highlight of indicator & benchmarking 2015 slides 151109 · 2017. 1. 18. · 0 10 20 30 40 50...
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Highlights of Science and Technology Indicators 2015
andBenchmarking Scientific Research 2015
Research Unit for Science and Technology Analysis and IndicatorsNational Institute of Science and Technology Policy (NISTEP)
This material indicates the main points of the following reports released on August 5, 2015.1) Science and Technology Indicators 2015, NISTEP Research Material‐2382) Benchmarking Scientific Research 2015, NISTEP Research Material‐239
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2
Introduction
Science and Technology Indicators (from 1991, annually released since 2005)
• S&T activities are classified into five categories: “R&D expenditure,” “R&D personnel,” “higher education,” “output of R&D,” and “science, technology and innovation.”
• Approximately 150 indicators are used to understand the situation of Japan and those of the selected countries.
• Long‐term (since the 1980s) S&T activities of Japan and the selected countries are shown if time‐series data are available.
Benchmarking Scientific Research (from 2008, generally released every two years)
• Indicators of scientific publications are analyzed in detail.• For each field of science, circumstances of Japan are analyzed on the basis of the number of papers; of hot papers*; and of citations.
• Comparison with benchmarking countries.
The main circumstances of S&T activities in Japan and the selected countries derived from “Science and Technology Indicators 2015” and “Benchmarking Scientific Research 2015” are as shown on the following slides.
*: Papers that rank in the world top 10% (top 1%) in terms of the number of times they are cited.
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Science and Technology Indicators 2015
0
1
2
3
4
5
1981 84 87 90 93 96 99 02 05 08 11
Total
R&D
exp
endit
ure/G
DP
2013Year
Japan
Japan(estimated by OECD)U.S.
Germany
France
U.K.
China
Korea
EU-15
EU-28
Japan’s total R&D expenditure/GDP is at a relatively high level among the selected countries. However, the increase in the ratio compared with 10 years ago is partly attributable to the decline of GDP.
1. Circumstances in Japan and Selected Countries in Terms of R&D Expenditure
• For the United States, Germany, China and Korea, total R&D expenditure/GDP have risen as their economic scales have expanded.
• A certain part of Japan’s increase in total R&D expenditure/GDP is attributable to the decline of its GDP.
• The ratios of total R&D expenditure/GDP in the selected countries’ (except for the U.K. and France) have shown an increasing trend in the last 10 years.
• The ratio of Japan’s total R&D expenditure/GDP was3.75% in 2013 (OECD estimate: 3.45%)
<Trend in the total R&D expenditure/GDP in selected countries>
(Source) Science and Technology Indicators 2015, NISTEP Research Material‐238, released on August 5, 2015
Note: the GDP of each country is based on 2008SNA (except for Japan and China).
[Reference] Gross Domestic Products (GDPs) of the selected countriesJapan U.S. Germany France U.K. China Korea EU-15 EU-28
(Billion yen) (Billion dollar) (Billion euro) (Billion euro) (Billion pound) (Billion yuan) (Billion won) (Billion dollar) (Billion dollar)2004 502,760.8 12,274.9 2,267.6 1,710.8 1,255.2 16,095.7 876,033.1 11,638.6 13,089.82013 483,110.3 16,768.1 2,809.5 2,113.7 1,713.3 58,667.3 1,428,294.6 15,481.6 17,915.6
growth rate -3.9% 36.6% 23.9% 23.6% 36.5% 264.5% 63.0% 33.0% 36.9%
Year
3
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0
10
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1981 83 85 87 89 91 93 95 97 99 01 03 05 07 09 11 2013
%
Year
Japan
Japan(estimated byOECD)U.S.
Germany
France
U.K.
China
Korea
Ratio
of go
vern
ment
-fun
ded R
&D
The percentage of government‐funded R&D expenditure in Japan is low among the selected countries.
• The country with the largest percentage of government‐funded R&D expenditure among the selected countries is France (35.0% in 2012).
• Japan’s percentage is the lowest among the seven countries shown here. The percentage of the government‐funded expenditure in 2013 was 19.5% (OECD estimate: 17.3%).
• In Japan, the proportion of R&D expenditure funded by private universities (9.6%, considered to be sourced mainly from tuition fees) as well as the proportion funded by business enterprises (69.6%) are high, compared with the other countries.
