extraordinary hkkx iii—[k.m 4 part iii—section 4 izkf/dkj … · 4984 gi/2018 (1) jftlvªh lö...

4984 GI/2018 (1)

jftLVªh laö Mhö ,yö&33004@99 REGD. NO. D. L.-33004/99

vlk/kj.k EXTRAORDINARY

Hkkx III—[k.M 4 PART III—Section 4

izkf/dkj ls izdkf'kr PUBLISHED BY AUTHORITY

la- 323] ubZ fnYyh] 'kqØokj] vxLr 24] 2018@Hkknz 2] 1940 No. 323] NEW DELHI, FRIDAY, AUGUST 24, 2018/BHADRA 2, 1940

dsUæh; fo|qr fofu;ked vk;ksx

ubZ fnYyh] 23 tqykbZ] 2018

çLrkouk

la- ,y&1@220@2017@dsfofovk.—dsUnzh; vk;ksx dks fo|qr ds vUrjjkfT;d ikjs"k.k dks fofu;fer djus vkSj fo|qr vf/kfu;e] 2003 dh /kkjk 79 dh mi/kkjk ¼1½ ¼x½ vkSj /kkjk 79 dh mi/kkjk ¼1½ ¼?k½ ds v/khu vUrjjkfT;d ikjs"k.k ç.kkyh ds VSfjQ ds vo/kkj.k dk dk;Z lkSaik x;k gSA vf/kfu;e dh /kkjk 38¼2½¼[k½ ds v/khu dsUnzh; ikjs"k.k daiuh dks jkT; ikjs"k.k daifu;ksa] dsUnzh; ljdkj] jkT; ljdkjksa] mRiknu daifu;ksa] izknsf'kd fo|qr lfefr;ksa] dsUnzh; fo|qr izkf/kdj.k] vuqKfIr/kkfj;ksa] vkfn ds lkFk vUrjjkfT;d ikjs"k.k ç.kkyh ls lacaf/kr ;kstuk ,oa leUo; dk dk;Z lkSaik x;k gSA vf/kfu;e dh /kkjk 38¼2½¼x½ ds v/khu dsUnzh; ikjs"k.k daiuh ¼lhVh;w½ dks mRiknu dsUnzksa ls Hkkj dsUnzkssa dks fo|qr ds lqpk: izokg ds fy, vUrjjkfT;d ikjs"k.k ykbuksa ds dq'ky] lefUor vkSj ferO;;h ç.kkyh ds fodkl dks lqfuf'pr djus dk dk;Z lkSaik x;k gSA vf/kfu;e dh /kkjk 38¼2½¼?k½ ds v/khu] dsUnzh; ikjs"k.k daiuh ¼lhVh;w½ ls fdlh vuqKfIr/kkjh ;k mRiknu daifu;ksa ;k fdlh xzkgd }kjk ç;ksx ds fy, bldh ikjs"k.k ç.kkyh dks xSj HksnHkkoewyd fuckZ/k igqap miyC/k djokuk visf{kr gSA vUrjjkfT;d ikjs"k.k ç.kkfy;ksa esa fd, x, fuos'k varrksxRok VSfjQ ds ek/;e ls vkSj dsUnzh; vk;ksx }kjk fu/kkZfjr 'ks;fjax ç.kkyh ds vuqlkj olwy fd, tkrs gSaA vr%] vf/kdre jhfr ls vUrjjkfT;d ikjs"k.k ç.kkyh vkSj lac) var%jkfT;d ikjs"k.k ç.kkfy;ksa ds fodkl ds fy, ;kstuk gsrq ikjn'khZ] lefUor ijke'kZ fØ;kfof/k dh vko';drk gSA bu fofu;eksa dk izkFkfed mís'; ljy fofu;ked okrkoj.k dk lt̀u djuk gS rkfd dsUnzh; ikjs"k.k daiuh LVsdgksYMjksa ds lkFk O;kid ikjn'khZ fØ;kfof/k] lqfoK vkSj lekos'kh ijke'kZ ds ek/;e ls dq'ky] fo“oluh; ,oa ferO;;h varjjkfT;d ikjs"k.k ç.kkyh vkSj lac) var%jkfT;d ç.kkfy;ksa dh ;kstuk cuk lds vkSj bls fo|qr vf/kfu;e rFkk vf/kfu;e ds v/khu rS;kj uhfr;ksa ds vuqlkj fodflr fd;k tk ldsA

vf/klwpuk

dsUæh; fo|qr fofu;ked vk;ksx] fo|qr vf/kfu;e] 2003 dh /kkjk 79 dh mi/kkjk 1 ds [kaM ¼x½ vkSj ¼?k½ ds v/khu çnÙk 'kfDr;ksa dk ç;ksx djrs gq, rFkk bl fufeÙk vU; lHkh lkeF;Zdkjh 'kfDr;ksa dk ç;ksx djrs gq, ,oa iwoZ izdk'ku ds ckn] fuEufyf[kr fofu;e cukrk gS] vFkkZr~:

2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART III—SEC. 4]

