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HEALTH SYSTEMS AND THE RIGHT TO THE HIGHEST ATTAINABLE STANDARD OF HEALTH PAUL HUNT & GUNILLA BACKMAN

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Page 1: HEALTH SYSTEMS - University of Essex

HEALTH SYSTEMSAND THE RIGHT TO THE HIGHEST

ATTAINABLE STANDARD OF HEALTH

PAUL HUNT & GUNILLA BACKMAN

HRC_HealthSystems_24pages_FINAL 9/22/08 9:48 AM Page 1

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This briefing looks at health systems from theperspective of the right to the highest attainablestandard of health.1 It outlines how this fundamentalhuman right underpins and reinforces an effective,integrated, accessible health system — and why this isimportant. In other words, the briefing signals a right-to-health approach to health systems strengthening.

Today, there is growing recognition that a stronghealth system is an essential element of a healthy andequitable society. In any society, an effective health system is a core social institution, no less than a fair justice system or democratic political system. However,according to a recent publication of the World HealthOrganization, health systems in many countries are fail-ing and collapsing. In these circumstances, it is criticallyimportant to find ways of strengthening health systems.

In the last decade or so, the right to the highestattainable standard of health has ceased to be merely aslogan and has become an operational tool that canhelp health policy makers and practitioners achieve theirprofessional objectives. In that case, what can the rightto the highest attainable standard of health contributeto health system strengthening? What are the key right-to-health features of a health system? These aresome of the questions that this briefing explores.

The briefing begins by identifying some of the historical landmarks in the development of health sys-tems, such as the Declaration of Alma-Ata on primaryhealth care (1978). Taking into account health goodpractices, as well as the right to the highest attainablestandard of health, the study then outlines, in generalterms, a right-to-health approach to strengtheninghealth systems. It also signals six elements — or “buildingblocks” — that together constitute a functioning health

system and argues that the right-to-health approachshould be applied, consistently and systematically, acrossthese six “building blocks”. By way of illustration, thebriefing takes the general right-to-health approach tostrengthening health systems and begins to apply it totwo of the health system “building blocks”.

The last section draws an analogy between a faircourt system and an equitable health system. Thereis no doubt that the right to a fair trial has helped tostrengthen court systems. In a similar fashion, the rightto the highest attainable standard of health can help tostrengthen health systems.

In 2006, the UN Human Rights Council asked PaulHunt, then UN Special Rapporteur on the right to thehighest attainable standard of health, to prepare areport on health systems. He and colleagues consultedwith a wide range of individuals and organisations indeveloped and developing countries. This briefing drawsfrom those consultations, as well as the UN report onhealth systems submitted by the Special Rapporteur tothe UN Human Rights Council in January 2008.2

The relationship between health systems and theright to the highest attainable standard of health is alarge and complex topic. This briefing is offered as anaccessible introduction for the non-specialist. By nomeans is it comprehensive. Much more work needs tobe done to consistently and systematically apply thegeneral right-to-health approach to the six “buildingblocks” of a health system. This approach needs furtherexamination, as well as testing in the field. It is hopedthat this introductory briefing will help to generatethe serious attention of health policy makers,practitioners and researchers at the local, nationaland international levels.

2 • Health Systems and the right to the highest attainable standard of health

PREFACE

This publication has been produced with the assistance of the Ford Foundation. The contents of thepublication are the sole responsibility of the Universityof Essex and can in no way be taken to reflect theviews of the Ford Foundation.

PREFACE

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SECTION I: INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .4

SECTION II: HEALTH SYSTEMS AND THE RIGHT TO THE HIGHEST ATTAINABLE STANDARD OF HEALTH . . . . . . . . . . . . . . . . . . . . . . . . .5

A. Health systems: some historical landmarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .5

B. How do you define a health system? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .8

C. In general terms, a right-to-health approach to strengthening health systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .8

D. The “building blocks” of a health system . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .16

E. Applying the general approach: some specific measures for health system strengthening . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .17

F. The right to health helps to establish a health system in the same way as the right to a fair trial helps to establish a court system . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .20

SECTION III: CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .22

ENDNOTES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .23

Health Systems and the right to the highest attainable standard of health • 3

CONTENTS

CONTENTS

Photograph © 2008Gunilla Backman.District Hospital Juan Joséde Oretega, Coatepeque,Guatemala.

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4 • Health Systems and the right to the highest attainable standard of health

The last six decades of international and domesticpolicy and practice have confirmed that health is notonly a human rights issue but also a fundamentalbuilding block of sustainable development, povertyreduction and economic prosperity. Recently, there hasalso been growing recognition that a strong healthsystem is an essential element of a healthy andequitable society. In any society, an effective healthsystem is a core institution, no less than a fair justicesystem or democratic political system.3

Yet according to a recent publication of the WorldHealth Organisation (WHO), health systems in manycountries are failing and collapsing. “In too many coun-tries” health systems “are on the point of collapse, or areaccessible only to particular groups in the population”. 4

Too often health systems “are inequitable, regressive andunsafe”. “Health outcomes are unacceptably low acrossmuch of the developing world, and the persistence ofdeep inequities in health status is a problem from whichno country in the world is exempt. At the centre of this

human crisis is a failure of health systems.” 5

WHO also confirms that sustainable developmentdepends on effective health systems: “It will beimpossible to achieve national and international goals —including the Millennium Development Goals — withoutgreater and more effective investment in health systemsand services.” 6

At the heart of the right to the highest attainablestandard of health lies an effective and integratedhealth system, encompassing health care and theunderlying determinants of health, which is responsiveto national and local priorities, and accessible to all.Without such a health system, the right to the highestattainable standard of health can never be realised.

Thus, it is only through building and strengtheninghealth systems that it will be possible to securesustainable development, poverty reduction, economicprosperity, improved health for individuals andpopulations, as well as the right to the highestattainable standard of health.

INTRODUCTION

SECTION I: INTRODUCTION

At the heart of the right to the highest attainablestandard of health lies an effective and integratedhealth system, encompassing health care andthe underlying determinants of health, which is

responsive to national and local priorities, andaccessible to all. Without such a health system, theright to the highest attainable standard of healthcan never be realised.

At the Heart of the Right to the Highest Attainable Standard of Health

Photograph © 2007Arturo Sanabria,

courtesy of Photoshare.A t-shirt in East Timor

promotes usage of LongLasting Treated Bed Nets.

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Health Systems and the right to the highest attainable standard of health • 5

Health systems of some sort have existed as long aspeople have tried to protect their health and treatdiseases, but organised health systems are barely 100years old, even in industrialised countries. 7 They arepolitical and social institutions, and usually includethe State, private and voluntary sectors. Many healthsystems have gone through several, sometimes paralleland competing, generations of development and reform,shaped by national and international values and goals.One of the first attempts to unify thinking abouthealth within a single policy framework was embodiedin the Declaration of Alma-Ata on primary health care,agreed by Ministers of Health from throughout the

world and adopted in 1978 at the InternationalConference on Primary Health Care.This seminalDeclaration does not seek to address health systems in their entirety; 8 instead, it focuses on some vital components of an effective health system and still remains very relevant to healthsystems strengthening.

The Declaration begins by affirming that theattainment of the highest possible level of health isa fundamental human right. Several principal themesrecur throughout the Declaration, all of which arerelevant to health systems in both developed anddeveloping countries:9

HEALTH SYSTEMS AND THE RIGHT TO THE HIGHEST ATTAINABLE STANDARD OF HEALTH

SECTION I: HEALTH SYSTEMS AND THE RIGHT TO THE HIGHEST ATTAINABLE STANDARD OF HEALTH

A. HEALTH SYSTEMS:

SOME HISTORICAL LANDMARKS

Several principle themes recur throughout theAlma-Ata Declaration, all of which are reflective ofthe right to the highest attainable standard ofhealth and relevant to health systems in bothdeveloped and developing countries:

a. The importance of equity

b. The need for community participation

c. The need for a multisectoral approach tohealth problems

d. The need for effective planning

e. The importance of integratedreferral systems

f. An emphasis on health-promotional activities

g. The critical role of suitably trainedhuman resources

h. The importance of international cooperation

Alma-Ata Declaration themes

In addition to these themes, the Declaration high-lights a number of essential health interventions:

a. Education concerning prevailing health problems

b. Promotion of food supply and proper nutrition

c. Adequate supply of safe water and basic sanitation

d. Maternal and child health care, including familyplanning

e. Immunisation against major infectious diseases

f. Prevention and control of locally endemic diseases

g. Appropriate treatment of common diseasesand injuries

h. Provision of essential drugs

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6 • Health Systems and the right to the highest attainable standard of health

Since 1978, a number of other issues — such as gender, the environment, disability, mental health, traditional health systems, the role of the private sector,and accountability — have been increasingly recognisedas important. When revisiting the Declaration, they need to be taken into account.

