final proceedings universitas 21 international …...ji ma marketising urban water supply in...

52
Final Proceedings Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne-Brisbane, 29 th November to 5 th December 2009

Upload: others

Post on 26-Jul-2020

0 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Final Proceedings

Universitas 21 International Graduate Research Conference: Sustainable

Cities for the Future

Melbourne-Brisbane, 29th November to 5th December 2009

Page 2: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

ii

Prepared on behalf of the Organising Committee by:

Dave Kendal, The University of Melbourne

This document should be cited as:

Kendal, D (ed) (2009) Proceedings of the Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future. Melbourne & Brisbane

Disclaimer: This volume is a pre-conference compilation of papers submitted by the authors attending the conference. Apart from some layout changes, these have been printed as received from the authors.

Organising Committee

The University of Melbourne

Dave Kendal

Sandra Hawthorne

Prof. John Langford

Prof. Dick Strugnell

The University of Queensland

Natalie Armstrong

Justine Lacey

Tony Miscamble

Rajesh Prasad

Prof. Zlatko Skrbis

All copyrights remain with the authors

Page 3: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Page iii

Guest Speakers (in alphabetical order)

Melbourne Prof. Rob Adams

Director City Design, City of Melbourne

Prof. Ruth Fincher Interim Director of the Melbourne Sustainable Institute, University of Melbourne

Assoc. Prof. Tim Fletcher Director, The Institute for Sustainable Water Resources, Monash University

Prof. Tom Kvan Dean of Architecture, Building and Planning, University of Melbourne

Prof. John Langford Director, Uniwater, University of Melbourne

Dr Chris McAuliffe Director of the Ian Potter Museum of Art, University of Melbourne

Assoc. Prof. Mark McDonnell Director of the Australian Research Centre for Urban Ecology, University of Melbourne

Rob Moore Manager, Parks & Urban Design, City of Melbourne

John Rayner Lecturer in Urban Horticulture, University of Melbourne

Prof. Dick Strugnell Pro Vice Chancellor (Graduate Research), University of Melbourne

Brisbane Prof Paul Greenfield

Vice-Chancellor and President, University of Queensland

Prof Ove Hoegh-Guldberg Director of the Global Change Institute, University of Queensland

Prof. John Quiggin Director of the Risk & Sustainable Management Group, University of Queensland

Assoc. Prof. Sarah Roberts-Thomson Deputy Dean of Graduate Research, University of Queensland

Prof. Zlatko Skrbis Dean of Graduate Research, University of Queensland

Page 4: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

iv

Page 5: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Page v

Table of Contents Anifowose, Babatunde Urban environmental footprints of petroleum oil (transport)

infrastructure in Lagos, Nigeria....................................................................................... 1 Bendel, Susan Tree root interaction with stormwater pipes ................................................................... 9 Bosworth, Rosie The organisational “front end” eco innovation process within the

European cement Industry ............................................................................................. 15 Brennan, Michael Encroachment upon protected areas within the Greater Dublin Area

under two simulated futures .......................................................................................... 21 Chapple, Sarah “I feel like I just don’t quite fit in”: working-age adults with a physical

disability share their experiences in residential care..................................................... 27 Dabaieh, Marwa Conservation of desert vernacular architecture as an inspiring quality

for contemporary desert architecture: theoretical and practical study of Balat Village in Dakhla oasis ........................................................................................ 29

de Rijke, Kim Rural culture and urban water security: the Traveston Crossing Dam case ................................................................................................................................. 33

Fairman, Tom Using STRATUM to estimate the benefits of Australian street trees in Melbourne, Victoria....................................................................................................... 37

Fergusson, Emma Are Transition Towns insurgent planning?................................................................... 39 Flyborg, Lena Nanofiltration and ozonation for potable water reuse: a pilot study of

pharmaceutical removal................................................................................................. 43 Ganis, Mary Planning adaptable and resilient cities: a ‘small world’ paradigm............................... 47 Gu Yan An intelligent model for sustainable urban development beyond the

unsustainable industrial pattern in Anglo-Saxon model ............................................... 51 Haggarty, Ruth Evaluation of sampling and monitoring designs to maximize

information and to inform evidence based policy......................................................... 53 Marjan Hajjari Improving urban life through urban public spaces: a comparison

between Iranian and Australian cases............................................................................ 57 Henriques, Justin Selecting essential infrastructure for sustainable metabolisms in

developing communities ................................................................................................ 61 Hossain, Raquibul Numerical evaluation of yielding shear panel device: a sustainable

technique to minimise structural damages due to earthquakes..................................... 65 Yunyan Jia Organizational environment and professional well-being: mapping the

worklife landscape in the construction industry............................................................ 69 Taebyung KIM Collaborative governance for sustainable development in urban

planning in South Korea ................................................................................................ 73 Laddaga Alicia Medina Elasti-city ....................................................................................................................... 79 Lau, Colleen Urbanisation, climate change, and leptospirosis: environmental drivers

of infectious disease emergence .................................................................................... 83 Lau, Ee Von Remediation of Polycyclic Aromatic Hydrocarbon (PAH) contaminated

soil using vegetable oil: a potential solution for land availability problems in growing cities............................................................................................. 89

Lim Wei Da A critical exploration of ‘sustainable’ water management: a case-study of Singapore’s Waterworks ........................................................................................... 93

Lindgren, Anna Traffic-related air pollution and chronic respiratory disease: epidemiological studies in southern Sweden ................................................................ 95

Kaizhi Liu China’s urban informal settlements: concepts and sustainability implications.................................................................................................................... 99

Bee Ting Low Membrane technology for hydrogen and natural gas purifications ............................105 Ji Ma Marketising urban water supply in China ...................................................................107 Macmillan, Alexandra Mediated modelling: a participatory research and policy method for

urban sustainability ......................................................................................................111

Page 6: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

vi

McKenzie, Louise Climate, public space and public health: the influence of heat on the use of public space and implications for public health, a Western Sydney case study ....................................................................................................... 117

McLennan, Char-lee The tourism transformation process: an inquiry into the three main process phases ............................................................................................................. 121

Mias, Paul-Edouard Rapid Detection of Faecal Pollution Using Microbial Fuel Cells.............................. 127 Dang Min Environmental journalism and the ecological conscious cultivation of

the public ..................................................................................................................... 131 Pan Lu Understanding sustainable city in spatial modernity: a case study of

Shanghai Shikumen housing ....................................................................................... 135 Patel, Kamna Land tenure and vulnerability: the social consequences of the in situ

upgrade of informal settlements, a South African case study .................................... 137 Rasoamampianina, Vanessa Communicating science to the public: how to deal with scientific

uncertainties and controversies? ................................................................................. 141 Salim Mohamed Salim Urban air quality management: effects of trees on air pollution

concentration in urban street canyons......................................................................... 145 Saydi, Maryam MUtopia: a collaborative tool for engineering sustainable systems .......................... 149 Scheurich, Frank Small-scale wind turbines for sustainable energy supply in urban

environments ............................................................................................................... 153 Shi Shulin Health promoting effects of enclosure of urban public open spaces:

through behavioral studies in Hong Kong .................................................................. 159 Liangjun Song Globalization and the changing male breadwinner model: a perspective

from OECD countries.................................................................................................. 165 Thelin, Martin DS-epimerase 1 has possible role as promotor of invasive cancer ............................ 169 Thornhill, Ian The Urban Pond and Threats to Human and Environmental Health ......................... 173 Tomlinson, Charlie Climate change and heat risk in urban areas: a Birmingham case study ................... 179 Trinh Hong Viet Roles of everyday lifestyle in the city’s built environment: the use of

glass in Hanoi’s new shop-houses .............................................................................. 183 Varna, Georgiana Designing the sustainable city: the role of public space............................................. 187 Wei Yan The accountability gap in China’s urban water supply marketization

reform .......................................................................................................................... 195 Liu Weibin Social capital and urbanization: the case of “villages within city” in

Shenzhen, China .......................................................................................................... 197 Xie Yongqing Compact city and its linkage with economic development in coastal

China: a case study of Beijing..................................................................................... 205 Yáñez-Arenas, Javier Service-dominant logic: a contribution to the sustainability debate .......................... 211 Yishuang Xu The rural land ownership problem in China: lessons from the

organizational structure of REITs ............................................................................... 213 Zhang Han Housing reform by urban redevelopment in China .................................................... 215 Yinghe Zhang Hydrogen storage in nano-structured graphite: a solution for economic

energy storage for low-carbon vehicles and the buffering of renewable energy?......................................................................................................................... 217

Page 7: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Babatunde Anifowose, Damian Lawler, Dan van der Horst, Lee Chapman Urban environmental footprints of petroleum oil (transport) infrastructure in Lagos, Nigeria

Page 1

Urban environmental footprints of petroleum oil (transport) infrastructure in Lagos, Nigeria

Babatunde Anifowose, Damian Lawler, Dan van der Horst, Lee Chapman

School of Geography, Earth & Environmental Sciences (GEES), The University of Birmingham

email: [email protected]

Introduction

The case of Lagos and its environs is presented because of its strategic importance to Nigeria. Lagos is Africa’s most populous city and is endowed with four ports which accounts for over 50% of Nigeria’s seaborne trade; including refined oil importation through the Atlas Cove depot (Fig. 1 & 2). Transport pipeline interdiction (see, Church et al. 2004) is the deliberate damaging of oil pipelines by third-party(s). Interdiction is a major problem in Nigeria, resulting in pollution of environmental receptors (water, air, land), fire incidents with high fatality cases and loss of properties. Apart from interdiction (which, dependent on one’s view, may be interpreted as sabotage, theft or vandalism), there are other causes of pipeline breaks such as corrosion, mechanical failure or rupture (Lyons 2002, Capelle et al. 2008, Lilly et al. 2007). This paper aims to examine the problem of pipeline interdiction in Nigeria with specific focus on Mosimi region (Lagos). It further attempts to answer the question; what risk does petroleum transport infrastructure pose for an urban environment like Lagos? Environmental footprint in the context of this paper refers to pollution and associated consequences caused by interdiction and other aspects of oil transport operations. These footprints can be assessed by how well crude/refined products or oil waste are absorbed into the contiguous environment where the infrastructures are located. Petroleum transport infrastructure in the context of this article includes pipelines, depots, pump-stations, marine station, boosters, refineries and other associated accessories (Fig. 1).

Aba

BiuJos

Ore

Bnny

Yola

Kano

Izom

Enugu

Gusau

Zaria

Gombe

Minna

Abaji

Auchi

AbuduBenin

Warri

Kaduna

S/Pawa

Suleja

Lokoja

Ilorin

Ibadan

Mosimi

Makurdi

Calabar

Escravos

Maiduguri

Satellite

P/Harcourt

Atlas Cove

PPMC/Downstream DepotsSystem 2E:Bonny-PH (Crude)System 2ASystem 2BSystem 2C (Crude)System 2CXSystem 2DSystem 2DXSystem 2E, 2EX

²

0 100 200 300 40050Kilometers

Kaduna RegionGombe Region

War

ri Re

gionMosimi Region

PortHarcourt Region

Niger Republic

Atlantic Ocean

Ben

in R

epub

lic

Camero

on Rep

ublic

Africa

Nigeria

"p

"p

"p

"p

"p

"p

"p

"p

k

k "p

kMarine Station

Pump House

Refinery

Booster

«

«

«

«

I & II

Fig. 1: Nigeria showing downstream transport pipeline infrastructures

Page 8: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 2

Lagos State

Ogun State

Oyo State

Ore

Ilorin

Ibadan

Mosimi

SatelliteAtlas Cove

Legend

Depots

System 2B Pipeline

.

0 20 40 60 8010Kilometers

Atlantic Ocean

Fig. 2: PPMC Mosimi Region showing State composition & some pipeline infrastructure

Methodology

Interdiction in the Lagos area and Nigeria as a whole is examined by a graph plot of trend over a 15-year period. Further analysis is made in order to espouse the regional differences to highlight the Lagos-Mosimi (Fig. 2) area using one-way ANOVA with post-hoc Tukey test in SPSS. The Petroleum Pipelines Marketing Company (PPMC) provides the best publicly available dataset on interdiction in Nigeria based on five infrastructural regions (see, Anifowose et al. in prep.). However, this data is only available for the time period 1999-2007 and as such is supplemented in this paper with the data used by Akpoghomeh and Badejo (2006) which starts from 1993.

Urban environmental footprints traceable to operational activities along petroleum transport infrastructures at the Atlas Cove and Satellite depots (Fig. 1&2) are examined, using data from the Environmental Audit report

Page 9: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Babatunde Anifowose, Damian Lawler, Dan van der Horst, Lee Chapman Urban environmental footprints of petroleum oil (transport) infrastructure in Lagos, Nigeria

Page 3

(EA 2008). In this article, three gaseous pollutants viz: sulphur dioxide (SO2), nitrogen dioxide (NO2) and Suspended Particulate Matter (SPM) are discussed. Five water quality parameters are presented, and the implications of exceeded limits of Biochemical Oxygen Demand (BOD) are discussed.

