harry d leinenweber financial disclosure report for 2009

8/3/2019 Harry D Leinenweber Financial Disclosure Report for 2009

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~o ~o .. ,] FINANCIAL DISCLOSURE R E P O R T ~e~o~e~in Government Act of 1978

1/201o .: . , FOR C~E~ ~ 2009

I. Person R eporting (last nam~ ftrat, middle initial) 2. Court or Organiz~tion 3. Date of Report

Leiaenweber, Harry D. U.S.D.C. ( ILL IN O IS N O RTHER N ) 0 5 /1 1 /2 0 1 0

4. Title (Article III judges indicate active or senior stet~s; 5a. Report Type (check appxopriate type) ,6. Reporting Periodmagistrate judges indicate f~l- or Fart-t~me)

[] Nomination, D~te 0 1 /0 1 /2 0 0 9

DISTRICT COURT YU DGE (Senior) [] Initial [] Annual [] Yh~l to

12 /31 /2009

7. Chambers or O ffice Address 8. On the bash of the information contained in thfm R eport and anymodlfiCafien~ pertaining thereto, it i ,% in my opinions in compliance

Suite #1946with applicable laws and regulmflons~

219 S. De2ffborn Street

Chi ca go , I L 60 60 4Reviewing Officer Date

I M P O R T A N T N O T E S : The ~trncaons accompanying this form must be followetL Complete al[ parts,

checking the NONE box for each part where you have no reportable information_ Sign on lastpag~

~-~ NONE (No reportable po sitions.)

POSITION NAM~ OF OgGANIZATIONPENTITY

I. Life Member National Conferenc~ of Commissioners on Uniform Stat= Laws

2. M ember, Board of Directors G o o d Shepherd M a n o r , Momence, IlLinois

7~

~ N O ~ ~ o reportable a~eemen~.)r, ~

~~

1.



F IN A N C I A L D IS C L O S U R E R E P O R T

o f 8 Leinenweber, Hart~ D. 05 /11 /2010

I IL N O N - IN V E S T M E N T I N C O M E . (~ ~ o r ~ s , ~ d ~ u t ~ a ~ a n ~ ~ p o ~ ~ ~ ~ 7 .~ o ~

A. ~er’s Non-Inves~ent IncomeN O ~ ~o reportable non-inv~tment income3

DA~ SO~CE ~ ~E ~CQ~( y o u m , n o t

1.2~ fil~o~ General ~se~ly ~fi~t $13,356,~

2.

3.

4.

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - l f you ~vere married du ring any portion o f & e rep o r t ing ~ ,ea r , ca m p l ~ te

~ollar amount not requi~d ~ept for honora~

~ N O N E ~ o reportable non-~vestm~t income0

~ SO~CE A~ ~E

1. 2009 Dre~ ~orida M~i Money Mm’ket F~d - Di~r F~s

2, 2009 Deu~che Ba~ - Consulting F~

3, 2009 Ryder Syste~ - Dirctot Fees

4. 2009 D~ NJ M~i Bond F~d - Director

5. 2009 Dre~ ~ T~ Exempt Bond F~d - Die.or Fe~

6. 2009 Dre~ Glob~ hyping - Director Fe~

7. 2009 Dre~ S~te~e World Inves~ent F~d - Di~ctor F~s

g, 2~9 D~ Flofi~ h~ediate M~ Bond F~d - Director

9. 2009 The C~a-Cola Comply - Co~l~ng Fees

10. 20~ D~ hvest~ G~ F~d - Dir~tor F~s

11. 2009 D~ 10~A U.S. Tr~ Shoa-T~ F~d - Diree~r Fee

12. 2009 Dr~ 1~% U.S. Tr~ h~Mia~ T~ F~d - Dk~r

13.2~9 D~ I~A U.S. T~ Money Market F~d - Dir~r F~

14. 2009 Proct~ & G~ble - Director F~

15, 2~ AT&T Co~o~on - D~tor F~s



N a m e e f P e r so n R e p o r ~ ’ t a g [ Date of Report

P a g e F I N A N C I A L 3 o f 8DISCLOSURE REPORT

Leinenweber, Harry D.

]

0511!/2010

16, 2009 Office of Personnel Manag~m~at - Congressional Retirement

17. 2009 Dreyfus Strategic Growth fund - Director Fees

1 8.2 009 Constellation E nergy Group - Director Fees

19. 2009 N eJman Marcus - Residuals from Previous Directorship *S ee Section VIII for Additonal Comments.

I V , R E I M B U R S E M E N T S - ~ s ~ , o n ~ a o ~ , tod~g, yooa, entertainment.

( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c t n T d r e n ; s e e p p . 2 5 - 2 7 o f f i l i n g i n s t r u c t i o n s . , )

~-] NO NE (No reportable reimbursements.)

