financial disclosure report report required by the …...38. colgate-palmolive co- b dividend l t...
TRANSCRIPT
![Page 1: FINANCIAL DISCLOSURE REPORT Report Required by the …...38. colgate-palmolive co- b dividend l t none common stock 39. emc corp· common stock none k t buy 11/23 k 40. nov artis ag](https://reader034.vdocuments.us/reader034/viewer/2022042401/5f1012537e708231d4474e0c/html5/thumbnails/1.jpg)
..........
=
=�
'l -<
,·--··�""' Ul
;
,,...,,
''!?'
0
4.
2.
AO IO Rev. I/2006
FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2005
I. Person Reporting (last name, first, middle Initial) 2. Court or Organization
BREYER, STEPHEN G U.S. SUPREME COURT
4. Title (Article III judges Indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges Indicate full- or part-tlme)
D Nomination, Date ASSOC. JUSTICE SUPREME COURT
D Initial Annual
Sb. D Amended Report
D Final
Report Required by the Ethics in Government Act of I978 (5 U.S.C. app. §§IOI-III)
3. Date of Report
0511512006
6. Reportlng Period
01/01/2005 to
12/31/2005
7. Chambers or Office Address 8. On the basis of the Information contained In this Report and any modlflcatlons pertaining thereto, It Is, Ju my opinion, In compliance
SUPREME COURT OF UNITED STATES with applicable laws and regulations,
I FIRST STREET, N.E. WASHINGTON, D.C. 20543
Reviewing Officer
IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
Date
J, POSITIONS, (Reporting individual only; see pp. 9-13 of instructions.)
D NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
I. TRUSTEE (HONORARY) DANA-FARBER CANCER INSTITUTE
2.
3.
5.
,· •) =-
,,..,
C")·--cnZ
:::u 1'T (")
··- ; (·-I':-:' Ul
:;o
0
' . i
(< ni
.c
II. AGREEMENTS. (Reporting individual only; see pp.14-16 of instructions.)
[KJ NONE (No reportable agreements.)
PARTIES AND TERMS
I.
3.
![Page 2: FINANCIAL DISCLOSURE REPORT Report Required by the …...38. colgate-palmolive co- b dividend l t none common stock 39. emc corp· common stock none k t buy 11/23 k 40. nov artis ag](https://reader034.vdocuments.us/reader034/viewer/2022042401/5f1012537e708231d4474e0c/html5/thumbnails/2.jpg)
SOURCE INCOME
DESCRIPTION
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 2of13 05/15/2006BREYER, STEPHEN G
III. N 0 N-INVESTME NT IN CO ME. (Reporting individual and spouse; see pp. I 7-24 of Instructions.)
A. Filer's Non-Investment Income
D NONE (No reportable non-investment income.)
AND TYPE (yours, not spouse's)
I. 2005 TANNER LECTURES; ROY AL TY INCOME $ 9,500 (Donated to Charity)
2.
3.
4.
5.
B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except/or honoraria.)
D NONE (No reportable non-investment income.)
SOURCE AND TYPE
I. 2005 PSYCHOLOGY PRACTICE
2.2005 DANA-FARBER CANCER INSTITUTE -SALARY
3.
4.
5.
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment.
(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)
D NONE (No reportable reimbursements.)
