2424

N. F

eder

al H

ighw

ay, S

uite

257

, Boc

a R

aton

, FL

334

31

ph

561.

394.

3399

f

ax 5

61.3

94.3

382

ww

w.s

axen

awhi

te.c

om

Th

ird

Qu

art

er

20

10

Se

lect

In

ve

sto

r M

on

ito

rin

g R

ep

ort

Pre

pa

red

fo

r

Fo

rt L

au

de

rda

le P

oli

ce a

nd

Fir

efi

gh

ters

Re

tire

me

nt

Sy

ste

m

2424

N. F

eder

al H

ighw

ay, S

uite

257

, Boc

a R

aton

, FL

334

31

ph

561.

394.

3399

f

ax 5

61.3

94.3

382

ww

w.s

axen

awhi

te.c

om

S

ELE

CT

INV

ES

TO

R M

ON

ITO

RIN

G R

EP

OR

T –

Q3

2010

F

ort L

aude

rdal

e P

olic

e an

d F

irefig

hter

s R

etire

men

t S

yste

m

Bel

ow p

leas

e fin

d yo

ur fu

nd’s

det

aile

d po

rtfo

lio m

onito

ring

repo

rt fo

r th

e th

ird fi

nanc

ial q

uart

er o

f 201

0. A

s al

way

s,

your

rep

ort i

nclu

des

two

char

ts.

Fir

st y

ou w

ill fi

nd a

cha

rt d

elin

eatin

g cl

ass

actio

n se

curit

ies

frau

d la

wsu

its fi

rst f

iled

durin

g th

e th

ird

quar

ter

of 2

010,

whe

ther

by

Sax

ena

Whi

te o

r by

oth

er la

w fi

rms.

Thi

s ch

art c

onta

ins

a co

lum

n en

title

d “E

st.

Cla

ss P

erio

d G

ain

(Los

s)”.

Thi

s si

gnifi

es th

at w

e ha

ve r

evie

wed

you

r po

sitio

ns in

the

secu

ritie

s of

the

defe

ndan

t com

pany

pr

ior

to th

e tim

e th

e al

lege

d fr

aud

bega

n, r

evie

wed

all

trad

ing

in s

uch

secu

ritie

s du

ring

the

perio

d of

the

frau

d (t

he “

clas

s pe

riod”

), a

nd c

alcu

late

d an

y lo

sses

you

r fu

nd m

ay h

ave

suffe

red

on a

“fir

st-in

-firs

t-ou

t” o

r F

IFO

bas

is.1

The

sec

ond

char

t bel

ow c

onta

ins

a lis

t of s

ettle

d ca

ses

in w

hich

ther

e ar

e op

en d

eadl

ines

for

the

filin

g of

cla

ims

form

s. T

his

char

t aga

in c

onta

ins

a co

lum

n en

title

d “E

stim

ated

Gai

n (L

oss)

”, a

nd w

e ha

ve a

gain

rev

iew

ed y

our

posi

tions

in

the

secu

ritie

s of

the

defe

ndan

t com

pany

and

cal

cula

ted

any

loss

es y

our

fund

may

hav

e su

ffere

d on

a “

first

-in-f

irst-

out”

ba

sis

You

will

not

ice

that

we

have

add

ed a

n ad

ditio

nal c

olum

n la

bele

d “E

ligib

ility

” in

bot

h po

rtio

ns o

f the

rep

ort.

The

re

are

four

pos

sibl

e cl

assi

ficat

ions

of t

he fu

nd’s

elig

ibili

ty to

par

ticip

ate

in a

new

or

settl

ed a

ctio

n:

Like

ly -

The

fund

had

one

or

mor

e pu

rcha

se tr

ansa

ctio

ns fo

r an

impa

cted

sec

urity

dur

ing

the

clas

s pe

riod.

P

ossi

ble

- T

he fu

nd h

ad a

ctiv

ity o

ther

than

pur

chas

es fo

r an

impa

cted

sec

urity

dur

ing

the

clas

s pe

riod.