Results and Discussion

Interdiction Trend

In total 13,433 interdiction cases were recorded over the fifteen year period (Fig. 3). This is far greater than the total number of pipeline incidents reported in a joint UNDP/World Bank energy sector study on Russian pipeline oil spills published in 2003. That study covered a ten year period (1986 to 1996) and reported a total of 113 cases. Of this total, interdiction was the cause of just 17 cases compared to Nigeria’s 13,433 cases. Comparisons between Russia and Nigeria are problematic as although they have a similar population, they have very different governance.

Regional Scale Interdiction (1999-2007)

The nine-year regional pattern of interdiction and product loss, and eight-year regional pattern of fire outbreak as well as regional population density map are presented in Fig. 4(a-f). The statistical significance of variations in interdiction cases over the nine-year period across the five regions was tested by a one-way ANOVA using log-transformed data and complemented with a post-hoc Tukey test (Table 1). The ANOVA demonstrates that the Port-Harcourt, Warri and Mosimi (including Lagos) regions do not have a statistically significant difference in the pattern of interdiction occurrence.

-500

0

500

1000

1500

2000

2500

3000

3500

4000

1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007

Year

Freq

uenc

y

interdiction% change

Fig. 3: Interdiction over a 15-year period (1993 to 2007) on a National Scale

The test also implies a high incidence of interdiction in these regions compared to Kaduna and Gombe (significant at the 95% confidence level).

In recent years, vessels have expressed a preference to offload refined products at the Atlas Cove jetty (in Lagos) and load crude in the Lagos Area because of the fear of piracy and hostage taking in the Port-Harcourt

Page 10: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 4

and Warri regions. This situation has ensured constant product transportation through Mosimi region (i.e. the System 2B) and, consequently major segments of the System 2B pipeline which links Atlas Cove to Mosimi, Ore, Benin, Ibadan and Ilorin depots (Fig. 2) have become severely damaged as a result of interdiction. This explains why more oil products are lost in the Mosimi region after Port-Harcourt (Fig. 4B). The (Lagos) Mosimi region has the highest death toll resulting from pipeline fire incidents (Fig. 4E, Fig. 5A and 5B).

A

Gombe Region

Warri Region

Kaduna Region

Mosimi Region

P/Harcourt Region

Aba

BiuJos

Ore

Bnny

Yola

Kano

Izom

Enugu

Gusau

Zaria

Gombe

Minna

Abaji

Auchi

AbuduIkeja

Benin

Warri

Kaduna

S/Pawa

Suleja

Lokoja

Ilorin

Ibadan

Mosimi

Makurdi

Calabar

Escravos

Maiduguri

P/Harcourt

Atlas Cove

²

0 100 200 300 40050Kilometers

Interdiction by Region9 Year Total

680

999

1505

2430

7653

B

Aba

BiuJos

Ore

Bnny

Yola

Kano

Izom

Enugu

Gusau

Zaria

Gombe

Minna

Abaji

Auchi

AbuduIkeja

Benin

Warri

Kaduna

S/Pawa

Suleja

Lokoja

Ilorin

Ibadan

Mosimi

Makurdi

Calabar

Escravos

Maiduguri

P/Harcourt

Atlas Cove

²

0 100 200 300 40050Kilometers

Product Loss by Region9 Year Total ('000MT)

35210

35660

390380

976010

1858870

C

Aba

BiuJos

Ore

Bnny

Yola

Kano

Izom

Enugu

Gusau

Zaria

Gombe

Minna

Abaji

Auchi

AbuduIkeja

Benin

Warri

Kaduna

S/Pawa

Suleja

Lokoja

Ilorin

Ibadan

Mosimi

Makurdi

Calabar

Escravos

Maiduguri

P/Harcourt

Atlas Cove

²

0 100 200 300 40050Kilometers

FireOutbreak by Region8 Year Total

19

36

53

90

195

D

Aba

BiuJos

Ore

Bnny

Yola

Kano

Izom

Enugu

Gusau

Zaria

Gombe

Minna

Abaji

Auchi

AbuduIkeja

Benin

Warri

Kaduna

S/Pawa

Suleja

Lokoja

Ilorin

Ibadan

Mosimi

Makurdi

Calabar

Escravos

Maiduguri

P/Harcourt

Atlas Cove

²

0 100 200 300 40050Kilometers

Pop.Density by Region91.89

153.80

192.17

431.90

597

E

Aba

BiuJos

Ore

Bnny

Yola

Kano

Izom

Enugu

Gusau

Zaria

Gombe

Minna

Abaji

Auchi

AbuduIkeja

Benin

Warri

Kaduna

S/Pawa

Suleja

Lokoja

Ilorin

Ibadan

Mosimi

Makurdi

Calabar

Escravos

Maiduguri

P/Harcourt

Atlas Cove

²

0 100 200 300 40050Kilometers

Estimated Fatality by Region0

950

1566

2733

F

Aba

BiuJos

Ore

Bnny

Yola

Kano

Izom

Enugu

Gusau

Zaria

Gombe

Minna

Abaji

Auchi

AbuduIkeja

Benin

Warri

Kaduna

S/Pawa

Suleja

Lokoja

Ilorin

Ibadan

Mosimi

Makurdi

Calabar

Escravos

Maiduguri

P/Harcourt

Atlas Cove

²

0 100 200 300 40050Kilometers

Poverty Incidence by Region32.51

45.91

54.84

71.66

72.34

Fig. 4: Nigeria showing Transport Pipelines in Relation to Regional pattern of: A – Interdiction (1999-2007); B – Product Loss ‘000 Metric Tonne (1999-2007);

C – Fire Outbreak (2000-2007); D – Population Density; E – Estimated fatality; and F – Poverty incidence.

Page 11: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Babatunde Anifowose, Damian Lawler, Dan van der Horst, Lee Chapman Urban environmental footprints of petroleum oil (transport) infrastructure in Lagos, Nigeria

Page 5

The implication of this is that whereas other parts of the country benefits from the strategic importance of Lagos, Lagos appears to bear greater consequences with grave implications for urban and environmental sustainability. Figure 5B particularly gives an example of environmental pollution where poisonous fumes are released into the atmosphere and Fig. 5C shows a pool of refined products being scooped by people. Suggested causes of interdiction are further examined in Anifowose et al. in prep.

Table 1: ANOVA (Multiple Comparisons) and post-hoc Tukey test result

log_data Tukey HSD

95% Confidence Interval (I) Sample

(J) Sample

Mean Difference (I-J) Std. Error Sig. Lower Bound Upper Bound

2 .640 .308 .252 -.24 1.52

3 .845 .308 .067 -.04 1.73

4 1.470* .308 .000 .59 2.35

1-Port-Harcourt

5 1.504* .345 .001 .52 2.49 1 -.640 .308 .252 -1.52 .24 3 .204 .308 .963 -.68 1.09 4 .830 .308 .074 -.05 1.71

2-Warri

5 .864 .345 .111 -.12 1.85 1 -.845 .308 .067 -1.73 .04 2 -.204 .308 .963 -1.09 .68 4 .626 .308 .272 -.26 1.51

3-Mosimi

5 .660 .345 .328 -.33 1.65 1 -1.470* .308 .000 -2.35 -.59 2 -.830 .308 .074 -1.71 .05 3 -.626 .308 .272 -1.51 .26

4-Kaduna

5 .034 .345 1.000 -.95 1.02 1 -1.504* .345 .001 -2.49 -.52 2 -.864 .345 .111 -1.85 .12 3 -.660 .345 .328 -1.65 .33

5-Gombe

4 -.034 .345 1.000 -1.02 .95 *. The mean difference is significant at the 0.05 level.

Environmental footprints (Air and Water)

As a demonstration of risks associated with oil transport infrastructure within the urban city of Lagos, result of air quality sampling taken at two main locations (Atlas Cove and Satellite) during the Environmental Audit (2008) exercise are mapped in Fig. 6. The Federal Ministry of Environment’s (FMEnv) set limit for SO2 is 0.01ppm daily average of hourly values and all the sampled locations A to L (Fig. 6) exceeds this limit. The set limit for NO2 is between 0.04ppm – 0.06pm and the sampling results show they are below set limit except for the truck parking area (J) with 0.08. This may have been due to combustion from the truck engines especially because the Lagos depots have the highest number of trucks/tankers loading products on a daily basis (2Anifowose et al. in prep). As against the daily average limit of 250μg/m3 for SPM, all the sampled locations (Fig. 6) exceeded this limit except for the Jetty, Workshop, Tankfarm, Agbagbo community and the Atlas Cove office areas. The SPM and SO2 concentration should be of great concern for city managers because particulate matters, for example, are carcinogenic and are potential causes of respiratory and cardiovascular diseases (Baumbach et al. 1995, Srivastava and Jain 2007, Barman et al. 2009). These may spread to other parts of the metropolis depending on wind speed and direction.

The physico-chemical parameters of water sampling carried out during the EA (2008) survey at both Atlas

Page 12: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 6

Cove (AtlasC1-9) and Satellite (Satellite1-8) depots are presented in Fig. 7. The pH values of effluent waters from all the stations in both depots fall within the FMEnv limits of 6-9 at 250C. The BOD5 values in five out of the seventeen stations appear excessively high and above the minimum limit of 30mg/l and maximum allowable limit of 40mg/l (Chukwu 2008), especially at AtlasC2 (Fig. 7). Oil & Grease are above the set limit of 10mg/l at AtlasC2 and 5, not detected in others and below the set limit in all of Satellite stations. Phosphate is below the set limit of 5mg/l except for AtlasC5 and 7, and Satellite3 stations. Copper levels within Atlas Cove stations are slightly higher than the ‘less than 1’ set limit at AtlasC5 and 7; while they are significantly high at Satellite5(3.1mg/l), Satellite3(2.05mg/l) and Satellite2(1.39mg/l) respectively. BOD is an important pollution calibrating parameter in water bodies (Sponza 2003, Chukwu 2008) particularly due to it role in microbial oxidization and the survival of living organisms (Yusuf & Shonibare 2004). Therefore, the high BOD at AtlasC2 (616.27mg/l) could easily be washed into nearby water bodies depending on the season, rainfall intensity and the velocity of receiving rivers/streams.

This is particularly of great concern as these effluents and wastewater discharges containing hydrocarbon materials are released into water bodies without treatment (EA 2008, p.108). This may kill aquatic organisms and threaten public health, as water may be used for drinking, washing, recreation; or, as bioaccumulation of pollutants may poison food for human consumption.

Fig. 5A: Part of System 2B pipeline and fatality at Ilado (Isanki Island), Lagos. Incident occurred on 12 May 2006. Law enforcement agents at the background.

Source:www.thewe.cc/contents/more/archive/globalization.html

Fig. 5B: Fatalities and properties destroyed in the aftermath of an oil pipeline interdiction explosion at Abule-Egba, Lagos.

Incident occurred on 26 December 2006. Source: www.thewe.cc/contents/more/archive/globalization.html

Fig. 5C: An example of oil scooping after pipeline interdiction.

Source: http://www.pppra-nigeria.org/

Fig. 5Sourceawake

(Fatality hidden from view)

Fig. 5D: An example of Pipeline ROW. Source: afrika-awake.blogspot.com/2007_11_14_archive.html

Page 13: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Babatunde Anifowose, Damian Lawler, Dan van der Horst, Lee Chapman Urban environmental footprints of petroleum oil (transport) infrastructure in Lagos, Nigeria

Page 7

LAGOS STATE

LG

K

JI

HF E

D

CB

A

0 9 184.5Kilometers 4

LegendPetroleum InfrastructuresSatellite Town Depot Environ

Atlas Cove Depot Envron

A - Jetty

B - Workshop

C - Tankfarm

D - Effluent/Sludge

E - Agbagbo Comm

F - Office

SO2 NO2 NO CO H2S CH4 VOC SPM μg/m3

0.02 0.01 0.0 0.50 0.0 0.00 0.00 135

0.02 0.02 0.0 0.62 0.0 0.02 0.00 245

0.02 0.02 0.01 0.72 0.02 0.41 0.12 159.6

0.11 0.02 0.02 0.68 0.22 0.02 0.06 307

0.02 0.01 0.0 0.52 0.06 0.06 0.02 245

0.02 0.02 0.01 0.40 0.03 0.03 0.03 61.4

0.04 0.02 0.0 5.0 0.20 0.05 0.07 650.8

0.02 0.01 0.01 5.00 0.12 0.04 0.04 589.4

0.11 0.01 0.0 7.0 0.05 0.03 0.17 564.9

0.20 0.08 0.03 4.00 0.02 0.22 0.02 392.9

0.04 0.01 0.01 4.00 0.04 0.00 0.01 577.1

0.05 0.02 0.01 4.00 0.00 0.00 0.01 368.4

G - Separator Pit

H - Tank

I - Loading Bay

J - Truck ParkK - Ejigbo Comm

L - Office

Sampling Area within Depots

AIR QUALITY PARAMETERS

Data Source: Environmental Audit Report (2008)

Fig. 6: Lagos State showing air quality sampling locations within selected infrastructural areas

0

100

200

300

400

500

600

700

AtlasC1 AtlasC2 AtlasC3 AtlasC4 AtlasC5 AtlasC6 AtlasC7 AtlasC8 AtlasC9 Satellite1 Satellite2 Satellite3 Satellite4 Satellite5 Satellite6 Satellite7 Satellite8

Sampling Locations

Qua

ntity

pH @ 25oCBOD (mg/l)Oil & Grease (mg/l)Phosphate (mg/l)Copper (mg/l)

Fig. 7: Water sampling parameters within selected infrastructural areas at the Atlas Cove (AtlasC1-9)

and Satellite (Satellite1-8) depots, Lagos

Page 14: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 8

Concluding thoughts

At a national scale, the rate of interdiction has been shown to be increasing at a near exponential rate (Fig. 3) and is in need of urgent attention. At the city-region scale, result of the analysis of variance suggests civil unrest could spread from the Niger Delta to Lagos-Mosimi and environs. The July 12th 2009 attack on the Atlas Cove Jetty is an example. To reduce risks, further research is suggested into unravelling the optimal process/mechanism of a renewal scheme that would ultimately restrict access to oil infrastructures. Better governance (including more social justice and better policing) may help reduce interdiction. There is an urgent need for a feasible government plan to address poverty and social-neglect which have been suggested ‘possible’ causes of interdiction (further explored in Anifowose et al. in prep).