<Trend in the ratios of government‐funded R&D expenditure in the selected countries>
Science and Technology Indicators 20151. Circumstances in Japan and Selected Countries
in Terms of R&D Expenditure
(Source) Science and Technology Indicators 2015, NISTEP Research Material‐238, released on August 5, 2015 4
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15
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30
35
40
45
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2000 01 02 03 04 05 06 07 08 09 10 11 12 2013
%
Year
Japan
Japan(estimated byOECD)U.S.
Germany
France
U.K.
China
Korea
Ratio
of R
&D e
xpen
ditur
e fun
ded b
y the
busin
ess e
nterp
rises
• Regarding the percentages of the expenditure fundedby business enterprises (all in the most recent year), China was the highest (33.8%), followed by Germany (14.0%), Korea (11.0%), the U.S. (5.2%), the U.K.(4.1%), and France (2.7%). Japan’s percentage was 2.5% (OECD estimate: 2.6%), the lowest among the selected countries.
• Although there has not been a significant change in most of the countries in the last 10 years, Germany’s percentage has increased and Korea’s has declined.
<Trend in the ratio of the R&D expenditure of universities and colleges funded by business enterprises>
Science and Technology Indicators 20151. Circumstances in Japan and Selected Countries
in Terms of R&D Expenditure
Regarding the R&D expenditure of universities and colleges in Japan, there has not been a significant change in the proportion of the expenditure funded by business enterprises.
(Source) Science and Technology Indicators 2015, NISTEP Research Material‐238, released on August 5, 2015 5
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0
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40
60
80
100
120
140
1981 83 85 87 89 91 93 95 97 99 01 03 05 07 09 11 2013
Numb
er o
f res
earch
ers p
er 10
,000 l
abor
force
Japan*
Japan(FTE)
Japan(HC)
U.S.
Germany
France
U.K.
China
Korea
EU-15
EU-28Year
reseracher / labor force
0
10
20
30
40
50
60
70
8010,000 people
Business enterprises
Public organizations
Public organizations and Non-profitinstitutionsNon-profit institutions
Universities and colleges
Graph data are for2005 to 2014 (from left) for all countries except Germsny & U.K., whose data are for 2005 to 2013, and France & Korea, whose data are for 2005 to 2012 and China, whose data are for 2009 to 2013.
Japan(FTE) Germany France U.K. Korea0
20
40
60
80
100
120
140
160
China
10,000 peopleGraph data are for 2005 to 2014 (from left) for all countries except Germany & the U.K.,whose data are for 2005 to 2013, and France & Korea, whose data are for 2005 to 2012and China, whose data are for 2009 to 2013.
Science and Technology Indicators 2015
The number of researchers per ten thousand labor force in Japan is relatively high among the selected countries. However, the growth of this number has been small in the last 10 years, in comparison with many of the selected countries.
2. Circumstances in Japan and Selected Countries in Terms of R&D Personnel
• The number of researchers (FTE) per ten thousand labor force in Japan is relatively high among the selected countries (the number in Korea exceeded that in Japan in 2009).
• Changes in the number of researchers during the past 10 years show that the number has risen in the selected countries except for the U.K. On the other hand, the number of researchers in Japan (FTE) has remained almost flat.
• There has been a particularly significant increase in the number of university and college researchers in Germany, and in the number of corporate researchers in France and Korea.
<Trend in the number of researchers per ten thousand labor force>
<Trend in the number of researchers by sector>
Note 1: “Researchers” in business enterprises in Japan are those having completed a university or college course (excluding junior college courses) or possessing equivalent specialized knowledge, and additionally engaging in research based on a specific theme.
Note 2: Since the figures of business enterprise sector are only available for the U.S., the trend is not shown.
Note: HC means the head count of researchers.FTE means the real number of researchers counted by taking account of the degree of their engagement in research.
6
(Only for Germany)
(Source) Science and Technology Indicators 2015, NISTEP Research Material‐238, released on August 5, 2015
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Business enterprises Universities and colleges
Public organizations Non-profit institutions
32.9
61.8
4.3 1.0
Female Researcher130,603 (14.6%)Female Researchers
64.1
31.1
3.8 1.0
Male Researcher761,803 (85.4%)Male Researchers
Science and Technology Indicators 2015
With regard to Japanese researchers, while many male researchers belong to “business enterprises,” the percentage of female researchers belonging to business enterprises is small and many belong to “universities and colleges.”
