ill> for calendar year

en -c:::>

"' ~ Q

(_)

w Cl

Cl w z z c3 (;)

2 9 4 9 1 3 'j 3 O 2 2 1 1 9 Form 990-Pf Return of Private Foundation 0MB No 1545-0052

or Section 494 7(al( 1) Trust Treated as Private Foundation ~@18 Department of the Treasury Ill> Do not enter social security numbers on this form as it may be made publicJq{Y:j

~ Internal Revenue Service Ill> Go to www ,rs.gov/Form990PFfor instructions and the latest information.

For calendar year 2018 or tax year be!linning 06/01 , 2018, and endina Name of foundation

' .TRRnME & MILDRED PADDOCK FOUNDATION

C, - Number and street (or PO box number 1f ma1l 1s not delivered to street address) Room/suite C> c'1

"-.:t4 .-4

1-u C)

6325 s RAINBOW BLVD STE 300 City or town, state or province, country, and ZIP or foreign postal code

LAS VEGAS, NV 89118 .... ~i ~, G Check all that apply· I nit1 a I return Initial return of a former public charity

~

;:,, z

~

Final return Amended return

' ~ ~

Address change Name change

H Check type of organization· lKJ Section 501 {c)(3) exempt private foundation

! n Section 4947{a)(1) nonexemot charitable trust n Other taxable orivate foundation oil ·~i a., ~ Fair market value of all assets at J Accounting method.l]g Cash LJ Accrual

D Other (specify) end of year (from Part II, col. (c), line

16) Ill> $ 5 092 180. (Part I, column (d) must be on cash basis )

•::r.r.••Analysis of Revenue and Expenses (The (a) Revenue and total of amounts in columns (b). (c), and (d) may not necessarily equal the amounts in

expenses per

column (a) (see instructions) ) books

1 Contrcbut1ons, gifts, grants, etc, received (attach schedule) •

2 Check Ill> [Kl 1f the foundation 1s not required to attach Sch B ••••••••..

3 Interest on savings and temporary cash investments,

4 D1v1dends and interest from securities 122 576. Sa Gross rents • . • . • . . • . • . . . . . .

b Net rental income or (loss) Cl) 6a Net gain or (loss) from sale of assets not on line 10 328 281. ::, b Gross sales price for all 1 306 236 C assets on line 6a Cl)

> 7 Capital gain net income (from Part IV, line 2) Cl)

a: 8 Net short-term capital gain.

9 Income mod1f1cat1ons . f 10a Gross sales less returns and allowances . . • •

b Less Cost of goods sold : I C Gross profit or (loss) (attach schedule)

11 Other income (attach schedule) ... 2 094. 12 Total Add lines 1 through 11 .... 452 951. 13 Compensation of officers, directors, trustees, etc . . 63 435.

en 14 O<h" employe.,,I,"'""' wages ~ Cl)

en 15 Pens1owo1a-n~mP.lovee benef\10 \ . . . " 5:

" ~ ~e"~~~- ...... ccountiii'a fee 1 }tT~r1 s ~le)~T_M'.,['. ~ . 3 275.

i ~ C Other prof4ss1awees ch SC~-. 4 . 13 242. 1 rJ~Ist2 •.•. /· g ..........

1 681. i: 1.8-..Ia-xes-4attaGA-67. ~· instruStl:M~. 5 .

J iJll ~£ r.-" ' "\S~if sched1 e) and depletion • ., ~o-eccup~ .. ~, .................

't:I 21 Travel, conferences, and meetings

; 22 Printing and publications .... g 23 Other expenses (attach schedule) ST.MT. 6 6 486. ·.:; 24 Total operating and administrative expenses. ca ..

Add lines 13 through 23 .•.•••.••.. 88 119. ~ 0 25 Contributions, gifts, grants paid ....... 207 500.

26 Total expenses and disbursements Add lines 24 and 25 295 619. 27 Subtract line 26 from hne 12

8 Excess of revenue over expenses and disbursements 157 332. b Net investment income (1f negative, enter -0-)

C Adjusted net income (If negative, enter -0-) ..

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HPF777 V17U 09/27/2019 12:51:22

(b) Net investment income

122 576.

328 281.

2 094. 452 951.

47 577. NONI NONI

NONI

1 681.

NONI NONI

6 486.

55 744.

55 744.

397 207.

A Employer identification number

59-6200844 B Telephone number (see instructions)

888-730-4933

C If exemption appllcat1on 1s .... o. pending, check here • • • . . . .

D 1 Foreign orgamzat1ons, check here • .... o 2 Foreign organizations meeting the

85% test, check here and attach .... o computation ........ E If private foundation status was term mated D

under section 507(b)(l)(A),check here • Ill>

F If the foundation 1s 1n a 60-month termination

under section 507(b)(11(B),check here • Ill> D (d) Disbursements

(c) Adiusted net for charitable income

NONE NONE

NONE

NONI NONI

NONE

NONI

purposes (cash basis only)

l t

I

STMT 11 I

I

1

'

'

' , ' I

STMT 2 '

15 859.

3 275. 13 242.

I

32 376. 207 500. 239 876.

i I I

Form 990-PF (2018)

24

Form 990-PF (2018) 59-6200844

111111 Attached schedules and amounts on the Beginning of year End of year

Balance Sheets descroptoon column should be for end-of-year (a) Book Value (b) Book Value (c) Fair Market Value amounts only (See instructions )

1 Cash - non-interest-bearing 864. 864 2 Savings and temporary cash investments 132 308. 70 356. 70 356 3 Accounts receivable ... _ .... ,,_,,.,,,~. -·· --- ,..-_ _....., ________ ----------------- __ J

Less allowance for doubtful accounts ._

4 Pledqes receivable ... '"''"" II"'"'''''''\,,,,, '"'""'II' '"'Ill' lo 1("11""' ,, , 11 I 1 1 ' .................... ~ .... ,- -· ------- - -~----···-· ----- __ ..,. __ ----~- -----

"" ! Less allowance for doubtful accounts ...

5 Grants receivable.

6 Receivables due from officers, directors, trustees, and other

d1squahf1ed persons (attach schedule) (see instructions)

7 Other notes and loans receivable (attach schedule) ... ---------- ---------Less allowance for doubtful accounts ... NONE

Ill 8 Inventories for sale or use. ... Q) Ill 9 Prepaid expenses and deferred charges . Ill

< 10a Investments-US and state governmentoblogatoons(attach schedule).

b Investments - corporate stock (attach schedule)

C Investments - corporate bonds (attach schedule). 11 Investments- land, buildings, ... I and equipment basis

Less accumulated depreciation ... (attach schedule)

12 Investments - mortgage loans. 13 Investments - other (attach schedule) STMT .7. 3 944 584. 4 169 399. 5 020 960 14 Land, buildings, and ... - ---·. ···-· . ---.. I P.q111pmPnt hr1c;1c; --·----------- __ ..., __ - ----.. - -- --·----· _..,_,. ___ ....,., - .... _,., ·-

Less accumulated depreciation ... (attach schedule)

15 Other assets (describe ... , 16 Total assets (to be completed by all filers see the

instructions Also, see page 1, item I) . 4 076 892. 4 240 619. 5 092 180 17 Accounts payable and accrued expenses l 18 Grants payable . !