SOURCE
I. AMERICAN BAR ASSOCA TION INTERNATIONAL JANUARY 24-28; LONDON, ENGLAND & PARIS, FRANCE; LEGAL EXCHANGE PROGRAM (TRANSPORTATION, LODGING AND MEALS)
2. DEDICATION OF JOHN ADAMS COURTHOUSE MARCH 31; BOSTON, MA (TRANSPORTATION)
3. AMERICAN PHILOSPHICAL SOCIETY ANNUAL MEETING APRIL 29-30; PHILADELPHIA, PA (LODGING AND MEALS)
4. YALE UNIVERSITY MAY 23-24; NEW HA VEN, CT; CHINESE MINISTER - CHINA LAW CENTER - LAW SCHOOL (TRANSPORTATION AND SOME MEALS)
5. ECOLE NA TI ON ALE DE LA MAGISTRA TURE JUNE 9; BORDEAUX, FRANCE (TRANSPORTATION, LODGING AND SOME MEALS)
6. LE CERCLE DES ECONOMISTES JULY 8-1 O; AIX-EN-PROVENCE (TRANSPORTATION, LODGING AND MEALS)
![Page 3: FINANCIAL DISCLOSURE REPORT Report Required by the …...38. colgate-palmolive co- b dividend l t none common stock 39. emc corp· common stock none k t buy 11/23 k 40. nov artis ag](https://reader034.vdocuments.us/reader034/viewer/2022042401/5f1012537e708231d4474e0c/html5/thumbnails/3.jpg)
FINANCIAL DISCLOSURE REPORT
Page 3of13
Name of Person Reporllng
BREYER, STEPHEN G
Date of Report
0511512006
7. SEMINAIRE BELLAGJO JULY I 8-22; BELLAGIO, ITALY; PROJECT ON TERRORISM, GLOBALISM AND THE RULE OF LAW {TRANSPORTATION, LODGING AND SOME MEALS)
8. HARVARD LAW SCHOOL SEPTEMBER 15; BOSTON, MA; GRAND OPENING CELEBRATION CHARLES HAMILTON HOUSTON INSTITUTE FOR RACE AND JUSTICE (TRANSPORTATION AND DINNER)
9. NEW YORK UNIVERSITY SEPTEMBER 20; NEW YORK, NY; GLOBAL LAW SCHOOL PROGRAM TRANSATLANTIC DIALOGUE {TRANSPORTATION)
I 0. YALE GLOBAL CONSTITUTIONALISM SEMINAR SEPTEMBER 21-23; NEW HAVEN, CT (TRANSPORTATION, LODGING AND MEALS)
I I. AMERICAN COLLEGE OF TRIAL LA WYERS SEPTEMBER 27- OCTOBER 3; BOSTON, MA & WASHINGTON, D.C.; ANGLO-AMERICAN LEGAL EXCHANGE (TRANSPORTATION AND SOME MEALS)
12. DRAKE UNIVERSITY OCTOBER 6; DES MOINES, IA; DWIGHT OPPERMAN LECTURE (TRANSPORTATION AND SOME MEALS)
13. WINTER CONVERSAZIONI ON CULTURE AND SOCIETY OCTOBER 20-24; MELBOURNE, AUSTRALIA; SIR ROBERT SOUTHEY LECTURE (TRANSPORTATION, LODGING AND SOME MEALS)
14. SABAN FORUM NOVEMBER 11-14; JERUSALEM, ISRAEL {TRANSPORTATION, LODGING AND SOME MEALS)
![Page 4: FINANCIAL DISCLOSURE REPORT Report Required by the …...38. colgate-palmolive co- b dividend l t none common stock 39. emc corp· common stock none k t buy 11/23 k 40. nov artis ag](https://reader034.vdocuments.us/reader034/viewer/2022042401/5f1012537e708231d4474e0c/html5/thumbnails/4.jpg)
SOURCE DESCRIPTION
3.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 4of13 0511512006BREYER, STEPHEN G
V, GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)
NONE (No reportable gifts.)
VALUE
I.
2.
4.
5.
VI, LIABILITIES, (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)
NONE (No reportable liabilities.)
DESCRIPTION VALUE CODE CREDITOR
I.
2.
3.
4.
5.
![Page 5: FINANCIAL DISCLOSURE REPORT Report Required by the …...38. colgate-palmolive co- b dividend l t none common stock 39. emc corp· common stock none k t buy 11/23 k 40. nov artis ag](https://reader034.vdocuments.us/reader034/viewer/2022042401/5f1012537e708231d4474e0c/html5/thumbnails/5.jpg)
Date or Report Name or Penon Reporting FINANCIAL DISCLOSURE REPORT
Page 5of13 05/15/2006BREYER, STEPHEN G
VII. INVESTMENTS and TRUSTS Income, value, transactions (includes those of the spouse and dependent children. See PP· 34-57 of filing instructions) -
D NONE (No reportable income, assets, or transactions.)
A. B.
Description of Assets Income during
(including trust assets) reporting period
(I) (2)
Place "(X)" after each asset Amount Type (e.g.
exempt from prior disclosure Code I div., rent,
(A-H) or int.)
-
c.