2. Circumstances in Japan and Selected Countries in Terms of R&D Personnel
• The largest number of male researchers belong to “business enterprises” (64.1%), followed by “universities and colleges” (31.1%).
<Percentages of number of researchers by gender for each sector in Japan (2014)>
• The largest number of female researchers belong to “universities and colleges” (61.8%), followed by “business enterprises” (32.9%).
Note: The values are on a head count basis (actual number).
Humanities and social sciences 4%Natural sciences 35%Engineering 41%Agricultural sciences 9%Medical sciences 12%
Humanities and social sciences 1%Natural sciences 22%Engineering 72%Agricultural sciences 2%Medical sciences 2%
* Individuals’ fields of specialization: these are the backgrounds of individual researchers,not necessarily relating to the sectors (industrial classification and academic fields) of the organizations they currently belong to.
* Percentages of the number of individual researchers by field of specialization
7(Source) Science and Technology Indicators 2015, NISTEP Research Material‐238, released on August 5, 2015
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0 10 20 30 40 50
Business enterprises
Universities and colleges
Public organizations
Non-profit institutions
Male
Rese
arch
er
10,000 people
Number of researchers with doctoratesResearcher(HC)
0 2 4 6 8 10
Business enterprises
Universities and colleges
Public organizations
Non-profit institutions
Fema
le Re
sear
cher
10,000 people
Number of researchers with doctoratesResearcher(HC)
Female Re
searchers
Male Re
searchers
A large number of both male and female researchers with doctorates belong to “universities and colleges.”
• Among both male and female researchers in “universities and colleges,” the proportion of doctorate holders is high.
<The situation of doctorate holders in each sector by gender (2014)>
• The proportion of male and female doctorate holders among researchers in “business enterprises” is 4.4% and 3.0%, respectively.
Note: The values are on a head count basis.
Science and Technology Indicators 20152. Circumstances in Japan and Selected Countries
in Terms of R&D Personnel
(Source) Science and Technology Indicators 2015, NISTEP Research Material‐238, released on August 5, 2015 8
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21.7%
37.7%
0%
10%
20%
30%
40%
50%
0.0
0.5
1.0
1.5
2.0
2003 10 2014
Not Adultstudents
Adultstudents
Ratio ofAdultstudents
10,000 people
FY0.0
0.2
0.4
0.6
0.8
1.0
1.2
1.4
1.6
1.8
2.0
1981 84 87 90 93 96 99 02 05 08 11 2014
Others
Socialscience
Humanities
Medicalsciences
Agriculturalsciences
Engineering
Naturalsciences
The n
umbe
r of e
nroll
ment
10,000 people
FY
Science and Technology Indicators 2015
The numbers of students newly enrolled in graduate schools for doctoral programs began decreasing after reaching a peak in 2003. In particular, the number of enrolled students other than adult students has fallen.
3. Situation in Japan in Terms of Graduate Students
• The numbers of students newly enrolled in Japan’s graduate schools for doctoral programs began decreasing after reaching a peak in 2003 (15 thousand enrollments in 2014).
• The ratio of the number of adult students newly enrolled in doctoral programs against the total was 21.7% in 2003, but increased roughly twofold to 37.7% in 2014.
(A) Changes in number of new enrollments in graduate schools by major subject (Doctoral programs)
<The numbers of new enrollments in graduate schools (doctoral programs)>(B) Changes in number of adult students newly enrolled
in graduate schools (Doctoral programs)
Note: “Adult” refers to persons who have entered into employment to receive regular income such as pay, wage or remuneration as of May 1 of each year; it includes retired employees and housewives.
10(Source) Science and Technology Indicators 2015, NISTEP Research Material‐238, released on August 5, 2015
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12.1%
22.3%
0%
10%
20%
30%
40%
50%
0
5
10
15
20
25
30
2000 01 02 03 04 05 06 07 08 09 10 11 12 13 2014
The n
umbe
r of a
ll pos
t gra
duate
stud
ents
and A
dult
stude
nts
10,000 people Adult studentsNot Adult studentsRatio of Adult students
FY
The composition of students enrolled in graduate schools (for master’s or doctoral programs, etc.) has gone through changes.
• By field, the number of adult graduate students in master’s and doctoral programs in natural sciences has been on a downward trend since around 2005.
• The total number of graduate students started declining after having reached a peak in 2011, and the degree of increase in the number of adult students started shrinking.