One of the most striking characteristics of theDeclaration is that it encompasses the interrelateddomains of medicine, public health and human rights.For example, it includes medical care, such as access toessential drugs, and public health, such as communityparticipation and access to safe water, all of which aremajor preoccupations of the right to the highest attainable standard of health. The Declaration is situatedon the common ground between medicine, public healthand human rights. This convergence is reinforced by theCommittee on Economic, Social and Cultural Rights’general comment No. 14 (2000) on the right to thehighest attainable standard of health, 10 according towhich “the Declaration of Alma-Ata provides compellingguidance on the core obligations arising from” the rightto the highest attainable standard of health.

Since its adoption, some of the elements of theDeclaration have developed. The Ottawa Charterfor Health Promotion (1986), for example, laidthe foundations of modern health promotion.Looking beyond a curative-oriented health sector,the Charter emphasises the vital role of multisectoralprevention and promotion in relation to manyhealth problems.

For the most part, however, the central messages ofthe Declaration of Alma-Ata were obscured in the 1980sand 1990s. For a variety of reasons, there was a shifttowards vertical (or selective) biomedical interventions.Driven by neo-liberal economics, structural adjustmentprogrammes led to reduced health budgets and theintroduction of user fees. As WHO recently observed:“The results were predictable. The poor were deterredfrom receiving treatment and the user fees yieldedlimited income. Moreover, maintaining a network ofunder-resourced hospitals and clinics, while human andfinancial resources were increasingly pulled into verticalprogrammes, increased pressures on health systemssometimes to the point of collapse.” 11

This quotation is astonishing — and shaming.International and national policies were introducedthat — predictably — brought health systems “to thepoint of collapse”. 11

HEALTH SYSTEMS AND THE RIGHT TO THE HIGHEST ATTAINABLE STANDARD OF HEALTH

The Alma–Ata Declaration encompasses theinterrelated domains of medicine, public health andhuman rights. For example, it includes medical care,such as access to essential drugs, and public health,such as community participation and access to safewater, all of which are major preoccupations of theright to the highest attainable standard of health.The Declaration is situated on the common ground

between medicine, public health and humanrights. This convergence is reinforced by Committeeon Economic, Social and Cultural Rights generalcomment 14 (2000) on the right to the highestattainable standard of health, according to whichthe Declaration Alma-Ata provides compellingguidance on the core obligations arising from theright to the highest attainable standard of health.

The Alma–Ata Declaration of 1978

Photograph © 2006Felix Masi/Voiceless

Children, courtesy ofPhotoshare. A young girl

at Mudoba village inFunyula, Kenya, quenches

her thirst at a newlydrilled water bore hole,

installed as part of aVoiceless Children project.

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Health Systems and the right to the highest attainable standard of health • 7

As the health crisis deepened, efficiency became the watchword and health sector reform “focused above all on doing more for less”. 12 It was only around the turn of the century that the internationalcommunity started to confront the reality that runninghealth systems on US$ 10 per capita, or less, is simplynot a viable proposition.

In the last few years, there has been a significantincrease in the amount of international funding available to health. Some States have also increasedtheir domestic health funding. Much of the increase ininvestment by external partners, such as the Global Fund to Fight AIDS, Tuberculosis and Malaria, as well as the GAVI Alliance (GAVI), has focused on specific diseases and conditions. However, these initiativesexposed (some would say aggravated) the degradedstate of many health systems. There has been a dawningrealisation that these specific initiatives cannot thrivewithout effective, strengthened health systems. Recent years have also seen a growing appreciation of the seriousness of the health workforce crisis, including the skills drain from low-income to high-income countries, a perverse subsidy from the poor to the rich. 13

In 2005, recognising that inadequate health systemswere impeding progress towards improved Immunisation coverage, GAVI decided to support health system strengthening with an initial commitment of US$ 500 million for 2006-2010. 14

Launched in 2007, the International Health Partnership

— a global compact for achieving the health MillenniumDevelopment Goals — aims to build health systems in some of the poorest countries in the world. It ishoped that the Partnership will go beyond making better use of existing aid and also generate additionalresources.

As increased resources are invested in health systems,it is important to clarify the relationship between healthsystems and the right to the highest attainable standardof health. In this way, the right to the highest attainablestandard of health, informed by health good practices,can help to make a practical, constructive contributionto health system strengthening.

Additionally, States have a legal duty to comply with their binding international and national humanrights obligations. Identifying the features of a healthsystem that arise from the right to the highest attainable standard of health can help States ensurethat their policies and practices are in conformity withtheir legally binding human rights duties.

For a variety of reasons, there was a shift towards vertical (or selective) biomedical interven-tions. Driven by neoliberal economics, structuraladjustment programmes led to reduced healthbudgets and the introduction of user fees. As WHO recently observed: “The results were predictable. The poor were deterred from receiving treatment and the user fees yielded limited income. Moreover, maintaining a network

of under-resourced hospitals and clinics, while human and financial resources were increasingly pulled into vertical programmes,increased pressures on health systems sometimes to the point of collapse.”

This quotation is astonishing — and shaming.International and national policies were introducedthat — predictably — brought health systems “tothe point of collapse”.

The central messages of the Declaration of Alma-Ata were obscured in the 1980s and 1990s

Photograph ©WHO/Oliver Asselin.A vaccination site in YadeBohu, north of Kara, achild receives hisvaccination. Togo has apopulation of 5.4 million,out of which 1.3 millionpeople in the Kara regionwere targeted in thecampaign.

States have a legal duty to comply with theirbinding international and national human rightsobligations. Identifying the features of a healthsystem that arise from the right to the highest

attainable standard of health can help Statesensure that their policies and practices are inconformity with their legally binding humanrights duties.

States have a legal obligation to realise the right to the highest attainable standard of health

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8 • Health Systems and the right to the highest attainable standard of health

A health system gives rise to numerous technical issues.Of course, experts have an indispensable role to play inaddressing these technical matters. But there is a riskthat health systems will become impersonal, “top-down”and dominated by experts. Additionally, as a recent WHOpublication observes, “health systems and services aremainly focused on disease rather than on the person asa whole, whose body and mind are linked and whoneeds to be treated with dignity and respect.” 17

1. AT THE CENTRE: THE WELL BEING OF INDIVIDUALS,

COMMUNITIES AND POPULATIONS

The publication concludes, “health care and healthsystems must embrace a more holistic, people-centredapproach”. 18 This is also the approach required by theright to the highest attainable standard of health.Because it places the well-being of individuals,communities and populations at the centre of a healthsystem, the right to health can help to ensure that ahealth system is neither technocratic nor removed fromthose it is meant to serve.

There are countless competing definitions of healthsystems. In an important publication brought out byWHO in 1991, Tarimo defines a health system as “thecomplex of interrelated elements that contribute tohealth in homes, educational institutions, workplaces,public places and communities, as well as in the physicaland psychological environment and the health andrelated sectors”. 15 In 2007, WHO adopted a narrower

definition: “A health system consists of all organisations,people and actions whose primary intent is to promote,restore or maintain health.” 16 The literature reveals manyother definitions, each with carefully nuanced differences.

For present purposes, there is no need to favour onedefinition over another because all the features andmeasures identified in this report should be part of anyhealth system, however defined.