Gross value at end of
reporting period
(I) (2)
Value Value
Code 2 Method
(J-P) Code 3
(Q-W)
D.
Transactions during reporting period
(I) Ifnot exempt from disclosure
Type (e.g. (2) (3) (4) (5) buy, sell, Date Value Gain Identity of merger, Month- Code 2 Code I buyer/seller redemption) Day (J-P) (A-H) (if private
transaction)
I. INVESTMENTS- PAINE WEBBER:
2. CENTOCOR CPR - RESTRICTED A Interest J w None
3. GENZYME CPR - RESTRICTED A Interest J w None
4. SMITH BARNEY CITIGROUP IRA ACCOUNT:
5. COUPON TREASURY RECEIPT None K T Redemption 8/15 K A
6. CERT ACCRUAL TSY None J T None
7. CITIBANK NA BANK DEPOSIT A Interest J T None PROGRAM
8. U.S. TREASURY NOTE 8/31/05 A Interest Redemption 8/31 K A
9. U.S. TREASURY NOTE 11/15/06 B Interest K T None
10. U.S. TREASURY NOTE 8/15/08 K T Buy 9/8 K
11. U.S. TREASURY NOTE 8/15/13 K T Buy 9/8 K
12. IRA ACCOUNT:
13. SCUDDER INCOME FUND A Dividend K T None
14. SCUDDER LARGE CAPITAL c Dividend L T None VALUE FUND
15. OTHER HOLDINGS:
16. CLAFLIN III INVESTORS A Interest Liq. Distrib 12/31 J A See Part VIII ASSOCIATES (PARTNERSHIP)
17. SCUDDER INCOME FUND- IRA B Dividend K T None
1. Income Galn Codes: A =S 1,000 or less B •Sl,001 -$2,500 c=$2,501 - $5,000 D=S5,00l-Sl5,000 E =$15,001 -$50,000
(See C.olumns Bi and D4) F =$50,001 -$100,000 G =SI00,001 -Sl,000,000 HI •Sl,000,001 -S5,000,000 H2 =More than SS,000,000
2. Value Codes J "'$15,000 or less K=$15,001 - $50,000 L =S50,00I -$100,000 M =$100,001 -S250,000
(See Columns Cl and DJ) N =S250,00I -$500,000 0=$500,001-Sl,OOO,OOO Pl =$1,000,001 -$5,000,000 P2 •S5,000,00I - $25,000,000
3. Value Method Codes PJ =S25,000,001 - S50,000,000 R •Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market
(See Column C2) Q =Appraisal V=Other S =Assessment
U =Book Value Wc:Estimated
![Page 6: FINANCIAL DISCLOSURE REPORT Report Required by the …...38. colgate-palmolive co- b dividend l t none common stock 39. emc corp· common stock none k t buy 11/23 k 40. nov artis ag](https://reader034.vdocuments.us/reader034/viewer/2022042401/5f1012537e708231d4474e0c/html5/thumbnails/6.jpg)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 6of13 BREYER, STEPHEN G 05/15/2006
VII. INVESTMENTS and TRUSTS .. income, value, transactions (includes those of th• s pouseand dependent childr en. see PP· u-s7 offllinc instructions)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B. Income during
reporting period
c. Gross value at end of
reporting period
D.
Transactions during reporting period
(I) (2) (I) (2) (I) If not exempt from disclosure
Amount Type (e.g.
Code I div., rent,
(A·H) or int.)
Value
Code2
(J·P)
Value
Method
Code3
(Q·W)
Type (e.g.
buy, sell,
merger,
redemption)
(2)
Date
Month ·
Day
(3)
Value
Code 2
(J-P)
(4) (5) Gain Identity of
Code I buyer/seller
(A·H) (if private
transaction)