• Until 2010, both the total number of graduate students and that of adult graduate students had been rising.
• The ratio of adult graduate students against all graduate students (enrolled in programs) in Japan: 12.1% (in 2000)→ 22.3% (in 2014)
<The situation of adult graduate students (enrolled in programs) in Japan>
(Source) Science and Technology Indicators 2015, NISTEP Research Material‐238, released on August 5, 2015
Note: 1) Graduate students in this section mean those persons who are registered in a master’s program or the preliminary term of a doctoral program, a doctoral program or the latter term of a doctoral program, or a professional graduate program.
2) For the definition of “adult,” please see the note on the previous page.
Science and Technology Indicators 20153. Situation in Japan in Terms of Graduate Students
9
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Although the volume of scientific papers produced in Japan has remained at the same level in recent 10 years, Japan has dropped in rank due to increasing volume of papers produced by other countries.
PY (Publication Year)2001–2003
PY (Publication Year)2011–2013
<Top 10 countries/regions (fractional counting) in the number of papers and hot papers (top 10% and top 1%) >
Science and Technology Indicators 20154. Circumstances in Japan and Selected Countries
in Terms of R&D Output
[Methods of counting papers](Fractional counting method) In the case where one paper is co‐authored by Japanese Organization A and US Organization B, this method counts Japan as 1/2 and the U.S. as 1/2. This indicates the degree of contribution to the production of papers.(Whole counting method) In the case where one paper is co‐authored by Japanese Organization A and US Organization B, this method counts Japan as 1 and the U.S. as 1. This indicates the degree of participation in the production of papers.For counting, both the methods are based on the countries of the organizations with which the authors are affiliated.
11(Source) Science and Technology Indicators 2015, NISTEP Research Material‐238, released on August 5, 2015
The number of papers Share World rank The number of papers Share World rank The number of papers Share World rankU.S. 206,916 26.8 1 U.S. 31,430 40.8 1 U.S. 3,802 49.3 1Japan 66,635 8.6 2 U.K. 6,042 7.8 2 U.K. 633 8.2 2Germany 50,859 6.6 3 Germany 5,196 6.7 3 Germany 485 6.3 3U.K. 49,560 6.4 4 Japan 4,561 5.9 4 Japan 363 4.7 4France 36,604 4.7 5 France 3,549 4.6 5 France 296 3.8 5China 35,147 4.5 6 Canada 2,816 3.7 6 Canada 254 3.3 6Italy 27,530 3.6 7 Italy 2,337 3.0 7 China 190 2.5 7Canada 24,763 3.2 8 China 2,313 3.0 8 Italy 179 2.3 8Russia 20,253 2.6 9 Netherlands 1,858 2.4 9 Netherlands 176 2.3 9Spain 19,341 2.5 10 Australia 1,722 2.2 10 Switzerland 150 1.9 10
The number of papers Share World rank The number of papers Share World rank The number of papers Share World rankU.S. 263,133 21.0 1 U.S. 38,509 30.8 1 U.S. 4,613 36.8 1China 163,891 13.1 2 China 15,062 12.0 2 China 1,405 11.2 2Japan 64,843 5.2 3 U.K. 7,983 6.4 3 U.K. 880 7.0 3Germany 63,087 5.0 4 Germany 7,711 6.2 4 Germany 749 6.0 4U.K. 57,433 4.6 5 France 4,932 3.9 5 France 459 3.7 5France 44,455 3.5 6 Japan 4,471 3.6 6 Canada 419 3.3 6India 43,034 3.4 7 Italy 4,270 3.4 7 Japan 367 2.9 7Italy 40,763 3.3 8 Canada 4,230 3.4 8 Australia 365 2.9 8Korea 40,323 3.2 9 Australia 3,612 2.9 9 Italy 311 2.5 9Canada 37,809 3.0 10 Spain 3,518 2.8 10 Spain 310 2.5 10
Country/RegionFractional counting
All fields 2001- 2003 (PY) (Average)
All fields 2011 - 2013 (PY) (Average)
The number of papers
The number of papers
Country/RegionFractional counting
The number of adjusted top 10% papers
The number of adjusted top 10% papers
Country/Region Fractional counting
Country/Region Fractional counting
2011 - 2013 (PY) (Average)
All fields 2001- 2003 (PY) (Average)
All fields
All fields 2001- 2003 (PY) (Average)
All fields 2011 - 2013 (PY) (Average)
The number of adjusted top 1% papers
The number of adjusted top 1% papers
Country/Region Fractional counting
Country/Region Fractional counting
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Benchmarking Scientific Research 2015
In many fields of science, Japan has dropped in rank in terms of the number of papers and the number of hot papers (top 10% and top 1%).