HEALTH SYSTEMS AND THE RIGHT TO THE HIGHEST ATTAINABLE STANDARD OF HEALTH

B. HOW DO YOU DEFINE A HEALTH SYSTEM?

International human rights law signals the content andcontours of the right to the highest attainable standardof health. In the last decade or so, States, internationalorganisations, international and national human rightsmechanisms, courts, civil society organisations, academ-ics and many others have begun to explore what thishuman right means and how it can be put into practice.

Health workers are making the most decisivecontribution to this process.

Drawing on this deepening experience, and informedby health good practices, this section briefly outlinesthe general approach of the right to the highestattainable standard of health towards the strengtheningof health systems.

C. IN GENERAL TERMS A RIGHT-TO-HEALTH

APPROACH TO STRENGTHENING

HEALTH SYSTEMS

1 At the centre: the well being ofindividuals, communities andpopulation

2 Not only outcomes, but alsoprocesses

3 Transparency

4 Participation

5 Equity, equality and non-discrimination

6 Respect for cultural differences

7 Medical care and the under-lying determinants of health

8 Progressive realisation andresource constraints

9 Duties of immediate effect: core obligations

10 Quality

11 A continuum of prevention and care with effective referrals

12 Vertical versus integrated interventions

13 Coordination14 Health as a global public good:

the importance of internationalcooperation

15 Prioritisation and strikingbalances

16 Monitoring and accountability17 Legal obligation

The general approach of the right to the highest attainable standard of health towardsthe strengthening of health systems:

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Health Systems and the right to the highest attainable standard of health • 9

The right to the highest attainable standard of health isconcerned with both processes and outcomes. It is notonly interested in what a health system does (e.g.

2. NOT ONLY OUTCOMES, BUT ALSO PROCESSES

providing access to essential medicines and safe drinkingwater), but also how it does it (e.g. transparently, in aparticipatory manner, and without discrimination).

Access to health information is anessential feature of an effective healthsystem, as well as the right to the high-est attainable standard of health. Healthinformation enables individuals andcommunities to promote their ownhealth, participate effectively, claimquality services, monitor progressiverealisation, expose corruption, hold thoseresponsible to account, and so on.The requirement of transparency appliesto all those working in health-relatedsectors, including States, internationalorganisations, public private partnerships,business enterprises and civil societyorganisations.

3. TRANSPARENCY

All individuals and communities are entitled to activeand informed participation on issues relating to theirhealth. In the context of health systems, this includesparticipation in identifying overall strategy, policymak-ing, implementation and accountability. The importanceof community participation is one of the principal

4. PARTICIPATION

themes recurring throughout the Declaration of Alma-Ata. Crucially, States have a human rights responsibility to establish institutional arrangements for the active and informed participation of all relevant stakeholders,including disadvantaged communities. 19

Equality and non-discrimination are among the mostfundamental elements of international human rights,including the right to the highest attainable standardof health. A State has a legal obligation to ensure that ahealth system is accessible to all without discrimination,including those living in poverty, minorities, indigenouspeoples, women, children, slum and rural dwellers,people with disabilities, and other disadvantaged indi-viduals and communities. Also, the health system mustbe responsive to the particular health needs of women,children, adolescents, the elderly, and so on. Thetwin human rights principles of equality and nondiscrimination mean that outreach (and other)programmes must be in place to ensure thatdisadvantaged individuals and communities enjoy, in

5. EQUITY, EQUALITY AND NON-DISCRIMINATION

Photograph © 2003Amelie Sow/CCP,courtesy of Photoshare.The price list for medicineand medical supplies isdisplayed on a chalkboardat a health post in therural community ofGassane in the Lougaregion of Senegal.

practice, the same access as those who are moreadvantaged.

Equality and non-discrimination are akin to the critical health concept of equity. There is no universallyaccepted definition of equity, but one sound definitionis “equal access to health care according to need”. 20

All three concepts have a social justice component. Insome respects, equality and non-discrimination, beingreinforced by law, are more powerful than equity. Forexample, if a State fails to take effective steps to tacklerace discrimination in a health system, it can be held toaccount and required to take remedial measures. Also, if a health system is accessible to the wealthy but inaccessible to those living in poverty, the State can beheld to account and required to take remedial action.

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10 • Health Systems and the right to the highest attainable standard of health

HEALTH SYSTEMS AND THE RIGHT TO THE HIGHEST ATTAINABLE STANDARD OF HEALTH

A health system must be respectful of culturaldifference. Health workers, for example, should besensitive to issues of ethnicity and culture. Also,a health system is required to take into account trad-itional preventive care, healing practices and medicines.Strategies should be in place to encourage and facilitateindigenous people, for example, to study medicine andpublic health. Moreover, training in some traditional

6. RESPECT FOR CULTURAL DIFFERENCE

medical practices should also be encouraged. 21

Of course, cultural respect is right as a matter ofprinciple. But, additionally, it makes sense as a matterof practice. As Thoraya Ahmed Obaid, ExecutiveDirector of UNFPA, observes: “cultural sensitivity...leads to higher levels of programme acceptanceand ownership by the community, and programmesustainability”. 22

The health of individuals, communities and populationsrequires more than medical care. For this reason,international human rights law casts the right to thehighest attainable standard of physical and mentalhealth as an inclusive right extending to not only timelyand appropriate medical care but also the underlyingdeterminants of health, such as access to safe water andadequate sanitation, an adequate supply of safe food,nutrition and housing, healthy occupational and environ-mental conditions, access to health-related education andinformation, including on sexual and reproductive health,and freedom from discrimination. 23

The social determinants of health, such as gender,poverty and social exclusion, are major preoccupationsof the right to the highest attainable standard of health.In his work, for example, the Special Rapporteur hasconsistently looked at medical care and the underlyingdeterminants of health, including the impact of povertyand discrimination on health. In short, the right to thehighest attainable standard of health encompasses thetraditional domains of both medical care and publichealth. This is the perspective that the right to the

highest attainable standard of health brings to the strengthening of health systems.

Cultural respect is right as a matter of principle.But, additionally, it makes sense as a matter ofpractice. As Thoraya Ahemd Obaid, ExecutiveDirector of UNFPA, observes: “cultural sensitivity…..leads to higher levels of programme acceptance

and ownership by the community, and programmesustainability”.

Source: Culture Matters — Working with communities andfaith-based organisations: Case studies from country pro-grammes, UNFPA, 2004, p. v.

Respect for Culture

7. MEDICAL CARE AND THE UNDERLYING DETERMINANTS OF HEALTH

Photograph © 2007Diego Merino, courtesy

of Photoshare. InQuetzaltenango,

Guatemala, a group ofindigenous midwives

demonstrate how theycheck a pregnant woman

for complications in herpregnancy, in order to

determine whether thechild can be born in thecommunity or should be

taken to a hospital.Although a large majority

of births in ruralindigenous communities

are attended by midwives,they are rarely respected

and recognised as criticalhealth care providers by

the public health system.

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Health Systems and the right to the highest attainable standard of health • 11

The right to the highest attainable standard of healthis subject to progressive realisation and resourceavailability. In other words, it does not make the absurddemand that a comprehensive, integrated health systembe constructed overnight. Rather, for the most part,human rights require that States take effective measuresto progressively work towards the construction of aneffective health system that ensures access to all. Thedisciplines of medicine and public health take a similarposition; the Declaration of Alma-Ata, for example, isdirected to “progressive improvement”. 24 Also, the rightto health is realistic: it demands more of high incomethan low-income States, in other words, implementationof the right to health is subject to resource availability.However, there is “a minimum level of expenditurebelow which the system simply cannot work well.” 25

These two concepts — progressive realisation andresource availability — have numerous implicationsfor health systems. For example, because progressiverealisation does not occur spontaneously, a State musthave a comprehensive, national plan, encompassingboth the public and private sectors, for the developmentof its health system. The crucial importance of planningis recognised in the health literature, the Declaration ofAlma-Ata and Committee on Economic, Social andCultural Rights general comment No. 14 (2000) on theright to the highest attainable standard of health.Another implication of progressive realisation is that an

8. PROGRESSIVE REALISATION AND RESOURCE CONSTRAINTS

Photograph © 2006Karen Smith/MSH,Courtesy of Photoshare.Young girls at Nwambwaschool in Bugiri, Uganda,promote education for girls.

effective health system must include appropriateindicators and benchmarks; otherwise, there is no wayof knowing whether or not the State is improving itshealth system and progressively realising the right tothe highest attainable standard of health. Moreover, theindicators must be disaggregated on suitable grounds,such as sex, socio-economic status and age, so that theState knows whether or not its outreach programmesfor disadvantaged individuals and communitiesare working. Indicators and benchmarks are alreadycommonplace features of many health systems, but theyrarely have all the elements that are important from ahuman rights perspective, such as disaggregation onappropriate grounds. 26 A third implication arising fromprogressive realisation is that at least the present levelof enjoyment of the right to the highest attainablestandard of health must be maintained. This is some-times known as the principle of non-retrogression. 27

Although rebuttable in certain limited circumstances,there is a strong presumption that measures loweringthe present enjoyment of the right to health are impermissible.

