financial disclosure report for calendar year 2010 · , roa president financial disclosure report...

, Roa

President

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Go1·ernment Ac/ of 1978

Rev. 112011 FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)

I. Person Reporting (last name, first, middle initial)

Vinson, Roger

2. Court or Organization

District Court - NDFL

3. Date of Report

5/13/2011

4. Tille (Article Ill judg" indicate active or senior status;

magistrate judges indicate full- or parHime)

District Judge - Senior

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [{] Annual

Sb. D Amended Report

D Final

6. Reporting Period

01/01/2010

to

12/31/2010

7. Chambers or Office Address

Arnow Federal Building

I 00 North Palafox Street

Pensacola, FL 32502

8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance "ith applicable la,.·s and regulations.

Re.·ie,,fog Officer Date

IMPORTANT NOTES: The ins/rue/ions accompanying this form must be followed. Complete all parts,

checking 1he NONE box for each part where you have no reportable informalion. Sign on last page.

I. POSIT I 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANJZA TJON/ENTJTY

I. Co-Trustee and Chainnan J. Hugh and Earle W. Fellows Memorial Fund

2. Co-Trustee Vinson Cemetery Trust Fund

3. Trustee American Camellia Society Trust, Inc.

4. Chainnan Pensacola Camellia Club Foundation, Inc.

5. American Camellia Society

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

3.

Vinson er

3.

of10

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT 5/13/2011Vinson, Roger

Ill. NON-INVESTMENT INCOME. (Reporting individualand spouse;mpp.17-Uoffiling instructions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2010 Florida Retirement System

2.

3.

4.

JV. REIMBURSEMENTS -transportation, lodging,faod, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[{] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I.

2.

4.

5.

-Ei''.rtX

3.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

of10 Vinson, Roger 5/13/2011

V. G JFTS. (Includes those to spouu and dependent children: set pp. 18-31 of filing instructions.)

[{] NONE (No reporJable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

VJ. LJABJLJTJES. (Includes those of spouse and dependent children: see pp. 31-33 of filing instructions.)

D NONE (No reportable liabilities.)

CREDITOR VALUE CODE

I. Bank of America Mortgage Loan M

DESCRIPTION

2.

4.

5.

1

. . J

A. c. D.

Name of Person Reporting

Vinson, Roger

Date of Report

5/13/2011

FINANCIAL DISCLOSURE REPORT

of10

VII. INVESTMENTS and TRUSTS -income, .. atue, transactions r1nc1udes those of spouse and dependent chitdren; see PP· 34-60 offitinc instructions.)

D NONE (No reportable income, assets, or transactions.)

B. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-II) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

I. Land·.· ·.· None M w

2. Condominium> : . •. None 0 w

3. Adams Express A Dividend J T

4. Anglo American A Dividend K T

5. Catepillar A Dividend K T

6. Cisco None J T Buy 11/15/IO J

7. Cooper Ind. A Dividend J T

8. Corelogic None J T Spinoff 06/08/10 J (from line 9)

9. Exxon Mobil B Dividend L T

IO. First American Financial A Dividend J T

11. General Electric A Dividend J T

12. Genon Energy None J T Open 12/07/10 J Merger with Mirant Line 23

13. Geovax Labs None J T

14. Geovax Labs None J T Buy 11115/IO J

15. HCP A Dividend J T

16. Headwaters None J T

17. Intel A Dividend J T

I. Income Gain Codes: A =$1.000 or less B =$t ,001 -$2,500 c =$2.501. $5.000 D =$5.001 -$15.000 E =Sl5.00I-S50.000

(See Columns Bl and 04) F =$50.001 -$I 00.000 G=SI00.001-$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than S5.000.000

2. Value Codes J =S 15.000 or k>s K =SI 5.001 - SS0.000 L =S50.00t -SI00.000 M =SIOO.OOt -S250.000

(Sec Columns Cl and DJ) N =$250.001 -$500.000 0 =$500.00 I -$1.000.000 Pl =$1.000.001 -$5.000.000 P2 =$5.000.001 -$25.000.000