Fractional counting(degree of
contribution to the production of
papers)
Whole counting(degree of
participation in the production of
papers)
4. Circumstances in Japan and Selected Countries in Terms of R&D Output
(Source) Benchmarking Scientific Research 2015, NISTEP Research Material‐239, released on August 5, 2015
<Changes in Japan’s position in world ranking of number of papers and number of hot papers (top 10% and top 1%)>
Note: ALL: the world ranking of the number of papers Top 10: the world ranking of the hot papers whose number of times cited is in the top 10% of the world.Top 1: the world ranking of particularly hot papers whose number of times cited enters the top 1% of the world. The ranking at the bottom of the arrow shows the position of 2001–2003, and the ranking at the tip shows the position of 2011–2013.
12
ALL Top10 Top1 ALL Top10 Top1 ALL Top10 Top1 ALL Top10 Top1 ALL Top10 Top1 ALL Top10 Top1 ALL Top10 Top1 ALL Top10 Top1 ALL Top10 Top1123456789
101112131415 20th
ALL Top10 Top1 ALL Top10 Top1 ALL Top10 Top1 ALL Top10 Top1 ALL Top10 Top1 ALL Top10 Top1 ALL Top10 Top1 ALL Top10 Top1 ALL Top10 Top1123456789
101112131415 20th
Japan
Physics Computer science /Mathematics Engineering Environment /
Geosciences
All fields
Japan All fields Chemistry Materials science
Chemistry Materials science PhysicsComputer science /
Mathematics Engineering Environment /Geosciences
Basic life sciencesClinical medicine
Clinical medicine Basic life sciences
Ranking of 2001–2003 Ranking of 2011–2013
Ranking of 2001–2003 Ranking of 2011–2013Ranking of 2001–2003 Ranking of 2011–2013
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41,607 38,270 38,853 37,931 40,397 38,558 40,031 42,987
55,922 59,384 57,789 55,125
14,312 18,844 23,897
29,931
15,121 20,040 24,350
29,437 8,305
12,123 14,021 15,380
4,510 7,632
12,768
21,171
5,084
8,446
12,677
20,360
1,801
3,123 4,538 6,589
0
10,000
20,000
30,000
40,000
50,000
60,000
70,000
80,000
90,000
100,000P
Y199
6-19
98
PY2
001-
2003
PY2
006-
2008
PY2
011-
2013
PY1
996-
1998
PY2
001-
2003
PY2
006-
2008
PY2
011-
2013
PY1
996-
1998
PY2
001-
2003
PY2
006-
2008
PY2
011-
2013
U.K Germany Japan
Benchmarking Scientific Research 2015
<Forms of co‐authorship in selected countries>
Internationally co‐authored papers (among multiple countries)Internationally co‐authored papers (between two countries)
Domestic papers
• While the number of internationally co‐authored papers in Japan has increased, that of domestic papers began declining after having reached a peak in the early years between 2000 and 2010.
• For the U.K. and Germany, the number of internationally co‐authored papers has remarkably grown and the number of domestic papers has remained at the same level since the late 1990s.
Note: The values are based on the whole counting method.
4. Circumstances in Japan and Selected Countries in Terms of R&D Output
13
While the number of internationally co‐authored papers in Japan has increased, that of domestic papers began declining.