Finally, progressive realisation does not mean that aState is free to choose whatever measures it wishes totake so long as they reflect some degree of progress. AState has a duty to adopt those measures that are mosteffective, while taking into account resource availabilityand other human rights considerations.

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12 • Health Systems and the right to the highest attainable standard of health

Although subject to progressive realisation andresource availability, the right to the highest attainablestandard of health gives rise to some core obligationsof immediate effect. A State has “a core obligation toensure the satisfaction of, at the very least, minimumessential levels” of the right to the highest attainablestandard of health. 28 What, more precisely, are thesecore obligations? Some are discussed later. Briefly, theyinclude an obligation to:

a. Prepare a comprehensive, national plan for the development of the health system;

b. Ensure access to health-related services andfacilities on a non-discriminatory basis, especiallyfor disadvantaged individuals, communities andpopulations; this means, for example, that a Statehas a core obligation to establish effective outreachprogrammes for those living in poverty;

c. Ensure the equitable distribution of health-relatedservices and facilities, e.g. a fair balance betweenrural and urban areas;

9. DUTIES OF IMMEDIATE EFFECT: CORE OBLIGATIONS

d. Establish effective, transparent, accessible andindependent mechanisms of accountability inrelation to duties arising from the right to thehighest attainable standard of health.

Also, a State has a core obligation to ensure aminimum essential package of health-related servicesand facilities, including essential food to ensure freedomfrom hunger, basic sanitation and adequate water,essential medicines, immunisation against thecommunity’s major infectious diseases, and sexual andreproductive health services including information,family planning, prenatal and post-natal services, andemergency obstetric care. Some States have alreadyidentified a minimum essential package for those withintheir jurisdiction. Some international organisationshave also tried to identify a minimum essential packageof health services. This is a difficult exercise, not leastbecause health challenges vary widely from one Stateto another, which means that in practice, the minimumessential package may vary between countries. Insome countries, the challenge is under nutrition,elsewhere it is obesity.

Much more work has to be done to help Statesidentify the minimum essential package of healthrelated services and facilities required by the right tothe highest attainable standard of health. However,that vital task is not the purpose of this publication.This study is not attempting to provide a list ofessential services and facilities that are needed for awell-functioning health system. Rather, it is seekingto identify a number of additional, and frequentlyneglected, features arising from the right to the highestattainable standard of health, and informed by healthgood practices, that are required of all health systems.These include, for example, access on the basis ofequality and non-discrimination, an up-to-date healthplan, effective accountability for the public and privatehealth sector, and so on.

HEALTH SYSTEMS AND THE RIGHT TO THE HIGHEST ATTAINABLE STANDARD OF HEALTH

Health services and facilities must be of good quality.For example, a health system must be able to ensureaccess to good quality essential medicines. If medicinesare rejected in the North because they are beyond theirexpiry date and unsafe, they must not be recycled tothe South. Because medicines may be counterfeit ortampered with, a State must establish a regulatorysystem to check medicine safety and quality. Therequirement of good quality also extends to themanner in which patients and others are treated.Health workers must treat patients and others politelyand with respect.

10. QUALITY

Photograph © 2007Ivan Chernichckin,courtesy of WHO.

Regular taking ofantituberculosis

medicines – guaranteefor recovery.

Novotroits’kiy CityTuberculosis Dispensary.

Khersons’ka Oblast.

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Health Systems and the right to the highest attainable standard of health • 13

There is a long-standing debate about the merits ofvertical (or selective) health interventions, which focuson one or more diseases or health conditions, and acomprehensive, integrated approach. By drawing offresources, vertical interventions can jeopardise progresstowards the long-term goal of an effective healthsystem. They have other potential disadvantages, such

12. VERTICAL OR INTEGRATED?

as duplication and fragmentation. However, insome circumstances, such as during a public healthemergency, there may be a place for a verticalintervention. When these circumstances arise, theintervention must be carefully designed, so far aspossible, to strengthen and not undermine acomprehensive, integrated health system.

A health system should have an appropriate mix ofprimary (community-based), secondary (district-based)and tertiary (specialised) facilities and services, providinga continuum of prevention and care. The system alsoneeds an effective process when a health workerassesses that a client may benefit from additional serv-ices and the client is referred from one facility to another.Referrals are also needed, in both directions, between analternative health system (e.g. traditional practitioners)and “mainstream” health system. The absence of aneffective referral system is inconsistent with the rightto the highest attainable standard of health.

11. A CONTINUUM OF PREVENTION AND CARE WITH

EFFECTIVE REFERRALS

A health system, as well as the right to the highestattainable standard of health, depends on effectivecoordination across a range of public and private actors(including non governmental organisations) at thenational and international levels. The scope of the coor-dination will depend on how the health system isdefined. But however it is defined, coordination is cru-cial. For example, a health system and the right to thehighest attainable standard of health demand effectivecoordination between various sectors and departments,

such as health, environment, water, sanitation,education, food, shelter, finance and transport.They also demand coordination within sectors anddepartments, such as the Ministry of Health. The needfor coordination extends to policymaking and the actualdelivery of services.

Health-related coordination in many States is verypatchy and weak. Alone, the Cabinet is an insufficientcoordination mechanism for health-related issues. Othercoordination mechanisms are essential.

13. COORDINATION

Photograph © 2007Ivan Chernichckin,courtesy of WHO.Novotroits’kiy CityTuberculosis Dispensary.Khersons’ka Oblast.

Public goods are goods that benefit society as a whole.The concept of “national public goods”, such as themaintenance of law and order, is well established. In anincreasingly interdependent world, much more attentionis being paid to “global public goods”. They addressissues in which the international community has a com-mon interest. In the health context, global public goodsinclude the control of infectious diseases, the dissemina-tion of health research, and international regulatory

14. HEALTH AS A GLOBAL PUBLIC GOOD: THE IMPORTANCE OF

INTERNATIONAL COOPERATION29

initiatives, such as the WHO Framework Convention onTobacco Control. Although it remains very imprecise, theconcept of “global public goods” confirms that a healthsystem has both national and international dimensions.The international dimension of a health system is alsoreflected in States’ human rights responsibilities ofinternational assistance and cooperation. Theseresponsibilities can be traced through the Charterof the United Nations, the Universal Declaration of

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HEALTH SYSTEMS AND THE RIGHT TO THE HIGHEST ATTAINABLE STANDARD OF HEALTH

Few human rights are absolute. Frequently, balanceshave to be struck between competing human rights.Freedom of information, for example, has to be balancedwith the right to privacy. Moreover, there are oftenlegitimate but competing claims arising from the samehuman right, especially in relation to those numerousrights that are subject to resource availability. In thecontext of health systems, finite budgets give rise totough policy choices. Should the Government build anew teaching hospital, establish more primary health-care clinics, strengthen community care for people withdisabilities, improve sanitation in the capital’s slum,improve access to antiretrovirals, or subsidise an effec-tive but expensive cancer drug? 31 Human rights do not

15. PRIORITISATION AND STRIKING BALANCES

provide neat answers to such questions, any more thando ethics or economics. But human rights require thatthe questions be decided by way of a fair, transparent,participatory process, taking into account explicitcriteria, such as the well-being of those living in poverty,and not just the claims of powerful interest groups.