1. laf{kIr uke rFkk çkjaHk.—¼1½ bu fofu;eksa dk laf{kIr uke dsUnzh; fo|qr fofu;ked vk;ksx ¼dsUnzh; ikjs"k.k daiuh }kjk ferO;;h vkSj n{k varjjkfT;d ikjs"k.k ç.kkyh dh ;kstuk] leUo; vkSj fodkl rFkk vU; lac) ekeys½ fofu;e] 2018 gSA

¼2½ ;s fofu;e jkti= esa izdk'ku dh rkjh[k ls çoÙ̀k gksaxsA

2. fofu;e ds mís'; % bl fofu;e ds mís';%

¼1½ mRiknu dsUnzksa ls Hkkj dsUnzksa dks fo|qr ds lqpk: izokg ds fy, vUrjjkfT;d ikjs"k.k ç.kkyh ds n{k] lefUor] fo“oluh; vkSj ferO;;h ç.kkyh dh ;kstuk vkSj fodkl ds fy, viuk, tkus okys O;kid fl)karksa vkSj fØ;kfof/k;ksa vkSj izfØ;kvksa dks fu/kkZfjr djukA

¼2½ ;kstuk izfØ;k esa LVsdgksYMjksa dh O;kid lgHkkfxrk lqfuf'pr djuk vkSj LVsdgksYMj ijke'kZ ,oa lgHkkfxrk ds fy, izfØ;k,a fofufnZ"V djukA

¼3½ ;kstuk izfØ;k esa ikjnf'kZrk ykus ds fy, izfØ;kvksa dks fofufnZ"V djukA

¼4½ mDr mís';ksa dh iwfrZ ds fy, vf/kfu;e ds vuqlkj fofHkUu laxBuksa dh Hkwfedk vkSj mRrjnkf;Roksa dks fufnZ"V djukA

3- fofu;e dh ç;ksT;rk dh ifjf/k vkSj foLrkj % ¼1½ ;s fofu;e dsUnzh; ikjs"k.k daiuh] jkT; ikjs"k.k daifu;ksa] mRiknu daifu;ksa] ftlesa vkbZ,lVh,l ls lac) ;k vlac) gksus ds fy, vk'kf;r dSfIVo mRiknu la;a= Hkh gSa] ikjs"k.k vuqKfIr/kkfj;ksa] forj.k vuqKfIr/kkfj;ksa] izknsf'kd fo|qr lfefr;kas] jk"Vªh; Hkkj izs"k.k dsUnz] izknsf'kd Hkkj izs"k.k dsUnz vkSj jkT; Hkkj izs"k.k dsUnz vkSj varjjkfT;d ikjs"k.k ç.kkyh ds ;kstuk ,oa fodkl esa varxZzLr vf/kfu;e ds v/khu vU; ekU;rk izkIr bZdkbZ ds fy, ykxw gksaxsA

¼2½ ;s fofu;e dsUnzh; fo|qr fofu;ked vk;ksx ¼ikjs"k.k vuqKfIr iznku djus ds fy, çfØ;k] fuca/ku rFkk 'krsaZ vkSj vU; lac) ekeys½ fofu;e] 2009] dsUnzh; fo|qr fofu;ked vk;ksx ¼dsUnzh; ikjs"k.k daiuh fofu;e ds fy, varjjkfT;d ikjs"k.k ;kstuk ds fu"iknu ds fy, fofu;ked vuqeksnu iznku djuk½ fofu;e] 2010 vkSj vf/kfu;e dh /kkjk 61 ds v/khu] le;≤ ij] dsUnzh; vk;ksx }kjk tkjh VSfjQ fofu;eksa ds vfrfjDr gksaxsA

4- ifjHkk"kk vkSj fuoZpu % ¼1½ bu fofu;eksa esa] tc rd fd lanHkZ ls vU;Fkk visf{kr u gks] ^^vf/kfu;e** ls fo|qr vf/kfu;e] 2003 ¼2003 dk 36½ vfHkizsr gSA

¼2½ bu fofu;eksa esa ç;qDr 'kCn vkSj vfHkO;fDr;ka vkSj tks buesa ifjHkkf"kr ugha gaS( fdarq tks vf/kfu;e ;k vk;ksx ds fdlh vU; fofu;e esa ifjHkkf"kr gS( dk ogh vFkZ gksxk tks vf/kfu;e ;k vk;ksx ds vU; fofu;eksa ds v/khu leuqnsf'kr gSA

5- fofHkUu laLFkkvksa dh Hkwfedk vkSj mRrjnkf;Ro % ;kstuk ds ç;kstu ds fy, fofHkUu laLFkkvksa dh Hkwfedk vkSj mRrjnkf;Ro fuEukuqlkj gS%