(Source) Benchmarking Scientific Research 2015, NISTEP Research Material‐239, released on August 5, 2015
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No. 1 No. 2 No. 3 No. 4 No. 5 No. 6 No. 7 No. 8 No. 9 No. 10China U.K. Germany Canada France Italy Japan Australia Korea Spain
17.3% 13.3% 12.4% 11.0% 8.2% 7.1% 6.3% 5.9% 5.8% 5.4%China Germany Korea U.K. France Japan Canada Italy India Spain
23.2% 10.4% 8.3% 8.3% 6.0% 5.8% 5.4% 4.7% 4.5% 4.4%China Korea Germany U.K. Japan France Canada India Australia Italy
29.1% 13.3% 8.3% 6.9% 5.8% 5.1% 4.6% 4.2% 3.4% 3.2%Germany U.K. China France Italy Japan Canada Spain Russia Switzerland
23.5% 18.5% 17.5% 15.6% 11.7% 10.5% 9.9% 9.9% 7.9% 7.4%China U.K. Canada Germany France Korea Italy Israel Spain Australia
22.9% 8.6% 8.6% 8.0% 7.8% 6.5% 4.7% 4.0% 3.9% 3.2%China Korea Canada U.K. Germany France Italy Taiwan Japan Spain
26.6% 9.7% 7.2% 5.9% 5.6% 5.2% 5.1% 4.0% 3.9% 3.5%China U.K. Canada Germany France Australia Japan Switzerland Italy Spain
18.2% 14.6% 13.5% 11.7% 9.7% 8.7% 5.5% 5.1% 5.0% 4.8%Canada U.K. Germany China Italy France Netherlands Australia Japan Spain
14.8% 14.8% 12.8% 12.4% 9.8% 7.3% 7.2% 7.0% 6.2% 5.4%China U.K. Germany Canada France Japan Australia Italy Spain Netherlands
15.3% 13.4% 11.2% 11.0% 7.0% 6.5% 6.2% 6.0% 4.9% 4.7%
JapanNo. 13
Env ironment/Geosciences
ClinicalmedicineBasic lifesciences
All fields
Chemistry
Materialssciences
Phy sics
Computerscience/
Mathematics
Engineering
Benchmarking Scientific Research 2015
<Top 10, main co‐authoring countries and regions for the U.S. (2011–2013, %)>
• With regard to the U.S.’s international co‐authoring countries, the position of Japan has been in decline. In particular, in materials science, Japan’s position has moved down from No. 1 to No. 5.
• China has strengthened its presence as an international co‐author for the U.S. (No. 1 as an international co‐author in all fields and in six out of eight fields)
Note: The values are based on the whole counting method. The position at the bottom of the arrow shows Japan’s ranking during 2001–2003. The tip of the arrow shows Japan’s ranking during 2011–2013. Shares refer to the percentages of co‐authoring countries and regions in the U.S.’s internationally co‐authored papers.
4. Circumstances in Japan and Selected Countries in Terms of R&D Output
14
While research activities have progressively become internationalized, Japan has been losing its presence.
(Source) Benchmarking Scientific Research 2015, NISTEP Research Material‐239, released on August 5, 2015
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All ofJapan
All fields -3% Nationaluniversities
-4% Private universities 12% Sp. corp./ Ind.admin. corp.
8%
Chemistry -12% Nationaluniversities
-12% Private universities -9% Sp. corp./Ind. admin. corp.
2%
Materials science -21% Nationaluniversities
-12% Sp. corp./Ind. admin. corp.
-22% Businessenterprises
-40%
Physics -19% Nationaluniversities
-14% Sp. corp./Ind. admin. corp.
-13% Private universities -15%
Computer science/Mathematics
10% Nationaluniversities
15% Private universities 28% Businessenterprises
-43%
Engineering -4% Nationaluniversities
7% Businessenterprises
-37% Private universities 27%
Environment/Geosciences 38% Nationaluniversities
41% Sp. corp./Ind. admin. corp.
43% Private universities 37%
Clinical medicine 13% Nationaluniversities
0% Private universities 32% Sp. corp./Ind. admin. corp.
52%
Basic life sciences 0% Nationaluniversities
-6% Private universities 15% Sp. corp./Ind. admin. corp.
17%
All ofJapan
All fields -2% Nationaluniversities
-1% Sp. corp./ Ind.admin. corp.
11% Private universities 9%
Chemistry -17% Nationaluniversities
-13% Sp. corp./Ind. admin. corp.
0% Private universities -28%
Materials science -37% Nationaluniversities
-36% Sp. corp./Ind. admin. corp.
-7% Private universities -48%
Physics -12% Nationaluniversities
-1% Sp. corp./Ind. admin. corp.
-7% Private universities -7%
Computer science/Mathematics
16% Nationaluniversities
29% Private universities 37% Businessenterprises
-28%
Engineering -10% Nationaluniversities
-3% Businessenterprises
-44% Sp. corp./Ind. admin. corp.
14%
Environment/Geosciences 73% Nationaluniversities
76% Sp. corp./Ind. admin. corp.
115% Private universities 17%
Clinical medicine 29% Nationaluniversities
15% Private universities 63% Sp. corp./Ind. admin. corp.
