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A010 Rev. 112011
FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 2010
I. Person Reporting (last name, first, middle initial) 2. Court or Organization
Stahl, Nonnan H. US Court of Appeals - I st Circuit
4. Title (Article Ill judges indicate active or senior status; Sa. Report T)·pe (check appropriate type) magislrale judges indicate full- or part-lime)
D Nomination. Dare
Senior Status D Initial Annual
Sb. D Amended Report
D Final
Report Required by the Ethics in Go,.ernment Act of 1978 (5 U.S.C. app. §§ /Ol-11/)
3. Date of Report
05/15/2011
6. Reporting Period
01/01/2010
to
12/3112010
7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance
US Court of Appeals with applicable laws and regulations.
I Courthouse Way, Suite 8730 Boston, Massachusetts 02210
Re>"iewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on fast page.
J. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)
D NONE (No reportable positions.)
POSITION
I.
NAME OF ORGANIZATION/ENTITY
2. Board Member Tufis Medical Center Board of Govenors
3.
4.
5.
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
[{] NONE (No reportable agreements.)
PARTIES AND TERMS
I.
2.
3.
Stahl, Norman H.
Page 2of46
Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT
05/15/2011Stahl, Norman H.
III. NON-INVESTMENT INCOME. (Reportingindfridua(andspouu;mpp. 17-Uoffilingins"uctions.)
A. Filer's Non-Investment Income
[ZJ NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
INCOME (yours, not spouse's)
2.
3.
4.
B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
[{] NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
2.
3.
4.
IV, REIMBURSEMENTS - transportation, lodging, food, entertainment.
(Includes those TO spouse and dependent children; see pp. 25-27 of filing ins�ctions.)
[Z] NONE (No reportable reimbursements.)
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
I.
2.
3.
4.
5.
5.
FINANCIAL DISCLOSURE REPORT
Page 3of46
Name or Penon Reporting
Stahl, Norman H.
Date of Report
05/15/2011
V. GIFTS. (Includes those to spouse and dependent children; see pp. 1/J-31 of filing instructions.)
[{] NONE (No reportable gifts.)
SOURCE
I.
DESCRIPTION VALUE
2.
3.
4.
5.
VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 31-33 of filing instructions.)
[{] NONE (No reportable liabilities.)
CREDITOR DESCRIPTION VALUE CODE
I.
2.
3.
4.
2.
A.
(2) (2) (2)
Name or Penon Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 4of46 Sl�hl, Norman H. 05/15/201 I
VII. INVESTMENTS and TRUSTS - income, value, transactions (lnc/udesthose of spouse and dependent children; SU pp. 3.f-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets
B. c. D.
Income during Gross value al end Transactions during reponing period
(including trust assets) reporting period ofreporting period
(I) (I) (I) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, rnrn!dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-II) (irprivate
(Q-W) transaction)
I. /09Ashland House Associates E Distribution M w
Cmn Stk, Exxon Mobil A Dividend K T
3. Cmn Stk, Pepsico B Dividend K T
4. Cmn Stk, Exxon Mobil None M T
5. Shrs, Europacific Growth Fund - IRA A Dividend L T Sold 12/01110 J c (part)
6. Shrs, Washington Mutual Inveslors Fund - B Dividend L T Sold 12/01/10 J c IRA (part)
7. Shrs, Europacific Growth Fund - IRA B Dividend K T Sold 12/01/IO J B (part)
8. Shrs, Washington Mutual Investors Fund - B Dividend K T Sold 12/01/10 J B IRA (part)
9. Ckg Accl, Martha's Vinyard Savings A Interest J T (formerly Cooperative Bk)
IO. Massachusetts St Bond 6%, I 1/1/10 A Interest Sold 06/24110 K A
11. Massachusens Bay Trans Auth Bond 5.5%, B Interest K T 3/11/11
12. Dighton & Rehoboth MA Bond 4.75%, B Interest K T 5/1/13
13. Wenham MA Bond 4.9%, 6/1/17 B Interest K T
14. Cmn Stk, Kellogg Co None K T
15. Cmn Stk, Kellogg Co A Dividend K T Buy 01113/10 J (add'!)
16. MM Acct, Citizens Bank A Interest K T
17. Cmn Stk, Charles Schwab Corp A Dividend K T Buy 03/05/10 J (add'I)
I. Income Gain Codes: A =$1.000 or less ll =$1,001 - $2.500 c =$2.501 -$5.000 D =$5.001 -$15.000 E =$15.001 -$50.000
(Sec Columns Bl and 04) F =$50.001 -$100.000 G =SI00.001 -$1.000.000 111 =$1.000.001 - $5.000.000 112 =More than $5.000.000
2. Yalu< Codes J =S 15.000 or less K =Sl5.001 -S50.000 L =$50.001 -SI00.000 M =SI00.001 -$250.000
(Sec Columns Cl and DJ) N =$250.00 I -$500.000 0 =$500.00 I -S 1.000.000 r1 =Sl.000.001 - $5.000.000 ri =Ss.000.001 -S25.ooo.ooo
Pl =$25.000.001 -$50.000.000 P4 =More than $50.000.000
3. Valu e Method Codes Q =Appraisal R =Cost (Real Estate Only) S =AsscssmL'111 T =Cash Markct
(Sec Column C2) U =!look Valu e V =0thLT W =Estimated
I I
I
B. c.
Date of Report ll'ame of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 5 of 46 05115/2011Stahl, Norman H.
VII. INVESTMENTS and TRUSTS - income, varue, transactions (/ncrudes those of spouse and dependent children; see PP· J4-6o of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. D.
Description of Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period ofreponing period
Place "(X)" after each asset exempt from prior disclosure
18.
19.
20.
21. Cmn Stk, Charles Schwab Corp
22.
23.
24.
25.
26.
27.
28.
29.
30. Cmn Stk, Pepsico
31. Cmn Stk, EBAY Inc.
32.
33.
34.
(I) : Amount I Code I
(A-H)
A
c
(2) (I)
Type (e.g.• Value
div., rent, Code 2 or int.) (J-P)
Dividend
Dividend L
None K
(2) (I) Value Type (e.g.,
Method buy, sell,
Code 3 redemption)
(Q-W)
Buy (add'I)
Sold (part)
Sold
(part)
Buy (add'I)
Buy (add'I)
Buy (add'I)
Buy (add'I)
Buy (add'I)
Sold
(part)
Sold (part)
Sold (part)
Sold
T
T Buy (add'I)
Buy (add'I)
Buy (add' I)
Buy (add'I)
(2) (3) Date Value
mm1dd/yy Code2
(J-P)
06/22/10 J
I0/01/10 J
10/05110 J
06104110 J
06/14110 J
06/22110 J
08/09/IO J
08/30/IO J
09/21/IO J
09/23110 J
10/01/10 J
10/05110 J
01/27/10 J
01/28/IO J
02/09110 J
04127/10 J
(4) Gain
Code I
(A-H)
c
(5) Identity of buyer/selkr
(if private transaction)
I. Income Gain Codes: A =$1.000 or less ll =$1.00 I -$2.500 c =$2.50t - $5.000 D =$5.001 -$15.000 E =$15.00t - $50.000
(See Columns Bt and 04) F =$50.00t - $100.000 G =$ l00.00 t - $ l.000.000 Ill =$1.000.001 -$5.000.000 112 =More thon $5.000.000
2. Voluc Codes J =S 15.000 or kss K =Sl5.00I -S50.000 L =S50.00t - SI00.000 M =SI00.001 -$250.000
(Sec Columns CI ond DJ) N =$250.001 - $500.000 0 =$500.001 -Sl.000.000 r1 =Sl.000.001 - S5.000.ooo P2 =$5.000.00 I -$25.000.000
rJ =s2s.ooo.001 - S5o.ooo.ooo r.t =More than SS0.000.000
3. Value Method Codes Q =Appra;sol R =Cost (RC':ll E:.s!Jtc Only) S =Asscssmcnl T =Cosh M:irkct
(Sec Column C2) U =Hook Value v ::0Qth1.'T W =Est1ma1cd
FINANCIAL DISCLOSURE REPORT
Page 6of46
Name of Person Reporting
Stahl, Norman H.
Date of Report
05/15/2011
VII. INVESTMENTS and TRUSTS -income, l'a/ue, transactions (Includes those of spouse and dependent children; SU PP. 34-60 of filing instrudions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Descriplion of Asset s Income du ring Gr oss value at end Transactions during reporting per iod
(incl uding t rust asset s) reporting period of reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Ploce "(X)" after each asset : Amount Type (e.g., Value Value Type (e.g., Date Value Gain Ident ity of
exemp t from prior discl osure : Code I div., rent, Code2 Met hod buy, sel l , mm/ddiyy Code2 Code I buyer /sel ler
(A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private
(Q-W) t rans action)
35. Buy 05/25/10 J (add'l)
36. Sold 07/08/10 J (part)
37. Sold 07/14/10 J (part)
38. Sold 07/28/10 J (part)
39. Sold 07/29/10 J (part)
40. Sold 08/16/10 J (part)
41. Sold 08/19/10 J (part)
42. Sold 09/21/10 J A (part)
43. Sold 09/22/10 J A (part)
44. Sold 10/15/10 J A (part)
45. Las VegasNVG05%4/l /15 Bond A Interest K T
46. Lowell MA GO 5% 12/15/15 Bond B Interest K T
47. Methuen MA GO 5% 10/15/14 Bond None Sold 05/26/10 K B
48. Cmn Stk, Adobe Systems None K T Buy 02/04/10 J (add'l)
49. Buy 03/19/10 J (add'l)
50. Buy 04/12/10 J (add'l)
51. Buy 05/05/10 J (add'l)
I. Income GJin Codes: A =$1.000 or less B =$1.00 I • $2.500 C =$2.501 • S5.000 D=S5,00I • $15.000 E =S 15,001 • $50.000
(Sec Columns 81 and 04) F =$50.001 • $100.000 G =$100.001. $1.000.000 Ill =$1.000,001 • $5.000.000 112 =More than $5.000.000
2. Value Codes J =S 15.000 or kss K =Sl5.00I. $50.000 L =S50.00I -SI00.000 M =SI00.001 • $250.000
!Sec Columns Cl and DJ) N =$250.001 • $500.000 0 =$500.00 I • S 1.000.000 Pl =Sl.000.001 • $5.000.000 P2 =$5.000.001 • $25.000.000
Pl =$25.000.001 • $50.000.000 P4 =More than $50.000.000
3. Value Method Codes Q 00Arpr.1.isal R =Cos1 (Real Es1atc Only) S =Assessment T =Cash Market
fScl! Column C2) U =llook Value V =Othcr W =Estimated
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 7of46 051151201 IStahl, Norman H.