N

ot L

ikel

y -

The

fund

had

no

activ

ity fo

r an

impa

cted

sec

urity

dur

ing

the

clas

s pe

riod.

1 A

s a

gene

ral m

atte

r, w

e m

ust a

dvis

e yo

u th

at o

ur c

alcu

latio

ns a

re b

ased

on

the

trad

ing

reco

rds

prov

ided

to u

s by

you

r cu

stod

ial b

ank,

whi

ch

date

bac

k on

ly to

01/

06/2

004.

In

mak

ing

thes

e ca

lcul

atio

ns, a

nd p

rovi

ding

you

this

info

rmat

ion,

we

have

rel

ied

on th

e ac

cura

cy a

nd c

ompl

eten

ess

of th

ose

reco

rds.

2424

N. F

eder

al H

ighw

ay, S

uite

257

, Boc

a R

aton

, FL

334

31

ph

561.

394.

3399

f

ax 5

61.3

94.3

382

ww

w.s

axen

awhi

te.c

om

Unk

now

n -

The

re is

not

eno

ugh

data

for

the

fund

load

ed in

to th

e m

onito

ring

syst

em to

det

erm

ine

whe

ther

the

fund

w

as im

pact

ed b

y a

case

or

settl

emen

t. P

leas

e co

ntac

t you

r pr

ior

cust

odia

n to

obt

ain

the

nece

ssar

y da

ta.

Bas

ed o

n th

e da

ta in

our

pos

sess

ion,

whi

ch is

lim

ited

by th

e sc

ope

of th

e da

ta a

vaila

ble

from

the

curr

ent c

usto

dial

ba

nk, w

e so

met

imes

can

not a

scer

tain

with

com

plet

e ce

rtai

nty

the

fund

’s p

ositi

on in

an

actio

n. F

or th

is r

easo

n, th

e “E

ligib

ility

” cl

assi

ficat

ions

pro

vide

the

fund

with

mor

e in

form

atio

n th

an o

ur p

rior

repo

rts

in e

valu

atin

g th

e pr

obab

ility

of

elig

ibili

ty.

Alth

ough

pre

sent

ed in

bot

h th

e ne

w a

ctio

ns a

nd s

ettle

d ac

tions

cha

rts,

this

cla

ssifi

catio

n is

of m

ost v

alue

to th

e fu

nds

in th

e se

ttled

cas

es c

onte

xt b

ecau

se y

our

cust

odia

l ban

k ca

n se

arch

its

arch

ives

(or

that

of y

our

prio

r cu

stod

ian)

to

insu

re th

at th

ey fi

le th

e ne

cess

ary

clai

m fo

rm.

To

the

exte

nt th

ere

have

bee

n an

y im

min

ent d

eadl

ines

for

case

s in

whi

ch

your

fund

has

suf

fere

d a

loss

, and

whi

ch d

eadl

ines

wou

ld h

ave

expi

red

befo

re y

our

rece

ipt o

f thi

s re

port

, we

have

alre

ady

cont

acte

d yo

u an

d/or

you

r cu

stod

ial b

ank.

Q3, 2010 Securities Class Action

New Action Eligibility Report

Fort Lauderdale Police and Fire Retirement System

Company

Ticker (Security ID)

Class Period

Lead Plaintiff

Deadline

Eligibility

Est. Class Period

Gain(Loss)

Acura Pharm

aceuticals, Inc.

ACUR (00509L109, 00509L703, 2405904,

B0153G0, US00509L1098,

US00509L7038)

02/21/06 - 04/22/10

11/09/10

Not Likely

Almost Family, Inc.

AFAM (020409108, 2796448, 5759482,

US0204091088)

11/04/09 - 06/30/10

10/04/10

Likely

$12,720.96

Alphatec Holdings, Inc.