It has been shown that basic environmental receptors (air, water) are subjected to pollutants such as SPM and BOD traceable to petroleum transport infrastructures/ activities. If cities like Lagos are to be environmentally sustainable, it is therefore suggested that government should empower the relevant agencies (e.g. FMEnv and other parastatals) to continuously research/monitor these pollutants, take measures to reduce them and award stiffer penalties to erring companies. This will ensure, amongst others, treatment of effluent discharge before release into surrounding environments.

References

Anifowose, B, Lawler, D, van der Horst, D & Chapman, L, ‘Exploring oil transport pipeline interdiction in Nigeria: Possible causes and data needs for mitigation’ (in prep.).

2Anifowose, B, Chapman, L, Lawler, D & van der Horst, D, ‘Pipeline interdiction and bridging in Nigeria: is a modification to the spatial connectivity matrix model required?’ (in prep.).

Akpoghomeh, S & Badejo, D 2006, ‘Petroleum product scarcity – a review of the supply and distribution of petroleum products in Nigeria’ OPEC Review 30 (1), 27-40.

Barman, S, Singh, R, Negi, M & Bhargava, S. 2009. Fine particles (PM2.5) in ambient air of Lucknow city due to fireworks on Diwali festival. Journal of Environmental Biology 30(5), 625-632.

Baumbach, G, Vogt, U, Hein, K, Oluwole, A, Ogunsola, O, Olaniyi, H & Akeredolu, F. 1995, ‘Air pollution in a large tropical city with a high traffic density - results of measurements in Lagos, Nigeria’ The Science of the Total Environment 169, 25-31.

Capelle, J, Gilgert, J, Dmytrakh, I. & Pluvinage, G. 2008, ‘Sensitivity of pipelines with steel API X52 to hydrogen Embrittlement’ Int. J. of Hydrogen Energy33, 7630–7641

Chukwu, O. 2008, ‘Analysis of Groundwater Pollution from Abbattoir Waste in Minna, Nigeria’ Research Journal of Dairy Sciences 2(4), 74-77.

Church R, Maria P, & Middleton RS 2004, ‘Identifying Critical Infrastructure: The Median and Covering Facility Interdiction Problems’ Annals of the Association of American Geographers 94(3), 491-502

Environmental Audit [EA] 2008, ‘Pipelines and Products Marketing Company Limited (PPMC)’ commissioned by the National Council on Privatization (NCP)/Bureau of Public Enterprises (BPE)/PPMC, Abuja, Nigeria.

Federal Republic of Nigeria Official Gazette No. 2, Abuja - 2nd Feb. 2009. Report on Census 2006 Final Results. Published by the Federal Government, Abuja, Nigeria.

Joint UNDP/World Bank Energy Sector Management Assistance Programme (ESMAP) 2003. Report on Russia Pipeline Oil Spill Study. Available at: http://www.esmap.org/filez/pubs/03403RussiaPipelineOilSpillStudyReport.pdf, Accessed: 18.03.08.

Lilly, M., Ihekwoaba, S., Ogaji, S. and Probert, S. 2007. Prolonging the lives of buried crude-oil and natural-gas pipelines by cathodic protection . Appl. Energy 84, 958–970.

Lyons, D. 2002. Thirty-years of CONCAWE Pipeline Statistics [Online]. Available at: http://www.concawe.org/Content/Default.asp?PageID=73. [accessed 15 Nov. 2008] Srivastava, A. & Jain, V. 2007, ‘Size distribution and source identification of total suspended particulate matter and associated

heavy metals in the urban atmosphere of Delhi’ Chemosphere 68(3), 579-589. Sponza, D. 2003, ‘Application of toxicity tests into discharges of the pulp-paper industry in Turkey’ Ecotoxicology and

Environmental Safety 54(1), 74-86 Yusuf, R & Shonibare, J. 2004, ‘Characterization of Textile Industries’ Effluents in Kaduna, Nigeria and Pollution

Implications’ Global Nest: the Int. J. Vol 6(3), 212-221.

Page 15: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

S. Bendel, G. M. Moore and P. B. May Tree root interaction with stormwater pipes

Page 9

Tree root interaction with stormwater pipes

S. Bendel, G. M. Moore and P. B. May

Melbourne School of Land and Environment, Burnley College, The University of Melbourne

email: [email protected]

Introduction

Sustainable cities require trees for shade, carbon sequestration, limiting pollution and for human physical and mental well-being (Harris, Clark and Matheny, 2004; Moore 2009; Brindal and Stringer 2009; Plant 2009). Tree roots are often blamed for damage to urban infrastructure such as roads, footpaths, houses and underground services. The damage is costly to society through damage to pipes, litigation and compensation claims. Often there is little proof that the tree roots caused the damage, rather than opportunistically growing through pre-damaged materials thus causing damage to pipes.

Aim of research project

This project investigated the capacity of the root tips of selected native and exotic street tree species to exploit cracks and structural weaknesses in the fabric of common urban infrastructure. The aims of the experiment were

• To observe if the width of the crack in stormwater pipes affects the rate and extent of root penetration

• To observe if the contents of a model stormwater pipe affects the rate and extent of root penetration

• To observe if the rate and extent of root penetration into the stormwater pipes, differs between species.

Methodology

The model stormwater pipes were cracked to three different extents. These stormwater pipes contained a stormwater nutrient solution, water, a sandy soil used for growing the trees in containers, or a nutrient enriched sandy soil.

Measurements were taken to determine the growth of each tree during the term of the experiment. When the experiment was completed, dry weights of the above ground parts of the trees were measured, and the mass of dry roots both inside and outside the pipe was measured. The number of pipes entered by roots was counted.

The native and exotic tree species are described in table 1. Table 1: Selected tree species.

Eucalyptus leucoxylon F. Muell. Subsp. Megalocarpa Boland

Yellow Gum Native, evergreen

Lophostemon confertus (R. Br.) P.G. Wilson & Waterhouse

Brushbox Native, evergreen

Allocasuarina littoralis (Salisb.) L.A.S. Johnson

Black Sheoke Native, evergreen

Acer palmatum Thunb. Japanese Maple Exotic, deciduous Pyrus calleryana Decne. Callery Pear Exotic, deciduous Callistemon salignus (Sm.) DC White Bottlebrush Native, evergreen The nutrient solution was a synthetically produced replicate stormwater solution containing the nutrients found in urban runoff. The size of the width of the crack in the pipes is shown in table 2.

Page 16: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 10

Table 2: Average crack width

Mild 0.04mm Moderate 0.66mm Severe 1.48mm There were six replicates and the trees were randomly sorted into blocks of 72 trees.

The results of the experiment

The severely cracked pipe was entered by slightly fewer roots than the moderately cracked pipe; (figure 1) however there was not a significant difference. The mass of the roots in the severely cracked pipes was slightly higher than that of the moderately cracked pipes but still not significant (figure 2). When it came to the mildly cracked pipes, roots from only three plants were able to enter the pipes. These plants were all of the same species, Callistemon salignus.

Figure 1 Number of roots in pipe in cracked stormwater pipes

Figure 2 Mass of roots in pipes in cracked stormwater pipes

Page 17: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

S. Bendel, G. M. Moore and P. B. May Tree root interaction with stormwater pipes

Page 11

Slightly more roots penetrated the pipes filled with soil, and the pipes with stormwater had the lowest number of roots entering the pipes; however there was no significant difference (figure 3). The content of the pipe containing the heaviest root was soil (figure 4). The average mass of roots in the pipes was similar for all fills. There was no significant difference between the four different pipe contents.

Figure 3 effect of fill on the number of roots penetrating pipes

Figure 4 Effect of fill on the mass of roots penetrating pipes

The species which entered the pipes the most was Callistemon salignus, followed closely by Allocasuarina littoralis and Lophostemon confertus. The species with the fewest roots to enter the pipes was Acer palmatum followed by Eucalyptus leucoxylon (figure 5). Pyrus calleryana had the largest root mass inside the pipes followed closely by C. salignus. By far the lightest mass of roots in pipes was for A. palmatum, followed by L. confertus and E. leucoxylon very similar in mass to L. Confertus (figure 6).

Page 18: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 12

Figure 5 Number of pipes being penetrated by roots for each species

Figure 6 Mass of foliage penetrating pipes for each species

Discussion of results

The plant roots entered both the moderately and severely cracked pipes to a similar rate as the size of the cracks in both of these was sufficiently large for plant roots to grow through without any difficulty. On the other hand, the mildly cracked pipes had such a fine crack that it was difficult for the roots to enter, with only three examples of Callistemon salignus entering the pipes. These roots grew less than ten millitimetres at most in contrast to the much longer roots growing in the moderately and severely cracked pipes.

The different fills in the pipes made very little difference to the overall growth of biomass. The effects of the nutrient solution compared with no nutrient solution require further research for two reasons. Firstly all the plants were fertilized several times during the period of the research, making the contrast of plants with pipes filled with stormwater solution and those without far less certain. Secondly, the roots had to reach the inside of the pipes in order to access the nutrients and this may not have happened until quite late in the research period, not allowing the nutrient solution to show any changes in plant growth.

Page 19: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

S. Bendel, G. M. Moore and P. B. May Tree root interaction with stormwater pipes

Page 13

The Callistemon salignus entered the pipes the most as the C. salignus roots formed a dense mat throughout the container and had a more even spread in the middle of the container above the cracked pipe. Acer palmatum had both the least number of plant roots entering the pipes and the lightest mass of roots in pipes as A. palmatum had the smallest root systems of all the species planted. Eucalyptus leucoxylon only had a few roots, and these were quite thick, but the roots tended to circle around the perimeter of the container so fewer encountered the cracks in the pipes. The roots of Pyrus calleryana formed a strong root system growing outwards towards the perimeter of the container and then down around the sides with not as many roots in the centre of the container as some of the other species. However, those roots of P. calleryana that entered the pipes were much thicker than the roots of any other species.

Conclusion

Callistemon salignus is able to penetrate a crack averaging 0.04mm in width, although the root growth was only about 10mm long. A crack of 0.66mm width was sufficiently wide enough to be penetrated by any of the species sampled.

The heaviest mass of roots in the pipe was found in the soil, while the heaviest average mass was found in the stormwater solution. However, from the experiment the difference, if any, of growth rate in the stormwater pipe is inconclusive.

When planting near old infrastructure or cracked pipes, the recommendation would be not to plant Callistemon salignus or Pyrus calleryana, as their root mass can block the stormwater pipes. Acer palmatum would be a better choice.

References

Brindal, M and Stringer, R 2009, The Value of Urban Trees: Environmental Factors and Economic Efficiency, Proceedings of the Tenth National Street Tree Symposium, 23-36, University of Adelaide, Adelaide.

Harris, RW, Clark, JR & Matheny, NP 2004, Arboriculture integrated management of landscape trees, shrubs, and vine, 4th edn, Prentice Hall, New Jersey.

Moore, GM 2009, Urban Trees: Worth More than they Cost, Proceedings of the Tenth National Street Tree Symposium, 7-14, University of Adelaide, Adelaide.

Plant, L 2009, Are Your Urban Trees in the Climate Change and Sustainability Spotlight? Proceedings of the Tenth National Street Tree Symposium, 83-86, University of Adelaide, Adelaide.

Page 20: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 14

Page 21: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Rosie Bosworth The organisational “front end” eco innovation process within the European cement Industry

Page 15

The organisational “front end” eco innovation process within the European cement Industry

Rosie Bosworth

The University of Auckland

email: [email protected]

Background

Eco innovation1 (otherwise referred to as environmental or sustainable innovation) is increasingly viewed as an attractive approach among policy makers and academics alike towards solving the world’s environmental problems (Kivimaa et al 2008) and has been noted as one of the emergent fundamental forces for change in business and society today (Larson 2000) forming the basis of establishing a future competitive business environment and an enduring, sustainable economy. The most frequently cited primary drivers facilitating the diffusion of eco innovation at a firm and societal level within the literature are noted as regulatory/policy factors; market (or demand) pull and technology push (Rennings 2000). More recently, a body of literature has emerged which emphasises organisational specific factors as also playing an influential role in firm level adoption of environmental innovation.

