criteria for hit stimulus funding: meaningful use and certification requirements may 4, 2010...

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Criteria for HIT Stimulus Funding: Meaningful Use and Certification Requirements May 4, 2010 Meaningful Use Critical Access Hospital September 16, 2010

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Criteria for HIT Stimulus Funding: 

Meaningful Use and Certification

Requirements

May 4, 2010

Meaningful Use

Critical Access

HospitalSeptember 16, 2010

Meaningful Use and Certification Requirements

Infrastructure and Federal Standards

Funding

Provider Financial Incentives

Meaningful Use

Certification Standards

Establishing and Governing the National Health Information Network

National Coordinator to develop a nationwide health information technology infrastructure for the electronic exchange of health information to:

– ensure that each patient's health information is secure and protected

– improve health care quality, reduce costs and medical errors

– endorse standard and certification for electronic exchange and use of health information

– Provide Incentives to Adopt by 2014

Standards and Implementation Specifications

HIT Policy Committee responsible to make recommendations in a number of areas, including:

• Technologies that protect the privacy of health information and promote security in a qualified electronic health record

• a nationwide health information technology infrastructure that allows for the electronic use and accurate exchange of health information

• Technologies that as part of a qualified electronic health record allow for an accounting of disclosures made y a covered entity

• Any other technology that the HIT Policy Committee finds to be among the technologies with the greatest potential to improve the quality and efficiency of health care

HIT STANDARDS COMMITTEE

– Recommend to the National Coordinator Standards, Implementation Specifications, and Certification Criteria for the Electronic Exchange of Health Information

– Harmonization of standards in order to achieve uniform and consistent implementation

– Pilot Testing of Standards and Implementation Specifications

– Serve as a Forum for Broad Stakeholder Input with Specific Expertise in the development, harmonization, and recognition of standards, implementation specifications, and certification criteria

GENERAL RULE

“Eligible Professionals” who adopt and “meaningfully use”

“certified” electronic health records

are eligible for Medicare and Medicaid Financial Incentives

Who is Eligible?

Eligible Professionals

The Final Rule finalizes that hospital based eligible professionals to exclude only those physicians that provide 90% or more of their services in either an inpatient or emergency department.

Hospitals –Acute Care Hospitals that are paid on PPS

Critical Access Hospitals –The Final Rule Includes Critical Access Hospitals in the definition of eligible hospital for Medicaid incentives.

Children's’ Hospitals are eligible under Medicaid program

Eligible Professionals

Medicare

A physician as defined in section 1861(r) of the Social Security Act*, which includes the following five types of professionals:

– Doctor of medicine or osteopathy

– Doctor of dental surgery or medicine

– Doctor of podiatric medicine

– Doctor of optometry

– Chiropractor

Medicaid Program

Medicaid Eligible Professionals (30% population)

Physicians

– Pediatricians (20% population)

Dentists

Certified nurse-midwives

Nurse practitioners

Physician assistants who are practicing in Federally Qualified Health Centers (FQHCs) or Rural Health Clinics (RHCs) led by a physician assistant.

Hospitals -10% Medicaid Patient Volume

Childrens Hospitals

Medicare Incentives

Incentives for Adoption and Meaningful Use of Certified EHR

• Paid to the Eligible Professional or Facility or Employer

• No payments after 2016

• No incentive if first adopting after 2014

• HPSA EP eligible for 10% increase

Payment is either single consolidated payment or periodic installment payments

Meaningful Use Incentives by Adoption Year

13

Meaningful User 2009 2010 2011 2012 2013 2014 2015 2016 Total Incentive

2011 $ 18,000 $ 12,000 $ 8,000 $ 4,000 $ 2,000 $ 44,000

2012 18,000 $ 12,000 $ 8,000 $ 4,000 $ 2,000 $ 44,000

2013 15,000 $ 12,000 $ 8,000 $ 4,000 $39,000

2014 12,000 $ 8,000 $ 4,000 $ 24,000

2015 + $ Penalties

Medicaid Payments

Maximum incentive is $63,750

First Payment Year is $21,250

Must begin by 2016

No bonus for HPSA

Incentives available through 2021

Paid Once per Year

Eligible Provider Payments

Eligible Professionals may participate in only one program and must designate the program.

There will be a Registration Process to seek EHR incentives.

Eligible Providers may change their program selection once before 2015.

Payment will be made through a single payment to the TIN number

Hospital Payments

Hospital Specific Calculation:

[$2Million + (0 x (1149-1 discharges) +(200 x (23,000-1150 discharges) + [Medicare Share] x [Transition Factor].

