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A sustainable assessment method for non-residential buildings in Saudi Arabia: Development of Criteria Raji Adnan Banani Supervisors Dr. Maria Vahdati Dr. Abbas Elmualim April 2011 School of Construction Management and Engineering Transfer Report, Ph.D

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Page 1: Figure 1 in appendix 1

A sustainable assessment method for non-residential

buildings in Saudi Arabia: Development of Criteria

Raji Adnan Banani

Supervisors

Dr. Maria Vahdati

Dr. Abbas Elmualim

April 2011

School of Construction Management and Engineering

Transfer Report, Ph.D

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ABSTRACT

The aim of this research is to develop effective sustainable rating method criteria for

non-residential buildings in Saudi Arabia. Developing such criteria is gaining significance in

developing countries as a result of increased awareness of the environmental, economic and

social issues. In particular, there is stringent need for such assessment criteria in Saudi Arabia

due to the country’s high energy consumption, pollution and carbon footprint.

In this work, various environmental assessment methods, such as BREEAM, LEED, Green

Star, CASBEE and Estidama have been investigated. The aim of this work is to define new

assessment criteria relevant to the local conditions of Saudi Arabia. A review of literature has

been conducted, and the findings have been analysed. Pilot case studies will be carried out, and

discussions with a number of stakeholders including academics, and individuals from industry

and the government will take place. This will allow an exploration of the suitable criteria for

developing a sustainable rating method for buildings in Saudi Arabia.

In addition, Pair-wise comparison within the Analysis Hierarchy Process (AHP) method

will be applied to the selected criteria and the outcome will be analysed and discussed. The final

research findings will be presented as suitable criteria for developing a sustainable building

assessment method for Saudi Arabia in terms of environmental, economic, social and cultural

perspectives.

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CONTENT

1. FOREWORD…………………………………………………….…………………………………………… 1 1.1. Importance of the research………………...…………………………………………………............... 1 1.2. The research aim…………………………………………………………………………………..…… 2 1.3. The research objectives………………………………………………………………………....…...… 2

2. ASSESSMENT TOOLS BACKGROUND…………………………………………………………………........ 3 2.1. Sustainable Construction………………………………………………………………………...…..… 3 2.2. Environmental Performance of Building………………………………………………………...……. 3 2.3. Sustainable Buildings Rating Systems………………………………………………………….…...… 4 2.4. Building Assessment Tools……………………………………………………………………...……... 4

2.4.1. BREEAM Rating Tool…………………………………………………...…………..………… 4 A. The BREEAM Weighting system, Ranking and Categories………………………...…..…… 4 B. Standards……………………………………………………………………………...….…… 5 C. The BREEAM Certification Process…………………………………………………...……… 5

2.4.2. LEED Rating Tool………………………………………………………………………..….… 6 A. The LEED Weighting system, Ranking and Categories………………………………...…… 6 B. The LEED Certification Process………………………………………………………..…..… 7

2.4.3. Green Star Rating Tool…………………………………………………………………...…… 8

2.4.4. CASSBEE Rating Tool………………………………………...…………………………..…… 9 2.4.5. Estidama Rating Tool…………………………………………………………………………… 10

3. LITERATURE REVIEW……………………….………………………………..…………………………… 11 3.1. Review the use of tools……………………………………………………..…………………..……… 11 3.2. Economic, Cultural and Social aspects…………………...…………………...……………………..… 12 3.3. Systems Categories……………………………………………………………...……………………… 13

3.3.1. Qualitative and Quantitative…………………………………………...…………………..… 13 3.3.2. Tools Development Roots………………………………………………..……………...…… 14 3.3.3. Systems Criteria……………………….……………………………………………………… 14

4. TOOLS COMPARISON OVERVIEW…………………....…………………………………...……………….. 14 4.1. Tools Categories………………………………………………………………………..…………….… 15

4.1.1. Environmental Aspects………………………………………………………...…………...… 15 i. Energy……………………………………………………………………………...………...… 15

ii. Water………………………………………………………………………………………… 15 iii. Waste………………………………………………………………………………...………… 16 iv. Materials……………………………………………………………………………...…...…… 16 v. Indoor Environmental Quality…………………………………………….…………..……... 18

vi. Emission and Pollution…………………………………………………………………......… 20 vii. Land use, Site and Ecology……………………………………………………………..…...… 21

viii. Management……………………………………………………………..………..…………… 21 5. METHODOLOGY……………………………………………………………………………………..……… 22

5.1. Intended knowledge from reviewing the Literature ……………………….…………………...…… 22 5.2. Full comparison among five different assessment methods………...………………………..…...… 23

5.2.1. Why those assessment tools are chosen.................................................................................. 23 5.2.2. The comparison Method............................................................................................................ 23

5.3. Multiple-Pilot Case Studies………………………..………………………………………….…...…… 23 5.4. Conducting interviews……………………………………………………………………………….… 24 5.5. Analyse data collected from reviewing the literatures, pilot case studies and interviews…...……. 25

5.5.1. Evaluate the results of Data Collection………………………………………………….....… 25 5.5.2. Analytical Hierarchy Process Method (AHP)…………………………………...…………… 25

6. THE RESEARCH LIMITATIONS………………..………………………………………………....………… 28 7. PROPOSED WORKING PLAN…………………………………………...………………………...……..… 28 8. CONCLUDING REMARKS…………………………………………………………………………...….…… 30 9. REFERENCES………………………………………………………………………………………...…...… 31 APPENDIX 1: Distribution of Rating tools internationally……………….…………………………….....…… 36 APPENDIX 2: Saudi Arabia Background…………...………………………………………..………………...… 38 APPENDIX 3: Summarising Different Key Papers Table of Environmental Rating Tools……..………...…… 59 APPENDIX 4: Assessment Methods Categories………………………………………………...……….……… 65

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LIST OF FIGURES

Figure 1. Distribution of Rating tools internationally……………………………………….…….. 37

Figure 2. BREEAM Buildings Rating Method Categories…………………………………..……… 5

Figure 3. BREEAM Certification Process…………………………………………………………… 6

Figure 4. LEED Buildings Rating Method Categories…………………………..…………..……… 7

Figure 5. LEED Certification Process………………………………………………………..……… 7

Figure 6. Green Star Buildings Rating Method Categories………….…………..………………… 8

Figure 7. CASBEE Buildings Rating Method Categories…………………………………………… 10

Figure 8. Estidama Assessment Method Categories…………………………………………..…… 11

Figure 9. Green Building Rating Tools Relationships……………...………..…………………… 12

Figure 10. The flow chart of the AHP process…………………………………...………………… 27

Figure 11. The AHP simple structure of the problem into a hierarchy……………...…………… 27

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LIST OF TABLES

Table 1. BREEAM Assessment method weightings……………………………………………… 5

Table 2. LEED Points Distribution …………………………………...…………………………… 7

Table 3. Green Star Credit Distribution……………………………………………..……………. 8

Table 4. Estidama Credit Distribution…………………………………….……………………… 10

Table. 5. Summarising Different Key Papers Table of Environmental Rating Tools……...…… 59

Table 6. Table of Environmental Rating Tools Features ………………...……………………… 17

Table 7. The Comparison Table of Rating Tools Categories…………..………………………… 18

Table 8. Comparison Table of Energy Category of Rating Tool………………………...……….. 18

Table 9. Comparison Table of Energy assessment method of Rating Tools……………….…… 19

Table 10. Comparison Table of Water Category of Rating Tools……………...………………… 19

Table 11. Comparison Table of Waste Category of Rating Tools………………………………... 19

Table 12. Comparison Table of Materials Category of Rating Tools……….…………………… 19

Table 13. Comparison Table of Indoor Environment Quality Category of Rating Tools………. 20

Table 14. Comparison Table of Emissions and Pollutions Categories of Rating Tools…...……. 20

Table 15. Comparison Table of Land use and Ecology Categories of Rating Tools….….……… 21

Table 16. Comparison Table of Management Category of Rating Tools…………...…..……….. 22

Table 17. The fundamental scale of absolute numbers…………...….…………………………… 27

Table 18. Timetable of the Ph.D Research……………………………………………………....... 29

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LIST OF ABBREVIATIONS

Saudi Green Building Council……………………………………………………..……..………….... SGBC

World Green Building Council……………………………………………………...…………..…….. WGBC

King Abdullah City for Atomic and Renewable Energy…………………………………..…………. KACARE

King Abdullah Financial District………………………………………………………….………….. KAFD

King Abdullah University of Science and Technology………………...…………………………….. KAUST

Gross Floor Area……………………………………...……………………………..………………… GFA

Analytical Hierarchy Process Method……………………………….………………………….…….. AHP

The Conseil International du Batiment…………………………………………………..………….. CIB

Building Research Establishment’s Environmental Assessment Method…………………………… BREEAM

Leadership in Energy and Environmental Design………………………………...…..……….……. LEED

Comprehensive Assessment System for Building Environmental Efficiency…………………… CASBEE

Sustainable Built Environment Tool…………………………….…………………………….………. SuBET

Qatar Sustainability Assessment System……………………………………………………………… QSAS

The U. K. Building Research Establishment……………………..……………...……………...……… BRE

The U. S. Green Buildings Council………………………………………………....……………….… USGBC

The Japanese Sustainable Building Consortium………………….………………...………….……. JSBC

Environmental Quality………………………………………………………………...……..……….. Q

Environmental Lode…………………………...…………………………………..………………….. L

Building Environmental Efficiency……………..……...……………………………..……………… BEE

The Abu Dhabi Urban Planning Council……………………………………………..……..………….. AUPC

The Pearl Rating System………….………………………..………………………….……………… PRS

The United Arab Emeritus……………………………………………………………………………… UAE

International Organisation for Standardization………………………………………………………. ISO

United Kingdom Accreditation Service…………………………..……………………………………. UKAS

Compliance Interpretation Request…………………………………………………………………… CIR

UK National Calculation Methodology……………………………………..………………………….. NCM

Building Energy Performance…………………………………...………….………………………….. BEP

American Society of Heating, Refrigerating and Air-conditioning Engineering……...………...... ASHRAE

National Australian Built Environmental Rating System……………………………………….… NABERS

American National Standards Institute……………………………….……………...……………. ANSI

Illuminating Engineering Society of North America…………………………………...………….. IESNA

Global Warming Potential……………...…………………………………………………..……….. GWP

Ozone Depletion Potential…………..……………………………………………………...………. ODP

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‘‘In the name of Allah, Most Gracious, Most Merciful '’

1. FOREWORD

The Kingdom of Saudi Arabia is a major oil exporting country accounting for 13.2% of the

oil produced worldwide in 2011 (BP Statistical Review of World Energy June 2012). However,

the rapid growth in the population of Saudi Arabia has influenced the construction industry,

resulting in the growth in the demand for new buildings (as illustrated in appendix 2), which in

turn has resulted in a large consumption of resources, such as energy (Lahn and Stevens, 2011).

This forced the government to launch the Saudi Green Building Council (SGBC) in 2010, which

can be considered a starting point for effectively applying the concept of green buildings (SGBC,

2011). Being a prospective member of the World Green Building Council (WGBC), Saudi Arabia

has to contribute towards global efforts in reducing the significant effects of buildings on the

environment. One of the most effective strategies the country can adopt is to develop its own

building assessment tools. This will not only raise the profile of the country in the WGBC, but

can also bring great benefits to the construction sector from different perspectives

environmental, economic and cultural.

Therefore, environmental, economic and cultural aspects need to be considered when

developing these tools (Rahardjati et al., 2010). The contribution of the construction industry

towards these assessment criteria is to develop the methodology by which a building can be

assessed.

There has been a notable development in the construction sector in Saudi Arabia which

needs to be organised and managed in order to avoid problematic issues such as high

consumption of resources and increasing level of pollution which significantly affect the

country. An example of these new developments is King Abdullah City for Atomic and

Renewable Energy (KACARE), which is located 30 kilometres from Riyadh with a total Gross

Floor Area (GFA) of 22,659,859 square meters. This development includes residential,

industrial, commercial, educational, social and cultural areas (Yeang and Umm AlQura

University, 2010). The design stage of the development was based on the framework of

Sustainable Built Environment Tool (SuBET) to ensure high standards of sustainable urban

design (Alwaer and Clements-Croome, 2010). In future the KACARE is very likely to be the main

source of knowledge related to the atomic and renewable energy sector in Saudi Arabia.

King Abdullah Financial District (KAFD) is another example in Riyadh city, which has used

the applied sustainability design approach to deliver a number of key objectives. To name a few:

the minimisation of water use and energy consumption, the improvement of indoor

environment quality taking into account global atmospheric impacts, and local air quality

(Kurek, 2007). The total GFA of the project is 2,708,356 square metres included offices,

residential, retail, hotels, education social and cultural areas (KAFD, 2007).

The application of building assessment tools, therefore, indicates that the awareness of

sustainability in Saudi Arabia construction industry has increased recently. However, so far as it

is concern there is no assessment tool developed has considered the condition of Saudi as a

country such as weather, social and culture. Hence, an assessment tool for the efficiency of the

application of the concept of sustainability is required.

1.1. Importance of the research An international tool covering all regions in the world is ‘relatively complex’, due to the

unique characteristic of each country. Studies revealed that an assessment method which could

be applicable in one country may not be applied in other. The importance given to the issues

(Energy, water….etc.) associated with a tool design is different across regions (Cole, 1999; Reed

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et al., 2009; Zuhairuse et al., 2009; Alyami and Rezgui, 2012). Consequently, if a tool specific to a

country is used in another, the assessment results will not reflect the realistic performance of a

building.

A number of environmental factors could prevent the direct use of currently available

tools in another country other than its own origin (Mao et al., 2009; Alyami and Rezgui, 2012).

Some of such factors are as follows:

Climate context

Geographical Features

Resources consumption

Understanding of building stocks

Government policy and regulation

Understanding of the importance of historical

Understanding of the culture value and public awareness

From the above list, it appears that all these factors vary between regions. Thus, understanding

of the concept of sustainability is changed in relation with these environmental factors. Even in

one country designing a tool could be a challenge where climate and topography change from

one place to another. For example, findings of the research that took place in Jordon by Ali and

Al Nsairat (2009) concluded that Jordon needs to develop domestic assessment method due to

the differences in its climate and topography.

While Saudi Arabia consists of different climate, cultural and topographies (as shown in

appendix 2), it has not yet implemented any domestic assessment method to measure building

performance. Study by Zuhairuse et al. (2009) revealed that the reasons for success of applying

rating tools in developed countries are as follows:

Understanding the need of a rating tool and its value for the stakeholder;

Designing a tool with well-based framework of sustainable construction;

The tool must be approved by governments and construction sector.

Meanwhile, number of countries in the Arabian Gulf have introduced country specific

assessment tool. The United Arab Emeritus (UAE) introduced Estidama (AUPC, 2010b) and

Qatar Sustainability Assessment System (QSAS) is used in Qatar (GORD, 2012).

Therefore, Saudi Arabia needs to develop its territorial assessment method. The

development of assessment method should take into account number of factors such as

vernacular architecture, cultural, social and economic aspects (Alyami and Rezgui, 2012).

1.2. The research aim The aim of this project is to develop criteria for a sustainable rating system for new non-

residential buildings in Saudi Arabia.

Recently, SGBC presented LEED as the official tool to measure building performance in

Saudi Arabia (SGBC, 2011) However, there are no specific rating criteria which encompass the

different aspects of Saudi society. Architects, contractors, environmental engineers, clients and

professionals need to have a better understanding and a great deal of information about the

relationship between different aspects of sustainability and non-residential construction such

as offices, retail and commercial buildings.

1.3. The research objectives To compare and contrast different assessment methods;

To review the literature and to gain knowledge published by other researchers and

organisation on building assessment methods and their development progress;

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To gain understanding of building assessment methods and their criteria and the

relationship between them;

To find strength and weaknesses of different tools as well as the elements of success of

implementation of those tools;

To investigate the current sustainability approach in non-residential construction

projects in Saudi Arabia in order to clarify which building assessment methods are used

in these projects (two pilot case studies are conducted).

To use Analytical Hierarchy Process Method (AHP) through pair-wise comparison to

scale each pair-wise comparison of the criteria and sub-criteria.

To weigh the scaled pair-wise comparison of criteria and sub-criteria based on

respondents’ opinions to meet the priorities.