¼1½ dsUnzh; ikjs"k.k daiuh varjjkfT;d ikjs"k.k ç.kkfy;ksa dh ;kstuk cuk,xh vkSj ,slk djrs le; ikjs"k.k ç.kkfy;ksa ds fodkl ds fy, ç.kkyh v/;;u djus ds fy, vkSj vk/kkj ekeys dh rS;kjh ds fy, mRrnk;h gksxhA ;g ;kstuk çfØ;k esa 'kkfey lhbZ,] ikjs"k.k vuqKfIr/kkjh] forj.k vuqKfIr/kkjh] mRiknu daifu;ksa] ,lVh;w] vkj,yMhlh vkSj ,l,yMhlh tSlh fofHkUu ,tsafl;ksa ds lkFk leqfpr leUo; lqfuf'pr djsxhA

¼2½ jk"Vªh; Hkkj izs"k.k dsUnz vkSj izknsf'kd Hkkj izs"k.k dsUnz lefFkZr fo“ys"k.k vkSj C;ksjksa lfgr dsUnzh; ikjs"k.k daiuh dks vkof/kd izpyukRed lkaf[;dh vkSj QhMcSd miyC/k djok,axs ftlesa varjjkfT;d ikjs"k.k ç.kkyh dh ;kstuk izfØ;k ij Hkkj gksxkA

¼3½ os mRiknu daifu;ka] tks varjkfT;d ikjs"k.k usVodZ ls lac) gSa ;k lac) gksus dk vk'k; j[krh gS] foLrr̀ çfØ;k esa dsUnzh; ikjs"k.k daiuh }kjk fofufnZ"V QkWeZsV ds vuqlkj rduhdh MkVk miyC/k djok,axsA

¼4½ vkbZ,lVh,l ls lac) ;k lac) gksus ds fy, vk'kf;r mRiknu dsUnz] le;≤ ij] lhVh;w dks mudh ifj;kstukvksa dh izkfLFkfr nsxk tks foLr`r izfØ;k esa le;≤ ij fofufnZ"V gksaA

¼5½ izknsf'kd fo|qr lfefr ¼lfefr;ka½ {ks= ds ,lVh;[email protected] vuqKfIr/kkfj;ksa ls ijke'kZ lss vk/kkj ekeys dh rS;kjh esa dsUnzh; ikjs"k.k daiuh dks lgk;rk nsxhA ;g fopkjfoe'kZ vkSj la'kks/ku dk lq>ko Hkh nsxh tc ç.kkyh v/;;u lfgr vk/kkj ekeyk dsUnzh; ikjs"k.k daiuh }kjk 'ks;j fd;k tkrk gSA vkjihlh frekgh vk/kkj ij var%jkfT;d ç.kkyh ds feyku ds dk;kZUo;u dks ekWuhVj djsxkA

6- ikjs"k.k ç.kkyh dk lao/kZu % ¼1½ dsUnzh; ikjs"k.k daiuh] foLrkj ;k mUu;u ds :Ik esa vkbZ,lVh,l dh of̀) dh ;kstuk djrs le;] fuEufyf[kr ij fopkj djsxh%

¼d½ ubZ ,o mHkjrh gqbZ rduhd(

¼[k½ ykxr&ykHk fo“ys"k.k miyfC/k(

¼x½ iqjkus vdq'ky mRiknu dsUnzksa dh laHkkfor 'kfVaxMkmu(

¹Hkkx IIIµ[k.M 4º Hkkjr dk jkti=k % vlk/kj.k 3

¼?k½ uohdj.kh; {kerk o`f) (

¼³½ uohdj.kh; Ø; ck/;rk(

¼p½ CySd LVkVZ@LVkVZ vi vkiwfrZ ds ifjn'̀; ls ç.kkyh Ik;kZIrrk(

¼N½ fj,fDVo fo|qr dh vis{kk( vkSj

¼t½ ikoj ekdsZV] ØklckWMZj baVjdusD'ku ;k Hkkjr ljdkj dh dksbZ vU; uhfrxr igy ij fopkj djrs gq, dq'ky ,oa ferO;;h ç.kkyh dks lqfuf'pr djus ds fy, lalk/kuksa dk vf/kdre mi;ksxA

¼2½ tc ikjs"k.k ç.kkyh dh of̀) uohdj.kh; ÅtkZ lzksrkas ds fy, dh tkrh gS rks ikjs"k.k ç.kkyh ifjn'̀; ;kstuk] izR;sd jkT; dh uohdj.kh; Ø;ck/;rk vkSj ikjaifjd fo|qr ds fy, fu;ksftr dh tk jgh ç.kkyh esa miyC/k ekftZu ds ç;ksx esa vuqekfur uohdj.kh; {kerk o`f);ksa ij fopkj djrs gq, fu;ksftr dh tk,xhA

¼3½ dsUnzh; ikjs"k.k daiuh uohu ,oa uohdj.kh; ÅtkZ ea=ky;] Hkkjr ljdkj ;k bldh izkf/kÑr ,tsafl;kas vkSj vfxze :Ik ls jkT; ljdkjksa ds uohdj.kh; ÅtkZ fodkl ds fy, mRrjnk;h foHkkxksa ds lkFk viuh {kerk of̀) vkSj laHkkfor uohdj.kh; ÅtkZ ds laca/k esa ijke'kZ dj ldrh gSA