Ill 19 Deferred revenue • I Q)

~ 20 Loans from officers, directors, trustees. and other d1squalof1ed persons. I I

:c 21 Mortgages and other notes payable (attach schedule) I CII ~ 22 Other hab1ht1es (describe ... , I

23 Total liabilrties (add lines 17 through 22) . NONE ! Foundations that follow SFAS 117, check here . .... u

I Ill and complete lines 24 through 26, and lines 30 and 31 Q) u C 24 Unrestricted . CII iii 25 Temporarily restricted I al "Cl 26 Permanently restricted . • • • • • • . • . . . ••••••.. I C Foundations that do not follow SFAS 117, check here ... LJU I :,

LL and complete lines 27 through 31. .. I O 27 Capital stock, trust principal, or current funds 4 076 892. 4.240 619. Ill

~ 28 Paid-in or capital surplus, or land, bldg , and equipment fund. I Ill ! Ill 29 Retained earnings, accumulated income, endowment, or other funds . < ... 30 Total net assets or fund balances (see instructions) • 4 076 892. 4 240 619. I Q)

31 Total liabilities and assets/fund (see

I z net balances

instructions) . 4 076 892. 4 240 619. •• F.Tii•IIII Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year - Part II, column (a). line 30 (must agree with

end-of-year figure reported on prior year's return). 1 4,076,892. 2 Enter amount from Part I, lone 27a . 2 157,332. 3 Other increases not included in lone 2 (1tem1ze) "' SEE STATEMENT 12 3 7,689. 4 Add lines 1, 2, and 3 . 4 4 241,913. 5 Decreases not included in lone 2 (1tem1ze) ... MUTUAL FUND TIMING DIFFERENCE 5 1,294. 6 Total net assets or fund balances at end of vear (lone 4 minus line 5) - Part II, column (bl. lone 30 6 4,240,619.

Form 990-PF (2018)

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59-6200844 Form 990-PF (2018)

Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold (for example, real estate,

2-story brick warehouse, or common stock, 200 shs MLC Co )

1 a PUBLICLY TRADED SECURITIES b C

d

e

a b C

d

e

a b C

d

e

(e) Gross sales price

1 306,236.

(fl Deprec1at1on allowed (or allowable)

(g) Cost or other basis plus expense of sale

977 955.

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31 /69

(i) FMV as of 12/31/69 (j) AdJusted basis (kl Excess of col (1) as of 12/31 /69 over col (J), 1f any

l~J~~.':; (c) Date acquired (d) Date sold P - Purchase (mo , day, yr) (mo , day, yr ) D - Donation

(h) Gain or (loss) ((e) plus (f) minus (g))

328 281.

(I) Gains (Col (h) gain minus col (k), but not less than -0-) or

Losses (from col (h))

328 281.

{ If gain, also enter ,n Part I, hne 7 }

2 Capital gain net income or (net capital loss) 3 2 8 2 81. If (loss), enter -0- ,n Part I, line 7 i---2-+----------~---

3 Net short-term capital gain or (loss) as defined ,n sections 1222(5) and (6). If gain, also enter ,n Part I, line 8, column (c) See instructions If (loss), enter -0- ,n }

Part I, line 8 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

·~-·- Qualification Under Section 4940(el for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income)

If section 4940(d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year ,n the base period7 If "Yes," the foundation doesn't qualify under section 4940(e). Do not complete this part

Oves []I No

1 E h h f h b f k' nter t e aooropriate amount ,n eac column or each year, see t e instructions e ore ma mQ anv entries (a) (b) (c) (d)

Base period years D,strobut,on ratio Calendar year (or tax year begmnmg ml AdJusted qualifying d1strobut1ons Net value of noncharotable-use assets (col lb) d1v1ded by col le))

2017 218,485. 5,221 788. 0.041841 2016 211,502. 4,842 418. 0.043677 2015 182,705. 4,721 742. 0.038694 2014 229,385. 5,092 648. 0.045042 2013 273 812. 4 948 753. 0.055329

2 Total of line 1, column (d) .................................... 2 0.224583 3 Average d1stribut1on ratio for the 5-year base period - d1v1de the total on line 2 by 5.0, or by

the number of years the foundation has been ,n existence 1f less than 5 years ........ 3 0.044917

4 Enter the net value of noncharitable-use assets for 2018 from Part X, line 5 ......... 4 5 207 776.

5 Multiply line 4 by line 3 .................... .................. 5 233,918.

6 Enter 1 % of net investment income ( 1 % of Part I, line 27b) . .................. 6 3 972.

7 Add Imes 5 and 6 .................. ....................... 7 237 890.

8 Enter qualifying d1stnbut1ons from Part XII, line 4 . . . . . . . . . . . . . . ......... 8 239 876. If line 8 1s equal to or greater than line 7, check the box ,n Part VI, line 1 b, and complete that part using a 1% tax rate See the Part VI instructions

JSA BE1430 1 000

HPF777 V17U 09/27/2019 12:51:22 Form 990-PF (2018)

26

Form 990-PF (2018) 3 59-6200844

•=--- Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 · see instructions)

Date of ruling or determination letter (attach copy of letter if necessary • see instructions) --- -- _____ J 1a Exempt operating foundations described in section 4940(d)(2). check here ... LJ and enter "N/A" on line 1 ••• }

b Domestic foundations that meet the section 4940(e) requirements in Part V, check r---1-t-------3~~9_7_2-'-. here ... [RJ and enter 1% of Part I, line 27b . . • • • • . . • • • • • . . . . . . . • • • • • . ..

c All other domestic foundations enter 2% of hne 27b Exempt foreign organizations enter 4% of _______ J 2

3

4

5

Part I, line 12, col (b)

Tax under section 511 (domestic section 494 7(a)( 1) trusts and taxable foundations only, others, enter -0-)

Add Imes 1 and 2 . . . . . . . . . . • . . . . .

Subtitle A (income) tax (domestic section 494 7{a)( 1) trusts and taxable foundations only, others, enter -0-)

Tax based on investment income. Subtract line 4 from hne 3 If zero or less, enter -0-

6 Credits/Payments

2 NONE 3 3 972. 4 NONE 5 3 972.

I a 2018 estimated tax payments and 2017 overpayment credited to 2018 .

b Exempt foreign organizations - tax withheld at source . . ..

c Tax paid with appl1cat1on for extension of time to file (Form 8868).

d Backup withholding erroneously withheld •••• ___ J 6a

6b NONE 6c NONE 6d

7

s 9

Total credits and payments Add Imes 6a through 6d . . . . . . . . . . . ..... . 7 NONE Enter any penalty for underpayment of estimated tax Check here D 1f Form 2220 1s attached s 155. Tax due. If the total of Imes 5 and 8 1s more than line 7, enter amount owed .. ... l--9--,f--_____ 4...L...ClC..C2'-7'-'-.

10 Overpayment. If line 7 1s more than the total of Imes 5 and 8, enter the amount overpaid ... 10

11 Enter the amount of line 10 to be Credited to 2019 estimated tax ... NONE Refunded ... 11

•!&.ti-.. •"'•• Statements Regarding Activities 1a During the tax year, did the foundation attempt to influence any national, state, or local leg1slat1on or did 1t Yes No

part1c1pate or intervene in any poht1cal campaign? . . . . . . . . . .

b Did 1t spend more than $100 during the year (either directly or indirectly) for political purposes? See the

instructions for the def1nit1on . • • • . . . . . . . • • • . . . . . . • . . . . . • . .

If the answer 1s "Yes" to 1a or 1b, attach a detailed description of the act1v1t1es and copies of any materials

published or distributed by the foundation in connection with the act1v1t1es

c Did the foundation file Form 1120-POL for this year? . . . . . . . . ...

d Enter the amount (1f any) of tax on pol1t1cal expenditures (section 4955) imposed during the year

(1) On the foundation ... $ (2) On foundation managers ... $ __________ _

e Enter the reimbursement (If any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers ... $ -------------

2 Has the foundation engaged in any act1v1t1es that have not previously been reported to the IRS? .

If "Yes," attach a detailed description of the act1v1t1es

3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes

4a Did the foundation have unrelated business gross income of $1,000 or more during the year? .

b If "Yes," has 1t filed a tax return on Form 990-T for this year?. . . . . . . .

