benitez, roqer t · 2019-07-26 · 28. ameren energy-aee/common stock a dividend j t 29. costco...

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3.

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Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978 .. FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first, middle initial)

Benitez, Roger T.

2. Court or Organization

U.S. District Court, Southern District of California

3. Date of Report

05/13/2011

4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

District Judge, Active

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [{] Annual D Final

Sb. D Amended Report

6. Reporting Period

01/01/2010

to

12/31/2010

7. Chambers or Office Address

940 Front Street San Diego, California 92101

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSJTJ 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

1. Power of Attorney -

2.

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PAR TIES AND TERMS

I.

2.

Benitez, RoQer T.

4.

FINANCIAL DISCLOSURE REPORT

of9

Name of Person Reporting

Benitez, Roger T.

Ill. N 0 N-INVES TMENT IN CO ME. (Reporting individual and spouse; see pp. 17-14 of filing instructions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE

Date of Report

05/13/2011

INCOME (yours, not spouse's)

1.

2.

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2010 California State Teachers Retirement

2.

3.

4.

IV. REIMBURSEMENTS -transportation, Jodging,food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[{] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I.

2.

3.

5.

of filing

4.

of9

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

05/13/2011Benitez, Roger T.

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 instructions.)

[2J NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

) .

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[2J NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

).

2.

3.

5.

I. --

��"'"'·-'"'

r.

B. D.


of9 0511312011Benitez, Roger T.

VII. INVESTMENTS and TR us TS income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

2.

3.

4.

5.

6.

7.

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

Parcel 2 El Centro,

Parcel 3 El Centro,

Parcel 4 Salton City, Ca-

Northern Life Annuity/ING

Citibank- Bank Deposit Program

Amerigas Partners LP Unit-APU-limited partnership interest

Apple Inc. AAPL- common stock

Automatic Data Processing ADP-common stock

BP PLC Sponsor BP- common stock

Berkshire Hathaway B-BRKB-common stock

Boeing Corporation-BA common stock

Bristol Myers BMY sommon stock

Centurylink CTL common stock

Chevron Corp.-CVX-common stock

Clorox Company CLX common stock

Ei Dupont-DD-common stock

General Electric- GE-common stock

J. Income Gain· Codes: A =$1,000 or less

(See Columns BI and D4) F =$50,001 - $100,000

2. Value Codes J =$15,000 or less

(Sec Columns C l and D3) N =$250,00 I -$500,000

Income during

reporting period

{I) Amount Code I

(A-Fl}

D

D

B

A

A

A

A

A

A

A

A

A

A

A

(2) Type (e.g.,

div.,rent,

or int.)

Rent

Rent

None

Interest

Interest

Dividend

None

Dividend

Dividend

None

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

B =$1,001 -$2,500

Value

Ccide2

(J'P)

L

M

J

K

J

J

K

J

J

K

J

J

J

J

J

J

K

G =$100,001 -$1,000,000

K =$15,001 - $50,000

0 =$500,001 -$1,000,000

P3 =$25,000,001 -$50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)

(Sec Column C2) U =Book Value V =Other

s

s

s

T

T

T

T Buy

T Buy (add'!)

T Buy

T

T

T Buy

T Buy

T

T Buy (add'!)

T

T Buy (add'!)

c =$2,501 - $5,000

HI =$1,000,001 -$5,000,000

L =$50,00I -$ !00,000

Pl =$1,000,001 -$5,000,000

P4 =More than $50,000,000

S =Assessment

W =Estimated

Transactions duringreporting period

09/28/10 K

02102110 J

02102110 J

01113110 J

01113110 J

05/28/10 J

05/28/10 J

D =$5,001 -$15,000

(4) Gain

Code I

(A'H)

H2 =More than $5,000,000

M =$100,001 -$250,000

P2 =$5,000,00 I -$25,000,000

T =Cash Markel

(5) Identity of

buyer/seller

(if private

transaction)

E =$15,001 -$50,000

B. c.

(1) (1) (I)

D.

of9


Benitez, Roger T. 05113/2011



A.

Description of Assets Income during Gross value at end

(including trust assets) reporting period ofreporting period

(2) (2)

Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g.,

exempt from prior disclosure Code I div.,rent, Code2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

