federal hit stimulus package – wiifm?

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Electronic Health Record Features, Functions, Facts and Fallacies Robert Ligon Sr. Health Information Technology Consultant TMF Health Quality Institute

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Page 1: Federal HIT Stimulus Package – WIIFM?

Electronic Health Record Features, Functions, Facts and Fallacies

Robert LigonSr. Health Information Technology Consultant

TMF Health Quality Institute

Page 2: Federal HIT Stimulus Package – WIIFM?

About Me

• Worked in HIT for over 25 years.• Most recently served as CIO to a large

cardiology practice in Illinois (44 physicians, 6 remote locations, 8 lab interfaces, 5 hospital document interfaces)

• Currently Sr. HIT Consultant for TMF Health Quality Institute (the QIO for the State of Texas)

Page 3: Federal HIT Stimulus Package – WIIFM?

TMF Health Quality Institute

TMF Health Quality Institute is an Austin, Texas-based nonprofit consulting company focused on promoting quality health and health care through contracts with federal, state and local governments, as well as private organizations.

TMF partners with health care providers in a variety of settings to ensure that every person receives the appropriate care, every time.

TMF is the designated Quality Improvement Organization (QIO) for the State of Texas

www.tmf.org

Page 4: Federal HIT Stimulus Package – WIIFM?

Experience with EHR

• Helped 300 physician practices evaluate readiness for an EHR and assisted with selection, adoption and implementation

(assessments and workflows) DOQ-IT, CMS QIO 8th Statement of Work (2005-2008)

• Currently working with 150 physician practices to improve EHR utilization, performance improvement and reporting. CMS QIO 9th Statement of Work (2008-2011)

Page 5: Federal HIT Stimulus Package – WIIFM?

Experience with EHR

• One of the most experienced consulting groups, outside of the vendor community, in EHR selection, adoption, implementation and optimization

• Private consulting with physician offices on EHR adoption, utilization and quality improvement

Page 6: Federal HIT Stimulus Package – WIIFM?

Objectives

• Provide overview of American Recovery and Reinvestment Act (ARRA) of 2009 stimulus incentives for Medicare and Medicaid

• Describe EHR terms, concepts and constructs

• Examine EHR functionality through the perspective of “meaningful use” criteria

Page 7: Federal HIT Stimulus Package – WIIFM?

Adoption of New Technology

“It will never come into general use, not withstanding its value, it is extremely

doubtful because its beneficial application requires too much time and gives a good bit of trouble both to the patient and the physician because its character is foreign and opposed to all of our habits and associations.”

Page 8: Federal HIT Stimulus Package – WIIFM?

Editorial in the London Times in 1834—regarding the stethoscope

Page 9: Federal HIT Stimulus Package – WIIFM?

American Recovery and Reinvestment Act 2009

“Stimulus Package”

Page 10: Federal HIT Stimulus Package – WIIFM?

American Recovery and Reinvestment Act*

• Provides 20 billion dollars for investment in HIT

• Creates incentives for adoption for Medicare and Medicaid providers

• Establishes HIT regional extension centers for resources and support

• Provides other money for national network standards and infrastructure

• Specifies changes in Health Insurance Portability and Accountability Act (HIPAA) – Security provisions now apply to business associates

*HITECH ACT, 2009

Page 11: Federal HIT Stimulus Package – WIIFM?

Medicare Incentives

Page 12: Federal HIT Stimulus Package – WIIFM?

Medicare IncentivesEligible Provider

Page 13: Federal HIT Stimulus Package – WIIFM?

“Meaningful Use” Defined

• Use of a “certified” EHR

• Ability to report on clinical measures

• Electronic exchange of patient health information

Page 14: Federal HIT Stimulus Package – WIIFM?

Medicare Incentive ScheduleYear First 2011 2012 2013 2014 2015 2016 Total

2011 $18,000 $12,000 $8,000 $4,000 $2,000 $0 $44,000

2012 $18,000 $12,000 $8,000 $4,000 $2,000 $44,000

2013 $15,000 $12,000 $8,000 $4,000 $39,000

2014 $12,000 $8,000 $4,000 $24,000

2015 +

$0 $0 $0

10% increase for providers in”healthcare professional shortage area”

Page 15: Federal HIT Stimulus Package – WIIFM?

Medicare Incentives

Page 16: Federal HIT Stimulus Package – WIIFM?