Pl =$25.000.00t · $50.000.000 P-1 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cosl (Real Est;itc Only) S =Assessment T =Cash Market

(Sec Column C2) U =Hool Value V o:=Othcr W =l:s111natcd



VII. INVESTMENTS and TRUSTS - income, mtue, transactions rtncludes thouofspouu and dependent chitdren; see PP. 14-60 offiting instructions.J


A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period


(I) (2) (I) (2) (I) (2) (3) (4) (S) Place "(X)" after each asset ! Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure , Code I div .. rent. Code2 Method buy, sell, nun/dd/yy Code2 Code I buyer/seller (A-II) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

18. Intuitive Surgical None J T Buy 12/30/10 J

19. Matrixx Initiatives None J T

20. McDonalds B Dividend L T

21. Microchip Technology B Dividend K T

22. Microsoft A Dividend J T

23. Mirant None Merged 12/07/10 J Merged with Genon

(with line 12)

24. Myriad Genetics None J T

25. Myriad Pharmaceuticals None J T

26. Pioneer Nat. Res. A Dividend J T

27. Proshares Treasury Ultrashort None J T Buy 06/30/10 J

28. Regions Financial A Dividend J T

29. Royce Value Fund A Dividend J T

30. Southern Company A Dividend K T

31. TECO A Dividend J T

32. T. Rowe Price Tax-Free Fund c Dividend L T

33. T. Rowe Price Spectrum Gr. Fund A Dividend K T

34. Thompson Creek Metals None J T Buy 12/14/10 J

I. Income Gain Codes: A =$1.000 or less !! =$1.001 - $2.500 c =$2.501 • $5.000 D =$5,001 · $15,000 E =$15,001 - $50.000

(See Columns 81 and D4) f =$50.001 • $100.000 G =$100.001 • $1.000.000 Ill 41.000.001 • $5.000.000 112 =More than S5.000.000

2. Value Coda J =S 15.000 or IC"Ss K =$15.001 • $50.000 L =S50.00I - SI 00.000 M =SI00.001. S250.000

(Sec Columns Cl and UJ) N =$250.001. $500.000 o =$500.001 · Sl.000.000 rt =Sl.000.001 - S5.000.000 P2 =S5.000.001 • $25.000.000

PJ =S25.000.00I • SS0.000.000 r4 =More than SS0.000.000

J. Value Method Codes Q =Appraisal H =Cost (Real Estate Only) S =Assessment T=Cash Markct

(Sec Column Cl) U =Hool Value V =Oth1..T W =Estimated

of filing

':'.)§,c}'.':,1

··

' -·- ·-·

(I)

45.

48.

(5)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT


v II. IN v EST MENTS and TR us Ts - income, value, transactions (Includes those of spouse and dependent children; SU PP. 34-60 instructions.)


A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reponing period

(including trust assets) reponing period of reponing period

(2) (I) (2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/sellerCode I

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

35. Vanguard Energy Fund A Dividend J T

36. Vanguard Precious Metals Fund A Dividend J T

37. Vanguard Tax-Managed Cap. Appreciation

Fund A Dividend J T

38. Walmart A Dividend K T

39. Watson Pharm. None J T

40. 403(b) Nationwide Annuity D Distribution L w

41. IRA Price Funds c Dividend L T

42. - Spectrum Growth

43. - Spectrum Income

44. - Spectrum International

Members First Credit A Interest J T - Savings

46. AmSouth Accounts A J TInterest

47. Beach Bank Account B Interest K T

Life Insurance (Whole) (Navy Mutual Aid) None L w

49.

50.