If the adoption is after 2013 the payment will reduce based upon modified Transition Factor

Critical Access Hospital: reasonable costs incurred for the purchase of depreciable assets like computers, hardware and software (excluding depreciation and interest) multiplied by Medicare share percentage

Paid through prompt interim payment– cost reporting period

No payment after 2015 and no payments for more than 4 consecutive years

Development of Meaningful Use

ARRA –February 17, 2009

Meaningful Use Proposed Definition

– Health IT Policy Committee-Provided a Matrix to Define Terms

Final Matrix Approved August 14, 2009

Proposed Rule Published January 13, 2010

Final Rule Published July 28, 2010

Ultimate Goal of HIT Policy Committee

The ultimate goal of meaningful use of an Electronic Health Record is to enable significant and measurable improvements in population health through a transformed health care delivery system. The ultimate vision is one in which all patients are fully engaged in their healthcare, providers have real-time access to all medical information and tools to help ensure the quality and safety of the care provided while also affording improved access and elimination of health care disparities.

Health Outcome Policy Priorities

Improve Quality, Safety, Efficiencies and Reduce Health Disparities

Engage Patients and Families

Improve Care Coordination

Improve Population and Public Health

Ensure Adequate Privacy and Security Protections for Personal Health Information

Meaningful Use under ARRA

Use of E-prescribing

Use Certified EHR to report on clinical quality measures selected by DHHS

DHHS may set alternative requirements for a group practice

DHHS shall seek to improve the use of electronic health records and health care quality over time by requiring more stringent measures of meaningful use

EHR technology is connected in a manner that provides, in accordance with law and standards applicable to the exchange of information, for the electronic exchange of health information to improve the quality of health care, such as promoting care coordination.

Meaningful User --Medicare

Eligible Professional/Eligible Hospital is a meaningful user during the payment year if:

1. Demonstrates use of a certified EHR technology in a meaningful manner;

2. Demonstrates to the satisfaction of the Secretary that certified EHR technology is connected in a manner that provides for the electronic exchange of health information to improve the quality of health care such as promoting care coordination, in accordance with all laws and standards applicable to the exchange of information; and

3. Using certified EHR technology to submit to DHHS in a manner the clinical quality measures specified by DHHS

Meaningful User--Medicaid

EP or Eligible Hospital may demonstrate that they have engaged in efforts to adopt implement or upgrade certified EHR technology

Must demonstrate meaningful use of certified EHR technology through a means approved by the State and acceptable to the Secretary that may be based upon the federal methodologies for Medicare programs

For Hospitals, if the hospital is a meaningful user under Medicare then it is a meaningful user for Medicaid

One uniform definition of Meaningful Use is the minimum standard for both Medicare and Medicaid.

Meaningful Use Requirements

January 13, 2010 July 22, 2010

25 Measures for Providers

23 Measures for Hospitals

Core Elements

Menu Elements

Administrative Tasks Removed Administrative Transactions

Measures required high thresholds Measures require lower end of percentage thresholds

Denominator calculation of each chart No Denominator calculation on each chart

Patient Education Required Patient education only for Hospitals

Proposed Rule /Final Rule

Stage 1:

• Electronically capturing health information in a coded format

• Track key clinical conditions and communicating that information for Care Coordination Purposes

• Implement Clinical Decision Support tools to facilitate

– disease and medication management;

– reporting clinical quality measures; and

– public health information

Proposed Rule

Stage 2

Encourage the use of Health IT for continuous quality improvement at the point of care and the exchange of information in the most structured format possible, such as the electronic transmission of orders entered using CPOE and the electronic transmission of diagnostic test results.

Stage 3

Focus on promoting improvements in quality, safety and efficiency, focusing on decision support for national high priority conditions, patient access to comprehensive patient data and improving population health

Demonstration of Meaningful Use

During the First Year Eligible Professionals and Hospitals shall file an attestation statement that they are in compliance with the meaningful use measures.

During the Second Year, Eligible Professionals and Hospitals shall electronically report the information.

Reporting Period

FY 2011 90 Day Reporting

FY 2012 Entire Calendar Year

FY 2013 Entire Calendar Year

FY 2014 Entire Calendar Year

Medicaid Payments

First participation year only for Medicaid providers

Adopted –Acquired and Installed: Evidence of installation prior to incentive

Implemented –Commenced Utilization of: Staff training, data entry of patient demographic information into EHR

Upgraded –Expanded Upgraded to certified EHR technology or added new functionality to meet the definition of certified EHR technology

Must use certified EHR technology (CMS Presentation July 20, 2010)

MU Elements

Eligible Professionals have 15 Core Elements

Hospitals have 14 Core Elements

Menu Sets offer flexibility, but at least one Menu set must address a public objective

5 objectives out of 10 from the Menu Set

6 Total Clinical Quality measures

EP Core Elements

– Computerized physician order entry (CPOE)

– E-Prescribing (eRx)

– Report ambulatory clinical quality measures to CMS/States

– Implement one clinical decision support rule

– Provide patients with an electronic copy of their health information, upon request

– Provide clinical summaries for patients for each office visit

– Drug-drug and drug-allergy interaction checks

– Record demographics

EP Core Elements

– Maintain an up-to-date problem list of current and active diagnoses

– Maintain active medication list

– Maintain active medication allergy list

– Record and chart changes in vital signs

– Record smoking status for patients 13 years or older

– Capability to exchange key clinical information among providers of care and patient-authorized entities electronically