18. HJ HEINZ -HNZ-common stock A Dividend J T

19. Mirant Corp-common stock None J T

20. Nexaira Wireless -NXWI- common stock None J T Buy

21. Pitney Bowes, Inc.-PBI-common stock A Dividend J T

22. Progress Energy, Inc. PGN -common stock A Dividend J T Buy (add'!)

23. Alcoa Inc.-AA-common stock A Dividend Sold

24. Proctor & Gamble-PG-common stock A Dividend Sold

25. Spectra Energy Corp-SE-common stock A Dividend Sold

26. Walmart Stores, Inc.-WMT common stock A Dividend Sold

27. Wells Fargo Bank-WFC-common stock A Dividend Sold

28. Ameren Energy- AEE/Common Stock A Dividend J T

29. Costco -COS-common stock A Dividend Sold

30. JP Morgan Chase preferred stock None Sold

31. Capstead Mortgage- REIT-- CMO None Buy

32. None Sold

33. Atlas Pipeline Partners, limited partnership A Distribution J T Buy interest- APL

34. Crosstex Energy LP- limited partnership A Distribution J T Buy interest--XTEX

1. lncomc Gain Codes: A =$1,000 orless B 41,001-$2,500 c =$2,501 - $5,000

(See Columns BI and 04) F =$50,001 - $100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001-$100,000

(See Columns CI and 03) N =$250,00I -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment

Transactions during reporting period

(2) (3) (4) (5) Date Value Gain Identity of

mrn/dd/yy Code 2 Code I buyer/seller

(J-P) (A-H) (if private

transaction)

05/05/10 J

05/28/10 J

05/05/10 J A

05105110 J B

05/05/10 J A

01/13/10 J A

09/28/10 J A

01/13/10 J A

01/25/10 J A

06124110 J

09/13/10 J A

09/13/10 J

10129110 J

D =$5,001 -$15,000 E=$15,001-$50,000

H2 =More than $5,000,000

M =$I 00,00I - $250,000

P2 =$5,000,00I - $25,000,000

T =Cash Market

(Sec Column C2) V =Other U =Book Value W =Estimated

A. D.

(2) (3) (4) Gain

(JCP) (A-H)

35.

37.

39.


of9 Benitez, Roger T. 05113/2011

VII. INVESTMENTS and TR US TS - income, vatue, transactions r1nc1udes those of spouse and dependent chitdren; see PP· 34-60 of filing instructions.)

40.

41.

42.

43.

44.

45.

46.

47.

48.

49.

50.

51.

Reclamation----- Bond

Ontario Cmnty F ACS Dist Bond

Franklin Fund-small cap growth fund I-FRSGXclass

Valic Fixed Account Plus

Valic Midcap Strat. GR/Morgan Stanley

AIG Valic Mid Cap Fund (Wellington)

Valic Small Cap Special Value-Evergreen/ Putnam

Valic International Small Cap Equity/ AIG

World Savings(now Wachovia) aggregate

Washington Mutual-(now Chase Bank-) aggregate

San Diego County Credit Union aggregate

Temecula Valley Bank (now First Citizens Bank)- aggregate

Bank of America aggregate

A Interest K T

None J T

A Dividend J T

None J T

None K T

None J T

None J T

A Interest Closed

A Interest 0 T

B Interest M T

B Interest M T

A Interest J T

04102110 J


B. c. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) (2) (I) (2) (I) (5) Place "(X)" aftereach asset Amount Type (e.g.; Value Value Type (e.g., Date Value Identity of

exemptfrom prior disclosllre Code I div.,rent, Code2 Method buy, sell, mm/dd/y)' Code2 Code I buyer/seller

(AcH) or il1t.) (J-P) Code 3 redemption) (if private

(Q-W) transaction)

Annaly Capital --NL Y A Dividend J T Buy 06124110 J

36. Diana Shipping DSX-common stock None J T

Mueller Water Products--MW A A Dividend J T Buy 09113110 J

38. Tortoise MLP Fund--NTG A Dividend J T Buy 07128110 J

Dinuba CA Fing Wastewtr Reclamation A Interest J T

l. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,501 -$5,000 D =$5,001 - $15,000 E 415,001 -$50,000

(See Columns B 1 and D4) F =$50,001 - $100,000 G =$100,001 -$1,000,000 Hl =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J=$15,000or lcss K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 -$250,000

(See Columns CI and DJ) N =$2 50,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

PJ =$25,000,001 - $50,000,000 P4 =More than $50,000.000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assess.men\ T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated

C. D.

(3) (4)

(H)

of9


05/13/2011Benitez, Roger T.

VII. INVESTMENTS and TR us TS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -


52.

53.

54.

55.

56.

57.

58.

59.

60.

61.

62.

A.

Description of Assets

(including t111stassets)

Placi: "(X)" after.eachasset

exempt from prior disclosu.re

San Diego National Bank- (now US Bank)-

aggregate

Scottrade

Power of Attorney ---

-- -USFFCredit Union (aggregate)

- --Chase Manhattan (aggregate)

---Property !,Tampa Florida,

---Property 2, Tampa Florida,

---Property 3, St. Cloud, Florida,

B. Income during

reporting period

Gross value at end

(I) Amount Code I (A-H)

c

B

B

A

(2) Type (e.g.,

div., rent;

or int.)

Interest

None

Int./Div.