5 Was there a hqu1dat1on, termination, d1ssolut1on, or substantial contraction during the year? ...

If "Yes," attach the statement required by General Instruction T

6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) sat1sf1ed either

• By language in the governing instrument, or

• By state leg1slat1on that effectively amends the governing instrument so that no mandatory directions that

conflict with the state law remain in the governing instrument?. . • • • . . . . . • • • • •

7 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col (c). and Part XV

Sa Enter the states to which the foundation reports or with which 1t 1s registered See instructions ...

9

FL b If the answer 1s "Yes" to hne 7, has the foundation furnished a copy of Form 990-PF to the Attorney General

(or designate) of each state as required by General Instruction G71f "No," attach explanation ..

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(J)(3) or

4942(J)(5) for calendar year 2018 or the tax year beginning in 20187 See the instructions for Part XIV If "Yes,"

wmpiete Part X1V • . . • • • • . . • • • • • • .

10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses . . . . . • . . . . . . . . . . . . . .

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1a X

1b

1c

2

3

4a

4b

5

6

7

X I I

__J

X l

I

_ ___ J

X X

X

X X

X i j

I I

_J

! ___ _J

Sb X ____ _J

9 X

10 X Form 990-Pf (2018)

27

Form 990-PF (2018) 59-6200844 Statements Regarding Activities (continued)

Lllt~ Yes No

11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity w1thm the

meaning of section 512(b)( 13)7 If "Yes," attach schedule See instructions . . . . . . . . . . . . . . . ....... 1--'1_1--+--+----'X=

12 Did the foundation make a d1stribut1on to a donor advised fund over which the foundation or a d1squalif1ed

person had advisory privileges? If "Yes," attach statement See instructions • • . • . . . ....•............. ,__1_2--+ _ ___, __ X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? ~1_3~--X~--

Webs1te address ~--N~A-------------------------------------------14 The books are m care of ~--~S_E_E_S~T_A_T_E-'-M=E=N_T~_l.c.3 ___________ Telephone no ~-----------

Located at ~-------------------------------- ZIP+4 ~-------------.-"T"" 15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF m lieu of Form 1041 - check here . . . . . . . • ~ LJ

and enter the amount of tax-exempt interest received or accrued during the year. . . . ~ '-----'1...;:5......1. __ ____,--~--

16 At any time during calendar year 2018, did the foundation have an interest m or a signature or other authority~-+---+-

over a bank, securities, or other f1nanc1al account m a foreign country? .....••••.•••.

See the instructions for exceptions and filing requirements for FmCEN Form 114 If "Yes," enter the name

the foreign country ~

Statements Regarding Activities for Which Form 4720 Ma File Form 4 720 if any item is checked in the "Yes" column, unless an exception applies.

1a During the year, did the foundation (either directly or indirectly)

( 1) Engage m the sale or exchange, or leasing of property with a d1squalif1ed person? • . . . . . . . . LJ Yes

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept 1t

d1squal1f1ed person? .............................. .

(3) Furnish goods, services, or fac1lit1es to (or accept them from) a d1squalif1ed person? ... .

(4) Pay compensation to, or pay or reimburse the expenses of, a d1squalif1ed person? .••..

~r~~). a_ § Yes

. . . . . Yes . · X Yes

(5) Transfer any income or assets to a d1squal1f1ed person (or make any of either available for

the benefit or use of a d1squal1f1ed person)? .••.............. LJYes

[xj No

~

No

No

No

[xj No

(6) Agree to pay money or property to a government offlc1ai? (Exception Check "No" 1f the

foundation agreed to make a grant to or to employ the off1c1al for a period after

termination of government service, 1f termmatmg w1thm 90 days ) . . . . . . . . . . . . . . . . . LJ Yes [Kl No

b If any answer 1s "Yes" to 1 a( 1 )-(6). did any of the acts fail to qualify under the exceptions described m Regulations

section 53 4941 (d)-3 or m a current notice regarding disaster assistance? See instructions .

········---~D Organizations relying on a current notice regarding disaster assistance, check here

c Did the foundation engage m a prior year m any of the acts described m 1 a, other than excepted acts, that

were not corrected before the first day of the tax year begmnmg m 20187 ..•.

2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined m section 4942(1)(3) or 4942())(5))

a At the end of tax year 2018, did the foundation have any undistributed income (Imes Gd and

Ge, Part XIII) for tax year(s) beginning before 20187 . . . . . . . . LJ Yes [Kl No

If "Yes," list the years ~ -------

b Are there any years listed m 2a for which the foundation 1s not applying the prov1s1ons of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to

all years listed, answer "No" and attach statement - see instructions ) . . . .

c If the prov1s1ons of section 4942(a)(2) are being applied to any of the

~-------

years listed m 2a, 11st the years here

3a Did the foundation hold more than a 2% direct or indirect interest m any business enterprise

at any time during the year? ....• Uves [Kl No

b If "Yes," did 1t have excess bus mess holdings m 2018 as a result of ( 1) any purchase by the foundation or

d1squal1f1ed persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the

Comm1ss1oner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of

the 10-, 15-, or 20-year first phase hold mg period? (Use Schedule C, Form 4 720, to determine 1f the

foundation had excess business holdings m 2018) ..••......

4a Did the foundation invest during the year any amount m a manner that would Jeopardize its charitable purposes?

b Did the foundation make any investment m a prior year (but after December 31, 1969) that could Jeopardize its

charitable ur ose that had not been removed from eo ard before the first da of the tax ear be mnin m 20187

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Form 990-PF (201_8;..) ---------------------------5 ... 9_-_6_2_0_0_8_4 ___ 4 ___________ P_ag_e_6_

•:a.-ui!!: Statements Regarding Activities for Which Form 4720 May Be Required (continued) Sa During the year, did the foundation pay or incur any amount to

(1) Carry on propaganda, or otherwise attempt to influence leg1slat1on (section 4945(e))?.

(2) Influence the outcome of any spec1f1c public election (see section 4955), or to carry on,

directly or indirectly, any voter reg1strat1on drive?, • • • . .••••••

(3) Provide a grant to an ind1v1dual for travel, study, or other s1m1lar purposes? ..••

D Yes [xi No

0Yes

0Yes

[xi No

[xj No

(4) Provide a grant to an organization other than a charitable, etc, organization described in

section 4945(d)(4)(A)? See instructions . . • . . . . . . . . _ . . . . . . . D Yes [xi No

(5) Provide for any purpose other than rehg1ous, charitable, sc1ent1f1c, literary, or educational

purposes, or for the prevention of cruelty to children or animals? • . . . . . • • • D Yes [xi No

Yes No

b If any answer 1s "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the except10ns described in - - - - l Regulations section 53 4945 or in a current notice regarding disaster assistance? See instructions. i---,;;5....;b-+---+--

Organ1zat1ons relying on a current notice regarding disaster assistance, check here . . . ~ D ! c If the answer 1s "Yes" to question 5a(4). does the foundation claim exemption from the tax

because 1t maintained expenditure respons1b1lity for the grant? • . . . • • • . . D Yes D No I I

If "Yes," attach the statement required by Regulations section 53 4945-5(d) I I

6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums

on a personal benefit contract? ....... _ . . . . . . . .... _ • . . . . . . . . . . . . . D Yes [xi No ' I

I - -b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 6b X

If "Yes" to 6b, file Form 8870 I 7a At any time during the tax year, was the foundation a party to a proh1b1ted tax shelter transaction?. . D Yes [xi No

b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? . J

7b

Is the foundation subJect to the sect10n 4960 tax on payment(s) of more than $1,000,000 in

remuneration or excess parachute payment(s) during the year?. • • • • • . . n Yes Ix] No

8

•:r.T,,••JH• Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors

1 List all officers directors trustees, and foundation managers and their compensation. See instructions . . (b) Title, and average (c) Compensation (d) Contributions to (e) Expense account, (a) Name and address hours per week (11 not paid, employee benefit plans other allowances devoted to pos1t1on enter -0-) and deferred compensation

Wells Fargo Bank, NA. TRUSTEE 100 N MAIN ST MAC D4001-117 WINSTON SALEM NC 27101 1 63 435. -0- -0-

2 Compensation of five h1ghest-pa1d employees (other than those included on lme 1 - see instructions). If none, enter "NONE."