ATEC (02081G102, B16CHX8, B16CKV7,

US02081G1022)

12/18/09 - 08/05/10

10/11/10

Not Likely

American Apparel, Inc.

APP (023850100, 292577103, B10R4D8,

US0238501003, US2925771030)

12/19/06 - 08/17/10

10/25/10

Not Likely

American Public Education, Inc.

APEI (02913V103, B292GM4, B2971M4,

US02913V1035)

02/22/10 - 08/05/10

10/12/10

Not Likely

Apollo Group, Inc.

APOL (037604105, 037604204, 2043694,

5396685, US0376041051)

12/07/09 - 08/03/10

10/15/10

Possible

$0.00

Arena Pharm

aceuticals, Inc.

ARNA (040047102, 2614443,

US0400471027)

12/08/08 - 09/17/10

11/19/10

Unknown

Baxter International Inc.

BAX (0084963, 009987541, 071813109,

2085102, 4037792, 4514626,

AU000QUNBAX3, US0718131099)

09/17/09 - 05/03/10

11/22/10

Likely

($61,028.73)

Beckman Coulter, Inc.

BEC (075811109, 2087733, 5386181,

US0758111092)

07/31/09 - 07/22/10

11/02/10

Not Likely

$0.00

CVB Financial Corp.

CVBF (126600105, 2160645, B603624,

US1266001056)

10/21/09 - 08/09/10

10/22/10

Not Likely

$0.00

China Natural Gas, Inc.

CHNG (168910206, 2467852, B0XPSR4,

US1689102069)

03/10/10 - 08/19/10

11/01/10

Not Likely

CHBT (16937B109, B128VBC, BODF3T1,

China-Biotics, Inc.

US16937B1098)

07/10/08 - 08/30/10

11/16/10

Not Likely

Corinthian Colleges, Inc.

COCO (218868107, 2386021, B018745,

US2188681074)

10/30/07 - 08/19/10

11/01/10

Not Likely

$0.00

DG FastChannel, Inc.

DGIT (23326R109, B15TOR5,

US23326R1095)

02/16/10 - 08/29/10

11/12/10

Possible

$0.00

DJSP Enterprises, Inc.

DJSP (B3CLRG6, B3CTNM8, G7982P104,

G7982P112, VGG7982P1045,

VGG7982P1128)

03/16/10 - 05/27/10

09/20/10

Not Likely

Duoyuan Global Water, Inc.

DGW (266043108, B3NH611, B3XYDY4,

B51KQS3, US2660431089,

VGG2938B1013)

11/09/09 - 09/13/10

11/19/10

Unknown

Duoyuan Printing, Inc.

DYP (26605B109, B565WD0, B5LTRV0,

US26605B1098)

11/06/09 - 09/13/10

11/19/10

Unknown

Education Management Corporation

EDMC (28140M103, B4VHT77, B4WB848,

US28140M1036)

10/02/09 - 08/03/10

10/11/10

Not Likely

Eksportfinans A.S.A.

EKS (282645936, 282645KQ2,

282645UP3)

09/01/07 - 07/13/10

09/13/10

Not Likely

Elan Corporation PLC (Call Option ADRs)

(0307295, 4305507, B014WD7,

B01ZKK3, IE0003072950)

06/17/08 - 07/29/08

10/04/10

Not Likely

Ford Motor Company Capital Trust II

(2842686, 345395206, US3453952067)

06/21/10 - 06/30/10

09/10/10

Not Likely

Goldman Sachs (Hudson Mezzanine Funding

2006-1 and 2006-2)