To define the criteria for a non-residential building rating tool in Saudi Arabia.

2. ASSESSMENT TOOLS BACKGROUND

2.1. Sustainable Construction The term sustainable construction is the most comprehensive environmental solutions

that covers ecological, social and economic issues in construction industries (Kibert, 2008). It

was initially used to describe the responsibility of the construction sectors in accomplishment

of sustainability concepts (Hill and Bowen, 1997; Ding, 2005). In fact, the first definition for

sustainable construction goal was presented by the Conseil International du Batiment (CIB) as

’’Creating and operating a healthy built environment based on resource efficiency and ecological

design’’ (Kibert, 2008).

However, a description for ‘sustainable buildings’ has been given by Alwaer and

Clements-Croome (2010a) as a ‘‘Subset of sustainable development which requires a continuous

process of balancing all three systems environmental, social and economic sustainability’’.

Moreover, Godfaurd et al. (2005) defined sustainable buildings as "those buildings that have

minimum adverse impacts on the built and natural environment, in terms of the buildings

themselves, their immediate surroundings and the broader regional and global settings". It is clear

from this definition that the environment is the fundamental hub with sustainability revolving

around it. Furthermore, they also defined it as "…building practices, which strive for integral

quality (including economic, social and environmental performance) in a broad way. Thus, the

rational use of natural resources and appropriate management of the building stock will

contribute to saving scarce resources, reducing energy consumption, and improving environmental

quality" (Godfaurd et al., 2005). It is clear that sustainable development effectively fits in to such

a definition significantly. There is no debate that sustainability concept has changed the

conventional buildings criteria by reducing their consumptions and increasing their

environmental performance.

2.2. Environmental Performance of Buildings The performance of a building is a key indicator of its impact on the environment. Studies

have found that in the construction industry, diverse sectors are engaged which make the

defining term ’building performance’ very complex (Haapio and Viitaniemi, 2008a). Indeed,

various parties who are involved in the buildings sector such as owners, investors and

occupants have their direct influence on buildings performance. For example, in practice, the

building’s owner and investor tend to define the building performance from a financial point of

view which falls under the economic performance while building’s occupants specify indoor

environment, comfort, health and safety as the main issues that affects a building performance

definition (Ding, 2008; Sev, 2011). Consequently, a building’s performance in terms of

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sustainability can be divided into three groups; environmental performance, economical

performance and social performance.

2.3. Sustainable Buildings Rating Systems To guarantee the quality of sustainable construction, a sustainability rating method is

required. A report provided by the Pacific Northwest National Laboratory has defined

‘Sustainable building rating systems’ as ‘’tools that examine the performance or expected

performance of a ‘whole building’ and translate that examination into an overall assessment that

allows for comparison against other buildings’’ (Fowler and Rauch, 2006). In addition, according

to Ding (2008) ‘’As environmental issues become more urgent, more comprehensive building

assessment methods are required to assess building performance across a broader range of

environmental considerations’’

Since 1994 the number of environmental assessment methods has increased

considerably. It is evident that there is a high number of rating methods around the world (Reed

et al., 2009) (Figure 1 in appendix 1). This report aims to investigate the following sustainability

rating methods:

BREEAM (Building Research Establishment’s Environmental Assessment Method);

LEED (Leadership in Energy and Environmental Design);

Green Star;

CASBEE (Comprehensive Assessment System for Building Environmental Efficiency);

Estidama.

A number of criteria are used in the application of these assessment tools. This report

outlines a brief about each rating system and compares some of the key features of these tools.

In addition, as some of these rating methods are applied in different countries, it will be

possible to compare their application in different environmental, economic and social settings.

A comparison of all the tools will be presented in order to deliver a clear idea of the most

suitable criteria for Saudi Arabia.

2.4. Building Assessment Tools 2.4.1. The BREEAM Rating Tool

BREEAM has a long track record in the United Kingdom having been developed in 1990 by

the U. K. Building Research Establishment (BRE). It is considered as the first green buildings

assessment method (Ding, 2008; Kibert, 2008; Haapio and Viitaniemi, 2008a; Mao et al., 2009).

The main goal of developing the BREEAM method is to “Provide authoritative guidance on ways

of minimising the adverse effects of buildings on the global and local environments while

promoting a healthy and comfortable indoor environment” (Baldwin et al., 1998). Additionally,

different types of buildings have been included within this rating system such as offices, homes,

industrial units, retail units, and schools (Fowler and Rauch, 2006). The latest version of the

assessment system is BREEAM New Construction 2011. This new version of assessment tool has

updated all previous versions in one tool, while the old versions consist of several tools which

cover several types of buildings. For example, the BREEAM office tool version 2008 is only

applicable for office buildings, but not other types of buildings. However, there are different

BREEAM versions in respect of region such as BREEAM Gulf, BREEAM Hong Kong , BREEAM

Canada and BREEAM International (Haapio and Viitaniemi, 2008a; BRE, 2012a).

A. The BREEAM Weighting system, Ranking and Categories The evaluation of a building takes place in a given time using the BREEAM system,

whereby a total score is awarded through adding assessment weighting for each criterion

(Table 1). The BREEAM uses a fixed weighting system developed by BRE to provide a means of

defining, and ranking the relative impact of environmental issues (BRE, 2011). The assessment

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Management

Health & Wellbeing

Energy

Transport

Water

Materials

Waste

Land Use and Ecology

Pollution

Innovation (additional)

system has different scores: Pass (30-44 points); Good (45- 54 points); Very Good (55- 69

points); Excellent (70- 84 points); Outstanding (85+ points) (Roderick et al., 2009).

Moreover, the different main categories in BREEAM, including the one additional

category in BREEAM New Construction 2011, are shown in figure 2 (BRE, 2011).

The additional category incorporated into the new version allows for an extra 10% credit

towards the improvement of the building’s performance and supports a building being awarded

a higher final score. Moreover, each category includes different aspects that contribute to the

final score and, overall, they cover most of a building’s facilities with respect to the environment

and human needs.

B. Standards standardised requirements for environmental assessment of buildings have been defined

by the International Organisation for Standardization (ISO) (Sev, 2011). Accordingly, all

BREEAM activities have been formally certified by ISO 9001 (BRE, 2011). Moreover, to ensure

independence, competence and impartiality of BRE, the organisation has accredited by the

United Kingdom Accreditation Service (UKAS) for:

ISO 17024 (Conformity assessment - General requirements for bodies operating certification of persons) for BREEAM assessors. To ensure that an assessors have produced competent, accurate and professional services for a client.

BS EN 45011 (General requirements for bodies operating product certification systems) for the complete BREEAM assessment process. (BRE, 2011)

Also, the 2011 version of the BREEAM is associated with BRE Global International Code for A

Sustainable Built Environment. The Code is defined as ‘’a set of strategic principles and

requirements which define an integrated approach to the design, management, evaluation and

certification of the environmental, social and economic impacts of the built environment’’ (BRE,

2011).

C. The BREEAM Certification Process The assessment for BREEAM certification require licensed assessors as illustrated in

figure 3 (Saunders, 2008). The process starts with registration of the project through a form

assessed from extranet. This form can be submitted online or by post according to the scheme

appropriate to development, and then a reference number will be issued. Next, information

required will be collected by the assessor to establish compliance with BREEAM criteria. An

Environmental section Weighting

Management 12%

Health & Wellbeing 15%

Energy 19%

Transport 8%

Water 6%

Materials 12.5%

Waste 7.5%

Land Use & Ecology 10%

Pollution 10%

Total 100%

Innovation (additional) 10%

Figure 2. BREEAM Buildings Rating Method Categories

Table 1. The BREEAM assessment method weightings (BRE, 2011)

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7 Certification

1 Registration

2 Assessment Reference

Number Issued

3 Information Collection

4 Assessment by Independent

BREEAM Assessor

5 Assessment report

submitted

6 Quality Assurance

process

Figure 3. BREEAM Certification Process (Saunders, 2008)

independent BREEAM assessor will then complete the assessment, calculates BREEAM rating

and submitted a report for Quality Assurance. The produced report outlining the performance

of the development against each of the criteria, its overall score and the BREEAM rating

achieved. Finally, and upon successful Quality Assurance, a BREEAM certificate will be issued

(Saunders, 2008).

2.4.2. The LEED Rating Tool LEED is an environmental assessment system that was developed in the United States and

was designed by the U. S. Green Buildings Council (USGBC), in order to transform the market for

green buildings (Sev, 2011). It is defined as “a framework for identifying, implementing, and

measuring green building and neighbourhood design, construction, operations, and maintenance’’

(USGBC, 2009b). This rating system was launched in 1998 as the trial version known as the

LEED Version 1.0. Due to the success of the development of the version, LEED was sponsored

for a pilot to test its assumptions to evaluate eighteen projects containing more than 93,000

square meters. Nevertheless, this version was influenced by BREEAM approaches in building

assessment against multiple categories and award credits (Sleeuw, 2011).

However, LEED 2.0 has been developed in 2000, incorporating great improvements and

provide maximum of 69 credits and four different ratings: Platinum, Gold, Silver and Bronze

building certification (Kibert, 2008). Furthermore, in 2009 the latest version of LEED developed

as LEED-NC 2009 and has been consistently used for most building types except single-family

homes (Kibert, 2008). The 2009 version of LEED is different than previous versions by a

number of achievement points with 110 (Kibert, 2007). Currently, LEED is the second

worldwide most used building assessment method (Sleeuw, 2011). However, almost all the

studies agree that BREEAM and LEED can be considered as the foundation for most assessment

rating tools around the world (Reed et al., 2009; Reed et al., 2011).

A. The LEED Weighting system, Ranking and Categories To achieve LEED-NC2009 a building is awarded a total score using a point system for

each criterion (Table 2), with the assessment producing one of the four possible ratings:

Certified (40-49 points); Silver (50-59 points); Gold (60-79 points); Platinum (80+ points)

(Roderick et al., 2009). In fact, the assessment considers all various parameters through

different categories which are included in LEED as shown in figure 4 (USGBC, 2009a).

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7 Certification

1 Eligibility of building for certification

2 Registration

3 CIR Submission

4 Document preparing

5 Document Submission

6 Receipt of final

assessment

It can be seen that the LEED categories concentrate on a building’s performance relating

to environmental sources such as water, energy and materials. As a result, LEED is used not just

in the USA, but also in Canada, Spain, China and India (Haapio and Viitaniemi, 2008a). These

globally spread notion of sustainable buildings is helping this assessment method to be an

international assessment tool along with BREEAM

B. The LEED Certification Process

According to Kibert (2008) LEED certification needs a great care and attention during the

entire assessment certification process in order to achieve all steps in the documentation

process successfully. Building’s documentation preparation is followed by registration of the

building with the USGBC as illustrated in figure 5. The preparation process is project’s team

responsibility; to ensure that building is compatible with assessment criteria (Saunders, 2008).

Furthermore, USGBC will be ensuring and documenting that the scheme meets the requirement

of the appropriate LEED assessment. However, if the project included features that do not fit

with LEED criteria, a Compliance Interpretation Request (CIR) is required. Moreover, preparing

documents that proved building’s attainability at least the minimum number of points to

achieve at least minimum rating. Then, online submission of the prepared documents is carried

out. The USGBC will process the information and submit for final assessment. Final notification

will be received from the USGBC once the project has been certified (Kibert, 2008).

LEED Categories Possible Points

Sustainable Site 26

Water efficiency 10

Energy and atmosphere 35

Materials and Resources 14

Indoor Environment Quality 15

Total 100

Innovation and design process 6

Regional Priority Credit 4

Figure 4. LEED Buildings Rating Method Categories

Sustainable Sites

Regional Priority Credits

Innovation and Design Process

Indoor Environmental

Quality

Materials and Resources

Energy and Atmosphere

Water Efficiency

Table 2. LEED Points Distribution (USGBC, 2009a)

Figure 5. LEED Certification Process (Kibert, 2008)

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Management

Indoor Environment

Quality

Energy

Transport

Water Materials

Land Use & Ecology

Emissions

Innovation

2.4.3. Green Star Rating Tool Green Star is an Australian environmental rating system launched in 2003 which was

developed by the Green Building Council Australia (GBCA, 2012). The assessment tool was

originally developed to accommodate buildings’ requirements in hot climates, where cooling

systems and solar shading are considered as being of fundamental importance (Roderick et al.,

2009). The council designed the tool to deliver the needs of the environment and the people in

their buildings through different purposes: to reduce the impact of buildings on the

environment (environmental purpose); to enhance the health and productivity of the buildings’

users (humanity purpose) and to achieve cost savings (economic purpose) (GBCA, 2012). Green

Star is concerned with delivering sustainability in the building sector in a practical way. The

latest version of Green Star was launched recently in 2011, for use in the new and refurbished

office buildings.

In addition each assessment method has its own rating system to deliver the purpose of

the tool. Green Star has a credit points system for each criterion (Table 3) that helps buildings

be awarded the rating method assessment: 1-3 Stars (10 – 44 points); 4 Stars (45 – 59); 5 Stars

(60 – 74 points); 6 Stars (75 +) (Roderick et al., 2009). These assessment points are awarded by

examining a building through various categories. As it can be seen, different assessment

methods have different categories that drive to deliver sustainability in buildings. The

Australian rating method has various categories that cover most aspects of a building as shown

in figure 6 (GBCA, 2012).

It is clear that the main goal of the most of these categories is to target a building’s

impacts on the environment and provide a healthy and comfortable interior for a building’s

occupants. It has been found that one of the main features of this tool is its flexibility in its

rating system, as all the tool’s credits are not available for every project (Roderick et al.,

2009). This feature helps the tool to deal with every building as a unique case, which supports

the rating system to be successfully used globally. The reason behind such flexibility is that

Green Star has designed on various systems and tools from around the world, such as BREEAM,

and LEED (GBCA, 2012).

Green Star Categories Possible Points

Management 12

Indoor Environment Quality 27

Energy 29

Transportation 11

Water 12

Materials 25

Land use and Ecology 8

Emission 19

Total 143

Innovation 5

Figure 6. Green Star Buildings Rating Method Categories

Table 3. Green Star Categories credit distribution (GBCA, 2012)

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2.4.4. CASSBEE Rating Tool The Japanese Sustainable Building Consortium (JSBC) is the developer of the

environmental assessment method CASBEE that evaluates and rates the environmental

performance of buildings. It was launched in 2001 and the first assessment tool for office

buildings was completed in 2002. In fact, CASBEE includes different assessment tools which

comprise on an assessment method that is designed to accommodate different scales:

construction (residential and non-residential buildings) and urban (town and city

development). In addition, the assessment tools developed as required (Reed et al., 2011) which

contain a number of main tools; New construction (Tool-1); Existing building (Tool-2);

Renovation (Tool-3); Heat Island (Tool-4) and Urban development (Tool-21). The latest version

of CASBEE is NEW construction 2010 in which consideration is given to three main principles in

the development of tool to gain maximum environmental benefits which are listed as follows:

Comprehensive assessment throughout the life cycle of the building;

Assessment of Building Environmental ‘’Built Environment Quality (Q)’’ and ‘’ Built

Environmental Lode (L)’’;

Assessment based on the newly-developed Building Environment Efficiency (BEE)

indicator. (IBEC, 2011)

CASBEE defines Built Environment Quality (Q) as’’ Evaluates improvement in living amenity for

the building users, within the hypothetical enclosed space (the private property)’’; Built

Environmental Lode (L) defined as ‘’ Evaluates negative aspects of environmental impact which

go beyond the hypothetical enclosed space to the outside (the public property)’’ (IBEC, 2011)

As with most environmental assessment methods, CASBEE has a number of rating credits

to label a building after completing the system’s examination: Poor (C), Slightly Poor (B-), Good

(B+), Very Good (A), Superior (S). These classifications are awarded through examining a

building under different assessment categories that guarantee the application of the concepts of

sustainability in the construction. However, CASBEE has different assessment categories from

BREEAM, LEED and Green Star. It has two main categories which are (Q) Building

Environmental Quality and Performance and (LR) Reduction of Building Environment Loading.

Each category is divided into three categories, (Q) including (Q-1) Indoor Environment; (Q-2)

Quality of Service and (Q-3) Outdoor Environment on site. LR also has three other categories

incorporating (LR-1) Energy, (LR-2) Resources and Materials and (LR-3) off-site Environment.