Empirical studies investigating organisational factors that play a role in eco innovation can be grouped into three broad categories regarding the specific high-level findings: organisational culture and concern; high level strategic driven formal initiatives and organisational structure. Current empirical studies however fail to adequately explore and provide insight into specific methodologies, tools, activities and techniques within organisations which enable eco innovative ideas to germinate and develop into leading edge sustainable eco innovations. In essence present studies do not sufficiently explore the initial new concept development phase of organisations undertaking eco innovations –also referred to as the “front-end” innovation process. Indeed how are firms able to successfully undertake eco innovation leading to significantly heightened levels of environmental sustainability - if they are largely unaware of effective processes, tools and methodologies behind the initial stages of new concept development which sets the ball rolling for the generation of successful eco innovation? In light of this gap, my research aims to gain a greater understanding of how the firm actually innovates, and the processes by which a firm creates a significant eco innovation.

ASCEM B.V

Within the context of sustainable urban development this research paper presents preliminary findings on the front-end innovation process of Dutch organisation ASCEM B.V. who has developed an inherently more sustainable form of cement and cement manufacturing process with the potential to m progressive advancements towards environmental sustainability within the cement industry.

ASCEM and its innovation practices bears extreme relevance within the broader context of sustainable urban development due to the fact that the cement industry is among the world’s largest and most important heavy industries - forming the backbone of almost all of the world’s construction activity - yet which also places significant burden on the natural environment. With global cement demand and production significantly rising and the continual increase in global coal-fired energy generation, innovations within the cement industry enabling a transition towards more sustainable forms of construction materials will play a vital role in sustainable urban development particularly in light of the rapid growth of developing countries including India and China. (See appendix for further information on the relevance of sustainable cement production).

1 Many definitions of environmental innovation exist. My research however uses Kemp and Foxon’s (2007, p.g10) definition who note environmental innovation as being “the production, assimilation or exploitation of a product, production process, service or management or business methods that is novel to the firm and which results, throughout its life cycle, in a reduction of environmental risk, pollution and other negative impacts of resources use (including energy use) compared to relevant alternative1

Page 22: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 16

ASCEM B.V Front-End Eco Innovation Process

ASCEM’s front-end innovation process resulting in the development of its leading-edge environmental innovation can be conceptualised into two distinct phases/stages spanning a significant time period (some 15 years). The first phase of idea generation process involves the initial conceptualisation of the original raw idea for fly-ash based cement by the founder. Phase two of the front-end innovation process occurred some years later when the founder’s original raw idea was integrated into a formal business/organisational environment after the purchase the ASCEM cement intellectual property.

Front-End Innovation Process: Phase one

Phase one of ASCEM’s initial idea conceptualisation was predominantly a product of the combination and application of the founder’s educational background (holding a PhD in environmental technology specialising in high temperature technologies and the reaction of gypsum with clinker), industry knowledge and manufacturing know-how gained from employment within the traditional cement industry, combined with knowledge gained by later the founder following his departure from the cement industry through consulting within the building and construction materials industry.

A further factor playing a significantly influential role in phase one of ASCEM’s front-end idea generation process was the development of legislation enacted by the Dutch government prohibiting the further construction of coal-fired power stations and subsequent governmental financial aid and incentives schemes promoting research and development activities aimed at developing solutions to the disposal of fly ash (a by product generated during the production of coal fired energy) in reaction to increasing ground water pollution caused by its disposal.

Consequently, phase one of ASCEM’s front-end innovation process initiating the creation of its sustainable cement concept was formed through the dynamic interplay of the founder’s unique educational background and complementary industry know-how in conjunction with financial motivation spurred by legislation and financial incentive schemes initiated by the Dutch government.

Essentially phase one of ASCEM’s front-end innovation processes was highly internally and one-man driven - involving very little involvement with external parties. Further, despite ASCEM’s use of fly ash as a raw material being indicative of the renowned environmental concept Cradle to Cradle (McDonough and Braungart 2002), the application of this environmental concept during the initial stages of development was inadvertent rather than a proactive engagement in environmentally enhancing activities.

In this context the primary phase of the front-end innovation process can be characterised as an evolutionary and internally driven process comprising the amalgamation of diverse knowledge, external environmental conditions in the form of legislative push and an implicit environmental focus to form the basis of this new sustainable concrete concept (see Figure 1).

ASCEM B.V Front-end Innovation Process: Phase two

The second phase of the front-end innovation process entailing further progression and development of ASCEM’s sustainable cement concept occurred a considerable period later following the sale of ASCEM’s intellectually property to building construction materials company - BTE group.

During phase two ASCEM grew from one founder to approximately eight full time employees each with a diverse range of specialist expertise. Regular team meetings, informal daily interaction and the application of knowledge generation mechanisms (including an in-house development of computer software programmes allowing staff to investigate and analyse various potential alternative material cement compositions which yield the greatest environmental improvement) assisted staff in imparting valuable knowledge and ideas allowing for further refinement and development of the original concept.

Furthermore, market intelligence activities in the form of forecasting, researching new industry innovations, investigating possible new sustainable construction material alternatives and monitoring movements in the global cement markets by means of accessing market databases, published journals (academic and commercial), and undertaking comprehensive internet searches comprised regular staff activities.

Page 23: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Rosie Bosworth The organisational “front end” eco innovation process within the European cement Industry

Page 17

Figure 1: Phase one primary characteristics of ASCEM B.V’s front-end Innovation process

External Integration mechanisms and System Level Innovation

Largely attributable to the fact that the European cement industry is characterised by a small number of entrenched incumbent players in support of outdated cement industry standards (which actually prohibit the wide scale development and application of more sustainable forms of cement), phase two of ASCEM’s front-end innovation process exhibits significantly increased levels of external interaction and collaboration activities involving a range of outside parties. Primary collaborative activities involve networking activities with various universities, worldwide cement industry body RILEM, and specialists who harbor complementary expert knowledge regarding breakthrough innovations in non-traditional cement production to advance scientific knowledge related to sustainable construction materials, further refine ASCEM’s cement innovation and to collectively lobby for revised cement industry standards in order for new forms of sustainable cement production to gain world-wide acceptance and application. External integration with lead users, involving parent company BTE undertaking research into its customers’ preferred cement properties and features, further indirectly influences and steers ASCEM’ innovation activities (see figure two).

Figure 2: Phase Two Characteristics of ASCEM’s Front-End Innovation Process

Page 24: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 18

To conclude, ASCEM’s front-end sustainable innovation process endured two phases - the first being predominantly evolutionary in nature forming out of the amalgamation of educational knowledge, legislation and expert knowledge and know-how from within and outside of the cement industry. The second comprising a more strategic and structured innovation process and heightened internal collaboration taking into account the importance and need for system level innovation primarily through multilevel collaboration with external parties.

Finally, a significant aspect within the context of sustainable development emerging from this research is the importance of front-end innovation at the systemic level innovation for achieving effective and progressive advancement towards urban environmental sustainability. The case of ASCEM visibly illustrates that sustainable innovation in isolation and its associated front-end innovation practices – no matter how environmentally progressive - can still encounter barriers inhibiting adoption and widespread application of all elements within the broader interconnected system are not aligned or not actively working towards common sustainable outcome.

References

Donarova, A. (2008) Breakthrough Innovation by ASCEM: An Introduction into the societal and environmental aspects for Alkali Activated Cements. Conference proceedings, Eindhoven.

Kemp, R., Foxon, T. & (2007) Eco Innovation from an innovation dynamics perspective: Deliverable 1 of MEI project (DI) available at http://www.merit.unu.edu/MEI/deliverables/MEI%20D1%20Eco-innovation%20from%20an%20innovation%20dynamics%20pespective.pdf

Kivimaa, P. (2008) Integrating environment for innovation: Experiences from product development in paper and packaging. Organization & Environment, 21, 56.

Larson, A. L. (2000) Sustainable innovation through an entrepreneurship lens. Business Strategy and the Environment, 9. McDonough, W. & Braungart, M. (2002) Cradle to cradle: Remaking the way we make things, North Point Press. Rennings, K. (2000) Redefining innovation—eco-innovation research and the contribution from ecological economics.

Ecological Economics, 32, 319-332. . Taylor, M., Tam, C. & Gielen, D. (2006) Energy efficiency and CO2 emissions from the global cement industry. Korea,

50, 61.7. WBCSD (2005) Guidelines for the Selection and Use of Fuels and Raw Materials in the Cement Manufacturing Process.

1 ed., World Business Council for Sustainable Development (WBCSD). http://www.wbcsdcement.org/pdf/tf2_guidelines.pdf

Worrell, E., Lynn, P., Hendricks, C. & Ozawa Meida, L. (2001) Annual Review of Energy and Environment, 26, 303-329.

Page 25: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Rosie Bosworth The organisational “front end” eco innovation process within the European cement Industry

Page 19

Appendix

Cement Industry Environmental Impact

The cement industry is exceedingly taxing on the natural environment from a natural resource use, consumption, pollution and emissions point of view. The cement industry produces 5% of manmade CO2 emissions globally (Worrell et al 2001, WBCSD 2009). By the year 2050 figure this figure is expected to increase to 9-10% of global emissions (Taylor et al 2006). The manufacture of cement also produces significant levels of environmentally damaging airborne pollution in the form of dust, particulates and chemical gases (in the form of NOx, SO2 ) in addition to high levels of noise and vibration as a result of operating production machines and blasting of limestone quarries (WBCSD 2005). The quarrying of limestone – a primary raw material input for cement production - also creates highly visible attacks on the natural the landscape (ASCEM personal communications). With cement demand and production significantly rising owing to the economic growth of developing countries and the continual steady increase in world coal-fired energy generation, innovations within the cement industry enabling a transition towards more sustainable methods of cement production will play a vital role in sustainable urban development particularly in light of the rapid growth of developing countries including India and China.

Environmental Benefits of ASCEM Cement

Through the utilization of fly-ash as a primary raw material input (in place of limestone) ASCEM’s cement production process utilises approximately 70% residual (waste) materials in its concrete production therefore significantly reducing the demand for raw materials and natural resources. Compared with traditional cement manufacturing, ASCEM requires significantly less energy throughout the manufacturing process compared with traditional cement manufacturing. Further its substitution of fossil fuels (limestone) for fly ash significantly reduces the level of limestone required to be quarried in the production of cement and leads to considerable reductions in CO2 emissions from the calcination process (See figure one below). Utilising fly-ash as a primary material input in productions cement also provides a partial solution the financial and environmental costs of fly-ash disposal including temporary storage and land filling due to its highly polluting and environmentally damaging characteristics. ASCEM cement also has lower levels of dangerous airborne emissions such as nitrous oxide and sulphur dioxide.

0.52 0.420.25 0.19

0.5

0.41

0.270.26

0

0.2

0.4

0.6

0.8

1

1.2

Portland cement (>85%)

Portland fly ash cement

blast furnace cement (<10%)

ASCEM cement

CO2 emission comparison (t/ t cement)

Fossil fuel & Electricity

Calcination

Figure 1: Carbon Dioxide Emissions Comparison of Cement Alternative (Donarova 2008.)

Page 26: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 20

Page 27: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Michael Brennan Encroachment upon protected areas within the Greater Dublin Area under two simulated futures

Page 21

Encroachment upon protected areas within the Greater Dublin Area under two simulated futures

Michael Brennan

Urban Environment Project, UCD Urban Institute Ireland, Dublin, Ireland

email: [email protected]

Introduction

The Urban Environment Project (UEP) is a multi-disciplinary, inter-institutional research project whose goal is to develop a Spatial Decision Support System (SDSS) for the Greater Dublin Area (GDA) (figure 1) so that policy makers can explore the environmental effects of policy alternatives before implementation and make evidence based decisions. The questions and problems posed by the specialist teams (Air Quality, Biodiversity, Climate Change, Transport and Urban Sprawl) are based in an environmental framework, and the land-use model MOLAND is the engine room for producing possible outcomes and scenarios to aid visualisation and direct comparison of a selection of infrastructure developments at both regional and local scales.

The need for a SDSS is particularly relevant for the GDA, which has undergone massive and rapid development in the past decade (Williams and Shiels 2002, Williams et al. 2007). This development has had several negative effects, e.g. urban sprawl and habitat destruction (European Environment Agency 2006). To attempt to steer this development towards sustainability several government documents were produced, beginning with the Strategic Planning Guidelines for the Greater Dublin Area (Dublin Regional Authority and Mid-East Regional Authority 1999), followed by Regional Planning Guidelines for each of the seven Regions in the state in 2004 (Dublin Regional Authority and Mid-East Regional Authority 2004). Section 26(1) of the Planning and Development Act 2000 provides that RPGs be reviewed not later than six years after the making of the guidelines i.e. by 2010 in the GDA’s case (Government of Ireland 2000). As part of this process we are currently collaborating with the Dublin & Mid-East Regional Planning Authority’s SEA process, whereby we are constructing a spectrum of possibly future development scenarios which take into varying levels of economic growth/decline; population fluctuations; a range of green infrastructure options; transport modal shift, on-time versus delayed transport network upgrades and all combinations of the above. In this paper I will briefly describe two of these future development scenarios (continued trends vs. consolidation and creation of green belts), discuss one indicator (in this case encroachment of development upon legally protected areas) and summarise the differences between the simulations.

