal to set about activities in 1993 to demand promotions and pay increases from
their companies, claiming that the companies discriminated against female workers. In January
1994, these women flew to New York and observed the CEDAW session, where they were
convinced that their claim was justifiable. On this occasion, they submitted a counter-report to
CEDAW entitled A Letter from Japan, drafted by 13 lawyers and translated into English by the
Kita-ku no Kai for the International Women’s Year. In 1994, they applied to the government
agency for conciliation with regard to their claims against the three Sumitomo companies.
However, the case against Sumitomo Life Insurance and the other cases against the three
Sumitomo companies all ended in vain, with the applications for conciliation dismissed without
prejudice or resulting in irrelevant conciliation proposals being offered. These efforts actually
revealed that the conciliation proceedings under the EEOA were not at all effective. At this stage,
as there was no option for the female workers of the three Sumitomo companies but to resort to
the courts, they made the decision to file lawsuits on August 8, 1995.9)
On August 10, the Working Women’s Network (WWN) was formed as an organization to
support the nine women who were standing as plaintiffs in the Sumitomo cases. The new
organization was born from the predecessor organizations, namely, the Kita-ku no Kai for the
International Women’s Year, the Osaka Network for Elimination of Gender Pay Discrimination,
the Association of Women Working for Trading Companies, and the Practical Network Seminar
on the Equal Employment Opportunity Act (Miyachi [2005], Shoji & Koedo [2005]). Since the
unions to which these women belonged were in-house unions that went along with the
labor-management cooperation policy, they could not expect their support. The WWN took the
place of their unions.
3-3 Support in 2003
The judgment in the first instance for the Sumitomo Electric Case was rendered in 2000, and
LERA64EndoYamazaki20111226b.doc- 12 -
that of the Sumitomo Chemicals Case in 2001. Both judgments were against the plaintiffs.
However, in the Sumitomo Electric Case, the high court issued a recommendation for settlement
in favor of the plaintiffs in December 2003.
The successful settlement in the Sumitomo Electric Case is significant, and in a sense, it
determined the direction of the conclusions of the other two Sumitomo cases. In the Sumitomo
Chemicals Case, the high court issued a recommendation for settlement in favor of the plaintiffs
in 2004, and in the Sumitomo Metal Case, the judgment in the first instance was rendered for the
plaintiffs in 2005, and the high court issued a recommendation for settlement in favor of the
plaintiffs in 2006 (http://wwn-net.org; as of August 13, 2010).
In the course of litigation proceedings, the WWN supported the plaintiffs in diverse ways.
Among its support activities, the most characteristic and the most conducive to the successful
settlement in the Sumitomo Electric Case was its lobbying of CEDAW in 2003.
The WWN attended the CEDAW Working Group pre-session held in New York in February
2003, and expressed the following views on the situation in Japan: (1) the employment
management categories and the track-based personnel management system constitute “indirect
discrimination”; (2) the government’s guidelines under the EEOA are inappropriate as they
provide that discrimination should be determined by comparison only within the same
employment management category, whereas discrimination should be determined across different
categories; (3) discrimination should be eliminated without delay. These views were a clear
rebuttal to the reasons given by the court that rendered the judgment against the plaintiffs in the
Sumitomo Electric Case. The WWN also attended the CEDAW session held in New York in July
and stated the same views as those stated in February, while lobbying CEDAW members. These
activities seem to have worked well, and the final comments of the CEDAW issued to the
Japanese government in August included many of the WWN’s views.
In response to the presiding judge’s offer for commencing settlement proceedings, the
plaintiffs submitted a settlement proposal to the court in September. The proposal demanded that
the Japanese Government put into practice the measures mentioned in CEDAW’s final comments.
In December, the presiding judge proposed terms of settlement which, unprecedentedly,
contained a preamble that reflected the plaintiffs’ settlement proposal. The plaintiffs’ promotions
were mentioned in the main body of the terms, despite the fact that the plaintiffs had failed to
demand this in court due to the lack of the relevant personnel materials. The plaintiffs accepted
the settlement proposal and the cases were successfully settled. Upon reaching the settlement with
the plaintiffs, Sumitomo Electric also promoted their female co-workers who had not stood as
plaintiffs in the suit (Miyachi [2005]).
