ic bypass study

9
1112 Atherosclerotic Disease of the Middle Cerebral Artery J. BOGOUSSLAVSKY, M.D., H.J.M. BARNETT, M.D., A.J. Fox, M.D., V.C. HACHINSKI, M.D., AND WAYNE TAYLOR, M.A. FOR THE EC/IC BYPASS STUDY GROUP SUMMARY Three hundred and fifty-two patients with atherosclerotic middle cerebral artery stenosis (MCAS, 53%) or occlusion (MCAO, 47%) have been systematically studied. The study involved all patients entered into the EC/IC Bypass Study with isolated MCA disease or a tandem lesion predominating in the MCA ipsilateral to the ischemic events (18 patients with a tandem lesion of greater magnitude in the internal carotid artery were not included). The Asian patients represented 58% of all Asians entered into the EC/IC Bypass Study, whereas the white patients represented 18% of all whites and the black patients 34% of all blacks. Isolated TIAs were less frequent in MCAO (12%) than in MCAS (34%). Warning TIAs before a stroke occurred in one third of the cases. Presentation with stroke or isolated TIA was not influenced by sex, age, level of MCA obstruction, collateral circulation nor associated carotid disease. In MCAS, no major difference in presentation was found between severe and moderate stenosis. Pure motor hemiparesis occurred in 15% and pure sensory stroke in 2% of the patients with stroke and 30% of the MCA territory infarcts were small and limited to the lentkulocapsular area, confirming that so-called lacunar infarcts may be due to large vessel disease. During follow-up (42 months) of 164 medically-treated patients, further cerebrovascular events (TIA and stroke) occurred in 11.7% of the patients per year. In MCAO the stroke rate was 10.1 % per patient-year and the ipsilateral infarct rate was 7.1% per patient-year. In MCAS, the stroke rate was 9.5% per patient- year and the ipsilateral stroke rate was 7.8% per patient-year. The location and severity of lesion did not influence the occurrence of ipsilateral ischemic events during follow-up. Reopening of an artery-to-artery embolic occlusion of the MCA, with subsequent embollc reocclusion, may explain some of the ipsilateral ischemic events during follow-up. The annual death rate was 3.3% in MCAS and 2.6% in MCAO. Less than 15% of the survivors were severely disabled at the end of follow-up and nearly two-thirds were able to resume previous activities both hi MCAO and MCAS. The type of delayed ischemic events tended to be the same as that of the presenting event, but no factor could significantly predict the occurrence of stroke or death. This study suggests that long-term prognosis of patients with MCA occlusion, who present with TIA or non-devastating stroke, is reasonable. Stroke Vol 17, No 6, 1986 THE CLINICAL CHARACTERISTICS and progno- sis of middle cerebral artery occlusion (MACO) or stenosis (MCAS) are not as well known as those of internal carotid artery (ICA) disease. MCAS has been studied only in a few small series,'" 4 usually including cases of distal branch stenosis 1 " 3 and series with mix- tures of atherosclerotic and non-atherosclerotic steno- sis. 2 The literature on MCAO is a little larger but cases of branch occlusion have been included in many se- ries 5 ' " and embolic occlusions from the heart, which constitute a large fraction of MCAO's, 4 "• 12 have not been separated from the atherosclerotic occlusions. It has been claimed that more than half of the pa- tients have a "fair" or "good" evolution, 12 " 14 but it has been only recently that a few retrospective studies have analyzed long-term prognosis in MCA occlusion or stenosis. 1 " 3 ' v " These reports, however, are not entire- ly satisfactory, because of the inclusion of patients with isolated distal branch disease, 1 ' 39 ' 10 because of the small numbers, 1 " 3 ' " or because nonfatal cerebro- vascular events were not recorded. 9 The criteria of entry into the Cooperative Study of From the Department of Clinical Neurological Sciences, University Hospital, London, Ontario, Canada. Supported by a grant (no. R01NS14164) from the National Institute of Neurological Communicative Disorders and Stroke, U.S. National Institutes of Health. Address correspondence to: Dr. H.J.M. Barnett, M.D., Department of Clinical Neurological Sciences, University Hospital, London, Ontar- io, Canada N6A 5A5 Received January 19, 1985; revision #2 accepted August 18, 1986. Extracranial/Intracranial Arterial Anastomosis" pro- vided the opportunity to study a large series of patients with symptomatic occlusion or stenosis of the MCA. All of these lesions were judged to be of atherosclerot- ic origin, and this study analyzes the presenting clini- cal and radiologic features of these patients and presents long-term follow-up data in 164 medically- treated patients. Patients and Methods During the Cooperative Study of Extracranial/Intra- cranial Arterial Anastomosis," 370 patients were ran- domized to medical treatment or medical treatment plus bypass surgery for an MCA (from origin to bifur- cation or trifurcation included) occlusion or stenosis demonstrated on angiography. Only those patients with TIA (episode of less than 24 hours duration) or mild to moderate stroke were admissible and all were required to have experienced at least one ischemic event in the territory supplied by the diseased MCA in the three months prior to entry. Evidence of atheroscle- rotic vascular disease was required; patients with evi- dence of or suspected of fibromuscular dysplasia, ar- teritis, blood dyscrasia, and heart disease as source of cerebral emboli or decreased cerebral perfusion (val- vular disease, atrial fibrillation and other major arrhythmia, cardiomyopathy) were excluded. A narra- tive summary of cerebrovascular history, concomi- tants of vascular disease, ECG findings, neurological and vascular examination, and functional status were

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FOR THE EC/IC BYPASS STUDY GROUP AND W A Y N E TAYLOR, M.A. 1112 J. BOGOUSSLAVSKY, M . D . , H.J.M. BARNETT, M . D . , A.J. F o x , M . D . , V . C . HACHINSKI, M . D . ,

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Page 1: IC Bypass Study

1112 Atherosclerotic Disease of theMiddle Cerebral Artery

J. BOGOUSSLAVSKY, M.D. , H.J.M. BARNETT, M.D. , A.J. Fox, M.D. , V.C. HACHINSKI, M.D. ,

AND W A Y N E TAYLOR, M.A.