Methods

The MOLAND model

Rather than give full details of the MOLAND model, which can be found elsewhere (Barredo et al. 2003) we will summarise the model’s requirements and outputs. MOLAND comprises two sub-models working at different scales. At the macro (regional) scale, the model takes as inputs the population and the economic activity in a region. This population and activity is then split between the sub-regions encapsulated in the model area. In this application, the sub-regions are the administrative counties within the region. At the micro scale (local) the detailed allocation of economic activities and people is modelled by means of a Cellular Automata based on land use model (Engelen et al. 2004). To that effect, the area modelled is represented as a mosaic of grid cells of 4ha each (200m on the side). This model is driven by the demand for land per region generated at the regional level. Four elements determine whether each 4ha cell is taken in by a particular land use function or not:

• the accessibility for each land use function calculated relative to the transport network;

• physical suitability determining the physical, ecological and environmental appropriateness of cell to support a land use function and associated activity;

Page 28: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 22

• zoning status or institutional suitability (e.g. legal constraints);

• Neighbourhood rules: the model assesses the quality of its neighbourhood; a circular area with a radius of 8 cells. For each land use function, a set of rules determines the degree to which it is attracted to, or repelled by, the other functions present in the neighbourhood.

Figure 1. Landuse of the GDA in 2006.

Based on the above transition potentials are calculated for each cell by the model for every simulation step, typically 1 year in a land use change model (White and Engelen 2000). Over time and until regional demands are satisfied, cells will change to the land use function for which they have the highest potential.

Calibration is achieved by running simulations over a known historical period. The simulations are initiated using the historical dataset in order to test the simulation results using the reference dataset. Subsequently the simulations are validated by running the model forward and checking the consistency of the resulting map The future simulation of land-use can then be performed using the parameters of the already calibrated model assuming, however, that the calibrated factors will remain relatively stable during the studied period. Detailed description of the calibration technique and used datasets for GDA is presented in a separate paper (Shahumyan et al. 2009).

Page 29: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Michael Brennan Encroachment upon protected areas within the Greater Dublin Area under two simulated futures

Page 23

Divergent policies are generally explored by manipulating the zoning and suitability layers, e.g. ecologically important areas can be zoned to prohibit development during a simulation run, areas proximate to public transport/urban centres can be classed as “more suitable” for development than distant areas or vice versa.

The Scenarios

Scenario 1 explores a continuation of current trends whereby a significant divergence between spatial planning policy and practice has been noted (MacLaran and Williams 2003, Scott et al. 2006), which indicates the capacity of spatial planning policies to steer the location of development at the city-regional scale may be limited.

In Scenario 2 a policy of consolidation and “strong” green belts is imposed to steer future development away from the dispersed settlement patterns that have characterised GDA development recently. Green Belts were constructed using Arcmap GIS software and used to create restricted zoning maps for the MOLAND model. Within the area covered by the Green Belts development was prohibited from occurring. Consolidation was promoted using the suitability layer. Five kilometre buffers were created around key towns listed in the most recent Regional Planning Guidelines (Dublin Regional Authority and Mid-East Regional Authority 2004). Land inside of this buffer was classed as more suitable for development than land outside the buffer. It should be noted that development can still occur outside the buffer.

Measures of encroachment upon protected areas

To identify which sites would be threatened and quantify the impact of forecasted development a 1km buffer was created around the protected areas merged using GIS. To allow a per county analysis this polygon was intersected with a County shape file to produce five polygons, representing the protected areas of each county. Cell counts within these buffers were found using a customised tool developed by UEP. Cell counts were converted to area values (in ha) by multiplying by four. The results were compared using MS excel.

Results

The outputs of Scenarios 1&2 can be seen in figures 3 & 4. In Scenario 1 development disperses widely across the study area, there is some merger of formerly separate towns and coastal regions are subject to high growth. In Scenario 2 development is concentrated close to existing urban centres. Development is less dispersed than in Scenario 1 but the coastal areas are more intensely developed and several agricultural areas proximate to the city are isolated from the wider countryside.

Figure 2. Protected areas within the study area. Protected areas are represented in green, 1km buffer around the areas in red and county boundaries in black.

Page 30: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 24

Encroachment upon protected areas

Overall Scenario 1 resulted in the most encroachment upon protected areas, however there were differences on a per county basis; in Scenario 2 protected areas in Dublin were more heavily affected (table 1).

Table 1. Area of urban land within 1km of protected areas by County and Scenario. Values are in hectares.

County 2006 Scenario 1 Scenario 2 Scenario 1/Scenario 2 Difference Louth 1712 2500 2412 88 Meath 1444 2816 2172 644 Dublin 3468 4380 4500 -120 Kildare 1124 2352 1848 504 Wicklow 1432 2944 2696 248

Figure 4. Comparison of actual GDA landuse in 2006 with simulated 2026 landuse under Scenario 2

conditions. Actual landuse in 2006 is in green (light grey); simulated additional urban development by 2026

is in blue (dark grey) and red is reduced rural settlements. While development is dispersed somewhat,

it is consolidated into several growth centres.

Figure 3. Comparison of actual GDA landuse in 2006 with simulated 2026 landuse under Scenario 1

conditions. Actual landuse in 2006 is in green (light grey), simulated additional urban development by 2026

is in blue (dark grey).

Page 31: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Michael Brennan Encroachment upon protected areas within the Greater Dublin Area under two simulated futures

Page 25

Discussion

These two examples used illustrate the potential of MOLAND to visualise differing policy decisions, identify potential issues before they occur and structure policy accordingly. The continuation of current trends represented in Scenario 1 is contrary to Irish national, regional and local policy (Dublin Regional Authority and Mid-East Regional Authority 1999, Government of Ireland 2002, Dublin Regional Authority and Mid-East Regional Authority 2004, Dun Laoghaire Rathdown County Council 2004, Kildare County Council 2005, Meath County Council 2007, Government of Ireland 2009), trends which have lead to several well publicised consequences; urban sprawl, traffic congestion and increased stress to name but a few (O’ Regan and Buckley 2003, European Environment Agency 2006). If development were to further disperse across the region deficiencies could be expected for public services such as waste disposal, education, health provision and emergency service response time (Shahumyan et al. In Press).

Scenario 2 represents a future in line with Irish and European policy (Commission of the European Communities 1990), but it is not without consequence. By pursuing a policy of “compaction” protected sites near the main urban area of the region are more heavily impacted than in the business as usual scenario. This could be considered acceptable given the mitigation of impacts elsewhere but it must be borne in mind, especially as impacts on these protected sites could constitute a breach of the E.U. Habitats, Birds and/or Water Framework Directives.

Further examples of UEP scenario development can be found at www.uep.ie.

References

Barredo, J. I., M. Kasanko, N. McCormick, and C. Lavalle. 2003. Modelling dynamic spatial processes: simulation of future scenarios through cellular automata. Landscape and Urban Planning 64:145-160.

Commission of the European Communities. 1990. Green Paper on the Urban Environment. Brussels. Dublin Regional Authority and Mid-East Regional Authority. 1999. Strategic Planning Guidelines for the Greater Dublin

Area. Dublin: Regional Planning Guidelines Project Office. Dublin Regional Authority and Mid-East Regional Authority. 2004. Regional Planning Guidelines: Greater Dublin Area

2004-2016, Implementing the National Spatial Strategy. Dublin: Regional Planning Guidelines Project Office. Dun Laoghaire Rathdown County Council. 2004. Dun Laoghaire Rathdown County Development Plan 2004-2010. Engelen, G., R. White, I. Uljee, A. Hagen, J. van Loon, M. van der Meulen, and J. Hurkens. 2004. MOLAND model for

urban and regional growth: Model description and User Manual. Maastricht, The Netherlands. European Environment Agency. 2006. Urban sprawl in Europe - The ignored challenge. Report No 10/2006. European

Environment Agency. Government of Ireland. 2000. Planning and Development Act 2000. Government of Ireland. 2002. Making Ireland’s Development Sustainable: Review, Assessment and Future Action. Government of Ireland. 2009. Sustainable Residential Development in Urban Areas: Guidelines for Planning Authorities. Kildare County Council. 2005. Kildare County Development Plan 2005-2011. Meath County Council. 2007. Meath County Development Plan 2007-2013. O’ Regan, B., and F. Buckley. 2003. The Psychological Effects of Commuting in Dublin. Centre for Research in

Management Learning and Development Working Paper Series. Shahumyan, H., B. Williams, R. White, S. Convery, and I. Boyle. In Press. ‘Adapting an Urban-Regional Model

(MOLAND) for supporting the planning and provision of strategic regional infrastructure: Providing Wastewater treatment capacity in the Dublin region 2006 - 2026 Urban Institute Ireland Working Paper Series.

White, R., and G. Engelen. 2000. High-resolution integrated modelling of the spatial dynamics of urban and regional systems. Computers, Environment and Urban Systems 24:383–400.

Williams, B., B. Hughes, and P. Shiels. 2007. SCS Housing Study 2007: Urban Sprawl and Market Fragmentation within the Greater Dublin Area. Society of Chartered Surveyors.

Williams, B., and P. Shiels. 2002. The Expansion of Dublin and the Policy Implications of Dispersal. Journal of Irish Urban Studies 1:1-19.

Page 32: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 26

Page 33: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Sarah Chapple “I feel like I just don’t quite fit in”: working-age adults with a physical disability share their experiences in residential care

Page 27

“I feel like I just don’t quite fit in”: working-age adults with a physical disability share their experiences in residential care

Sarah Chapple

University of British Columbia, Vancouver, BC, Canada

email: [email protected]

This study explores the perceptions of working-age adults with a physical disability who often face unique challenges while living in a residential care facility designed for a geriatric population. It is apparent that by addressing psychosocial needs and providing appropriate health care services to adults with a physical disability, strengths and challenges of these residents can be highlighted and recommendations made to improve upon experiences within residential care (Bartlett & Baum, 1995: Franks, 2004: Krout & Wethington, 2002). This study evolved out of the author’s experience working in both acute care hospital and residential care settings with adults who have a physical disability, and the intent of this study was to provide a venue for young residents to share their concerns, strengths, and ideas about their experiences in residential care.

A review of the literature revealed that this is a topic that is not well reflected, as existing literature is primarily focused on the experiences of geriatric residents (Miller, 2004). There is very little information about working-age clients who live in a care facility designed for a geriatric population. Approximately 10% of clients in geriatric residential care are under the age of 60 years old and in recent years, this percentage has continued to rise (Silin, 2002). Though a great deal of research has been conducted with long-term care clients over age 65, little is known about the experiences of residents who are working-age and residing in a geriatric residential care facility. This exploratory, qualitative research study aimed to reveal how working-age adults with a physical disability experience living in a residential care facility designed to meet the needs of a geriatric population. In this study, I sought to answer the question: how do working-age adults with a physical disability experience living in a residential care home designed for a geriatric population?

For the purpose of this paper, I will briefly discuss reflections on several of the main themes. A diverse range of topics arose during the course of the research interviews. The participants spoke about their journey prior to moving into a care facility and these personal narratives have been included in order to provide context and give a fuller picture of the lives of each participant. The following main themes and numerous sub-themes emerged from the research data. These main themes are (1) admission stories, (2) coping and adjustment, (3) relationships, (4) institutional culture and environment, and (5) hope. Some of the subthemes that emerged include experiences of grief and loss, loss of autonomy and choice, changes in family relationships, relationships with staff and older residents, social support and advocacy and perceptions of “fitting in.” These themes create a powerful picture of the complex experience of being an adult with a physical disability who lives in a care facility that has not been specifically designed to meet the needs of non-geriatric clients. The quotations in the following sections are taken directly from the transcribed interviews.

Many of the research study participants spoke about their life prior to moving into a residential care facility and the events that led up to this occurrence. The quotes from these interviews provide context and a fuller picture of the lives of the participants. Participants spoke about how illness and disability affected their lives and how their lives changed after moving into a residential care facility. It is important to note that all of the participants in this study acquired a disability or illness in adulthood rather than having experienced a disability from birth or childhood. A total of eight adults between the ages of 22 and 59, four men and four women, participated in this study and all of the participants lived in a residential care facility owned and operated by the Fraser Health Authority in the Greater Vancouver area of Canada at the time of the interview. The interviews were conducted using a qualitative narrative method. Semi-structured interviews allowed for the participants to guide the process into areas that may not have otherwise been considered. This method provides a “flavour” (Mason, 1996) of the experiences of the participants.