V 11. INVESTMENTS and TRUSTS - income, .. a1ue, transactions r1nc1udes those of spouse and dependent children; see PP. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period of reponing period
(I) (2) (I) (2) (I) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g.• Value Value Type (e.g., Dale Value Gain Identity of
exempt from prior disclosure Code I div .• rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller
(A·H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
52. Buy 06/28/10 J
(add'I)
53. Buy 10/13/IO J
(add'l)
54. Cmn Stk, Celgene None Sold 03/03/10 J A
(part)
55. Sold 05/11/10 J B
(part)
56. Sold 05/12/10 J A (part)
57. Sold 05/14/10 J A (part)
58. Sold 05/19/10 J B
59. Cmn Sik, Google None K T Buy 03/26/10 J
(add'l)
60. Buy 04/30/10 J (add'I)
61. Reslricted Cash Acct, DSM Capital Partners A Interest 0 T LLC-IRA
62. Cmn Stk, Adobe Systems - IRA None M T Buy 01/27/10 J (add'l)
63. Buy 02/04/10 J (add'l)
64. Buy 03/19/10 J (add'l)
65. Buy 04/06/10 J (add'I)
66. Buy 04112/10 J
(add'l)
67. Buy 04/30/10 J (add'l)
68. Buy 05/04/10 J (add'l)
I. Income Gain Codes: A =$1,000 or less B =$1.00 I • $2.500 c =$2.501 -$5,000 D =$5.001 - Sl5.000 E =S 15.00 I -S50.000
(Sec Columns Bl and 04) F =$50.001 • $100.000 G =SI00.001 - $1.000.000 111 =Sl.000.001 -$5.000.000 112 =More lhan S5.000.000
2. Valu.: Co<lc-s J =S 15.000 ()I' ks.s K =$15.001 -$50.000 L =SI0.001 -SI00.000 M =SI00.001 - $250.000
(Sec Columns Cl and 03) N =$250.001 -$500.000 0 =$500.001 - Sl.000.000 Pl =S 1.000.001 - S5.000.000 P2 =$5.000.001 -$25,000.000
PJ =$25.000.001 - $50.000.000 N =More 1han $50.000.000
3. Valui: �k1hod Codes Q =Appraisal R =CoSI (Real EstolC Only) S = Asscssm"'"flt T =Cash Market
(Sc,;- Column (2) U =Book Value V =Olhcr W =Estimated
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
05/15/2011Stahl, Norman H. Page 8of46
VII. INVESTMENTS and TRUSTS - income, .. a/ue, transactions (Includes those of spouse and dependent children: SU pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period of reponing period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, rnmldd/yy Code 2 Code I buyer/seller
(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
69. Buy 05/05/IO J
(add'I)
70. Buy 06/28/10 J
(add'I)
71. Buy 08/24/10 J
(add'I)
72. Sold 09/09/10 J
(part)
73. Buy 10/08/10 J
(add'I)
74. Buy 10/12/10 J
(add'I)
75. Buy 11/29/10 J
(add'I)
76. Buy 12/16/IO J
(add'I)
77. Buy 12/28/IO J
(add'I)
78. Cmn Stk, Celgene - IRA None Sold 02/18/IO J B
(part)
79. Sold 03/03/IO J B
(part)
80. Sold 03/17/10 J c (part)
81. Sold 05/11/IO J c (part)
82. Sold 05/12/10 J c (part)
83. Sold 05/14/10 K D
84. Cmn Stk, Google - IRA None L T Buy 03/26/IO J
(add'I)
85. Buy 04/27/10 J
(add'I)
I. Income GJin Codes: A =$1.000or less ll =$1,001 - $2.500 c =$2,501 -$5,000 D =$5.001 -$15,000 E =S15.001 • S50.000
(See Columns BI and 04) F =$50.001 • $100.000 G =$I 00.00 I - $1.000.000 Ill =Sl.000,001 -$5.000.000 112 =More than $5.000.000
2. Value Codes J =S 15.000 or less K =SIS.001 -SS0.000 L =SS0.001 -SI00.000 M =SI00.001 -S250.000
(Sec Columns C l and DJ) N =$250.001 -$500.000 0 =$500.00 I -S 1.000.000 Pl =Sl.000.001 -$5.000.000 P2 =Sl.000.001 - $25.000.000
Pl =$25.000.001 - $50.000.000 P4 =More than $50.000.000
3. Value Mc1hod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash M:irkct
(Sec Column C 2) U =Hook Value V =Olhcr W =Estimalcd
(2) (4)
FINANCIAL DISCLOSURE REPORT
Page 9of46
Name of Penon Reporting
Stahl, Norman H.
Date of Rtport
05/15/2011
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see PP. 1.t-60 offilint: instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period of reponing period
(I) (2) (I) (2) (I) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code2 Method buy, sell. mrnlddlyy Code2 Code I buyer/seller
(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-II) (if private
(Q-W) transaction)
86. Buy 04/30/IO J
(add'I)
87. Buy 05/04/10 J (add'l)
88. Buy 05/14/10 J
(add'l)
89. Sold I0/28/10 J A (part)
90. Buy 11/29110 J
(add'!)
91. Restricted Cash Acct, DSM Capital Partners A Dividend N T LLC
92. Massachusetts St Sch Bldg Auth Bond, 5%, A Interest K T 10115/14
93. Jefferson Cnty Al Ltd Oblig Bond, 5.25%, A Interest J T 1/1/16
94. Schwab Cash Reserve A Dividend 0 T
95. Cmn Stk, Abbot Labs - IRA A Dividend Sold 01/22/10 K c (part)
96. Sold 01/25/10 K c
97. Cmn Stk, Coca-Cola Co - IRA c Dividend L T Buy 02/17/10 K (add'I)
98. Buy 03/02/10 J
(add'!)
99. Buy 03/03/IO J
(add'!)
100. Buy 04/30/10 J
(add'I)
IOI. Sold 08/24110 J
(part)
102. Sold 08/27/10 J (part)
I. Income Gain Codes: A =$1.000 or less ll =$t,OOI -$2.500 c =$2,501 -$5.000 0 =$5.001 · $15.000 E =St 5.00 I -$50.000
(Sec Columns Bl and 04) F =$50.001 - $100.000 G =$100.001 -$1.000,000 111 =$1.000.001 - $5.000.000 112 =More than $5.000.000
2. Value Codes J =S 15.000 or less K =SIS.001 -Sl0.000 L =S50.00I -SI00.000 M =SI00.001 -S250.000
(Sec Columns Cl and 03) N =S250.001 -$500,000 O=S�.OOl -Sl,000.000 Pl =Sl.000.001 -Sl.000.000 P2 =SS.000.00t -$25.000.000
P3 =$25.000.001 -$50.000.000 P4 =More than $50.000.000
3. Value Method Codes Q=Apprnisal R =Cost (Real Estate Only) S =Assessment T =Cash Marke1
(Sec Column C2) U =Hool Value v =Olh'-'T W =Estimated
A. c.
(1)
D.
(2) (4) (5)
FINANCIAL DISCLOSURE REPORT
Page 10 of 46
Name of Person Reporting
Stahl, Norman H.
Date of Report
05/15/2011
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children,- see PP. 3.t-6o offilinK instructions.>
D NONE (No reportable income, assets, or transactions.)
B.
Description of AsselS Income during Gross value at end Transactions during reponing period
(including trust asseis) reponing period of reponing period
(1) (2) (1) (2) (3)
Place "(X)" after each asset Amount Type (e.g .• Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
103.
104.
105.
106.
107.
108. Cmn Stk, Diageo PLC - IRA
109.
110.
111.
112.
113.
114.
115.
116.
117.
118. Cmn Stk, Kellogg Co - IRA
119.
Buy (add'I)
Sold
(part)
Sold (part)
Sold (part)
Sold (part)
B Dividend L T Buy (add' I)
Buy (add' I)
Buy (add'!)
Sold (part)
Sold (part)
Sold (part)
Sold (part)
Buy (add'!)
Buy (add'I)
Buy (add'!)
c Dividend L T Sold (part)
Buy (add' I)
10/14/10 J
11/16/10 J B
12/14/10 J A
12/16/10 J A
12/30/10 J A
02/10/10 J
05/10/10 J
05/19/10 J
06/30/10 J
07/22110 J
08/20/10 J
08/23/10 J
12/06/10 J
12/17/10 J
12/20/l 0 J
06/08/10 J A
07/27/10 J
I. Income Gain Codes: A =$1.000 or less ll =$1,001-$2.500 c =$2.501 • $5.000 D45.00l -$15,000 E =$15.001 -$50.000
(See Columns Bl and D4) F =$50.00 I -$I 00.000 G =$100.001 -$1.000.000 Ill =$1.000,001 -$5.000.000 112 =More than $5.000.000
2. Value Codes J =S 15.000 or less K =SIS.001 -$50.000 L =$50.001 -SI00.000 M =$100.001 -$250.000
(Sec Columns Cl and DJ) N =$250.00 I - $500.000 0 =$500.001 - Sl.000.000 Pl =Sl.000.001 - $5.000.000 P2 =$5.000.001 -$25.000.000
Pl =$25.000.00 I -$50.000.000 r� =More than $50.000.000
3. Value Method Codes Q =Appraisal ){=Cost (Real Ee.state Only) S =Assessment T =C3.Sh Marl..C1
(Seo Column C2) U =llook Value v =Oth1..'T W=ht1matcd
Stahl, Norman H.
:>Oame of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 11 of 46 05/15/2011
VII. INVESTMENTS and TRUSTS -income, >'alue, transactions (Includes those of spouse and dependent children; see PP. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period of reponing period
{I) (2) (1) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset i Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure i Code I div., rent, Code 2 Method buy, sell, mmldd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
120. Sold 08117110 J (part)
121. Sold 10/01110 J (part)
122. Sold 10/28110 J (part)
123. Cmn Stk, McDonalds - IRA c Dividend L T Sold 02/01/10 J A (part)
124. Sold 02/03/10 J A (part)
125. Sold 06/03110 J A (part)
126. Sold 06/08/10 J A (part)
127. Sold 06109110 J A (part)
128. Sold 06115110 J A (part)
129. Sold 06/21110 J A (part)
130. Sold 07/07/10 J A (part)
131. Sold 08/25/10 J A (part)
132. Cmn Stk, Netflix.com - IRA None Sold 02/18/10 J c (part)
133. Sold 03/04/10 J D (part)
134. Sold 03/09/10 J B (part)
135. Sold 03/25/10 J D (part)
136. Sold 03/29110 J D (part)
I. Income Gain Codes: A =$1.000 or less B =$1.001 -$2.500 C =$2.501 -SS.000 D =S5.00I -SI 5.000 E =S15.001 - Sl0.000
(See Columns Bl and 04) F =$50.00 I - $I 00.000 G =$100.00 I -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than S5.000.000
2. Value Codes J =S 15.000 or less K =$15.001 - $50.000 L =$50.001 - S 100.000 M =SI00.001 - S250.000
(Sec Columns CI and DJ) N =$250.001 - S500.000 0 =$500.00 I -S 1.000.000 Pl =Sl .000.001-S5.000.000 P:! =S5.000.00I -$25.000.000
Pl =$25.000.001 -$50.000.000 r-i =More than S50.000.000
3. Value Mc1hod Cocks Q =Appr;:iisal R :Cost (Rl!al f:.st::itc Only) S =Asscssnl\."111 T =Cash M:irkci
{Sci! Column C2) U :o.Hool Yalu� V =0thL'T W =ES1ima1cd
(I) (3)
Dale of Rrport Name of Penon Reporting FINANCIAL DISCLOSURE REPORT
05/15/2011Slahl, Norman H. Page 12 of 46
VII. INVESTMENTS and TRUSTS - income, •·atue, transactions (tncludes those of spouse and dependent children; see pp. 34-60 of filing instructions.J
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value al end Transactions during reporting period
(including trust assets) reporting period of reporting period
(2) (I) (2) (I) (2) (4) (5)
Place "(X)" after each assel Amounl Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempl from prior disclosure Code I div., rent, Code 2 Method buy, sell. mrnldd/yy Code 2 Code I buyer/seller (A-II) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
137. Sold 03/30/10 J A
(part)
138. Sold 04/05/10 J c (part)
139. Sold 04/14/10 J c (part)
140. Sold 04/26/10 J c (part)
141. Sold 05/24/10 K D
142. Cmn Stk, Nestle SA - IRA B Dividend L T
143. Cmn Stk, Scripps Networks Interactive - A Dividend L T Sold 01/07/10 J B IRA (part)
144. Sold 01/11/10 J B (part)
145. Sold 01/20110 J B (part)
146. Buy 02/17/10 J (add'!)
147. Sold 06115/10 J c (part)
148. Buy 08/24/10 J (add'!)
149. Buy 08/27/10 J (add'!)
150. Sold 11/02/10 J c (part)
151. Sold 11/04/10 J c (part)
152. Sold 11117/10 J c (part)
153. Cmn Stk, Charles Schwab Corp - IRA A Dividend Sold 04/07/10 J B (part)
I. Income Gain Codes: A =$1.000 or less ll =Sl.001 - $2.500 C =$2.501 • S5.000 D =$5,001 -SI 5.000 E =Sl5.00I - $50,000
(Sec Columns BI and 04) F =$50.001 - $I 00.000 G =$100.001 -$1.000.000 Ill =$1.000.001 - $5.000.000 112 =More t han $5.000.000
2. Value Codes J =S 15-.000 or l ess K =Sl5.00I -$50.000 L =S50.00I - SI00.000 M =SI 00.00 I - S250.000
(Sec Columns Cl and OJ) N =$250.00 I - $500.000 0 =$500.001 - Sl.000.000 Pl =Sl.000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000
P3 =$25.000.001 -$50.000.000 P4 =More than $50.000.000
3. Value Mc1hod Codes Q =Appraisal R =Cost (Real Estate Only) S =Asscssmcnl T =Ca5h M:irkct
(Sec Column C2) U =U:ool Yalu..: v =Oth...-r W =Estimated
(2) (2) (5)
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 13 of 46 05/15/2011Stahl, Norman H.