The system’s categories are shown in figure 7 (IBEC, 2011).

Moreover, BEE is considered as a tool indictor and it is an additional process that a

building goes through to be awarded the assessment. It could be defined as the following

equation calculation:

( )

( )

It appears that all the categories focus strongly on the environmental issues. It could be said that

the tool categories are based on a building’s life cycle which plays a key role in the assessment

method.

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(Q) Indoor Environment

(Q) Quality of Service

(Q) Outdoor Environment

on Site

(L) Energy

(L) Resources

and Materials

(L) Off-site Environment

2.4.5. Estidama Rating Tool Estidama is the first environmental assessment method developed in the Middle East

especially in the Arabian Gulf countries. It means ‘’Sustainability’’ in Arabic and it was developed

in 2008 by the Abu Dhabi Urban Planning Council (AUPC) in the UAE. The assessment method

has a ratings tool called The Pearl Rating System (PRS) that helps to deliver sustainable

development efficiently. The main aim of using PRS is to address the sustainability in a building

throughout its entire lifecycle design, construction and operation. It rates a building’s potential

performance by five different assessments: 1 Pearl, 2 Pearl, 3 Pearl, 4 Pearl and 5 Pearl (AUPC,

2010b).

In addition, the assessed building can be awarded at least 1 Pearl point which contains a

number of required credits for each criterion (Table 4). However, the system has 66 optional

credits that encourage the building to achieve high pearl rating. For example, to achieve a 2

Pearl rating a building should pass all the required credits plus 60 credit points. Moreover,

those credits can be awarded through different categories as shown in figure 8 (AUPC, 2010b).

Estidama Categories Maximum Credit Points

Integrated Development Process 13 Natural System 12 Livable Buildings 37 Precious Water 43 Resourceful Energy 44 Stewarding Materials 28 Innovation Practice 3

Total 177

Figure 7. CASBEE Buildings Rating Method Categories

Table 4. Estidama Assessment credit distribution (AUPC, 2010a)

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Integrated Development

Process

Natural Systems

Livable Buildings

Precious Water

Resourceful Energy

Stewarding Materials

Innovating Practice

Further, each category covers different aspects in the build environment. Indeed, the

system is built on four pillars: Environmental; Economic; Cultural and Social. The government of

the United Arab Emirates started applying Estidama on new buildings in Abu Dhabi from 2010.

However, the system is still under the development process to cover all buildings’ types around

the UAE.

3. LITRATURE REVIEW

Assessment methods of the build environment have become a popular research field in

recent times (Haapio, 2008c). A number of papers have compared, reviewed and even

presented different building environmental rating tools. It has been found that different

comparison units have been considered in order to deliver sustainability efficiently and to

recognise the gap within an assessment method which will allow for development (Haapio and

Viitaniemi, 2008a; Buttler and Stoy, 2009). It is also found that such side-by-side comparisons of

different starting points provides for the generation of applicable methods in countries keen to

develop new assessment tools (Cole, 2005).

3.1. Review the use of tools Table 5 in appendix 3 presents a summary of the work conducted by various researchers.

The aim of each study, the tools evaluated, the parameters studied and some of the main results

are presented. A large number of tools have been used around the world. However, it can be

seen from table 5 that almost all the studies have used either BREEAM or LEED or both of them

in terms of comparing, analysing and reviewing; indeed, they both predate the other tools by

almost a decade. Most of these new tools have been developed in different countries, but have

been clearly influenced by both BREEAM and LEED. Additionally, Rahardjati et al. (2010) linked

this pre-existence of BREEAM AND LEED to the reason that energy efficiency consistently

appears as the main criteria in all new assessment methods, Mao et al. (2009) have argued that

BREEAM has influenced most assessment methods whether directly or indirectly as shown in

figure 9.

However, recently CASBEE and Green Star have attracted the attention of researchers as

they are being used beside BREEAM and LEED to provide comprehensive development systems

Figure 8. Estidama Assessment Method Categories

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Figure 9. Green Building Rating Tools Relationships (Mao et al., 2009: 3)

(Sinou and Kyvelou, 2006; Ding, 2008; Ali and Al Nsairat, 2009; Mao et al., 2009; Reed et al.,

2009; Roderick et al., 2009; Sebake, 2009; Reed et al., 2011; Lee, 2012). This attention to the use

of the different tools is a result of examining different environments and climates.

However, different tools have unique characteristics associated with their country of

origin which could be considered as a barrier to reaching international status (Reed et al.,

2009). The characteristic concepts, as proved by Zuhairuse et al. (2009), through applying an

international assessment method (the GBTool) on a Malaysian case, found such a method to be

unsuitable for that country as a great number of adjustments would have to be made. Both

Zuhairuse et al. (2009) and Reed et al. (2009) prove that each country should design its own

assessment method. Moreover, Reed et al. (2009) present a useful work for global comparison

of sustainable rating tool in order to find an international tool that could use on a global level. It

has suggested that issues which are addressed in environmental rating tools mostly related to

three different issues levels: Global, Local and Internal environment (Cole, 1999). For instance,

one of the global environmental issues is sourcing and consumption of energy. However, some

issues on the local level could affect the importance of those in the global level. For example,

water is also one of global issues and it was considered as significant measure in Australia as

result of the drought, while it is not an important measure in Northern region of the UK where

heavy downpours are common in this area. It could be infer that sustainability plays an

important role in an environmental rating tool. In fact, building assessment methods developed

to deliver sustainable development concepts efficiently within buildings sector through

addressing those issues. Nevertheless, the absence of an international tool does not prevent the

achievement of progress towards more sustainable buildings (Reed et al., 2009). Nowadays,

important aspects such as economic, social and cultural issues are considered as the major

obstacles to achieving a comprehensive tool.

3.2. Economic, Cultural and Social aspects It is a fact that the assessment method must deliver improved environmental

performance in the construction sector. However, most of the current assessment tools focus on

environmental aspects such as energy, landscape, resources, emissions and the indoor

environment quality (Sinou and Kyvelou, 2006; Poston et al., 2010). It can be seen in table 5 that

the environmental aspects are a global issue and concern for most existing rating tools (Mao et

al., 2009; Poston et al., 2010). Consequently, just an environmental evaluation is presented by

these tools. Understanding of the concepts of sustainability has improved internationally, which

shows the requirement of more comprehensive sustainability measurement methods in the

future (Haapio and Viitaniemi, 2008a; Sebake, 2009). A number of studies have presented the

three pillars or dimensions of sustainability, which are the environmental, economic and social

aspects (Hill and Bowen, 1997; Cole, 2005; Sinou and Kyvelou, 2006; Kirkpatrick, 2009; Mao et

al., 2009; Reed et al., 2009; Alwaer and Clements-Croome, 2010). Parallel to those pillars, a

BREEAM

LEED SBTool/GBTool

BCA-GM CASBEE

Direct influence

Indirect influence

ESGB

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study has pointed out three images of sustainability: Natural, Cultural and Technical images

(Poston et al., 2010).

There is no doubt that environmental issues have significant importance, but

consideration of other aspects of sustainability will deliver successful sustainable assessment

tools (Ding, 2008; Haapio and Viitaniemi, 2008a). Todd et al. (2001) found that the

consideration of economic, social and cultural aspects are responsible for different types of

barriers and opportunities that developing countries could face in designing their own domestic

rating methods. While,Forsberg and von Malmborg (2004); Sinou and Kyvelou (2006); Haapio

and Viitaniemi (2008a); Mao et al. (2009) found that these aspects are required for delivering

sustainability successfully. Moreover, Poston et al. (2010) mentioned that though a number of

assessment tools have shifted their emphasis from green to sustainable buildings, there has

been criticism of the dominance of environmental criteria at the expense of the social and

economic criteria.

Ali and Al Nsairat (2009) present economic and cultural aspects, but link their

importance with the local context. It is believed that local context determines the importance of

economic, social and cultural aspects as a result of their variation from one country to another.

For instance, social and cultural aspects in Arabic countries such as Saudi Arabia play an

important role in those countries, while economic aspects are the important ones in developed

countries. This example is corroborated by Cole (2005) who considers the social and economic

aspects as important in developing countries with different aspects holding importance in

developed countries. So it can be seen that Reed et al. (2009) consider economic, social and

cultural aspects as unique characteristics that could prevent a tool take-up. Such importance can

be inferred from the table 5 which includes different studies (Ali and Al Nsairat, 2009;

Zuhairuse et al., 2009; Al-Sallal et al., 2012) that have developed environmental assessment

tools for different developing countries. It is noticeable that a number of developing countries

have started developing their domestic assessment methods to be suitable with their

environment, and economic, social, cultural and historical contexts (Todd et al., 2001) .

Therefore, it is clear that different papers have debated the engagement of economic,

social and cultural aspects in building assessment methods which is a strong indicator of their

importance. In fact, those aspects could significantly affect current environmental assessment

methods such as BREEAM and LEED if action is not taken. For example, most countries start

their assessment method instead using the available existing tools as result of their lack for

cultural aspects. Evidence has been given by a new generation of assessment methods

appearing as a result of increasing the demand to consider economic and cultural aspects in

assessment tools such as Estidama (Poston et al., 2010).

3.3. Systems Categories 3.3.1. Qualitative and Quantitative

Reijnders and van Roekel (1999); Forsberg and von Malmborg (2004); Sebake (2009)

divided assessment tools into two categories: Qualitative and Quantitative assessment methods.

The qualitative assessment tools (the subject of this study) are often based on the auditing of

buildings, followed by the rating of assessed criteria, which results in an overall score for the

performance of a building (Sebake, 2009). A number of commonly used assessment tools are

included in this category, such as BREEAM, LEED and Green Star. However, the quantitative

assessment methods depend on a physical life cycle approach which requires quantitative input

and output data on flows of matter and energy (Forsberg and von Malmborg, 2004). The

quantitative class of assessment methods is also referred to as LCA tools and it includes a

number of tools such as ATHENA and Eco-Quantum schemes (Sebake, 2009).

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Additionally, quantitative criteria cover annual energy use, water consumption and

greenhouse gas emissions, although qualitative criteria comprise impact on ecological values of

the site and impact on local wind patterns (Ding, 2008). It is clear that these criteria are used in

the assessment methods which have led to the belief that assessing the environmental

performance of a building requires both qualitative and quantitative criteria (Ding,

2008). Quantitative criteria tend to be objective, reproducible, and reliable. On the contrary,

qualitative criteria can be interpreted widely by assessors, and requires substantial resources

from unbiased third party. To avoid such criticism, misinterpretation can be reduced by giving

careful attention to the descriptions of qualitative criteria (Cole, 1999).

3.3.2. Tools Development Roots Poston et al. (2010) classify a range of nationally available assessment tools depending

on their development roots. Three roots have been given; tools based on Green Building

Challenge (GBC) frameworks, tools based on LEED and tools based on the analysis of other

existing tools. This third class considers culture as a unique assessment criterion. However,

Poston et al. (2010) consider BREEAM as the common reference for most assessment methods.

Such consideration is agreeable with the influence of BREEAM on most rating tools mentioned

by Mao et al. (2009) and Rahardjati et al. (2010).

3.3.3. Systems Criteria The prime role for the criteria is to achieve an environmental building assessment method

goal which ‘’provides a comprehensive assessment of the environmental characteristics of a

building’’ (Ding, 2008). Systems criteria and its structure have significant effects on the

performance evaluation of an assessment method (Cole, 2005). This is supported by Ali and Al

Nsairat (2009) who suggest that the system categories define the external boundaries of a tool

which is different from one region to another. Therefore, systems criteria are different from one

tool to another as a result of continuous development applied to tools criteria to deliver

different market, professionals’ and owners’ aspirations.

In fact, it can be seen that most of the comparison units in table 5 (Appendix 3) include

tools criteria which indicate their importance for a built system. It is clear that the effect of

chosen criteria has a significant influence on the assessment results of rating tools. Rahardjati et

al. (2010) point out that through criteria and sub criteria the Green Building Rating System

(GBRS) allows the evaluation of a building performance and provides a rating award. This

illustrates the importance of criteria within a system where there is a reliance on the tools in

those categories to measure the overall performance of a building.

Additionally, most of the assessment methods features such as flexibility and weighting

systems link significantly with systems criteria (Ding, 2008). Inflexibility, complexity and lack of

consideration of a weighting system have been considered as major obstacles to the acceptance

of an assessment method (Ding, 2008). It is clear that the role of system’s criteria is important in

building assessment method.

4. TOOLS COMPARISON OVERVIEW

BREEAM and LEED are the most commonly used tools internationally among the selected

tools as shown in tables 5 (Sebake, 2009). Nevertheless, table 6 highlights the most features that

distinguish each assessment tool. According to Ding (2008) life cycle assessment is linked with

building assessment method. It includes different building phases; design, construction,

operation and deconstruction. However, design, construction and operation phases are

considered in all potential assessment methods (BREEAM, LEED, Green Star, CASBEE and

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Estidama) as shown in table 6. However, CASBEE is the only tool that considers deconstruction

stage. This stage plays an important role in building life cycle (Mao et al., 2009). Deconstruction

stage is not affected the application of the tool because this stage could be add to a tool while

developing it regularly. Further, Ding (2008) found that the most impact stage to apply a tool is

the design stage and it is included in all rating tools.

4.1. Tools Categories System’s categories are broadly comparable however, as result of the differences in their

parameters, they are not directly comparable (Sleeuw, 2011). Therefore, this report will

compare BREEAM, LEED, Green Star, CASBEE and Estidama based on the three dimensions of

sustainability. This can be categorised as Environmental, Economic, Social and Cultural. In

reference to the literature review for the most commonly used building assessment tools, the

research defines energy, water, waste, materials, indoor environment quality, emission and

pollution, land use, site and ecology and management as environmental aspects to mention but

a few. While defining economic aspects cost efficiency and quality of services will be focused

and addressed. Finally, innovation, mobility and transportation will be defined in the context of

the cultural and social issues as social aspects (Table 7).

4.1.1. Environmental Aspects

i. Energy

On the account of its impacts on the environment as well as its vitality for construction

sector; energy is considered as key category in all assessment methods (Table 7). Furthermore,

it also obtains the largest credit points amongst all assessment categories (Tables 1, 2, 3, 4).

BREEAM measures the building Energy performance (BEP) considering the reduction of CO2

emission having the target of net zero emission. This target is met following the standards of the

UK National Calculation Methodology (NCM) Part L in order to acquire maximum points of the

total score (Table 9). LEED emphasises upon the reduction of energy cost rather than CO2

emission following the standards of American Society of Heating, Refrigerating and Air-

conditioning Engineering (ASHRAE) in order to achieve maximum credit points in the total

score (Table 9). The difference between BREEAM and LEED appears in their measurement

methods in the category of energy assessment (Table 8) (Figure 1 in Appendix 4). Green Star

follows the BREEAM method for measuring BEP by predicting emissions reduction in relation to

National Australian Built Environmental Rating System (NABERS) Energy methodology.

Estidama assesses BEP following the different standards such as American National Standards

Institute (ANSI), ASHRAE and Illuminating Engineering Society of North America (IESNA)

Standard or based on local code, whichever is more stringent (Table 9). CASBEE has a different

approach to assess BEP by focusing on the improvement percentage on annual energy use in

relation to Performance Rating Method (PRM) based on PAL values; with applied efficiency in

building service system and efficient operation to the energy category.

ii. Water

Water preservation is one of the most important elements in human life. However,

construction sector consumes about 15% of overall fresh water resources (Saghafi and Hosseini

Teshnizi, 2011). Thus, water is considered as a key category in all five assessment tools in order

to encourage the proper use of water in construction sector (Table 7). To achieve this aim,

number of alternative sources have been considered such as recycling grey water and rain

water harvesting to mention but a few (Alyami and Rezgui, 2012).

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Most of the water parameters are evaluated in the five assessment methods shown in

table 10. Nevertheless, due to limited annual rainfall, hot climate, and the great energy

embodied to provide potable water through desalination in the United Arab Emirates, Estidama

is the only tool that considers water conservation as priority criteria (Table 4).

iii. Waste

Waste is defined as ‘’unused materials and products, off-cuts left over from construction,

refurbishment or demolition activities, or by-products and materials consumed during business

activities and building management and maintenance’’ (Casey et al., 2008). Additionally, it is

overlapped by other categories such as water, materials, resources and indoor environment

quality. It is important to note that waste has become a challenging task to achieve

sustainability. Therefore, the majority of waste criteria as shown in table 7 and its parameters

as shown in table 11 have been kept as very important category in all five assessment methods.