SO U P ~ C E DATES LOCATION PURPOSE ITEMS PAID O1~ PROVIDED

1. Deutsche Bank Latin March 25 - 26, 2009 Sue Paalo, Brazil Trip with~ Travel, LodgingAmerican Advisory Board,New Yo rk , NY

2. Deutsche Bank, New Y ork, May t I - 12, 2009 Frankfurt, Germany Trip with Travel, Lodging

3. AT&T Co rp., D~llas, TX July 29 - 3 I, 2009 Jackson Hole, Wyoming Trip with Travel, Lodgdng

4.

5,



FINANCIAL DISCLOSURE REPORT s . ~ . ~ o f l ’ e r s o n Reporting Date of Repor t

of 8 Leinenweber, Harry D. 05111/2010

[-~ N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION VA~

1 .

2.

3.

4.

5.



F I N A N C I A L D IS C L O S U R E R E P O R T I D a , . o r I of 8 Leiuenweber, H~ D. 0Ml112010

NO~ ~o repo~abte incom e, ~sets, or wansactiom0

A. [ B. C. D.

De~@fi~ of A~ [ ~m~ ~fing ~ss ~lue at ~d T~a~ during ~g p~(incl~g ~t ~) ~o~g ~ ofr~o~g ~dod

I0) (2 ) 0) (2) (0 (2 ) (3) (4) [ (s ) ~

Val~

]

IId~fity ~i~ T~ (~g., D a t e V~lace "~" ~er each ~et ~t T~ (g., Gain of

!(a-~ or ht,) (I-~ ~ 3 ~de~on) ( i f - P ) (A-~ (if pilate~

1 . Kyd~ Systems C Dividend T G~t 051011~ L *S~ Notes in S~on

2. Kyd~ Syst~s, Inc, Smek Optio~ Ves~d N o n e L W~ On~erci~d

3. J.P. Morg~ C~se (fo~erly B~ ~e) C h~est K T *See N ot~ in S~fion

ehee~g a~ount V~

i 4 . J,P. Morg~ Ch~e (fo~efly B~ One) C hterest I T *See Not~ in S~neh~ accost V~

5. &P. Morg~ Ch~ (fo~erly B~ ~e) C ht~t L T *See Not~ in Sectionsavin~ ~eo~t vm

6. AT&T Common Stock E Divided O T ~t ~!04/09 ~ L *~ N otes in Section

7. P~cter & Gamble Co~ S~k C Dividend O T Grant 0~08 /0 9 K *See Notes ~ S~onV~

8. ~ & Gamble Co~ S~k ~fions No n e M WVes~ Unexereised

9. J.P. Mor~ C~e A Di~d~d J T

1 0. I n s i g n i a B a n k None K W

1 l. Rea!. F_amte, Chicago, EL No n e M T *See N otes in SectionVIII

1 2 . Affiliated Network Services, L.L .C. No n e Closed 11/11/09 J

1 3 . FMI Cust 403(b)(7) Acct. N orthwestern B Dividend K TUniv. Magellan Fund

1 4 . FMI Cust. 403(b)(7) Ac ct. N orthwestern B Dividemt K TUniv. Overseas Fund

1 5 . F/eli Cust. 403(b)(7) Acct.. Northwester B Dividend K TUniv. Puritan Ftmd

16. ff.M. Smuekers A Dividend J T

17. Constellation Energy Group C Dividend M T Grant 0 4 1 2 8 1 0 9 L *See Notes in SectionVIII



F I N A N C I A L D I S C L O S U R E R E P O R T

I Leinenweber, Harry D.age 6 of 8 o5/I 1:2o~o

V II . I N V E S T M E N T S a n d T R U S T S -

NONE (’No reportable income, assets, or transactions.)

A. [ B. C. D.D e s c r i p t io n o f A s s e ts ] Income during G r o s s v e l u e a t e n d T t a n s a e t io m d u r i n g r e p o d l n g p e r i o d

( i n e l o d l n g t r u s t a s s e t s) t, r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

] O) ] (2) (l) (2 ) (1 ) (2) (3) (4) ( 5 )P l a e ~ " ( X ) " a f t e r e a c h ~ s e t . ] A m o u n t T y p e ( e - g . , Value Value T y p e ( e . g .. D a t e Value Gain Identily of

e x e m p t f ro m p r i o r d i s c l o s u r e i C o d e t d l v . , r e n t , C o d e 2 M e th o d b a y , s~ l l , m m / d d J y y C od e 2 C od e 1 buyer/sellerI ( A - H ) o r i n t . ) ( J - P } Code3 redemptioO ( J - P ) ( A - H ) ( i f p r i v a t e