7- ikjs"k.k ;kstuk dh izfØ;k% dsUnzh; ikjs"k.k daiuh fuEukuqlkj of̀) ,oa lqn<̀+hdj.k ds fy, ikjs"k.k ;kstuk dk dk;kZUo;u djsxh%

¼1½ dsUnzh; ikjs"k.k daiuh lky esa de ls de nks ckj ikjs"k.k ;kstuk dk dk;Z o leh{kk djsxhA

¼2½ fo“oluh;rk vkSj ladqyrk ds vuqlkj] nh?kZdkfyd igqap] fo|qr ekax vkSj mRiknu ds ç{ksi.k] uohdj.kh; ÅtkZ vfHko`f) lfgr uhfrxr vfuok;Zrk] jk"Vªh; fo|qr ;kstuk vkSj ,u,yMhlh@vkj,yMhlh@,l,yMhlh ls izpkyuxr QhMcSd ds fy, ç;ksT;rk ij fopkj djsxhA

¼3½ lhbZ, }kjk j[kh xbZ jk"Vªh; Lrj MkVk jftLVªh ds vuqlkj mRiknu ds C;ksjksa] forj.k vuqKfIr/kkfj;ksa ;k jkT; ikjs"k.k daifu;ksa ls ¼forj.k vuqKfIr/kkfj;ksa ds lkFk leUo; djrs gq,] ,lVh;w }kjk vuqekfur ekax ç{ksi.k½ ;k çkf/kdj.k ls ekax ds C;ksjs] mDr dk;Z ds fy, okafNr okWYVst Lrj rd fuekZ.kk/khu varjjkfT;d vkSj var%jkfT;d ikjs"k.k usVodZ ij fopkj djrs gq,] izR;sd laHkkfor ifjn'̀; ¼fodYi½ ds fy, vk/kkj ekeyk rS;kj djukA

¼4½ forj.k vuqKfIr/kkjh vkSj ,lVh;w visf{kr buiqV miyC/k djok,axsA ;fn visf{kr buiqV ,lVh;[email protected] vuqKfIr/kkjh }kjk miyC/k ugha djok;k tkrk rks lhVh;w visf{kr buiqV ds fy, vkjihlh ls laidZ djsxkA

¼5½ ç.kkyh v/;;u fofHkUu laHkkfor ifjn'̀;ksa ds fy, vk;ksftr gksaxs ftlesa de] larqfyr vkSj mPp uohdj.kh; {kerk of̀) ij fopkj djrs gq,] fofHkUu ekSleksa ds fy, ihd] vkWQ ihd vkSj ihd@vkQ ihd ?k.Vksa ls fHkUu ds nkSjku mRiknu vkSj Hkkj ifjn'̀; 'kkfey gSa] izR;sd jkT; ds vk;kr@fu;kZr vis{kkvksa dh fHkUurk vkSj vkfFkZd izs"k.k ds v/khu fofHkUu mRiknu dsUnzksa ds vuqlwphdj.k gksxk] ftlds fy, ekStwnk vkSj vkxkeh mRiknu dsUnz dh ifjorhZ ykxr QSDVj dh tk,xhA

¼6½ ;fn vkbZ,lVh,l ls dqy var%{ksi.k dh vis{kk vkbZ,lVh,l ls fudklh vis{kk ls vf/kd gksrh gS rks vkbZ,lVh,l dh ;kstuk fo|qr ds QeZ VkbZvi dks QSDVj djrs gq,] fofHkUu ifjn'̀; ds fy, dh tk,xhA

¼7½ ikjs"k.k ç.kkyh dh ;kstuk djrs le;] ekStwnk vkfLr;ksa ds vf/kdre mi;ksx ds fy, çfrdj iqu%daMDVfjax] bR;kfn ds mi;ksx ds ek/;e ls ykbu yksfMax dh o`f) tSls ubZ ikjs"k.k ykbuksa ds fuekZ.k dss LFkku ij ekStwnk vkbZ,lVh,l ds mUu;u ds fodYiksa ij Hkh fopkj fd;k tkuk pkfg,A

¼8½ mRiknu dsUnzkssa vkSj viLVªhe vkSj MkmuLVªhe ç.kkfy;ksa ds dk;kZUo;u dh izxfr ds vk/kkj ij] laHkkfor lhek rd ikjs"k.k ç.kkyh ds e/;dkfyd 'kqf) (i) ;kstukc) ikjs"k.k ç.kkyh dk iqu%la#i.k( (ii) ikjs"k.k rRoksa dh Qsflax] vkSj (iii) dqN ikjs"k.k rRoksa ds foyac@vkLFkxu ds vuqlkj fd;k tkuk pkfg,A

¼9½ dsUnzh; ikjs"k.k daiuh viLVªhe vkSj MkmuLVªhe ç.kkyh dh vuqlwph dks vkjaHk djus esa ifjorZu dh n'kk esa] yf{kr {ks= ds LFkkukarj.k] mRiknu ;wfuVksa ds Qst vkmV] izknsf'kd Hkkj izs"k.k dsUnzksa ds izpkyuxr QhMcSd vkSj nh?kZdkfyd igqap ds fudkl esa varjjkfT;d ikjs"k.k ç.kkyh dh Hkh leh{kk djsxhA