Waste management and recycling are the most prominent features in waste criteria in which

they could prevent human and the surrounding environment from negative impacts of waste

(Casey et al., 2008).

iv. Materials

Building Materials are important elements in environmental assessment methods due to

their impacts on building users and the environment (Franzoni, 2011; Alyami and Rezgui,

2012). Moreover, materials are overlapped by other criteria such as energy, pollution, waste,

resources and indoor environment quality. The definition of sustainable materials or green

materials does not exist yet, hence it is commonly reflected using the term as ’environmentally

friendly materials’ instead (Franzoni, 2011).

As shown in table 7 all five schemes included materials as main assessment category.

Different parameters have been considered in this category in order to be measured (Table 12).

Materials in terms of low impacts on the environment, use re-use materials and disassembly

design are covered under all five schemes as shown in table 12. Comparatively, BREEAM

emphasises on materials type which has more specific parameters in related with materials

category. According to Alyami and Rezgui (2012) Green Guide to Specification released by

BREEAM could be the reason beyond this change in the list of parameters for the criteria of

materials. Particularly, The Green Guide to Specification contains, more than 1500 specifications

used in various types of buildings. It helps designers and decision makers to compare and make

decisions about materials in relation to material criteria such as materials performance, the

environmental impacts and responsible sourcing (BRE, 2012b) (Table 12). On the other hand,

LEED emphasised on where materials are used in a building with poor consideration of

responsible sources. Though LEED, CASBEE and Estidama encourage for use of locally

manufactured materials, they are not as strong as BREEAM for addressing materials criteria. In

terms of cost consideration, Estidama and Green star assess materials whilst calculating its cost

in relation of building construction.

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BREEAM LEED Green star CASBEE Estidama

Developer &Year the U. K. Building Research Establishment (BRE); 1990

the U. S. Green Buildings Council (USGBC); 1998

Green Building Council Australia (GBCA); 2002

Japan Sustainable Building Consortium (JSBC); 2001

Abu Dhabi Urban Planning Council (UPC); 2008

Building Phases Design, Construction and

Operation Design, Construction and

Operation Design, Construction and

Operation

Design, Construction, Operation and Deconstruction

Design, Construction and Operation(under development)

Buildings Types

-Offices -Housing -Healthcare -Courts -Industrial Units -Prisons -Retail -Schools -Multi Residential - Schools Neighbourhoods

-Offices -Homes -Neighbourhoods Development -Retail -Healthcare -Schools

-Education -Healthcare -Industrial -Multi Residential -Office -Office Interiors -Retail Centre

-Residential -Office -Schools -Retail -Health care -Urban development -Cities

-Offices -Retail -Multi-Residential -School

Scope -New build -Refurbishment -Existing building

-New build -Refurbishment -Existing building

-New build -Refurbishment -Existing building

-New build -Refurbishment -Existing building

-New building -Existing building

Categories

-Management -Health & Wellbeing -Energy -Transport -Water -Materials -Land Use and Ecology -Waste -Pollution -Innovation (additional)

-Sustainable Site -Water Efficiency -Energy and Atmosphere -Materials and Resources -Indoor Environment Quality -Innovation and Design Process -Regional Priority Credits

-Management -Indoor Environment Quality -Energy -Transport -Water -Materials -Land Use and Ecology -Emissions -Innovation

Environmental Quality (Q)

-Integrated Development Process -Natural Systems -Livable Buildings -Precious Water -Resourceful Energy -Stewarding Materials -Innovating Practice

-Indoor Environment -Quality of Service -Outdoor Environment on site

Environmental Load (L)

-Energy -Resources and Materials -Off-site Environment.

BEE (Building Environmental Efficiency)= Q/L

Rating

-Pass -Good -Very Good -Excellent -Outstanding

-Certified -Silver -Gold -Platinum

-1 – 3 Stars -4 Stars -5 Stars -6 Stars

-Poor (c) -Slightly Poor(B-) -Good(B+) -Very Good (A) -Superior (S)

- 1 Pearl - 2 Pearl - 3 Pearl - 4 Pearl - 5 Pearl

Update process Annual As required Annual As required Not available

Number of certificated Buildings

7,202 2,858 78 80 Not available

International use Canada, Hong Kong and

Netherlands Emirates, India and Brazil

New Zealand and South Africa

- -

Table 6. Table of Environmental Rating Tools Features (USGBC, 2009a; AUPC, 2010a; BRE, 2011; IBEC, 2011; GBCA, 2012)

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Table 7. Comparison Table of Rating Tools Categories

Table 8. Comparison Table of Energy Category of Rating Tools

v. Indoor Environment Quality The quality of indoor environment is considered as key objective in all building

assessment methods (Alyami and Rezgui, 2012) due to its overlapping feature with other

categories. It aims to provide healthy and comfortable indoor place in respect of visual comfort,

sound comfort and thermal comfort as shown in table 13. All five schemes cover this category as

show in table 7 with respect to different elements. BREEAM covers this category under ‘health

and wellbeing’ while giving importance for ventilation and HVAC systems. At the same time

LEED covers this category focusing upon low-emitting materials criteria and ignores the

parameters of sound insulation and sound absorption while only considering noise level

(Kawazu et al., 2005; Alyami and Rezgui, 2012) (Table 13). Green Star has emphasised on air

condition systems and lighting. Moreover, CASBEE covers indoor environment quality well

enough under the sub category of indoor quality (Q1) of Built Environment Quality category (Q).

It also further supports this category by including most of the parameters from Quality of service

category which is also the sub-category (Q2) of the Built Environment Quality. Furthermore,

Estidama assesses indoor environment quality under Livable Indoors category with more

consideration for materials emission and thermal comfort. However, BREEAM and Estidama are

the only tools covering safe and security environment in indoor quality environment category

(Table 13).

Items BREEAM LEED Green Star CASBEE Estidama

Energy

Water

Waste Materials Indoor Environment Quality Economics Management Mobility and Transportation Emission and Pollution Land Use, Site and Ecology Resources

Cultural and Social

Energy Category BREEAM LEED Green Star CASSBE Estidama Energy Performance

HVAC System Lighting System Transportation Systems Hot Water System Cost Reduction Energy efficient Equipment

Energy Operation Monitoring Emission reduction

Energy Resources Renewable Energy Energy Strategies

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Table 9. Comparison Table of Energy assessment method of Rating Tools

Table 10. Comparison Table of Water Category of Rating Tools

BREEAM LEED Green Star CASBEE Estidama

Assessment Method

UK National Calculation

Methodology (NCM) based on Approved Document Part L.

Performance rating method

(PRM) based on ASHRAE 90.1-

2004 Appendix G

National Australian Built Environmental Rating System

(NABERS) Energy

methodology

Performance rating method

(PRM) based on PAL values.

Performance rating method (PRM) based on ANSI/ ASHRAE/

IESNA Standard 90.1-2007 Appendix G or

local code, whichever is more stringent

Scope of assessment

Energy performance certificate (EPC)

rating: CO2 based index

Improvement percentage based on annual energy

cost

Predicted GHG emission

Improvement percentage based on annual energy

use

Improvement percentage based on

annual energy consumption

Simulation tool

Approved software interfaces to SBEM method. Approved

Dynamic Simulation Modelling software

Software approved by the rating authority and subject to

requirements in ASHRAE 90.1-

2004 Appendix G

Software must meet the

requirements laid down in

Green Star Office Design Tool

HASP/ACSS and BECS and BEST

or able to simulate the

hour-by-hour energy

Software approved by the rating authority

and subject to requirements specified

in Appendix G of ASHRAE 90.1-2007

Water Category BREEAM LEED Green Star CASBEE Estidama

Potable water Consumption Monitoring Leak Detection Alternative Sources Irrigation use Grey water Heat Rejection Reduction Landscaping Water Quality

Waste Category BREEAM LEED Green Star CASBEE Estidama

Construction waste management

Operational waste

Waste strategies

Recycling

Materials Category BREEAM LEED Green Star CASBEE Estidama

Low impact on life cycle Responsible Sourcing Used of Re-use Materials Use of Existing structural Frame Use of non-structural Materials Renewable Materials Insulation Region Materials Disassembly Design Materials Cost

Table 11. Comparison Table of Waste Category of Rating Tools

Table 12. Comparison Table of Materials Category of Rating Tools

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vi. Emissions and Pollutions As responding to Global Warming issues, most building assessment methods utilised

emission and pollution in their assessment criteria. The prime goal of this assessment category

is to protect the surrounding environment from the negative impacts of the building (Alyami

and Rezgui, 2012). In addition, it provides healthy and comfortable environment for building

users (Cole, 2000). As shown in table 7, all five assessment schemes cover the issues of

emissions and pollutions.

However, each tool assesses emissions and pollutions using various methods. BREEAM,

Green Star and CASBEE are the only tools dedicated the issue as an individual category, whilst

LEED and Estidama distribute the themes of emissions and pollutions across the scoring

process. BREEAM covers the issue under Pollution category which evaluates refrigerant issues

beside the number of pollutions and emissions such as CO2 and NOx emissions (Table 14).

Similarly, Green Star addresses the same problems almost like BREEAM but under Emission

category. CASBEE deals with emissions and pollutions under consideration of local environment

criterion.

In contrast, LEED and CASBEE evaluate Heat island effects criterion while it is overlooked

in BREEAM, Green Star and Estidama (Kawazu et al., 2005). Nevertheless, CASBEE considers

local environment of Japan and measures parameters which cannot be found in other

Indoor Environment Quality Category BREEAM LEED Green Star CASBEE Estidama

Visual Comfort Lighting

Link with surrounding area- View out

Average daylight factor The amount of light (illuminance)

Glare control

Sound Comfort Noise level

Sound insulation Sound absorption

Thermal Comfort Ventilation rate

Ventilation system

Performance of natural ventilation

Ventilation sensors

Outside air intakes

Supply of fresh air

Smoke Control

Room temperature & humidity control

Occupants control

Design

Safe and Secure environment

Emission and Pollution Category BREEAM LEED Green Star CASBEE Estidama

Refrigerant ODP Refrigerant GWP Refrigerant Leaks Light pollution Noise pollution Watercourse pollution Legionella Heat Island Effect CO2 emission NOx emission Fire Risk

Table 13. Comparison Table of Indoor Environment Quality Category of Rating Tools

Table 14. Comparison Table of Emissions and Pollutions Category of Rating Tools

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assessment methods such as Earthquake Resistance and Restriction of Wind Damage (IBEC,

2011). Whilst, Estidama emphasises on refrigerant issues due to the higher demand of air-

condition system.

vii. Land use, Site and Ecology Land use, site and ecology are the most important categories that relate to building

environmental effect directly. The main purpose for these categories are to mitigate the effects

of construction activities on site ecology (Akadiri et al., 2012) such as soil erosion, waterway

sedimentation and airborne dust generation (USGBC, 2009a). The application of land use

category focuses on site selection, site reuse and site protection criteria, thereby results in

reduction of soil erosion and groundwater contamination along with the improvement of land

ecology (Table 15). Land use and ecology is a main category in BREEAM and Green Star which

uses 10% of BREEAM weighting system (Table 1) and 8% of Green Star weighting system

(Table 3) consequently. In contrast, LEED uses Sustainable Site category to assess land use and

ecology in construction site with 26 of the possible points (Table 2). The issue of land use and

ecology is considered in CASSBE under Outdoor environment on-site category, while under

Estidama, it is considered as Natural system and Livable Outdoors categories with total weight of

12 and 37 credit points (Table 4).

As shown in table 15 all five assessment methods cover almost a same criteria of land use

and ecology. However, each method has applied them differently. BREEAM has considered the

creation of ecology as the most important criterion, whilst under LEED; site selection is a highly

important. Green star pays more attention to the ecological value of site, while CASBEE focuses

on the local characteristics of the site, townscape and landscape. Estidama focuses more on

natural resource management, sustainable land use and creation and restoration of habitat

(Kawazu et al., 2005). Basically, the criteria of Townscape and Landscape, Local Characteristics

and Out-door Amenity are not given that much importance in BREEAM, LEED and Green Star,

however, they are given considerably much importance in CASBEE and Estidama.

viii. Management Management category plays an important role in building assessment methods. It also

impacts significantly on the relationship between construction design and operation (Cole,

2000). In buildings assessment methods, where management is not available as a category for

assessment, it is included in other categories such as energy, materials, waste and pollution as

parameters (Clements-Croome et al., 2004) . BREEAM and Green Star consider management as a

separate category, whilst LEED, CASBEE and Estidama distribute parameters of management

across different assessment categories.

Land use and Ecology Criteria BREEAM LEED Green Star CASBEE Estidama Land use

Site selection Site Re-use Site Protection

Ecological Value Contaminated Land Land Ecological Value Protection of ecological features Enhance site ecology Conservation of natural habitats Mitigation ecological impact Use of Green space Habitat management plan

Table 15. Comparison Table of Land use and Ecology Category of Rating Tools

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Along with managing impacts of construction on site, management category aims to

consider whole-life cycle of building. It ensures suitable level of commissioning and provides

building operation and maintenance guidelines for building users (Table 16). Commissioning

and environmental management are the common management sub-categories covered in all

five schemes. Green star focuses on commissioning and environmental management, while

CASBEE prioritises planning and management of maintenance. Estidama and LEED explicitly

address the management of indoor air quality and materials. However, Estidama covers more

management category than LEED such as providing user guidelines and site protection during

construction activities.

Management Category BREEAM LEED Green Star CASBEE Estidama

Commissioning Tool accredited professional Stakeholder participation Building whole life plan Building occupants guide Construction site impacts Environmental management Maintenance management

Table 16 illustrates that BREEAM delivers the theme of sustainable management

principles more comprehensively than LEED and CASBEE (Alyami and Rezgui, 2012). BREEAM

is the only tool that highlights importance of stakeholder participation. As all relevant parties

are identified and consulted by the design team before key design decisions are made (BRE,

2011).

5. METHODOLOGY

The research is divided into five different stages to deliver the project’s aim as follows:

1) Understanding building rating methods by critically reviewing literature,

2) Compare five different tools from different parts of the world;

3) Multiple-pilot case studies;

4) In-depth interviews to establish the importance of the selected criteria;

5) Data analysis.

Each stage has different categories to deliver it successfully.

5.1. Intended knowledge from reviewing the Literature The research intends to find different results from reviewing the literature. The expected

findings from the literature review are listed as follows:

Understanding the nature of different tools which helps to engage in the field smoothly.

Gaining the ability to find strengths and weaknesses in each tool which is required to

develop them for application in Saudi Arabia.

Finding the fundamental elements of successful implementation of different buildings

rating methods.

Knowledge about various aspects that influence the performance and quality of a rating

tool which is a fundamental outcome that the research intends to gain through reviewing.

Understanding the similarities and differences between various tools which will lead to

find the relationship between them.

Table 16. Comparison Table of Management Category of Rating Tools

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Understanding the relationship between tool elements such as criteria, indictors and

approaches as a function of the importance of their roles in the research.

Understanding the role of systems criteria within a tool and different aspects that

influence these criteria.

Understand and develop an appropriate research method to achieve the aims of the study.

5.2. Full comparison among five different assessment methods It is notable that most previous research has used a comparison method to develop a tool

for different countries such as Ali and Al Nsairat (2009); Poston et al. (2010) and Zuhairuse et

al. (2009). In addition, comparing tools can be used to find gaps, differences and similarities

among them (Poston et al., 2010). Therefore, the comparison used in this research is oriented

towards developing a new assessment tool for Saudi Arabia.

The main objective beyond the need to use the comparison method is to determine the

critical criteria for application in Saudi Arabia. This can be gained through comparing different

elements within each tool. Different systems criteria are compared to find the differences and

similarities among tools. Common criteria are provided through comparison and the reason for

such commonality is identified below.

5.2.1. Why those assessment tools are chosen? In order to cover a wide range of systems criteria, as well as providing a comprehensive

comparison, a number of tools have been chosen based on the number of criteria can listed as

follow:

The seniority (BREEAM and LEED);

An international Used;

A tool proposed environment and climates;

The context of the chosen tool based on the country of origin.