FOR THE EC/IC BYPASS STUDY GROUP

SUMMARY Three hundred and fifty-two patients with atherosclerotic middle cerebral artery stenosis(MCAS, 53%) or occlusion (MCAO, 47%) have been systematically studied. The study involved all patientsentered into the EC/IC Bypass Study with isolated MCA disease or a tandem lesion predominating in theMCA ipsilateral to the ischemic events (18 patients with a tandem lesion of greater magnitude in the internalcarotid artery were not included). The Asian patients represented 58% of all Asians entered into the EC/ICBypass Study, whereas the white patients represented 18% of all whites and the black patients 34% of allblacks. Isolated TIAs were less frequent in MCAO (12%) than in MCAS (34%). Warning TIAs before astroke occurred in one third of the cases. Presentation with stroke or isolated TIA was not influenced by sex,age, level of MCA obstruction, collateral circulation nor associated carotid disease. In MCAS, no majordifference in presentation was found between severe and moderate stenosis. Pure motor hemiparesisoccurred in 15% and pure sensory stroke in 2% of the patients with stroke and 30% of the MCA territoryinfarcts were small and limited to the lentkulocapsular area, confirming that so-called lacunar infarcts maybe due to large vessel disease.

During follow-up (42 months) of 164 medically-treated patients, further cerebrovascular events (TIA andstroke) occurred in 11.7% of the patients per year. In MCAO the stroke rate was 10.1 % per patient-yearand the ipsilateral infarct rate was 7.1% per patient-year. In MCAS, the stroke rate was 9.5% per patient-year and the ipsilateral stroke rate was 7.8% per patient-year. The location and severity of lesion did notinfluence the occurrence of ipsilateral ischemic events during follow-up. Reopening of an artery-to-arteryembolic occlusion of the MCA, with subsequent embollc reocclusion, may explain some of the ipsilateralischemic events during follow-up. The annual death rate was 3.3% in MCAS and 2.6% in MCAO. Less than15% of the survivors were severely disabled at the end of follow-up and nearly two-thirds were able toresume previous activities both hi MCAO and MCAS. The type of delayed ischemic events tended to be thesame as that of the presenting event, but no factor could significantly predict the occurrence of stroke ordeath. This study suggests that long-term prognosis of patients with MCA occlusion, who present with TIAor non-devastating stroke, is reasonable.

Stroke Vol 17, No 6, 1986

THE CLINICAL CHARACTERISTICS and progno-sis of middle cerebral artery occlusion (MACO) orstenosis (MCAS) are not as well known as those ofinternal carotid artery (ICA) disease. MCAS has beenstudied only in a few small series,'"4 usually includingcases of distal branch stenosis1"3 and series with mix-tures of atherosclerotic and non-atherosclerotic steno-sis.2 The literature on MCAO is a little larger but casesof branch occlusion have been included in many se-ries5' " and embolic occlusions from the heart, whichconstitute a large fraction of MCAO's,4 "•12 have notbeen separated from the atherosclerotic occlusions.

It has been claimed that more than half of the pa-tients have a "fair" or "good" evolution,12"14 but it hasbeen only recently that a few retrospective studies haveanalyzed long-term prognosis in MCA occlusion orstenosis.1"3'v" These reports, however, are not entire-ly satisfactory, because of the inclusion of patientswith isolated distal branch disease,1'39'10 because ofthe small numbers,1"3' " or because nonfatal cerebro-vascular events were not recorded.9

The criteria of entry into the Cooperative Study ofFrom the Department of Clinical Neurological Sciences, University

Hospital, London, Ontario, Canada.Supported by a grant (no. R01NS14164) from the National Institute

of Neurological Communicative Disorders and Stroke, U.S. NationalInstitutes of Health.

Address correspondence to: Dr. H.J.M. Barnett, M.D., Departmentof Clinical Neurological Sciences, University Hospital, London, Ontar-io, Canada N6A 5A5

Received January 19, 1985; revision #2 accepted August 18, 1986.

Extracranial/Intracranial Arterial Anastomosis" pro-vided the opportunity to study a large series of patientswith symptomatic occlusion or stenosis of the MCA.All of these lesions were judged to be of atherosclerot-ic origin, and this study analyzes the presenting clini-cal and radiologic features of these patients andpresents long-term follow-up data in 164 medically-treated patients.

Patients and MethodsDuring the Cooperative Study of Extracranial/Intra-

cranial Arterial Anastomosis," 370 patients were ran-domized to medical treatment or medical treatmentplus bypass surgery for an MCA (from origin to bifur-cation or trifurcation included) occlusion or stenosisdemonstrated on angiography. Only those patientswith TIA (episode of less than 24 hours duration) ormild to moderate stroke were admissible and all wererequired to have experienced at least one ischemicevent in the territory supplied by the diseased MCA inthe three months prior to entry. Evidence of atheroscle-rotic vascular disease was required; patients with evi-dence of or suspected of fibromuscular dysplasia, ar-teritis, blood dyscrasia, and heart disease as source ofcerebral emboli or decreased cerebral perfusion (val-vular disease, atrial fibrillation and other majorarrhythmia, cardiomyopathy) were excluded. A narra-tive summary of cerebrovascular history, concomi-tants of vascular disease, ECG findings, neurologicaland vascular examination, and functional status were

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ATHEROSCLEROTIC DISEASE OF THE MCA/Bogousslavsky et al 1113

obtained for each patient. CT scan results were record-ed when available. All angiograms were reviewed bythe chief neuroradiological investigator (AJF) and theresults (occlusions, stenoses, ulcers), were summa-rized on standardized forms for subsequent analysis.Stenoses were recorded as moderate (<70% narrow-ing of the lumen diameter) or severe (^70% narrowingof the lumen diameter). Collateral circulation was notassessed systematically because in many patients onlyearly films were available for review and vertebralangiography was not demanded and therefore was onlyavailable in 56% of the patients. Eighteen patients withmoderate MCA stenosis but tight stenosis or occlusionof the ipsilateral ICA (intra- or extra- or both cranial),were excluded from this review to provide a residualseries of 352 patients with lesions predominating in theMCA. Of these, 79 with MCA occlusion and 85 withMCA stenosis were randomized to the medical cohortand were not operated on; this paper presents theirprospective long-term prognosis.