18. BANK OF AMERICA- CHECKING A Interest J T None
19. TIANCREF D Interest P l T None
20. TRUST:
21. DMC APARTMENT FUND I (PARTNERSHIP)
F Rent J u None
22. CHINA PARTNERS L.P. B Dividend L u None
23. CLAFLIN CAPITAL, VI A Dividend J u None
24. WINDSOR FUND A Dividend J T None
25. AUTOMATIC DATA PROCESSING COMMOM STOCK
A Dividend L T None
26. SIGMA ALDRICH CORP. COMMON STOCK
A Dividend K T None
27. PROCTER & GAMBLE CO -COMMON STOCK (MERGER WI GILETTE CO.)
28. MERCK & CO. COMMON STOCK
B
A
Dividend
Dividend
M T None
Sell 11/23 K c
See Part VIII
29. STATE STREET BANK IMMA A Dividend K T None
30. CINTAS CORP. COMMON STOCK A Dividend L T None
31. SYSCO CORP. COMMON STOCK B Dividend M T None
32. STATE STREET CORP. COMMON STOCK
B Dividend L T None
33. VANGUARD S&P 500 INDEX FUND c Dividend M T None
34. POINT THERAPEUTICS INC - None J T None
J. Income Gain Codes: A =$ 1 ,000 or less B =$1,001 • $ 2,500 C =S2,501 -$5,000 D =$5,001 -$15,000 E•Sl5,001-$50,000
(See Columns BI and D4) F =$50,001 • $100,000 G =$100,001 -Sl,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J >=$15,000 or Jess K=Sl5,00 l -S50,000 L =$50,001 - SI 00,000 M =$100,001 -$250,000
(See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001-$1,000,000 P l =$1,000,001 -$5,000,000 P2 =SS,000,001 • $25,000,000
3. Value Method Codes P3 =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 •More than $50,000,000 T =Cash Market
(See Column C2) Q •Appraisal V :Other S s:.Assessment
U =Book Value W=Estimated
![Page 7: FINANCIAL DISCLOSURE REPORT Report Required by the …...38. colgate-palmolive co- b dividend l t none common stock 39. emc corp· common stock none k t buy 11/23 k 40. nov artis ag](https://reader034.vdocuments.us/reader034/viewer/2022042401/5f1012537e708231d4474e0c/html5/thumbnails/7.jpg)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 7of13 BREYER, STEPHEN G 0511512006
VII. INVESTMENTS and TRUSTS income, varue, 1ransac1ions (includes those of the spouse and dependent children. see PP· 34-57 offilinc instruclionsJ -
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period
(I) (2) (I) (2) (1) Ifnot exempt from disclosure
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e. g. (2) (3) (4) (5) exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Date Value Gain Identity of
(A-H) or int.) (J-P) Code 3 merger, Month - Code 2 Code I buyer/seller (Q-W) redemption) Day (J-P) (A-H) (if private
transaction)
COMMON STOCK
35. U.S. TREASURY 8/31/2005 B Interest Sell 7/27 K A
36. Redemption 8/31 K A
37. PEPSICO INC.· COMMON STOCK A Dividend L T None
38. COLGATE-PALMOLIVE CO- B Dividend L T None COMMON STOCK
39. EMC CORP· COMMON STOCK None K T Buy 11/23 K
40. NOV ARTIS AG SPONSORED ADR None K T Buy 11/23 K
41. U.S. TREASURY BILL - 5111106 None L T Buy 11/23 L
42. U.S. TREASURY BILL· 5111106 None K T Buy 12/23 K
43. TEMPTIME INC - COMMON STOCK None J u None See Part VIII
44. APPLIED ANALYSIS INC - None J u None See Part V111 COMMON STOCK
45. APPLIED ANALYSIS INC - None J u None See Part V111 PREFERRED STOCK
46. OTHER ASSETS:
47. NATIONAL CITY CORP. COMMON B Dividend L T None STOCK
48. HUBBELL INC. CLASS B COMMON A Dividend K T None STOCK
49. WAL-MART STORES INC. A Dividend K T None COMMON STOCK
50. COLGATE-PALMOLIVE COMMON A Dividend K T None STOCK
1. Income Gain Codes: A =S 1,000 or less B =S 1,00 l -$2,500 c =$2,501 -$5,000 0=$5,001-$15,000 E =$15,001 -$50,000
(See Columns BI and D4) F =$50,001 -$100,000 G =$100,001 -Sl,000,000 Hl =Sl,000,00l -S5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or Jess K=$15,001-$50,000 L =$50,001 • $100,000 M =SI00,001 -$250,000
(See Columns Cl and DJ) N =$250,001 - $500,000 o=$500,ool • Sl,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000
3. V alue Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V=Other S =Assessment
U =Book V alue W =Estimated