¼10½ ikjs"k.k Ldhe dks vafre :Ik nsus ls iwoZ] lhVh;w lHkh laHkkfor ifjn'̀;ksa ds C;ksjksa dks izdkf'kr djsxk vkSj viuh osclkbV esa lq>kbZ xbZ ikjs"k.k ;kstukvksa dks izdkf'kr djsxk vkSj LVsdgksYMjksa ls fVIif.k;ka ekaxsxkA lhVh;w LVsdgksYMjksa ls izkIr vuqfØ;kvksa ij fopkj djus ds ckn] ikjs"k.k ;kstuk dks vafre :Ik nsxkA

¼11½ ,lVh;w }kjk lac) var%jkfT;d usVodZ ;kstuk varjjkfT;d usVodZ dh ;kstuk ls lesfdr dh tk,xhA ikjs"k.k ;kstuk dks vafre :Ik nsus ds ckn] mi fofu;e ¼2½ vkSj js[kkafdr iwokZuqekuksa lfgr mDr mi/kkjk mi fofu;e ¼3½ ds vuqlkj fd, x, ç.kkyh v/;;u ds vuqlkj rS;kj fd;k x;k vk/kkj ekeyk lacaf/kr izknsf'kd fo|qr lfefr;ksa ds le{k izLrqr fd;k tk,xk( vkjihlh dks bl izdkj ds izLrko uhps fn, x, iSjk 8¼3½ esa mfYyf[kr nLrkostksa ds lkFk gksaxsA


¼12½ lhVh;w ls izLrko dh izkfIr ij vkjihlh fopkj djsxh vkSj bl izdkj ds izLrko dh izkfIr ds nks eghus ds vanj lhVh;w dks viuh flQkfj'ksa HkstsxhA

¼13½ ;fn vkjihlh bl izLrko ls iw.kZr;k ;k vkaf'kd :Ik ls lger ugha gS vkSj lhVh;w dk ;g fopkj gS fd ;kstuk fxzM lqj{kk@fLFkjrk ds fgr esa gS ;k usVodZ dh xSj&ladqyrk ;k vkdfLedrk dks ijkHkwr djus ds fy, gS rks bls fyf[kr esa fjdkWMZ djuk gksxk vkSj dsUnzh; vk;ksx ds fofu;ked vuqeksnu dh ekax djuk gksxkA rFkkfi] fofu;ked vuqeksnu dh ekax djus ls iwoZ lhVh;w vkjihlh ls lacaf/kr vkjihlh dh flQkfj'kksa ls lger u gksus ds fy, dkj.kksa dks 'ks;j djsxkA

¼14½ ;fn ikjs"k.k ç.kkyh jk"Vªh; fgr ;k lqj{[email protected] egRo esa visf{kr gS vkSj Hkkjr ljdkj@jkT; ljdkj }kjk fuf/k iksf"kr gS rks lhVh;w vk;ksx ds fofu;ked vuqeksnu izkIr djus ij vkjihlh esa ml ij fopkj foe'kZ fd, fcuk lh/ks bl izdkj dh ç.kkyh@Ldhe dks 'kkfey dj ldrs gSaA

8- LVsdgksYMj ijke'kZ vkSj ikjnf'kZrk % ¼1½ lhVh;w mRiknd] ,lVh;w] vkj,yMhlh] ,l,yMhlh vkSj forj.k vuqKfIr/kkfj;ksa tSls LVsdgksYMjksa ls ijke'kZ djsxk vkSj vkbZ,lVh,l ds lao/kZu ;k lqn`<+hdj.k dh ;kstuk ds lHkh pj.kksa esa ikjnf'kZrk cuk, j[ksxk %

ijUrq ;g fd [email protected] vuqKfIr/kkfj;ksa ls ijke'kZ ls lacaf/kr [email protected] vuqKfIr/kkfj;ksa ds eq[; dk;Zdkjh vf/kdkjh ;k fo'ks"k :Ik ls infHkfgr uke funsZf'krh ds lkFk ijke'kZ vfHkizsr gSA ;fn [email protected] vuqKfIr/kkjh 45 fnuksa ds vanj mRrj ugha nsrk rks ;g ekuk tk,xk fd ml mRiknd forj.k vuqKfIr/kkjh ds lkFk ijke'kZ iw.kZ gS vkSj lhVh;w vkxs dkjZokbZ djsxkA

¼2½ dsUnzh; ikjs"k.k daiuh lwpuk dh 'ks;fjax] iwokZuqekuksa dks js[kkafdr djus] i)fr] ;kstuk ekun.M vkSj fu;fer :Ik ls ç.kkyh v/;;u ds ek/;e ls vf/kfu;e dh /kkjk 38 vkSj 39 ds v/khu ikjs"k.k ;kstuk dks dk;kZfUor djrs le; ikjnf'kZrk lqfuf'pr djsxkA

¼3½ dsUnzh; ikjs"k.k daiuh viuh osclkbV ij fuEufyf[kr dks izdkf'kr djsxh vkSj Nekgh vk/kkj ij mls v|ru djsxhA