VII. INVESTMENTS and TRUSTS - income, ratue, "ansacrions rrnrtudes 11rose ofspouu and dependent children; see PP. 34-60offitinc insrrudions.J
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (I) (2) (I) (3) (4)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div .. rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A·H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
154. Buy 06104110 J (add'I)
155. Buy 06/14/10 J (add'I)
156. Buy 06/22/10 J (add'I)
157. Buy 08/09/IO J (add'I)
158. Buy 08/23/IO J (add'I)
159. Buy 08/30/IO J (add'I)
160. Sold 09/21/IO K (part)
161. Sold 09/23/10 J (part)
162. Sold 10/05/10 K
163. Cmn Stk, Time Warner - IRA c Dividend M T Buy 01/11/10 J (add'I)
164. Buy 01/27/10 J (add'I)
165. Buy 01/28/10 J (add'I)
166. Buy 02/09/10 J (add'I)
167. Sold 03/05/10 J c (part)
168. Sold 04/08/10 J c (part)
169. Sold 04/09/IO J B (part)
170. Sold 04/20/IO J B (part)
I. Income Gain Codes: A =S t.000 or Jess B =$1.001 - $2.500 c =$2.50! - $5.000 D =$5,001 -$15.000 E =Sl5.00t -$50.000
(Sec Columns Bt and 04) F =$50.001 - $100.000 G =SI00.001 -$1.000.000 111 =$1,000.00 I - $5.000.000 112 =M ore than S5.000.000
2. Value Codes J =St5.000orlcss K =SI5.00I -SS0.000 L =$50.001 - SI00.000 M =StOO.OOt -$250.000
(Sl�c Columns Cl and DJ) N =$250.001 -S500.000 0 =$500.00 I -St .000.000 Pl =St.000.001 - S5.000.000 P2 =S5.000.00I -S25.000.000
PJ =$25.000.001 - $50.000.000 P4 =M ore than SS0.000.000
3. Value Mc1hod Codes Q =Appraisal K =Cost (Real Estate Only) S =Asscssmcnr T =Cash M:nkct
(Sec Column Cl) U =Book Value v =Oth1..'T W =Estimated
(2) (2) (5)
(Q-W)
171. Sold 08127/IO J A (part)
172. Buy 10/08110 J (add'I)
173. Buy 10112/10 J (add'I)
174. Sold I0/28110 K D (part)
175. Buy 11129/10 J (add'I)
176. Cmn Stk, Wal-Mart Stores - IRA A Dividend Buy 04/14/10 J (add'I)
177. Sold 04/29/10 K (part)
178. Sold 04/30/10 J (part)
179. Sold 05104110 J (part)
180. Sold 05105/IO J (part)
I 81. Sold 05/18/10 J (part)
182. Sold 06/04/10 K (part)
183. Sold 06/07/10 K A
184. Massachusetts St Dev Fin Bond, 5%, 911/19 A Interest K T
185. Cmn Stk, Abbot Labs A Dividend Sold 01/22/IO J B (part)
186. Sold 01/25/10 J A
187. Cmn Stk, Nestle SA A Dividend K T Sold 06/28/10 J B (part)
FINANCIAL DISCLOSURE REPORT
Page 14 of 46
Name of Person Reporting
Stahl, Norman H.
Date of Report
05115/2011
VII. INVESTMENTS and TRUSTS -income, vatue, transactions rtnrtudes those of spouse and dependent children; see PP· J4-60offitinc instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of As>ets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (I) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
transaction)
I. Income Gain Codes: A =$1.000 or less H =$1.001 - $2.500 c =$2,501 • $5,000 D =$5.001 • $15.000 E =S15.00l -S50.000
(Sec Columns Bl and 04) F=$50.001-$100,000 G =SI 00.00 I - $1.000.000 Ill =$1.000,001 -$5.000.000 112 =More than $5.000.000
2. Value Codes J =S 15.000 or kss K=Sl5.00l -S50.000 L =SS0.001 -SI00.000 M =SI00.001 -S250.000
(Sec Columns CI and 03) N =5250.00 I • S500.000 0 =S500.00 I - S 1.000.000 Pl =Sl.000.001 • $5.000.000 P2 =$5.000.001 • $25.000.000
PJ =$25.000.001. $50.000.000 P4 =More than $50.000.000
3. Value Method Cocks Q =Apprais;:il R =Cost (Real Estalc O nly) S ===Assessment T =Ca.sh Market
(Sci! Column C2) U =Hook Yalu� V =Other W =Estimated
D.
Dale of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 15 of 46 05115/2011Stahl, Norman H.
VII. INVESTMENTS and TRUSTS - income, value, transactions rrnc1udn 1hose of spouse and dependen1 children; see PP· 34-60 of filing insiruc1ions.J
D NONE (No reportable income, assets, or transactions.)
A. B. c. Description of Assets Income during Gross value al end Transactions during reponing period
(including trusl assets) reponing period of reponing period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amounl Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempl from prior disclosure Code I div., renl, Code2 Method buy, sell, nun/dd/yy Code2 Code I buyer/seller (A-H) or int) (J-P) Code 3 redemption) (J-P) (A-II) (if private
(Q-W) transaction)
188. Cmn Stk, Qualcomm None Sold 02/04/10 J (part)
189. Sold 02/11/10 J
(part)
190. Sold 02/12/10 J
191. Cmn Stk, Hasbro Inc - IRA 8 Dividend L T Sold 01/15/10 J A (part)
192. Sold 03/04/10 J c (part)
193. Sold 03/05/10 J 8 (part)
194. Sold 03/29/10 J c (part)
195. Sold 03/30/10 J B (part)
196. Sold 04/19/10 J c (part)
197. Sold 05/18/10 J B (part)
198. Sold 05/26/10 J B (part)
199. Sold 05/27/IO J B (part)
200. Sold 06/16/10 J c (part)
201. Sold 06/24/10 J c (part)
202. Sold 06/25/10 J B (part)
203. Sold 06/30/10 J c (part)
204. Sold 08/18/10 J B (part)
I. Income Gain Codes: A =$1,000 or less ll =$1,001-$2.500 c =$2.501 • $5.000 D =$5.001-$15,000 E =St5.00l -S50.000
(Sec Columns BI and D4) F =$50.001-$100,000 G =$!00.001. $1,000.000 Ill =$1.000,001 -$5.000.000 112 =More than $5.000.000
2. Value Codes J =$ 15.000 or less K =S15.001 • $50.000 L =S50.00I -SI00.000 M =SI00.001 • $250.000
(Sec Columns Cl and DJ) N =$250.001 -S500.000 0 =$500.00 I -S 1,000.000 r1 =Sl.000.001 • $5.000.000 P2 =$5.000.001 • $25.000.000
Pl =$25.000.001 -SS0.000.000 P4 =More than $50.000.000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Ca.sh Market
(Sec Column C2) U =Book Value V=Oth1..'T W =Estimated
(2)
Date or Report Name or Penon Reporting FINANCIAL DISCLOSURE REPORT
Page 16 of 46 05115/2011Stahl, Norman H.
v I I. INVESTMENT s and TR us TS - income, value, transactions (Includes those of spouse and dependent d1i/dren; Sl!I! pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description or Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period ofreponing period
(I) (2) (I) (2) (I) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g.• Value Value Type (e.g.• Dale Value Gain Identity of
exempt from prior disclosure Code I div.• rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller
(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-II) (ifpri,·ate
(Q-W) transaction)
205. Sold 09113110 J B (part)
206. Sold 11/02/10 J B (part)
207. Cmn Stk, EBAY Inc - IRA None L T Buy 01127110 J
(add'!)
208. Buy 01128/10 J (add'!)
209. Buy 02/09/10 J (add'!)
210. Buy 02115110 J (add'I)
211. Buy 02/16110 J (add'!)
212. Sold 03/17/10 J B (part)
213. Sold 03/25/IO J A (part)
214. Buy 04121110 J (add'!)
215. Buy 05107110 J (add'!)
216. Buy 05/25/10 J (add'I)
217. Sold 07/08110 J (part)
218. Sold 07/14/10 J (part)
219. Sold 07/22110 J (part)
220. Sold 07/27110 J (part)
221. Sold 07/28110 J (part)
I. Income Gain Codes: A =$1.000 or less fl =$1.001 - $2,500 c =$2.501 - $5.000 D =$5.001 - $15.000 E =$15.001 - $50.000
(See Columns Bl and D4) F =$50.001 - $100,000 G =$100.00 I - $1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000
2. Value Codes J =S 15.000 or less K =S 15.CXll - S50.000 L =SS0.001 - SI00.000 M =SI 00.00 I - S250.000
(Sec Columns Cl and DJ) N =$250.001 - SS00.000 0 =$500.001 - Sl.000.000 Pl =Sl.000.001 - $5.000.000 P! =$5.000.001 - $25.000.000
PJ =$25.000.001 - $50.000.000 P� =More than $50.000.000
3. Value Method Codes Q =AppraiS<ll R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U =!look Value v =Oth..."f W =Estimated
;
FINANCIAL DISCLOSURE REPORT
Page 17 of 46
Name of Penon Reporting
Stahl, Norman H.
Date of Report
05/15/2011
v I I. INVESTMENTS and TR us TS - income, •·alue, transactions (Includes those of spouse and dependent children; see pp. 3./-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value al end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset '
,Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure i Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A·ll) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
222. Sold 07/29/10 J (part)
223. Sold 08/04/10 J
(part)
224. Sold 08/16/10 J (part)
225. Sold 08/19/10 J (part)
226. Sold 08/20/10 J A (part)
227. Sold 09/21/10 J A (part)
228. Sold 09/22/10 J B (part)
229. Sold 10/12/10 J A (part)
230. Sold 10/14/10 J A (part)
231. Sold 10/15/10 J A (part)
232. Sold 10/28/10 J B (part)
233. Sold I 1/02/10 J A (part)
234. Buy 12/29/10 J (add'I)
235. Cmn Stk, Gilead Sciences Inc - IRA None Buy 03/22/10 J (add'!)
236. Sold 04/22/10 K (part)
237. Sold 04/23/10 J (part)
.238. Sold 04/27/10 L
I. Income Gain Codes: A =S1.000 or less ll =$1.00 I • $2.500 c =$2.50t -$5.000 D =$5.00t • St5.000 E =$t5.00t -$50.000
(Sec Columns Bl and D4) F =$50.00 I • $I 00.000 G =$100.001 - $1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000
2. Value Codes J =S 15.000 or less K =SI 5.001 -$50.000 L =$50.001. SI00.000 M =SI00.001 -$250.000
(Sec Columns Cl and DJ) N =$250.001 -$500.000 0 =$500.001 -$1.000.000 Pl =Sl.000.001 -$5.000,000 P2 =$5.000.001 - $25.000.000
Pl =$25.000.001 -$50.000.000 N =More than $50.000.000
3. Value Method COOcs Q =Appraisal R -"-Cost (Kcal E.st::nc Only) S =AsscssmCT'lt T =Cash Market
(Sec Column C2) U =Hool Value V =Oth1..'T W =Estim<11cd
(2) (I) (4) (5)
Gain Identity of
Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT
Page 18 of 46 Stahl, Norman H. 05/15/2011
VII. INVESTMENTS and TRUSTS -income, valu e, transaction s (1nc1udes 1hose ofspouse anddependen 1children;see pp. 14-6ooffi1ingin s1ruc1ions.J
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (2) (3) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value
Code Iexempt from prior disclosure div., rent, Code2 Method buy, sell, mm/ddlyy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
239. Cmn Stk, Qualcomm Inc - IRA A Dividend Sold 02/04/IO K (part)
240. Sold 02/10/10 J (part)
241. Sold 02111/10 J (part)
242. Sold 02/12/IO K
243. Cmn Stk, Weight Watchers - IRA A Dividend Buy 01/26/10 J (add'!)
244. Sold 02/26/10 J (part)
245. Sold 03116/IO J (part)
246. Sold 03/18/10 J (part)
247. Sold 03/19/10 K (part)
248. Sold 03/22/10 J
249. Cmn Stk, Unilever - IRA c Dividend M T Buy 01112/10 J (add'\)
250. Buy 02110110 J (add'\)
251. Buy 04/20/IO J (add' I)
252. Buy 05/03/10 J (add'!)
253. Buy 05/10/10 J (add'!)
254. Buy 05/17110 J (add' I)
255. Buy 05/19/10 J (add' I)
I. Income Gam Codes: A =$1.000 or less B =$1.00 I - $2.500 c =$2.501 - $5,000 D =$5.00 I - $15.000 E =Sl5.00I - S50.000
(See Columns B1 and 04) F =$50.00 I - $I 00.000 G =$100.001 - $1.000.000 Ill =$1.000.001 - $5.000.000 112 =More than $5.000.000
2. Valul! Cock--s J =S 15.000 odcss K =SI 5.001 - SS0.000 L =$50.001 - SI00.000 M =SI00.001 - S250.000
(Sec Columns Cl and 03) N =$250.001 - SS00.000 0 =$500.001 - $1.000.000 Pl =Sl.000.001 - $5,000.000 1'2 =$5.000.001 - S25.ooo.ooo
PJ =$25.000.001 - $50.000.000 P4 =More than $50.000.000
3. Value Mclhod Cod..:s Q =ApprJisal K =Cost (Real Estate Only) S ==-Assessment T =Cash Marlct
(Sec Column C2) U =Hook Value V =Other W =EstimJ.tcd
of filing
B.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 19 of 46 Stahl, Norman H. 05/15/2011
instructions.)VI I. INV EST MENTS and TR u STS - income, .-a/ue, traruactioru (Includes those of spouse and dependent children; see PP. 34-60
D NONE (No reportable income, assets, or transactions.)
A. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mmidd/yy Code 2 Code I buyer/seller
(A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
256. Sold 07/22110 J (part)
257. Buy 10/22/IO J (add'I)
258. Buy 11/29/10 J (add'!)
259. Buy 12/03/10 J (add'I)
260. Cmn Stk, Sherwin-Williams Co. - IRA A Dividend Buy 03/19/10 J (add'l)
261. Sold 05107110 K B (part)
262. Sold 06/01/10 J B (part)
263. Sold 06/08/10 J B (part)
264. Sold 06/23110 J c (part)
265. Sold 06/24/10 K c
266. Cmn Stk, Costco Wholesale Corp - IRA A Dividend K T Buy 04/13/10 J (add'!)
267. Buy 04115/10 J (add'l)
268. Buy 04/20/10 J (add'!)
269. Buy 04/26110 J (add'l)
270. Sold 11/17110 K D (part)
271. Sold 12/09/10 J c (part)
272. Cmn Stk, Gartner Inc - IRA None Sold 02/17/IO J B (part)
I. Income Gain Codes: A =$1.000 or less ll =$1.00 I - $2.500 c =$2.501 - $5,000 D =$5,001 -$15.000 E =$15,001 - $50.000
(Sec Columns BI and 04) F =$50.001 - $100,000 G =$100.001 - $1.000.000 Ill =$1,000,001 -$5.000.000 112 =More than $5.000.000
2. Value Codes J =SI 5.000 or less K =$15.001 -SS0.000 L =SS0.001 -SI00.000 M =SI00.001 - $250.000
(Sec Column< Cl and DJ) N =$250.001 - SS00.000 0 =$500.001 - $1.000.000 Pl =Sl.000.001 - $5.000,000 P2 =$5.000.001 - $25,000.000
P3 =$25.000.00 I - $50.000.000 P� =More 1han $50.000.000
3. Value Method Codes Q =Appraisal R =Cost (Real Es1a1c Only) S =Asscssmcnl T =Cash Market
(Sc..: Column C2) U o=Book Value v =01h ...-r W =Estimated
(2) (2) (4)
Dale of Report Name of Penon Reporting FINANCIAL DISCLOSURE REPORT
Page 20 of 46 05/15/2011Stahl, Nonnan H.
v II. INVESTMENTS and TR us TS - income, value, transactions (Includes those of spouse and depend en/ chi/dun; Set! pp. 34-60 of filing ins/ructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period ofreponing period
(I) (I) (I) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., renl, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
273. Sold 03/04/10 J A (part)
274. Sold 10/29/IO J D (part)
275. Sold 11/10/10 J c (part)
276. Sold 11/30/10 J c (part)
277. Sold 12/01110 J B (part)
278. Sold 12/07/10 J c (part)
279. Sold 12/08/10 J B (part)
280. Sold 12/13/10 J c
281. Cmn Stk, McCormick Co Inc - IRA A Dividend Sold 04/12110 J A (part)
282. Sold 04/13110 J B (part)
283. Sold 04/15/10 K c
284. Cmn Stk, Alcon Inc - IRA None Sold 01/05/10 J c (part)
285. Sold 01/06/10 K D
286. Billerica Mass Bond 2.5%, I 1/01/10 A Interest Sold 06124/10 K
287. Town of Braintree MA 5%, 05/15/19 A Interest K T
288. Houston Tex ARPT Sys Rev 5%, 07/01/21 A Interest K T
289. Massachusetts St Wtr 5 %, 08/01/21 A Interest K T
I. Income Gain Codes: A =$1.000 or less B =$1,00 I - $2,500 c =$2,501 - $5.000 D =$5.001 - $15.000 E =S 15.00 I - S50.000
(Sec Columns BI and 04) F =$50.001 - $100.000 G =$!00.001 -$1.000.000 Ill =$1.000.001 - $5.000.000 112 =More than S5.000.000
2. Value Codes J =SI ;.ooo or less K =SI 5.001 - S50.000 L =S50.001 - SI00.000 M =SI00.001 -S250.000
(Sec Columns Cl and DJ) N =$250.001 - S500.000 O =$500.00 I - S 1.000.000 Pl =Sl.000.001 -$5.000.000 P2 =S5.000.00I - S25.000.000
PJ =$25.000.00 I - S50.000.000 N =More than $50.000.000
3. Value Me1hod Codes Q =Appraisal R =Cost (Real Estate Only) S = Asscssmcnl T =Cash Markel
(Sc-: Column C2) U =Hook Valu� V =Oth1..T W =Estimated
=Asscssm .. 'TI(
B.
(I) (I) (2) (4)
(J-P)
FINANCIAL DISCLOSURE REPORT
Page 21of46
Name or Person Reporting
Stahl, Norman H.
Date or Report
05/15/2011
VII. INVESTMENTS and TRUSTS -income, value, transactions rrnc1uda those of spouse and dependent children: see pp. 34-60 offilinG instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Description of Assets Income during
c.
Gross value at end
D.
Transactions during reponing period
(including trust assets) reponing period ofreponing period
(2) (I) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g.• Value Value Type (e.g., Date Value Gain Identity of
Code I exempt from prior disclosure div., rent, Code 2 Method buy. sell. mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) Code3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
290. Cmn Stk, Alcon Inc None Sold 01/05/IO J B
(part)
291. Sold 01106/10 J B
292. Cmn Stk, Coca Cola Company A Dividend K T Buy 02/18/10 J (add'I)
293. Buy 03/03/10 J (add'I)
294. Buy 04/30/10 J (add'I)
295. Sold 08/27/10 J A
(part)
296. Sold 12114/10 J A (part)
297. Cmn Stk, Costco Wholesale Corp A Dividend J T Sold 12/09/10 J B (part)
298. Cmn Stk, Diageo PLC A Dividend K T Buy 05/19/10 J (add'!)
299. Sold 07/22/10 J A (part)
300. Sold 08/23/10 J A (part)
301. Buy 12/17/10 J (add'!)
302. Cmn Stk, Gartner Inc None K T
303. Cmn Stk, Gilead Sciences Inc None Buy 03/22/10 J (add'!)
304. Sold 04/22/10 J (part)
305. Sold 04/23/10 J (part)
306. Sold 04/27/IO K
I. Income Gain Codes: A =$ 1,000 or less B =$1,001 -$2.500 c =$2.501 • $5.000 U=$5.00! -Sl5.000 t =SIS.001 • SS0.000
(See Columns BI and D4) F =$50.001 • $100.000 G =$100.001 -$1.000.000 Ill =$ 1 .000.001 -$5.000.000 1 t2 =More than $5.000.000
2. Value Codes J =S 15.000 or less K =SIS.001-SSO.OOO L =SS0.001 • SI00.000 M=SI00.001 . $250.000
(Sec Columns Cl and DJ) N =$250.00 1 - $500.000 0 =$500.00 1 -Sl.000.000 Pl =Sl.000.001 - $5.000.000 P2 =$5.000.001 -$25.000.000
P3 =$25.000.00 1 -SS0.000.000 N =More than $50.000.000
3. Value Method Codes Q =Appr.tisal R =Cost (Real Estate Only) S T =Ca.sh Marh"1
(Sec Column C2) U =Book Value V =0thLT W =Estimated
D.
(2) (I) (2) (3) (4) (5)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 22 of 46 Stahl, Norman H. 05/15/2011
VII. INVESTMENTS and TRUSTS -income, value, transactions (Incl udes tlroseofs pouse and dependtnt childrtn; SU p p. J;/-60 of fili ng i nstr u ctions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. Description of Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period of reponing period
(I) (2) (I) Place "(X)" afler each asset Amount Type (e.g., Value Value Type (e.g., Dale Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int) (J-P) Code3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
307. Cmn Stk, Hasbro Inc A Dividend K T Sold 03/04/10 J A (part)
308. Sold 03/29/IO J B
(part)
309. Sold 06/21/IO J B (part)
310. Sold 06/24110 J B (part)
311. Sold 06/25/10 J A (part)
312. Sold 06/30/10 J A (part)
313. Sold 11/03/10 J B (part)
314. Cmn Stk, McConnick & Co Inc A Dividend Sold 04113/10 J A (part)
315. Sold 04/15/10 J B
316. Cmn Stk, McDonalds Corp B Dividend K T Sold 02/01/10 J A (part)
317. Sold 06/08/IO J A (part)
318. Sold 06/15/10 J A (part)
319. Sold 07/07110 J A (part)
320. Cmn Stk, Netflix Inc None Sold 02/18/10 J B (part)
321. Sold 03109110 J B (part)
322. Sold 03/30/10 J c (part)
323. Sold 05/11/10 J B (part)
I. Income Gain Codes: A =S 1.000 or less B =$1.001 -$2,500 c =$2.501 - $5.000 D =$5.001 - $15.000 E =$15,001 - $50.000
(See Columns BI and D4) F =$50.00 I - $I 00.000 G =$I 00,00 I - $1.000.000 111 =Sl.000.001 - $5.000.000 112 =More 1hon $5.000.000
2. Voluc Codes J =SI l.000 or less K =SI 5.001 - Sl0.000 l =S50.00I - SI00.000 M =SI00.001 - S2l0.000
(Sec Columns CI and DJ) N =S250.00 I - $500.000 0 =SlOO.OOt - $1.000.000 Pl =Sl.000.001 - Sl.000.000 P2 =$5.000.001 - $25.000.000
PJ =$25.000.00 I - $50.000.000 P-t =More than S50.000.000
3. Value Method Codi.:s Q =Appraisal R =Cosi (Rcol bi101c Only) S ==Asscssm1.'Tll T =Cash Market
(Sec Column C2) U =Book Value V =Othcr W =Estimated
c. D.
Dale of Report :-O:ame of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 23 of 46 Stahl, Norman H. 05/15/2011
v II. INVESTMENTS and TR u ST s - income, 1·0/ue, transactions (Includes those of spouse and dependent children; SU pp. 34-60 of filing ins/ructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" afier each asset ·Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure :
Code I div .. rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller
(A-H) or int) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
324. Sold 05/13/10 J 8 (part)
325. Sold 06/11/10 J c
326. Cmn Stk, Scripps NTWK A Dividend K T Sold 01/l l /IO J 8 (part)
327. Buy 08/24/10 J (add'!)
328. Sold 11117/10 J 8 (part)
329. Cmn Stk, Sherwin-Williams Co A Dividend Buy 03/19/10 J (add'!)
330. Sold 05107110 J A {part)
331. Sold 06/08/10 J 8 (part)
332. Sold 06/23/10 J A (part)
333. Sold 06/24/10 J 8
334. Cmn Stk, Time Warner Inc A Dividend K T Buy 01/11/lO J (add'!)
335. Buy 01/27/10 J (add'!)
336. Buy 02/09/10 J (add'!)
337. Sold 03/05/10 J A (part)
338. Sold 04/08/10 J A (part)
339. Sold 04/20/10 J A (part)
340. Buy 10/21/10 J (add'!)
I. Income Gain Codes: A =Sl.000 or less ll=St.001-$2.500 C =$2.SOt • S5.000 D=S5.00t • $15.000 E =St5.00t -$50.000
(Sec Columns Bl and D4) F =$50.00J. $100.000 G =$ t 00.00 I -$1.000.000 Ill =$1.000.00t • $5.000.000 112 =More than S5.000.000
2. Value Codes J =S 15.000 or less K =SI 5.001 • SS0.000 L =SSO.OOJ -St00.000 M =SIOO.OOt -S250.000
(Sec Columns Cl and OJI N =$250.001 • SS00.000 0 =$500.001. $1.000.00o Pl =Sl.000.001 • U.000.000 P2 =SS.000,001 • $25.000.000
PJ =$25.000.001. $50.000.000 P4 =More than SS0.000.000 3. Value "'kthod Coc:ks Q =Apprais:ll f( =Cost (Real Es1atc Only) S =Assessment T =Cash Marke1
(Sec Column C2) U ='Book Value v =Oth ...-r W ==Estimated
(I) (4)
Name of Penon Rtporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 24 of 46 Stahl, Norman H. 05/15/2011
VI I. INV EST ME NTS and TRUSTS - income, •·a1ue, transactions r1nc1udes those of spouu and dependent children; see PP· 1.s-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period of reponing period
(2) (I) (2) (I) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, rrun/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
341. Sold 10/28/IO J B (part)
342. Buy 11/29/10 J (add'I)
343. Cmn Stk, Unilever A Dividend K T Buy 04/20/10 J (add'!)
344. Buy 05/10/10 J (add'!)
345. Buy 11129/10 J (add'I)
346. Cmn Stk, Wal-Mart Stores, Inc A Dividend Sold 04/29/10 J A (part)
347. Sold 04/30/10 J A (part)
348. Sold 05/04/10 J A (part)
349. Sold 05/05/10 J A (part)
350. Sold 05118110 J A (part)
351. Sold 06/07/10 J A
352. Cmn Stk, Weight Watchers Intl Inc A Dividend Sold 06/16110 J (part)
353. Sold 03/18/10 J (part)
354. Sold 03119110 J (part)
355. Sold 03/22110 J
356. MM Acct, HS Mgmt Partners - IRA A lnt./Div. J T
357. MM Acct, HS Mgmt Panners B Dividend J T
I. Income Gain Codes: A =$1.000 or less ll =$1.001 -$2,500 c =$2.501 - $5,000 D =$5,001 - $15.000 E =S15.001-S50,000
(Sec Columns Bl and 04) F =$50.001 -$100.000 G =$100.001 - $1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000
2. Value Cod'--s J =S 15.000 or less K =$15.001 -$50.000 L =$50.001 -SI00.000 M =SI00.001 - S250.000
(Sec Columns CI ilnd 03) N =S2l0.00I - $500.000 0 =$500,00 I • $1.000.000 Pl =Sl.000.001. $5.000.000 P2 =$5.000.001 -$25.000.000
P3 =$25.000.00t - $50.000.000 N =More than $50.000.000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column Cl) U =Hool Value V ==Oth'-T W =Estimated
c.