The aim of choosing different tools is to investigate the effects of their countries of origin on

them. Each tool presented is a part of a world leading to diversity in environmental, economic,

social and cultural aspects.

5.2.2. The comparison Method It is agreed that comparing different tools is not an easy task as it results from a wide

range of assessment criteria, application and building life-cycles which are covered by building

assessment methods (Haapio and Viitaniemi, 2008a; Papadopoulos and Giama, 2009; Poston et

al., 2010). Therefore, to deliver the particular comparison of the selected assessment methods

the research classifies the criteria of each rating tool into three categories based on three

dimensions of sustainability: environmental, economic and social. Indeed, based on the

literature review for the most commonly used building assessment tools, the comparison

defines energy, water, waste, materials, indoor environment quality, emission and pollution,

land use, site and ecology and management as environmental aspects. However, it defines cost

and quality of services as economic aspects. Finally, innovation, mobility and transportation will

be defined in the context of the cultural and social issues as social aspects. From all the

aforementioned, the intended result of the comparison is to find tool criteria suitable for Saudi

Arabia, covering environmental, economic and social contexts.

5.3. Multiple-Pilot Case Studies The case study is one of the various research methods which have been used. In addition,

it is a preferred method of examining the current events in ‘’real-life’’ (Yin, 2009: 20). In this

sense, therefore, it is considered as the first research method to be used, as the pilot case studies

method delivers the objective of data collection, which helps the investigation of the current

sustainability approach in non-residential construction projects in Saudi Arabia. It includes two

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purposes: first, to clarify which building assessment method is most used in non-residential

buildings in Saudi Arabia combined with identifying the reason for selecting this assessment

method; second, to determine the nature of the questions contained in the interview.

The most important reason for using pilot case studies is to assist the researcher in

developing relevant interview questions (Yin, 2009). Thus, several pilot case studies of projects

in Saudi Arabia will be investigated to fulfil this purpose. However, a number of criteria should

be considered in each case and are listed as follows:

A project overview

A project plans ( Site plan, Façades, Floors plans)

Location ( Place, nature of surrounding environment, weather)

Function (Educational, Industrial)

Type of organisation ( Private, Government)

Size ( total area, floors)

Services ( cooling system, water, energy, ventilation, lighting)

The used assessment tool information

Achieved tool (LEED, BREEAM, CASBEE)

Achieved Rating

Achieved Score (%)

Applied Stage (Design , Procurement, Construction, Operation)

A Tool’s Version

Project features

Environmental features ( Waste, Green materials, Rainwater capture)

Technological features ( Sensors, renewable energy)

Strategies (Green Strategy, Waste management, Recycling)

The used tool assessment

The achieved categories (the percentage of each system’s category achieved)

The applied method to achieve each category ( energy strategy, access for public

transportation)

It appears that these criteria revolve around identifying the most of the features that

could be applied to Saudi construction. The resulting information will be used in parallel with

reviewing literature to present the final design by using prevailing theories and a fresh set of

empirical observations.

5.4. Conducting interviews Conducting interviews is one of the most widely used data collection methods in

qualitative research (Bryman, 2008; Saunders et al., 2009). There are various types of

interviews, yet the types most relevant to qualitative research are the semi-structured interview

and the unstructured interview, although some researchers used the term ‘qualitative

interviews’ to cover both types (Robson, 2002; Bryman, 2008).

This research is used the semi-structured interview with open-ended question. This

method allows the interviewer to collect in-depth data about the assumed assessment tool and

its criteria for Saudi Arabia. Also, the interview tends to explore different experts’ opinions

which require flexibility in an interview questions. In addition, it has found that open-ended

questions are more commonly used for interview purposes. For this reason advantages and

disadvantages of open-ended questions have been presented by Robson (2002: 276) as follows:

Flexible;

More depth and clear up any misunderstandings;

Enable testing of the limits of a respondent’s knowledge;

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Encourage co-operation and rapport;

Make a truer assessment of what the respondent really believes;

Can produce unexpected or unanticipated answers.

However, two disadvantages have been found in open-ended questions: the possibility for

loss of control by the interviewer, and they are more difficult to analyse than close and scale

questions. It is clear that the open-ended questions help an interviewer to gain maximum

knowledge from an interviewee.

The researcher is conducting interviews to constitute the importance of the selected

criteria from the literature review and pilot case studies. However, the interview questions are

designed based on the results of pilot case studies. The interviewees are experts from three

different backgrounds (sectors). The first interviewee sector is formed of academics from a

Saudi university. The second sector is formed of Saudi architects from private and government

sectors. The third sector is formed of the decision makers in Saudi Arabia (i.e. Municipalities, the

Ministry of Economy and Planning and Presidency of Meteorology and Environment). These

three sectors present different opinions reflecting the three foundations of sustainability

(environment, economy and society). It also gives research strength to deal with the

construction policies of Saudi Arabia. The interview is designed through four stages listed as

follows:

Formulate interview questionnaire;

Test-out the questionnaire on samples from members of staff and postgraduate

students;

Modify the questionnaire;

Determine the number of interviewees.

It is clear that these different stages of forming an interview questionnaire are designed to

guarantee its effectiveness.

5.5. Analyse data collected from reviewing the literatures, pilot case studies and interviews

5.5.1. Evaluate the results of Data Collection In order to determine the importance of collected data, a decision will be made. In

addition, a number of building assessment criteria that are suitable for Saudi Arabia will be

produced from data collection, literature review, comparisons, pilot case studies and

interviewing. However, these criteria need to be weighted and ranked to determine their

importance. It has been found that identifying the important elements is the most creative task

in making a decision (Saaty, 1990). Moreover, it is important to acknowledge that a number of

parameters are required to make a successful decision as Saaty (2008) mentioned: know the

problem, the need and purpose of the decision, the criteria and sub-criteria of the decision, the

stakeholders and groups affected and the alternative action to take. Evaluating the date that has

been collected is the final stage in this research to present the criteria of a building assessment

method for Saudi Arabia. The research uses the Analytic Hierarchy Process method (AHP) to

deliver successful evaluation in terms of identifying the importance of systems criteria and their

weighting. The method helps the researcher in taking the decision to determine the priority of

each criterion in terms of the environmental, economic and social aspects of Saudi Arabia.

5.5.2 Analytical Hierarchy Process Method (AHP) The AHP is a methodology that is used for structuring, measurement and synthesis. The

basis of AHP is ‘’a set of axioms that carefully delimits the scope of the problem environment’’

(Forman and Gass, 2001). The methodology was developed by Thomas Saaty, in the 1970s; it

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depends on a clear mathematical structure of consistent matrices and their associated right-

eigenvector's ability to produce true or approximate weights (Forman and Gass, 2001).

The AHP arranges the potential factors based on their importance in a hierarchical

structure descending from the main goal to criteria, sub-criteria and alternatives in subsequent

levels. To construct a hierarchical structure, sufficient relevant details should be included to:

Illustrate the problem carefully ;

Acknowledge the surrounding environment of the problem;

Identify the aspects that contribute to solving the problem;

Identify factors associated with the problem. (Saaty, 1990)

Identifying these four elements - the goals, the problem, features and stakeholders – will help to

provide a comprehensive view of the complex relationship embedded in the situation. Also, it

will help the decision maker to assess the alternative associated with the order of the issues in

the same level depending on their importance. These two purposes can lead to finding

comparable elements in the issues which can help to achieve an accurate comparison (Saaty,

1990).

In addition, the decision needs to be composed of four steps to make an organised

decision which will generate priorities (Figure 10). First, represent the problem and determine

the kind of required knowledge. Then, structure the decision hierarchy starting with the goal of

the decision at the top. This should be followed by looking at the objectives from a broad

perspective, through the in-between levels which include criteria on which subsequent

elements depend, to the lowest level which is usually a set of alternatives. The third step is to

construct a set of pairwise comparison matrices. Each element in a higher level is used to

compare the elements in the level immediately below with respect to it. The final step is to use

the priorities obtained from the comparisons to weigh the priorities in the level immediately

below (for every element), then for each element in the level below add its weighed values and

obtain its overall or global priority (Saaty, 2008).

The methodology is applied through a number of specific steps. However, identifying the

categories that include weighting criteria is required. For example, in the case of an assessment

method the main categories are environment, economic and social. The weighting criteria are

flexibility, adaptability, conformability, sustainability and consumability. These criteria are used

to make the judgment while comparisons are included as part of the AHP process (Saaty, 1990).

The first step to apply the AHP is to structure the problem into a hierarchy (Figure 11). In the

first level (the top) of the hierarchy is the overall goal. In the second level are the judgment

criteria. Finally, in the third (bottom) level are different alternatives which include the potential

system. Moreover, each criterion should have different sub-criteria that help to identify the

priority of the criteria efficiently (Saaty, 1990).

The second step is to extract a pairwise comparison judgment (Saaty, 1990) (the pairwise

matrix is included in the criteria in the second level), and extract the judgments from the people

associated with the problem with respect to the overall goal. To deliver an accurate comparison

the AHP uses a fundamental scale that consists of verbal judgments ranging from equal to

extreme that corresponds to numerical judgments from 1 to 9, and compromises between these

values (Table 17). The AHP method has been used in this study due to its adaptability within

different sectors such as education, engineering, government, industry, management,

manufacturing, personal, political, social, and sports. It has also been used in the last two

decades in all applications related to multiple criteria decision making. Therefore, a number of

the method’s features such as clarity, ease of use and considerable flexibility have distinguished

the AHP from others and encourage the using of the application (Ho, 2008).

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Overall Goal

Criterion 2

Criterion 3

Criterion 4

Criterion 5

Criterion 1

System B System C System A

The use of the methodology is divided into two stages in this research. The first stage uses the

pairwise comparison in data analyses to determine the suitable criteria for Saudi Arabia and

their weighting. The second stage uses the AHP methodology to evaluate the expected tool for

Saudi Arabia.

Intensity of

Importance Definition Explanation

1 Equal Importance Two activities contribute equally to the objective

3 Moderate importance Experience and judgment slightly favour one activity over

another

5 Essential or Strong importance Experience and judgment strongly favour one activity over

another

7 Very strong importance An activity is strongly favoured and its dominance

demonstrated in practice

9 Extreme importance The evidence favouring one activity over another is of the

highest possible order of affirmation

2,4,6,8 Intermediate values between the two

adjacent judgments

Reciprocals If activity i has one of the above numbers assigned to it when compared with activity j, then j has the

reciprocal value when compared with i.

Rationals Ratios arising from the scale If consistency were to be forced by obtaining n numerical

values to span the matrix

Figure 10. The flow chart of the AHP process

Figure 11. The AHP simple structure of the problem into a hierarchy

Start

Step 1: Define the problem and determine the kind of knowledge sought

Step 2: Structure the decision hierarchy starting with the goal of the decision in the top, then the objectives from a broad perspective

Step 3: Construct a set of pairwise comparison matrices

Step 4: Use the priorities obtained from the comparisons to weigh the priorities in the level immediately below

Finally: Obtain the final priorities of the

alternatives in the bottom most level

are obtained

Table 17. The fundamental scale of absolute numbers (Saaty, 1990)

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6. HE RESESRCH LIMITATIONS

This research has a number of limitations which are listed as follows: The scope of the study is limited to commercial buildings such as offices, retail and

industrial. Buildings such as houses, schools, courts and healthcare are not included in

this study;

The primary focus of the study is performance assessment of construction from

environmental, economic, social and cultural perspectives in Saudi Arabia;

The study uses interview method to collect data from specific samples such as

academics, Saudi architects from industry and the decision makers in Saudi Arabia.

Representatives from public, contractors, other professional disciplines and technicians

are not included in this work.

7. PROPOSED WORKING PLAN

This research is currently in the stage of tools criteria comparison so far. However, as

soon as it completes various tasks will be considering as shown in table 18. Additionally, the

steps that will follow after the transfer meeting to achieve the aim of the research can be

illustrated as follows:

Working on publishing a conference papers,

Designing the research interview questionnaire;

Collecting data stage,

Second pilot case study apply to interview interviewees in Saudi Arabia;

Publishing the first journal paper;

Data analysis stage;

Publishing the second journal paper;

Start writing the thesis;

Preparing to submitting;

Submit the thesis.

Through these processes regular meeting will be held with supervisor to monitor the progress.

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8. CONCLUDING REMARKS

Therefore, and based on the aforementioned discussion, a building assessment method

plays a significant role in delivering sustainability in buildings. The aim of this research is to

develop criteria for a sustainable rating system for non-residential buildings in Saudi Arabia.

Investigate Saudi Arabia urban and construction from environment, economic, social and

culture perspectives are vital to understanding the nature of the country.

In this era, demand for sustainability concepts has been increased dramatically. In

addition, the impact of sustainable construction on human and the environment has become

evident in number of developed countries such as the UK, the USA, Australia and Japan.

However, application of sustainability concepts in the constructions sector need assessment

tools to show their positive impacts in the form of producing more eco-friendly buildings

products. Reviewing different published literatures has been extra ordinarily productive to

develop a full understanding of different tools, strategies and approaches. It is also required to

build the knowledge of the discipline and to provide a robust framework for having the

understanding of the assorted developments that have appeared in the literature in the past 15

years.

This research has chosen the most commonly used building assessment methods from

different developed countries in order to understand the nature of assessment tools. BREEAM,

LEED, Green Star, CASBEE and Estidama have been chosen based on a number of criteria such

as tools seniority, and its adoptability for application in global perspective. However, each tool

has influenced by different aspects such as the environment, economic and cultural (Reed et al.,

2009). In order to find the differences and similarities among these tools, a comparison has

been mad. A critical attention has been given to system criteria comparison in order to find such

differences and similarities among them.

A number of Saudi projects which used building assessment methods will be considered

for pilot case studies. Application of LEED on KACARE, KAUST and KAFD projects will be

investigated in order to identify the most reliable and suitable criteria for Saudi Arabia

construction. Moreover, this case studies investigation will be used to design an interview

questionnaire effectively. This step considers as second step in this research to achieve its aim.

Furthermore, Pair-wise comparison within AHP method will be applied to the selected

criteria and the outcome will be analysed and discussed. The final research findings will be

presented as suitable criteria for developing a sustainable building assessment method for

Saudi Arabia in terms of environmental, economic, social and cultural perspectives.

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APPENDIX 1 Distribution of Rating tools internationally

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APPENDIX 2

Saudi Arabia Background

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Figure 1. Map of Saudi Arabia [ http://www.splendidarabia.com/kingdom]

Appendix 2: Saudi Arabia Background

1. Introduction

In the last five decades there has been rapid urban growth in the Middle East (Al-But’hie

and Eben Saleh, 2002). The Arabian Gulf countries are an important part of the Middle East that

consists of the Kingdom of Saudi Arabia, the United Arab Emirates, Oman, Kuwait, the Kingdom

of Bahrain and Qatar. The Gulf Cooperation Council (GCC) was created as result of the similarity

in various aspects of life, including religion, geography, society and economics (Taleb and Pitts,

2009). The discovery of oil led to rapid urban development in the region. Saudi Arabia is the

biggest country in the GCC with a total area of 2,250,000sq/k, which covers about 80% of the

Arabian Peninsula (Mubarak, 2004)(Figure 1).

1.1. Saudi Arabia Geography The Kingdom of Saudi Arabia contains of variety different geographical features, including

deserts, mountains and hills. The deserts are covering more than half of Saudi Arabia land (Ministry of Foreing Affairs, 2012). To name a few, the Empty Quarter desert in the south, the Nefud desert in the north and Ad-Dahna desert in the east. These sand surfaces have great influence on people decision to settle in urban areas (Deputy Ministry for Urban Planning, 1995).

1.2. Saudi Arabia Climate The Kingdom of Saudi Arabia is located in the desert region, where the weather is

considered as arid with high temperature of 50°C (122°F) in the shade. Furthermore, the lowest temperature con reach freezing point in the mountainous and in the heart of the desert (Ministry of Foreing Affairs, 2012). The average sunrise hours in most Saudi regions are around 3300 hours annually. Moreover, humidity is varying between regions in Saudi Arabia, which is considering as a major feature of the coastal areas. It is usually tempered by slightly lower and less variable temperatures as well as a steady breeze, especially in the east (Ministry of Foreing Affairs, 2012).