Medicare Incentives

If I already have an EHR can I qualify?

Yes, if the product is certified, you are using at “meaningful use,” and you are an eligible provider

Can I get both Medicare and Medicaid incentives?

No

Will the $44,000 be taxed?

Yes, probably

Are incentives per group or physician?

Payments are per physician (meets “meaningful use”)

Page 17: Federal HIT Stimulus Package – WIIFM?

Medicaid Incentives

Who qualifies• Not hospital-based• Demonstrates “meaningful use”• 30% or greater Medicaid patients

(20% if pediatrician)

Page 18: Federal HIT Stimulus Package – WIIFM?

Medicaid Incentives

Page 19: Federal HIT Stimulus Package – WIIFM?

Medicaid Incentives

• 85% of EHR cost, up to $25,000

• “Allowable” costs

• Up to $10,000 for each of the next 4 years

Page 20: Federal HIT Stimulus Package – WIIFM?

Medicaid Incentives

• Allowable costs

• “average costs for the purchase and initial implementation or upgrade of such technology (and support services including training that is for, or is necessary for the adoption and initial operation of, such technology)”

Page 21: Federal HIT Stimulus Package – WIIFM?

Medicaid Incentives for Ambulatory Care providers

• First year payment = $25,000 • Caps: following years at $10,000/year• First year cost no later than 2016• No payments made after 2021, or more than five years

from the first qualifying year

• Maximum Medicaid incentives = $63,750. vs. $44,000 maximum for Medicare incentives

Page 22: Federal HIT Stimulus Package – WIIFM?

EHR Concepts

Page 23: Federal HIT Stimulus Package – WIIFM?

EHR, EMR and PHR

• EHR: The aggregate electronic record of health-related information on an individual that is created and gathered cumulatively across more than one health care organization and is managed and consulted by licensed clinicians and staff involved in the individual’s health and care

• EMR: The electronic record of health-related information on an individual that is created, gathered, managed, and consulted by licensed clinicians and staff from a single organization who are involved in the individual’s health and care.National Alliance for Health Information Technology (NAHIT)

Page 24: Federal HIT Stimulus Package – WIIFM?

EHR, EMR and PHR

• PHR: An electronic, cumulative record of health-related information on an individual, drawn from multiple sources, that is created, gathered, and managed by the individual. The integrity of the data in the ePHR and control of access to that data is the responsibility of the individual.

National Alliance for Health Information Technology (NAHIT)

Page 25: Federal HIT Stimulus Package – WIIFM?

Rationale for EHR Adoption

• Improve quality, safety and efficiency

• Engage patients and their families

• Enhance coordination of care

• Improve population and public health; reduce disparities in care

• Ensure privacy and security

*Meaningful use preamble

Page 26: Federal HIT Stimulus Package – WIIFM?

Patient Safety• Error avoidance• Disease management• Wellness and a focus on prevention• Legible records• Guideline driven, evidence-based care• Population management

Page 27: Federal HIT Stimulus Package – WIIFM?

Improve Quality, Safety and Efficiency

• Use computerized physician order entry (CPOE) for all orders

• Implement drug-drug, drug-allergy checks

• Maintain up-to-date problem list, allergy list and medication list

• Transmit prescriptions electronically

• Use reminders for patient visits and testing

• Population managementONC, Health Policy Committee; Preamble to meaningful use

Page 28: Federal HIT Stimulus Package – WIIFM?

Improve Quality, Safety and Efficiency

Improve Quality of Care• Access to evidence-based guidelines• Rapid and remote access to patient information• Easier chronic disease management• Streamlined preventive care tracking• Safer medication management• Reminders and alerts for treatment/screening

Page 29: Federal HIT Stimulus Package – WIIFM?

Improve Quality, Safety and Efficiency

• 80% of U.S. adults take prescription medication, over-the-counter or dietary supplements

• 30% of U.S. adults take more than five medications

• Medication errors - 530,000 drug-related injuries in Medicare patients presenting to ambulatory care centers annually

Institute of Medicine of the National Academies report: Preventing Medication Errors 2006

Page 30: Federal HIT Stimulus Package – WIIFM?