FINANCIAL DISCLOSURE REPORT
Page 25 of 46
Name or Penon Reporting
Slahl, Norman H.
Date or Report
05/15/2011
Vil. INVESTMENTS and TRUSTS -inC'ome, .. arue, rransaC'tions onc1ude. those of spouse and dependent children: see pp. J.t-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. 0. Description or Assets Income during Gross value al end Transactions during reponing period
(including 1rus1 assels) reponing period of reponing period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
e•empt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A·H) or int.) (J-P) Code 3 redemption) (J.P) (A-H) (if private
(Q-W) transaction)
358. Cmn Srk, Adobe Syslems Inc None J T Buy 03/19/10 J
359. Buy 05/04/10 J (add'I)
360. Buy 06/28/10 J (add'I)
361. Cmn Stk, Amaxon. com Inc None J T Buy 03/24/10 J
362. Buy 06/11/10 J (add'!)
363. Sold 11/08/10 J A (part)
364. Cmn Stk, Anheuser-Busch InBev A Dividend J T Buy 03/18/10 J
365. Buy 03/30/10 J (add'!)
366. Buy 04/29/10 J (add'!)
367. Sold l l/11/10 J A (part)
368. Cmn Stk, Celgene Corp None Buy 03/30/10 J
369. Sold 05/14/10 J (part)
370. Sold 05/19/10 J
371. Cmn Stk, Coca Cola Company A Dividend J T Buy 03/11/10 J
372. Buy 04/30/10 J (add'!)
373. Sold 09/23/10 J A (part)
374. Cmn Stk, Costco Wholesale Corp A Dividend J T Buy 03/10/10 J
I. Income Gain Codes: A =$1.000 orless B=Sl.OOt -$2.500 c =$2,501 • $5,000 D =$5,001 - $15,000 E =$15.001. $50.000
(See Columns Bl and 04) F =$50.001 • $100.000 G =$100.001 - $1.000.000 Ill =$1,000,001. $5.000.000 112 =More than $5.000.000
2. Value Codes J =S 15.000 orlcss K =Sl5.00I - $50.000 L =$50.001. SI00.000 M =SI00.001 - S250.000
(See Columns Cl and DJ) N =$250.00J • $500.000 0 =SS00.001 • $1.000.000 Pl =Sl.000.001 • $5,000.000 Pl =$5.000.001 - $25,000.000
PJ =$25.000.001 - SS0.000.000 P4 =More than $50.000.000 3. Value Mi:thod Cocks Q =Appraisal R =Cost (Real Estate Only) S -=Assessment T =Cash Market
(Sec Column Cl) U =Book Value v -=Oth1."J W =Estimated
(I) (2) (3)
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 26 of 46 Stahl, Norman H. 05/15/2011
v I I. I NV EST ME NTS and TR us TS - income, 1·alue, transactions (Includes those of spouse and depend mt children; see PP. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(2) ( I) (2) (I) (4) (5)
Place "(X)" afier each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A·H) or int.) (J-P) Code3 redemption) (J·P) (A-II) (if private
(Q-W) transaction)
375. Buy 04/29/IO J (add'l)
376. Cmn Stk, Darden Restaurants Inc A Dividend Buy 03/19/10 J
377. Sold 11/12/10 J A
378. Cmn Stk, Diageo PLC A Dividend J T Buy 03/05/IO J
379. Sold 11/17/IO J A (part)
380. Cmn Stk, Walt Disney Co None J T Buy 09/24/10 J
381. Buy I0/15/10 J (add'!)
382. Cmn Stk, Ebay Inc None J T Buy 03/05/10 J
383. Sold 03/17/IO J A (part)
384. Buy 05/07/IO J (add'!)
385. Sold 07/28/10 J (part)
386. Sold 08/20/10 J (part)
387. Sold I0/15/10 J A (part)
388. Cmn Stk, GAP Inc A Dividend Buy 03/24/10 J
389. Buy 04/05/10 J (add'!)
390. Buy 05/05110 J (add'!)
391. Buy 05/18/10 J (add'!)
I. Income Gain Codes: A =$1.000 or less ll =$1,001 -$2,500 c =$2,501 - $5,000 D =$5.001 -$15,000 E =$15.001 • $50.000
(Sec Columns llI and D4) F =$50.001 -$100,000 G =$ !00.00 I - S 1,000.000 Ill =$1.000,001 - $5.000.000 112 =More than $5.000.000
2_ Value Codes J =S 15.000 or less K =$15.001 -$50.000 L =$50.001 -SI00.000 M =SI00.001 • $250.000
(Sec Columns Cl and DJ) N =$250.001 -$500.000 0 =SS00,00 I - S 1.000,000 Pl =Sl.000,001 - $5.000.000 P2 =$5.000.001 - $25.000.000
PJ =$25.000.001 -$50.000.000 N =More than $50,000.000
3. Value Method Cocks Q =Appraisal R =Cost (Real Est31c Only) S =Assessment T =Cash Market
(Sec Column Cl) U o::l:Jook Value V =Other W =Estimated
A.
(2)
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 27 of 46 Stahl, Norman H. 05/15/2011
VII. INVESTMENTS and TRUSTS -income, .. atue, transactions (Includes thou of spouse and dependmt children; see PP· 34-6ooffitinc instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets
B. c. D.
Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period of reponing period
(I) (2) (I) (2) (I) (J) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) CodeJ redemption) (J-P) (A-H) (if private
(Q-W) transaction)
392. Buy 07/20/10 J (add'I)
393. Sold 09/23/10 J (part)
394. Sold I0/05/10 J
395. Cmn Stk, Gartner, Inc None J T Buy 03/15110 J
396. Buy 04/05/10 J (add'!)
397. Cmn Stk, Gilead Sciences Inc None Buy 03/05/10 J
398. Buy 04105110 J (add' I)
399. Sold 04/23/10 J (part)
400. Sold 04/27/10 J
401. Cmn Stk, Google Inc None J T Buy 03/18/10 J
402. Buy 06/14/10 J (add'I)
403. Cmn Stk, Hanesbrands Inc None J T Buy 07/06/10 J
404. Buy 08/03/IO J (add'I)
405. Buy 09/23/10 J (add'I)
406. Buy 12/14/10 J (add'I)
407. Cmn Stk, Hasbro Inc A Dividend J T Buy 03/18/10 J
408. Buy 04/06/10 J (add'I)
I. Income Gain Codes: A =$1.000 or less B=Sl,001-$2.500 c 42.501 -$5.000 045.001-$15.000 E =$15.00 I -$50.000
(See Columns Bl and 04) F =$50.001 - $100.000 G =SI00.001 - $1.000.000 HI =$1.000.001 -$5.000.000 112=More 1han $5.000.000
2. Value Codes J =Sl5.000orlcss K =$15.001 -$50.000 L =$50.00I - SI 00.000 M =SI00.001 -S250.000
(Sec Columns Cl and DJ) N =$250.00I - $500.000 0 =$500.001 - $1.000.000 Pl =Sl.000.001 -$5.000.000 P2 =$5.000.001 - $25.000.000
PJ =$25.000.00 I - $50.000.000 N =More than $50.000.000
J. Val ue Method Cocks Q =Appraisal R =Cost (Real Es1a1c Only) S ""'Assessment T :=Cash M.lfkct
(Sec Column C2) U ""Book Value v =Oth ....'1' W =Estimated
'
D.
Dale of Repon Name of Penon Reporting FINANCIAL DISCLOSURE REPORT
Page 28 of 46 Stahl, Nonnan H. 05115/2011
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes 1t10se of spouse and dependent children; see PP. 14-600/fiting instructions.)
D NONE (No reportable income, assets, or transactions.)
Descriplion of Assels
A. B. c.
Income during Gross value at end Transaclions during «porting period
(including lrusl assets) reporting period or reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5)
Place "(X)" afler each assel : Amount Type (e.g .• Value Value Type (e.g., Dale Value Gain Identity or
exempt from prior disclosure Code I div., rent9 Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-ll) or int.) (l-P) Code 3 redemption) (J-P) (A-H) (ifprivale
(Q-W) transaclion)
409. Sold 06/21/l 0 J A (part)
410. Sold 06/25/10 J A (part)
411. Cmn Stk, HJ Heinz Co None J T Buy 10/12/10 J
412. Buy 12/03/10 J (add'l)
413. Cmn Stk, J Crew Group Inc None Buy 08/25/10 J
414. Buy 09/28/10 J (add'l)
415. Buy 10/26/10 J (add'l)
416. Sold l l/23/JO J B
417. Cmn Stk, Kellogg Company B Dividend J T Buy 03/11/10 J
418. Cmn Stk, McCormick & Co Inc A Dividend Buy 03/22/10 J
419. Buy 03/30110 J (add'l)
420. Sold 04/15/IO J
421. Cmn Stk, McDonalds Corp A Dividend J T Buy 03/09/10 J
422. Sold 06/08/10 J A (part)
423. Sold 09/23/10 J A (part)
424. Cmn Stk, Nestle A Dividend J T Buy 03/08/10 J
425. Cmn Stk, Paychex Inc A Distribution Buy 05/27/10 J
I. Income Gtiin Codes: A =$1,000 or less ll =$1,001 - $2.500 c =$2.501 -$5.000 D =$5.001 -$15.000 E =S 15.00 I - $50.000
(Sec Columns BI and D4) F =$50.001 -$100,000 G =$100.001 - $1.000.000 111 =$1.000.001 -$5.000.000 112 =More than $5.000.000
2. Value Codes J =S 15.000 or less K =Sl 5.001 -$50.000 L =SS0.001 - SI00.000 M =SI00.001 -$250.000
(Sec Columns CI and DJ) N =$250.00 I -$500.000 0 =$500.001 -$1.000.000 Pl =Sl.000.001 -$5.000.000 P2 =$5.000.001 -$25.000.000
Pl =$25.000.001 -SS0.000.000 P-t =More than SS0.000.000
3. Value Method Codes Q=Appraisal f{ =Cost (Real Estalc Only) S =Asscssm\.'111 T =Cash Market
(Sec Column C2) U =Hook Value v =Oth1..'"f W =Cst1matcd
B.
(I) (2) (I) (2)
(J-P)
429.
430.
437.
FINANCIAL DISCLOSURE REPORT
Page 29 of 46
Name of Person Reporting
Stahl, Norman H.
Date of Report
05/15/2011
VII. INVESTMENTS and TRUSTS - income, •·a1ue, transactions rrnc1udes those of spouse and dependent children; see pp. J-1-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. D.
Transactions during reporting period
c.
Gross value at endDescription of Assets Income during
(including trust assets) reporting period of reporting period
(2) (I) (3) (4) (5) Place "(X)" afler each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure div., rent, Code2 Method buy, sell, mrn!dd/yy Code2 Code I buyer/sellerCode I
(A-H) or int.) (J-P) Code3 redemption) {A-11) ( if private
(Q-W) transaction)
426. Sold 09/20110 )
427. Cmn Stk, Scotts Miracle Grow Inc A Distribution ) T Buy 04/30110 )
428. Buy 05104110 ) (add'!)
Buy 06/25/10 ) (add'!)
Cmn Stk, Scripps NTWK A Dividend ) T Buy 03/19110 )
431. Cmn Stk, Sherwin Williams Co A
432.
433.