This paper will investigate the development of cities in Saudi Arabia from environmental,

economic, cultural and social points of view. First, the paper will review urban development in

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the Saudi Arabia, with particular focus on urban planning and building between the periods

from the 1950s to the present time to deliver a clear understanding for the region. The paper

will start with the case of the urban development of the Saudi Arabian capital, Riyadh.

2. Transformation of Saudi Arabian cities from traditional urban to contemporary urban

2.1. Case of the Capital of Saudi Arabia (Riyadh City) ‘’The urbanization of Saudi Arabia is one of the world’s fastest. The existing major

urban centres of Riyadh, Jeddah, Madinah, Dhahran, and Makkah have experienced

explosive growth since 1973’’ (Mandeli, 2008: 515)

Most of the Arabian Peninsula is covered by deserts that affect the urban development

and architecture in the region significantly, which provides for a special and unique

urbanisation. Further, Saudi Arabia covers the greater part of this peninsula, which has led to

different types of urban development, for example, the country is divided into five regions:

North, South, East, West, and the Central region. The influences on the architecture and urban

planning pattern of each region depend on different aspects of those regions, such as culture

and weather (Eben Saleh, 1998a). In addition, culture plays an important role in the design of

the build environment in these regions due to religious rules. For instance, privacy is an

important requirement, which is demanded by both the people and their religion and has to be

included into basic design.

2.1.1. Riyadh During the period before the 1950s The common feature in all GCC countries and Saudi Arabia in particular is the Islamic

community. Research has shown that certain qualities and properties offer people a sense of

belonging to a place, and in an urban setting these are afforded by urban and architectural

identity (Eben Saleh, 1998b). However, the influence of this feature has decreased gradually as

result of the urbanisation. In fact, Saudi Arabia has several traditional towns in different regions

such as Riyadh, Al-Dariyah, Al-Majmaah, Onaizah and Hayel in the central region, which is

considered nowadays as a historical area containing enormously important Islamic

architectural and urban planning (Eben Saleh, 1998b) (Figure 2) (Figure 3). It is clear that this

paper is to investigate the urban development in Saudi Arabia. However, it is necessary to

introduce some information about the period before the 1950s to deliver a clear picture for the

reader about the architectural situation.

Figure 2: Saudi Arabia, Near Riyadh, Dir'Aiyah Village (1446 A.D.), Archaeological Site, City Wall [http://www.superstock.com/stock-photos-images/4168-4124]

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It can be seen that before the 1950s most of the architecture is traditional and made from

local materials, fulfilling people’s needs in the central region in that era (Al-Naim, 2011). It is

also noticeable that those buildings were built to cope with the region’s climate, being desert

(Figure 4). However, when first tanker load of petroleum was exported in 1939 life changed

completely in Saudi Arabia (Eben Saleh, 2002; Saudi Aramco, 2011). The development process

has moved rapidly throughout whole the country, laying most sectors in Saudi Arabia under

development including the education, health and urban development sectors.

2.1.2. Riyadh Development from 1950 to 1970s The discovery of oil resulted in rapid development in Saudi Arabia. Cities in the country

have expanded as result of population increase. The evidence of such expansion is that the old

core of Riyadh city has become enclosed by new urban development which has many different

features (Eben Saleh, 1998b). Indeed, the fast development in Saudi urban areas in such a short

time has pushed the government to depend on external agencies to develop cities and towns in

the country. Such dependency on the experience of other agencies comes as a result of the lack

of ‘’professionalism and technological knowledge’’ (Al-But’hie and Eben Saleh, 2002). In

Figure 3: The traditional architecture of King Abdul Aziz's palace in Riyadh, seen here in the 1930s [http://www.saudiembassy.net/files/PDF/Publications/Magazine/1996-Fall/continuity.htm]

Figure 4: A general view of Riyadh houses, seen here in the 1950s (Ar-Riyadh Development Authority, 2011)

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Figure 5: The Master Plan of Al-Malaz neighbourhood. (Al-Naim, 2011: 125)

addition, the method that the government used at that time was to benefit from the developed

countries, which could provide the experience and the technology that Saudi Arabia needed to

deliver the modern urban plan. As foreign companies had already explored for oil in Saudi

Arabia, the Saudi government was well placed to gain from this experience and appropriately

exploit the relevant technologies. Al-Naim (2011) discusses in detail the considerable change

that Aramco applied in the Eastern region and the ‘’conflict’’ between traditional cultural

principles and the introduction of a modern Western picture. It could be said that the first

modern urban plan appeared in the late 1950s when the Al-Malaz neighbourhood construction

was completed (Figure 5)(Al-Naim, 2011). It is noticeable that other cultures, such as those of

America and Europe, have significantly influenced the new Saudi urban plan to deliver the

modern urban plan. Indeed, a new era for Saudis opened up, following an examination and

implementation of a new modern lifestyle based on the western style. This started in the

Eastern region where the first American oil company worked, and whose influence spread to

Riyadh, the capital of Saudi Arabia, and subsequently has spread throughout the whole country.

However, in the 1960s noticeable urban development is clear to see. Housing concepts

began to appear and people moved from their traditional places to the new houses in Al-Malaz.

Therefore, buildings concepts started to change, which opened the door to engage further new

urban concepts in the area, such as modern urban planning and architecture. A new level of

urbanisation clearly appeared as a result of people flowing from different cities in Saudi Arabia

to the capital for the job opportunities that caused urban growth throughout the whole city (Al-

Naim, 2011). Such growth encouraged the government to find solutions to control the flow of

people into the city. A global competition was carried out to plan the new capital in 1968, which

was won by Doxiadis Associates of Athens, and the city was completed in 1971 (Al-Naim,

2011)(Figure 6). Thus, the new Riyadh appeared in a new form, which allowed for the

beginning of a new urbanisation in line with other modern cities in the world. Studies have

discussed the first master plan of Riyadh and found three major principles that are outlined as

follows:

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Figure 6: The master plan for Riyadh, designed by Doxiadis Associates (Al-Hathloul, 2002)

A city wide gridiron plan comprising a system of highways that circumscribe super-

blocks of 2 x 2 km, on the slightly undulating terrain of the city. It sorts the city area into

a functional land-use plan which has left the city with a profound urban form, essentially

a lower-income service-oriented, industrial south-west, set against an upper-income

residential, commercial and administrative north-east;

City-scale zoning regulations, which include type and density of residential

development, and minimum lot sizes for new residential areas;

The inclusion of a detailed design of individual Action Area Plans, covering 11.5km2 in

an effort to revitalize the City’s centre.

(Mubarak, 2004: 481)

It is clear that this urban planning was new in Riyadh, where land use was employed as the top

priority in the master plan. It could be suggested that these three principals have influenced the

city’s future significantly, because the city residents have gained several benefits beyond the

mere planning. For example, the master plan of Riyadh was built on a modular grid, simple,

straight and easy to control (Mubarak, 2004). Consequently the traditional build environment

fell out of favour and the people turned to modernization.

The influence of Riyadh on all the other cities in Saudi Arabia is clear. One of the

supporting factors that have encouraged urban development in Saudi Arabia is the

government’s initiative for the public sector (Mandeli, 2008). It is apparent that the Saudi

government takes urban development very seriously. From the outset they created the Central

Planning Organization (CPO), or the Ministry of Planning and the Ministry of Municipal and

Rural Affairs as it is called today (Al-But’hie and Eben Saleh, 2002), which is responsible for

studying and planning a Developing Plan that identifies the national development objectives

and establishes targets for various sectors of the national economy, such as municipal services

for each five year period of time called the Five Year Plan (FYP) (Al-But’hie and Eben Saleh,

2002; Mandeli, 2008).

The first five-year plan in Saudi Arabia was for the period from 1970 to 1975 (Mandeli,

2008). However, in 1970 the government developed the concept of combining six five-year

plans in order to have a major goal to apply urbanisation and industrialisation onto the country

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areas in Saudi Arabia. Additionally, research has found that the FYP purpose is mainly as

follows:

Set physical infrastructure targets;

Develop human resources;

Provide an overall-spending framework.

(Al-But’hie and Eben Saleh, 2002: 4)

It is clear that Saudi government has planned the country’s future in short-term and long-term

periods. The short-term periods are represented in each FYP, but the long-term plan takes six

FYPs as whole, and represents planning for three decades which significantly helps the

development of Saudi Arabia.

It could be suggest that the 1970s presented a clear image of Saudi Arabia moving

towards modernity. One of the intelligent steps that the Saudi government has made to

encourage their residents to build their own houses was by offering them mortgage loans in

1974 (Al-Naim, 2011). Indeed, such loans have contributed to changing habitation in Saudi

Arabia. The traditional buildings started to decrease and more modern design, or as Al-Naim

(2011) said ‘Western design’ has become more noticeable. It could be said that new design

thinking started, which opened the door for buildings’ design to include new functions that

could fulfil the new needs of buildings’ users, which we will discuss in the next chapter.

Eben Saleh (2002) argued that two elements have influenced the design of urban

development in Saudi Arabia, the religious law (Shariah) and cultural norms and social

conventions (Urf). These elements draw the shape of urban development in Saudi’s community.

Additionally, all aspects of life are dominated by Shariah and Urf which present challenges for

Saudi’s community to adapt to international development.

Al-Naim (2011) has discussed the collision between tradition and modernity in Riyadh.

He found that the term of modernity was significantly linked with westernisation both in

people’s minds and in literature. It could be suggested that such links are caused as a result of

new building design and unfamiliar urban development being forced on people in the region.

However, the story of urban development in Riyadh describes the clash that goes beyond two

different cultures facing each other and is reflected on people’s lifestyle in the region. In

addition, the Arabian people are proud of their identity, which is the main reason for refusing

any foreign influence that could change this identity. In fact, Saudis have gained their identity

from different aspects, but the most influential sector that affects their identity is the

surrounding environment (Al-Naim, 2011). It has been found that the issue of identity has

appeared as a concern as result of links between the modernization process and westernisation.

However, in 1976 the Saudi government decided to review the master plan of Riyadh

designed by Doxiadis as result of city expansion that skipped the first urban plan for the city.

This review was assigned to the French SCET International to make suggestions for the short

term, whilst continuing to apply the old urban development methods until the revision was

finished(Al-Naim, 2011). In 1982, the Saudi government approved the suggested review that

presented the city with a clear urban planning model that consists of a grid system design (Al-

Naim, 2011). It has found that both urban development planning take six years from the review

being assigned to approving the design from the government. However, the second urban

development plan can be considered as an upgrade of the Doxiadis planning which clarifies

more details in the design.

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Figure 7: Views of the 1983 King Khalid International Airport (Al-Hathloul, 2002)

Figure 8: A view of the 1984 campus for the King Saud University (Al-Hathloul, 2002)

2.1.3. Riyadh Development During 1980s to late Nineties The 1980s are considered as a period of great projects in Riyadh’s history (Al-Naim,

2011). During this period oil prices rose which encouraged the Saudi government to decide to

start a number of large projects, including revitalising the historical area in Riyadh (the Qasr Al-

Hokm). Al-Hathloul (2002) mentions that the price rise in oil led to Riyadh witnessing a

wonderful boom in construction during this period of time. In 1983, two major projects were

built before the Qasr Al-Hokm renewal project started, which influenced the architectural and

urban development of Riyadh. The King Khaled International Airport was constructed (Figure.

7) and, a year later, the campus of King Saud University followed it (Figure 8). Al-Naim (2011:

134) said that all those projects made the capital city “attractive to architects”. In fact, during

the period from 1977 to 1986 there were on average 11,500 buildings permits issued each year

in Riyadh, which pushed Riyadh to being described as “the biggest construction site in human

history” by Newsweek Magazine (Al-Hathloul, 2002).

The Qasr Al-Hokm project was divided into three phases (Al-Naim, 2011). The first phase

of the project took one year to finish, from 1984 to1985 and included three buildings, Emara

(city government headquarters), The Mayoralty and Police Headquarters (Al-Naim, 2011: 134).

It is clear that these projects were considered as a cure for the conflict between tradition and

modernity in the city, and led to a new architectural method called “new traditionalism”, that

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Figure 10: A view of the 1986 al-Kindi Plaza in the centre of the Diplomatic Quarter (Al-Hathloul, 2002)

Figure 9: A site layout plan for the Diplomatic Quarter project (Al-Hathloul, 2002: 7)

saved the city’s identity (Al-Naim, 2011). The second phase of the Qasr Al-Hokm project started

in 1988. This phase consisted of a number of buildings, the Justice Palace, the Grand Mosque, the

Al-Meqillyah shopping mall and a number of plazas (Al-Naim, 2011: 134). In 1992, the second

phase was ready for use having taken four years to complete. In addition, the buildings in this

phase are considered to hold the new traditional values in the Arab world (Al-Naim, 2011).

However, the period between the end of the first phase of the project (1985), and the start

of the second phase (1988) witnessed the appearance of many architectural projects that

considerably influenced the urban development of Riyadh. In 1987, the Diplomatic Quarter was

opened and consisted of a number of influential projects such as the al-Kindi Plaza that was

constructed in 1986 (Figure 9), which contains the building of Riyadh Development Authority,

the Friday Mosque and surrounding commercial facilities. Al-Naim (2011) presented two major

ideas that were first introduced to the capital through this project. The first idea is a semi-gated

community, which was unknown in Riyadh; the second is the development of the central area

and creation of the Sahat Alkindi Plaza.

Additionally, the Diplomatic Quarter has played an important role in Riyadh’s urban

development (Figure 10). It was planned as a self-contained neighbourhood by the Riyadh

Development Authority to contain foreign embassies and the Ministry of Foreign Affairs (Al-

Hathloul, 2002). These foreign embassies were originally in Jeddah because as Al-Hathloul

(2002: 7) said from his points of view “These had been located in the city of Jeddah, which was

viewed as a socially more open environment than the conservative Riyadh”. It is believed that the

transfer of those embassies to Riyadh opened up and supported the new urban development

planning for the city as result of adding new communities, which greatly influenced the capital.

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Al-Hathloul (2002) discussed the layout plan of Diplomatic Quarter because it consisted of

different facilities that were new to the community of Riyadh at that time. The project has a

commercial space, offices, some governmental services and the Friday Mosque. The brown area

presented embassy buildings, ambassadors’ residences and basic facilities. The yellow colour

represents the residential clusters in the project, which are sited away from the embassy

buildings. The public facilities include a nursery school, Mosques, schools, shopping centres and

medical centres shown in blue and central facilities shown in red. It is noticeable that the

Quarter contains most of the facilities that users and residents need, and which confirm its

design as a self-contained neighbourhood. In fact, this concept of a neighbourhood designed for

30,000 private homes and 120 embassies (Al-Hathloul, 2002) is new in Riyadh. Al-Naim (2011)

found that the central area of the Diplomatic Quarter was sending a message that even if the city

was moving steadily towards modernisation, it would still invest taking into account its cultural

identity.

Furthermore, the third phase started in 1996 with the construction of the Alta’ameer

shopping mall(Al-Naim, 2011). However, the Qasr Al-Hokm project was in reality complete with

the finish of its first two phases and the last phase was consider as the finishing touches for the

project (Al-Hathloul, 2002). Many studies have discussed the importance of the Qasr Al-Hokm

project on Riyadh’s urban development (Al-Hathloul, 2002; Al-Naim, 2011). As a result of the

development in Riyadh’s structure, and that Qasr Al-Hokm was at the core of the city, it became

necessary to develop the area to be more compatible with the new city development. Also, the

core project of Riyadh would prevent any conflict that might appear as a result of the arrival of

new cultural concepts.

“The most distinctive project is the Qasar Al-Hokm district in Riyadh. This complex

is an interesting example of the significance of culture, history and architecture in

contemporary Saudi Arabia” (Al-Naim, 2011: 137)

It can be seen that the main concept of the Qasr Al-Hokm project was to mirror the culture

and history of Riyadh. In addition, the old Riyadh has changed considerably from its old form, in

that numerous parts were destroyed and new streets appeared. The Qasr Al-Hokm project was

aimed at enhancing the urban centre of the capital and represented its old spirit, historical

image and traditions (Al-Naim, 2011). Most studies consider this project as a premium example

emphasising the characteristics of the inclusive approach in Saudi Arabia. Indeed, the project

represents a traditional human and spiritual sense as an urban project achieved by applying the

ability to reproduce the individual picture within the cultural image (Al-Naim, 2011).