One participant spoke about her experience of making the decision to move into a residential care facility:

Page 34: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 28

‘When I was 52 I had two severe strokes, which took away my ability to walk and the ability to use my left hand. We did try home care, 24-hour care at home, but we weren’t really blessed with our choice of homemaker unfortunately, and we had some severe problems with her. So just to have ease of life, I guess, without confrontation and worry, my husband and I decided this was probably the best place for me while he still works.’

When asked how he felt about living with elderly residents, another participant said:

‘Do you want to know what it’s like for someone my age to be in here? It’s tough because people don’t have memories. I don’t have much in common with anybody. I mean and, uh, they’re nice people, but they don’t remember a lot of things. I smoke cigarettes and there’s about five of them that smoke cigarettes. And that’s who I associate with. So my conversation is with them. And my caregivers. That’s about it.’

This study brings an important and salient issue to light from a social work perspective. Further research on this topic is relevant to many settings within health care and may also assist in developing alternative housing and services for clients with a physical disability. In conclusion, one of the study participants stated:

‘I do not feel that I am any different than I was the day before I had my first stroke. I, you know, I still feel ‘me’ inside me and today I’m young and I’ve still got a lot of living left to do. And I think compared to a lot of the other seniors in here or all of the seniors in here, a lot of them know that they will probably die in here. And I don’t see that for me.’

References

Bartlett, M.C. & Baum, B.H. (1995). What happens to patients after nursing home placement? Social Work in Health Care. 22(1), 69-79.

Franks, J.S. (2004). Comparing perceived quality of life in nursing homes and assisted living facilities. Journal of Gerontological Social Work. 43(1). 119-130.

Krout, J. & Wethington, E. (2002). Residential choices and experience of older adults: Pathways to life quality. New York, NY: Springer Publishing Company.

Mason, J. (2002). Sampling and selection in qualitative research. In J. Mason, Qualitative Researching (2nd Ed.). London, UK: Sage Publications, Inc.

Miller, N. (2007). Participation and knowledge related to a nursing home admission decision among a working age population. Social Science & Medicine. 64(2). 303- 313.

Silin, P. (2001). Nursing homes. Baltimore, MD: John Hopkins University Press.

Page 35: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Marwa Dabaieh Conservation of desert vernacular architecture as an inspiring quality for contemporary desert architecture: theoretical and practical

study of Balat Village in Dakhla oasis

Page 29

Conservation of desert vernacular architecture as an inspiring quality for contemporary desert architecture: theoretical and practical study of Balat Village in Dakhla oasis

Marwa Dabaieh LTH, Lund University

email: [email protected]

Abstract

Vernacular architecture was always a product of a natural cycle of sustainable building tradition. People inherit the traditional way of building from their ancestors and the knowledge was transferred and developed from generation to generation along the years. Inhabitants respond to their surrounding environment and climate through trial and error in a way satisfying their needs and aspirations. This natural cycle is about to vanish due to the fact that inhabitants are leaving their houses to deteriorate or they demolish them to build modern concrete houses instead. People are seeking for modern life facilities that their old houses don't satisfy any more. My research will help laying hands on the know-how of desert vernacular architecture in Egypt .Focusing on how to adjust it to new life demands in a way that keep and preserve the beneficial old traditional techniques. My research will end with a manual and a checklist for a contemporary vernacular building model based on the argument mentioned above. This manual will be tested by a physical model built in site. By this way we are preserving the sustainable desert vernacular architecture as it used to be for centuries and helping to keep the old beneficial values forever. It is a new vision for the future of old and contemporary vernacular desert communities through conservation by modeling. This research is still in progress, a preliminary studies and investigations were done to support the research hypothesis. This research targets planners, architects, conservation architects, anthropologists, theorists and inhabitants in desert communities.

Introduction

Within the past decade, the study of vernacular architecture has expanded dramatically beyond the limits of antiquarian and nostalgic interest in old and quaint rural buildings. Besides important vernacular heritage, buildings have increasingly disappeared due to the absence of laws to protect them as well as to the impact of urban culture, which is seen by the population as the paradigm of progress. (Wells, 1982, p.3). To the extent, then, that the social sciences and humanities are concerned with patterns of human behavior, vernacular architecture is an important and, until recently, neglected field of investigation (Prieto ,2003 p.5).The international council on monuments and sites ICOMOS announced on 1999 the importance of preserving vernacular as a heritage suffering a great risk. It is argued that vernacular heritage is threatened to vanish. That is either due to urban crawl as an outside factor, or as result of changes in users' perspectives on how they want to live. How can we preserve and document desert vernacular know-how? What we can extract for a contemporary desert vernacular building model, that combine between old adequate building technology and new life demands in a cultural context? Can we build contemporary desert vernacular? Answers to such questions are attempted throughout this research. A practical study will be applied in Balat village, Dakhla Oasis in Egypt as an application. The research result is new method for a design manual for contemporary desert vernacular verified by a physical building model.

Page 36: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 30

Fig. (1) A panoramic view for desert vernacular mud brick architecture in Dakhla oasis, Egypt.

Scope and limitation

The research aim is to develop a new method for a design manual for conservation of desert vernacular architecture taking "Balat village in Egypt -western desert- as a case study. The study will focus on mud brick structures. The main goal is to bridge the gap between achieving modern living facilities line with inhabitants' aspirations, while at the same time protecting the traditional way of building that have proven to be more environmentally friendly and respond better to the climate and culture which modern concrete houses can't fulfill.

The research problem The problem primarily happens in the urban area that are growing and developing based on nothing but economics paradigm (De Filippi, 2005, P.3) .If examining the old traditional houses, will find that choosing natural available building materials from the local surrounding environment were a very sensitive choice, very responding and adaptive to the climate .The inhabitants tend to avoid harsh desert climatic conditions. Their houses are warm in cold winter and cold in hot summer times. They tend to minimize any energy loss. Unfortunately theses old traditional and sustainable ways of thinking are not documented. The old techniques that was highly adequate to the local desert environment and that were highly satisfying the social and cultural needs are disappearing day by day. I am working on the problem that inhabitants are deserting their old healthy, environmental, sustainable and authentic houses to live in modern unhealthy concert blocks.

Fig. (2) Traditional ways of building and craftsmanship using local materials that are about to vanish.

Method

My research project will help laying hands on the know-how of desert vernacular architecture. Analytical site study in Balat Village will investigate and document building materials, building techniques, climate features, environmental adaptations besides inhabitants' social habits, traditions and their new life demands. Also some tools will be used like designed questionnaires, interviews and expert evaluation. The experts are conservation architects, historians and anthropologists. Assessment tools will be used like post occupancy evaluation and observer –based environmental assessment. This analytical study will be accompanied by practical site investigation measurements and documentations on both architecture and urban level. The final step will be a comparative analysis between expert evaluation and inhabitants' wish list. The outcome is a designed manual

Page 37: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Marwa Dabaieh Conservation of desert vernacular architecture as an inspiring quality for contemporary desert architecture: theoretical and practical

study of Balat Village in Dakhla oasis

Page 31

and a checklist for a contemporary vernacular building model. This manual will be verified by a virtual then a physical model for contemporary vernacular desert building built in site. This physical model will be evaluated using the same tools of assessment mentioned above.

0

10

20

30

40

50

60

70

1st Qtr

70 % Agree to move back toold houses if there isadaptaions

15 % Diagree to move backto old houses even if there isaddaptaion

6 % Will not leave their oldhouses

8 % Neutral

Fig. (3) Preliminary result for questioner done on 2007

In the case study Balat village, Dakhla oasis, Egypt.

Conclusion People in traditional vernacular desert cultures knew how to make the buildings they need. Inhabitants integrate materials, climate, other physical constraints and cultural practice into architectural forms that meet the needs of individuals and groups. (Crouch, 2001) This research tried to bond the fracture that occurs between traditional desert vernacular architecture that proved to be more efficient with inhabitants' aspiration for modern life facilities. The research tried to put the practical way of conserving this old vernacular heritage through a designed manual and checklist based on inhabitants' wish list. This manual when applied into real physical models will help the natural cycle of desert vernacular buildings to sustain. Desert vernacular is basically based on adaptation of users' needs, traditions, social habits and climate change. The research took Balat village as a role model for application.

Fig. (4) Architecture and urban features for Balat village (the case study).

Page 38: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 32

References:

Crouch, Dora P. & Johnson, June Gwendolyn(2001). 'Traditions in architecture: Africa, America, Asia and Oceania'. New York: Oxford University.

De Filippi, Francesca (2005),'Sustainable living heritage conservation through community based approaches', 10th international seminar, Newcastle.

Prieto,Valeria ,(2003), 'Place –memory- meaning: preserving intangible values in monuments and sites' .Vernacular heritage and intangible heritage in Mexico.

Wells,Camille, (1982),'Perspectives in vernacular architecture', Vernacular architecture forum , Vol.1 . Columbia, University of Missouri Press.

Page 39: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Kim de Rijke Rural culture and urban water security: the Traveston Crossing Dam case

Page 33

Rural culture and urban water security: the Traveston Crossing Dam case

Kim de Rijke Anthropology Program, School of Social Science, The University of Queensland

email: [email protected]

Introduction In 2006 the Queensland State Government announced plans to dam the Mary River at Traveston Crossing, some 170km north of Brisbane, Australia. The Traveston Crossing Dam was presented as part of the southeast Queensland water grid, said to allow the State Government to ‘move water … from areas of supply to areas of need’.1

To date, the Queensland Government bought 494 properties2, although that number may have increased as a result of the 1200 approval conditions, some of which include the rehabilitation of habitat outside the inundation zone, set out by the Queensland Coordinator General in October this year. The area proposed to be inundated covers most of what is locally known as the Mary Valley. It was at various times renowned for its red cedar, milk and butter, bananas and pineapples.

My research asks how local notions of belonging and sense of place are expressed in the context of the proposed dam. It also asks how such expressions are informed by ideas about nature and land-use. This paper firstly looks at the contemporary social significance of historical changes in the area under study. Then, current forms of belonging among residents of the Valley and its environs are briefly explored through the practice of naming places and the symbolic politics of community representation, understood within the social dynamics that are the result of the proposed dam and broader processes. Within the limited space available, this paper presents some preliminary thoughts and examples, based on 10 months of continuing qualitative ethnographic fieldwork. These matters are relevant to the debate about sustainable cities since urban water security may be as much about the rural as it is about the urban.

Historical change Of particular socio-economic relevance to the Mary Valley region are various boom-and-bust cycles that have characterised the history of economic activities in the area. Examples of the busts include timber depletion in the late 1800s, banana rust in the mid 1920s, the ‘dairy crash’ in the late 1960s and the ‘beef crash’ in the mid 1970s. Socio-economic changes away from agricultural production started in earnest after the dairy crash in the late 1960s; a period in which the Australian Commonwealth’s Marginal Dairy Farm Reconstruction Scheme stimulated investors from metropolitan centres to buy and amalgamate dairy farms. Agricultural production however did not appear to be their major concern and subdivisions for rural residential developments soon followed.

Rural residential subdivisions in the area are mostly bought by urban residents, many from Brisbane, attracted by comparatively low land prices and opportunities for small acreage ‘hobby-farm’ lifestyles. After the first influx during the 1970s this group increased further in size as a result of the dairy industry deregulation in the 1980s when more dairy farms became available for subdivision. While farmers have remained important to the region, ‘lifestyle’ people now form the largest demographic group. Many of these are educated, retired and debt free, and in some way environmentally interested. They generally have retained urban social networks and interact only marginally with long-term local residents who may have grown up in the area. The dam proposal however has resulted in more local interaction between such diverse groups than ever before, particularly through the anti-dam campaign organised by the local Save the Mary River Coordination Group (STMRCG).

1 Ministerial Statement by Henry Palaszczuk, former Minister for Natural Resources, Mines and Water, May 23, 2006. 2 Ministerial Media Statement by Anna Bligh, Queensland Premier, 11 November 2009.

Page 40: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 34

The Significance of Naming Rural Places

Socio-cultural differences between ‘life-stylers’ and farmers are reflected in practices of naming places. When lifestyle people define the Mary Valley as a place these definitions are dominated by references to the regional environment. Generally speaking, this group tends to describe the Mary Valley in broad terms such as ‘catchment’, ‘watershed’, ‘from the headwaters at Maleny [a town] to the river mouth at River Heads’, and the like. The Mary River, or the environment more holistically, informs these definitions. In contrast, many agricultural producers focus their descriptions of the Mary Valley on historical productive ties to the river flats and surrounding lands. Interestingly, their boundary descriptions are often infused with cultural values such as those related to landownership, responsible land management and participation in ‘the community’. This may lead to statements such as ‘[The Mary Valley is] this side of the range but excluding Carters Ridge because that’s an urban enclave’. Urban enclaves, in this expression, also identify through symbolic dichotomies what are considered proper rural places, which are owned through freehold title rather than rented, and contain open and productive spaces rather than trees on small acreage. When naming parts of their land, which is close to a practical necessity if you have several paddocks or want to keep detailed records of activities, most farmers use descriptive and/or production oriented terminology such as ‘bull paddock’, ‘back paddock’, ‘bottom flat’, ‘mill paddock’ and so on.