434.
435. Cmn Stk, Target Corporation A
436.
Dividend
Dividend ) T
Buy
Sold (part)
Sold (part)
Sold
Buy
Buy (add'!)
03/19/10 )
06/08/10 ) A
06/23/10 ) A
06/24/10 ) A
06/10/10 J
06/25110 )
Buy 07/01/10 ) (add'l)
438. Buy (add'!)
09/28110 )
439. Cmn Stk, Time Warner Inc A Dividend ) T Buy 03/05/10 J
440. Sold (part)
04/12/10 J A
441. Cmn Stk, Unilever A Dividend ) T Buy 03/15/10 )
442. Buy (add'I)
05/10/10 )
I. Income G;:iin Codes: A =$1.000 or kss B=Sl.001-$2.500 c =$2,501-$5,000 D =$5,001 -$15.000 E =$15.001-$50.000
(Sec Columns BI and D4) F =$50.00 I -$I 00.000 G =$ I00.00 I - $1.000.000 111 =Sl.000.001 - $5.000.000 112 =More than $5.000.000
2. Value Codes J =-Sl5.000 or l�s K =$15.001 -$50.000 L =$50.001 -SI00.000 M =SI00.001 -$250.000
(Sec Columns Cl and DJ) N =$250.001 -$500.000 0 =$500.001-$1.000.000 Pl =Sl.000.001 -$5.000.000 P2 =$5.000.001 - $25.000.000
P3 =$25.000.001. $50.000.000 P4 =More 1han $50.000.000
3. Value Method Codes Q =Appraisal I{ =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sci: Column C2) U = Hook Value V =Other W =Estimated
(I) (5)
Date of Report Name of Penon Reporting FINANCIAL DISCLOSURE REPORT
Page 30 of 46 05/15/2011Stahl, Norman H.
v II. IN v EST M ENTS and TR u STS - income, l'alue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D. Description of Assets I nc ome during Gross value at en d Trans actions du ring rep oning period
(inclu ding t rust assets) reponing period of reponing peri od
(I) (2) (I) (2) (2) (3) (4) P lace "(X)" a Iler each asset A m ou nt Type (e.g., Value Value Type (e.g., D ate Value Gain I dentity of
exempt from prior discl osure Code I div., rent, Code2 Method buy, sel l, mmldd/yy Code2 Code I buyer/sel ler
(A-H) or int .) (J-P) Code3 redemption) (J-P) (A-H) (if private
(Q-W) t ra nsac tion)
443. Cmn Stk, Wal-Mart Stores, Inc A Distribution Buy 03105110 J
444. Sold 04/29/10 J (part)
445. Sold 05/05/10 J A
(part)
446. Sold 06/07/10 J
447. Cmn Stk, Walgreen Company None J T Buy 11/17/10 J
448. Buy 12/31/10 J (add'!)
449. Cmn Stk, Weight Watchers Intl Inc None Buy 03/05/10 J
450. Sold 03/22/10 J A
451. Cmn Stk, Western Union Company A Dividend J T Buy 11/16/IO J
452. Buy 11/22/IO J (add'!)
453. Cmn Stk, 3M Company A Distribution J T Buy 10114/10 J
454. Buy 11/15/10 J (add'!)
455. Buy 11/29/10 J (add'!)
456. MM Acct, HS Mgmt Partners (X) A Distribution J T
457. Cmn Stk, Amazon.com Inc None K T Buy 03/04/10 J
458. Buy 06/11/10 J (add'!)
459. Sold 09129110 J B
(part)
I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2.500 c =$2.501 -$5,000 D =$5.001 - $15.000 E =Sl 5.00l -S50.000
(Sec Columns BI and 04) F =$50.001 -$100,000 G =$100.00t - $1.000.000 111 =$ l.000.001 - $5.000.000 112 =More than $5.000.000
2. \'Jlul!' Cocks J =S 15.000 orlcss K =$15.001 • S50.000 L =S50.001 - SI00.000 M =SI00.001 -$250.000
(Sec Columns Cl and 03) N =$250.001 - $500.000 0 =$500.00 I - S 1.000.000 rt =Sl.000.001 -$5.000.000 P2 =Sl.000.001 - $25.000.000
PJ =S25.000.00 I - $50.000.000 P4 =More than $50.000.000
J. Value Mc1hod Cod .. ·s Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sci: Column C2) U =Book Value V =Other W =Estima1cd
(I) (5)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 31 of 46 Stahl, Norman H. 05115/2011
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those of spouse and dependent children; see PP· J4-6o of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(2) (I) (2) (I) (2) (3) (4) Place "(X)" after each asset
exempt from prior disclosure
Amount Code I
(A-H)
Type (e.g.,
div., rent,
or int.)
Value
Code2
(J-P)
Value
Method
Code 3
(Q-W)
Type (e.g.,
buy, sell,
redemption)
Date
nunldd/yy
Value
Code2
(J-P)
Gain
Code 1
(A-H)
Identity of
buyer/seller
(if private
transaction)
460. Cmn Stk, Darden Restaurants Inc A Dividend Buy OI/22/10 J
461. Buy 01/28/10 J (add'I)
462. Buy 05/03/IO J (add'I)
463. Buy (add'I)
06/29110 J
464. Sold 11110/10 J A (part)
465. Sold 11/l I/IO J B (part)
466. Sold I 1/12110 J B
467. Cmn Stk, Anheuser-Busch InBev A Dividend K T Buy 03/18/10 J
468. Buy 03/24/10 J (add'I)
469. Buy 04/06/10 J (add'I)
470. Buy 04/20/10 J (add'I)
471. Buy 04/26/10 J (add'I)
472. Sold 09/30/10 J A (part)
473. Cmn Stk, Walt Disney Co None K T Buy 09117110 J
474. Buy 09/24/IO J (add'I)
475. Buy 09127110 J (add'I)
476. Buy 09/28/10 J (add'I)
I. Income Gain Codes: A =$1.000 or less ll =$1.001 -$2.500 c =$2.501 - $5.000 D =$5.00t - $15.000 E =Sl5.00l -S50.000
(Sec Columns Bl and D4) F=$50.00l -$100.000 G =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000,000 112 =More than $5.000.000
2. Valu.: Codes J =S 15.000 or less K=Sl5.00l -S50.000 L =S50.00I -SI00.000 M =SI00.001 -S250.000
(Sec Columns Cl and DJ) N =S250.00 I -SI00.000 0 =$500.001 - $1.000.000 Pl =s1.ooo.001 - S5.ooo.ooo P2 =SS.000.001 - $25.000.000
Pl =S2S.OOO.OO I - $50.000.000 P4 =More 1han $50.000.000
3. Value Mc1hod Codes Q =Appraisal R =Cosi (Real Es1a1c Only) S =Assessmcnr T =Cash Market
(Sec Column C2) U =Hook Value V =Other W �Estimated
(5)
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 32 of 46 Stahl, Norman H. 05/15/2011
VII. INV EST M ENT S and TRUSTS - income, value, transactions <rnc1udes those of spouse and dependent children; see PP· 1-1-60 of filing instrucrions.J
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value al end Transactions during reponing period
(including trust assets) re-poning period of re-poning period
(1) (2) (1) (2) (1) (2) (3) (4) Place "(X)" afler each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
Code 1exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer.'seller (A·H) or int) (1-P) Code 3 redemption) (1-P) (A-H) (if private
(Q-W) transaction)
477. Buy (add'l)
478. Sold
(part)
479. Cmn Stk, GAP Inc A Distribution Buy
480. Buy
(add'I)
481. Buy (add'I)
482. Buy (add'I)
483. Buy (add'I)
484. Buy
(add'l)
485. Buy (add' I)
486. Buy (add'I)
487. Buy (add'l)
488. Buy (add'l)
489. Buy (add'l)
490. Buy
(add'I)
491. Sold
(part)
492. Sold (part)
493. Sold (part)
10/04/10 J
11117/10 J A
03/23110 J
03/24/10 J
03/26/10 J
04/01/10 J
04/06/10 J
04/28/10 J
04/30/10 J
05112/10 J
05/18/10 J
06/28/IO J
06/29110 J
08/06/10 J
08/19/10 J
09/02/10 J
09/22110 J
I. Income Gain Codes: A =$1.000 or less B =Sl,001 - $2.500 c =$2,501 • $5,000 D=SS,001-SIS.OOO E =$15.001 • S50.000
(See Columns Bl and 04) F =$50.001. $100.000 G =SI00.001 • $1.000.000 Ill =$1.000,001 • $5.000.000 112 =More than $5.000.000
2. Value Codes J =SI S.000 or less K =SI 5.001 • SS0.000 L =SS0.001. SI00.000 M =SI00.001. S250.000
(Sec Columns Cl and DJ) N =$250.001 - SS00.000 0 =SS00,001 • Sl.000.000 Pl =Sl.000.001 • SS.000.000 P2 =SS.000.001 • $25.000.000
Pl =$25.000.001 • SS0.000.000 P4 =More than $50.000.000
3. Valu..: Method Codi:s Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sc..: Column C2) U =Book Value V =Other W =l:::stimatcd
(2) (3)
FINANCIAL DISCLOSURE REPORT
Page 33 of 46
Name of Person Reporting
Stahl, Norman H.
Dale or Report
05/15/2011
VII. INVESTMENTS and TRUSTS - income, •·arue, transactions (Includes those of spouse and dependent children; see PP· 14-60 offitinc instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (2) (I) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure
Place "(X)" after each asset Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller
(A-H) or int.) (J.P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
494. Sold 10/05/10 K
495. Cmn Stk, Hanesbrands Inc None K T Buy 01106110 J
496. Buy 07/08/10 J
(add'!)
497. Buy 07/22/10 J
(add'!)
498. Buy 07/27/10 J
(add'I)
499. Buy 08/02/10 J
(add'!)
500. Buy 08/03/IO J
(add'!)
501. Buy 09/23110 J
(add'!)
502. Buy 12/14/10 J
(add'!)
503. Cmn Stk, HJ Heinz Co None J T Buy I0/08/10 J
504. Buy 10112110 J
(add'!)
505. Buy 12/03/10 J
(add'I)
506. Cmn Stk, J Crew Group Inc None Buy 08/25/10 J
507. Buy 08127/10 J
(add'!)
508. Buy 09/01110 J
(add'!)
509. Buy 09/24/10 J
(add'!)
510. Buy 10/26/10 J
(add'!)
I. Income Gain Codes: A =$1.000 or less B =$1.001 - $2.500 c 42.501 - $5,000 0 =$5.001 - St5.000 E =$15.001- $50.000
(Sec Columns BI and 04) F =$50.001 - $I 00,000 G =$I 00,00 I - $1.000.000 111 =$1.000.001 • $5.000.000 112 =More 1han $5.000.000
2. Value Codes J =$15.000 or less K =$15.001 - $50.000 L =$50.001 - $100.000 M =$100.001 -$250.000
(Sec Columns Cl and 03) N =$250.001 - $500.000 0 =$500.00 I - $1.000.000 Pl =Sl.000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000
PJ =$25.000.001 • $50.000.000 N =More 1han $50.000.000
J_ Value Method Codes Q =Appraisal R =Cost (Real Es!atc Only) S =Assessment T =Cash M::i.rkct
(Sci: Column C2) U =Book Value V =Olhcr \V =Estimated
(I) (I) (3)
FINANCIAL DISCLOSURE REPORT
Page 34 of 46
Name of Person Reporting
Stahl, Norman H.