Because of the complexity, sensitivity and importanceof many health policy issues, it is vitally important thateffective, accessible and independent mechanisms ofaccountability are in place to ensure that reasonablebalances are struck by way of fair processes that takeinto account all relevant considerations, including theinterests of disadvantaged individuals, communitiesand populations.

Rights imply duties, and duties demand accountability.Accountability is one of the most important features ofhuman rights — and also one of the least understood.Although human rights demand accountability this doesnot mean that every health worker or specialised agencybecomes a human rights enforcer. Accountabilityincludes the monitoring of conduct, performance and

16. MONITORING AND ACCOUNTABILITY

outcomes. In the context of a healthsystem, there must be accessible, transparent andeffective mechanisms of accountability to understandhow those with responsibilities towards the healthsystem have discharged their duties. Because ofits crucial importance, accountability is explainedfurther in a later section.

Photograph © 2005Todd Shapera, courtesy

of Photoshare. TheEcoLogic Development

Corporation and the PicoBonito Foundation

established a communitywater tank for indigenousTulepan villagers living in

Honduras' Pico BonitoNational Park area.

Human Rights, and several more recent internationalhuman rights declarations and binding treaties. 30

They are also reflected in the outcome documentsof several world conferences, such as the MillenniumDeclaration, as well as numerous other initiatives,including the Paris Declaration on AidEffectiveness (2005).

As a minimum, all States have a responsibilityto cooperate on transboundary health issues andto “do no harm” to their neighbours. High-incomeStates have an additionalresponsibility to provide

appropriate international assistance and cooperation inhealth for low-income countries. They should especiallyassist low-income countries with the fulfilment of theircore obligations arising from the right to the highestattainable standard of health. Equally, low-incomeStates have a responsibility to seek appropriateinternational assistance and cooperation to help themstrengthen their health systems.

The relationship between health “global publicgoods” and the human rights responsibility ofinternational assistance and cooperation in healthdemands further study.

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Health Systems and the right to the highest attainable standard of health • 15

Photograph © 2007Rajal Thaker, courtesyof Photoshare.Former Parliamentmember, well-knowncricketer, and comedy TVshow host NavjotsingSiddhu speaks with themedia about theimportance of the girl child during a doctor-organised"Save the GirlChild" public awarenessrally in Ahmedabad, India.Approximately 2500doctors from all overGujarat state attendedthe rally sponsored by theGujarat state branch ofthe Indian MedicalAssociation.

Photograph © 1998Sean Hawkey, courtesyof Photoshare.Maya Chortí villagers takepart in resource mappingas part of a ParticipatoryRural Appraisal (PRA)project near CopánRuinas, Honduras.

The right to the highest attainable standard of healthgives rise to legally binding obligations. A State is legallyobliged to ensure that its health system includes anumber of the features and measures signalled in thepreceding paragraphs. The health system must have,for example, a comprehensive, national plan; outreachprogrammes for the disadvantaged; an essentialpackage of health-related services and facilities;

17. LEGAL OBLIGATION

effective referral systems; arrangements to ensure theparticipation of those affected by health decision-making; respect for cultural difference; and so on. Ofcourse, these requirements also correspond to healthgood practices. One of the distinctive contributions ofthe right to the highest attainable standard of health isthat it reinforces such health good practices with legalobligation and accountability.

� Comprehensive national health plan

� Ensure access to health-related servicesand facilities on non-discriminatory basis,especially for disadvantaged individuals,communities and populations

� Equitable distribution of health-relatedservices and facilities

� A minimum essential package of healthrelated services and facilities

� Effective referral systems

� Arrangements to ensure the participation ofthose affected by health-decision making

� Respect for cultural differences

� Accessible, transparent and effectivemechanisms of accountability

A State’s legal obligations include:

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Informed by health good practices, the preceding sec-tion outlines the general approach of the right to thehighest attainable standard of health towards thestrengthening of health systems. This general approachhas to be consistently and systematically applied acrossthe numerous elements that together constitute a func-tioning health system.

What are these functional elements? The health literature on this issue is very extensive. For its part,WHO identifies “six essential building blocks” whichtogether make up a health system: 32

a. Health services. “Good health services are thosewhich deliver effective, safe, quality personal andnon-personal health interventions to those who needthem, when and where needed, with minimum wasteof resources.” Non-personal health interventionsinclude, for example, safe water and adequate sanitation.

b. Health workforce. “A well-performing health workforce is one which works in ways that areresponsive, fair and efficient to achieve the besthealth outcomes possible, given available resourcesand circumstances, i.e. there are sufficient numbersand mix of staff, fairly distributed; they are competent, responsive and productive”.

c. Health information system. “A well-functioninghealth information system is one that ensures theproduction, analysis, dissemination and use of reli-able and timely information on health determinants,health systems performance and health status”.

d. Medical products, vaccines and technologies. “A well-functioning health system ensures equitableaccess to essential medical products, vaccines andtechnologies of assured quality, safety, efficacy andcost-effectiveness, and their scientifically sound andcost-effective use”.

e. Health financing. “A good health financing systemraises adequate funds for health, in ways that ensurepeople can use needed services, and are protectedfrom financial catastrophe or impoverishment associated with having to pay for them”.

f. Leadership, governance, stewardship. This “involvesensuring strategic policy frameworks exist and arecombined with effective oversight coalition-building,the provision of appropriate regulations and incen-tives, attention to system-design, and accountability”.

Although some of these formulations may be subject todebate, for the purposes of this report these “buildingblocks” are a useful way of looking at a health system.Of course, each “building block” has generated a hugeliterature over many years.

For present purposes, three short points demandemphasis:

1. These are not only “building blocks” for a healthsystem; they are also “building blocks” for the rightto the highest attainable standard of health. Like a

HEALTH SYSTEMS AND THE RIGHT TO THE HIGHEST ATTAINABLE STANDARD OF HEALTH

D. THE “BUILDING BLOCKS” OF A HEALTH SYSTEM

16 • Health Systems and the right to the highest attainable standard of health

a. Health services

b. Health workforce

c. Health information system

d. Medical Products, vaccines and technologies

e. Health financing

f. Leadership, governance, stewardship

Source: Everybody’s Business: Strengthening Health Systems toImprove Health Outcomes, WHO, 2007, p. 3 (available athttp://who.int/healthsystems/strategy/everybodys_business.pdf).

WHO’s “building blocks” of a health system

Photograph © 2007Bonnie Gillespie,

courtesy of Photoshare.A health worker at a rural

health clinic in Tanzaniaexamines a specimen for

presence of malaria.

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Health Systems and the right to the highest attainable standard of health • 17

health system, the right to health requires healthservices, health workers, health information, medicalproducts, financing and stewardship.

2. In practice, the “building blocks” might not have allthe features required by the right to the highestattainable standard of health. For example, a countrymight have a health information system, one of theWHO “building blocks”. But the information systemmight not include appropriately disaggregated data,which is one of the requirements of the right tohealth. In short, an essential “building block” mightbe in place, but without all the features required byinternational human rights law.

3. The crucial challenge is to apply — or integrate —the right to the highest attainable standard ofhealth, as well as other human rights, across thesix “building blocks”. The general approach outlinedin the preceding section has to be consistently and

systematically applied to health services,health workers, health information, medicalproducts, financing and stewardship — all theelements that together constitute a functioninghealth system.

The systematic application of the right to health tothe six “building blocks” is likely to have a variety ofresults. In some cases, the right to health will reinforceexisting features of the “building blocks” that routinelyreceive the attention they deserve. In other cases, theapplication of the right will identify existing featuresof the “building blocks” that tend to be overlooked inpractice and that require much more attention, suchas the disaggregation of data on appropriate grounds.It is also possible that the application of the right mayidentify features that, although important, are notusually regarded as forming any part of the six“building blocks”. 33

The present section begins to apply the right tothe highest attainable standard of health to two“building blocks” of WHO: (i) a health workforce and(ii) leadership, governance and stewardship. Although a

very brief application, it gives a sense of the practicalimplications of the general approach of the right tohealth general right to health approach to healthsystems strengthening.