IRA - Vanguard Group

- STAR Fund

E Distribution 0 T

51. - International Value

I. Income G;:iin Codes:

(Sec Columns B\ and D4)

2. Valuc Codes

(Sec Columns Cl anJ 03)

3. Valuc Mc1hod Cocks

(Sec Column C2)

A 0:0$ 1.000 or less

f =$50.001 -$100.000

J =S 15.000 or kss

N =$250.001 • SS00.000

P3 =$25.000.001. $50.000.000

Q =Appraisal

U =Book Value

ll =$1,001 -$2,500

G =$100,001 -$1.000.000

K =$15,001 • SS0.000

0 =$500.001 • S l.000.000

R ooCoSI (Real Es1a1c Only)

V =Other

c =$2.501 -$5,000

Ill =$1.000.001 -$5.000.000

L =$50.001 • SI00.000

Pl =Sl.000.001 • $5.000.000

N =More 1hao $50.000.000

S ==Asscssmcnl

W o:o-l:::stimatcd

D=$5.00l -$15,000

112 =More than SS.000.000

M =SI00.001 • $250.000

P2 =$5.000.001 • $25,000.000

T ooCash Marker

E =$15,001 -$50.000

D.

Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT


v I I. INVESTMENTS and TR us Ts - income, value, transactions (Includes those of spouse and dependent children: see PP. 34-60 of filing instructions.)


A. B. c.

Description of Assets Income during Gross value al end Transactions during reponing period

(including lrust assets) reponing period of reponing period

(I) (2) (I) (2) (I) Place "(X)" afler each assel Amount Type (e.g., Value Value Type (e.g.,

exempt from prior disclosure Code I div.• rent, Code 2 Method buy, sell, (A-II) or int.) (J-P) Code3 redemption)

(Q-W)

52. - Wellesley

53. - Wellinglon

54. - Energy Fund

55. -Health Care

56. -Inflation Protected Sec.

57. -Precious Metals

58. -Short Term Inv. Grade

59. Western Asset Municipal Money Market None M T Fund (X)

60. American Electric Power Co. Inc. (X) None J T

61. Cisco Sys Inc. (X) None J T

62. Coca-Cola Co. (X) None J T

63. Walt Disney Co. (X) None J T

64. Exxon Mobil Corp (X) None J T

65. Fortune Brands Inc. (X) None J T

66. Home Depot Inc. (X) None J T

67. Intel Corp. (X) None J T

68. IntL Bus_iness Machines Corp. (X) None J T

(2) (3) (4) (5) Dale Value Gain Identity of

mm/dd/yy Code 2 Code I buyer/seller

(J-P) (A-H) (if private

transaction)

12/29/10

I2/29/IO

12/29/10

12/29/10

12/29/10

12/29/10

12/29/10

12/29/10

12/29/10

12/29/10

I. Income Gain Codes: A =$1.000 or less ll =$1,001 - $2.500 C =$2.501 - SS.000 D =$5,001 -$15.000 E =Sl5.001 - $50.000

(Sec Columns BI and 04) F =$50.001 - $100,000 G =SI00.001 -$1.000.000 Ill =$1.000,001-$5.000.000 112 =More than $5.000.000

2. Valuo Codes J =S 15.000 or less K =Sl5.00l -S50.000 L =S50.00I - SI00.000 M =SI00.001 - $250.000

(Sec Columns CI and DJ) N =$250.00 I - $500.000 0 =$500.001 - Sl.000.000 Pl =Sl.000.001 - S5.000.000 P2 =$5.000.001 - $25.000.000

Pl =\25.000.001. $50.000.000 N =More than $50.000.000

J. Value Mc1hod Codes Q =Appr.iisal K =Cost (Kcal Estate Only) S =Asscssmi..111 T =Cash Market

(Sci! Column C2) U =llook Value V =01hcr W =Estimated

Date of Report Name of Penon Reporting FINANCIAL DISCLOSURE REPORT

of10 5/13/2011Vinson, Roger

VII. INVESTMENTS and TRUSTS - incomt', valut', transactions (lnc/udn thost' ofspouuand depmdmt children; SU pp. 34-60 of filing instructions.)