![Page 8: FINANCIAL DISCLOSURE REPORT Report Required by the …...38. colgate-palmolive co- b dividend l t none common stock 39. emc corp· common stock none k t buy 11/23 k 40. nov artis ag](https://reader034.vdocuments.us/reader034/viewer/2022042401/5f1012537e708231d4474e0c/html5/thumbnails/8.jpg)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 8of13 BREYER, STEPHEN G 05/15/2006
VII. INVESTMENTS and TRUSTS - income, vatue, transactions rtnctudes those of the spouse and dependent children. see PP· u-s7 offlting instructions)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period
(1) (2) (1) (2) (1) If not exempt from disclosure
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. (2) (3) (4) (5) exempt from prior disclosure Code l div., rent, Code 2 Method buy, sell, Date Value Gain Identity of
(A-H) or int.) (1-P) Code 3 merger, Month· Code 2 Code l buyer/seller (Q-W) redemption) Day (J-P) (A·H) (if private
transaction)
51. SCUDDER MANAGED MUNICIPAL c Interest BONDS
Buy Var J
52. Sell Var M D
53. SCHERING-PLOUGH CORP. A Dividend L T None COMMON STOCK
54. TIANCREF RETIREMENT A Dividend K T None ACCOUNT
55. BARCLAY'S BANK SAVINGS A Dividend K T None ACCOUNT
56. PEARSON ORD. STOCK F Dividend P l T Partial Sale 717 M G
57. RENTAL PROPERTY- NEVIS WEST A Rent M w None INDIES
58. DMC REGENCY RESIDENCE LTD. F Rent J u None
59. LLOYD'S BANK A Interest J T None
60. WELLS FARGO & CO. COMMON B Dividend K T None STOCK
61. BP AMOCO PLC ADR B Dividend K T None
62. TOTAL FINA SA SPONSORED ADR B Dividend L T None
63. NOKIA CORP. ADR c Dividend M T None
64. LAZARD BROTHERS SAVINGS A Interest J T None ACCOUNT
65. LAND IN CONCORD, MA None L w None
66. LAND IN PLAINFIELD, NH None N w None
67. CAMBRIDGE TRUST COMPANY A Interest J T None
I. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501 "$5,000 D =$5,001 -$15,000 E=$15,001-$50,000
{See Columns Bl and 04) F•$50,001 • $100,000 G •$100,001 "$1,000,000 HI =Sl,000,001 • $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K=$15,001 -$50,000 L =$50,001 • $100,000 M =$100,001 • $250,000
(See Columns Cl and DJ) N •$250,001 • $500,000 0=$500,001 "$1,000,000 Pl =$1,000,001 -$5,000,000 P2 •$5,000,001 • $25,000,000
3. Value Method Codes P3 =$25,000,001 • $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V•Other S =Assessment
U =Book Value W=Estimated
![Page 9: FINANCIAL DISCLOSURE REPORT Report Required by the …...38. colgate-palmolive co- b dividend l t none common stock 39. emc corp· common stock none k t buy 11/23 k 40. nov artis ag](https://reader034.vdocuments.us/reader034/viewer/2022042401/5f1012537e708231d4474e0c/html5/thumbnails/9.jpg)
(1)
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 9of13 BREYER, STEPHEN G 05/15/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. see PP· u-s7 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(I) (2) (I) (2) If not exempt from disclosure
Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. (2) (3) (4) (5) exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, Date Value Gain Identity of
(A-H) or int.) (J-P) Code 3 merger, Month· Code 2 Code l buyer/seller (Q·W) redemption) Day (J-P) (A-H) (if private
transaction)
68. AIMCO PROPERTIES LP A Rent Sell I 117 L A
69. ALL TELL CORP-COMMON B Dividend K T None STOCK
70. BANK OF AMERJCA CORP - B Dividend K T None COMMON STOCK
71. CARDINAL HEALTH INC- A Dividend Sell 4/12 K A COMMON STOCK
72. DUKE ENERGY CORP - COMMON B Dividend K T None STOCK
73. EXELON CORPORATION - B Dividend L T None COMMON STOCK
74. FANNIE MAE -COMMON STOCK A Dividend Sell 7/8 K A
75. HEINZ HJ CO - COMMON STOCK B Dividend K T None
76. IBM -COMMON STOCK A Dividend K T None
77. LOWES COMPANIES INC- A Dividend L T None COMMON STOCK
78. PACCAR INC-COMMON STOCK c Dividend L T None
79. PROCTER & GAMBLE CO - A Dividend K T None COMMON STOCK
80. QUEST DIAGNOSTICS INC. - A Dividend L T None COMMON STOCK