2.1.4. Riyadh and the emergence of the contemporary It is clear from all mentioned above that Saudi Arabia has moved to modernization

through studying steps that have saved its culture identity. It could be said that culture plays an

important role in Saudi urban development. However, in the last decade, the concept of identity

was seen as no longer being required (Al-Naim, 2011). A number of wide and long streets have

been built in the city, linking the capital’s areas with each other, such as King Fahad Road and

King Abdullaziz Road. In addition, many high-rise towers have appeared with steel and glass

façades.

It would appear, therefore, that Riyadh was moving towards globalisation before the

twenty-first century. The capital has been trying to become an Arab metropolis. Two important

projects have appeared in Riyadh located in Al’Ullaya Road and King Fahad Road; Al-Faisaliah

Tower, which was finished in the 2000s (Figure 10) and the Kingdom Tower, which was

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Figure 10: A view of AL-Faisaliah Tower (Salmi, 2008)

Figure 11: A view of the Kingdom Tower in Riyadh (Gulf News, 2010)

finished in 2003 (Figure 11) (Al-Naim, 2011). Al-Faisaliah Tower was considered as the highest

building in the Kingdom of Saudi Arabia at the time of its completion (2000s). The project

contains a five star hotel, offices and a shopping mall with a total of 30 floors and is 266 metres

high (Al-Hathloul, 2002). However, the Kingdom Tower came later, at 300 metres more than Al-

Faisaliah to record the highest construction in Saudi Arabia. It consists of a five-star hotel,

offices, department stores and a shopping centre (Al-Hathloul, 2002). It is believed that these

projects helped the capital to be considered as a global city; the effect of globalisation being

apparent in the city with these types of projects.

It is clear that Riyadh today is completely different from the Riyadh of yesterday. The

urban environment over the last five decades has changed and developed significantly. In

addition, people’s attitudes have changed from those who were fanatic for tradition to those

who are interested in the global outlook. The capital has opened up for all people who came

looking for job opportunities and became a target for those who want to improve their financial

situation.

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Table 1: The population of Riyadh from 1952 to 2006 (Riyadh Municipality, 2006)

Figure. 12: Increase in the population of Riyadh

Further, through the development of the city the population has increased significantly.

According to the Riyadh Municipality the population of the capital has increased year by year as

shown in table 1.

It is clear from table 1 that Riyadh has witnessed an incredible increase in its population

as it has expanded through the years. The large growth started in 1987 when the numbers

reached 1,389,000 but this number jumped to 3,100,000 within the next 10 years the difference

being 1,711,000. It could be said that different aspects have affected urban growth, such as land

development and a new build environment in the capital of Saudi Arabia. Planning new

neighbourhoods in several places in the city became urgent for the Saudi government to contain

such increased numbers of people.

Moreover, it could be seen that Riyadh is a good example of the phenomenon of

urbanisation. The continuous movement of people from the whole kingdom to the capital for

work opportunities has forced the government to consider growth management as one of their

priorities to avoid overpopulation issues. According to the Central Department of Statistics and

Information the population of Riyadh rose to 5,188,286 in 2010. The increase in the population

is important evidence that the city has expanded and improved dramatically (Figure 12).

It is clear from the chart that the increase in the population of Riyadh has been

considerable since the 1950s. In addition, the increase in population has been a common feature

in the other major cities in Saudi Arabia - Jeddah and Makkah. However, Riyadh is the biggest as

result of its political location as the capital of the kingdom. Moreover, the increase in Riyadh’s

population is one of the reasons that has limited the conflict between tradition and

No The period The population

1 1952 80,000

2 1960 160,000

3 1968 300,000

4 1974 662,000

5 1987 1,389,000

6 1997 3,100,000

7 2004 4,260,000

8 2006 4,600,000

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Figure 13: General view of the King Abdullah Financial Center (Larsen, 2011)

modernisation and helped the city to open the door to globalisation.

It can be inferred from all mentioned above that Riyadh has experienced very fast growth

in the last five decades. The development in the city as well as in people’s lifestyle is important

evidence that the capital became thirsty for new urban development that has improved the

quality of the life. However, in the next lines more evidence will illustrate that Saudi Arabia will

be a suitable environment to embrace the concepts of intelligent cities.

2.1.5. Riyadh in the new form The twentieth-century witnessed massive development in the Riyadh urban area. The city

began to be global with the Al-Faisaliah Tower (2000) and then the Kingdom Tower (2003) as

discussed above. However, further projects have since appeared which have greatly contributed

to the spreading of the term ‘globalisation’. Al-Naim (2011) mentioned that one of the most

importance projects started in Riyadh is the King Abdullah Financial District (KAFD) (Figure.

13). Modern Riyadh has become strongly identifiable through the fact that a number of projects

support many concepts such as sustainability. The concept of sustainability has become one of

the Saudi government’s requirements for most of their new projects in recent times. Phase 1 of

the KAFD master plan was initiated by an international competition to award the design of the

financial district in 2006, to finish in 2011 (Kurek, 2007).

The project’s aim is to transform the area of Arabian wadi Hanifa (Hanifa Valley) in

Riyadh into an active and attractive urban facility covering most investors’ needs, such as

financial organisations, residential and entertainment areas, shops, restaurants, hotels, and

conference and sports facilities (KAFD, 2006). The site is located in the north of Riyadh with

space of 1.6 million square metres to implement the scheme and 3.5 million square metres of

floor space for the development works (Kurek, 2007).

“We are blessed with a robust economy, a stable currency and a strong financial

sector with equally strong supervision” (King Abdullah bin Abdullaziz, 2006)

(KAFD, 2006: 1)

It is clear that Saudi Arabia can support its place in the world economy through this

kind of project. Kurek (2007) mentioned that such projects could help to develop Riyadh

into an icon of the modern financial world. Indeed one of the main purposes underpinning

the construction of the KAFD is for Riyadh to be developed as such an icon and to become

the leading financial centre in the Middle East through applying the vision of the project,

which is to join business activity to a rich recreational environment. It is intended that this

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aim will be achieved through applying different concepts such as sustainability and

intelligent cities. It has been seen that the scheme vision has already been applied in the

master plan design by the provision of “a high degree of flexibility to adapt and respond to

future needs as expansion and long-term growth of the financial district (takes place)”

(Kurek, 2007: 4). It is clear that the definition of sustainability matches with such

provision. It could be said that the concepts of sustainability are evident in the projects

from their initial stages, a further aim of which is to present a world-class example of

sustainability development (Kurek, 2007).

One of the common features highlighted in the KAFD is the consideration of the Saudi

identity in its design. In addition, Kurek’s paper mentions that the aim of the KAFD is provide

the area a considerable sense of identity besides an appealing atmosphere for the financial

district and for the citizens of Riyadh (Kurek, 2007). Al-Naim (2011) found that it is erroneous

to argue that this project and others could reduce the idea of identity and traditionalism. It

could be said that the Saudi identity is not found just in the city’s architecture but it is in

people’s life style as well. For example, Kurek (2007) describes the KAFD design as old Arabian

cities surrounded by a city wall. This feature supports the idea that Saudi urban development is

following global development but through Saudi methods.

From the project, it could be inferred that the Saudi government is planning to create a

‘mini city’ within the city of Riyadh. For instance, the project offers most of what people need for

their lives, such as a varied mix of offices, together with residential, educational, sports and

cultural facilities. Kurek (2007) in his paper has mentioned that the district will be a reflection

of the kingdom in general, and of the capital city in particular, through a number of benefits

some of which are listed as follows:

Provide economical balance in the Kingdom;

Raise employment opportunities, in both the construction and operation stages of the

project;

Ameliorate the public transport system in Riyadh;

Supply a number of facilities for the Riyadh public, such as restaurants, fitness clubs and

other entertainment.

It could be said that the KAFD will change the capital city by significantly enhancing the quality

of life. However, the influence of the KAFD will reflect on the environment as well as the city, as

result of applying concepts of sustainability to the project as whole.

In addition, Riyadh will also embrace one of the effective projects that will significantly

change the features of the capital. The King Abdullah International Gardens (KAIG) located in

the South West of Riyadh is one of those projects which will be considered as an international

case study for the use of sustainable development techniques with a total area about 160

hectares (Welch and Lomholt, 2007) (Figure 14). As an example, the project depends on natural

resources to provide energy such as solar energy, wind energy and combined heat. It is also

planned that the KAIG will benefit from the rain by collected and stored in underground

reservoirs for the purpose of irrigation and recycling use (Welch and Lomholt, 2007). The

project has been designed to lead the world to a greater understanding of the procedure and

significance of climate change and to examine associated problems (Riyadh Municipality, 2011).

KAIG is a botanic garden that will be a part of a number of similar projects around the

world such as Jardin des Plantes in Paris, Kew Gardens in London and the Singapore Botanic

Gardens (Riyadh Municipality, 2011). In fact, the KAIG consists of a number of gardens, the

Paleobotanic Garden, Scientific Garden, Wadi Garden and Water Garden. Each garden has a

number of facilities such as the Devonian Garden, Carboniferous Garden and Jurassic Garden in

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Figure 14: General view of the King Abdullah International Gardens (Riyadh Municipality, 2011)

Figure 15: Different gardens view in KAIG (Riyadh Municipality, 2011)

the Paleobotanic Garden, and the Discovery Garden, Physic Garden and Butterfly Garden in the

Scientific Garden (Riyadh Municipality, 2011)(Figure 15).

It could be said that this project is the first of its kind in the Arabian Gulf countries which

could positively influence the region’s environment. It is estimated that the gardens will bring

several environmental and economic benefits to Riyadh. On one hand, the science sector in the

KAIG is developing the study of environmental issues to find conclusive solutions which will

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Figure 16: A view of Makkah Holy Mosque (Ministry of Hajj, 2011)

benefit human life. Further, the KAIG will contribute significantly to the issue of climate change

in the area. On the other hand, it is no doubt that tourism is an important source of income for

this country and this kind of project will refresh this industry, especially in the capital, which

could help to improve the quality of life considerably and also contribute to the Saudi economy.

It can be inferred that the capital of Saudi Arabia has passed through different phases of

development. The common feature in all these development phases is saving the Arabian

identity of the city. However, in the last decade the quality of the projects has been changed

considerably. The Saudi government is planning to transform Riyadh to be the Arab

metropolitan area in the Gulf region. It has been suggested that the development of Riyadh

urban area was unique and had its own features. Thus, such a development has encouraged the

capital to find suitable methods of delivering the environmental needs of the people and as a

result has found a variety of solutions in recent times.

Furthermore, the development of Saudi’s capital city has become synchronised with the

country’s revival; in other words the development in Riyadh is reflected in the development that

we can see in other cities in the Kingdom. However, the most important city not just for Saudi

Arabia but, for all Muslims is Makkah. It is one of the oldest cities to have its special identity and

unique events, which combine to create a huge amount of pressure on the Saudi government to

deliver residents’ and visitors’ needs. In the next lines the chapter will present the urban

development phases in the Holy City since the 1950s.

2.2. Case of the Holy city (Makkah) and Western Region in Saudi Arabia It could be suggested that development in Saudi Arabia is growing sharply. In addition to

oil, other reasons that are contributing to the development of Saudi Arabia are the Holy

mosques in Makkah (Figure 16) and Madinah (Figure 17). The locations of these mosques,

which are considered as the greatest buildings in the world for all Muslims and the soul of Islam,

influence the Saudi Arabian development process from several different aspects. For example, it

is difficult for Saudi people to invite development plans from other countries without paying

due respect to those Holy mosques. Nevertheless, this reason has encouraged the Saudi

government to present development plans that are adapted to the needs of the people of the

region. However, here in the case of Makkah, the Holy Mosque has significantly influenced the

architecture and the urban development.

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Figure 17: General view of the Madinah Holy Mosque (Ministry of Hajj, 2011)

3. Saudi Arabia Sources

3.1. Energy Saudi Arabia is one of countries that exporting energy for the world (i.e. Oil). According to

the Organisation of the Petroleum Exporting Countries (OPEC) Saudi Arabia has 22.2% of the

world oil reserves which consider the second large reserve in the world (OPEC, 2012). In

addition, it is important to point that Saudi Arabia depends on the oil exportation significantly

as main incoming source. However, the largest exporter of oil is consuming great amount of

energy inside the country. The demand for oil and gas in Saudi Arabia is growing 7% per year

(Lahn and Stevens, 2011). Thus, the national consumption will be twice in the next ten years

with this rate of growth.

‘’One indicator of the problem has been the rise in the burning of heavy fuel oil

and crude oil to generate electricity when gas cannot meet the surge in demand

for cooling during the summer months’’ (Lahn and Stevens, 2011: 1)

Those information have presented in Lahn and Stevens (2011) report who outline the expected

crisis of energy in Saudi Arabia. A critical review for the issue of energy has produced with a

number of recommendations for tackling this issue. This pushes the author to use this report to

support the research arguments.

Saudi Arabia consumes 2.8 million barrels per day which means 25% from the total national oil

production. Therefore, it is expecting that the country will be net oil importer by 2038 (Lahn

and Stevens, 2011) (Figure 18).

It can see that the exportation of oil will start decreased by 2020 which threatens the

Saudi economic significantly. On the contrary, the natural gas liquids will become steady by

2020. Also, the total oil consumption has been recovered speedily as result of the speed growth

in the country. Further, while the energy demand in Saudi Arabia has increased dramatically,

the percentage of oil supplies as share of total primary energy consumption decreased steeply

(Figure 19).

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The amount of energy used in Saudi Arabia consider as extreme when compared with other

countries have more population and biggest area. Figure 20 illustrated the energy consumption

for selected countries.

It is clear that the consumption of energy slightly more than the United States and almost

double the consumption of Japan. In fact, Lahn and Stevens (2011) found that Saudi Arabia is an

outlier by world standards on a purchasing power parity (PPP) basis. For example, in 2007 the

energy intensity of Saudi Arabia was almost double that of Malaysia in comparable population

Figure 18. Saudi Arabia’s oil balance on a business-as-usual trajectory (Lahn and Stevens, 2011: 2)

NGL= natural gas liquids

Figure 19. Saudi Arabia’s historical energy consumption pattern (Lahn and Stevens, 2011: 4)

Figure 20. Energy consumption per capital in selected countries (Lahn and Stevens, 2011: 5)

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0

50

100

150

200

1990 1995 2000 2005 2007 2008 2009

mill

ion

to

nn

es o

f o

il eq

uiv

alen

t

1990 1995 2000 2005 2007 2008 2009

Saudi Arabia 59.8 87.5 101.3 145.5 144.1 154.1 157.9

Kuwait 9.1 14.9 18.8 26.4 26.4 27.9 30.2

United Arab Emirates 20.4 27.6 34.4 43.2 51.7 58.4 59.6

Qatar 6.2 8 10.7 16.9 22.7 23.1 23.8

Oman 4.2 6.5 8.3 10.9 14.8 16.4 15.1

Bahrain 4.4 4.9 5.9 7.5 8.8 9.2 9.5

size and level of development between both countries (Lahn and Stevens, 2011). However,

generating electricity is one of the main factors that eat energy in Saudi Arabia. In addition, as

result of high temperature in the country, air-conditions demand have increased during the

summer significantly which accounted for almost 52% of the total consumption of energy (Lahn

and Stevens, 2011).

3.2. Emission It could be said that constructions in Saudi Arabia consuming significant amount of

energy. In contrast, the percentage of CO2 emission has been increased as well (Figure 22). It is

clear that since 1990s the volume of CO2 emission from construction sector in Saudi Arabia has

increased considerably. In addition, this rise has been continual which could affect the

environment in Saudi Arabia significantly. Therefore, high energy consumption in Saudi Arabia

not just affects the economy of the country, but also environment and human health will be

effected as well.

Figure 21. Total primary energy supply for selected GCC countries (Van der Hoeven, 2011)

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According to Living Planet Report 2012 the carbon emission from the Arabian Gulf

countries is the highest in the world (WWF, 2012: 44). Saudi Arabia has the lowest ecological

carbon footprint per person in comparison with other countries in GCC (Figure 23) (Figure 24).