A. B. c. D .

Description of A"et s Income d uring Gr oss value atend T ransactions d uring reponing period

(inclu ding trust asset s) r eponing period of reponing period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amou nt Type (e. g., Value Value Type (e.g., Date Value Gain Id entity of

exempt from prior disclosure CodeI div., rent, Code2 Method buy, sell, mm/ddfyy Code2 Code I buyer/seller (A-II) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) t ransaction)

69. Merck & Co. Inc. New (X) None J T 12/29/10

70. Microsoft Corp. (X) None J T 12/29/10

71. Southern Co. (X) None J T 12/29/IO

72. Wal-Mart Stores, Inc. (X) None J T 12/29/IO

73. Wells Fargo & CO. New (X) None J T 12/29/10

74. Legg Mason Western Asset Intermediate-Tenn Municipals (X)

None K T 12/29/IO

I. Income Gain Codes: A=$ I .000 or less B =$1,001 - $2.500 C =$2.501 • Sl.000 D =Sl.001 • S l l.000 E =SI l.001 - Sl0.000

(Sec Columns BI and 04) F =$50.001 - $100.000 G =$ 100.00 I - $1.000.000 Ill =$1.000,001 • Sl.000.000 112 =More than Sl.000.000

2. Value Codes J =SI 5.000 or less K =St5.001 • S50.000 L =S50.00I - SI00.000 M =S100.001 - S250.000

(Sec Columns CI and DJ) N =$250.001 • $500.000 0 = Sl00.00 I - S 1.000.000 Pl =Sl,000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000

PJ =$25.000.001 - SS0.000.000 N =More than $50.000.000

J. Value Mc!hod Codes Q =Appraisal R =Cost (Real E.sta1c Only) S =Assessment T =Cash Market

(Sec Column C2) U =llook Value V =Oth1..T \V =Estimated

5/13/2011

Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT

of10 Vinson, Roger

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicaupartofuport.)


of10

IX. CERTIFICATION.

Name of Person Reporting Date of Report

Vinson, Roger 5113/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ Roger Vinson

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

3.

Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT in Goi·ernment Act of 1978Rev. 112011 FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)

J. Per.on Reporting (last name, lirst, middle initial)

Vinson, Roger

2. Court or Organizalion

District Court - NDFL

J. Date of Report

8/19/2011

4. Title (Article Ill judges indirale active or senior status; magistrate judges indicate full- or part-time)

District Judge - Senior

5a. Report Type (<heck appropriate type)

D Nomination. Date

D Initial [Z] Annual

Sb. [{] Amended Report

D Final

6. Reporting Period

01/01/2010

to

12/31/2010

7. Chambers or omce Address

Arnow Federal Building IOO North Palafox Street Pensacola, FL 32502

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable Jaws and regulations.

Re»iewing Omrer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you hat•e no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Co-Trustee and Chainnan J. Hugh and Earle W. Fellows Memorial Fund

2. Co-Trustee Vinson Cemetery Trust Fund

3. Trustee American Camellia Society Trust, Inc.

4. Chairman Pensacola Camellia Club Foundation, Inc.

5. President American Camellia Society

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I .

2.

Vinson . RoQer A

3.

4.

Dale of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 2of10 Vinson, Roger 8/19/2011

III. NON-INVESTMENT INCOME. (Reporringindividua/andspouse;see pp.17-Uoffilinginstructions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I.

2.

4.

8. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honororia.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2010 Florida Retirement System

2.

3.

4.

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[{] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I.

2.

3.

5.

4.

Name of Penon Reporting

Vinson, Roger

Date of Report

8/19/2011


Page 3of10

V. GIFTS. (Includes thou to spouse and depmdenl children; see pp. 18-31 of filing instructions.)

[{] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 31-33 of filing instructions.)

D NONE (No reportable liabilities.)

VALUE CODE

M

CREDITOR

I. Bank of America

DESCRIPTION

2.

3.

5.

Land2 __ �-.:=: :::�-=: _j

Condominium" __ : . · _:;.......:_ ]


Page 4of10

Name of Person Reporting

Vinson, Roger

Date of Report

8/19/2011

v I I. I NV EST MEN TS and TR us TS - income, ··a/ue, transactions (Includes those of spouse and depend mt children; SU pp. 34-60 of filing instructions.)


A. B. c. D.

Description of Assets Income during Gross value at end T ransactions during reporting period


I.

2.