Re-evaluation was conducted every three months; ahistory and full neurological and cardiovascular ex-aminations were repeated; optimum accuracy in theevaluation of delayed stroke, TIA, and death was ob-tained by this strategy. The type of stroke (infarction,hemorrhage) and its correlation with the site and sideof occlusion or stenosis was recorded. The cause ofdeath was determined in every case. The functionaldisability at the end of follow-up was evaluated ac-cording to the capacity of usual employment (withoutdifficulty, with difficulty, not possible) and in unem-ployed patients according to the capacity to go shop-ping (without difficulty, with difficulty, not possible).The relation of any handicap to cerebrovascular dis-ease and global improvement, worsening or stabiliza-tion of functional status were assessed. The statisticalanalysis was performed using the chi-square test, Fish-er test, Student t-test and analysis of variance (one-wayAnova).

ResultsThe main characteristics of the patients are summa-

rized in table 1. The left MCA was more often in-volved (67%) than the right MCA (55%). BilateralMCA disease was present in 22% of the patients, butwas symptomatic on both sides only in 11 (6 withbilateral MCAS, 4 with bilateral MCAO on one sideand MCAS on the other side). Mean age was 58.2years in the patients with MCAS and 54 years in the

TABLE 1 352 Patients with MCA Stenosis or Occlusion260 6 (74%): 92 9 (26%)

193 Whites, 128 Asians, 31 BlacksModerate MCA stenosisSevere MCA stenosisMCA occlusionUnilateral right MCA diseaseUnilateral left MCA diseaseBilateral MCA disease

71 (20%)116 (33%)165 (47%)116 (33%)158 (45%)78 (22%)

patients with MCAO. The proportion of females withMCAS (122 males [65%]: 65 females [35%]) wasabout twice as high as in MCAO (138 males [84%]: 27females [16%]). The relative proportion of whites(18% of all whites entered into the Bypass Study),Asians (58% of all Asians) and blacks (34% of allblacks) was similar for MCAS and MCAO.

Type of Presenting EventPatients with MCAO more frequently presented

with a stroke than the patients with MCAS (p <0.0001) (table 2). No difference in the type of present-ing event (TIA or stroke) was found between the pa-tients with moderate and severe MCAS. Warning TIAswere observed in approximately one third of the pa-tients with stroke, without difference between MCAOand MCAS. Stroke(s) or isolated TTA(s) occurred inthe same proportions in whites, Asians and blacks. Nosignificant difference between age groups (<40,41-50, 51-60, 61-70, >70 years) was found for thetype of presenting event, either in males or females.

Transient Ischemic AttacksThe TIAs were appropriate to the MCA lesion in

100% of the patients with MCAS and 94% of thepatients with MCAO (table 3). Among the patientswho suffered TIAs appropriate to the MCA lesion, 6%of those with MCAO and 8% of those with MCAS alsohad TIAs in remote territories (contralateral carotidand/or vertebrobasilar territory). In TIAs appropriateto the MCA lesion, the most common type of TLA wasmotor weakness on one side of the body associatedwith speech disturbances (dysarthria or dysphasia), ei-ther in MCAS (27%) or in MCAO (22%). There were14% of the 158 patients with more than one TIA appro-priate to the MCAS who showed variable attacks and86% who showed identical repetition of TIAs.

Overall, 52% of the patients with moderate MCAS,67% of the patients with severe MCAS and 51% of thepatients with MCAO suffered TIAs. In 55% of thepatients with MCAS, TIAs were not followed by astroke, compared to only 24% of the patients withMCAO (p < 0.001). This difference may partially beexplained by the fact that time elapsed from the firstTLA to entry into the study was much longer in MCAO(16.6 months, 5 days-10 years) than in moderateMCAS (3.3 months, 1 day-2 years) and severe MCAS(5.5 months, 1 day-3.5 years). However, even if thisimbalance between groups is adjusted, the differenceremains significant (p < 0.02, Mantel-Haenszel Chisquare test).

The mean number of TIAs was higher in the patients

TABLE 2 Presenting Events

Isolated TIA(s)Stroke(s) preceded by TIA(s)Stroke(s) only

Moderatestenosis

(71)28%20%52%

Severestenosis(116)37%25%38%

Occlusion(165)12%30%58%

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1114 STROKE VOL 17, No 6, NOVEMBER-DECEMBER 1986

TABLE 3 Transient Ischemic Attacks

Patients with TIA(s)

isolated TIAs

TlA(s)—•stroke(s)

TlA(s) after astroke(s)

Patients with TlA(s)appropriate to theMCA lesion

Patients with other TIAs

Usual duration of TLA

Mean number of TIAsper patient

Patients with only oneT1A

Moderatestenosis

(71)3754%38%

8%

100%

8%77'

(range:sec to 12h)

4.4(range:1 to 50)

19%

Severestenosis

(116)

7854%38%

8%

100%

5%138'

(range:sec to 24h)

8.1(range:

(1 to 132)

13%

Occlusion(165)

8424%58%

18%

94%14%57'

(range:sec to 15h)

11.9(range:

1 to 371)

27%

with MCAO (11.9) and severe MCAS (8.1) than in thepatients with moderate MCAS (4.4), but this was relat-ed to the fact that a few patients with MCAO or severeMCAS suffered a very large number of TIAs. Themean duration of TIAs was about twice as long in thepatients with severe MCAS (138 minutes) than in theother patients (77 minutes in moderate MCAS, 57 min-utes in MCAO), but this finding is not statisticallysignificant (p = 0.189).

StrokesSeventy-two percent of the patients with moderate

MCAS, 63% of the patients with severe MCAS and88% of the patients with MCAO suffered at least onestroke (table 4). The stroke was preceded by TIA(s) inrespectively 28%, 40%, and 34% of the cases. Multi-ple strokes occurred in 24% of the stroke patients, witha mean of 1.3 per patient. The most common type ofonset was an immediately completed deficit (65%),either in MCAS or in MCAO. The frequency of associ-ated headache did not differ, being present in 15% ofthe cases. Focal convulsions with the stroke were com-mon (2%). Syncope at the onset of stroke was ob-served only in MCAO, but was rare (3%). A decreasedlevel of consciousness on admission was also muchmore common in MCAO (28%) than in MCAS (14%)(p = 0.01) patients with stroke.