Date of Report
05/15/2011
VII. INVESTMENTS and TRUSTS - income, .. a1ue, transactions (1nc1udes those of spouse and dependmt children; see PP· 1-1-60 of fl line instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(2) (I) (2) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, rnm/dd/yy Code2 Code I buyer/seller
(A·ll) or int.) (J-P) Code3 redemption) (J-P) (A-HJ (if private
(Q-W) transaction)
511. Sold 11/22110 J A (part)
512. Sold 11/23/10 K D
513. Cmn Stk, Paychex Inc A Dividend Buy 05/27110 J
514. Buy 06/10/10 J (add'I)
515. Sold 09/17/10 J (part)
516. Sold 09/20/10 J
517. Cmn Stk, Scotts Miracle Grow Co A Dividend K T Buy 04130110 J
518. Buy 05/04/10 J (add'l)
519. Buy 05/07/10 J (add'I)
520. Buy 05114/10 J (add'I)
521. Cmn Stk, Target Corporation A Dividend K T Buy 06/10/10 J
522. Buy 06/11/10 J (add'l)
523. Buy 06/24/10 J (add'l)
524. Buy 06/29110 J (add'I)
525. Buy 06130110 J (add' I)
526. Buy 07/13110 J (add'I)
527. Buy 08/23110 J (add'I)
I. Income Gain Codes: A =$1.000 or less B =$1.001 - $2.500 c =$2.501 - Sl.000 D =$5.001 - $15.000 E =S15.001 - S50.000
(See Columns Bl and 04) F =$50.001 -$100.000 G =$100.00 I - $1.000.000 Ill =$1.000.001 - $5.000.000 112 =More than $5.000.000
2. Value Codes J =S15.000 or less K =Sll.001 -Sl0.000 L =SI0.001 -SI00.000 M =SI00.001 - S250.000
(Sec Columns CI and DJ) N =$250.001 -S500.000 0 =Sl00.00 I -S 1.000.000 Pl =Sl.000.001 - SS.000.000 P2 =S5.000.001 • S25.000.000
P3 =S25.000.00t -SS0.000.000 P4 =More tlun $50.000.000
3. Value Method Codes Q =Appraisal R =<:'ost (Real Estarc Only) S =Assessment T =Cash Market
(Sec Column C2) U =Hook Value V=01fa.T W =l.:::Slimarcd
A.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 35 of 46 Stahl, Norman H. 05/15/2011
VII. INVESTMENTS and TRUSTS - inmme, ··atue, transactions r1nc1udes those of spouse und dependent children: see pp. 1-1-60 offiting instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of AS>ets
B. c. D.
Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period ofreporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div.• rent. Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
528. Cmn Stk, Walgreen Company None K T Buy 11117/10 J
529. Buy 11/22/10 J
(add'I)
530. Buy 11/29/10 J (add'I)
531. Cmn Stk, Western Union Company A Dividend K T Buy 11/16/IO J
532. Buy I 1/17/IO J (add'I)
533. Buy 11/29/10 J (add'I)
534. Buy 12/21/10 J (add'I)
535. Cmn Stk, 3M Company A Dividend K T Buy 10/14/10 J
536. Buy 10115110 J (add'!)
537. Buy 11/02/10 J (add'!)
538. Buy 11/10/10 J (add' I)
539. Buy 11/26/IO J (add' I)
540. Cmn Stk, 3M Co - IRA A Dividend M T Buy 10/13/IO K
541. Buy 10/14/10 J (add'!)
542. Buy 10/15/IO J (add' I)
543. Buy 11/02/10 K (add'!)
544. Buy 11/03/10 J (add'!)
I. Income Gain Codes: A =$1.000 or less ll=St.OOt -$2.500 c =$2.501 -$5.000 D =$5.001 -$15.000 E =S1 5.001 -S50.000
(See Columns 111 and D4) f =$50.001 -$I 00.000 G =$!00.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000
2. Value Codes J =SI 5.000 or kss K =$15.001 -$50.000 L =$50.001 -SI 00.000 M =SI00.001 -$250.000
tSee Columns Cl and DJ) N =$250.001 - SS00.000 0 =$500.001 -$1.000.000 Pl =Sl.000.001 -$5.000.000 P2 =$5.000.001 - $25.000.000
PJ =$25.000.001 - $50.000.000 P4 =More than $50.000.000
3. Value Method Cod.::s Q =Appraisal R ==Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U =Hook Value V::::oOthC'r W =Estimated
(I) (4)
547.
Name of Penon Reporting Date of Rrport FINANCIAL DISCLOSURE REPORT
Page 36 of 46 Stahl, Norman H. 05/15/2011
VII. INVESTMENTS and TRUSTS - income, •·arue, transactions r1nc1udes those ofspouu and dependmt children; see PP· J-t-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period of reponing period
(I) (2) (2) (I) (2) (3) (5) Place "(X)" afler each asset
exempt from prior disclosure
Amount Code I
(A-H)
Type (e.g.,
div., rent,
or int.)
Value
Code2
(J-P)
Value
Method
Code 3
(Q-W)
Type (e.g.,
buy, sell,
redemption)
Date
mm/ddlyy
Value
Codc2
(J-P)
Gain
Code I
(A-H)
Identity of
buyer/seller
(if private transaction)
545. Buy (add'I)
11/10/10 J
546. Buy 11/26/10 J (add'I)
Buy 11/29/IO J (add'I)
548. Buy 12110/10 J (add'I)
549. Cmn Stk, Amazon.com - IRA None K T Buy 03/04/10 K
550 .. Buy 05/19/10 J (add'I)
551. Buy 06/11/IO K (add'l)
552. Buy 06/14/10 J (add'l)
553. Sold 09/13/10 J A {part)
554. Sold 09/28/10 J A (part)
555. Sold 09/29/10 J A (part)
556. Sold 10/21/10 J B (part)
557. Sold 12115/10 J c {part)
558. Sold 12/22/10 J c {part)
559. Cmn Stk, Anheuser-Busch InBev - IRA A Dividend L T Buy 03/18/10 K
560. Buy 03/24110 J (add'!)
561. Buy 03/29/I 0 J (add'I)
I. Income Gain Codes: A =$1.000 or less ll =$1.001 -$2,500 c =$2501 -$5.000 D =$5,001 -$15,000 E =St5.00l -S50.000
(Sec Columns Bl and D4) F=$50.00J -$100.000 G =$100,001 -$1.000.000 111 =$1.000.001 -$5.000.000 112 =More than $5.000.000
2. Value Code'< J =$15.000 or less K =$15.001 -$50.000 L =$50.001. SI00.000 M=St00.001 -$250.000
(Sec Columns Cl and 03) N =$250.001 -$500.000 0 =$500.00 I -$ 1 .000.000 Pl =$1.000.001 • $5.000.000 P2 =$5.000.001 -$25.000.000
PJ =$25.000.001 -$50.000.000 P4 =More than $50.000.000
3. Value Mc1hod Codc-s Q =Appraisal R =Cost (Real Estate Only) S =Asscssllk..'"Tll T =Cash Market
(Sec Column C2) U =Hook Value V ==Oth1.T \\' ==Cstimatcd
A.
FINANCIAL DISCLOSURE REPORT Name of Penon Reporting
Stahl, Norman H.
Date of Report
05/15/2011Page 37 of 46
VII. INVESTMENTS and TRUSTS - income, value, transactions <Includes those of spouse and dependent children; see PP. 1.t-60 offilinc instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets
B. c. D.
Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" afler each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller {A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
562. Buy 04/06/10 J (add'l)
563. Buy 04/08/10 J
(ad�'l)
564. Buy 04/16/10 J (add'l)
565. Buy 04/20/10 J (add'l)
566. Buy 04/21/10 J (add'l)
567. Buy 04/26/10 J (add'l)
568. Buy 05/12/10 J (add'l)
569. Sold 07/08/10 J (part)
570. Sold 07/15/10 J A (part)
571. Sold 07/26/10 J A (part)
572. Sold 09/30/10 J A (part)
573. Sold 10/21/10 J A (part)
574. Buy 11/29/10 J (add'I)
575. Buy 12/14/10 J (add'l)
576. Cmn Stk, Darden Restaurants Inc - IRA B Dividend Buy 01/22/10 J
577. Buy 01/27/10 J (add'l)
578. Buy 01/28/10 K (add'I)
I. Income Gain Codes: A =$1.000 or less ll =$1.001 - $2.500 c =$2.501 - $5.000 D =$5.001 - $15.000 E =$15.001 - $50.000
(Sec Columns Bl and 04) F =$50.00t -$t00.000 G =Sl00,001 - $1.000.000 Ill =$1.000.00t - $5.000.000 112 =More lhan $5.000.000
2. Value Codes J =S 15.000 or kss K =St5.00l -S50.000 L =$50.00t -St00.000 M =$100.001 -$250.000
(Sec Columns Ct and DJ) N =$250.001 -$500.000 0 =$500.00 I - S 1.000.000 Pl =Sl.000.001 - $5.000.000 P2 =$5.000.001 • $25.000.000
PJ =$25.000.00 I -$50.000.000 P4 =More 1han $50.000.000
J. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ==Assessment T =Cash Market
(Sec Column C2) U =Book Value V =Other W =Estimated
(I) (I) (3) (4)
FINANCIAL DISCLOSURE REPORT
Page 38 of 46
Name or Penon Reporting
Stahl, Norman H.
Date or Report
05/15/2011
VI I. INVESTMENTS and TRUSTS - income, value, transactions <Includes rhose of spouse and dependent children: see PP. 14-60 of filing ins1ruc1ions.;
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value al end Transactions during reporting period
(including trust assets) reporting period of reporting period
(2) (I) (2) (2) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g.• Date Value Gain ldentily of
exempt from prior disclosure Code I div., rcn� Code 2 Method buy, sell. mrn/dd/yy Code 2 Code I buyer/seller
(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
579. Buy 03/02/10 J (add'!)
580. Buy 05/03/10 J (add'!)
581. Buy 06109110 J (add'!)
582. Buy 06/29/10 J (add'!)
583. Sold 11/08/10 J A (part)
584. Sold 11/10/10 K c (part)
585. Sold ll/11/10 J c (part)
586. Sold 11/12/IO K D
587. Cmn Stk, GAP Inc -IRA A Dividend Buy 03/23/10 J
588. Buy 03/24/10 J (add'!)
589. Buy 03/26/10 J (add'!)
590. Buy 04/01/10 J (add'!)
591. Buy 04/06/10 J (add'!)
592. Buy 04109110 J (add'J)
593. Buy 04/13/10 J (add'!)
594. Buy 04/28/IO J (add'!)
595. Buy 04130110 J (add'!)
I. Income Gain Codes: A =$ t .000 or less B =$1,001 - $2.500 c=$2,501 - $5,000 0=$5.001-$15.000 E =$15.001 -$50.000
(Sec Columns Bl and 04) F =$50.001 - $100,000 G =$!00.001 -$1.000.000 Ill =$1.000.001 - $5.000.000 112 =More than $5.000.000
2. Value Codes J =S 15.000 or less K =SI 5.001 - S50.000 L =$50.001 - SI00.000 M =SI00.001 - $250.000
(Sec Columns CI and DJ) N =$250.001 - $500.000 O =$500.001 - Sl,000.000 Pl =Sl,000.001 - S5.ooo.ooo P2 =$5.000.001 - $25.000.000
Pl =$25.000.001 - $50.000.000 P4 =More than $50.000.000
3. Valul! Mc1hod Ccxks Q =Appra;sal R =Cost (Real E.statc Only) S =Asscssmrnt T =Cash Market
(Sc.: Column C2) U =Book Value V =Othcr W =Estima1cd
(I) (3)
FINANCIAL DISCLOSURE REPORT
Page 39 of 46
Name of Person Reporting
Stahl, Norman H.
Date of Report
05/15/2011
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes thou of spouse and dependent chi/dun: see PP· 34-600/filinc instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during roponing period
(including trust assets) reponing period of reponing period
(2) (I) (2) (I) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/sellerCode I
(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
596. Buy 05/05/10 J (add'I)
597. Buy (add'l)
598. Buy (add'l)
599. Buy (add'l)
600. Buy (add'l)
601. Buy (add'l)
602. Buy (add'I)
603. Buy (add'I)
604. Sold (part)
605. Sold (part)
606. Sold
607. Cmn Stk, HJ Heinz - IRA A Dividend L T Buy
608. Buy (add'l)
609. Buy (add'l)
610. Buy (add'I)
611. Buy (add'l)
612. Cmn Stk, Hanesbrands Inc - IRA None L T Buy
05/12/10 J
05118110 J
06/08/10 J
06/28/10 J
06/29/10 J
07/20/10 J
08/06/10 J
09/02/10 J
09/22/10 K
10/05/10 L
10/08/10 K
10112110 J
11/10/IO K
11/22/10 J
12/08/10 J
07/06/10 J
I. Income Gain Codes: A =$1,000 or less B =$1.001 • $2.500 c =$2.501 • $5.000 D =$5.001 -St5.000 E =St5.00t -$50.000
(Sec Columns Bl and D4) F =$50.001 -$100,000 G =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000
2. Value Codes J =S 15.000 or less K =St 5.001 -S50.000 L =S50.00t - St00.000 M =SI 00.001 - S250.000
!Sec Columns CI and D3) N =S250.00 I -S500.000 0 =SS00.00 I -$ 1.000.000 Pl =Sl.000.001 -$5.000.000 r2 =S5.ooo.001 -s2s.ooo.ooo
PJ =$25.000.00 I -SS0.000.000 P4 =More than $50.000.000
3. Value Method Codes Q =Appr.iisal K =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U = Book Value V =01hcr W ="l:::stimatcd
B.
(2) (I) (5)
Date or Report Name of Penon Reporring FINANCIAL DISCLOSURE REPORT
05115/2011Slahl, Norman H. Page 40 of 46
VII. INVESTMENTS and TRUSTS - income, •·atue, transactions r1nc1udes those of spouse and dependentchitdren: see PP. 34-600/fiting instructions.)
D NONE (No reportable income, assets, or transactions.)