3.

4.

5.

6.

7.

8.

9.

IO.

11.

12.

13.

14.

15.

16.

17.

Place "(X)" after each asset

exempt from prior disclosure

Adams Express

Anglo American

Catepillar

Cisco

Cooper Ind.

Core logic

Exxon Mobil

First American Financial

General Electric

Genon Energy

Geovax Labs

Geovax Labs

HCP

Headwaters

Intel

(I) (2) (I) (2) (I)

Amount Type (e.g., Value Value Type (e.g., Code I div., rent, Code 2 Method buy, sell,

(A-H) or int.) (J-P) Code3 redemption)

(Q-W)

None M w

None 0 w

A Dividend J T

A Dividend K T

A Dividend K T

None J T Buy

A Dividend J T

None J T Spinoff (from line 9)

B. Dividend L T

A Dividend J T

A Dividend J T

None J T Open

None J T

None J T Buy

A Dividend J T

None J T

A Dividend J T

(2) (3) (4) (5)

Date Value Gain Identity of



transaction)

11115/10 J

06/08110 J

12/07/10 J Merger with Mirant

Line 23

11115110 J

I. Income Gain Codes: A =S 1.000 or less B =$1,001 - $2.500 c =$2,501 • $5,000 D =$5.00 I - $15,000 E =$15.00t -$50.000

(Sec Columns Bl and 04) F =$50.001 • $100,000 G =$!00.001 -S 1.000.000 111 =$1.000,001 - $5.000.000 112 =More than $5.000.000

2. Value Codi.::s J =S 15.000 or less K =$15,001 - $50.000 L =SS0.001 -SI00.000 M =SI00.001 -$250.000

(S.:c Columns Cl and 03) N =$250.001 -SS00.000 0 =$500.001 . s1.000.000 Pl =Sl.000.001 -$5.000,000 P2 =$5.000.001 - $25.000.000

PJ =$25.000.001. SS0.000.000 N =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S = AsscssmC'Tlt T =Cash Market

(Sec Column C2) U =l:Jool Value v =Oth1..'T W ='Estimated

(I) (2) (3)

Date of Report Name of Pe.-.on Reporting FINANCIAL DISCLOSURE REPORT 8/19/2011Vinson, Roger Page 5 of IO

VII. INVESTMENTS and TRUSTS - income, .. arue, transactions r1nc1udes those of spouse and dependent c1ritdren: see PP· 14-60 offilinc instructions.>


A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period


(2) (I) (I) (2) (4) (5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, rnrnldd/yy Code2 Code I buyer/seller

(A-H) or int.) (J-P) Code) redemption) (J-P) (A-H) (if private

(Q-W) transaction)

18. Intuitive Surgical None J T Buy

19. Matrixx Initiatives None J T

20. McDonalds B Dividend L T

21. Microchip Technology B Dividend K T

22. Microsoft A Dividend J T

23. Mirant None Merged (with line 12)

24. Myriad Genetics None J T

25. Myriad Pharmaceuticals None J T

26. Pioneer Nat. Res. A Dividend J T

27. Proshares Treasury Ultrashort None J T Buy

28. Regions Financial A Dividend J T

29. Royce Value Fund A Dividend J T

30. Southern Company A Dividend K T

31. TECO A Dividend J T

32. T. Rowe Price Tax-Free Fund c Dividend L T

33. T. Rowe Price Spectrum Gr. Fund A Dividend K T

34. Thompson Creek Metals None J T Buy

12/30/IO J

12/07110 J Merged with Genon

06/30/10 J

12114/10 J

I. Income Gj)in Codes: A =$1.000 or less ll =$1,001 -$2.500 c =$2.501 -$5,000 [) =$5.00I . $15.000 E =St5.00 I - $50.000

(Sec Columns BI and [)4) F =$50.00 I -$ I 00.000 G =SI00.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More 1han $5.000.000

2. \'alui: Cock:s J =Sl5.000orlcss K =SIS.001 • $50.000 L =SS0.001 -SI00.000 M =St00.001. $250.000

(Sec Columns C l and DJ) N =$250.00 I - $500.000 O=SSOO.OOl -Sl.000.000 Pl =Sl.000.00t -S5.000.000 r2 =$5.ooo.oot -Sl5.ooo.ooo

rJ =$25.000.001 - S50.000.000 P4 =More 1han $50.000.000

J. Value Me1hod Codes Q =Appraisal R -=Cosl (Real E:.statc Only) S =Asscssm1.'11t T =Ca.sh MarL.ct

(Sec Column C2) U =!look Value V =Other W ='Esllmatcd

;;t ;;;

D.