(443860AA9, 443860AB7, 443860AC5,

443860AD3, 443860AE1, 443860AF8,

44386QAA2, 44386QAB0, 44386QAC8,

44386QAD6, 44386QAE4, 44386QAF1,

BCC0TX675, BCC0TX683, BCC0TX691,

BCC0TX6A8, BCC0TX6B6, BCC0TX6C4,

BCC0UXMC4, BCC0UXMD2, BCC0UXME0,

BCC0UXMF7, BCC0UXMG5, BCC0UXMH3,

US443860AA90, US443860AB73,

US443860AC56, US443860AD30,

US443860AE13, US443860AF87,

US44386QAA22, US44386QAB05,

US44386QAC87, US44386QAD60,

US44386QAE44, US44386QAF19,

USG46464AA44, USG46464AB27,

USG46464AC00, USG46464AD82,

USG46464AE65, USG46464AF31,

USG46539AA37, USG46539AB10,

USG46539AC92, USG46539AD75,

USG46539AE58, USG46539AF24)

12/05/06 - 09/30/10

11/29/10

Unknown

Green Mountain Coffee Roasters, Inc.

GMCR (2387596, 393122106, B018790,

US3931221069)

07/28/10 - 09/28/10

11/29/10

Unknown

Intuitive Surgical, Inc.

ISRG (2871301, 46120E602, 7624986,

US46120E6023)

02/01/08 - 01/07/09

10/08/10

Likely

($30,682.13)

Johnson & Johnson

JNJ (022615AC2, 02261WAA7,

02261WAB5, 030941108, 030941306,

2020288, 2282646, 2475833, 2529611,

2656144, 2668268, 2680778, 2681083,

2681102, 2896478, 478160104,

478160AF1, 478160AJ3, 478160AL8,

478160AM6, 478160AN4, 478160AP9,

478160AQ7, 478160AR5, 478160AS3,

478160AT1, 478160AU8, 478160AV6,

478160AW4, 5477773, 7152647,

ARDEUT110236, AU000QUNJNJ8,

B0CRGX3, B10G9V8, B2418B9, B2418J7,

B2418P3, B28Z2J3, B28Z3B2, B3B2N28,

B3B2Q29, B5BFP70, US022615AC23,

US02261WAA71, US02261WAB54,

US4781601046, US478160AF15,

US478160AJ37, US478160AL82,

US478160AM65, US478160AN49,

US478160AP96, US478160AQ79,

US478160AT19, US478160AU81,

US478160AV64, US478160AW48,

XS0329522246, XS0329524457)

10/14/08 - 07/21/10

11/22/10

Likely

$79,013.90*

Landwin Group, LLC

()

02/01/05 - 08/15/05

10/25/10

Not Likely

Lincoln Educational Services Corp.

LINC (533535100, B0BV2Y9, B0C3XT6,

US5335351004)

03/13/09 - 08/05/10

10/15/10

Possible

$584.68

Monsanto Company

MON (2654320, 4658524, 61166W101,

ARDEUT115037, B39P0Z1, B3BF0W6,

US61166W1018)

01/07/09 - 05/27/10

09/27/10

Likely

$3,714.54*

Northern Trust Corporation

NTRS (2648668, 5749773, 665859104,

US6658591044)

10/17/07 - 10/20/09

10/25/10

Likely

($444,857.05)

Orient Paper, Inc.

OPS (68619F106, 68619F205, B1TRKZ3,

B3Q5247, US68619F2056)

03/27/09 - 07/22/10

10/05/10

Not Likely

PCS Edventures!.com Inc.

PCSV (2788070, 69325N102,

US69325N1028)

03/28/07 - 08/15/07

11/16/10

Not Likely

SciClone Pharm

aceuticals, Inc.

SCLN (2779579, 5918261, 80862K104,

US80862K1043)

05/11/09 - 08/10/10

10/12/10

Not Likely

SearchMedia Holdings Limited (f/k/a

Ideation Acquisition Corp.)

IDI (B298658, B2N9W78, B56LK12,

B56LPF1, G8005Y205, KYG8005Y1061,

KYG8005Y2051, US4516651035,

US4516652025)

04/01/09 - 08/20/10

11/12/10

Not Likely

Telenav Inc.