81. UNITED TECHNOLOGIES CORP- A Dividend L T None COMMON STOCK
82. SYMANTEC CORP -COMMON None K T None 7/15 J A See Part VIII STOCK (MERGER WI VERJTAS SOFTWARE)
83. AMGEN INC - COMMON STOCK None K T None
84. CISCO SYSTEMS INC - COMMON None K T None
I. Income Gain Codes: A =$1,000 or Jess B =$1,001 • $2,500 c =$2,501 • $5,000 D =$5,001 • $15,000 E =$15,001 • $50,000
(See Columns BI and 04) F =$50,001 • $100,000 G=Sl00,001 • $1,000,000 H1 =$1,000,001 • $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 • $50,000 L =$50,001 • $100,000 M =$100,001 • $250,000
(See Columns Cl and 03) N =$250,001 • $500,000 0=$500,001. $1,000,000 PI =$1,000,001 • $5,000,000 P2 =$5,000,001. $25,000,000
3. Y aluc Method Codes P3 =$25,000,001 • $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market
(See Column C2) Q =Appraisal Y=Other S =Assessment
U=Book Value W:..Estimated
![Page 10: FINANCIAL DISCLOSURE REPORT Report Required by the …...38. colgate-palmolive co- b dividend l t none common stock 39. emc corp· common stock none k t buy 11/23 k 40. nov artis ag](https://reader034.vdocuments.us/reader034/viewer/2022042401/5f1012537e708231d4474e0c/html5/thumbnails/10.jpg)
Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT
Page 10of13 BREYER, STEPHEN G 05/15/2006
VII. INVESTMENTS and TRUSTS income,- value, transactions (includes those ofthespouse and dependent children. see PP· u-s7 of filing instructionsJ
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
STOCK
B.
Income during
reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
(I) (2) (I) (2) (I) If not exempt from disc losure
Amount
Code 1
(A-H)
Type (e.g.
div., rent,
or int.)
Value
Code2
(J-P)
Value
Method
Code 3
(Q-W)
Type (e.g.
buy, sell,
merger,
redemption)
(2) Date
Month -
Day
(3)
Value
Code2
(J-P)
(4) Gain
Code I (A-H)
(S) Identity of
buyer/seller
(if private
transaction)
85. AIR PRODUCTS & CHEMICAL INC A Dividend K T None -COMMON STOCK
86. GANNETT CO - COMMON STOCK A Dividend Sell 7/8 K A
87. SCUDDER MASS TAX FREE FUND D Interest Buy Var K
88. Sell Var M A
89. KOHL'S CORPORATION - None Sell 4112 K B COMMON STOCK
90. SSGA MONEY MARKET FUND B Dividend K T None
91. TEVA PHARMACEUTICAL - None K T Buy 7/8 K COMMON STOCK
92. CARNIVAL CORP - COMMON A Dividend K T Buy 7/8 K STOCK
93. NESTLE SA None K T Buy 7/8 K
94. SUNCOR ENERGY INC - COMMON A Dividend K T Buy 7/8 K STOCK
95. BECKMAN COULTER INC- A Dividend Buy 7/8 K COMMON STOCK
96. Sell 11129 K A
97. BHP BILTON LTD A Dividend K T Buy 7/8 K
98. SCOTTISH POWER PLC A Dividend K T Buy 7/8 K SPONSORED ADR
99. CAMBRIDGE, MA 4.00% 01/01/2014 None L T Buy 8/25 L
100. HOPKINTON, MA 4.00% 07/0112011 None L T Buy 9112 L
1. Income Gain Codes: A =S 1,000 or less B =Sl,001 - S2,500 c =$2,501 - $5,000 0=$5,001 -$15,000 E=$15,001 • $50,000 (See Columns B l and 04) F =$50,001 - $100,000 G =$100,001 - Sl,000,000 HI =Sl,000,001 • $5,000,000 H2=More than $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 • $100,000 M =SI00,001 -$ 250,000 (See Columns C l and DJ) N =$250,001 - $500,000 0 =$500,001 -Sl,000,000 Pl =$1,000,001 • $5,000,000 P2=$5,000,001 • $25,000,000
3.Value M ethod Codes P3 =$25,000,001-$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash M arket (See Column C2) Q =Appraisal V=Other S ""Assessment
U=BookValue W=Estimated
![Page 11: FINANCIAL DISCLOSURE REPORT Report Required by the …...38. colgate-palmolive co- b dividend l t none common stock 39. emc corp· common stock none k t buy 11/23 k 40. nov artis ag](https://reader034.vdocuments.us/reader034/viewer/2022042401/5f1012537e708231d4474e0c/html5/thumbnails/11.jpg)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 11of13 BREYER, STEPHEN G 05115/2006
VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of the spouse and dependent children. see PP· 34.57 of filing instructions)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
B.
