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Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Government Act of 1978Rev. 112008 FOR CALENDAR YEAR 2007 (5 U.S.C. app. §§ 101-1 I I)
I. Person Reporting (last name, first, middle initial)
Moore, Kimberly A
2. Court or Organization
Federal Circuit
3. Date of Report
06/03/2008
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)
Circuit Judge
Sa. Report Type (check appropriate type)
D Nomination, Date
D Initial [{] Annual
Sb. [{] Amended Report
D Final
6. Reporting Period
01/01/2007 to
12/31/2007
7. Chambers or Office Address
U.S.C.A. Federal Circuit 717 Madison Place NW Washington, DC 20439
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)
[Z] NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
I.
2.
3.
5.
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
[ZJ NONE (No reportable agreements.)
PARTIES AND TERMS
I.
2.
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3.
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2_0_0_1 ____________ --self-employed,
2.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 2of7 06/03/2008Moore, Kimberly A
Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. I 7-14 of filing instructions.)
A. Filer's Non-Investment Income
D NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I. 2007 West-Thomson , book royalities $7,111.11
3.
4.
B. Spouse's Non-Investment Income - If you were married during any portion of t/le reporting year, complete tltis section.
(Dollar amount no/ required except for honoraria.)
D NONE (No reportable non-investment income.)
SOURCE AND TYPE
partner
2.
3.
4.
IV. REIMBURSEMENTS - transportation, lodging.food, entertainment
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
D NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
I. Federal Circuit Bar 6/26-6/30 Cambridge, Conference Transportation, Meals, & Lodging Association Maryland
2.
3.
4.
5.
3.
4.
I. National City Mortgage Co.
2.
FINANCIAL DISCLOSURE REPORT
Page 3of7
Name of Person Reporting
Moore, Kimberly A
Date of Report
06/03/2008
V, GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
[ZJ NONE (No reportable gifts.)
SOURCE DESCRIPTION VALUE
l.
2.
5.
VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
0 NONE (No reportable liabilities.)
CREDITOR DESCRIPTION VALUE CODE
Mortgage on Rental Property 0
3.
4.
5.
- -·-
Fidelity
mith e
I
I -��������������������������
·----r (2) (I)
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page 4of7 Moore, Kimberly A 06/03/2008
VII. !NVESTMENTS and TRUSTS income, value, transactions (Includes those of spouse and dependent children; see PP· 14-60 of filing instructions.) -
0 NONE (No reportable income, assets, or transactions.) ··-----
Gross value al end of
reporting period
A.
Description of Assets
(including trust assets)
B. c
Income during
reporting period
(I) (2) (I)
Amount Type (e.g., Value Code I div., rent, Code 2 (A-H) or int.) (J-P)
D.
Transactions during reporting period
(2) (3) (4) (5) Date value Gain Identity of
Month - ode 2c Code I buyer/seller
Day J-P)( (A-H) (if private
transaction)
Value Type (e.g.,
Method buy, sell,
Code 3 redemption)
(Q-W)
Place "(X)" after each asset
exempt from prior disclosure
I. Rental Proper\)' 2007 $2,211,554.00)
2. Chevy Chase )3ank Checking Account
3. Northwestern Mutual Life Insurance
4. Northwestern Mutual Life Insurance
5. Berkshire Lif Insurance
Retirement Account*(see I)
7. -Fidelity Contra
8. -Fidelity Dive,sified
9_ -Fidelity Equity
JO. -Fidelity Puritan
11. -Lord Abbett Small Cap
12. -Fidelity U.S. Govt Res
Barney Retirement Account Part VJII
14. American CAP Strategies
15. Wells Fargo CAP Trust Preferred
16. First Eagle FDS Inc. Overseas FD
17. Oppenheimer Main St FDS Oppty Fund
F
A
B
B
A
B
B
c
c
c
c
B
c
A
c
A
Rent P l
Interest L
Dividend J
Dividend J
Dividend J
Dividend K
Dividend K
Dividend K
Dividend K
Dividend K
Dividend L
Dividend K
Dividend K
Interest J
Dividend M
Dividend M
s
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
Buy 4/13
Buy 4/13
Sell 4/27
Sell 4/27
K
K
J
J
c
c
l. Income Gain Codes: A =$ J ,000 or less B =$1,001 -$2,500 C =$2,501 -$5,000 D =$5.001 - $15,000 E =$15,001 -$50,000
(Sec Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L=$50,001-$100,000 M =$100,001-$250,000
(See Columns Cl and 03) N $250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U =Book Value V =Other W =Estimated
..
'------------------------------------- ----
--
--
C.
(l) (3) (4) (5)
FINANCIAL DISCLOSURE REPORT
Page 5of7
Name of Person Reporting
Moore, Kimberly A
Date of Report
06/03/2008
VII. INVESTMENTS and TRUSTS income, value, transactions r1 nc1udes those of spouse and dependent children; see PP· 14-60 of filing instructions.) -
D NONE (No reportable income, assets, or transactions.)