The plaintiffs had been unable to acquire the personnel materials relevant to the demand for
promotions because the three Sumitomo companies would not provide such materials to the
plaintiffs. Further, the in-house unions of these companies also continued to refuse to provide the
personnel materials in their possession, or in other words, support and cooperation, to the
plaintiffs who were their members. These in-house unions further refused to obey the
recommendation issued by the Japan Federation of Bar Associations (JFBA) demanding that the
unions should provide the personnel materials to the plaintiffs (Miyachi [1998]).
LERA64EndoYamazaki20111226b.doc- 13 -
Comment should be made here on the three points of the WWN’s activities in 2003.
The first point is that, supposing that the proper path that a labor union should take is to
improve employees’ working conditions through collective bargaining or negotiation with the
management, such proper path turned out to be completely ineffective in improving the working
conditions for the plaintiffs in the aforementioned lawsuits. On the contrary, the in-house unions
of the plaintiffs’ companies became obstacles to them; this is why the plaintiffs resorted to
litigation. Supported by the international lobbying carried out by the WWN, a women’s labor
NPO, the plaintiffs made their lawsuits reflect the outcome of such lobbying, and finally
succeeded in improving their working conditions. What the legal cases discussed above suggest is
that, in the process of eliminating discrimination against female workers, in-house unions may be
not just useless, but also obstructive, whereas women’s labor NPOs may be far more helpful.
Secondly, the approach of improving female workers’ working conditions through litigation,
the WWN’s international lobbying, and introduction of the outcomes of such lobbying, could not
have been attained without the experience of women’s labor NPOs’ activities that had
accumulated since the 1970s. Furthermore, such activities were completely independent from
in-house unions. Despite their independence from in-house unions, or rather, thanks to their
independence from them, women’s labor NPOs have successfully accumulated experience from
their own activities over a long period of time, and have gained this approach.
As the third point, the linkage between the WWN’s international lobbying and the
improvement of female employees’ working conditions that was achieved by introducing the
outcomes of such lobbying is, in fact, not extraordinary in the following two respects, but still, it
was ground-breaking in another respect.
First, it may not be uncommon for a women’s labor NPO or NGO based in a single country to
lobby the United Nations or the ILO and submit a counter-report, or for the United Nations or the
ILO to place as much or more importance on the counter-report of such women’s labor NPO or
NGO than on the official report of the country’s government. The WWN’s success in this can be
regarded as a typical example of this phenomenon. Considering that national governments tend to
be male-dominated, it is understandable for the United Nations or the ILO to turn to an
organization mainly composed of women in order to acquire information that concerns women.
This is in a sense a product of the gender perspective of these international organizations.
Second, it has happened more than once in the modern history of Japan that labor reforms
have made progress due to the external pressure exerted by international labor standards. As is
often pointed out in the study of Japan’s labor history, the Japanese government’s shift in labor
policy toward a tolerant stance on labor unions in the 1920s after becoming a member of the ILO,
and the labor reforms carried out during the occupation immediately after the end of the Second
World War (such as the enactment of the Labor Union Act and Labor Standards Act), can be
noted as precedents of such improvement in the labor environment that were promoted by
external pressure. The 1985 enactment of the EEOA is another of such precedents. This is, as it
were, a product of the relationship between the developed country and the developing country.
However, there was previously no precedent for such external pressure to arise from lobbying
by a Japanese labor NPO or NGO. In this respect, the WWN made a new epoch in Japan’s labor
LERA64EndoYamazaki20111226b.doc- 14 -
history of external pressure.