Some farmers however may also use terminology similar to that most often employed by urban ‘life-style’ people. That is, pieces of land are frequently named after particular people or events of personal relevance. Pertinent examples include naming an area after the first child born at the property, or using a merged husband-wife name for the property itself. Naming practices in this area thus often display aspects of major personal significance and experience. Some names also display aspects of personal interest such as the renaming of a cattle paddock known for three years as the ‘new paddock’ into the ‘PD’ paddock when Princess Diana died, or the naming of garden areas after permaculture personalities. In short, places become personalised; references to events, histories and values (cf. Dominy 2001, p.159). Understandably, such meaningful places played a role in the opposition of local residents to the proposed dam.

Rural Community Identity and the Dam

Many of my ‘life-style’ informants stressed the personal effort it had taken to establish their rural lives. Their property was generally the culmination of years of urban employment with the vision to retire to the country. This vision was often driven by both push and pull factors. Many expressed a desire to be closer to the natural environment, lead more sustainable lives, and to become members of a community in which ‘you know the mail lady by name’, grow some of your own food or join the local fire brigade (cf. Edwards 1998).

The campaign to stop the Traveston Crossing Dam involves, amongst others, local residents with urban backgrounds and qualifications in fields such as business management and environmental science. They brought with them more detailed knowledge of the State and bureaucratic processes than most local farmers previously had access to. The anti-dam organisation became an incorporated body with a constitution that stipulates the manner in which it is to conduct its business and proceedings. The focus was, and continuous to be, on ‘facts and data’. Through such bureaucratic approaches the campaign can be seen to have adopted ‘the practices of the powerful in such a way as to challenge or undermine their dominance’ (Harrison 1999, p.245).

Broadly speaking however, the longer-term residents have close associations with the agricultural industry and do not have the mathematical or computing skills to build their own hydrological models to challenge the conclusions of city-based scientists. As a result they may refer to some of the other campaigners as ‘the brains behind it’. They do however have something considered far superior in the context of the dam: local knowledge, particularly of the river and creeks and how they can seasonally flood the landscape.

In such a situation relative newcomers may find it necessary to defer to local knowledge, or the ‘old farming families’, when attempting to represent ‘the community’ in a public setting. The symbolic politics in this example, the deference to those who are considered to hold moral authority to speak for an area, are an important cultural aspect of negotiated community identities and forms of belonging (cf. Strathern 1982). The proposed Traveston Crossing Dam has forced such issues to be played out in the public halls of the region, while individual landowners assess the relationships with their land and reflect on the names they bestowed upon it.

Page 41: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Kim de Rijke Rural culture and urban water security: the Traveston Crossing Dam case

Page 35

Conclusion

Rural forms of belonging and sense of place in this area must be understood in the context of socio-economic changes. As an example, relatively recent ‘lifestyle’ naming practices reflect personal identities and environmental appreciation rather than agricultural production. Associated with such naming practices are cultural notions regarding the nature of ‘community’ and appropriate forms of land and water use. Such notions also inform the symbolic politics of local community representation in relation to the proposed Traveston Crossing Dam. This case then illustrates the manner in which rural culture can be relevant to urban water security initiatives.

References

Dominy, MD 2001, Calling the Station Home: Place and Identity in New Zealand's High Country, Rowman & Littlefield Publishers, Inc, Lanham.

Edwards, J 1998, ‘The need for a 'bit of history': Place and past in English identity’, In N. Lovell (ed.) Locality and Belonging. Routledge, London, pp. 147-167.

Harrison, S 1999, ‘Identity as a scarce resource’, Social Anthropology, vol. 7, no. 3, pp. 239-251. Strathern, M. 1982, ‘The village as an idea: constructs of village-ness in Elmdon, Essex’, In A.P. Cohen (ed.) Belonging:

Identity and social organisation in British rural cultures, Manchester University Press, Manchester, pp. 247-277.

Page 42: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 36

Page 43: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Tom Fairman, Steve Livesley, Jason Summers, Ian Shears & Oliver Pohls Using STRATUM to estimate the benefits of Australian street trees in Melbourne, Victoria

Page 37

Using STRATUM to estimate the benefits of Australian street trees in Melbourne, Victoria

Tom Fairman, Steve Livesley, Jason Summers, Ian Shears & Oliver Pohls

T. Fairman, S. Livesley: Department of Forest and Ecosystem Science, The University of Melbourne, Victoria 3121, Australia.

J. Summers: City of Hume Council, 1079 Pascoe Vale Road, Broadmeadows, Victoria 3047, Australia. Ian Shears & O. Pohls: City of Melbourne Council, Town Hall, 90-120 Swanston Street, Melbourne, Victoria

3001, Australia. email: [email protected] Forest landscapes, when mixed with human populations, tend form the centre of contentious issues and heated debate. A multitude of questions and opinions regarding forest management arise in a variety of locations, and have done so for a very long time around the world. If human beings therefore have so much invested in the machinations and management of their forest landscapes, it is therefore worthwhile if we are to turn our gaze to the forests that exist in the most densely populated regions of the world – the urban forests and street trees that exist in cities, in all their urban and suburban glory.

For the purpose of this research project, we will focus upon the street trees in the city of Melbourne, Australia. In general, urban street trees provide many important ecosystem and social services to Australians. A wide variety of native and exotic tree species are grown in Australian streetscapes under different management and climatic growth conditions, which makes understanding and estimating their environmental benefits difficult.

As part of the iTree Software Suite for assessing and managing community forests, the United States Department of Agriculture (USDA) Forest Service has developed the Street Tree Resources Analysis Tool for Urban-Forest Managers (STRATUM) model to estimate carbon, shade and water benefits of urban street trees in all North American regions. This model uses allometric data to estimate tree mass and leaf area for the main US tree species (types) based on simple stem diameter and height measurements. The ability to successfully apply this model in an Australian context is as yet unknown.

This project provides a ‘proof of concept’ for the use of STRATUM as a means to quantify the environmental benefits that Australian urban street trees provide in Melbourne, the state capital of Victoria. Primarily, we seek to identify any knowledge or data deficiencies in the application of STRATUM in Australia, and then make the appropriate conclusions to address these deficiencies. To achieve this we are supplementing existing street inventories with the necessary stem diameter, tree spatial location and assessment of the health of the canopy and stem. Using existing allometric and growth data within STRATUM, and using the US climatic zone most similar to Melbourne (our reference climate zone for being the Northern Californian Coast), this will allow an estimate of the C sequestered, the shade benefit and reduced storm water benefit of street trees in the city.

Most importantly, this project will seek to quantify the benefits of street trees within an urban landscape, whether it be residential, commercial or industrial. It is an intuitive reaction to presume that more trees in urban area is a positive thing, however, the ability to quantify the benefit and provide empirical evidence of this benefit does not occur as often as qualitative assessments. Frequently, the benefit of street trees is placed within the context of community values, environmental psychology, public health, driver safety, property value/prices, and public values systems (see the work by Kathleen L. Wolf from the University of Washington, College of Forest Resources).

Accordingly, it is only within the last ten years or so that urban forests have begun to be seen in the context of providing quantifiable values in terms of pollution reduction, carbon sequestration, and energy and storm water reduction. For instance, it has been estimated that the urban forest of the capital city of Canberra, Australia during the 5-Year Kyoto Commitment Period (2008-2012) will provide $US20-67 million in value due to energy reduction, pollution mitigation and carbon sequestration (Brack, 2002). Furthermore, US research has been suggested that, depending on climatic conditions, the type of species planted and the

Page 44: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 38

management cost, urban tree plantings can be potentially cost-effective in carbon credit markets (McHale et al, 2007).

It is within this context that this STRATUM proof of concept project arrives. The regions selected for sample sites within the city of Melbourne are two contrasting inner- and outer-Melbourne areas, namely City of Melbourne and City of Hume. The former represents the central business district and long-established inner suburbs, while the latter exhibits a more recently developed suburban and commercial landscape, roughly 20km from the central city district. Between these two councils, there are a variety of different tree-planting regimes, tree species present, tree age and landscape management techniques. Exploring this contrast, we will then be able to attempt to quantify the urban forest and the respective benefits it provides in the different built landscapes of both council areas. This information can then be potentially used to inform future management decisions.

References

Brack, C.L. (2002) Pollution mitigation and carbon sequestration by an urban forest. Environmental Pollution 116(1):195 - 200.

McHale, M.R., McPherson, E.G., & Burke, I.C, 2007, The potential of urban tree plantings to be cost effective in carbon credit markets, Urban Forestry & Urban Greening, 6: 49-60

Page 45: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Emma Fergusson Are Transition Towns insurgent planning?

Page 39

Are Transition Towns insurgent planning?

Emma Fergusson

National Institute of Creative Arts and Industries, University of Auckland

email: [email protected]

Introduction

Questions about how we might make cities more sustainable, or indeed whether the notion of a sustainable city is an oxymoron (K’Akumu 2007), have become dominant concerns of the planning discipline in recent years. Increasingly, it is becoming apparent that sustainability imperatives demand not only leadership from government, but also the active involvement of civil society. One interpretation of the contested image of the sustainable city is a settlement where energy generation, resource cycling, and the production of food and other necessities are re-localised and de-coupled from the fossil fuel economy (Hopkins 2008a; Trainer 2007). This vision of local resilience and self-reliance emerging from community engagement with sustainability issues lies at the heart of the Transition Towns concept.

Transition Towns originated with the work of permaculture teacher Rob Hopkins, and was conceived as a practical flaxroots response to the impending challenges of climate change and peak oil (Hopkins 2008a). The model has gained considerable purchase in the popular imagination, with both Transition Town Initiatives and research into the concept proliferating in recent years, particularly in the United Kingdom.1

The objective of this paper is to explore the extent to which Transition Towns can be viewed as instances of insurgent planning. A conflict can be discerned between the insurgent or radical impulse inherent in the Transition Towns movement’s approach to building sustainable communities and the process of ‘formalisation’ of individual Transition Towns. After outlining this tension, the paper briefly reflects on the impact of this on Transition Towns in Aotearoa/New Zealand, using the issue of how groups are structured as an illustrative example.

Transition Towns: bottom up, or top down?

Broadly, insurgent planning can be understood as community action that wrests some of the traditional functions of local government planning from local government institutions. It is an oppositional form of planning practice, one which recognises and responds to systems of governance that fail to address local concerns, and which is both utopian in spirit and transformative in practice (Sandercock 1999). Miraftab defines insurgent planning as ‘counter-hegemonic, transgressive and imaginative’, as it challenges the established structures of power, transgresses ‘time and place’ through a re-claiming of historical consciousness, and imagines ‘the concept of a different world as being … both possible and necessary’ (2009, p.33). These characteristics, it is proposed, can all be identified in the Transition Towns movement.

The Transition Towns model is intended to encourage communities to push forward a sustainability agenda in their local area; in particular, the model focuses on building community resilience, which Hopkins characterises as the ability of a settlement to survive external shocks such as fuel and food shortages, and to adapt to changed circumstances (Hopkins 2008a, pp.54-55). A critical principle that distinguishes Transition Towns from other community-focussed sustainability initiatives such as Local Agenda 21 is that the Transition model is initiated and driven by the community itself, rather than by central or local government agencies. In light of this, the Transition Towns movement can be read as an instance of insurgent planning.

The manner in which the Transition model is spreading further illustrates its insurgent nature. The framework

1 While it only captures ‘registered’ Transition Initiatives and researchers that have chosen to participate in the research audit, a useful indication of how the movement is growing can be found on the Transition Network website: www.transitiontowns.org.

Page 46: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 40

proposed by Hopkins in The Transition Handbook (2008a) and on various websites1 is readily available to any community with a public library and/or internet access.2 This allows for an organic and unstructured spread of the Transition Towns model, whereby diverse expressions of the Transition impulse can evolve to meet specific local concerns. This democratised, decentred quality exemplifies the spirit of insurgent planning.

While Transition Towns does, therefore, represent a model for addressing sustainability challenges through insurgent planning, the development of a system of formalisation potentially undermines this aspect of the project. The Transition Network3 has published a set of 14 criteria (relating to structure, approach and commitment to joint projects), which Transition Towns must conform to in order to become formalised initiatives, registered with the Network (Brangwyn and Hopkins, 2008 pp.13-17; Hopkins 2008a, pp.220-221). 4 Although Hopkins states that the Transition model is not intended to be ‘prescriptive’ (2008a, p.148), the criteria for formalisation do in effect constitute a prescription. Rather than allowing communities to employ parts of the Transition Town strategy as they see fit, the Transition Network has taken a directive approach, determining how the concept should be applied. This problematises the notion of the Transition Town movement as a flaxroots initiative: it is, in a sense, governed by the Transition Network.

A tension can be identified, therefore, between two competing impulses: the insurgent, flaxroots planning that Transition Towns offers, and the de facto governance structure that the Transition Network has created. This tension is evident in the experiences of some Transition Towns in Aotearoa/New Zealand.