Stroke appropriate to the MCA lesion occurred in96% of the patients with moderate MCAS, 93% of thepatients with severe MCAS and 99% of the patientswith MCAO. Stroke(s) in other territory(ies) occurredin 9% of the patients. Overall, the strokes were ap-propriate to the MCA lesion in 67 of the 72 (86%)patients with moderate MCAS, 85 of the 92 (92%)patients with severe MCAS and 172 of the 182(95%) patients with MCAO.

In the patients with stroke(s) appropriate to the

MCA lesion, as it was for TIAs, the most commonclinical picture was unilateral motor weakness associ-ated with dysarthria or dysphasia (35%). Pure motorhemiplegia was present in 20 of the patients withMCAS and appropriate stroke (17%) and in 19 of thepatients with MCAO and appropriate stroke (13%).Pure sensory stroke occurred in respectively 4 (3%)and 1 (1%), and isolated dysphasia in respectively 6(5%) and 5 (4%).

Motor and Sensory Involvement in TIAs and StrokesMotor symptoms appropriate to the MCA lesion

were found in 143 of the 194 patients with TIA(s) whohad motor symptoms (74%) and 95 who had sensorysymptoms (49%). Of the 261 patients with a stroke(s)appropriate to the MCA lesion, motor symptoms/signsoccurred in 237 (91%) and sensory symptoms/signsoccurred in 117 (45%). No difference in the distribu-tion (face-arm-leg) of motor or sensory involvementwas found between MCAS and MCAO. In each in-stance, the arm was more frequently involved than theleg, which was more frequently involved than the face.This finding was not statistically significant (TIAs:p = 0.568, strokes: p = 0.863), but this trend ob-served in either strokes or TIAs is clinically meaning-ful. In the patients with stroke, the most common typeof motor involvement was simultaneous involvement

TABLE 4 Strokes

Patients with stroke(s)

preceded by TIA(s)without preceding

TIA(s)

Patients with stroke(s)appropriate to theMCA lesion

Patients with otherstrokes

Patients with multiplestrokes

Mean number of strokesper patient

Onset of last stroke

maximal at onsetsmoothly progressive

stepwise

fluctuatingunknown

Associated features oflast stroke

syncopeheadache

decreased conscious-ness

focal seizure

Moderatestenosis

(71)5128%

72%

96%

10%

29%

1.4(range:1 to 5)

66%18%12%4%

0%12%

16%2%

Severestenosis

(116)

7340%

60%

93%

10%

19%

1.2(range:1 to 3)

70%18%8%3%1%

0%14%

12%3%

Occlusion(165)

14534%

66%

99%

5%

24%

1.3(range:1 to 3)

62%22%12%4%

3%16%

28%2%

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ATHEROSCLEROTIC DISEASE OF THE MCAJBogousslavsky et al 1115

of the face, arm, and leg (58%). This distribution wasalso the most common for sensory defects (47%). Inthe patients with TIA, the motor/sensory distributionwas more heterogenous, but the most common type ofmotor distribution appeared to be simultaneous in-volvement of the arm and leg, with facial sparing(37%). For sensory symptoms, involvement of the armonly (31%), of the arm and leg (24%), or of the face,arm, and leg (24%) were the most frequent types ofdistribution. In TIAs or strokes, isolated motor or sen-sory involvement of one limb or of the face alone onlyoccurred uncommonly: arm only in 17%, face only in5%, and leg only in 2%.

Angiographk FeaturesIn moderate MCAS the entire length of artery af-

flicted with the stenosing lesion was 5 mm (0.8—12.2)and the length of stenosis which was at its maximumwas 2 mm (0.3-8.5). An ulcer was suggested in only 2of the 82 (2%) moderately stenosed MCA where thisfinding could be evaluated. In severe MCAS the totallength of stenosis was 6.8 mm (1-20) and the length ofmaximal stenosis was 2.9 mm (0.3-20). An ulcer wassuggested only in 5 of the 142 (4%) severely stenosedmiddle cerebral artery where this finding could beevaluated (76%). In MCAO, distal MCA branch oc-clusion was visualized in 66% of the cases. The levelof MCA lesion was pre-ganglionic in 208 (48%) pa-tients, ganglionic in 93 (22%) and post-ganglionic in129 (30%) patients, without difference betweenMCAS and MCAO.

The presence of an associated lesion of the ipsila-teral ICA (tandem lesion) was evaluated in 350 of the352 patients and was found proximal to 67% of thestenosed or occluded MCAs, without any differencebetween MCAS and MCAO. Eighteen patients withtandem lesion of more severe lesion in the ICA wereexcluded from this review.

Associated disease of the ICA, either ipsilateral orcontralateral to the MCA lesion, more often involvedthe intracranial segment of the ICA (45%) than theextracranial segment (34%), without difference be-tween MCAS and MCAO. Lesions of the contralateralICA were more frequently found in MCAS (83%) thanin MCAO (48%). Associated lesions of the ICAs weremore frequent in the intracranial than in the extracrani-al segment for all 3 races, but this was more marked forAsians (112 of 168 obstructions were intracranial(67%) and blacks (35 of 57 obstructions were intra-cranial — 61%) than for whites (174 of 338 obstruc-tions were intracranial — 52%).

Tandem lesions had no influence on the type ofpresenting event: isolated TIA(s) occurred in 29 of the118 patients with an isolated MCA lesion (25%) and in55 of 232 patients with tandem lesion (24%), whilestroke(s) occurred respectively in 89 (75%) and 177(76%) patients.

The level of MCA obstruction had no influence onthe type of presenting event: 72% of the patients withpre-ganglionic MCA lesion had a stroke and 28% hadisolated TIA(s); 80% of the patients with MCA lesion

at the ganglionic branch level had a stroke and 19.7%had isolated TIA(s); and 80% of the patients with post-ganglionic MCA lesion had a stroke and 21% sufferedonly from isolated TLA(s).