TNAV (879455103, B44D370,

US8794551031)

05/13/10 - 09/02/10

11/01/10

Unknown

Wells Fargo Mortgage Backed Securities

2006AR15 Trust

(94985AAA7, 94985AAB5, 94985AAC3,

94985AAD1, 94985AAE9, 94985AAF6,

94985AAG4, 94985AAH2, 94985AAJ8,

94985AAK5, 94985AAL3, 94985AAM1,

US94985AAA79, US94985AAB52,

US94985AAC36, US94985AAD19,

US94985AAE91, US94985AAF66,

US94985AAG40, US94985AAH23,

US94985AAJ88, US94985AAK51,

US94985AAL35, US94985AAM18)

09/20/06 - 10/11/10

10/11/10

Unknown

Xenoport, Inc.

XNPT (98411C100, B081Q84, B09WN85,

US98411C1009)

03/16/09 - 02/17/10

09/27/10

Not Likely

Q3, 2010 Securities Class Action

Settlement Eligibility Report

Fort Lauderdale Police and Fire Retirement System

Company

Security ID

Class Period

Settlement

Amount

Claims

Deadline

Eligibility

Estimated

Gain(Loss)

Abercrombie & Fitch Co.

002896108, 002896207, 002896AA6,

2004185, 5643187, US0028962076

06/02/05-08/16/05

$12,000,000.00

11/03/10

Possible

$0.00

Affiliated Computer Services, Inc.

008190100, 2034524, B015GL6,

US0081901003

09/27/09-02/05/10

$69,000,000.00

10/23/10

Likely

$0.00

Avaya, Inc.

053499109, 2624356, 4511694,

US0534991098

03/02/05-04/19/05

$4,500,000.00

09/09/10

Possible

$0.00

Bank of America

0443713, 060505104, 2295677, 5860618,

6101855, B043LP6, US0605051046

01/16/09-01/16/09

$150,000,000.00

11/12/10

Possible

$0.00*

Broadcom Corp.

111320107, 2235822, 5454408, B0Z6VZ4,

US1113201073

07/21/05-07/13/06

$160,500,000.00

08/13/10

Likely

($194,964.30)*

Comverse Technology, Inc.

205862105, 205862402, 205862501,

2193362, 4372028, 5100927, B0ZC1V8,

B28FYD1, US2058624022

04/30/01-01/29/08

$225,000,000.00

08/05/10

Likely

($276.51)*

222372104, 222372AJ3, 22237LNR9,

22237LPA4, 22237LPM8, 22237UAF9,

22238HAC4, 22238HAD2, 22238HAE0,

22238HAG5, 22238HAH3, 22238HAK6,

22238HAM2, 22238HAN0, 22238HAR1,

22238HAS9, 22238HAU4, 22238HAV2,

22238HAW0, 22238HAX8, 22238HAY6,

22238HAZ3, 22238HBA7, 22238HBB5,

22238HBC3, 22238HBD1, 22238HBE9,

22238HBF6, 22238HBG4, 22238HBH2,

22238HBJ8, 22238HBK5, 22238HBM1,

22238HBP4, 22238HBR0, 22238HBT6,

22238HBV1, 22238HBX7, 22238HBZ2,

22238HCD0, 22238HCF5, 22238HCH1,

22238HCK4, 22238HCL2, 22238HCM0,

22238HCN8, 22238HCP3, 22238HCQ1,

22238HCR9, 22238HCS7, 22238HCT5,

Countrywide Financial Corp.