– Protect electronic health information

Hospital Core Elements

– CPOE

– Drug-drug and drug-allergy interaction checks

– Record demographics

– Implement one clinical decision support rule

– Maintain up-to-date problem list of current and active diagnoses

– Maintain active medication list

– Maintain active medication allergy list

Hospital Core Elements

– Record and chart changes in vital signs

– Record smoking status for patients 13 years or older

– Report hospital clinical quality measures to CMS or States

– Provide patients with an electronic copy of their health information, upon request

– Provide patients with an electronic copy of their discharge instructions at time of discharge, upon request

– Capability to exchange key clinical information among providers of care and patient-authorized entities electronically

– Protect electronic health information

Not Applicable Elements

If an element is not applicable and the provider does not have any eligible patients then the measure may be excluded

Medicaid and State Public Policy

For Stage 1, the States may add additional public health objectives for Medicaid Incentives:

1. Generate lists of patients by specific conditions to use for quality improvement, reduction of disparities, research or outreach

1. Generate one report listing patients with a specific conditions

2. Submit electronic immunization information

1. Perform at least one test to submit immunization registry information

Medicaid State Public Policy

3. Submit electronic data on reportable lab results to public health agencies

Perform at least one test of capacity to submit data on lab results to public health agencies

4. Submit electronic surveillance data to public health agencies

Perform one test to submit data to public health agencies

Hospitals do not have to satisfy extra requirements if “deemed” a meaningful user under Medicare

Criteria for HIT Stimulus Funding: 

Meaningful Use and Certification

Requirements

May 4, 2010

Certification

A Required Element

Standards, Implementation Specifications and Certification

Criteria for Electronic Health Record

Interim Final Rule issued by Office of National Coordinator

Became effective 30 days after issuance

Public Comment period open for 60 days after issuance

Final rule to be issued in 2010

Standards, Implementation Specifications and Certification Criteria

for Electronic Health Record

• Certification criteria specify the capabilities and related standards that certified EHR technology must include to support the meaningful use Stage 1 requirements

• Adopted standards are consistent with current industry practices – no surprise

• Adopted standards based on standards for interoperability of health information technologies

• Future rules will have increased details and requirements regarding interoperability

Standards, Implementation Specifications and Certification Criteria

for Electronic Health Record• Interim Final Rule – Goals of the rule in adopting the standards,

implementation specifications and certification criteria:

– Promote interoperability

– Promote technical innovation

– Encourage participation and adoption, including small businesses

– Keep implementation costs as low as reasonably possible

– Consider best practices

– Enable mechanisms such as Nationwide Health Information network to serve as beta user for innovation and as reference for best practices

• Intended to be interactive and evolving

Standards, Implementation Specifications and Certification Criteria

for Electronic Health Record

• Certification criteria for eligible professionals and eligible hospitals may vary where proposed meaningful use Stage 1 objectives are specific to one provider or another

• Certain standards are floors or minimums

• Around 28 separate certification criteria

• Adopted Standards: vocabulary, content exchange, transport, privacy and security

• Adopted Implementations Specifications

Certification Process

• Adopts initial set of standards, implementation specifications an certification criteria

• Establishes capabilities that certified EHR technology MUST include in order to, at a minimum, support the achievement of what has been proposed for meaningful use Stage 1 by eligible professionals and eligible hospitals under the Medicare and Medicaid EHR Inventive Programs

• Remember: All compliance is voluntary.

Certification Process

The National Coordinator authorized to establish a voluntary certification program for health information technology, (not only EHR)

EHR is the first certification program

Background comments indicate a desire to establish voluntary certification programs for other health information technology:

personal health records

health information exchanges

Feasibility of such initiatives may depend on available funding as incentives for adoption

Certification Process

Temporary Certification Program

Provides a process for an organization to be an authorized testing and Certification Body. (ATCB)

ONC will act as certifying body during this temporary period

ATCB authorized to test and certify Complete EHRs and/or HER Modules

Likely only a few organizations can meet the certification requirements

ONC will accept applications for ATCB at any time

Temporary program sunsets once the permanent program is put in place

Certification Process

Permanent Certification ProgramThe ONC will move as many certification responsibilities as possible

to private entities - Authorized Certification Body (“ACB”)

The ACB will be authorized to address certification

The ACB must be accredited prior to submitting an application to act as a certifying entity

The National Voluntary Laboratory Accreditation Program would be responsible for accrediting testing laboratories - the ONC accreditation would no longer be applicable to testing.

The NVLAP solely responsible for overseeing testing

The ACB renewal required every 2 years

Thank you

Michele Madison Partner, Healthcare

[email protected] 404-504-7621

This presentation is provided as a general informational service to clients and friends of Morris, Manning & Martin LLP. It should not be construed as, and does not constitute, legal advice on any specific matter, nor does this message create an attorney-client relationship. These materials may be considered Attorney Advertising in some states. Please note, prior results discussed in the material do not guarantee similar outcomes.