CTScanTen of the 57 patients (18%) with isolated TIAs who

underwent a CT scan 1 day to 3 months after the lastTIA had an infarct appropriate to their symptoms (deepinfarct in 40%, superficial infarct in 60%).

A visible infarct was present in 177 of the 239 (74%)stroke patients who underwent a CT scan. The infarctoccurred in the appropriate MCA territory in 166 pa-tients. This infarct was confined to deep structures(lenticulocapsular, corona radiata) in 39% of the pa-tients with MCAS and in 25% of the patients withMCAO. Infarcts limited to the superficial MCA terri-tory were the most frequent (61%), infarcts involvingboth the superficial and deep MCA territory were un-common (6%).

Concomitants of Vascular DiseaseNo major difference between the patients with

MCAS or MCAO was found for the prevalence ofassociated diabetes mellitus (16%), hypertension(48.7%), high blood cholesterol (11%), angina pec-toris (5%), old myocardial infarct (11%), left ventricu-lar hypertrophy on ECG (12%), and vascular claudica-tion (3%). The prevalence of cigarette smoking was80% in MCAO and 62% in MCAS. The mean numberof "risk factors" (diabetes mellitus, hypertension,cigarette smoking, elevated blood cholesterol) did notdiffer (1.4 in moderate MCAS, 1.5 in severe MCAS orMCAO).

Follow-up Study of Medically-Treated PatientsFor this analysis, which was done 6 months before

the completion of the EC/IC Bypass Study, the follow-up period was 40.4 months (46 months in survivors) inMCA occlusion and 43.3 months (48 months in survi-vors) in MCA stenosis. In order to check the accuracyof this analysis, Kaplan-Meier estimates of 3 year fail-ure rates (95% confidence intervals) were done aftercompletion of final follow-up of the EC/IC BypassStudy. These estimates were not different from theresults presented here (see Addendum). There were137 patients who were put on antiplatelet aggregatingtherapy (acetylsalicylic acid), which was stopped orirregularly followed in 19, and 17 patients who wereput on warfarin. Appropriate medical treatment wasprescribed in all patients with risk factors such as hy-pertension, diabetes mellitus or heart disease.

Prognosis in MCA OcclusionCerebrovascular events during follow-up were re-

corded in 31 (39%) patients, with isolated TIA(s) in 10(13%), and stroke(s) in 21 (27%). Seven (9%) patientsdied, one (1%) patient had a nonfatal myocardial in-farct, and one (1%) patient had an acute heart failurewithout myocardial infarction. Thus, 7.9% of the pa-tients per year suffered a stroke and 5.6% of the pa-

Page 5: IC Bypass Study

1116 STROKE VOL 17, No 6, NOVEMBER-DECEMBER 1986

tients per year suffered an infarct ipsilateral to theMCA occlusion. As 6% of the patients had more thanone stroke, the stroke rate was 10.1% per patient-yearand the ipsilateral infarct rate was 7.1% per patientyear. The mortality rate was 2.6% per year.

Eight (10%) patients had TIAs ipsilateral to theMCA occlusion and 10 (12%) had TIAs only in remoteor uncertain territories. The TIAs occurred 1 to 61months (mean 16 months) after entry into the study.Six of the 21 patients with a stroke during follow-upexperienced warning TIAs before the stroke (28.6%).No period of increased risk for stroke was noted andthe median time from entry into the study to a strokewas 1.5 years (range 3 weeks to 4.2 years). Seventypoint four percent of the strokes were infarcts ipsila-teral to the MCA occlusion. Five infarcts occurred inthe contralateral MCA territory, 1 was a brainsteminfarct; 1 was due to a cerebellopontine hemorrhageand 1 due to an intraparenchymatous hematoma on theside of the MCA occlusion.

The occurrence of ischemic events (TIA and stroke)during follow-up was analyzed with regard to race,age, sex, presenting manifestations and angiographicfindings. Race, age, and sex had no significant influ-ence. The location of the occlusion had no significantinfluence on the occurrence of ipsilateral ischemicevents, which occurred in 29% of the patients with apre-ganglionic occlusion, 17% of the patients with oc-clusion at the level of the ganglionic branches, and in26% of the patients with a post-ganglionic occlusion.This finding suggests that most of the ipsilateral isch-emic events were distal to the occlusion, althoughsome may have occurred in the territory of the patentgangionic branches in the patients with post-gang-lionic occlusion. The presence of an associated lesionof the ipsilateral ICA (tandem lesion) correlated withthe occurrence of ischemic events ipsilateral to theocclusion; actually, ischemic events during follow-upoccurred in 34% of the patients with tandem lesions,compared with only 10% of the patients with isolatedMCA occlusion (p - 0.03). No other angiographicfinding correlated with occurrence of ischemic eventsduring follow-up. Ischemic events during follow-upoccurred equally in the patients who had initially pre-sented with isolated TIA or with a stroke. There was nostatistically significant association between the type ofpresenting event (isolated TIA or stroke) and the typeof event during follow-up (isolated TIA or stroke),either for TIAs (p = 0.14) or strokes (p = 0.27);however, there was a tendency for the patients to sufferthe same type of event during follow-up as they hadsuffered before entry into the study.

Seven (9%) patients died during follow-up, 3 to 44months after entry into the study (mean: 14.8 months).None of them died of an ischemic stroke, but 2 died ofa cerebral hemorrhage (29% of the deaths) and 3 diedof another cause (43% of the deaths): pneumonia in 1,ruptured aneurysm of the aorta in 1, diabetic coma in1. Overall, 9.5% of the patients with a stroke duringthe follow-up died as a consequence of it. Age and sexdid not have a significant influence on death. No

black, but 10% of the whites and 9% of the Asiansdied; however, there were too few blacks to considerthis finding significant.