22238HCU2, 22238HCV0, 22238HCW8,

22238HCX6, 22238HCY4, 22238HCZ1,

22238HDA5, 22238HDB3, 22238HDC1,

22238HDD9, 22238HDE7, 22238HDF4,

22238HDG2, 22238HDH0, 22238HDJ6,

22238HDK3, 22238HDL1, 22238HDM9,

22238HDN7, 22238HDP2, 22238HDQ0,

22238HDR8, 22238HDS6, 22238HDT4,

22238HDU1, 22238HDV9, 22238HDW7,

22238HDX5, 22238HDY3, 22238HDZ0,

22238HEA4, 22238HEB2, 22238HEC0,

22238HED8, 22238HEE6, 22238HEF3,

22238HEG1, 22238HEH9, 22238HEJ5,

22238HEK2, 22238HEL0, 22238HEM8,

22238HEN6, 22238HEP1, 22238HEQ9,

22238HER7, 22238HES5, 22238HET3,

22238HEU0, 22238HEV8, 22238HEW6,

22238HEX4, 22238HEY2, 22238HEZ9,

22238HFA3, 22238HFB1, 22238HFC9,

22238HFD7, 22238HFE5, 22238HFF2,

22238HFG0, 22238HFH8, 22238HFJ4,

22238HFK1, 22238HFL9, 22238HFM7,

22238HFN5, 22238HFP0, 22238HFQ8,

22238HFR6, 22238HFS4, 22238HFT2,

22238HFU9, 22238HFV7, 22238HFW5,

22238HFX3, 22238HFY1, 22238HFZ8,

22238HGA2, 22238HGB0, 22238HGC8,

22238HGD6, 22238HGE4, 22238HGF1,

22238HGG9, 22238HGH7, 22238HGJ3,

22238HGK0, 22238HGL8, 22238HGM6,

22238HGN4, 22238HGP9, 22238HGQ7,

22238HGR5, 22238HGS3, 22238HGT1,

22238HGU8, 22238HGV6, 22238HGW4,

22238HGX2, 22238HGY0, 22238HGZ7,

22238HHA1, 22238HHC7, 22238HHD5,

22238HHE3, 22238HHF0, 22238HHG8,

22238HHH6, 2229676, US2223721042,

US222372AJ33, US22237LNR95,

US22237LPA43, US22237LPM80,

US22238HAW07, US22238HGQ74

03/12/04-03/07/08

$624,000,000.00

02/14/11

Likely

NC

Crompton Corporation

12532C108, 12532CAD0, 12562C108,

12562CAB4, 12562CAF5, 163893100,

2234216, 227111101, 227116100,

2485111, 2579713, 2974705, 977385103,

977385AF0, 977385AG8, 977385AH6,

977385AK9, 999485865, B020QJ8,

B09WQB9, B1HK7F3, U17922AB8,

US1638931006, US2271111013,

US2271161000, US9773851038

10/26/98-10/08/02

$11,357,500.00

09/24/10

Unknown

$0.00

General Growth Properties

2363422, 370021107, 370021990,

B018615, US3700211077

04/30/08-10/24/08

$15,500,000.00

07/19/10

Not Likely

$0.00

Gilead Sciences, Inc.