(a) Name and address of each employee paid more than $50,000

NONE

Total number of other emolovees oa1d over $50 000 .

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HPF777 Vl7U 09/27/2019 12:51:22

(b) Title, and average hours per week (c) Compensation

devoted to pos1t1on

NONE

. - - - - . . -

(d) Cont11bullons to employee benefit (e) Expense account,

plans and deferred other allowances compensation

NONE NONE

. . . - - -~ NONE Form 990-PF (2018)

29

I

I

'

59-6200844 Form 990-PF (2018)

1@CMII Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued)

3 Five highest-paid independent contractors for professional services. See instructions. If none, enter "NONE."

(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation

NONE NONE

Total number of others receiving over $50,000 for professional services . ~ NONE -~ .. : ... ,_ Summary of Direct Charitable Activities List the foundation's four largest direct charitable act1v1t1es during the tax year Include relevant stat1st1cal 1nformat1on such as the number of

Expenses organizations and other beneficiaries served, conferences convened, research papers produced, etc

1NONE

2

3

4

·~li••-11""1=• Summary of Program-Related Investments (see instructions) Describe the two largest program-related investments made by the foundation during the tax year on Imes 1 and 2 Amount

1NONE

2

All other program-related investments See instructions

3NONE

Total. Add lines 1 through 3 . ~

Form 990-PF (2018)

JSA

BE1465 1 000

HPF777 V17U 09/27/2019 12:51:22 30

Form990-PF (2018) 59-6200844 1QMij Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,

see instructions.) Fair market value of assets not used (or held for use) directly in carrying out charitable, etc. purposes·

a Average monthly fair market value of securities ... .

b Average of monthly cash balances .......... .

c Fair market value of all other assets (see instructions).

d Total (add lines 1 a, b, and c) ............. . e Reduction claimed for blockage or other factors reported on lines 1 a and

1c (attach detailed explanation) . . . . . . . . . . . . . . . . . . ~1_e~-----------t 2 Acqu1s1t1on indebtedness applicable to line 1 assets ..

3 Subtract line 2 from line 1d ............... . 4 Cash deemed held for charitable act1v1t1es Enter 1 1/2% of line 3 (for greater amount, see

1a

1b

1c

1d

2

3

instructions) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4

5 120 685. 166 397.

NONE 5 287 082.

NONE 5 287 082.

79 ---------~ ... 306. 5 207 5 Net value of noncharitable-use assets. Subtract line 4 from line 3 Enter here and on Part V, line 4 1--5-+-----~'-=--"--'-... 776.

6 Minimum investment return. Enter 5% of line 5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 260 389. Distributable Amount (see instructions) (Section 4942(j)(3) and (J)(5) private operating foundations and certain foreign organizations, check here .,.. and do not complete this part.)

1 Minimum investment return from Part X, line 6 .... 260 389. 2a Tax on investment income for 2018 from Part VI, line 5 . 1--2_a--+-______ _.;::.3..L...;:9_7cc2~.

b Income tax for 2018. (This does not include the tax from Part VI.) .. .__2_b...._ _________ --t c Add lines 2a and 2b .......................... . 2c 3 972.

3 Distributable amount before adjustments Subtract line 2c from line 1 . 3 256 417. 4 Recoveries of amounts treated as qualifying d1stribut1ons. 4 7 500. 5 Add lines 3 and 4 . . . . ....................... . 5 263 917.

NONE 6 Deduction from distributable amount (see instructions) . . . . . . . . 1--6-+-----------'""-7 Distributable amount as adjusted Subtract line 6 from line 5. Enter here and on Part XIII,

line 1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 263 917.

iQMl!iil Qualifying Distributions (see instructions)

1 Amounts paid (including adm1nistrat1ve expenses) to accomplish charitable, etc. purposes.

a Expenses, contributions, gifts, etc - total from Part I, column (d), line 26. .. . . . . . . 1a 239 876. b Program-related investments - total from Part IX-B. . . .. . . . . . . 1b

2 Amounts paid to acquire assets used (or held for use) directly In carrying out charitable, etc,

purposes. . . . . . . . . . . . . . . . . . . 2 NONE 3 Amounts set aside for spec1f1c charitable projects that satisfy the

a Su1tab1hty test (prior IRS approval required) .. ... . ... . . 3a NONE b Cash d1stribut1on test (attach the required schedule) . . .... . . 3b NONE

4 Qualifying distributions Add lrnes 1 a through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 239 876. 5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income.

Enter 1 % of Part I, line 27b See instructions. . . . . . . .. . .. . . 5 3 972. 6 Adjusted qualifying distributions. Subtract line 5 from line 4 .. . . . . . . 6 235 904.

Note: The amount on line 6 will be used 1n Part V, column (b). in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years.

JSA

BE1470 1 000

HPF777 V17U 09/27/2019 12:51:22

Form 990-PF (2018)

31

59-6200844

Form 990-PF (2018) ·~-.,11• Undistributed Income (see instructions)

(a) (b) (cl (d)

1 Distributable amount for 2018 from Part XI, Corpus Years prior to 2017 2017 2018

line 7 ..................... 263,917. 2 Undistributed income, ,f any, as of the end of 2018 I a Enter amount for 2017 only •...••.••.• 128 490.

b Totalforprioryears 20..l.§_,20~,20 __ NON I 3 Excess d1stribut1ons carryover, 1f any, to 2018

a From 2013 NONE b From 2014 NONE c From 2015 NONE d From 2016 NONE l e From 2017 NONE f Total of Imes 3a through e ....... - - - - NONE I

4 Qualifying d1stribut1ons for 2018 from Part XII, I

line 4 ... $ 239 876 . ! a Applied to 2017, but not more than line 2a • . . 128 490. b Applied to undistributed income of prior years

NONE ! (Election required - see instructions) • . . • • • •

c Treated as d1stribut1ons out of corpus (Election ! required - see instructions) NONE i ......... '

d Applied to 2018 distributable amount. .•..• 111 386. e Remaining amount distributed out of corpus ••• NONE I

5 Excess d1stribut1ons carryover applied to 2018 (If an amount appears in column (d), the same

NONE NONE amount must be shown in column (a) ) ... . . 6 Enter the net total of each column as I

indicated below: i

a Corpus Add Imes 3f, 4c, and 4e Subtract line 5 NONI I b Prior years' undistributed income Subtract I

line 4b from line 2b .•..•••••..••.• NONE I c Enter the amount of prior years' undistributed I income for which a notice of def1c1ency has

been issued, or on which the section 4942(a) NONE ! tax has been previously assessed • . . . ....

d Subtract line 6c from line 6b Taxable I

amount - see instructions . • . . . . . . .... NONE I e Undistributed income for 2017 Subtract line I

4a from line 2a Taxable amount see I instructions ..... . . . .. . .......

f Undistributed income for 2018 Subtract Imes 4d and 5 from line 1 This amount must be distributed in 2019 . . • . • . . . • . . . • . . 152,531.

7 Amounts treated as d1stribut1ons out of corpus ;

to satisfy requirements imposed by section 1 I

170(b)(l)(F) 4942(9)(3) (Election be or may i required - see instructions) ......... . . NONE I

8 Excess d1stribut1ons carryover from 2013 not I

applied on line 5 or line 7 (see instructions) • . _ NONI I 9 Excess distributions carryover to 2019. !