1 8 . Northrup Grumman Corp. Stock Option No n e K WUnexereised

1 9 . First Energy Corp. Common Stock A Dividend J T

20, Dreyfus P~enfier Chin~ Fund A Dividend K T

2 t. USJWFL IN DX 3.3"/5% 01/12 C Interest M T

22. Vanguard Intermediate Term Corporate A Dividend Sold 05/20/09 K AFund

2 3 . Vanguard Short Term Corporate Fund C Interest M T

24. Third Avenue Small Cap Value Fund A Dividend Sold 02/19t09 J A

2 5 . CGM Realty Fund A Dividend Sold 0 2 / 1 9 1 0 9 K A

26. JPMorgan High Yield Bond Fund C Dividend L T Bu y 05/15/09 L

27 . Pimco To tal Retirement Fund C Dividend N T B uy 02/19/09 M

28 . Pimeo Commodity Real Retirement A Dividend Sold 02/19109 K AStragtegic

29. Pimco Foreign Bond Unhedged Fund A Dividend M T

30. Vanguard 500 Index Fund A Dividend M T

- I

31. Vamguard interim Term Inv. Grade Fund A Dividend Sold 05/20/09 K A

32. Royce Value Plus B Dism’bution K T

3 3 . L iquidity Services, Inc.No n e Sold 06/05/09 J

34.

1 . I n c o m e G ~ i a C o d e m : A ~$1,000 o r le~ B = $1,001 - $2.5~0 C = $2,501 - $5,0~0 D "~5,001 - $! 5,000 E = $ 1 5 , 0 0 l - $ 5 0 , 0 ~ 0(See Col~m~ B 1 ~d D4) F =$50,001 - 5100~00 G = $100,0Ol - $1,000fl00 H 1 = $ 1 , 0 0 0 ,O 0 1

2, Val~e ~4xl~ J = $ I 5 , 0 ~ 0 or le~t K-$15,001 - $50,000 L - - $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M = $ 1 0 0 .0 0 1 -

( S e e C o h w c m s C l t r o d D 3 ) N - - - $ 2 5 ~ , 0 0 1 - $ 5 0 0 , 0 0 0 O = $ . 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 P1 ~d,000,001 - $5,00(L1~0

P 3 = $ 7 . 5 , 0 0 0 , ~ 0 1 - $ 5 0 , 0 0 0 , 0 0 0 1’4 = More time $50,000,0~03. Valve Method Cod~ Q =Appmi~t R =Cost (Real E~mte O~ly) S =A~’essmem T = C ~ s h M ~ r ke t

(S¢~ Colur~ C2) U =Book Value V = O’d~r W =E ~ra~ed



i

F IN A N C I A L D IS C L O S U R E R E P O R T ] N a m e o f P e r s o n R e p o r ti n g D a t e o f R e p o r t

P s . g ~ ; 7 O f ~] Leinenweber, Harry D.

0 5 / I 1 / 2 0 1 0

V I I I . A D D I T I O N A L I N F O R MA T I O N O R E XPL A N A T I O N S . ana~ . ~ o :e ~ o ~ )

I l L - B . S p o u s e ’ s N o n - l n v e z ~ m e n t I n c o m e

19. ~ was a former director of the parent company o f N eiman Marcus. ~eeeives a discount for retail purchases,

VII, - Investment and Trusts.

1 received in Heu o f p a r d a l~

.Director Compeusatiou a giant of stock-based uriits. (Redeemable at a latez date as shams o f stock

on a one-for-one bas~s.)

3. This J.P. Morgan Chase account is a personal ehecldng acount. Deposits and withdrawals are made throughout the year.

4, This LP. Morgan Chas* account is a persona[ checking accounL Deposits and withdrawals are made throughout the year.

5. This J.P. Morgan Chase account is a personal savings account. Deposits and withdrawals are made throughout the year,

6. eceived a grant of shares as partial Director compensation.

7. received a grant of shares as partial compensation as a non-employee member of the Board of Directors.

11. Real Estate was sold on a four-year contract.

1 7 . received a grant of stock as partial compensation as a non-employee member of the Board of Directors.



Name of Person Reporting - " ’ Date of Report

FINAN CIALpage 8 of 8 DISCLOSURE RE PORT L e i n e n w e b e r , H a r ry D , 0 5 / 1 t / 2 0 1 0

IX. CERTIFICATION.

I certify that all information given abo ve (including information pertaining to my spouse and minor o r dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.

I further certify that earned income from outside employment and h onoraria and the acceptance o f gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

S i g n a

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L L F U L L Y F A L S I F I E S O R F A L L S T O FI L E T H I S R E P O R T M A Y B E S U B J E C T T O C IV I LAN D CRIMINA L S AN CTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Com mittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle , N .E .W ashington , D.C. 20544

harry d leinenweber financial disclosure report for 2009

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