Neurological examination performed at the end ofthe follow-up was abnormal in 47 of the 72 survivors(65%). Speech disturbances (dysphasia, dysarthria)were present in 16 (22%) patients, impaired mentationwithout dysphasia in 2 (2%) and abnormal limb exami-nation in 41 (57%). The functional ability at the end offollow-up in the 72 survivors is summarized as fol-lows: only 11% were severely disabled (unable to workor go shopping), whereas 64% could return to theirprevious activities without difficulty. Overall, im-provement was noted in 28 (39%) patients and stabili-zation was obtained in 34 (47%) patients. Ten (14%)patients worsened, in 8 (11%) from stroke(s) and in 2(3%) from unrelated events.

Prognosis in MCA StenosisCerebrovascular ischemic events during follow-up

were recorded in 36 (42%) patients, with isolatedTIA(s) in 18 (21%) and stroke(s) in 18 (21%). Ten(12%) patients died, 1 (1%) had nonfatal myocardialinfarction and 1(1%) had an acute heart failure withoutmyocardial infarction. No significant difference be-tween moderate and severe MCA stenosis was notedfor the incidence of TIA, stroke, and death.

Twenty patients (23.5%) had TIAs distal to theMCA stenosis and 6 (7.1%) had TIAs in remote oruncertain areas (contralateral carotid TIAs in 2, verte-brobasilar TIAs in 2, uncertain type of TIAs in 2).Isolated TIAs occurred in 18 patients, TIAs preceded astroke in 7 patients and they followed a stroke in 1patient. The occurrence of TIAs without stroke did notdiffer between the patients with moderate or severeMCA stenosis (p = 0.27). The mean duration of theTIAs was 48.7 min in moderate MCA stenosis and94.3 min in severe MCA stenosis, but this difference,also noted for presenting TIAs, was not statisticallysignificant (p = 0.37).

The characteristics of strokes during follow-up aresummarized as follows: seven (38.9%) of the 18 pa-tients with a stroke during follow-up experiencedwarning TIAs. Warning TIAs were more common inthe patients with moderate MCA stenosis (71%) thanin the patients with severe MCA stenosis (18%) (p =0.049). The patients with moderate MCA stenosis alsosuffered more strokes (14% had multiple strokes) thanthe patients with severe MCA stenosis (5% had multi-ple strokes), but this finding was not statistically sig-nificant (p = 0.33). No period of increased risk forstroke was noted and the median time from entry intothe study to a stroke was 1.3 year (range 2 weeks to 4.2years). Eighty-three percent of the strokes occurredipsilaterally to the MCA stenosis. Two strokes oc-curred in the contralateral MCA territory, 1 strokeoccurred in the ipsilateral anterior cerebral artery terri-tory, and there were 2 brainstem strokes. All of thesestrokes were infarcts. Overall, 5.9% of the patients peryear suffered a stroke and 4.6% of the patients per yearsuffered a stroke distal to the MCA stenosis. As 8% of

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ATHEROSCLEROTIC DISEASE OF THE MCAJBogousslavsky et al 1117

the patients had more than one stroke, the overallstroke rate was 9.5% per patient-year and the ipsila-teral stroke rate was 7.8% per patient-year. Nineteen(66%) strokes were immediately completed, 8 (28%)had a progressive or stepwise onset, and in 2 (7%) thetype of onset could not be established.

Race, sex, presence of hypertension or diabetes hadno significant influence on the occurrence of delayedischemic events. The location of stenosis with regardto the origin of the lenticulostriate arteries did notinfluence the occurrence of ipsilateral ischemic eventsduring follow-up (table 5), nor did the presence of anassociated lesion of the ipsilateral ICA (tandem le-sion). Ischemic events occurred equally in the patientswho had initially presented either with isolated TTA orwith stroke. However, the type of the ischemic eventduring follow-up tended to correlate with the type ofthe presenting event: 35% of the patients who initiallypresented with isolated TIAs suffered TIAs during fol-low-up and 12% suffered a stroke (p = 0.025); and14% of the patients who initially presented with astroke suffered isolated TIAs during follow-up and25% suffered a stroke (not statistically significant: p =0.167).

Ten (12%) patients died during follow-up (3.3% peryear), 7 to 54 months after entry into the study (mean:30.1 months). Three patients died from cerebral infarct(30% of the deaths), 2 died from a myocardial infarct(20% of the deaths), and 5 died of another cause.Overall, 11% of the patients who suffered a strokeduring follow-up died as a consequence of it. Age,sex, and race had no significant influence on death.Because of the small number of deaths, no differencewas found between the patients with moderate andsevere MCA stenosis who died.

Fifty-one percent of the survivors had an abnormalneurological examination, without difference betweenthe patients with moderate and severe MCA stenosis.Only 15% of the 75 survivors were severely disabled(unable to work or go shopping), whereas 65.3 % couldreturn to their previous activities without difficulty(table 6). The patients with the less severe MCA steno-sis were not less disabled than the patients with themore severe MCA stenosis. Overall, improvementwas noted in 21 (28%) patients and stabilization wasobtained in 36 (48%) patients. Eighteen (24%) patientsworsened, 12 (16%) from a stroke and 6 (8%) fromunrelated events.

TABUE 5 Location of Stenosis and Ipsilateral Ischemic Eventsduring Follow-up

Location of stenosis

TABLE 6 Capacity to Resume Previous Activity at the End ofFollow-up in Living Patients

Levelof the

Pre- ganglionic Post-ganglionic branches ganglionic

Number of patientsPatients with ischemic

events in the ipsilater-al MCA territory

43 17 25

Patients previously employedcan work without difficultycan work with difficultycannot work

Patients previously unemployedcan go shopping without difficultycan go shopping with difficultycannot go shopping

MCAstenosis

1770%21%9%

2857%18%*25%*

MCAocclusion

5465%22%13%1861%33%6%

15 (35%) 7 (41%) 6 (24%)

*From an unrelated cause in one case.