Subtract Imes 7 and 8 from line 6a . . .... ,_ NONI 10 Analysis of line 9 !

a Excess from 2014 NONE i b Excess from 2015 NONE 1

i c Excess from 2016 NONE

1 d Excess from 2017 NONE e Excess from 2018 NONE

Form 990-Pf (2018)

JSA

8E1480 1 000

HPF777 V17U 09/27/2019 12:51:22 32

Form 990-PF (2018) 59-6200844 E . Private Operating Foundations (see instructions and Part VII-A, auest1on 9) NOT APPLICABL

1a If the foundation has received a ruling or determination letter that '.t .1s. ~ -p~1v-at~ • o~e.ra~1~g ... 1

foundation, and the ruling 1s effective for 2018, enter the date of the ruling . ~ b Check box to indicate whether the foundation IS a private operating foundation described in section I I 4942(1)(3) or L,,•'1' 4942(1)(5)

2a Enter the lesser of the ad- Tax year Prior 3 years /' Justed net income from Part /

(el Total (a) 2018 (b) 2017 (c) 2016 (d) 2015

I or the minimum investment

/ return from Part X for each

year listed .

b 85% of line 2a • / C Ouahfymg dtstnbut1ons from Part / XII, line 4 for each year listed

d A.mounts included m line 2c not / used directly for active conduct

of exempt ac11v111es •

e Quah(yrng d1stnbut1ons made I/ directly for active conduct of

/ exempt act1vn1es Subtract hne

:Zd from hne 2c 3 Complete 3a, b, or c for the

/ i:llternauve test relied upon

a ~Assets~ alternauve test - enter

(1) Valueofallassets• (2) Value of assets quah(y,ng I/

under section / 4942IJll3IIB111).

b ~Endowment~ alternative test-

/ enter 2/3 of minimum nwest-

tnent return shown m Part X,

lme 6 for each year hsted • • •

C ~Support~ alternative test· enter V ( 1) Total support other than gross investment income

(interest, d1v1dends, rent$:/

payments on sec~tfes loans (section 51 151). or royalties) •

(2) Suppon fro general pubhc and 5 or more exempt rgan1zat1ons as prov1 H in section 4942 11113 6)(111) •

(3) rgest amount of sup-port from an exempt organization.

(4) Gross investment income •

.:.. Supplementary Information (~omplet~ this part only if the foundation had $5,000 or more in assets at . . any time during the year - see mstruct1ons.) Information Regarding Foundation Managers:

a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only 1f they have contributed more than $5,000). (See section 507(d)(2) )

NONE b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the

ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

NONE

2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here "" 0 1f the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds If the foundation makes gifts, grants, etc, to 1nd1v1duals or organ1zat1ons under other cond1t1ons, complete items 2a, b, c, and d See instructions

a The name, address, and telephone number or email address of the person to whom applications should be addressed·

SEE STATEMENT 14 b The form in which applications should be submitted and information and materials they should include.

SEE ATTACHED STATEMENT FOR LINE 2

c Any subm1ss1on deadlines.

SEE ATTACHED STATEMENT FOR LINE 2

d Any restrictions or lim1tat1ons on awards, such as by geographical areas, charitable fields, kinds of 1nst1tut1ons, or other factors.

SEE ATTACHED STATEMENT FOR LINE 2 JSA 8E1490 1 000

HPF777 V17U 09/27/2019 12:51:22 Form 990-PF (2018)

33

Form 990-PF (2018)

•itfii!N Supplementary Information (continued) 3 G d C "b . P . d D . h Y rants an ontri ut1ons a, urma t e ear or A ,oorove d f F or

Recipient

Name and address (home or business)

a Paid during the year

SEE STATEMENT 22

Total b Approved for future payment

Total

JSA 8E14911000

If rec1p1ent 1s an md1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor

HPF777 V17U 09/27/2019 12:51:22

Foundation status of rec1p1ent

59-6200844

uture p avmen t Purpose of grant or Amount

contribution

207,500.

.. 3a 207 500 .

.. 3b Form 990-PF (2018)

34

59-6200844 Form 990-PF (2018)

•:...:,il~-•u'l!!!J'• Analysis of Income-Producing Activities Enter gross amounts unless otherwise indicated Unrelated business income Excluded by section 512, 513, or 514

(a) (b) (c) (d)

1 Program service revenue Business code Amount Exclusion code Amount

a

b

C

d

e

f

g Fees and contracts from government agencies

2 Membership dues and assessments ..... 3 Interest on savings and temporary cash investments•

4 D1v1dends and interest from securities - - - - 14 122 576. 5 Net rental income or (loss) from real estate

a Debt-financed property .••••••. - -b Not debt-financed property • . . . . . - -

6 Net rental income or (loss) from personal property

7 Other investment income .......... 8 Gain or (loss) from sales of assets other than inventory 18 328 281. 9 Net income or (loss) from special events ..

10 Gross profit or (loss) from sales of inventory.

11 Other revenue a

b ANNUITIES FROM NON 1 2 094. C

d

e

12 Subtotal Add columns (b), (d), and (e) .... 452,951. 13 Total. Add line 12, columns (b), (d), and (e) • . . . • • • • • . . • • . . . • • • • . • • . . • • • . • . . . • • 13 (See worksheet in hne 13 instructions to verify calculations )

•:r. =• Relationship of Activities to the Accomplishment of Exempt Purposes

Line No. Explain below how each act1v1ty for which income 1s reported in column (e) of Part XVI-A contributed

(el Related or exempt function income

(See instructions )

I

452 951.

importantly to the

~ accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes) (See instructions)

NOT APPLICABLE

JSA Form 990-PF (2018) BE1492 1 000

HPF777 V17U 09/27/2019 12:51:22 35

Form990-PF (2018) 59-6200844 iiffii!hil Information Regarding Transfers to and Transactions and Relationships With Noncharitable

Exempt Organizations 1 D1d the organization directly or indirectly engage in any of the following with any other organization described

in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political Yes No

organizations?

a Transfers from the reporting foundation to a noncharitable exempt organ1zat1on of: (1) Cash.

(2) Other assets.

b Other transactions: (1) Sales of assets to a noncharitable exempt organ1zat1on.

(2) Purchases of assets from a noncharitable exempt organ1zat1on. (3) Rental of facil1t1es, equipment, or other assets. (4) Reimbursement arrangements . (5) Loans or loan guarantees.

(6) Performance of services or membership or fundra1sing sohc1tat1ons . c Sharing of fac1ht1es, equipment, mailing lists, other assets, or paid employees.

1a(1) X 1a(2l X

1b(1 l X 1b(2) X 1b(3) X 1b(41 X 1b(5) X 1b(6) X

1c X d If the answer to any of the above 1s "Yes," complete the following schedule Column (bl should always show the fair market

value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(al Line no (b) Amount involved (c) Name of nonchantable exempt organization (d) Description of transfers, transactions, and sharing arrangements

2a Is the foundation directly or 1nd1rectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) (other than section 501(c)(3)) or in section 5277 ..................... O Yes [JI No

b If "Yes comolete the followina schedule (a) Name of organization (b) Type of organ1zat1on (c) Description of relat1onsh1p

Sign Here

U~lt, penal~'.'.'J."' ~J.,~_';'·~at I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, ,t 1s true, c~o,, ---"" let~~ par\1!P.er than taxpayer) 1s based on all information of which preparer has any knowledge

1 - -- lrrrrrrrrrrrr.. May the IRS discuss this return

Wells Fargo Bank, N.A. I O 9/27/2019 ,. TRUSTEE with the preparer shown below?