¼d½ iw.kZ ;kstuk ds C;ksjs lfgr ;kstuk ds fy, foLrr̀ vkSfpR;(

¼[k½ ç.kkyh v/;;u ds ifj.kke(

¼x½ ç.kkyh v/;;u esa iwokZuqeku vkSj LVsdgksYMjksa ls izkIr fufof"V;ka(

¼?k½ LVsdgksYMjksa dh fVIif.k;ka@lq>ko rFkk bldk mipkj(

¼³½ laHkkfor iwath ykxr vkSj vuqekfur ekfld VSfjQ( vkSj

¼p½ viLVªhe@MkmuLVªhe ç.kkyh dh çkfLFkfrA

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lukst dqekj >k, lfpo

[foKkiu III@4@vlk-@199@18]

CENTRAL ELECTRICITY REGULATORY COMMISSION

New Delhi, the 23rd July, 2018

PREAMBLE

No. L-1/220/2017-CERC.—The Central Electricity Regulatory Commission has been entrusted with

the functions under Section 79(1)(c) and Section 79(1)(d) of the Electricity Act, 2003 to regulate inter-State

transmission of electricity and to determine the tariff of inter-State transmission system. Under Section

38(2)(b) of the Act, the Central Transmission Utility (CTU) has been entrusted with the functions of planning

and coordination relating to inter-State transmission system with State Transmission Utilities, Central

Government, State Governments, generating companies, Regional Power Committees, Central Electricity

Authority (Authority), licensees etc. Under Section 38(2)(c) of the Act, CTU has been vested with the

functions to ensure development of an efficient, co-ordinated and economical system of inter-State

transmission lines for smooth flow of electricity from the generating stations to load centres. Under Section

38(2)(d) of the Act, CTU is required to provide non-discriminatory open access to its transmission system for

use by any licensee or generating companies or any consumer. The investments made in inter-State

transmission systems are ultimately recovered through the tariff and as per sharing mechanism determined by

the Central Commission. Therefore, there is a need to have a transparent, co-ordinated consultative process for

planning for the development of inter-State transmission system and associated intra-State transmission

systems in an optimal manner. The primary aim of these regulations is to create a facilitative regulatory

environment to enable CTU to plan an efficient, reliable and economical inter-State Transmission System and


associated intra-State Systems through a transparent process of extensive, informed and inclusive consultation

with stakeholders and get it developed in terms of the Electricity Act and Policies formulated under the Act.

NOTIFICATION

In exercise of powers conferred under clause (c) and (d) of sub-section (1) of Section 79 of the Electricity

Act, 2003 and all other powers enabling it in this behalf, and after previous publication, the Central

Electricity Regulatory Commission hereby makes the following regulations, namely:

1. Short title and commencement.—(1) These Regulations may be called the Central Electricity

Regulatory Commission (Planning, Coordination and Development of Economic and Efficient Inter-State

Transmission System by Central Transmission Utility and other related matters) Regulations, 2018.

(2) These regulations shall come into force from date of its publication in official gazette.

2. Objectives of the Regulations. - The objectives of this Regulation are to:

(1) lay down the broad principles, procedures and processes to be followed for planning and development of

an efficient, co-ordinated, reliable and economical system of inter-State transmission system (ISTS) for

smooth flow of electricity from generating stations to the load centres;

(2) ensure wider participation of stakeholders in the planning process and specify the procedures for

stakeholders consultation and participation;

(3) specify procedures to bring about transparency in the planning process; and

(4) demarcate the roles and responsibilities of various organisations in line with the Act for meeting above

objectives;

3. Scope and extent of applications of Regulations. - (1) These regulations shall be applicable to

Central Transmission Utility (CTU), State Transmission Utilities (STUs), generating companies including

companies having captive generating plants connected to or intending to connect with ISTS, transmission

licensees, distribution licensees, Regional Power Committees (RPCs), National Load Despatch Centre

(NLDC), Regional Load Despatch Centres (RLDCs) and State Load Despatch Centres (SLDCs) and any other

recognized entity under the Act involved in planning and development of inter-state transmission system.

(2) These regulations shall be in addition to the Central Electricity Regulatory Commission (Procedure, Terms

and Conditions for grant of Transmission License and other related matters Regulations), 2009; Central

Electricity Regulatory Commission (Grant of Regulatory Approval for execution of Inter-State Transmission

Scheme to Central Transmission Utility Regulations), 2010; and the Tariff Regulations issued by the Central

Commission from time to time under section 61 of the Act.

4. Definitions and Interpretations. - (1) In these regulations, unless the context

otherwise requires, 'Act' means the Electricity Act, 2003 (36 of 2003).

(2) The words and expressions used in these Regulations and not defined herein but defined in the Act or any

other Regulation of the Commission shall have the meaning assigned to them under the Act or other

Regulations of the Commission.