2369174, 375558103, 5748617, 7234222,

B0ZYRQ1, B2RFJQ

0, US3755581036

07/14/03-10/28/03

$8,250,000.00

12/06/10

Unknown

$0.00

Goldman Sachs Group

2407966, 38141G104, US38141G1040

07/01/99-05/07/02

$29,000,000.00

01/14/11

Unknown

$0.00

HealthSouth Corporation

2223076, 2255057, 2262950, 2417675,

2586564, 2621119, 2638830, 2722658,

2737919, 2800468, 2843139, 2875132,

2900528, 2949833, 2963576, 2986960,

421924101, 421924309, 421924AA9,

421924AB7, 421924AC5, 421924AD3,

421924AE1, 421924AF8, 421924AG6,

421924AH4, 421924AJ0, 421924AK7,

421924AL5, 421924AM3, 421924AN1,

421924AP6, 421924AQ4, 421924AR2,

421924AS0, 421924AT8, 421924AU5,

421924AV3, 421924AW1, 421924AX9,

421924AY7, 421924AZ4, 5435492,

5778937, B1FPCF5, B1G9B93, B1GC7G1,

EBD1FPCF6, NA2223074, NA2255050,

U42268AD1, U42268AE9, U42268AF6,

U42268AG4, U42268AH2, US4219241019,

US4219243098, US421924AJ00

09/20/00-03/18/03

$117,000,000.00

09/29/10

Unknown

$0.00

HealthSouth Corporation

2223076, 2255057, 2262950, 2417675,

2586564, 2621119, 2638830, 2722658,

2737919, 2800468, 2843139, 2875132,

2900528, 2949833, 2963576, 2986960,

421924101, 421924309, 421924AA9,

421924AB7, 421924AC5, 421924AD3,

421924AE1, 421924AF8, 421924AG6,

421924AH4, 421924AJ0, 421924AK7,

421924AL5, 421924AM3, 421924AN1,

421924AP6, 421924AQ4, 421924AR2,

421924AS0, 421924AT8, 421924AU5,

421924AV3, 421924AW1, 421924AX9,

421924AY7, 421924AZ4, 5435492,

5778937, B1FPCF5, B1G9B93, B1GC7G1,

EBD1FPCF6, NA2223074, NA2255050,

U42268AD1, U42268AE9, U42268AF6,

U42268AG4, U42268AH2, US4219241019,

US4219243098, US421924AJ00

03/30/00-03/18/03

$33,500,000.00

09/29/10

Unknown

$0.00

Jakks Pacific Inc.

2478854, 47012E106, B1HKGD4,

US47012E1064

12/03/99-10/19/04

$3,925,000.00

11/18/10

Unknown

$0.00

Juniper Netw

orks, Inc.

2431846, 48203R104, 48203RAA2,

48203RAB0, 48203RAC8, 5723551,

64117V107, 7152670, B10G9Z2,

US48203R1041

07/11/03-08/10/06

$169,000,000.00

09/21/10

Likely

($2,488.57)

Kinder Morgan, Inc.

2484088, 49455P101, US49455P1012

05/29/06-05/30/07

$200,000,000.00

12/17/10

Likely

($1,713.81)*

Maxim

Integrated Products, Inc.

2573760, 4374819, 5456932, 57772K101,

B0110K1, B10LT80, US57772K1016

04/29/03-01/17/08

$173,000,000.00

11/24/10

Likely

($312,343.66)*

MoneyGram International, Inc.

60935Y109, B01K428, US60935Y1091

01/24/07-03/25/08

$80,000,000.00

07/22/10

Not Likely

$0.00

National City Corporation

2620547), 635405103, US6354051038

01/05/07-08/25/08

$11,000,000.00

01/31/11

Likely

$0.00

New Century Financial Corp.

64352D200, 6435EV108, 6435EV207,

B032YT9, B06GTS2, B1CGF85, B1CH737,

US64352D2009, US6435EV1082,

US6435EV2072

05/05/05-03/13/07

$124,827,088.00

12/15/10

Not Likely

$0.00

Red Hat Inc.

2447218, 4378770, 5753633, 756577102,

US7565771026

12/17/02-07/12/04

$20,000,000.00

10/20/10

Unknown

$0.00

TETRA Technologies, Inc.

2884280, 88162F105, US88162F1057

05/03/06-10/16/07

$8,250,000.00

10/29/10

Likely

($3,209.00)

The Cooper Companies Inc.

216648402, 2222631, 5634233,

US2166484020

07/28/04-11/21/05

$27,000,000.00

12/23/10

Not Likely

$0.00

The PMI Group, Inc.

2704032, 4633639, 69344M101,

US69344M1018

11/02/06-03/03/08

$31,250,000.00

12/21/10

Likely

($399,547.64)

UTStarcom, Inc.

2557139, 5919822, 918076100, B06KFL9,

ED5919821, LMB06KFL5, NA2557133,

NAB1G5FL9, NC8672312, US9180761002

02/21/03-10/12/07

$30,000,000.00

08/30/10

Likely

($2,401.00)

* The loss calculation for this class action m

ay be incorrect due to incomplete transactional data.

NC indicates the gain/loss could not be computed.