Improve Quality, Safety and Efficiency

• Patients with diabetes– Only 50% receive adequate care for glycemic control, blood

pressure control and lipid management

• Patients with congestive heart failure– Only 70% of candidates receive ACE/ARB

• Preventive medicine– 40% of smokers do not get smoking cessation counseling– 47% of adults over 50 are not screened for colon cancer– 30% of women over 50 have not had a mammogram

Page 31: Federal HIT Stimulus Package – WIIFM?

Improve Quality, Safety and Efficiency

Saving Time and Money• Improved coding

– Most physicians• Meet the requirements for a level 4 visit

• Charge for a level 3 visit

• Document for a level 2 visit

• Medical Economics estimates a $40K loss to physicians down-coding one level

Page 32: Federal HIT Stimulus Package – WIIFM?

Improve Quality, Safety and Efficiency

Saving Time and Money• Improved coding

– Reimbursement for 99213 in Texas $60.76

– Reimbursement for 99214 in Texas $92.05

– Downcoding 3 patients a day = $93.87 per day

– $93.87 x 200 days = $18,774

Page 33: Federal HIT Stimulus Package – WIIFM?

Improve Quality, Safety and Efficiency

Saving Time and Money• Fewer chart pulls

– Cost of chart pull is $3-$5 per chart

• Improved efficiency of telephone refills – Cost to provider is $3-$5 per refill

• Reduced transcription – Cost to provider is $4-$7 per document

Page 34: Federal HIT Stimulus Package – WIIFM?

Engage Patients and their Families

Provide:• Patients with an electronic copy of medical record

• Clinical summaries to patients at each clinical encounter

• Patient-focused education material

Page 35: Federal HIT Stimulus Package – WIIFM?

Engage patients and their families

Patient satisfaction• Improved continuity of care with other providers

• Reduced time for call backs and medication refills

• Quick access to their records

• Perception of physician as “on the cutting edge”

Page 36: Federal HIT Stimulus Package – WIIFM?

Improve Coordination of Care

• Exchange key clinical information between providers

• Perform medication reconciliation at point-of-care

Page 37: Federal HIT Stimulus Package – WIIFM?

Improve Population and Public Health and Reduce Disparities in Care

• Submit electronic data to vaccination registries

• Transmit laboratory results to public health agencies electronically

• Provide electronic surveillance data to public health agencies according to legal requirements

Page 38: Federal HIT Stimulus Package – WIIFM?

Ensure Privacy and Security

• HIPAA

• Comply with national and state privacy and security laws

Page 39: Federal HIT Stimulus Package – WIIFM?

What do physicians want from an EHR?

• Ability to access charts remotely

• E-prescribing, management of formularies

• Better chart/document management

• Health maintenance reminders

• Results reporting

• Rx refill management

Page 40: Federal HIT Stimulus Package – WIIFM?

EHR Adoption by Physician Group Size

10.4

13.6 13.9

11

02468

10121416

% A

dopt

ion

1-5 6-10 11-20 >20

Practice Size

Medical Groups’ Adoption Of Electronic Health Records And Information Systems, Health Affairs, 2005

Page 41: Federal HIT Stimulus Package – WIIFM?

EHR Utilization

13

4

0

2

4

6

8

10

12

14

% A

dopt

ion

Bascic EHR Advanced Features

"Electronic Health Record Adoption in the Ambulatory Setting: Findings from a National Survey of Physicians,,NEJM

Page 42: Federal HIT Stimulus Package – WIIFM?

Why Don’t You Have an EHR Already?

• It’s too expensive

• I’m not sure what I need. I might pick the wrong system.

• It’s too much work to redesign my office workflow to accommodate an EHR.

Page 43: Federal HIT Stimulus Package – WIIFM?

Picking the Right System

Do you want to replace your practicemanagement system with an integratedscheduling/PMS/EHR?

EHR vendor will usually migrate PMS data from current system. Financial data isproblematic.

Page 44: Federal HIT Stimulus Package – WIIFM?

Picking the Right System

Do you want to “host” the system in your office? (Servers, backups, UPS, etc)Software resides in your office on yourcomputers

Would you like someone else to host the system? (e.g., vendor, reseller, hospital)ASP or SAAS model

Page 45: Federal HIT Stimulus Package – WIIFM?

Picking the Right System

• Do you want to buy the system?• Do you want to lease the system?• Do you want to have hospital pay for system?

Page 46: Federal HIT Stimulus Package – WIIFM?

Picking the Right System

• Do you have multiple office locations?

• Do you want to access system from home?

• How much customization do YOU want to do yourself?