E. APPLYING THE GENERAL APPROACH:

SOME SPECIFIC MEASURES FOR HEALTH

SYSTEMS STRENGTHENING

While human resources in health have attractedincreasing attention in recentyears, the human rightsdimensions of the issue rarelyreceive significant consideration.If the general right to healthapproach already outlinedwas applied to health workers,the following points would beamong those that need detailedexamination.34

A State should have an up-to-date development plan forhuman resources in preventive,curative and rehabilitativehealth; it should encompassphysical and mental health.

When planning, the Stateshould consider providing a rolefor mid-level providers, such asassistant medical officers andsurgical technicians, as well as

1. HEALTH WORKFORCE

public health workers. Described as a key strategyto uphold the fundamentalhuman right to health, midlevelproviders are already anessential part of the healthsystems in some countries,such as Mozambique. 35

Recruitment of healthworkers must include outreachprogrammes to disadvantagedindividuals, communities andpopulations, such as indigenouspeoples.

Effective measures arerequired towards achieving agender balance among healthworkers in all fields.

The State should ensure thatthe number of domesticallytrained health workers is com-mensurate with the healthneeds of the population, subject

Photograph © 2007Gopal Bhattacharjee,courtesy of Photoshare.A doctor examines a childduring a free dentalcheckup camp at aneducational fair besideEM bypass, Kolkata, India.Indian children oftensuffer physicaldeficiencies due tomalnutrition, includingdental problems likecavities and root canals.This health camp alsohelps to promoteawareness of childhealth issues.

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18 • Health Systems and the right to the highest attainable standard of health

HEALTH SYSTEMS AND THE RIGHT TO THE HIGHEST ATTAINABLE STANDARD OF HEALTH

This is “arguably the most complex but critical buildingblock of any health system”. 39 It encompasses many ele-ments, including planning and accountability.

(a) PlanningThis is one of the weakest features of the developmentand strengthening of health systems. With a fewhonourable exceptions, the record of health planning ispoor, while the history of health planning is surprisinglyshort. Many States do not have comprehensive, up-to-date health plans. Where they exist, plans “often failto be implemented and remain grand designs on paper.Elsewhere plans may be implemented but fail to respondto the real needs of the population.” 40

However, from the perspective of the right to thehighest attainable standard of health, effective planningis absolutely critical. Progressive realisation and resourceavailability — two inescapable components of theinternational right to health — cannot be addressedwithout planning.

Recognising the critical role of effective planning,the Committee on Economic, Social and Cultural Rightsdesignated the preparation of a health “strategy and

2. LEADERSHIP, GOVERNANCE, STEWARDSHIP

plan of action” a core obligation arising from theright to the highest attainable standard of health.The Committee also encouraged high-income States toprovide international assistance “to enable developingcountries to fulfil their core… obligations”, includingthe preparation of a health plan. 41 According to theDeclaration of Alma-Ata: “All governments shouldformulate national policies, strategies and plans ofaction to launch and sustain primary health care aspart of a comprehensive national health system and incoordination with other sectors.” 42

Health planning is complex and many of its elementsare important from the perspective of the right to thehighest attainable standard of health, including thefollowing.

The entire planning process must be as participatoryand transparent as possible.

It is very important that the health needs of disad-vantaged individuals, communities and populations aregiven due attention. Also, effective measures must betaken to ensure their active and informed participationthroughout the planning process. Both the process andplan must be sensitive to cultural difference.

to progressive realisationand resource availability.In this context, appropri-ate balances must bestruck between, for exam-ple, the number of healthworkers at the communityor primary level and spe-cialists at the tertiarylevel.

The number of healthworkers should be collect-ed, centralised and madepublicly available. Thedata should be brokendown by category, e.g.nurse, public health pro-fessional and so on. Thevarious categories shouldbe disaggregated, as aminimum, by gender.

Health workers’ trainingmust include humanrights, including respectfor cultural diversity, aswell as the importance oftreating patients and others with courtesy. 36

After qualifying, all health workers must haveopportunities, without discrimination, for furtherprofessional training.

Health workers mustreceive domestically com-petitive salaries, as well asother reasonable termsand conditions of employ-ment. Their human rightsmust be respected, forexample, freedoms ofassociation, assembly andexpression. They must beprovided with the oppor-tunity of active andinformed participation inhealth policymaking. Thesafety of health workers,who are disproportionatelyexposed to health hazards,is a major human rightsissue.

There should beincentives to encouragethe appointment, andretention, of health work-ers in underserved areas. 37

The skills drain raisesnumerous human rights

issues, including in relation to the right to the highestattainable standard of health in countries of origin.Where relevant, both sending and receiving States musthave policies in place to address the skills drain. 38

Photograph © 2006 BenBarber, courtesy ofPhotoshare. In Kabul,Afghanistan,three young womenmedical students standoutside the main buildingof the Kabul Universitymedical school, which istraining its first class ofwomen doctors since theTaliban were ousted.

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Health Systems and the right to the highest attainable standard of health • 19

Prior to the drafting of the plan, there must bea health situational analysis informed by suitablydisaggregated data. The analysis should identify,for example, the characteristics of the population(e.g. birth, death and fertility rates), their health needs(e.g. incidence and prevalence by disease), and thepublic and private health-related services presentlyavailable (e.g. the capacity of different facilities).

The right to the highest attainable standard of healthencompasses an obligation on the State to generatehealth research and development that addresses, forexample, the health needs of disadvantaged individuals,communities and populations. Health research anddevelopment includes classical medical research intodrugs, vaccines and diagnostics, as well as operationalor implementation research into the social, economic,cultural, political and policy issues that determine accessto medical care and the effectiveness of public healthinterventions. Implementation research, which has animportant role to play with a view to dismantlingsocietal obstacles to health interventions andtechnologies, should be taken into account whendrafting the national health plan.

The plan must include certain features such as clearobjectives and how they are to be achieved, time frames,indicators and benchmarks to measure achievement,effective coordination mechanisms, reporting proce-dures, a detailed budget that is attached to the plan,financing arrangements (national and international),evaluation arrangements, and one or more accountabili-ty devices. In order to complete the plan, there will haveto be a process for prioritising competing health needs.

Before their finalisation, key elements of the draftplan must be subject to an impact assessment to ensurethat they are likely to be consistent with the State’snational and international legal obligations, includingthose relating to the right to the highest attainablestandard of health. For example, if the draft planproposes the introduction of user fees for healthservices, it is vital that an impact assessment isundertaken to anticipate the likely impact of user feeson access to health services for those living in poverty.If the assessment confirms that user fees are likely tohinder access, the draft plan must be revised beforeadoption; otherwise, it is likely to be inconsistent withthe State’s obligations arising from the right to thehighest attainable standard of health. 43

Of course, planning is only the means to an end:an effective, integrated health system that is accessibleto all. The main task is implementation. Evaluation,monitoring and accountability can help to ensure thatall those responsible for implementation dischargetheir duties as planned, and that any unintendedconsequences are swiftly identified and addressed.

(b) Monitoring and accountabilityAs already discussed, monitoring and accountabilityhave a crucial role to play in relation to human rights

and health systems. Accountability provides individualsand communities with an opportunity to understandhow those with responsibilities have discharged theirduties. Equally, it provides those with responsibilities theopportunity to explain what they have done and why.Where mistakes have been made, accountability requiresredress. But accountability is not a matter of blame andpunishment. It is a process that helps to identify whatworks, so it can be repeated, and what does not, so itcan be revised. It is a way of checking that reasonablebalances are fairly struck. 44

In the context of health systems, there are manydifferent types of accountability mechanisms, includinghealth commissioners, democratically elected localhealth councils, public hearings, patients’ committees,impact assessments, judicial proceedings, and so on. Aninstitution as complex and important as a health systemrequires a range of effective, transparent, accessible,independent accountability mechanisms. The media andcivil society organisations have a crucial role to play.