3-4 Present calls for legislative measures
Now that the lawsuits against the three Sumitomo companies have been concluded, the
WWN’s activities currently place emphasis on the attainment of its demand for legislative
measures. First of all, the WWN requests complete enforcement of the ban on “indirect
discrimination” that has been enshrined in law through the revision to the EEOA in 2007, as well
as the introduction of the ban on discrimination under the employment management categories
and the track-based personnel management system. The second demand is the establishment in
law of the principle of equal pay for work of equal value. The approach to be taken will be similar
to the precedent, that is, to create external pressure toward ensuring the complete enforcement of
the UN Convention on the Elimination of All Forms of Discrimination against Women, as well as
the ILO Convention concerning Equal Remuneration for Men and Women Workers for Work of
Equal Value (Equal Remuneration Convention 1951) in Japan.
Some successful results have already been made thus far: the EEOA was revised in 2007 to
prohibit “indirect discrimination,” and the Diet passed an additional resolution to review the 2007
revision to the EEOA five years later. Also, in the spring of 2010, the Ministry of Health, Labour
and Welfare prepared and published a manual that recommends the introduction of job analysis
and job evaluation for the purpose of improving the treatment of part-time employees. Job
analysis and job evaluation are the prerequisites for the enforcement of the principle of equal pay
for work of equal value.10)
4 In Closing
In Japan, being excluded from conventional collective bargaining means being excluded from
the conventional type of labor unions, that is, in-house unions. Excluded workers form
organizations of their own, i.e. IAUs and labor NPOs, separately from in-house unions, so as to
protect their rights. They do not limit their method of protection only to collective bargaining.
Workers’ rights being protected by methods other than the conventional collective bargaining
and under the initiative of organizations other than the conventional type of labor unions is a
phenomenon seen not only in the United States but also in some other countries. For example, in
the United Kingdom, a famous charitable organization, Citizens Advice Bureau (CAB), provides
labor consultation services, and depending on the case, also provides legal aid for workers
(Abbott [2006]). A study that centered on the CAB has evolved into a study that creates a broader
concept, civil society organizations (CSOs), and focuses on their role (Williams, Abbott and
Heery [2011]). In China, this role is undertaken by labor NPOs, which are not categorized as the
conventional type of labor unions (工会). The representative example is the labor union based in
Beijing, called Little Bird (小小鸟; http://www.xiaoxiaoniao.org.cn/index.htm; as of November
20, 2011). This phenomenon can be described as being universal to some extent.
LERA64EndoYamazaki20111226b.doc- 15 -
In order to further the study on this phenomenon, we propose that the following two actions
should be taken in the immediate future: (1) international comparative studies; and (2) a drastic
reform of the theoretical framework for study.
(1) International comparative studies will clarify the points in common and points in difference
in terms of this phenomenon from an international perspective. In fact, the content of our paper
and its presentation are exactly the result of an international comparative study. We visited and
interviewed worker centers and other new types of workers’ organizations in the United States
in 2010 and 2011, as a research project arranged by the Japan Institute for Labor Policy and
Training. On this occasion, we obtained findings on worker centers that we incorporated in this
paper, and compared them with the situation of IAUs in Japan. Also in the course of conducting
interviews, we met Professor Janice Fine in January 2011, and this encounter motivated us to
write and present this paper. We expect to gain further findings from comparisons not only
between two countries (U.S.–Japan) but also among more countries.
(2) Among theoretical frameworks developed in the United States, the one advocated by Dunlop
[1958] is obviously not helpful for studying this phenomenon. On the other hand, we find Piore &
Safford [2006] to be more suggestive, proposing a broader perspective; however, this study does
not advocate a theoretical framework. In the end, an effort should be made to develop a
theoretical framework for study while still moving forward with international comparative
studies. For the development of a theoretical framework, attention should be paid to scholarship
that focuses on the role of civil society organizations (CSOs) in the United Kingdom (Williams,
Abbott and Heery [2011]).
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Notes
1) The Labor Unions Act of Japan does not apply to public officials or employees of public
enterprises.
2) The three advantages of the Labor Unions Act of Japan are derived from the legislative history.