40%
Basic life sciences 1% Nationaluniversities
4% Sp. corp./Ind. admin. corp.
15% Private universities 5%
Changesfrom 2001–2003
to 2011–2013
Number of Papers
Number of Adjusted Top 10% PapersChangesfrom 2001–2003
to 2011–2013
1st Institutional Division 2nd Institutional Division 3rd Institutional Division
1st Institutional Division 2nd Institutional Division 3rd Institutional Division
For any field, the main institutional division of the production of papers within Japan is national universities and colleges, and Japan’s structure is designed in a way that their activities have an impact on the entire country.
<Structure of main institutional divisions for number of papers and hot papers (top 10%) (fractional counting)>
• In chemistry, materials science and physics, Japan used to have a relatively high share of the number of papers. However, this share has now declined (under almost all the 1st to 3rd Institutional Divisions).
• Changes from 2001–2003 to 2011–2013 indicate that the slow growth in the number of papers in Japan is attributable to a slow growth in the number of papers produced by the 1st Institutional Division, i.e., national universities.
• Although the number of adjusted top 10% papers shows almost the same composition as that of the number of papers, special corporations/independent administrative corporations have the second largest share in five fields.
Note1: Fractional counting is employed for analysis. The growth rates (%) in the charts show the increase during the period of 2011–2013 on the basis of the period of 2001–2003.
Note2: The 1st (2nd and 3rd) Institutional Division means the institutional division with the largest (second and third largest, respectively) percentage in the production of papers in Japan for each field. Among institutional divisions, this analysis focuses on the following five institutional divisions with large paper shares in Japan: national universities; public universities; private universities; special corporations/independent administrative corporations; and business enterprises.
Note3: In clinical medicine, “hospitals” played a larger role in terms of the number of papers during the period of 2011–2013, than special corporations/independent administrative corporations.
(Source) Benchmarking Scientific Research 2015, NISTEP Research Material‐239, released on August 5, 2015
Benchmarking Scientific Research 20154. Circumstances in Japan and Selected Countries
in Terms of R&D Output
15
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0
10
20
30
40
50
Electricalengineering
ICT
Generalmachinery
Bio/medicaldevices
ChemistryBiotech/pharma
Mechanicalengineering
Transportequipment
Other
Japan(Caution Axis scale )
0
5
10
15
20
Electricalengineering
ICT
Generalmachinery
Bio/medicaldevices
ChemistryBiotech/pharma
Mechanicalengineering
Transportequipment
Other
Korea
0
5
10
15
20
Electricalengineering
ICT
Generalmachinery
Bio/medicaldevices
ChemistryBiotech/pharma
Mechanicalengineering
Transportequipment
Other
China
4. Circumstances in Japan and Selected Countries in Terms of R&D Output Science and Technology Indicators 2015
Japan has maintained a high share of the number of patents (the number of patent families) for the last 10 years, Korea and China are catching up with Japan in some technological fields.<Shares of the number of patent families(whole counting method)>
<Comparison of shares of the number of patent families for each technological field (%, 1998–2000 and 2008–2010, whole counting method)>
Note: Three‐year moving averages of shares of the number of patent families in all technological fields (for 2009, the average of 2008, 2009 and 2010)
Note: “Patent family” refers to a group of patent applications made to two or more countries that are tied directly or indirectly by priority rights.
パテントファミリーシェア(1998-2000)
パテントファミリーシェア(2008-2010)
Patent family share (1998–2000)Patent family share (2008–2010)
0
5
10
15
20
25
30
35
40
1982 86 90 94 98 02 06
Share of the number of patent families (3-year moving average [%]) (whole counting)
U.S. U.K. Japan Germany
China France Korea
2009Year
16(Source) Science and Technology Indicators 2015, NISTEP Research Material‐238, released on August 5, 2015
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0
20
40
60
80
100
120
140
160
0 20 40 60 80 100 120 140 160
Cros
s-bor
der t
rade
marks
* pe
r 1 m
illion
popu
lation
Triadic patent families** per 1 million population
Japan U.S. Germany France U.K. Korea
'02
'12
'12
'02
'02
'12'02
'12
'02
'12
'02
'12
Science and Technology Indicators 2015
Although Japan’s strength lies in technology (number of patent applications), it has not expanded such technology in the form of introducing new products and services on an international scale (number of trademark applications).