(I) (2) (3) (4) (5)

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS -income, .. arue, rransadions r1nc1udN those ofspouu and dependent children; see PP· J4-6o of filing insrructions.J


A. B. c. Description of Assets Income during Gross value at end Transactions during reporting period


(2) (I) (2) (I)

Place "(X)" afler each asset Amount Type (e.g., Value Value Type (e.g., Dale Value Gain Identity of

exempt from prior disclosure div., rent, Code 2 Method buy, sell, nun/dd/yy Code 2 Code I buyer/sellerCode I

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

Vanguard Energy Fund A Dividend J T35.

36. Vanguard Precious Metals Fund A Dividend J T

37. Vanguard Tax-Managed Cap. Appreciation A Dividend J T Fund

38. Walmart A Dividend K T

39. Watson Pharm. None J T

40. 403(b) Nationwide Annuity D Distribution L w

41. IRA Price Funds c Dividend L T

42. -Spectrum Growth

43. -Spectrum Income

44. -Spectrum International

45. Members First Credit •. • •• A Interest J T - Savings

46. AmSouth: Accounts A Interest J T

47. Beach Bank Account 8 Interest K T

48. Life Insurance (Whole) (Navy Mutual Aid) None L w

49. IRA - Vanguard Group E Distribution 0 T

50. -STAR Fund

51. - International Value

I. Income Gain Codes: A =$1.000 or less B =$1.001 -$2.500 c =$2.501 -$5.000 D =$5.001 - Sil.ODO E =$15.001 -$50.000

(See Columns BI and 04) F =$50.001 - $100,000 G =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000

2. Valui: Codes J =$ 15.000 or less K =SI 5.001 -Sl0.000 L =$50.001 -$100.000 M =SI00.001 -$250.000

(Sec Columns Cl and DJ) N =$250.001 -$500.000 0 =$500.00 I -S 1.000.000 Pl =Sl.000.001 -$5.000.000 r2 =Sl.000.001 -$25.000.000

Pl =$25.000.001 -$50.000.000 r.t =More than $50.000.000

3. Value" Method COOcs Q =Appraisal K =Cost (Kc;:iJ Est::itc Only) S =Assessment T =Cash Market

(Sci: Column C2) U =Book Value v =Oth ....-r W =Estimated

i

B.

Name or Person Reporting Dale or Report FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS - income, mtue, transactions r1nc1udes thou of spouse and dependent chitdren; see PP· J4-6o offiting instructions.)


A. C. D.

De>cription of Assets Income during Gross value at end Transactions during reporting period


52.

53.

54.

55.

56.

57.

58.

59.

60.

61.

62 .

63.

64.

65.

66.

67.

68 .

Place "(X)" a lier each asset


- Wellesley

- Wellington

- Energy Fund

-Health Care

-Inflation Protected Sec.

-Precious Metals

-Short Term Inv. Grade

Western Asset Municipal Money Market Fund (X)

American Electric Power Co. Inc. (X)

Cisco Sys Inc. (X)

Coca-Cola Co. (X)

Walt Disney Co. (X)

Exxon Mobil Corp (X}

Fortune Brands Inc. (X)

Home Depot Inc. (X)

Intel Corp. (X)

Intl Business Machines Corp. (X)

(I) (2) (I) (2) (I)

'Amount Type (e.g., Value Value Type (e.g., Code I div., rent, Code 2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption)

(Q-W)

