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    How to get your proposal funded

    Tony Readhead - Astronomy

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    y y

    The Brutal Facts

    NSF states that 30% of proposals are fundedBut in typical panels I have served on the number

    has been 10%-20%

    A typical astronomy or physics panel

    may have ~30 proposals of which 10 have been ratedvery good-excellent by mail & panel review, and 5

    have been rated poor-fair, so 50% of the proposals are

    rated good-very good but these will never be funded.

    Of the 10 proposals rated very good-excellent only half

    will be funded and the selection of these over the half which

    have equal rating is what the panel will spend most of its

    time on. The panel gives the NSF a ranked ordering.

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    How do you get your proposal ranked in the top 10%?

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    Essentials for a funded proposal:

    1) Outstanding Science

    3) Care in Presentation

    no matter how good the science, if the proposal is badlyorganized, and the presentation is sloppy, containing

    spelling errors, etc., you will not be funded because there are

    other proposals with equally good science impeccably

    presented - dont underestimate the competition

    4) Follow Up

    2) Preparation

    we take this as given or you wouldnt be here

    with funding agency and institution

    with funding agency - report significant new developments -

    you must always appear hungry - dont drop the ball here

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    Know:

    Your Field

    Your Competition

    Your Funding Agency

    is the work fundamental to the field?

    does it have broader implications?

    does it make use of emerging technologies?

    can it be done on time and on budget?

    how does your approach differ?

    can you get there first?

    are many people trying to do the same thing?

    have you already

    done a significant

    fraction of the work?

    what are their overall funding prioritiesand how are these decided?

    does your proposal fit these?

    which program is the best fit to your work?

    coordinate with the program officer

    visit your funding agency, give presentation

    BASICS 1

    follow up - papers, press releases

    Your competition may reviewyour proposal

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    Know:

    Guidelines

    Budget

    Your Local Support

    due dates

    proposal length

    required statements

    budget constraints/matching funds

    leveraged funds

    overhead

    accurate costs

    is any of the work

    fabrication or to be

    done off campus?

    discuss with colleagues

    discuss with EO or Division Chair

    coordinate with sponsored research

    coordinate with co-proposers

    roadmap for proposal submission

    BASICS 2

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    Overall Organization

    1) Science

    2) Management

    3) Budget

    feasibility & timescale

    personnel & other resources. Links with other groups, facilities

    justification - aim for complete transparency

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    i d

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    10-Point Road Map

    1) T-6 months begin discussions with agency, colleagues, collaborators

    2) T-2 months begin planning proposal (science, budgets, personnel, facilities)

    3) T-6 weeks organize writing proposal: delegate science writing, budgets, management

    4) T-3 weeks first draft of proposal due

    start weekly telecon

    5) T-2 weeks discuss final details with sponsored research

    discuss with division chairmandiscuss with sponsored research

    7) T-1 week final draft -- submit proposal

    6) T-1.5 weeks second draft of proposal due

    8) T+ 1-6 months care packages -- updates on progress to agency

    10) Following funding -- keep agency fully informed + involved in press releases, etc.

    9) FUNDED! Reduced level - remember that program officers are fighting FORyou!!

    Th A l W i i

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    The Actual Writing

    T-6 weeks organize writing proposal: delegate science writing, budgets, management

    T-3 weeks first draft of proposal due

    Begin with an outline showing topics to be covered in prior research and project description

    Leave summary to the end - your proposal will evolve

    Guidelines on Style:

    2) Aim for clarity and be succinct

    3) Avoid purple prose - its very irritating

    1) Make sure the layout follows a natural logical flow: not the way you developed the ideas

    4) Communicate your excitement about the field

    5) Make good use of figures, images, plots. These should be aesthetically pleasing and easy to

    understand and interpret

    6) Avoid meaningless and overused words: very, current, etc. never use utilize

    7) Use split infinitives sparingly, if at all. to boldly go etc.

    8) Excessive use of the passive voice is boring

    9) Polishing: be ruthless in paring down verbiage. Allow enough time to return to review yourwriting after a significant interval. Spend a day away from your work before final editing.

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    Fowlers Modern English Usage

    Williams Style

    Ten Lessons in Clarity and Grace

    Be magnanimous to others - but make clear where you are making a key/uniquecontribution. Be accurate, dont exaggerate. By putting your work correctly into

    perspective and emphasizing your unique contribution you will be more convincing.

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    Response To Referees criticisms - try to relax

    Always remember that your program officer is on your side

    dont personalize the process - she/he would like to fund you

    The criticisms come from your peer reviewersYour job is to give the program officer the ammunition that she/he needs to counter

    criticisms either received or anticipated

    Distinguish between your errors and the referees errors

    Do your best to respond proactively to all the referees pointsBut if you are sure the referee has made a mistake point out where your proposals has

    addressed the issue adequately

    You will find most of the criticisms absolutely maddening!

    Allow at least 2-3 days before you begin to work out your response

    One has to wait a whole year before one can resubmit a proposal - so this is generally

    not practical. One has to start again and submit a proposal which is significantlydifferent

    Remember - in MPS if you are responding to referees you are already winning

    - youre in the top 10%!

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    Good Luck!