Signature of officer or trustee Date Title See ,nstruct,ons [Jl]ves D No I

Paid Print/Type preparer's name

JOSEPH J. CASTRIANO I Date I Check LKJ if I PTIN

- 0 9/27/20191 self-employed PO 12 516 0 3 Firm's name ~ PRICEWATERHOU8eC'OOPERS LLP Firm's EIN ~ 13 - 4 Q Q 8 3 2 4

Use Only Firm's address ~ 6 0 0 GRANT STREET PITTSBURGH PA 15219 Phone no 412 - 3 5 5 - 6 0 0 0

Form 990-PF (2018)

JSA

8E1493 1 000

HPF777 Vl7U 09/27/2019 12:51:22 36

JEROME & MILDRED PADDOCK FOUNDATION 59-6200844

FORM 990PF, PART I - DIVIDENDS AND INTEREST FROM SECURITIES

DESCRIPTION

USGI REPORTED AS NONQUALIFIED DIVIDENDS FOREIGN DIVIDENDS DOMESTIC DIVIDENDS US GOVERNMENT INTEREST REPORTED AS QUALI NONQUALIFIED FOREIGN DIVIDENDS NONQUALIFIED DOMESTIC DIVIDENDS SECTION 199A DIVIDENDS

TOTAL

HPF777 V17U 09/27/2019 12:51:22

REVENUE AND

EXPENSES PER BOOKS

918. 10,276. 42,834.

2,317. 62,548.

3,683. -------

122,576.

NET INVESTMENT

INCOME

37

918. 10,276. 42,834.

2,317. 62,548. 3,683.

-------122, 576.

STATEMENT 1

JEROME & MILDRED PADDOCK FOUNDATION

FORM 990PF, PART I - OTHER INCOME

DESCRIPTION

ANNUITIES FROM NONQUALIFIED PLANS (SECTI

TOTALS

HPF777 Vl7U 09/27/2019 12:51:22

59-6200844

REVENUE AND

EXPENSES PER BOOKS

2,094. ------2, 094.

NET INVESTMENT

INCOME

2,094. ------2, 094.

38 STATEMENT 2


FORM 990PF, FART I - ACCOUNTING FEES

DESCRIPTION

TAX PREPARATION FEE (NON-ALLOC

TOTALS

HPF777 Vl7U 09/27/2019 12:51:22

REVENUE AND

EXPENSES PER BOOKS

3,275. ------3,275.

J

59-6200844

NET INVESTMENT

INCOME

NONE

39

ADJUSTED NET

INCOME

NONE

CHARITABLE PURPOSES

3,275. ------3,275.

STATEMENT 3


FORM 990PF, PART I - OTHER PROFESSIONAL FEES

DESCRIPTION

GRANT ADMINISTRATION FEES

TOTALS

HPF777 Vl7U 09/27/2019 12:51:22

REVENUE AND

EXPENSES PER BOOKS

13,242. -------13,242.

59-6200844

40

CHARITABLE PURPOSES

13,242. -------13,242.

STATEMENT 4


FORM 990PF, PART I - TAXES

DESCRIPTION

FOREIGN TAXES FOREIGN TAXES ON NONQUALIFIED

TOTALS

HPF777 Vl7U 09/27/2019 12:51:22

REVENUE AND

EXPENSES PER BOOKS

1,476. 205.

------l, 681.

59-6200844

NET INVESTMENT

INCOME

1,476. 205.

------1, 681.

41

. I:

STATEMENT 5


FORM 990PF, PART I - OTHER EXPENSES

DESCRIPTION

ADR FEES INVESTMENT EXPENSES

TOTALS

HPF777 Vl7U 09/27/2019 12:51:22

REVENUE AND

EXPENSES PER BOOKS

69. 6,417.

6,486.

59-6200844

NET INVESTMENT

INCOME

69. 6,417.

6,486.

42 STATEMENT 6


FORM 990PF, PART II - OTHER INVESTMENTS

DESCRIPTION

02665T306 AMERICAN HOMES 4 REN 925652109 VICI PROPERTIES INC 71943Ul04 PHYSICIANS REALTY TR 464287804 ISHARES TR SMALLCAP 17275Rl02 CISCO SYSTEMS INC 717081103 PFIZER INC 30063Pl05 EXACT SCIENCES CORP 852234103 SQUARE INC 00724Fl01 ADOBE SYS INC 437076102 HOME DEPOT INC 92532Fl00 VERTEX PHARMACEUTICA 81762Pl02 SERVICENOW INC 654106103 NIKE INC CL B 594918104 MICROSOFT CORP 29444U700 EQUINIX INC 922042676 VANGUARD GLBL EX-US 4812C0803 JPMORGAN HIGH YIELD 04314H758 ARTISAN SMALL CAP FU 94106Ll09 WASTE MANAGEMENT INC 020002101 ALLSTATE CORP COM 064058100 THE BANK OF NEW YORK 755111507 RAYTHEON CO 458140100 INTEL CORP 92343Vl04 VERIZON COMMUNICATIO 29476Ll07 EQUITY RESIDENTIAL P 125523100 CIGNA CORP 91324Pl02 UNITEDHEALTH GROUP I 21036Pl08 CONSTELLATION BRANDS 747525103 QUA.LCOMM INC

HPF777 Vl7U 09/27/2019 12:51:22

COST/ FMV

CORF

C C C C C C C C C C C C C C C C C C C C C C C C C C C C C

59-6200844

ENDING BOOK VALUE

43

7,437. 8,352.

12,128. 50,098.

9,346. 11,015. 1,561. 4,418. 4,614. 6,568. 7,905. 9,594.

16,057. 17,883. 20,074. 49,980. 90,000.

111,885. 7,178. 8,485. 8,669.

10,571. 11,594. 13,635. 26,862. 20,364. 3,113. 8,161.

12,398.

ENDING FMV

8,641. 8,251.

14,007. 40,975. 25,287. 20,345. 1,658. 5,823.

23,027. 9,872.

10,137. 12,311. 17,357. 40,196. 23,804. 47,692.

112,427. 183,167.

24,385. 23,878. 17,802. 23,034. 19,245. 19,892. 31,777. 16,282. 4,111. 7,764.

10,223.

STATEMENT 7



DESCRIPTION

21870Ql05 CORESITE REALTY CORP 42225P501 HEALTHCARE TRUST OF 133131102 CAMDEN PPTY TR SH BE 784108104 SBA COMMUNICATIONS C 74340Wl03 PROLOGIS INC 693390304 PIMCO LOW DURATION F 46432F842 ISHARES CORE MSCI EA 548661107 LOWES COS INC 478160104 JOHNSON & JOHNSON 20825Cl04 CONOCOPHILLIPS 281020107 EDISON INTL COM 256746108 DOLLAR TREE INC 14149Yl08 CARDINAL HEALTH INC 674599105 OCCIDENTAL PETE CORP 571903202 MARRIOTT INTERNATION 037833100 APPLE COMPUTER INC C 670668104 NVIDIA CORP 22160Kl05 COSTCO WHOLESALE COR 02079Kl07 ALPHABET INC/CA 78409Vl04 S&P GLOBAL INC 70450Yl03 PAYJ?AL HOLDINGS INC 550021109 LULULEMON ATHLETICA 88032Ql09 TENCENT HOLDINGS LTD 46187Wl07 INVITATION HOMES INC 74460Dl09 PUBLIC STORAGE INC C 56063N600 MAINSTAY CONVERTIBLE 92837F458 VIRTUS CEREDEX M/C V 26078Jl00 DOWDUPONT INC 406216101 HALLIBURTON CO

HPF777 Vl7U 09/27/2019 12:51:22

COST/ FMV

CORF


59-6200844

ENDING BOOK VALUE

44

4,142. 7,332. 7,615.

11,773. 13,484.

175,000. 330,335.

6,647. 9,672. 9,855.

16,704. 19,876. 20,277. 24,273. 4,118. 4, 621. 6,002. 6,940. 8, 551. 8,579.

11,377. 11,604. 23,302.

7,467. 10,151. 95,000.

175,000. 18,212. 23,871.

ENDING FMV

4,319. 7,687. 9,096.

14,067. 18,196.

166,690. 315,361.

22,760. 25,050. 18,867. 19,830. 27,328. 18,679. 16,225.

9,238. 21,709. 13,411. 15,812. 23,176.