A. c. D.
Description or Assets Income during Gross value at end Transactions during reponing period
(including trust assets) reponing period ofreponing period
(I) (2) (I) (2) (3) (4) Place "(X)" afler each assel ·Amount Type (e.g., Value Value Type (e.g .. Date Value Gain Identity of
exempt from prior disclosure i Code I div .. rent. Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A·H) or int.) (J·P) Code 3 redemption) (J-P) (A-H) (irprivate
(Q-W) transaction)
613. Buy 07/07/10 J (add'!)
614. Buy 07/08/10 J (add'I)
615. Buy 07/13/10 J (add'I)
616. Buy 07/22110 J (add'I)
617. Buy 07/27110 J (add'I)
618. Buy 07/30/10 J (add'I)
619. Buy 08/02/10 J (add'I)
620. Buy 08/03/10 J (add' I)
621. Buy 09/23/10 J (add' I)
622. Buy 09/27110 J (add'I)
623. Buy 09/28/10 J (add'I)
624. Buy I 1/03/10 J (add'I)
625. Buy 12/14/10 J (add'I)
626. Buy 12/16/10 J (add'I)
627. Buy 12/28/10 J (add' I)
628. Cmn Slk, J Crew Group Inc - IRA None Buy 08/25/10 J
629. Buy 08/26/10 J (add'I)
I. Income Gain Codes: A =$1.000 or less ll =$1.001 • $2.500 c =$2.501 • $5,000 D =$5,001 • $15.000 E=$15.001 • $50.000
(See Columns BI and 04) F =$50.001 • $100.000 G =$100.00 I - $1.000.000 111 =$1.000.001 - $5.000.000 112 =More than $5.000.000
2. Voluc Codes J =S 15.000 or less K =SIS.001 -$50.000 L =SS0.001 -SI00.000 M =SI00.001 - $250.000
(See Columns Cl and DJ) N =$250.001 - $500.000 0 =$500.001. $1.000.000 Pl =Sl.000.001 - $5.000.000 P2 =SS.000.001 • $25.000.000
Pl =$25.000.001 -S<0.000.000 N =More !hon $50.000.000
3. V:iluc Method Cod.:s Q =Appraisol I{ =Cost (Real blatc Only) S = Asscssmcnl T =Cash Market
(Sec Column C2) U =llook Value V ={)th1..T W =Estimah:d
A. B.
(I) (I)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 41 of 46 Stahl, Norman H. 05/15/2011
V l l. INV EST ME NTS and TRUSTS - income, •·alue, transactions <Includes those of spouse and dependent children; see PP· 14-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets Income during
c. D.
Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(2) (I) (2) (2) (3) (4) (5) Place "(X)" after each asset
exempt from prior disclosure
Amount Code I
(A-H)
Type (e.g.,
div., rent,
or int.)
Value
Code2
(J-P)
Value
Method
Code 3
(Q-W)
Type (e.g.,
buy, sell,
redemption)
Date
mmldd/yy
Value
Code2
(J-P)
Gain
Code I
(A-H)
Identity of
buyer/seller
(if private
transaction)
630. Buy
(add'I) 08/27/10 J
631. Buy
(add'I)
632. Buy
(add'I)
633. Buy
(add'I)
634. Buy
(add'I)
635. Buy
(add'I)
636. Buy (add'I)
637. Sold (part)
638. Sold
639. Cmn Stk, Paychex Inc - IRA A Distribution Buy
640. Buy (add'!)
641. Buy
(add'!)
642. Buy (add'!)
643. Buy (add'!)
644. Sold
(part)
645. Sold
(part)
646. Sold
09/01/10 J
09/22/10 J
09/24/10 J
10/04/10 J
I0/08110 J
10/26/10 J
11/16/IO J A
11123/IO L E
05/27/10 K
06/01/10 J
06109110 J
06/IO/IO J
07/15/10 J
09/16/10 J
09117110 J
09/20/10 J
I. Income Gain Codes: A =$1.000 or less B =St.001 - $2.500 c =$2,501 -$5,000 0=$5,001-$15.000 i:: =Sl5.00l -S50.000
(Sec Columns Bl and 04) F =$50.00 I - $I 00.000 G =$ I00.00 I -$1.000.000 Ill =$1.000,001 -$5,000.000 112 = More than $5.000.000
2. Value Codes J =S 15.000 orlcss K =$15.001 -$50.000 L =$50.001 - SI00.000 M =SI00.001 -$250.000
(Sec Columns Cl and 03) N =$250.001 - $500.000 0 =$500.00 I-$1.000.000 Pl =Sl.000.001 -$5.000.000 P2 =$5.000.001 -$25.000.000
r3 = \25.000.00 1 -S\0.000.000 P4 =More than $50.000.000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Asscssmcru T =Ca..h Market
(Sec Column C2) U =llook Value V =Othcr W ==Estimated
c.
( I) (2) (2) (3)
FINANCIAL DISCLOSURE REPORT
Page 42 of 46
Name or Person Reporting
Stahl, Norman H.
Date or Report
05/15/2011
VII. INVESTMENTS and TRUSTS - income, ··arue, rransac1ions <1nc1udes 1houofspouseand dependen1ehirdun; see pp. J4-600/Jilingins1ruc1ions.J
D NONE (No reportable income, assets, or transactions.)
A. B. D.
Description of Assets Income during Gross value at end Transactions during reponing period
( including trust assets) reponing period of reponing period
(I) (2) (I) (4) (S) Place "(X)" afler each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (irprivatc
(Q-W) transaction)
647. Cmn Stk, Scotts Miracle Grow - IRA A
648.
649.
650.
651.
652.
653.
654.
655.
656.
657. Cmn Stk, Target Corp- IRA B
658.
659.
660.
661.
662.
663.
Dividend L
Dividend M
T Buy
Buy (add'I)
Buy (add'!)
Buy (add'!)
Buy (add'I)
Buy (add'I)
Buy (add'I)
Buy (add'I)
Sold (part)
Sold (part)
T Buy
Buy (add'I)
Buy (add'I)
Buy (add'I)
Buy (add' I)
Buy (add' I)
Buy (add'I)
04/30/10 K
05/03/10 J
05/04/10 J
05/07/10 J
05/10/10 J
05/14/10 J
05/25/10 J
06/21/10 J
10/28/10 J A
10/29110 J A
06110110 K
06111/10 J
06/24/10 J
06/29110 K
06/30/10 J
07112110 J
07113/10 J
I. Income Gain Codes: A =$1.000 or less B =$1,001 -$2,500 c =$2.501 -$5.000 D =$5.001 -$15,000 E =Sl5,00I -$50.000
(Sec Columns 8 I and 04) f =$50.001 - $100,000 G =$I 00.001 - $1.000.000 111 =$1.000,001 - $5.000.000 112 =More than $5.000.000
2. Valu.: Codes J =S 15.000 or less K =$15.001 -S50.000 L =S 50.00 I -SI 00.000 M =SI00.001 - $250.000
(Sec Columns Cl and DJ) N =$250.00 I -$500.000 0 =$500.001 -$1.000.000 Pl =Sl.000.001 -$5.000.000 P2 =$5.000.001 - $25.000.000
PJ =$25.000.001 -$50.000.000 P4 =More than $50.000.000
3. Value McthoJ Codes Q =Appraisal I( =Cost (Real Estate Only) S =Assessment T =Cash Market
(Sec Column C2) U =Book Value V =O!hi..T W =Estimated
(2) (2) (5)
Name of Penon Reporting
Stahl, Norman H.
Date of Report
05/15/2011
FINANCIAL DISCLOSURE REPORT
Page 43 of 46
VII. INV EST ME NT S and TRUSTS - income, •·alue, transactions rrnc1udes those of spouse and dependent children; see PP. 1-1-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end Transactions during reporting period
(including trust assets) reporting period of reporting period
(I) (I) (2) (I) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
Code I exempt from prior disclosure div., rent, Code2 Method buy, sell, mrn/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private
(Q-W) transaction)
664. Buy 07/19/10 J (add'!)
665. Buy 08/19/10 J
(add'I)
666. Buy 08123110 J
(add'I)
667. Buy 10/19/10 J
(add'I)
668. Buy I 1/02/10 J (add'!)
669. Sold 12/22/10 J B (part)
670. Cmn Stk, Walgreen Co -IRA None L T Buy 11/17/10 K
671. Buy 11/19/10 J
(add' I)
672. Buy 11/22/10 J (add'I)
673. Buy I 1/29/10 K (add'!)
674. Cmn Stk, Walt Disney Co -IRA B Dividend M T Buy 09/17/10 K
675. Buy 09/21/10 K (add'!)
676. Buy 09/24/10 K (add'!)
677. Buy 09/27/10 K (add'I)
678. Buy 09/28/10 J (add'I)
679. Buy 10/04/10 J (add'I)
680. Sold I 1/17110 J A (part)
I. Inc om e Gain Codes: A =$1.000 or less B =$1,00t -$2.500 c =$2.501 -$5,000 D =$5.001 - $15.000 E =$15.001 -$50.000
(Sec Columns Bl and D4) f =$50.001 -$100.000 G =$100.001 -$1.000.000 111 =$1,000.001 -S5.000.000 112 =More than S5.000.000
2. Valu.: Codes J =S 15.000 or less K =S15.00I -S50.000 L =$50.001 -SI00.000 M =SI00.001 - $250.000
(Sec Columns Cl and DJ) N =$250.001 - SS00.000 0 =$500.001-Sl.OOO.OOO Pl =Sl.000.001 - SS.000.000 P2 =$5.000.001 - $25.000.000
PJ =$25.000.001 - $50.000.000 N =More 1han SS0.000.000
3. Value M�1hod Codes Q =Appraisal R =Cost (Real E51a1c Only) S =Assessment T =Cash Market
(Sec Column C2) U =Book Value v =Olh\.'1' W =Estim<itcd
of Jilin.�
D.
(I)
Dale of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 44 of 46 Stahl, Norman H. 05/15/2011
v II. I NV EST ME NTS and TR us TS - i ncome, .. alue, transactions (Includes thoseof s pouse and dependent children; SU pp. 3'1-60 instructions.)
D NONE (No reportable income, assets, or transactions.)
Description of Assets
A. B. c. Income during Gross value al end Transactions during reporting period
( including trusl assets) reporting period ofreporting period
(2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" afler each assel Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of
exempl from prior disclosure Code I div., rent, Code2 Method buy, sell, mrnldd/yy Code2 Code I buyer/seller
(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-II) (if private
(Q-W) transaction)
681. Cmn Stk, Western Union Co - IRA A Dividend L T Buy 11/12/10 J
682 . Buy 11/16/10 K (add'!)
683. Buy 11117/10 J (add'I)
684. Buy 11/19/10 J (add'!)
685. Buy 11/22/10 J (add'!)
686. Buy 11/29/10 J (add'!)
687. Buy 12/21/10 J (add'!)
688. Buy 12/28/10 J (add'!)
689. Norwood Mass Mun 5%, 08/15/2013 A Interest K T Buy 06/22110 K
690. Broward Cnty Fla 5%, I 0/0I/2017 A Interest K T Buy 07/08/10 K
691. Pittsfield Mass Rfdg St 5%, 03/0 I /2020 A Interest K T Buy 07/01/10 K
I. Jncome Gain Codes: A =$1.000 or less B =$1,001 - $2.500 c =$2,501 - $5.000 D =$5.001 - $15.000 E =S 15.001 - S50.000
(Sec Columns Bl and D4) F =$50.001 - $100,000 G =$ I00.00 I - $1 .000.000 Ill =$1,000.001 -$5.000.000 112 =More than $5.000.000
2. Value Codes J =S 15.000 or less K =SIS.001 -Sl0.000 L =Sl0.001 - SI00.000 M =SI00.001 - S250.000
(Sec Columns Cl and DJ) N =S250.00I - S500.000 0 =S500.00I - $1.000.000 Pl =Sl.000.001 - $5.000.000 r2 =S5.ooo.001 - S25.ooo.ooo
Pl =$25.000.001 -$50.000.000 P4 =More than $50.000.000
3. Value Mc1hod Codes Q =Appraisal R =Cost (Real Estate Only) S =Asscssm1..,,1 T =Cash Markct
(Sec Column C2) U =Book Value V =Other W =Estimated
Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT 05/15/2011Stahl, Norman H. Page 45of46
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (/ndicalepartofreporl.)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 46 of 46 Stahl, Norman H. 05115/2011
IX. CERTIFICATION.
I certify that all information given above (including information pertaining lo my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory
provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in
compliance with the provisions ofS U.S.C. app. § 501 et. seq., S U.S.C. § 7353, and Judicial Conference regulations.
Signature: s/ Norman H. Stahl
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
Committee on Financial Disclosure
Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544