5. Roles and Responsibilities of various Organizations. - The roles and responsibilities of various

organizations for the purpose of planning as under:

(1) The Central Transmission Utility (CTU) shall plan the inter-state transmission systems and while

doing so, shall be responsible for preparation of base case and to undertake system studies for

development of the transmission system. It shall also ensure proper coordination with various agencies

such as CEA, transmission licensees, distribution licensees, Generating Companies, STUs, RLDCs and

SLDCs involved in the planning process.


(2) The National Load Dispatch Centre and Regional Load Dispatch Centre(s) shall provide periodic

operational statistics and feedback to Central Transmission Utility along with supporting analysis and

details which have a bearing on the planning process of inter-state transmission system.

(3) The generating companies who are connected or intend to connect to inter-state transmission network

shall provide the technical data as per format specified by the Central Transmission Utility in the detailed

procedure.

(4) Generating Stations connected to or intending to connect to ISTS shall furnish status of their projects to

CTU from time to time as specified in detailed procedure.

(5) Regional power Committee(s) shall assist the Central Transmission Utility in preparation of base case in

consultation with STUs/ Distribution licensees of the region. It shall also discuss and suggest modifications

when base case along with system studies is shared by the Central Transmission Utility. RPCs shall monitor

implementation of matching intra-state system on quarterly basis.

6. Augmentation of the transmission system: (1) The Central Transmission Utility shall, while planning to

augment ISTS in the form of expansion or upgradation shall consider the following:

(a) New and emerging technologies;

(b) Cost-benefit analysis outcome;

(c) Likely shutting down of old/ inefficient generating stations;

(d) Renewable capacity addition;

(e) Renewable Purchase Obligation;

(f) System adequacy from the perspective of black start/ start-up supply;

(g) Requirement of reactive power;

(h) Optimal utilization of resources to ensure an efficient and economical system with

due consideration to power market, cross border interconnection or any other policy

initiatives of Government of India.

(2) When the augmentation of transmission system is undertaken for renewable energy sources,

transmission system shall be planned by considering estimated renewable capacity additions in the

Perspective Plan; Renewable Purchase Obligation (RPO) of each State; and utilizing the available margins in

the system being planned for conventional power

(3) The Central Transmission Utility may have consultations, with regard to renewable energy potential

and its capacity addition, with Ministry of New and Renewable Energy (MNRE), Government of India or its

authorized agencies and Departments responsible for renewable energy development of the State

Governments, in advance.

7. Process of Transmission Planning: The Central Transmission utility shall carry out transmission

planning for augmentation and strengthening as under: -

(1) The Central Transmission Utility shall review and carry out transmission planning exercise at least twice

a year,

(2) Consider applications for long term access, projections of electricity demand and generation, policy

imperatives including renewable energy addition, national electricity plan and operational feedback from

NLDC/ RLDCs/ SLDCs in terms of reliability and congestions;

(3) Prepare base case for each probabilistic scenario (options) by considering details of generation as per

national level data registry maintained by CEA, details of demand from distribution licensees or State

Transmission Utilities (demand projections estimated by STUs in coordination with distribution licensees) or

Authority, existing and under-construction inter-State and intra-State transmission network up to desired


voltage level for the above exercise;

(4) Distribution licensees and STUs shall provide the required inputs. In case, the required input is not made

available by STU / distribution licensee, CTU shall approach RPC for required input.

(5) System studies shall be conducted for various probabilistic scenarios which includes generation and load

scenarios during peak, off-peak and other than peak/ off-peak hours for different seasons considering low,

moderate and high renewable capacity addition, varying import/export requirements of each state and

scheduling of various generating stations under economic dispatch for which variable cost of existing and

upcoming generating stations shall be factored in.

(6) In case requirement of total Injection to ISTS happens to be more than withdrawal requirement from

ISTS, planning of ISTS shall be done for various scenarios of dispatch factoring known firm tie-ups of power.

(7) While planning the transmission system, options of upgrading the existing ISTS in place of building new

transmission lines such as increasing line loading through use of compensation, reconductoring, etc., for

optimally utilizing the existing assets, should also be considered.

(8) Based on progress of implementation of generating stations and upstream/ downstream systems, mid-

course correction for transmission system to the extent possible should be made in terms of (i) Re-

configuration of planned transmission system, (ii) Phasing of transmission elements and (iii) Delay/

Deferment of some of the transmission elements;

(9) The Central Transmission Utility shall also review the inter-State transmission system in the event of

change in commissioning schedule of upstream and downstream system, shift of target region, phase out of

generation units, operational feedback of Regional Load Dispatch Centres and exit from long term access.

(10) Before finalizing the transmission scheme, CTU shall publish the details of all probabilistic scenarios

and suggested transmission schemes on its website and seek stakeholder’s comments. CTU shall finalise the

transmission scheme after considering the responses received from stakeholders.

(11) Associated Intra state network planning by STU shall be integrated with planning of inter-state network.

After finalization of the transmission scheme, the base case prepared as per sub-Regulation (2) and system

studies carried out as per sub-Regulation (3) above along with underlying assumptions, methodology and

planning criteria shall be placed before the concerned Regional Power Committee(s); All such proposals to

RPC(s) shall be accompanied with documents mentioned at Regulation8(3) below.