Structuring the Transition: experiences in Aotearoa/New Zealand

One aspect of the Transition Network’s criteria that undermines the insurgent potential of Transition Towns is that they call for a formal structure.5 Case studies carried out in Aotearoa/New Zealand as part of a wider study of Transition initiatives indicate that there is considerable uncertainty about this issue. The Transition Towns investigated are torn between the need to have a formal structure in order both to become registered with the Transition Network and to access funds from local government and the way in which this threatens the organic quality of the movement.

Some respondents from the Aotearoa/New Zealand case studies suggest that a critical element of the Transition model is that it is fluid and dynamic, and does not require a management structure or an ‘artificial legal entity.’ They speak about it as a ‘decentralised and dispersed model,’ and argue that its great strength is that people can get involved with issues of interest without having ongoing demands placed on them. Moreover, the process of adopting a formal structure is perceived as both a drain on time and resources, and a potential source of conflict. One respondent from an Initiative that is investigating becoming a charitable trust expressed wariness about the move:

‘we also don’t want to get too structured, because then that’s going to stop people just getting on with the stuff that we [do]… we could end up like so many groups – imploding from our own in-fighting.’

Despite these concerns, a number of Transition Towns in Aotearoa/New Zealand have either become registered or are working towards registration. The key perceived advantages of formalisation are being part 1 Hopkins’s blog (www.transitionculture.org) and the Transition Network site (www.transitiontowns.org) are two U.K.-based examples. 2 Clearly many communities are not thus favoured; the dominance of middle-class Europeans in the Transition Towns movement and the constraint this places on its potential to effect substantial change is an important area of inquiry (see Andrews 2008, and Hopkins’s response, 2008b), but falls outside the purview of this discussion. 3 The Transition Network is a U.K.-based charity, founded by Hopkins and Brangwyn, which promotes the Transition concept. 4 Brangwyn and Hopkins state that formalised or official Transition Towns have access to additional resources through the Transition Network wiki (including use of Transition Network ‘branding’), as well as ‘transition training’ workshops (2008, p.13). 5 While Brangwyn and Hopkins do not specify a particular structure, the criteria include: that a group should have a written constitution or similar, 4-5 people who are prepared to take on ‘leadership roles’ (including two who will attend training workshops and one who has a permaculture design qualification), and a regularly updated presence on the internet (2008, pp.14-15). These requirements indicate that the group must have governing documents, and a ‘committee’ to put these into effect.

Page 47: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Emma Fergusson Are Transition Towns insurgent planning?

Page 41

of the Transition Network, improved public profile, and the increased likelihood of getting funding from local government and other agencies. At present, Transition Towns in New Zealand appear to have an ambivalent relationship to the competing notions of insurgency and formalisation.

Conclusion

Transition Towns does in a number of ways exemplify an instance of insurgent planning directed towards sustainability goals. It is community-initiated and is spreading organically, and offers an appealing vision of communities that are both empowered (through engagement) and powered-down (in terms of fossil fuel use). What confounds this understanding of Transition Towns as insurgent, however, is the re-centralisation of the project: the Transition Network’s accreditation process functions to take power back from communities, as it dictates how they should operate. While the founders of the concept are, of course, entitled to assert ownership in this way, this aspect of the Transition model may constrain the model’s considerable capacity to contribute to sustainability goals.

Further research investigating this tension, comparing the experience of Transition Towns (both official and ad hoc) across a number of countries, is required to determine how significant a challenge this poses.

References

Andrews, S. 2008, ‘Transitional Therapy.’ The Land, Summer 2008. Retrieved from http://transitionculture.org/wp-content/uploads/59-60.pdf, 20 September 2009.

Brangwyn, B. and Hopkins, R. 2008, ‘Transition Initiatives Primer.’ Retrieved from http://transitiontowns.org/TransitionNetwork/TransitionCommunities, 27 September 2009.

Hopkins, R. 2006, Energy Descent Pathways: evaluating potential responses to Peak Oil, M.Sc. thesis, University of Plymouth. Retrieved from www.transitionculture.org 20 September 2009.

Hopkins, R. 2008a, The Transition Handbook: From oil dependency to local resilience, Green Books, Totnes, Devon. Hopkins, R. 2008b, ‘Responding to Various Critiques of Transition’ (5 September, 2008). Retrieved from

http://transitionculture.org/2008/09/05/wading-through-various-critiques-of-transition 4 September 2009. K’Akumu, O.A. 2007, ‘Sustain no city: An ecological conceptualisation of urban development,’ City, vol. 11, no. 2, pp.

221-228. Miraftab, F. 2009, ‘Insurgent Planning: Situating Radical Planning in the Global South,’ Planning Theory, vol. 8, no. 1,

pp. 32-50. Sandercock, L. 1999, ‘Introduction: From Insurgent Planning Practices to Radical Planning Discourses,’ Plurimondi,

vol.1, no.2, pp. 37-46.

Page 48: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 42

Page 49: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

McS Lena Flyborg Nanofiltration and ozonation for potable water reuse: a pilot study of pharmaceutical removal

Page 43

Nanofiltration and ozonation for potable water reuse: a pilot study of pharmaceutical removal

McS Lena Flyborg

Water Resource Engineering, Lund University

email: [email protected]

Abstract

The objective of this study was to evaluate if wastewater could be utilized as a potable water resource using nanofiltration (NF) with regards to pharmaceutical residuals. In order to remove persistent substances from the environment and the water cycle the retentate/waste stream must be further treated. A volume reduction factor (VRF) of 60 would provide a reasonable volume of retentate and a large quantity of advanced treated wastewater for reuse purposes. To evaluate the possibility of removing pharmaceuticals and simultaneously reduce the retentate volume a test was performed with nanofiltration in combination with ozone at VRF of 60.

At VRFs of 5-20 the reduction of pharmaceuticals with a molecular weight (MW) above 300 g/mol was good, between 65% and 100 %. The combined process of nanofiltration and post-ozonation at a volume reduction factor 60 had a removal level of 99% expressed as total sum of pharmaceuticals. However, the retention of pharmaceuticals by the nanofilter was lower than desired and the major reduction occurred in the ozonation. To achieve higher retention for further treatment of the retentate a tighter nanofilter or reverse osmosis (RO) is required.

Introduction

Many substances used in domestic households are persistent and pass through the wastewater treatment plants reaching the receiving waters. The health risks and environmental effects of these substances are still largely unknown, especially in long term aspects (Carlsson et al., 2006). In the potable water of Stockholm 10 pharmaceuticals have been detected (Stockholms Läns Landsting, 2008). This indicates that conventional wastewater treatment plants, the retention time in the receiving waters/reservoirs and the water treatment plants are not sufficient to eliminate trace substances.

Reverse osmosis in combination with UV has shown to be efficient in removing trace substances but it is an expensive process. One option to reduce costs and still maintain high removal levels would be to use nanofiltration in combination with ozone. The recovery ratio for RO/NF is normally 50%-90 % which corresponds to volume reduction factors of between 2 and 10. The waste stream/retentate produced (10%-50% of incoming flow to a wastewater treatment plant) should be treated but due to the large volume is unrealistic.

The objective of this study was to investigate nanofiltration as a possible treatment process for indirect potable reuse in concern of pharmaceuticals. To simultaneously reduce the retentate volume for further treatment a study was performed at volume reduction factor 60 followed by ozonation of the permeate. VRF 60 corresponds to 1.7 % of the incoming flow to a wastewater treatment plant which is a reasonable volume to handle in a post treatment step as well as it would provide a large volume of water for reuse purposes.

Materials and methods

In total 94 pharmaceuticals were analysed. The selection of pharmaceuticals was based on sales volumes, reports of suspected adverse environmental effects and different chemical structures (Wahlberg, 2009).

The chemical analysis was performed by a contracting laboratory. Unfortunately the analysis performe can only detect the parent substances. If the substance is in a conjugated form it may, or may not, be transformed back and forth to a “detectable” form (Karlsson, 2009). This limitation of the analysis is a problem in the evaluation so that substances showing this phenomenon have been excluded.

Page 50: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 44

Calculations are based on limit of quantification (LOQ), defined as three times LOD (limit of detection).

The Pilot Plant Test

The membrane pilot plant unit consisted of two NF membranes, Hydranautic, ESNA1-LF-4040, spiral wound thin film with aromatic composite polyamide. It was designed to work in a semi-continuously mode and the membranes were arranged as a two staged array system. Every 20 minutes the process was stopped for 20 seconds to let the membranes relax and allow for backflow diffusion. Incoming water was continuously pumped to a tank from where it flowed by gravity to the work tank. The retentate was recycled back to the work tank passing through a heat exchanger for temperature adjustment and the permeate was continuously removed, figure 1.

Figure 1. The membrane unit.

The feed to the pilot plant was the effluent from Henriksdals wastewater treatment plant. The plant has an activated sludge process with biological nutrient removal, a final process step of chemical precipitation and rapid sand filtration. The tests were performed under normal fluctuations of temperature, pH, conductivity and loads of the wastewater treatment plant effluent. No pH adjustment was made.

Results

Operational parameters and total removal are shown in table 1 below. Table 1. Operational parameters and reduction expresses as of total sum of pharmaceuticals.

Duration Conductivity pH Temp Ozone Removal expressed as totalFeed Permeate Feed Permeate Work Tank Dosage sum of pharmaceupticals

(h) (µS/cm) (µS/cm) (˚C) g O3/m3 (%)

VRF 5 1 549 373 6.3 6.4 20.4 - 39VRF 10 2 549 373 6.3 6.1 20.4 - 14VRF 20 4 549 394 6.3 6.1 20.4 - 19VRF 60 + O3 95 580-735 499-529 6.3-6.9 6.5-6.6 22.5-24.6 5 99

In the first test at volume reduction factors 5, 10 and 20, twenty four pharmaceuticals were present in the feed at concentrations above the limit of quantification. Eight substances were excluded due to analysis problems described under “Materials and Methods”. Reduction by the membrane at the volume reduction factors verses molecular weight (MW) is shown in figure 2.

Page 51: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

McS Lena Flyborg Nanofiltration and ozonation for potable water reuse: a pilot study of pharmaceutical removal

Page 45

Figure 2. Reduction of pharmaceuticals at volume reduction factors 5, 10 and 20 verses molecular weight.

In the second test, at volume reduction factor 60, the permeate was ozonated. Twenty three substances were present at concentrations above the limit of quantification in the feed and eight were excluded (see Materials and Methods). The reduction of pharmaceuticals verses molecular weight is shown in figure 3. After ozonation only Oxazepam, with a total reduction of 94 %, was still present in concentrations above the limit of quantification.

Figure 3. Reduction of pharmaceuticals over the membrane at volume reduction factor 60 verses molecular weight.

Page 52: Final Proceedings Universitas 21 International …...Ji Ma Marketising urban water supply in China.....107 Macmillan, Alexandra Mediated modelling: a participatory research and policy

Universitas 21 International Graduate Research Conference: Sustainable Cities for the Future Melbourne & Brisbane. Nov 29 – Dec 5, 2009

Page 46

Discussion and Conclusions

As a single process nanofiltration is not as effective as reverse osmosis but the removal level is good for pharmaceuticals with a molecular weight above 300 g/mol, being between 65% and 100%.

Substances with a molecular weight below 300 g/mol permeate to a higher degree at all volume reduction factors. With increasing volume reduction factor, the total retention declines. This was very clear at volume reduction factor 60.

Substances with a molecular weight of over 300 g/mol were reduced to between 30% and 90% at volume reduction factor 60 although the retention of pharmaceuticals by the nanofilter was lower than desired. However, in combination with ozone, the reduction is comparable to reverse osmosis and UV with a reduction of 99% expressed as the total sum of pharmaceuticals. Even low molecule weight substances, MW < 200 g/mol, are removed although the main removal occurred in the ozonation.

The metabolites and degradation by-products of pharmaceuticals is also of concern. Their toxicity may be similar or even higher than the parent substance and may not be detected during analysis (Nikolaou, et al., 2007). From a sustainable outlook persistent substances should be removed from the environment and the water cycle. At volume reduction factor 60 the retentate volume is reasonable to handle in a post treatment step and high in concentration of trace substances but to achieve higher retention of low molecular substances a tighter nanofilter or reverse osmosis is required.

References

Carlsson. C., Johansson. A-K., Alvan. G., Bergman. K., Kühler. T., (2006). Are pharmaceuticals potent environmental pollutants? Part I: Environmental risk assessments of selected active pharmaceutical ingredients. Science of the Total Environment, 364, pp. 67-87

Karlsson P., (2009). In preparation, Detection and quantification of APIs in wastewater. Stockholm Nikolaou A., Meric S., Fatta D., (2007). Occurrence patterns of pharmaceuticals in water and wastewater environments.

Anal Bioanal Chem, 387, pp 1225-1234 Stockholms Läns Landsting, (2008). Dricksvatten 2008, Utvalda substanser, Läkemedel ng/l (Potable water 2008,

selected substances, Pharmaceupticals ng/L) Wahlberg, C. Björlenius B., Paxéus N., (2009). Fluxes of pharmaceuticals in the water cycle of Stockholm – a case

study, Xenobiotics in the Urban Water Cycle – XENOWAC 2009, March 11-13, 2009, Cyprus. Proceeding.