The Labor Unions Act was first enacted as of December 22, 1945, after the U.S. occupation of
Japan commenced. The U.S. occupation forces gave almost no suggestions on the enactment,
however. It was drafted by a commission set up by the Japanese government. The commission
considered labor unions as workers’ organizations designed to improve working conditions by
means of not only collective bargaining, but also other approaches. This view was incorporated
into the provisions of the Labor Unions Act enacted in 1945. On January 4 or 5, 1949, the U.S.
occupation forces handed the Japanese government a draft that totally revised the 1945 Labor
Unions Act, and demanded that the Act be revised based on this draft. The revision based on this
draft was intended to make the Act more similar to the NLRA of the United States, by introducing
the bargaining unit system. The Japanese government worked on the revision process according
to the U.S. draft and published a new revision draft on February 14. However, on March 28, the
U.S. occupation forces handed a further new draft to the Japanese government and demanded that
this draft be used instead. The second U.S. draft was more similar to the 1945 Labor Unions Act
because almost all of the NLRA-like provisions had been deleted. The U.S. occupation forces had
changed its policy drastically. This final draft was enacted into law on June 1, with few
modifications. The Labor Unions Act currently in effect is almost the same as the one enacted in
1949, which means that the principle of the existing Act is close to that of the 1945 Act.
The U.S. occupation forces likely changed its policy because, while taking into consideration
the Cold War, it was attempting to keep three of the nations in the British Commonwealth (the
United Kingdom, Australia, and New Zealand) on the U.S. side. These three nations were
members of the Far Eastern Commission (FEC) which was the formal supreme decision-making
body for the occupation of Japan, and they were all governed by labor parties. During the period
from the latter half of 1948 to January 1949, the Soviet Union, another member of the FEC, had
been fiercely criticizing the U.S. occupation forces’ civil service policy for its anti-labor nature,
LERA64EndoYamazaki20111226b.doc- 18 -
and the opinion of these three nations in the British Commonwealth had been close to that of the
Soviet Union that the U.S. occupation forces’ civil service policy was too heavily based on
American policy. The draft of the Labor Union Act published by the Japanese government on
February 14 reignited the conflict within the FEC in March. Moreover, these three nations in the
British Commonwealth this time criticized more strongly than the previous year that this draft
was too heavily based on American policy. Immediately after this criticism was voiced, the U.S.
occupation forces handed the revised draft to the Japanese government on March 28. This
overview of the developments in the legislative process of the Labor Unions Act of Japan is
discussed by Endo [1989].
3) There is a great distance between in-house unions and their female members. According to the
internal survey conducted by the Gender Equality Bureau of Rengo (kept undisclosed), titled
“Participation of Female Members in Labor Union Activities (2009),” among in-house unions
affiliated with Rengo, female union members account for 26.6%, whereas female union officers
only account for 10.0%. The rate of in-house unions with no female union officers was as high as
49.1% (General Bureau of Gender Equality, Rengo [2010]). Furthermore, focusing on in-house
unions set up in private enterprises, the rates of female union members and of female union
officers are presumed to be far lower than the levels indicated in the survey results, because the
in-house unions targeted in the internal survey include labor unions that organize public officials
and employees of public enterprises (which are similar to in-house unions in private enterprises).
Experience has also shown that the rates of female union members and of female union officers
within in-house unions set up in private enterprises are far lower than those rates within labor
unions consisting of public officials and employees of public enterprises.
4) From the 1960s up until today, it has been frequently seen that a few leftist members or a small
leftist group in an in-house union protest against the union’s cooperative attitude toward the
management. It is often the case that the employer does not treat such leftist members or group
equally to other members, leading them to voice that they were suffering discriminatory treatment
and take legal actions to demand that this be rectified. In most cases, in-house unions do not
support these leftist members at all. Thus, these members are also “excluded” as in-house
members, and in this respect, they are similar to female union members who remain in the
workforce.
5)The organizations defined as IAUs in this paper are referred to as community unions by some.
However, we distinguish these two in this paper for the following reasons. (1) The third type of
union mentioned does not fall within the category of community unions. (2) Some of the first type
of unions mentioned use the term chi-iki (district) union or local union instead of the term
community union in their names.