Interest

Rent

None

None

(!) Value

Code2

(J-P)

K

J

K

0

L

L

L

T

T Open

T

T

w

w

w

Transactions during reporting period

Value Gain

Code2 Codel

(A-H)

09113110 J

(5) Identity of

buyer/seller (if private

transaction)

A 41,000 or less B =$1.001 -$2,500 c 42,501 -$5,000 D =$5,001 -$15,000 E=$15,00l-$50,0001. }ncomc Gain .Codes:

(See Columns BI and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,00l -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,00 I -$50,000 L =$50,001-$100,000 M =$100,001 -$250,000

(Sec Columns C l and DJ) N =$250,001 -$500,000 0 =$500,00 I -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

PJ =$25,000,001 -$50,000,000 P4 =More than $50,000,000 3. Value Method Codes R =Cost (Real Estate Only) T =Cash Market Q =Appraisal S =Assessment

(See Column C2) V =Other U =Book Value W =Estimated

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

of9 Benitez, Roger T. 05/13/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Jndicatepartofreport.)

1. Part Vil, line 5 reflects an agreggate of lines 28 and 29 in 05/06/2010 report.

2. Part VII, lines 8, 15 and 18 include original acquisition of stock, purchased 08/26/2009 inadvertently omitted from 0510612010 report.


of9 Benitez, Roger T. 05/13/2011

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ Roger T. Benitez

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts

Suite 2-301 One Columbus Circle, N .E.

Washington, D.C. 20544

AOJQ Rev.112011

[{]

[{]

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2010

I. Person Reporting (last name, first, middle initial) 2. Court or Organization

Benitez, Roger T. U.S. District Court, Southern District of California

4. Title (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type)

magistrate judges indicate full- or part-time)

D Nomination, Date

District Judge, Active D Initial Annual D Final

Sb. Amended Report

Report Required by the Ethics

in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

3. Date of Report

07/22/2011

6. Reporting Period

01/01/2010

to

12/31/2010

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

940 Front Street with applicable laws and regulations.

San Diego, California 92101

Reviewing Officer Date

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Power of Attorney -

2.

3.

4.

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

3.

Benitez, Roe.er T. A

of filing

I.


Page 2 of9 Benitez, Roger T. 07/22/2011

III. N 0 N-INVES TMENT IN CO ME. (Reporting individuul and spouse; see pp. 17-24 instructions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

2.

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

1.2010 California State Teachers Retirement

2.

3.

4.

IV• REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[{] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I.

2.

3.

4.

5.

of filing

2.

4.

3.


Page 3 of9 07/22/2011Benitez, Roger T.

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-3I instructions.)

[{] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

3.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[{] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

4.

5.

of filing

(I) (1) (1) Type

(A-H)

(Q-W)

3.



VII. INVESTMENTS and TR us TS - income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 instructions.)


A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period


(2) (2) (2) (3) (4) (5)

Place "(X)" after each asset Amount (e.g., Value. Value Type(e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Codel buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (ifprivate

transaction)

I. Parcel 2 El Centro, Ca (98,026) D Rent L s

2. Parcel 3 El Centro, Ca (106,694) D Rent M s

Parcel 4 Salton City, Ca (2,508) None J s

4. Northern Life Annuity/ING B Interest K T

5. Citibank- Bank Deposit Program A Interest J T

6. Amerigas Partners LP Unit-APU-limited A Dividend J T partnership interest

7. Apple Inc. AAPL- common stock None K T Buy 09/28/10 K

8. Automatic Data Processing ADP-common A Dividend J T Buy 02102110 J stock (add'!)

9. BP PLC Sponsor BP- common stock A Dividend J T Buy 02102110 J

10. Berkshire Hathaway B-BRKB-common None K T stock

11. Boeing Corporation-BA common stock A Dividend J T

12. Bristol Myers BMY sommon stock A Dividend J T Buy 01/13/10 J

13. Centurylink CTL common stock A Dividend J T Buy 01/13/10 J

14. Chevron Corp.-CVX-common stock A Dividend J T

15. Clorox Company CLX common stock A Dividend J T Buy 05/28/10 J (add'!)

16. Ei Dupont-DD-common stock A Dividend J T

17. General Electric- GE-common stock A Dividend K T Buy 05/28/10 J (add'!)

I. Jncome Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,50I - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$I 5,00() or less K =$15,001 - $5(),()()0 L =$5(),00I - $1()0,000 M =$!00,()01 - $250,000

(Sec Columns CI and D3) N =$250,00 I -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,00(),000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,()01 -$50,000,000 P4=More than $50,000,000 3. Value Method Codes Q=Appraisal R=Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V=Other W=Estimated

B. c. D.

(1) (!) (3) (4) (5)

(A-H)



VII. INVESTMENTS and TR us TS - income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A.



(2) (2) (1) (2) Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., reit , Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (ifprivate