• What interfaces do you want (lab, radiology, select referrals)?

Page 47: Federal HIT Stimulus Package – WIIFM?

Committee on Certification of Healthcare Information Technology

• CCHIT

• Currently ~200 certified EHR products

• Establishing new certification criteria for “meaningful use”

• Uncertain if only recognized certification

Page 48: Federal HIT Stimulus Package – WIIFM?

Picking the Right SystemFinancing your system

• Leased– No down payment– Tax benefits – Immediate write-off– Less risk

• Purchase

Page 49: Federal HIT Stimulus Package – WIIFM?

Picking the Right System

ASP /SaaS Model (Hosted system)– Least hassle– Lower upfront cost– Less hardware maintenance– Interfaces can be more problematic– Make sure you maintain ownership of data– Make sure to address security issues with vendor

Page 50: Federal HIT Stimulus Package – WIIFM?

Picking the Right System

Host your own system– Higher hardware cost– You are responsible for backups and disaster

recovery– Need available resources for maintenance – Maybe more easily customized

Page 51: Federal HIT Stimulus Package – WIIFM?

Upfront Cost of EHR Financing your system

• EHR software—EHR+PMS ~$10,000 per provider

• Installation and training—$8,000-$24,000

• Server(s)—$8,000

• Network—$2,500

• Workstations (Tablet PC’s)—$2,500

• Peripherals (Scanners, Printers)—$3,500

• Interfaces, Migration of current PMS data—$3,000-$8,000

TOTAL ESTIMATE $40,000

Source of information?

Page 52: Federal HIT Stimulus Package – WIIFM?

Workflow Considerations

• Evaluate important workflows– Scheduling/Patient flow

– Laboratory results

– Medication refills

– Standing orders

– Scanned document management

• Who enters what data? – MA, RN and physician roles

• Messaging

Page 53: Federal HIT Stimulus Package – WIIFM?

Interfaces

• Existing PM system

• Laboratory Interface• Negotiate with Lab vendor(s) to cover cost of interface

• ePrescribing

• Documents from hospitals/referral physicians

• EKG

• Pulmonary functions

• Imaging

Page 54: Federal HIT Stimulus Package – WIIFM?

PMSEHR

Pharmacy

LAB

ClaimsClearinghouse

EKGPFT

Hospital

Health InformationExchange CCD

Referral

EHR Connectivity

Page 55: Federal HIT Stimulus Package – WIIFM?

Picking a vendor

• Narrow list to 2-3 vendors (AAFP, HIMSS) KLAS rating

• Seek out other users in your specialty/practice size• Have one demo with final 2-3 vendors• Don’t hesitate to bring back vendors• Most important question: Can you show me?

Page 56: Federal HIT Stimulus Package – WIIFM?

Keys to Success

• Build a “culture of quality” around EMR initiative• Evaluate workflow (patient flow, charting process,

refills, billing, etc)• Do not skimp on vendor education• Make sure vendor incorporates ALL of your

additional documentation (letters, procedure reports, education material, etc) before go-live phase

Page 57: Federal HIT Stimulus Package – WIIFM?

Examine EHR Functionality through the perspective of “meaningful use” criteria

Page 58: Federal HIT Stimulus Package – WIIFM?

“Meaningful Use”

• Current criteria may not be final criteria– Current criteria collaborative recommendations issued

by ONC HIT Policy Committee– Final criteria determined by CMS

• Final criteria due Nov-Dec 2009 with 60-day public comment period (Jan-March 2010)

• Escalating requirements from 2011 through 2015• “Qualifying year” vs “adoption year” expectations

Page 59: Federal HIT Stimulus Package – WIIFM?

“Meaningful Use”How an EHR stores Information

• Discrete data (blood pressure, age, diagnosis, medications)

• “Free text” (HPI, narrative, procedure description)• Documents (Text, MS Word, PDF)• Images (radiology, echocardiography, EKG)• Combination (PFT results + graphs)• Reference tables (CPT, SNOMED, medications)

EHR Note: Only discrete data can be queried for reporting (So discrete data from consult must be entered in EHR)

Page 60: Federal HIT Stimulus Package – WIIFM?

EHR

DiscreteData BP

HistoryDatesMedications

Documents

DC SummaryClinic NoteProcedure NotePhone NoteScanned Document

Reporting and Outcomes MeasuresCan Only be Done on Discrete Data

Discrete vs Object vs “Free Text”

Page 61: Federal HIT Stimulus Package – WIIFM?