Accountability in respect of health systems is oftenextremely weak. Sometimes the same body provideshealth services, regulates and holds to account. In somecases, accountability is little more than a device to checkthat health funds were spent as they should havebeen. Of course, that is important. But human rightsaccountability is much broader. It is also concernedwith ensuring that health systems are improving, andthe right to the highest attainable standard of healthis being progressively realised, for all, including disad-vantaged individuals, communities and populations.

In some States, the private health sector, whileplaying a very important role, is largely unregulated.Crucially, the requirement of human rights accountabili-ty extends to both the public and private healthsectors. Additionally, it is not confined to nationalbodies; it also extends to international actors workingon health-related issues.

Accountability mechanisms are urgently needed forall those — public, private, national and international —working on health-related issues. The design ofappropriate, independent accountability mechanismsdemands creativity and imagination. Often associatedwith accountability, lawyers must be willing tounderstand the distinctive characteristics and challengesof health systems, and learn from the rich experience ofmedicine and public health.

The issue of accountability gives rise to two relatedpoints:

First, the right to the highest attainable standard ofhealth should be recognised in national law. This is veryimportant because such recognition gives rise to legalaccountability for those with responsibilities for healthsystems. As is well known, the right is recognised inthe Constitution of WHO, as well as the Declaration ofAlma-Ata. It is also recognised in numerous bindinginternational human rights treaties, including theConvention on the Rights of the Child, which has been

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20 • Health Systems and the right to the highest attainable standard of health

HEALTH SYSTEMS AND THE RIGHT TO THE HIGHEST ATTAINABLE STANDARD OF HEALTH

F. THE RIGHT TO HEALTH HELPS TO ESTABLISH

A HEALTH SYSTEM IN THE SAME WAY AS THE

RIGHT TO A FAIR TRIAL HELPS TO ESTABLISH

A COURT SYSTEM

In summary, there is a legal obligation arising from theright to the highest attainable standard of health toensure that there is an up-to-date development plan forhuman resources in health; programmes to recruit fromdisadvantaged populations; an adequate number ofdomestically trained health workers (subject to progres-sive realisation and resource availability); domesticallycompetitive salaries for health workers; incentives towork in underserved areas; and so on. In the context ofhealth planning, there is a legal obligation to ensurethat the process is participatory and transparent;

CONCLUSION

addresses the health needs of disadvantaged individuals,communities and populations; and includes a situationalanalysis. Before finalisation, key elements of the draftplan must be subject to an impact assessment and thefinal plan must include certain crucial features.

These (and other) features are not just a matter ofhealth good practice, sound management, justice, equityor humanitarianism. They are a matter of internationallegal obligation. Whether or not the obligations areproperly discharged should be subject to review by anappropriate accountability mechanism.

ratified by every State in the world, except for two(the United States of America and Somalia). The rightto the highest attainable standard of health is alsoprotected by numerous national constitutions. It shouldbe recognised in the national law of all States.

Second, although important, legal recognition of theright to the highest attainable standard of health isusually confined to a very general formulation that doesnot set out in any detail what is required of those withresponsibilities for health. For this reason, a State mustnot only recognise the right to health in national lawbut also ensure that there are more detailed provisionsclarifying what society expects by way of health-relatedservices and facilities. For example, there will have to be

provisions relating to water quality and quantity,blood safety, essential medicines, the quality of medicalcare, and numerous other issues encompassed by theright to the highest attainable standard of health.Such clarification may be provided by laws, regulations,protocols, guidelines, codes of conduct and so on. WHOhas published important standards on a range of healthissues. Obviously, clarification is important for providers,so they know what is expected of them. It is alsoimportant for those for whom the service or facility isintended, so they know what they can legitimatelyexpect. Once the standards are reasonably clear, it iseasier (and fairer) to hold accountable those withresponsibilities for their achievement.

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Health Systems and the right to the highest attainable standard of health • 21

The human right to a fair trial requires a court systemto have all these features. Significantly, many of thesefeatures have major budgetary implications.

States have designed a range of mechanisms andmeasures to ensure that these features of a courtsystem are available in law and fact. For example,judicial independence must be protected by a carefullyconstructed process of judicial appointment anddismissal and by judges enjoying reasonable termsand conditions of employment.

Of course, a State could construct an effective courtsystem without any express reference to the right to afair trial. Indeed, policymakers in the Ministry of Justicecould construct an effective court system without eventhinking about human rights. And if they do, so be it.What is important is that there is an effective courtsystem, with the key human rights features, dispensingjustice without fear or favour.

But the record shows that many court systemsdo not possess all the key human rights features anddo not dispense justice. In practice, some right-to-a-fair-trial features are overlooked or compromised. In thiscontext, human rights play a number of important roles,including the following two.

First, the right to a fair trial provides guidance topolicymakers in the Ministry of Justice. Human rightslaw reminds them what are the key features of a courtsystem that must always be respected. Also, if officialsin the Ministry of Justice are under political pressureto introduce unfair trials, they can explain thatthe State has minimum, legally binding, humanrights obligations that cannot be compromised.In this way, human rights discourage backsliding.

Sometimes human rights can stop the Governmentfrom introducing misconceived reforms to thejustice system.

Human rights have a second function. Anticipatingthat policymakers and others sometimes make mistakes,human rights require an effective mechanism toscrutinise important decisions. As already discussed,they require that those responsible be held to account —at the national and international levels — so that ifthere is an error, it can be identified and corrected. Oncountless occasions, human rights have been used tochallenge policymakers and others about unjust courtsystems. Crucially, human rights have been used toexpose unfair systems of justice — and they have ledto welcome reforms.

Of course, sometimes human rights law fails and anunfair court system is uncorrected and unreformed.Sometimes policymakers reject the guidance provided byhuman rights, and accountability mechanisms prove tooweak to provide redress. Human rights are only tools —and flawed tools to boot — and do not always work.But sometimes they do. Indeed, human rights haveworked on many occasions and helped to establishcourt systems that are fairer and more just than theywould otherwise have been.

By analogy, these arguments also apply to a healthsystem.

From the perspective of the right to the highestattainable standard of health, as well as health goodpractices, an effective health system must include anumber of features and measures, some of which aresignalled in this briefing. There must be, for example,an up-to-date health plan; outreach programmes for

How does it help to recognise that the right to thehighest attainable standard of health underpins andreinforces the features and measures required toestablish an effective, integrated, accessible healthsystem? One way of answering this question is by usingthe analogy of a court system and the right to a fair trial.

Just as every State must have a health system, it mustalso have an effective court system. The key features ofan effective court system include independent, impartial

judges. A case must come to trial without undue delay.All parties to a case must be given an opportunity togive their version of events, call witnesses and makea legal argument. In serious cases, an impecuniousdefendant must be provided with legal aid. In somecases, an interpreter must be provided. The judge mustgive reasons for his or her decision. There must be anappeal process in case the judge makes a mistake.Usually, the hearing should be in public.

Just as every State must have a health system,it must also have an effective court system. Thekey features of an effective court system includeindependent, impartial judges. A case must cometo trial without undue delay. All parties to acase must be given an opportunity to give theirversion of events, call witnesses and make a legal

argument. In serious cases, an impecuniousdefendant must be provided with legal aid. Insome cases, an interpreter must be provided. Thejudge must give reasons for his or her decision.There must be an appeal process in case the judgemakes a mistake. Usually, the hearing should bein public.

Just as every State must have a health system, it must also have an effective court system

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The right to the highest attainable standard ofhealth can play a similar role in relation to thehealth system as the right to a fair trial plays inrelation to a court system. The right to health canprovide guidance to health policymakers, remindingthem what features of a health system must alwaysbe respected. If there is national or internationalpressure to introduce reforms that will hinderaccess to health services for children, those livingin poverty or other disadvantaged individuals orpopulations, officials can explain that the State

has minimum, legally binding human rightsobligations that cannot be compromised inthis way.