DiscussionIn this study, the proportion of MCAO (47%) was

slightly lower than that of MCAS (53%). This is incontradistinction to prior studies,14'13 which found thatMCAO represented two thirds to three quarters ofMCA lesions on angiography. This discrepancy isprobably explained by the fact that all cases with evi-dence for a cardiac source of emboli were excludedfrom the present study. In unselected series, 21% to38% of MCAOs are attributed to an embolus fromthe hear t . 4 " 1 2 The published studies devoted toMCAO4 '2 did not exclude embolic occlusions fromthe heart, and the present study provides a more accu-rate overview of atherosclerotic MCA disease. Embo-lic MCAO related to migration of a detached fragmentfrom an atherosclerotic lesion of the ipsilateral ICA hasbeen reported frequently in MCAO;12'l6"18 this phe-nomenon may have occurred in some of the 60% of theMCAO with associated disease of the ipsilateral ICA.In a pathologic study, Lhermitte et al19 found that only12.5% of 40 MCAOs were due to local thrombosis,opposed to 40% embolic occlusions from the heart orthe ICA and 47.5% occlusions of undetermined origin.Angiography does not provide an accurate assessmentof which occlusions are due to local thrombosis or toemboli from the ipsilateral ICA, and these proportionsremain unknown in this study. Compared to the pre-vious studies, our study is also unique in that 36% ofthe patients were Asians and corresponded to 58% ofall Asians entered into the EC/IC Bypass Study; on theother hand, whites with MCA lesion corresponded toonly 18% of all whites. This emphasized clearly thepredilection for MCA lesions to affect Asians.

The findings of this study indicate that 66% of thepatients with symptomatic MCAS and 88% of the pa-tients with symptomatic MCAO present with a stroke.This is close to the figures found in the litera-ture.1-410-12 The presence of collateral filling of theMCA territory could not be appropriately evaluated inthis study; in previous studies6'12' M> "• 20~22 the correla-tion between the development of the collateral circula-tion and the extent of the neurological dysfunction iscontroversial. Angiographic evidence for distal branchocclusion was present in two thirds of the MCAOs and11 % of the MCASs but is difficult to differentiate from

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1118 STROKE VOL 17, No 6, NOVEMBER-DECEMBER 1986

a flow phenomenon. This finding did not correlatewith the severity of the presenting event.

TIAs were experienced by 51 % of the patients withMCAO and 61.5% of the patients with MCAS. Whenthe patients experienced repeated TIAs, the repetitionwas usually identical. An appropriate infarct in theMCA territory was present on CT in 18% of the pa-tients with TIAs alone. Visible infarction may be pres-ent in as many as 28% of consecutive patients withTIAs.23 This finding may be particularly suggestive ofTIAs related to large vessel disease.24 One sixth to onefourth of TIAs may in fact be infarcts with rapid andcomplete recovery.

An immediately completed deficit was the mostcommon type of stroke onset, but as many as one thirdof the strokes had a progressive or fluctuating onset.Headache at onset (14.5%) was less frequent than inFisher's study (36%).3 A decreased level of conscious-ness was much more common in MCAO than inMCAS. Seizures at onset of stroke have been de-scribed in as many as 12% of the patients,5 but werepresent in only 2% of this series and were always focal.A pure motor hemiplegia, usually facio-brachio-crural, was the result of 15% of the strokes in the MCAterritory. This finding confirms that this syndrome canbe due to occlusion of the MCA5 and is not synony-mous with a lacune due to small-vessel disease. Ap-proximately 30% of the strokes in the MCA territorycorresponded to a purely deep infarct (lenticulostriate)on CT scan, indicating that infarcts due to occlusion orstenosis of the MCA trunk do not necessarily involvethe superficial territory and may mimic lacunar in-farcts. 4>5'25 A pure sensory stroke (2%) or isolateddysphasia (4%) were much less common than puremotor hemiplegia.

The male-female ratio was 4:1 and did not confirmthat MCA obstruction more often affects women thanICA obstruction.12'l6 The mean age of 56.2 years isslightly lower than the 58-64 years usually reported inextra- or intracranial ICA disease,27"3* although a seriesof 100 patients with ICA occlusion reported a mean

TABLE 7 Follow-up Studies

age of 51.2 years.37 In the 1377 patients entered intothe EC/IC Bypass Study, mean age was 56 years.13

Race seemed to influence the site of associated ICAobstruction. Associated disease of the ICAs more fre-quently involved the intracranial than the extracranialsegment in the three races, but this was much moremarked in Asians than in whites, while blacks wereintermediate. This finding re-emphasizes the predilec-tion for intracranial lesions to affect predominantlyAsians. The most common concomitant of vasculardisease was a history of cigarette smoking (% of thepatients), followed by hypertension (Vi of the pa-tients). The prevalence of risk factors was similar tothat found in the 1377 patients entered into the EC/ICBypass Study.13 No parallel was found between theseverity of MCA obstruction and the number of pre-sumed risk factors (hypertension, diabetes mellitusand hypercholesterolaemia), except for cigarettesmoking, although this parallel has been observed inICA disease.38

This study did not include the 5-21% of patientswho may die during the acute phase of MACAO(9.29). However, it is highly representative of the pa-tients who survive the initial event and who may thenbe considered for prognostic studies and for prophylac-tic therapy. A comparison of our findings to the recentseries of extracranial ICA occlusion suggests thatMCAO presents as frequently with isolated TIAs asdoes ICA occlusion.2*293135-37 In MCAS, the preva-lence of presenting TIAs is also similar to what hasbeen reported in extra- or intracranial ICA steno-sis.27- 3W4 Thus, our findings do not support the claimthat the clinical presentation of atherosclerotic diseaseof the MCA differs substantially from the presentationof ICA occlusion or stenosis.

The prospective follow-up study shows that in MCAocclusion or stenosis, stroke during follow-up may bemore frequent than previously assumed in retrospec-tive smaller studies1"3' *"" (table 7). On the other hand,it also suggests that death may occur less often thanreported in these studies.

MCA occlusionKaste et altSacquegna et altMoulin et altPresent studyt

MCA stenosisHinton et al*t 1979

Feldmeyer et al*t 1983Corston et al*t 1984Present studyt

Patients

74561978

16

132185

Follow-up

2.5 years6 years4.5 years3.4 years

. 1 month-6 years5.3 years6.8 years3.6 years

TIA

?1.6%*6.4%*6.9%

02.8%1.4%5.8%

Yearly rate ofStroke

?1.2%*1.6%*7.9%

7

1.5%4.2%5.8%

Death

3.8%4.2%5.8%2.6%

?4.3%7.1%3.3%

*In survivors only.tRetrospective.^Prospective.