Income during
reporting period
c.
Gross value at end of
reporting period
D.
Transactions during reporting period
(I) (2) (I) (2) (I) If not exempt from disclosure
Amount
Code I
(A·H)
Type (e.g.
div., rent,
or int.)
Value
Code 2
(J-P)
Value
Method
Code 3 (Q-W)
Type (e.g.
buy, sell,
merger,
redemption)
(2) (3) Date Value
Month- Code 2 Day (J-P)
(4) Gain
Code I
(A-H)
(5) Identity of
buyer/seller
(if private
transaction)
IOI. SCITUATE, MA 4.50% 09/15/2013 None L T Buy 9113 L
102. SHARON, MA 4.00% 9/15/2013 None L T Buy 9/14 L
103. KING PHILIP REG. SCHOOL DISTRICT, MA 4.25% 12/15/2012
None L T Buy 12/14 L
I. Income Gain Codes: A =$1,000 or less B =$1,001-$2,500 c =$2,501 -$5,000 0=$5,00! -$15,000 E=$15,001 -$50,000
(See Columns BI and 04) F =$50,001 -$100,000 G=S!OO,OO! -Sl,000,000 HI =$1,000,001 -$5,000,000 HZ=More than $5,000,000
2. Value Codes J=$15,000 or Jess K=$15,00! -S50,000 L•$50,00l -$100,000 M =$100,001 - $250,000
(See Columns Cl and DJ) N =$250,001 -$500,000 0 =$500,001- Sl,000,000 Pl =$1,000,001-$5,000,000 P2 =$5,000,00! -$25,000,000
3. Value Method Codes Pl =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market
(See Column C2) Q=Appraisal V=Other S uAssessment
U "'Book Value W=Estimated
![Page 12: FINANCIAL DISCLOSURE REPORT Report Required by the …...38. colgate-palmolive co- b dividend l t none common stock 39. emc corp· common stock none k t buy 11/23 k 40. nov artis ag](https://reader034.vdocuments.us/reader034/viewer/2022042401/5f1012537e708231d4474e0c/html5/thumbnails/12.jpg)
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 12of13 05/15/2006BREYER, STEPHEN G
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofReport.)
THE REPORT WAS PREPARED BY:
LEON M. REIMER & CO., P.C.
NEW YORK, NEW YORK -
PART VII: LINE 16,43,44 & 45: On 12/31/05 Claflin Ill Investors Associates distributed shares ofTemptime Inc, Applied Analysis (Common), and Applied Analysis (Preferred) as part of a liquidating distribution.
PART VII: LINE 27: On 10/1/05 Gilette Co. merged into Procter & Gamble Co.
PART VII: LINE 82: On 7/2105 Veritas Software Corp. merged into Symantec Corp.
![Page 13: FINANCIAL DISCLOSURE REPORT Report Required by the …...38. colgate-palmolive co- b dividend l t none common stock 39. emc corp· common stock none k t buy 11/23 k 40. nov artis ag](https://reader034.vdocuments.us/reader034/viewer/2022042401/5f1012537e708231d4474e0c/html5/thumbnails/13.jpg)
___ ___:
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 13of13 BREYER, STEPHEN G 05/15/2006
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353 , and Judicial Conference regulations.
Signature,
NOTE: ANY INDIV AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544