• The balance between the number of trademark applications and of patent applications indicates that Japan, Germany and Korea have a larger number of patent applications than that of trademark applications.
• Notably, Japan shows a strong trend of this kind with no significant change for 11 years from 2002 to 2012.
• Although Japan’s strength lies in technology, it has not, as a whole, expanded such technology in the form of introducing new products and services on an international scale.
<Cross‐border trademark applications* and patent applications** (per 1 million population)>
5. Circumstances in Japan and Selected Countries in Terms of Science, Technology, and Innovation
This shows time‐series changes during 11 years from the starting point of 2002 to the end point of 2012.
* Number of cross‐border trademark applications: an indicator relating to the situation of the introduction of new products and services overseas
** Number of cross‐border patent applications: an indicator to measure a technological level(triadic patent family)
17(Source) Science and Technology Indicators 2015, NISTEP Research Material‐238, released on August 5, 2015
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0
1
2
3
4
5
6
1990 92 94 96 98 00 02 04 06 08 10 12 2014
The t
rade
balan
ce of
me
dium-
high t
echn
ology
indu
stry
JapanU.S.GermanyFranceU.K.ChinaKorea
Year
0
1
2
3
4
1990 92 94 96 98 00 02 04 06 08 10 12
The t
rade
balan
ce of
high
tech
nolog
y ind
ustry
JapanU.S.GermanyFranceU.K.ChinaKorea
2013Year
Science and Technology Indicators 2015
Japan’s superior competitiveness in high‐technology industries is eroding; however, it maintains its high competitiveness in medium‐high technology industries.
5. Circumstances in Japan and Selected Countries in Terms of Science, Technology, and Innovation
• Japan’s trade balance in high‐technology industries has fallen below 1, and has marked an import surplus since 2011.
• With regard to “Computer, electronic and optical”, Japan had its first import surplus of approximately nine billion US dollars in 2013.
• “Pharmaceutical” continue to show an import surplus (an import surplus of approximately 18 billion US dollars in 2013).
0.78
• Japan’s trade balance ratio for medium high‐technology industries is 2.70, which ranks it as number one among the selected countries.
• As of 2014, “Motor vehicles, trailers and semi‐trailers” has an export surplus of approximately 120 billion US dollars, and “Machinery and equipment n.e.c.” has an export surplus of approximately 81 billion US dollars.
2.70
<Changes in the trade balance ratios for high‐technology industries in the selected countries>
<Changes in the trade balance ratios for medium high‐technology industries in the selected countries>
Note: High‐technology industries refer to “Pharmaceutical,” “Computer, electronic and optical,” and “Aerospace,”
Note: Medium high‐technology industries refer to “Chemicals and chemical products,” “Electrical equipment,” “Machinery and equipment n.e.c.,” “Motor vehicles, trailers and semi‐trailers,” “Railroad equipment and transport equipment n.e.c.,” and “Other.”
18(Source) Science and Technology Indicators 2015, NISTEP Research Material‐238, released on August 5, 2015
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• Of the total R&D expenditure of Japan, the proportion that the government bears is low among the selected countries. Of the R&D expenditure of universities and colleges, the proportion that business enterprises bear is also the lowest among the selected countries.
• The number of researchers per ten thousand labor force in Japan is at a relatively high level among the selected countries. In the past 10 years, many of the selected countries increased the number of their researchers, whereas the number of Japan’s researchers remained mostly flat.
• The numbers of students newly enrolled in graduate schools for doctoral programs began decreasing after reaching a peak in 2003. In particular, the number of enrolled students other than adult students has fallen. On the other hand, the percentage of adult students among newly enrolled students has increased.
• Although the volume of scientific papers produced in Japan has remained at the same level in recent 10 years, Japan has dropped in rank due to increasing volume of papers produced by other countries. The presence of Japan as a co‐author for the U.S. has been weakened.
• Japan has maintained its high share of the number of patents (the number of patent families) for the last 10 years, Korea and China are catching up with Japan in the information and communication field and the electrical engineering field.
• Japan’s superior competitiveness in high‐technology industries is eroding. However, Japan maintainshigh competitiveness in medium high‐technology industries.
Summary
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Presented byResearch Unit for Science and Technology Analysis and Indicators
National Institute of Science and Technology Policy (NISTEP) Ministry of Education, Culture, Sports, Science and Technology, Japan(MEXT)
For more informationhttp://www.nistep.go.jp