8,769. 16,353. 13,744. 22,383.

9,509. 11,180. 95,497.

198,705. 18,007. 14,839.

STATEMENT 8



DESCRIPTION

90353T100 UBER TECHNOLOGIES IN 983919101 XILINX INC 92826C839 VISA INC-CLASS A SHR 492089107 KERINGIUNSPONSORED A 786584102 SAFRAN SA-UNSPON ADR 015271109 ALEXANDRIA REAL ESTA 74256W485 PRINCIPAL PREFERRED GTY995004 GAI AGILITY INCOME F 693390593 PIMCO MODERATE DURAT 74925K581 ROBECO BP LNG/SHRT R 70299PGP6 PARTNERS GROUP PRIVA 609207105 MONDELEZ INTERNATION 11135F101 BROADCOM INC 40131M109 GUARDANT HEALTH INC 46625H100 JPMORGAN CHASE & CO 88160R101 TESLA MOTORS INC 169656105 CHIPOTLE MEXICAN GRI 28176E108 EDWARDS LIFESCIENCES 79466L302 SALESFORCE COM INC 518439104 ESTEE LAUDER COMPANI 01609Wl02 ALIBABA GROUP HOLDIN 907818108 UNION PACIFIC CORP 76131N101 RETAIL OPPORTUNITY I 828806109 SIMON PROPERTY GROUP 464287606 ISHARES S&P MIDCAP 4 04314H402 ARTISAN INTERNATIONA 666807102 NORTHROP GRUMMAN COR 565849106 MARATHON OIL CORP 57636Q104 MASTERCARD INC

HPF777 V17U 09/27/2019 12:51:22

COST/ FMV

CORF


59-6200844

ENDING BOOK VALUE

45

2,589. 4,305. 4,950. 6,198.

11,019. 9,719.

75,000. 103,419. 115,000. 173,934. 209,485.

13,493. 28,910. 1,674. 6,289. 6,607. 6,609. 7,563. 7,785. 9 t 021.

10,836. 11,455.

9,702. 20,696. 65,526.

204,236. 8,946.

26,301. 5,563.

ENDING FMV

2,344. 4,195.

26,458. 7,403.

10,988. 11,566. 72,519.

105,360. 113,939. 177,804. 355,717.

26,035. 28,939. 1,614. 8,265. 6 t 851. 8,580. 8,535.

29,525. 13,688. 20,150. 12,509.

9,040. 17,182. 78,373.

258,638. 24,867. 16,990. 33,197.

STATEMENT 9



DESCRIPTION

35086T109 FOUR CORNERS PROPERT GTC997004 GAI CORBIN MULTI STR 693391559 PIMCO EMERG MKTS BD-00143W859 INV OPP DEVELOP MRKT 31641Q755 FIDELITY NEW MRKTS I 58933Y105 MERCK & CO INC NEW 002824100 ABBOTT LABORATORIES 054937107 BB&T CORP COM 00206R102 AT & T INC 848637104 SPLUNK INC 03027X100 AMERICAN TOWER REIT 254687106 WALT DISNEY CO 452327109 ILLUMINA INC 235851102 DANAHER CORP 023135106 AMAZON COM INC 015351109 ALEXION PHARMACEUTIC 866674104 SUN CMNTYS INC COM 90267B682 ETRACS ALERIAN MLP E 693390841 PIMCO HIGH YIELD FD-00758M162 ACADIAN EMERGING MAR 571748102 MARSH & MCLENNAN COS 039483102 ARCHER DANIELS MIDLA 126650100 CVS/CAREMARK CORPORA 74834L100 QUEST DIAGNOSTICS IN 68389X105 ORACLE CORPORATION 026874784 AMERICAN INTERNATION 64110L106 NETFLIX.COM INC 22822V101 CROWN CASTLE INTL CO 98138H101 WORKDAY INC

HPF777 V17U 09/27/2019 12:51:22

COST/ FMV

CORF


59-6200844

ENDING BOOK VALUE

46

8,058. 100,080. 155,664. 192,048. 195,586.

11,508. 13,505. 17,454. 20,374.

2,904. 18,924.

4, 171. 7,315. 8,112.

12,852. 13,881.

8,571. 100,411. 124,389. 150,570.

8,337. 11,824. 13,190. 13,508. 19,161. 26,228. 2,680. 3,566. 4,625.

ENDING FMV

9,289. 96,980.

183,702. 218,870. 176,375.

22,496. 22,839. 20,009. 17,828.

9,575. 29,854. 4,093.

16,266. 8,317.

51,477. 12,050. 11,491. 53,760.

113,043. 142,154. 25,621. 15,711. 16,601. 22,347. 24,237. 25,433. 28,836. 4,290.

15,309.

STATEMENT 10



DESCRIPTION

097023105 BOEING COMPANY 339041105 FLEETCOR TECHNOLOGIE 78667Jl08 SAGE THERAPEUTICS IN 09061Gl01 BIOMARIN PHARMACEUTI 009279100 AIRBUS GROUP NV-UNSP 30303Ml02 FACEBOOK INC 02079K305 ALPHABET INC/CA 046353108 ASTRAZENECA PLC SPON 46120E602 INTUITIVE SURGICAL I 44107Pl04 HOST HOTELS RESORTS 92276Fl00 VENTAS INC COM 444097109 HUDSON PACIFIC PROPE

HPF777 Vl7U 09/27/2019 12:51:22

COST/ FMV

CORF

TOTALS

C C C C C C C C C C C C

59-6200844

ENDING BOOK VALUE

4,805. 6,140. 6,245. 7,097. 8,198. 8,278. 8,610.

10,598. 13,051. 4,730. 6,308. 7,288. _______

4,169,399.

47

ENDING FMV

22,205. 11,878.

6,875. 8 / 4 71. 8,069.

29,283. 23,237. 10,803. 11,621. 4,944. 6,109. 7,484.

-------5, 020, 960.

STATEMENT 11


FORM 990PF, PART III - OTHER INCREASES IN NET WORTH OR FUND BALANCES

DESCRIPTION

RETURN OF PRIOR YEAR GRANT COST BASIS ADJUSTMENT

TOTAL

XD5762000 HPF777 Vl7U 09/27/2019 12:51:22

AMOUNT

7,500. 189.

7,689.

STATEMENT 12

48


FORM 990PF, PART VII-A, LINE 14 - BOOKS ARE IN THE CARE OF

NAME: WELLS FARGO BANK N.A

ADDRESS: 100 N MAIN ST MAC D4001-117 WINSTON SALEM, NC 27101

TELEPHONE NUMBER: (888) 730-4933

XD576 2000 HPF777 Vl 7U 09/27/2019 12: 51: 22

59-6200844

STATEMENT 13

49

JEROME & MILDRED PADDOCK FOUNDATION FORM 990PF, PART XV - LINES 2a - 2d

RECIPIENT NAME: PADDOCK FOUNDATION

ADDRESS: 1819 MAIN STREET #230 SARASOTA, FL 34236

RECIPIENT'S PHONE NUMBER: N/A FORM, INFORMATION AND MATERIALS:

APPLICATION REQUIRED - REQUEST FROM FOUNDATION SUBMISSION DEADLINES:

JANUARY 15TH RESTRICTIONS OR LIMITATIONS ON AWARDS:

SARASOTA COUNTY, DISADVANTAGED CHILDREN AND THE ELDERLY

XD5762000 HPF777 Vl7U 09/27/2019 12:51:22

59-6200844

STATEMENT 14

50

------ --------------------- - - -- - - ----------

JEROME & MILDRED PADDOCK FOUNDATION 59-6200844 FORM 990PF, PART XV, LINE 3a - CONTRIBUTIONS, GIFTS, GRANTS PAID

RECIPIENT NAME: Special Olympics Florida, Inc.