Recent history is littered with misguided reformsthat have brought many health systems “to thepoint of collapse”. While the right to health is not apanacea, it can help to stop the introduction ofsuch ill-conceived health reforms. Just as the rightto a fair trial has been used to strengthen systemsof justice, so the right to health can be used tostrengthen health systems.

The right to health can be of practical assistance in building a health system

22 • Health Systems and the right to the highest attainable standard of health

HEALTH SYSTEMS AND THE RIGHT TO THE HIGHEST ATTAINABLE STANDARD OF HEALTH

Today, there are numerous health movements andapproaches, including health equity, primary health care,health promotion, social determinants, health security,continuum of care, biomedical, macroeconomics, and soon. All are very important. It is misconceived, however,to regard human rights as yet another approach withthe same status as the others. Like ethics, the right tothe highest attainable standard of health is not optional

– and, like ethics, it recurs throughout all otherapproaches. The right to health is the only perspectivethat is both underpinned by universally recognisedmoral values and reinforced by legal obligations.Properly understood, the right to the highest attainablestandard of health has a profound contribution tomake toward building healthy societies and equitablehealth systems.

SECTION III: CONCLUSION

Of course, it is possible to build a health systemthat has these features without any express referenceto human rights, even without taking human rightsinto account. But the record shows that very manyhealth systems do not, in fact, have these (and other)features that are required by the right to the highestattainable standard of health, and suggested by healthgood practices.

In this context, the right to the highest attainablestandard of health can play a similar role in relation tothe health system as the right to a fair trial plays inrelation to a court system. The right to health can pro-vide guidance to health policymakers, reminding themwhat features of a health system must always berespected. If there is national or international pressureto introduce reforms that will hinder access to healthservices for children, those living in poverty or other dis-advantaged individuals or populations, officials canexplain that the State has minimum, legally binding

human rights obligations that cannot be compromisedin this way.

Also, because health policymakers and others some-times make mistakes, the right to the highest attainablestandard of health requires an effective mechanism toreview important health related decisions. Under theright to health, those with responsibilities should beheld to account so that misjudgements can be identifiedand corrected. Accountability can be used to exposeproblems and identify reforms that will enhance healthsystems for all.

Recent history is littered with misguided reformsthat have brought many health systems “to the pointof collapse”. 45 While the right to health is not apanacea, it can help to stop the introduction of such ill-conceived health reforms. Just as the right to a fairtrial has been used to strengthen systems of justice, sothe right to health can be used to strengthenhealth systems.

disadvantaged groups; publicly available data that isappropriately disaggregated; an essential package ofhealth-related services and facilities; an up to-date,

national essential medicines list; meaningful regulationand effective accountability of the public and privatehealth sector; and so on.

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Health Systems and the right to the highest attainable standard of health • 23

ENDNOTES

1 The full formulation of the right is “the right of everyone tothe enjoyment of the highest attainable standard of physicaland mental health”. In this briefing, “the right to health” and“the right to the highest attainable standard of health” areused as shorthand.

2. A/HRC/7/11, 31 January 2008. (Available at: www2.essex.ac.uk/human_rights_centre/rth/docs/A-HRC-7-11.doc). All thereports and work written by the UN Special Rapporteur on theright to the highest attainable standard of health are availableat: www2.essex.ac.uk/human_rights_ centre/rth/index.shtm.

3 L. Freedman, “Achieving the MDGs: Health systems as coresocial institutions”, Development 2005, vol. 48, No. 1, pp. 19-24. (Available at: www.palgrave journals.com/development/ journal/v48/n1/pdf/1100107a.pdf).

4 Everybody’s Business: Strengthening Health Systems toImprove Health Outcomes, WHO, 2007, p. 1. (Available at:who.int/healthsystems/strategy/everybodys_business.pdf).

5 Ibid.

6 Ibid., p. v.

7 This section draws extensively on Everybody’s Business (note 4above), p. 9.

8 For a broader approach see The World Health Report 2000 -Health Systems: Improving Performance, WHO, 2000.

9 This passage draws extensively on A. Green, An Introduction toHealth Planning for Developing Health Systems, OxfordUniversity Press, 2007, pp. 63-64.

10 Art. 12 in the International Covenant on Economic, Social andCultural Rights and General Comment No 14, paragraph 43.

11 Everybody’s Business (note 4 above), p. 9.

12 Ibid.

13 For the Special Rapporteur’s report on the skills drain, seeA/60/348, paragraphs 18-89.

14 See www.gavialliance.org/resources/HSS_Background.pdf

15 E. Tarimo, Towards a Healthy District. Organizing andManaging District Health Systems Based on Primary HealthCare, WHO, 1991, p.4.

16 Everybody’s Business (note 4 above), p.2.

17 People at the Centre of Health Care: Harmonizing Mind andBody, Peoples and Systems, WHO, 2007, p.v.

18 Ibid., p.vii.

19 These issues have been explored in several of the SpecialRapporteur’s reports, including on Uganda(E/CN.4/2006/48/Add.2) and Mental Disability(E/CN.4/2005/51). Also see H. Potts, Human Rights in PublicHealth: Rhetoric, Reality and Reconciliation, PhD thesis,Monash University, Melbourne, Australia, 2006.

20 An Introduction to Health Planning (note 9 above), p. 64.

21 For the Special Rapporteur’s reflections on indigenous peoplesand the right to the highest attainable standard of health see,for example, A/59/422 and E/CN.4/2005/51/Add.3.

22 Culture Matters - Working with communities and faith-basedorganisations: Case studies from country programmes, UNFPA,2004, p. v.

23 See, for example, article 24 of the Convention on the Rightsof the Child. Health care includes dental care.

24 Declaration of Alma-Ata: Paragraph VII (6). (Available at:www.who.int/hpr/NPH/docs/declaration_almaata.pdf).

25 D. Evans et al., “Comparative efficiency of national health sys-tems: cross national econometric analysis”, BMJ 2001, p.209.(Available at: http://bmj.com/cgi/content/full/323/7308/307).

26 For a human rights-based approach to health indicators, seethe Special Rapporteur’s report E/CN.4/2006/48

27 Committee on Economic, Social and Cultural Rights generalcomment No. 14 (2000), paragraph 32.

28 Ibid., paragraphs 43-45.

29 This section draws extensively on Health is Global: Proposalsfor a UK Government-Wide Strategy, Department of Health,2007, especially p. 46.

30 See S. Skogly, Beyond National Borders: States’ Human RightsObligations in International Cooperation, Antwerp/Oxford,Intersentia, 2006.

31 A report of the Special Rapporteur submitted to the UnitedNations General Assembly begins to address these challengingissues (A/62/214).

32 Everybody’s Business (note 4 above), p. 3.

33 Such as ex ante impact assessments.

34 “Health workers” include all those developing, managing,delivering, monitoring and evaluating preventive, curative andrehabilitative health in the private and public health sectors,including traditional healers.

35 See Health Systems Strengthening for Equity (HSSE): ThePower and Potential of Mid-Level Providers. (Available at:www.midlevelproviders.org)

36 This issue is explored in the Special Rapporteur’s report onhealth workers and human rights education, A/60/348.

37 Uganda report E/CN.4/2006/48/Add.2.

38 In an earlier report, the Special Rapporteur examined the skillsdrain through the right-to-health lens, A/60/348.

39 Everybody’s Business (note 4 above), p. 23.

40 An Introduction to Health Planning (note 9 above), p. 18.

41 Committee on Economic, Social and Cultural Rights generalcomment No. 14 (2000), paragraphs 43-45.

42 Declaration of Alma-Ata: Paragraph VIII (Available at:www.who.int/hpr/NPH/docs/declaration_almaata.pdf).

43 See G. MacNaughton and P. Hunt. The full report is availablefrom the website of Essex University, Human Rights Centre,Right to Health Unit (Available at: www2.essex.ac.uk/human_rights_centre/rth/projects.shtm)

44 H. Potts “Accountability and the Right to the HighestAttainable Standard of Health” Human Rights Centre 2008.(Available at: www2.essex.ac.uk/human_rights_centre/rth/projects.shtm).

45 Everybody’s Business (note 4 above), p. 1.

ENDNOTES

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