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ATHEROSCLEROTIC DISEASE OF THE MCAJBogousslavsky et al 1119

We found that the incidence of cerebrovascularevents was similar in patients with MCA occlusion(11.6%/year) or MCA stenosis (11.8%/year). Morethan two-thirds of the strokes were infarcts ipsilateralto the MCA lesion. Overall, 5.7% of the patients peryear suffered ipsilateral infarct(s).

The occurrence of further ipsilateral ischemic eventswas not related to age, sex, race, hypertension, diabe-tes, smoking, or hypercholesterolemia. The locationof lesion of the MCA had no significant influence ondelayed events; one might have expected that patientswith post-ganglionic occlusion would have more ipsi-lateral ischemic events during follow-up, because theywould still be vulnerable to embolic occlusion of themore proximal ganglionic branches, but this was notthe case here.

It is intriguing to speculate on the pathogenesis offurther ipsilateral ischemic events occurring in patientswith MCA occlusion. In ICA occlusion, migration offibrin-platelet micro-emboli through collateral chan-nels (as branches of the external carotid artery and theanterior or posterior communicating arteries) has beensuggested to be responsible for most of the ischemicevents distal to the occlusion.33"42 This type of antero-grade arterial collateral circulation is not available inMCA occlusion, where the collateral supply is retro-grade through arteriolar leptomeningeal anastomosisfrom the meningeal-cortical branches of the anteriorand posterior cerebral arteries. It is very unlikely thatany micro-embolus would be able to reach the MCAterritory via this retrograde route, because of the smalldiameter of the leptomeningeal arterioles. A hemody-namic mechanism may be responsible for certain is-chemic events, but in ICA occlusion, it is usually asso-ciated with a generalized hypotensive event,43 whichwas absent in our patients. A third mechanism may beworth considering, i.e. "recanalization" of the occlu-sion with subsequent embolization through the re-opened MCA. Recanalization of an in situ arterialthrombosis is certainly a very uncommon event, if itever occurs. On the other hand, recanalization of anembolic occlusion, by fragmentation of the embolus,is a much more common event.16"18 It can occur incases of embolization from the heart, but also in artery-to-artery emboli, when the ipsilateral ICA is stenosedor occluded ("occlusion supra occlusionem"-18). Pa-tients with obvious embologenic heart disease wereexcluded from the EC/IC Bypass Study, but it is possi-ble that a substantial number of the MCA occlusionscorrespond to artery-to-artery emboli, arising from amore proximal lesion on the ICA. Actually, nearlytwo-thirds of our 79 patients with MCA occlusion hadan associated lesion of some degree of the ipsilateralICA, although we did exclude those with severe extra-cranial ICA stenosis. Moreover, the presence of anipsilateral ICA lesion was significantly associated withthe occurrence of ipsilateral ischemic events duringfollow-up. As no follow-up angiography was done, itis impossible to know the frequency of reopening ofthe MCA occlusion. In a comparable group of patientswith MCA occlusion, recanalization on follow-up

angiography 2 weeks after ipsilateral bypass surgerywas found in 9.29k.44 Day4 reported recanalization in 5of 9 patients with MCA occlusion on angiography per-formed after bypass surgery. These findings suggestthat recanalization of the occluded MCA may not havebeen an uncommon event in our patients. In the caseswith a recanalized occlusion, either further artery-to-artery emboli arising from the ipsilateral ICA or recur-rent thrombus formation at the site of previous emboliclodgement might have been the common phenomenaas the origin for further ipsilateral TLA or infarct.

Our study, as distinct from previous reports,13

showed that patients with MCA stenosis suffered iso-lated TLA as commonly as stroke. The severity ofMCA stenosis had little value in predicting the clinicalevolution of the patients. It did not influence the typeof ischemic events, the number of strokes per patient,death, nor the functional disability in survivors. Theonly significant difference between patients with se-vere or moderate stenosis was that strokes during fol-low-up were more often preceded by warning TIAs inmoderate stenosis than in severe stenosis.

The death rate (3%/year) was relatively low in ourpatients, compared with previous studies.1"3' *"" Strokeand myocardial infarction and no other factor was sig-nificantly associated with death. A relationship be-tween death from stroke and poor collateral circulationhas been suggested,3 but the data were not convincing;it was not assessed here. Previous studies1"3 have alsosuggested that 50-100% of the patients who sufferstrokes during follow-up will die of a stroke, but thisoccurred in less than 20% of the patients here.

Nearly two-thirds of the survivors were able to goback to their previous activities without difficulty, andless than 15% of the survivors were severely disabled.Overall, improvement or stabilization of the functionalstate was obtained in 80% of the survivors. Age, sex,race, presence of hypertension or diabetes did not seemto influence the functional outcome. As in previousstudies,3"3 no significant predictor of disability wasfound. Except for the occurrence of stroke during fol-low-up, incidental events including congestive heartfailure and the development of parkinsonism were thecauses of functional disability.

Our results show that in MCA disease, the death rateis similar to the death rate (2.5%-4.4%/year) reportedin the recent literature on extracranial ICA occlu-sion.31' "•37'43' ** Also, the ipsilateral stroke rate is cer-tainly as high as reported in extracranial ICA disease(1.6%-5%/year).31'33'43-47 However, in the patientspresenting with TLA or nondevastating stroke, long-term disability tends to remain low with medical treat-ment alone. The prognosis of MCA occlusion is simi-lar to that of MCA stenosis in patients who presentwith TIA or minor stroke.EDITORS NOTE: In accordance with STROKE policy this paper wasGuest Edited by Dr. Fletcher McDowell.

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Addendum Kaplan-Meier estimates of 3 year failure rates with95% confidence intervals (estimation after completion of final fol-low-up of the EC/IC Bypass Study)

MCAOcclusion

MCAStenosis

-All fatal and non-fatal strokes:-Ipsilateral ischemic strokes:-All strokes and all deaths:

.211 + .092 .192+ .084

.158+ .082 .180+.082

.269+ .098 .260+ .094