ADDRESS: 1915 DON WICKHAM DR Clermont, FL 34711

RELATIONSHIP: NONE

PURPOSE OF GRANT: GENERAL OPERATING

FOUNDATION STATUS OF RECIPIENT: PC

AMOUNT OF GRANT PAID ........................................... .

RECIPIENT NAME: FOUNDATION FOR DREAMS INC

ADDRESS: 16110 DREAM OAKS PL BRADENTON, FL 34212

RELATIONSHIP: NONE




RECIPIENT NAME: GIRL SCOUTS OF GULFCOAST FLORIDA INC

ADDRESS: 4780 CATTLEMEN RD SARASOTA, FL 34233

RELATIONSHIP: NONE




7,500.

10,000.

2,500.

XD576 2000 HPF777 Vl 7U 09/27/2019 12: 51: 22

STATEMENT 15

51


RECIPIENT NAME: BOYS & GIRLS CLUBS

ADDRESS: 3100 FRUITVILLE RD SARASOTA, FL 34237

RELATIONSHIP: NONE


FOUNDATION STATUS OF PC

AMOUNT OF GRANT PAID

RECIPIENT NAME: GIRLS INCORPORATED

ADDRESS: 201 S TUTTLE AVE SARASOTA, FL 34237

RELATIONSHIP: NONE




RECIPIENT NAME:

OF SARASOTA

RECIPIENT:

RECIPIENT:

HABITAT FOR HUMANITY SARASOTA INC ADDRESS:

2095 17TH ST. SARASOTA, FL 34234

RELATIONSHIP: NONE



10,000.

7,500.

AMOUNT OF GRANT PAID ........................................... . 12,000.

xos762000

HPF777 V17U 09/27/2019 12:51:22

STATEMENT 16

52


RECIPIENT NAME: INSTRIDE THERAPY,

ADDRESS: 1629 RANCH RD NOKOMIS, FL 34275

RELATIONSHIP: NONE




RECIPIENT NAME:

INC

RECIPIENT:

MANASOTA LIGHTHOUSE FOR THE BLIND ADDRESS:

7318 N TAMIAMI TRAIL SARASOTA, FL 34243

RELATIONSHIP: NONE



10,000.


RECIPIENT NAME: MONTANA CHILDRENS

ADDRESS: 2755 COLONIAL DR HELENA, MT 59601

RELATIONSHIP: NONE




HOME & HOSPITAL

RECIPIENT:

XDSJS 2000 HPF777 Vl 7U 09/27/2019 12: 51: 22

15,500.

STATEMENT 17

53


RECIPIENT NAME: NEURO CHALLENGE FOUNDATION INC

ADDRESS: 722 APEX RD SARASOTA, FL 34240

RELATIONSHIP: NONE




RECIPIENT NAME: SAFE PLACE AND RAPE CRISIS CENTER INC

ADDRESS: 2139 MAIN ST SARASOTA, FL 34237

RELATIONSHIP: NONE




RECIPIENT NAME: SAMARITAN COUNSELING SERVICES OF THE GULF COAST

ADDRESS: 3224 BEE RIDGE RD SARASOTA, FL 34239

RELATIONSHIP: NONE




5,000.

7,500.

7,500.

XD576 2000 HPF777 Vl 7U 09/27/2019 12: 51: 22

STATEMENT 18

54


RECIPIENT NAME: TIDEWELL HOSPICE,

ADDRESS: 5957 RANCH BLVD SARASOTA, FL 34238

RELATIONSHIP: NONE




RECIPIENT NAME: TRULY VALUED INC

ADDRESS: P.O. BOX 381 PALMETTO, FL 34220

RELATIONSHIP: NONE




RECIPIENT NAME:

INC

RECIPIENT:

RECIPIENT:

CHILD PROTECTION CENTER INC ADDRESS:

720 SOUTH ORANGE AVE SARASOTA, FL 34236

RELATIONSHIP: NONE



5,000.

2,500.


XD575 2000 HPF777 Vl 7U 09/27/2019 12: 51: 22

STATEMENT 19

55


RECIPIENT NAME: WESTCOAST BLACK THEATRE TROUPE

ADDRESS: 1012 N ORANGE AVE SARASOTA, FL 34236

RELATIONSHIP: NONE




RECIPIENT NAME: SOUTHERN SCHOLARSHIP FOUNDATION

ADDRESS: 322 STADIUM DR TALLAHASSEE, FL 32304

RELATIONSHIP: NONE




RECIPIENT NAME: BIG BROTHERS AND BIG SISTERS

ADDRESS: 1000 S TAMIAMI TRAIL SUITE C VENICE, FL 34285

RELATIONSHIP: NONE




5,000.

5,000.

10,000.

XD5762000

HPF777 V17U 09/27/2019 12:51:22

STATEMENT 20

56


RECIPIENT NAME: CHILDREN FIRST, INC.

ADDRESS: 1723 N ORANGE AVE SARASOTA, FL 34234

RELATIONSHIP: NONE




RECIPIENT NAME: CHILDREN'S GUARDIAN

ADDRESS: PO BOX 49722 SARASOTA, FL 34230

RELATIONSHIP: NONE




RECIPIENT NAME: THE HAVEN

ADDRESS: 4405 DESOTO ROAD SARASOTA, FL 34235

RELATIONSHIP: NONE

PURPOSE OF GRANT:

FUND INC

RECIPIENT:

GENERAL OPERATING FOUNDATION STATUS OF

PC RECIPIENT:


xo5762000

HPF777 Vl7U 09/27/2019 12:51:22

5,000.

30,000.

STATEMENT 21

57


RECIPIENT NAME: EASTER SEALS NORTHWEST FLORIDA INC

ADDRESS: 350 BRADEN AVE SARASOTA, FL 34243

RELATIONSHIP: NONE




RECIPIENT NAME: PARENTING MATTERS

ADDRESS: 602 3RD STE BRADENTON, FL 34208

RELATIONSHIP: NONE




RECIPIENT NAME:

RECIPIENT:

FAMILY PROMISE OF SOUTH SARASOTA COUNTY ADDRESS:

720 SHAMROCK BLVD VENICE, FL 34293

RELATIONSHIP: NONE



7,500.

AMOUNT OF GRANT PAID . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5,000.

TOTAL GRANTS PAID: 207,500.

XD576 2000

HPF777 Vl 7U 09/27/2019 12: 51: 22

STATEMENT 22

58


FEDERAL FOOTNOTES ==========================================-----=======------------------======-=

PART VIII: INFORMATION ABOUT OFFICERS, DIRECTORS, TRUSTEES, FOUNDATION / MANAGERS, HIGHLY PAID EMPLOYEES, AND CONTRACTORS.THE COMPENSATION REPORTED IN COLUMN (C) IS CALCULATED BASED ON PERIODIC MARKET VALUES AND/OR THE APPLICABLE FEE AGREEMENT. IT IS NOT DETERMINED ON AN HOURLY BASIS AND THE REFERENCE TO ONE HOUR PER WEEK IS AN ESTIMATE ONLY. CORPORATE TRUSTEE SERVICES INCLUDE, BUT ARE NOT LIMITED TO, ADMINISTRATIVE SERVICES SUCH AS FIDUCIARY ACCOUNTING, CUSTODY OF ASSETS, COMPLYING WITH TAX FILING REQUIREMENTS, COMPLYING WITH DISTRIBUTION PROVISIONS, AND COMPLYING WITH FEDERAL AND STATE LAWS APPLICABLE TO PRIVATE FOUNDATIONS, PLUS ASSET MANAGEMENT SERVICES SUCH AS CREATING ASSET ALLOCATION STRATEGIES, INVESTMENTS REPORTING AND REALLOCATING AND REBALANCING OF PORTFOLIOS AS NECESSARY.

STATEMENT 23

XD5752000 HPF777 V17U 09/27/2019 12:51:22 59 E -- - -- ___-:. - l

ill> for calendar year

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