(Q-W) transaction)

18. HJ HEINZ -HNZ-common stock A Dividend J T

19. Mirant Corp-common stock None J T

20. Nexaira Wireless -NXWI- common stock None J T Buy 05/05/10 J

21. Pitney Bowes, Inc.-PBI-common stock A Dividend J T

22. Progress Energy, Inc. PGN -common stock A Dividend J T Buy 05/28/10 J (add'!)

23. Alcoa Inc.-AA-common stock A Dividend Sold 05/05/10 J A

24. Proctor & Gamble-PG-common stock A Dividend Sold 05/05/10 J B

25. Spectra Energy Corp-SE-common stock A Dividend Sold 05105110 J A

26. Walmart Stores, Inc.-WMT common stock A Dividend Sold 01/13/10 J A

27. Wells Fargo Bank-WFC-common stock A Dividend Sold 09/28/JO J A

28. Ameren Energy- AEE/Common Stock A Dividend J T

29. Costco -COS-common stock A Dividend Sold 01/13/10 J A

30. JP Morgan Chase preferred stock None Sold 01/25/10 J A

31. Capstead Mortgage- REIT-- CMO None Buy 06/24/10 J

32. None Sold 09/13/10 J A

33. Atlas Pipeline Partners, limited partnership A Distribution J T Buy 09/13/10 J interest- APL

34. Crosstex Energy LP- limited partnership A Distribution J T Buy 10/29/10 J interest--XTEX

I. 1ncome Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001-$1,000,000 HI =$1,000,00 I -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(Sec Columns CI and DJ) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W =Estimated

A. B.

(1) (2) (I) (3) (4) (5)

(A-H)


Page 6 of9 Benitez, Roger T. 07/22/201 I



c. D.



(1) (2) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (if private

(Q-W) transaction)

35. Annaly Capital --NL Y A Dividend J T Buy 06/24/10 J

36. Diana Shipping DSX-common stock None J T

37: Mueller Water Products--MW A A Dividend J T Buy 09/13/10 J

38. Tortoise MLP Fund--NTG A Dividend J T Buy 07/28/10 J

39. Dinuba CA Fing Wastewtr Reclamation A Interest J T Reclamation----- Bond

40. Ontario Cmnty F ACS Dist Bond A Interest K T

41. Franklin Fund-small cap growth fund I- None J T FRSGXclass

42. Valic Fixed Account Plus A Dividend J T

43. Valic Midcap Strat. GR/Morgan Stanley None J T

44. AIG Valic Mid Cap Fund (Wellington) None K T

45. Valic Small Cap Special Value-Evergreen/ None J T Putnam

46. Valic International Small Cap Equity/ AIG None J T

47. World Savings(now Wachovia) aggregate A Interest Closed 04/02/10 J

48. Washington Mutual-(now Chase Bank-) A Interest 0 T aggregate

49. San Diego County Credit Union aggregate B Interest M T

50. Temecula Valley Bank (now First Citizens B Interest M T Bank)- aggregate

51. Bank of America aggregate A Interest J T

J. Jncome Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,50 I - $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(Sec Columns BI and D4) F 450,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 -More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001. $1,000,000 Pl =$1,000.001 -$5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated

A. c. D.

(I) (1) (4) (5)

(A-H)

C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,00 I - $50,000

HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

L =$50,001 -$100,000 M =$100,001 - $250,000

Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

P4 =More than $50,000,000

S =Assessment T =Cash Market

W =Estimated



VII. INVESTMENTS and TR us TS income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -


8. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(2) (!) (2) (2) (3) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date ValUe Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (if private

(Q-W) transaction)

52. San Diego National Bank- (now US Bank)- c Interest K T aggregate

53. Scottrade - moneymarket None 1 T Open 09/13/IO 1

54. Power of Attorney ---

55. -- -USFFCredit Union (aggregate) B Int/Div. K T

56. - --Chase Manhattan (aggregate) B Interest 0 T

57. ---Property 1,Tampa Florida, A Rent L w

58. ---Property 2, Tampa Florida, None L w

59. ---Property 3, St. Cloud, Florida, None L w

60.

61.

62.

l. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500

(Sec Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 -$1,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000

(Sec Columns CI and 03) N =$250,001 -$500,000 0 =$500,00I - $1,000,000

P3 =$25.000,001 -$50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)

(Sec Column C2) V =Other U =Book Value



VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.)

I. Part VII, line 5 reflects an agreggate of lines 28 and 29 in 05/06/2010 report.

2. Part VII, lines 8, 15 and 18 include original acquisition of stock, purchased 08/26/2009 inadvertently omitted from 05/06/2010 report.



IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ Roger T. Benitez

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

benitez, roqer t · 2019-07-26 · 28. ameren energy-aee/common stock a dividend j t 29. costco...

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