Data Integration

One data-entry point should result order, clear alert and beavailable for performance reporting.

Page 62: Federal HIT Stimulus Package – WIIFM?

This lab result •Satisfies order•Cancels alert•Is available for reporting

Data Integration

Page 63: Federal HIT Stimulus Package – WIIFM?

How an EHR Exchanges Information

• HL7-text data (labs, dc summaries, documents)• Continuity of care document (CCD)• “Free text” (HPI, narrative, procedure description)• Documents (Text, MS Word, PDF)• Images (Radiology, Echocardiography, EKG)• Combination (PFT results + graphs)• Reference tables (CPT, SNOMED, Medications) EHR Note: Only discrete data can be queried for reporting

(So discrete data from consult must be entered in EHR)

Page 64: Federal HIT Stimulus Package – WIIFM?

“Meaningful Use”CPOE

• Computerized Physician Order Entry– ALL orders(medication, laboratory, procedure, imaging,

immunization, referrals) require an EHR order beginning in 2011.

• Interfaces for orders not required until 2013• Benefit is order tracking EHR note: Orders should be linked to alerts and documents

so when you receive a document it should be easy to result the order or when an alert is satisfied it should result an order

Page 65: Federal HIT Stimulus Package – WIIFM?

“Meaningful Use”Drug Safety

• Maintain current medication list• Drug-drug interaction• Drug-allergy interaction• Formulary checking• E-prescribing• Medication reconciliationEHR Note: Medication reconciliation requires

interoperability

Page 66: Federal HIT Stimulus Package – WIIFM?

Domestic airline flight fatality rate

Anesthesia during surgery

Prescriptions written by doctors

44,000 - 98,000 preventable hospital deaths

Airline baggage handling

Inpatient medication accuracy

Mammography screening

Antibiotic overuse

Post-heart attack medications

Acute low back pain

IRS Tax Advice (phone – in)

1

10

1,000

100

1,000,000

100,000

10,000

DPMO

SIGMA

1 2 3 4 5 6

Source: GE medical SystemSource: GE medical System

Selected Six Sigma Performance

Page 67: Federal HIT Stimulus Package – WIIFM?

“Meaningful Use”Reporting of Quality Measures

• Outcome measures– BP at goal– LDL at goal– HgbA1C under control

• Process measures– Mammography screening– CRC screening– Vaccinations– Smoking cessation

Page 68: Federal HIT Stimulus Package – WIIFM?

“Meaningful Use”Reporting of Quality Measures

Process measures (continued)– High risk medications in elderly (Beers criteria)– Prophylactic ASA therapy

• System measures– % of all orders documented in CPOE– % of all prescriptions that are generic– % of lab results incorporated electronically– % of encounters where med reconciliation performed

Page 69: Federal HIT Stimulus Package – WIIFM?

“Meaningful Use”Reporting of Quality Measures

• Details of reporting mechanism unknown• Details of any performance improvement goals are

unknown• Lack of measures for many specialties• Make sure you are entering data so it is reportable• Run reports by race and gender to identify disparities EHR Note: Evaluate EHR software product carefully for

reporting capabilities. Many EHR products do not allow you to easily create your own reports but require third party software development (Crystal Reports)

Page 70: Federal HIT Stimulus Package – WIIFM?

“Meaningful Use”Other General Requirements

• Provide patient with electronic version of EHR• Record advance directives• Maintain up to date problem list (CPT or

SNOMED)• Record vital signs, BMI, allergies, demographics• Meet HIPAA privacy and security rules

Page 71: Federal HIT Stimulus Package – WIIFM?

“Meaningful Use”Other General Requirements

Capability:• To submit clinical data through health

information exchange• To submit vaccination data to state registry• To submit surveillance data to public health

Page 72: Federal HIT Stimulus Package – WIIFM?

Concluding Thoughts

• Start EHR selection & adoption process as soon as possible

• Regional Extension center help available after Jan 1…..

• Carefully integrated EHR will save time, money and provide better patient care

Page 73: Federal HIT Stimulus Package – WIIFM?

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Bob LigonTMF Health Quality Institute

Bridgepoint I, Suite 3005918 West Courtyard Drive

Austin, TX 78730-5036512-334-1707

[email protected]

Contact Information