Figure 22. CO2 emissions from residential and commercial and public services buildings in Saudi Arabia (million metric tons) (Barrientos and Soria, 2012)

Figure 23. Ecological footprint per countries per person for selected GCC countries (WWF, 2012: 44)

0 2 4 6 8 10

Qatar

Kuwait

United Arab Emurits

Oman

Saudi Arabia

8.9

7.69

5.96

3.27

2.43

Qatar KuwaitUnitedArab

EmuritsOman

SaudiArabia

CO2 emission 8.9 7.69 5.96 3.27 2.43

CO2 emission

*Global hectare (gha): A productivity weighted area used to report both the bio-capacity of the Earth, and the demand on bio-capacity (the Ecological Footprint), where 1 gha represents a biologically productive hectare with world average productivity.

*gha

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0 10,000 20,000 30,000 40,000 50,000

Saudi Arabia

United Arab Emirates

Qatar

Kuwait

Oman

Bahrain

kg CO2/ capita

Saudi ArabiaUnited Arab

EmiratesQatar Kuwait Oman Bahrain

CO2 emissions 16,166 31,973 40,117 28,881 13,690 28,856

From the aforementioned, it is clear that the problem of Saudi Arabia is not emissions but

is high energy consumption what is drive to high natural source consumption. Indeed, reducing the energy use in Saudi Arabia will reflect on different sectors in the country on the economic and environmental level.

Figure 24. Total CO2 emissions from fuel combustion per capita for selected GCC countries in 2009 (Van der Hoeven, 2011)

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APPENDIX 3

Summarising Different Key Papers Table of Environmental Rating Tools

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Study Tools Aim Units of comparison Result

Reijnders and van Roekel (1999)

ATHENA(CA), BREEAM(UK), EcoProfile(N0), ECOPT-ECOPRO-/ECOREAL(DE) and ECO-QUANTUM(NL)

evaluated the comprehensiveness of selected methods on the basis of their coverage of the indoor environment and the major determinants of the environmental impact on the genera

Indoor environment, Design, Siting, Orientation, Building materials, User behaviour, Energy input during use, Water input during use and Demolition/ deconstruction.

BREEAM and EcoProfile suggested improvements were needed for a more solid basis to allow accurate estimates of the environmental impacts of such improvements to be made. -LAC-based methods include in-depth coverage of environmental impacts associated with design and building materials. However, LCA-based methods do not cover the total range of relations between buildings and the environment such as the indoor environment, siting and user behaviour.

Cole (2000)

BREEAM, BEPAC(CA), LEED(USA), GBC and HK-BEAM(HK)

reviews, addresses and discusses different environmental issues associated with the building construction process and the way in which they are currently represented in building environmental assessment methods

- Resource use, ecological loadings and health issues should be included and organised into clearly defined subcategories within the structure of the assessment methods.

Jönsson (2000)

LCA, Eco-labelling, EPM(NL), The Folksam(SE), EDSBP (SE) and the Natural Step(SE)

analyse and compare the selected approaches to the environmental assessment of building products to help users interpret the information provided and select the most appropriate approach for a specific situation

Using a framework distinguishes between generic aspects, contextual aspects and methodological aspects.

-The relationships between the groups of actors involved in the creation and use of a tool and the stakeholders they represent affect the design of a tool. These approaches are all concerned with enhancing the external credibility of their results. -The concern for high transparency limits the applicability of an approach and so has implications for the use of the tools. -An approach using a standardised procedure or model has high credibility, but may suffer from low flexibility. -A less standardised approach is more flexible, but the results may have lower formal status. -No one approach can be optimised to meet the demands of all possible users at the same time and hence the same stakeholder may need different tools for external communication, external decision support and internal product development. -The differences in scope between the approaches are regarded as useful linked with recommending high transparency in a tool.

Todd et al. (2001)

GBC, BREEAM, LEED, EcoProfile(NO), ESCALE(FR) and EcoEffect(SE)

compare and discuss the selected tools in order to explore the contributions of GBC and its potential role in the future

Dealing with scale, scope, end use, inclusion of sustainability concepts, structure, type of criteria and specific elements.

-GBC is most useful as a reference and basis for developing a domestic assessment method. -Economic, social, cultural and historical contexts all play an important role in determining the type of barriers and opportunities that could face developing countries to develop a domestic assessment method. -GBC has played an important role in the continuing discussion of building performance assessment and could continue to play an important role in the future.

Forsberg and von Malmborg (2004)

ELP, Eco-Quantum, Bee, BEAT 200 and EcoEffect

describes and compares chosen tools for the quantitative environmental assessment of the build environment

environment incorporating contextual aspects (type of decision maker, overall purpose, specific objective/primary type of building and object analysed) and methodological aspects (investigated dimensions, type of environmental parameters investigated, basis of comparison, system boundaries, presentation of results and top level aggregation of results)

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Cole (2005)

BREEAM, LEED and GBTool(International)

Compare and analyse selecting tools to redefine and clarify the emergent role of assessment methods

The scope of performance issues, structured, scored and communicated characteristics, and organising environmental criteria in ways that facilitate the conducting of an assessment is necessary.

-The structure of assessment method criteria has profound implications for the output of the performance evaluation. -Environmental assessment systems, technical barriers and fundamental issues are significantly affected by the use of language in a system. -The relationship between an assessment method and other complementary mechanisms assumes considerable importance.

Sinou and Kyvelou (2006)

BREEAM, LEED, GBTool, CASBEE(Japan), HQE(FR) and VERDE(ES)

Review and compare the most frequently used tools

Regarding site, indoor environment, energy, materials resources, water, transport, health, social and economic issues, comfort, management, services, long term performance, design aesthetics and functionality.

-There is no single method which includes all the parameters, especially economic, social and comfort ones. -All tools focus on energy, landscape-site, resources and quality of the indoor environment.

Abbaszadeh et al. (2006)

LEED

Compare green buildings with non-green buildings by measuring the occupants’ satisfaction with IEQ in their workspace.

Focusing on office layout, office furnishings, air quality, thermal comfort, lighting, acoustics, cleaning and maintenance, overall workspace and the overall building.

Great benefits have been delivered through green building but there is a need for innovative strategies that add optional spaces with quiet and privacy.

Fenner and Ryce (2008)

BREEAM and LEED Canada-NC 1.0

compare two tools in order to determine the effectiveness of commonly used building rating systems and to propose improvements to the selected methods

Taking into account performance credits, environmental aspects, scopes, intelligibility and complexity of tools’ specifications and usability

-The assessment method could affect how a construction supply chain might achieve credit and lead to the designer community consciously assessing how to improve green buildings for the population. -Including economic and social aspects will become important in future tools.

Ding (2008)

BREEAM, ABGR((AU), AccuRate(CSIRO), BASIX, BEPAC(CA), CASBEE, CEPAS(HK), CPA(UK), DQI(UK), Eco-Quantum(NL), EMGB(TW), EPGB, GBTool, GHEM(CN), Green Star(AU), HK-BEAM(HK), LEED, NABERS(AU), NatHERS(CSIRO), SBAT(ZA) and SpeAR

An overview and analysis of environmental rating tools used in different countries

Incorporating tool characteristics and limitations in assessing building sustainability.

-Applied sustainable development concepts in construction help ensure long-term ecological, social and economic growth in society. -Current environmental assessment methods do not adequately and readily consider environmental effects in a single tool; they do not assist in the overall assessment of sustainable development. -Assessment methods provide a methodological framework to measure and monitor the environmental performance of buildings, alerting the building profession to the importance of sustainable development in the building process. -Great communication, interaction and recognition between members of the design team and various sectors in the industry are required to promote the popularity of existing assessment methods. -Major obstacles to the acceptance of environmental building assessment methods are still the inflexibility, complexity and lack of consideration of a weighting system.

Lee and Burnett (2008)

HK-BEAM, BREEAM and LEED

Compare selected tools by statistical analysis of the energy assessment of the baseline buildings.

The baseline buildings, performance criteria and the credit scales.

-The ASHRAE standard 140 is the most used with simulation tools. -The certified buildings are in the top 25% of market positions. -The assessment results are not affected by the difference in energy use assessment methods, baseline buildings, simulation tools and performance criteria. -Developing a generic assessment framework to facilitate international comparisons is focusing efforts internationally.

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Haapio and Viitaniemi (2008a)

ATHENA, BEAT(DK), BeCost(FI), BEES 4.0(USA), BREEAM, EcoEffect, EcoProfile, Eco-Quantum, Envest 2(UK), Environmental Status Model(SE), EQUER(FR), ESCALE(FR), LEED, LEGEP(DE), PAPOOSE(FR) and TEAM(FR)

Review national tools in order to clarify building environmental assessment tools by analysis, and categorised these tools

Assessed buildings, users of the tools, phases of life cycle and tools database.

-It is difficult to compare the tools and their results as result of differences in building types, phases of the life cycle and the dependency on different databases and guidelines. -The economic and social aspects are neglected and which tools to use should be considered carefully for successful assessment of sustainability. -The high quality building of today will be the low quality building of the future.

Haapio and Viitaniemi (2008b)

ATHENA

Analyse different structural solutions and building materials to determine the effect of them on the result of the environmental assessment of a whole building over the building’s life cycle.

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-Service life issues have not been thoroughly considered in the environmental assessment of buildings. -The benefits will be maximising service life when included properly into buildings’ environmental assessment. -The service life of the item is not necessarily over even if the item is obsolete. -Clarification between the relation between service life planning and environmental tools is required.

Reed et al. (2009)

BREEAM, LEED, Green Star and CASBEE

Compare global sustainability tools and examine their characteristics and differences to provide a direct comparison between tools from different countries.

Standards, issue weighting methods and tools categories.

-High levels of variation between tools rating have been found. -Greater transparency is required for the market of international assessment. -Decrease the differences between rating methods to reduce users’ confusion. -Common green materials are required for effective standards of the markets. -Each tool has its unique characteristics and focus and so using the same rating tool in each country is not possible. Such characteristics could prevent the take-up rate of tools and create a barrier to increasing the knowledge about sustainability and buildings. -Old buildings are the largest offenders of sustainability when all building types should be included. -Critically the absence of a truly international sustainable rating tool does not hinder the goal of more sustainable buildings

Mao et al. (2009)

BREEAM, LEED, SBTool, CASBEE, BCA-GM(SG) and ESGB(CN)

compare several mainstream sustainable assessment tools which highlight the similarities and differences among them, based on different regions respectively

Tools baseline, building phases, categories, labelling, providers, market consideration, flexibility and weighting system.

-Reasonable relationship among tools found and BREEAM is the foundation of the development of the others. -Similarities between tools have been found in terms of the foundation, phases, application, categories and labelling. -Differences have been found in terms of providers, market consideration, flexibility and weighting systems. -Economic and social aspects are neglected.

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Roderick et al. (2009)

BREEAM, LEED and Green Star

Review and compare three rating tools to determine the effect of energy performance that are assessed with energy credits under those tools

Standards, scope, simulation tool, performance criteria associated with Energy.

-The assessment method used strongly affects the energy performance of a building. -The HVAC system is the heavily-weighted variable in assessment methods. -The number of parameters that assess building energy performance impact the final energy rating scores considerably.

Sebake (2009) BREEAM, LEED and Green Star

Review of different tools in order to provide an overview of green building rating tools

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-The understanding of sustainability is increasing, which requires broader comprehension of sustainability aspects in the next generation tools. -There is a noticeable improvement in adapting assessment methods with LCA to provide a more comprehensive quantitative tool. -Increased the identified need for standardisation within various industry activities in terms of environmental criteria and standardised assessment protocols to provide a basis for a common dialogue and will eventually enable the ability for comparison between different tools as a result of globalization.

Zuhairuse et al. (2009)

GBTool, LEED, CASBEE, BREEAM, HQE, VERDE, , BCA-GM and HK-BEAM

Review different tools and then compare GB Tool and the Green Market to permit different target audiences to assess their respective suitability to any given application

Characteristics and capabilities

-Adapting the process of the BCA-GM tool is possible with several adjustments to make the tool suitable for Malaysian conditions. -The GBTool was not suitable for Malaysia as a great number of adjustments would have to be made. -Most of the common environmental practices are yet to be implemented in developing countries like Malaysia, as result of lack of the required important data such as embodied energy which is relevant in the context of those particular countries.

Ali and Al Nsairat (2009)

LEED, CASBEE, BREEAM, GBTool and SABA(JO)

suggest a green building assessment tool (SABA) - a computer based program that suits the context of Jordan in terms of environmental, social and economic perspectives.

The criteria are: weighting system, tools approaches, performance, building lifecycle process.

-A green building (residential type) assessment tool suits the local context of Jordan. -Categories can be defined according to the outer boundaries of systems and they are different from region to region depending on the local context. -There are a number of similar categories shared between developing and developed countries, but they are different in each category weighting. -Each country should design their own assessment method and they can learn from other countries’ experts.

Poston et al. (2010)

GBTool, Green Star, LEED Canada, HQE, DGNB, CASBEE, GBI, Lider A, Green Mark, VERDE, Estidama, BREEAM, LEED, Green Globes

provides an evaluation of current SAMs practice and novel articulations of sustainable development in order to identify a set of key factors required to develop a holistic framework

incorporating: sustainable site, land-use and ecology, energy efficiency, water efficiency, materials and resources, environmental loadings, indoor environment, services quality, transportation, social aspects, economic aspects, cultural aspects, regional priority, management, innovation and design, awareness and education and life cycle assessment

-There are 3 roots behind the development of the range of currently available national tools: those based on the GBC frameworks, those based on LEED and those developed from an analysis of other tools available with culturally unique assessment criteria. -Many of criteria are still based on quantitative data and less on the responsive and developmental impacts on social, cultural and economic issues. -Variation and flexibility are still issues that are required to be considered within tools to allow for regional and local differences. -To achieve realistic sustainability learning lessons from novel articulations developed through natural and cultural practice is necessary. -The evidence of pressure on the environment and its resources and subsequently culture, communities and economies is now too overwhelming to be ignored.

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Reed et al. (2011)

BREEAM, LEED, Green Star and CASBEE

an investigation into the international evolution of sustainable rating tools for office buildings to compare evaluations of buildings in different countries.

taking into account: launch date, rating scales, information gathering, assessment, third party validation, certification and labelling, update process, governance, required qualification of assessors, assessor CPD requirements, compound annual growth rate, assessment fee, certification fee, cost of appeals, credit interpretation request costs, number of units certified, number of certificated buildings , availability of assessment information.

-High levels of variation between tools rating have been found. -More transparency is required for the market of international assessment. -Decrease the differences between rating methods to reduce users’ confusion. -Common green materials are required for effective standards markets. -Each tool has its unique characteristics and focus, so that using the same rating tool in each country is not possible. -Such characteristics could prevent the take-up rate of tools and prove to be a barrier to increasing the knowledge about sustainability and buildings. -Green Star has the same levels of sustainability compared with BREEAM, however, the challenge is to increase the proportion of 6 Star rated stock

Lee (2012)

BREEAM, LEED, CASBEE, BEAM Plus(HK) and ESGB

compares energy use assessments of the selected tools to provide a common basis for benchmarking incorporating assessment methods

Criteria, default parameters, trade-offs allowed, performance scales, approved simulation tools, performance indicators and assessment results.

-Assessment issues and categories of LEED are more stringent in terms of default parameters, and in performance scale among other tools. -All assessments are based on the relative approach. -LEED was found to have the most stringent and inflexible approach. -Making reference to ASHRAE Standard in approving alternative equivalents drive LEED and BEAM Plus to have set the standard of good practice. -LEED alone adopts the energy cost budget approach which achieves a balance between energy costs and emission targets.

Al-Sallal et al. (2012)

Estidama Designed a sustainable Emirati house in Abu Dhabi based on the Estidama Fareej Competition.

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-To design sustainable buildings and communities in a harsh environment is a complex task that requires a very high level of creative thinking and specialised knowledge. -A key issue is to integrate performance evaluation tools into the design process. -A holistic approach to design a sustainable house in the desert of Abu Dhabi has been presented. -The study achieved considerable improvement over the typical Emirati house case by a 59% reduction in greenhouse gas emissions and utility bills.

Table 5. Summarising Different Key Papers Table of Environmental Rating Tools

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APPENDIX 4 Assessment Methods Categories

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Figure5. Materials Criteria in potential Assessment Methods

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Figure8. Indoor Environment Criteria in potential Assessment Methods

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