6) Groups of working women similar to Kita-ku no Kai were formed in 1975, not only within
LERA64EndoYamazaki20111226b.doc- 19 -
Osaka City but nationwide, and are at the origins of existing women’s labor NPOs. The
nationwide women’s labor movement in relation to the International Women’s Year 1975 has not
yet been sufficiently studied.
7) This group was formed by female union members who were opposed to the intensified
tendency of the in-house unions of their trading companies toward cooperating with the
management, as a forum for exchanging information on different companies.
8) To date, in two legal cases in which female workers alleged pay discrimination in
employment, a total of three written opinions have been submitted to the courts, showing the
analysis of the state of discrimination under the principle of equal pay for work of equal value,
and these opinions seem to have contributed to judgments and terms of settlement being rendered
in favor of the plaintiffs.
There are various difficulties to overcome before putting the principle of equal pay for work of
equal value into practice in employment conditions in Japan, where regular employees are under
a system which is strongly influenced by seniority-based pay and management, or in other words,
a system which does not have a concept of a job. Pilot studies have been conducted from the
workers’ viewpoints to find out how to overcome these difficulties. The first study targeted
clerical work at trading companies. The second study focused on in-store work in supermarkets
and in care-giving professions (e.g. caregivers and nurses). The third study is currently ongoing,
addressing the work of municipal civil servants. It makes reference to the job evaluation system
which is being implemented based on the agreement between the local government employers and
labor unions in the United Kingdom, according to the principle of equal pay for work of equal
value (http://www.lge.gov.uk/lge/core/page.do?pageId=119175; as of November 20, 2011). The
main purpose of the third study is to find best approaches for job evaluation, using the
hypothetical job of regular employees. Endo participated in the second study team, and is leading
the third study team.
9) In addition to the lawsuits against the three Sumitomo companies, 12 women working for
Sumitomo Life Insurance filed a lawsuit against their company on December 11, 1995, insisting
that they were discriminated against because they were married women. The judgment in the first
instance was rendered for the plaintiffs in 2001, and the high court issued a recommendation for
settlement in favor of the plaintiffs in 2002. In the Sumitomo Life Insurance Case, Endo prepared
a written opinion as requested by the plaintiffs, and submitted it to the court of the first instance.
10) The approach to job analysis and job evaluation recommended by the ministry’s manual is
defective from the workers’ viewpoint. However, the manual can be appreciated as
groundbreaking because in Japan, job analysis and job evaluation are currently not accepted by
many employers and in-house unions.
LERA64EndoYamazaki20111226b.doc- 20 -
Table 1 Number of labor union members and estimated unionization rate in the private sector, by
size of enterprise (2010)
Size of enterprise
(Number
of employees)
Number of union
members
(millions)
Ratio of union
members (%)
Number of
employees
(millions)
Estimated
unionization
rate (%)
Total 8.367 100 49.17 17.0
1000 or more 5.164 61.7 11.08 46.6
300–999 1.235 14.8 13.46 14.2
100–299 0.676 8.1
30–99 0.226 2.7 24.25 1.1
29 or less 0.035 0.4
Others 1.031 12.3 - -
Notes (attached to the original table)
(1) “Others” include members of labor unions consisting of workers from multiple enterprises and
members of labor unions for which the size of enterprise is unknown.
(2) The number of employees represents the number of employees in private enterprises
(excluding agriculture and forestry) according to the Labor Force Survey; the total includes the
number of employees working at enterprises whose size is unknown.
Notes (given by the authors)
(1) In addition to the union members indicated in the table, about 1.6 million union members
work as public officials or for public enterprises; the aggregate total of union members in Japan is
about 10 million and the estimated unionization rate in the aggregate is 18.5%.
(2) Most labor unions consisting of public officials or employees of public enterprises are similar
to in-house unions in the private sector in terms of their organizational structures.
(3) “Others” (1.031 million union members) include, for example, the more than 600,000
members of Zenkensoren, members of individual affiliate unions (IAUs), members of All Japan
Seamen's Union, which is an industrial union, and members of the Japan Professional Baseball
Players Association, which is an occupational union.
Source: Ministry of Health, Labour and Welfare [2010]
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