(12) RPC(s), on receipt of proposal from CTU, shall consider and convey its recommendations to CTU

within 2 months of receipt of such proposal.

(13) ln case RPC doesn't agree with the proposal either fully or partially and CTU is of the view that the

scheme is in interest of grid security/ stability or decongesting the network or overcoming a contingency, it

shall record this in writing and seek regulatory approval of the Central Commission. However, prior to

seeking regulatory approval, CTU shall share the reasons for not agreeing with the recommendations of

concerned RPC(s) with that RPC.

(14) In case a transmission system is required in national interest or is of security /strategic importance and is

funded through grant by Government of India/ State Government, CTU may, incorporate such system/

scheme directly on seeking regulatory approval of the Commission.

8. Stakeholder Consultation and Transparency

(1) CTU shall consult stakeholders such as generators, STUs, RLDCs, SLDCs and distribution licensees

and maintain transparency at all stages of planning of augmentation or strengthening of ISTS.

Provided that consultations with generators/ distribution licensees shall mean consultations with the

Chief Executive Officer of concerned generator/ distribution licensees or its specifically designated

nominee. If a generator/ distribution licensee does not respond within 45 days, it shall be construed

that consultation with that generator or distribution licensee is complete and CTU shall proceed

further.


(2) The Central Transmission Utility shall ensure transparency while carrying out transmission planning

under Section 38 and Section 39 of the Act through sharing of information, underlying assumptions,

methodology, planning criteria and result of system study regularly.

(3) The Central Transmission Utility shall publish the following on its website and update the same on

a half yearly basis:

(a) Detailed justification for the scheme along with details of the complete scheme;

(b) Results of System studies;

(c) Assumptions made in system studies and inputs received from stakeholders;

(d) Comments/ suggestions of stakeholders along with its treatment;

(e) Likely capital costs and estimated monthly tariff; and

(f) Status of upstream/ downstream system.

(4) CTU in discharge of its functions under Section 38(2)(b) of the Act may make such procedure and

prescribe such forms as may be necessary for the purpose of planning and co-ordination relating to Inter-State

Transmission System, which is not inconsistent with these regulations or any other regulations of the

Commission.

9. Regulatory filings by CTU and Transmission Licensees:

9.1 Application for Regulatory approval by CTU:

(1) At the time of filing application before the Commission for grant of regulatory

approval, the CTU shall submit the following:

(a) Recommendations on the scheme by the concerned RPC(s);

(b) Results of the system studies carried out by CTU;

(c) Assumptions and Inputs considered in system studies;

(d) Status of upstream/ downstream transmission system; and

(e) Status of consultation with the stakeholders along with Comments/

suggestions of stakeholders and its treatment.

9.2 Application for Transmission License:

(1) At the time of consideration of application by this Commission for grant of transmission license to a

transmission licensee, the CTU while making its recommendations shall submit the following:

(a) Recommendations of the scheme by the concerned RPC(s);

(b) Results of the system studies carried out by CTU;

(c) Assumptions and Inputs considered in system studies;

(d) Status of upstream/ downstream transmission system; and

(e) Status of consultation with the stakeholders along with Comments /

suggestions of stakeholders and its treatment.

9.3 Application for Grant of tariff:

(1) The transmission licensee shall submit a certificate of CTU specifying the following along with the

application for determination of tariff in accordance with relevant provisions of tariff regulations in vogue:

(a) The scheme is implemented as per the terms and conditions of the license and regulatory approval

granted or both, as the case may be;


(b) The scheme has achieved/likely to achieve its desired objectives as per system studies made;

and

(c) Information with respect to status of implementation of upstream/ downstream systems.

10. Miscellaneous. - (1) The Central Transmission Utility shall be the custodian of the base case files

and system study files along with all relevant details of final accepted network configuration.

(2) CTU shall furnish to the Commission status of on-going schemes and status of approval of proposed

schemes on quarterly basis.

11. Manpower Deployment in Transmission Planning- CTU and STU shall ensure proper and

adequate manpower for conducting transmission planning exercise. CTU, in consultation with STUs shall

prepare a scheme for certification of personnel involved in planning at CTU and STU and submit to the

Commission for approval within 6 months of issue of this Regulation.

12. Power to Relax. - The Commission, for reasons to be recorded in writing, may relax any of the

provisions of these regulations on its own motion or on an application made before it by an affected person to

remove the hardship arising out of the operation of Regulation, applicable to a class of persons.

13. Power to Remove Difficulty. - If any difficulty arises in giving effect to any provision of these

regulations, the Commission may, on its own motion or on an application made before it by any affected

person, by order, make such provision not inconsistent with the provisions of the Act or provisions of other

regulations specified by the Commission, as may appear to be necessary for removing the difficulty in giving

effect to the objectives of these regulations.

SANOJ KUMAR JHA, Secy.

[ADVT.-III/4/Exty./199/18]

Uploaded by Dte. of Printing at Government of India Press, Ring Road, Mayapuri, New Delhi-110064

and Published by the Controller of Publications, Delhi-110054.

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