A. B. D.
Description of Assets Transactions during reporting period Income during Gross value at end of
(including trust assets) reporting period reporting period ·-·-
(l) (2) (l) (2)(2) Place "(X)" after each asset Amount Type (e.g., Value
exempt from prior disclosure Code I div., rent, Code 2 (A-H) or int.) (J-P)
Value
Method
Code 3 (Q-W)
Type (e.g.,
buy, sell,
redemption)
Date
Month-
Day
GainValue
Code 2 Code 1
(A-H)(J-P)
Identity of
buyer/seller
(if private
transaction)
18. Thornburg Invt TR Invt Income Builder Fund
c Dividend M T
19. Grant Park Futures Fund None K T
20. Goldman Sachs Trust Growth Strategy Portfund
c Dividend M T
l. Income Gain Codes:
(See Columns Bl and 04) A =$1,000 or less
F=$50,001 • $100,000
B =$1,001 - $2,500
G =$100,001 -$1,000,000
c =$2,501 - $5,000
Il l =$1,000,00 l • $5,000,000
D =$5,00 I - $15,000
H2 =More than $5,000,000
E=$15,00l -$50,000
2. Value Codes J=$15,000 or less K =$15,001 • $50,000 L =$50,001 • $100,000 M =$ I00,00 I -$250,000 (See Columns CJ and D3) N 4250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 • $5,000,000 P2 =$5,000,00 I - $25,000,000
P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T ash Market
(See Column C2) U=Book Value V ""Other W =Estimated
idelity allows
Smith retirement
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 6of7 0610312008Moore, Kimberly A
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Jndicateparto[Report)
Part VII.
Retirement Account: for individual fund selection and allocation and therefore requires disclosure of individual funds.
The 2006 Financial Disclosure should also be amended to note this modification.
Barney Retirement Account: account that doesn't allow individual control of investment selections.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 7of7 06/03/2008Moore, Kimberly A
IX. CERTIFICATION.
I certify that all information given above {including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E. Washington, D.C. 20544
")
3.
4.
Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO 10 in Government Act of 1978 Rev. 112008 FOR CALENDAR YEAR 2007 (5 U.S.C. app. §§ 101-111)
1. Person Reporting (last name, first, middle initial)
Moore, Kimberly A
2. Court or Organization
Federal Circuit
3. Date of Report
04/10/2008
4. Title (Anicle III judges indicate active or senior status; magistrate judges indicate full- or part-time)
Circuit Judge
Sa. Report Type (check appropriate type)
D Nomination, Date
D Initial [l] Annual D Final
6. Reporting Period
01/01/2007
to
12/31/2007 Sb. D Amended Report
7. Chambers or Office Address
U.S.C.A. Federal Circuit 717 Madison Place NW Washington, DC 20439
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations,
Reviewing Officer Date
IMPORT ANT N 0 TES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)
[Z] NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
I.
2.
5.
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
[Z] NONE (No reportable agreements.)
PARTIES AND TERMS
I.
-··11
CJl
>
Ld UI
2.
3.
4.
FINANCIAL DISCLOSURE REPORT
Page 2of6
Name of Person Reporting
Moore, Kimberly A
Date of Report
04/10/2008
III. N 0 N-JNVESTMENT JN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filer's Non-Investment Income
D NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
1. 2007 West-Thomson, book royalties $7,Jll.JJ
2.
3.
B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
D NONE (No reportable non-investment income.)
SOURCE AND TYPE
1. 2007 elf-employed, partner
2.
3.
4.
IV. REIMBURSEMENTS -transportation, lodging.food, entertainmen
(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
D NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
I. Federal Circuit Bar Association
6/26/2007-6/30/2007
Cambridge, Maryland
Conference Transportation, Meals, & Lodging
2.
3.
4.
5.
3.
5.
I.
4.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 3of6 04/10/2008Moore, Kimberly A
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
[ZJ NONE (No reportable gifts.)
SOURCE DESCRIPTION VALUE
I.
2.
4.
VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
D NONE (No reportable liabilities.)
CREDITOR DESCRIPTION VALUE CODE
National City Mortgage Co. Mortgage on Rental Property 0
2.
3.
5.
Fidelity
-----
I
I
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 4of6 04/10/2008Moore, Kimberly A
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. c. D.
Income during Gross value at end of Transactions during reporting period
reporting period reporting period
(1) (2) (1) (2) (1) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code 1 div., rent, Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
l. Rental Property 2007 F Rent Pl s $2,211,554.00)
2. Chevy Chase Bank Checking Account A Interest L T
3. Northwestern Mutual Life Insurance B Dividend J T
4. Northwestern Mutual Life Insurance B Dividend J T
5. Berkshire Life Insurance A Dividend J T
Retirement Account E Dividend N T
7. ...Smith Barney Retirement Account B Dividend K T
8. American CAP Strategies c Dividend K T
9. Wells Fargo CAP Trust Preferred A Interest J T
JO. First Eagle FDS Inc Overseas FD c Dividend M T Sell 4/27 J c
11. Oppenheimer Main St FDS Oppty Fund A Dividend M T Sell 4/27 J c
12. Thornburg lnvt TR lnvt Income Builder c Dividend M T Fund
13. Grant Park Futures Fund K T
14. Goldman Sachs Trust Growth Strategy c Dividend M T Portfund
15.
16.
17.
l. Income Gain Codes: A =$ l ,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000
(See Columns B 1 and 04) F =$50,001 -$100,000 G =$100,001 - $1,000,000 Hi =$1,000,001 - $5,000,000 H2 =More thao $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $100,000 M =$100,001 - $250,000
(See Columns C l and 03) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,00 l - $25,000,000
P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U =Book Value V=Other W =Estimated
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 5of6 Moore, Kimberly A 04/10/2008
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicateparto/Repon)
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 6 of 6 04/10/2008Moore, Kimberly A
IX. CERTIFICATION.
I certify that all information given above {including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Sign at
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E. Washington, D.C. 20544