None M T

None J T

None J T

None J T

None J T

None J T

None J T

None J T

None J T

None J T

(2) (3) (4) (5) Date Value Gain Identity of



transaction)

12/29/10

12/29/10

12/29/10

12/29/10

12/29110

12/29/10

12/29/10

12/29/10

12/29110

12/29/10

I. Income Gain Codes: A =$1.000 or less ll =$1.001 -$2.500 c =$2.501 • $5.000 D =$5.001 • $15.000 E =S15.00l -S50.000

(See Columns llI and D4) F =$50.001 • $100.000 G =SI00.001 - $1.000.000 Ill =$1.000.001. $5.000.000 112 =More than $5.000.000

2. Valu Codes J ==S 15.000 or lcss K =$15.001 • $50.000 L =S50.001 - SI00.000 M =SI00.001 - $250.000

(S<e Columns Cl and DJ) N =$250.001 - $500.000 0 =$500.00 I - S 1.000.000 Pl =Sl.000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000

Pl =$25.000.001 • $50.000.000 N =More than $50.000.000

l Value Method Codes Q =Arpraisal ){=Cost (Real Estate Only) S :::::Assessment T =Cash Market

(Sec Column C2) U =Uoo Value V =Oth1..1 W =Estimated

(I)

73.

74.

D.

(3) (5)

Dale or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT

Page 8of10 8/19/2011Vinson, Roger

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children: see PP· J4-6o offitinc instructions.)


A. B. c.

Description of Assets Income during Gross value at end Transactions during reponing period

(including trust assets) reponing period of reponing period

(I) (2) (4)(2)(I) (2) Place "(X)" afier each asset


69. Merck & Co. Inc. New (X)

70. Microsoft Corp. (X)

71. Southern Co. (X)

72. Wal-Mart Stores, Inc. (X)

Amount Code I

(A-H)

Type (e.g.,

div., rent9

or int.)

Value

Code2

(J-P)

None J

None J

None J

None J

Value

Method

Code)

(Q-W)

T

T

T

T

Type (e.g.,

buy, sell,

redemption)

Date

mmldd/yy

Value

Code2

(J-P)

Gain

Code I

(A-H)

Identity of

buyer/seller

(if private

transaction)

12/29/IO

12/29/10

12/29/10

12/29/10

Wells Fargo & CO. New (X) None J T 12/29/10

Legg Mason Western Asset Intermediate- None K T 12/29/IO Term Municipals (X)

I. Income Gain Codes: A =$1.000 or less B =$1.00I -$2.500 c =$2.501 - $5.000 D=S5.00l -Sl5.000 E =$15.001- S50.000

(Sec Columns BI and 04) F =$50.001 - $100.000 G =$I 00.00 I - $1.000.000 111 =$1.000.001 - SS.000.000 112 =More than S5.000.000

2 Vallll.!' C<x.k-s J =S 15.000 or less K =$15.001 -SS0.000 L =SS0.001 -SI00.000 M =SI00.001 -S250.000

(Sc-c Columns Cl and DJ) N =$250.001 -$500.000 O =SS00.001 -Sl.000.000 rt =Sl.000.001 - SS,000.000 P2 =SS.000.001 -$25.000.000

rJ =$25.000.00 I -$50.000.000 r.t =More 1han SS0.000.000

3. Value M.:thod Co<l.:s Q =Appraisal R =Cost (Real Estate Only) S = Asscssm\.'111 T =Cash Market

(Sec Column C2) V =OtherU =Hook Value W :::0Es1ima1cd

_]

8/19/2011

Name of Person Reponing Dale of Report FINANCIAL DISCLOSURE REPORT

Page 9of10 Vinson, Roger

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport.)

Part VII. Investments and Trusts. Lines 59 through 74, Column D( I):

Inheritance received by the filer'( .: on 12129/20 I 0 and is not reportable, page 52 of filing instructions.


Page IO of 10 8/19/2011Vinson, Roger

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because ii met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the pro\·isions ofS U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ Roger Vinson

NOTE: ANY INDlVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

financial disclosure report for calendar year 2010 · , roa president financial disclosure report...

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