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3458 GI/2016 (1)

jftLVh la Mh ,y&33004@99 REGD. NO. D. L.-33004/99

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Hkkx III[k.M 4

PART IIISection 4

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2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART IIISEC. 4]

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) im \ A , \ s\ ,

, Z , A4 UA H 3 6

\ ^ 4\ 0 ;

) H [ , x-\ 0 \, H 4-

8-Z 0 6 M

/ H Mu H/4[H 5 ?

\- Z\ |

13.12 0 Z \

6 H , M = Mu Mu

U I , 0 Z \

4M \ 6 _, { 6 4

Mu I

13.13 0 Z \ ,

Z-a 6 0 U , H ?

Z-a [H M _, H I

[, Z \ 0 6 4 4 ,

^ Z I [ // 6 4

Z-a 6 I

13.14 0 J U 0 J\ K

( H M H _ J\

) \ Z I

13.15 , U U/[/ U ,

0 Z \ 0 ? , , U [


0 U/[/ I ,

U/[/ 0 Z \ H

I

13.16 0 Z \

, : , [

0 \ \ U I

14.0 K \ K \ K \ K \

14.1 \ U 6 6 [

H/ K A4 \ I K

\ H H 5 H \H H I

[, H ,

4A U I

14.2 \H 6 H H 0 A \{ A I

14.3 K \H k \ i I

15.0 t t t t

15.1 6 ZH , , \,

6 A/ t I

15.2 , 0 : \ J

_, 0 H I

16.0

5 6 , 9 0

[ Mu U |

17.0 A A A A

i J , Y 6

A \4[ I

18.0 A A A A

UGC ( ) , 2010 0

K U | 0 U I

[, , UGC , U K U

\ U _, [6 UGC = : \ U 0

I


19.0 ZH 0 ZH 0 ZH 0 ZH 0

H H/H, \,

Zq, 0 6 4 i \J 0

\ I

20.0 t t t t

t U [

6 tH I

21.0 u 6 tH u 6 tH u 6 tH u 6 tH

6 = A4 U H

/r ( 6 6) tH _ I

[ H /r/r ( 6

6) tH 4\ I

22.0 H Z H Z H Z H Z

22.1 6 / , H, ,

0 UA, = A [ \ UA ,

6 /vk;ksx = , 6

I

22.2 , = [ 4 U [

/H { Z\ UA =

m , m

H = U , M

= 4 0

H = 4 0 H 0 ^

, - H 6, 6

5 6 i

I iZ 0 4 6, 0

JH U /[/ = 4

I i A4 \ \4[ 4

A4 C I , -

4 5 iZ

[, i

\ J , 6,

0 J, , 6 /y / yA

Z I

[ , \K , , 1956 0 24

\ U 6 I


Z ,

, J , \K H = I

22.3 0 4 i 0 4 6, m 4 Z

\ H ZH , H H 0 A \ 5 0 I 22.4 , 0 4

H i , 6 0 \ I i

i H J\ I

23.0 H H H H

( 5 6 0 H, Z-

a 6 / Z H [ 0 Z

\ 4M H) 6 / H 6 { H,

H = H I

[, 20 2016 \ , 4 6

, UGC ( ) , 2010 0

I , C [ UGC (

) , 2016 , 0 4 6 0 4

= i H I

-1

1. i , UGC 0 3 5 6

, U/[ / 5 6

6 |

2. i , 8Y 5 , M4 \ :

i) : , U /[ / |

ii) \: U /[ / \; Z

iii) s: s m 5 s

H, AH -A \ZH ?}

Z4 k H

iv) 4\ sH 6 \

3. \

3.1 sH 0 m M4 :


(i) x \ x 0 6 A 0

\ k K ;

(ii) 4 3KH x / \ U _,

/ 5 UA 0

(iii) [ A4 , xAJ (4), xJ (),

4.

4.1 , \ H , 4[6

H [ H U , , 3,

-H

4.2 \ i \ [6

\4[ \ 4H U

4.3 \ H 5.7 \ 0 0 0 K

M4 H :

4.3.1 \ , H A 6 x\ , C 0

: K H

4.3.2 \ 6 x\ nks C 0 ,

x\ 6 _, , 6

4.4 \ 0 K

\ \

0 M4 K H, : :

i) Zq 0 A4 \

[6 x, A AH ;

ii) A A4 H , M = -

, 0 ^, C \ J \ H 0

Z4tH \ ;

iii) 0 Z - C (), -C ( ),

C (_ ) [ A4 x\ K ;

iv) Zq ( ) 0 C (),

-C ( ) C (_ ) \3H -C

;


v) x (4 ) C (4 ) 0 K

;

vi) C H , Y [ 4

J \ 0 K ;

vii) A, A4, 0, [ \Z\

, 6, , - 4[6 } ,

\Z\ H , , , [ 4 H

0 6 ;

viii) \ZH 6 \ ,

, K \ ;

ix) \ZH H 0 [U H

[\ ;

x) 4 U 4 0 6 iH \

;

xi) UA UAH ZH H

, , - A4 M

;

xii) Zq J \ UAH, H (), H, UA

K [ \H 0 Z4tH [ JH ;

xiii) H xJ, 46 xJ

_, J, xJ, 4 ;

xiv) U/[/ , 0 , ,

, J H 6 ;

xv) \ ,

, H C , 4[6 } K , U,

, 5 6 , \ Z\

;

xvi) 0 J

;

[, \, U/[/ 0

J i Z\ U ;


xvii) U/[/ \ , ,

H U ,, U

H , -, , , , k{ ;

xviii) sH H U ,

sH H , , , , , , J, 0 [

, , , J ;

xix) U/[/ \ , 0 [U

JH 4H Z , , (U ) [

x H , [U H , C H , 4[6

} 0 H 6 8 ,

3

;

xx) [ (U ), -, [ M H

;

xxi) , 46 M4 :

() 6 y/ yA /H/ = t

;

() { 0 [ ;

() , , , , , H 5

6 { ;

() [ [ {

;

xxii) _H 6 H

;

xxiii) H _H 6 J \

;

xxiv) 0 H

H 6 , } , m -

\ ;

xxv) H/-H = - 5 6, [

\ , 46 i \ - 4M ;

xxvi) , J, , H, JH, ,

, \ \ K

} ;

xxvii) \ \ , Z (),

Y, - (8), , [ t ;

xxviii) x\ \Z\ H

;


xxix) H , [ H i =

H k \A ;

xxx) H H KH , \ } ,

K H 6 3KH 4 } ;

xxxi) \- ,

Y 5 6 3K KH K

} ;

xxxii) \ UA/UAH K ;

xxxiii) [ ()

0 A ;

xxxiv) = [ 3K = \

0 K i4

xxxv) H , [ 5

U _, ;

xxxvi) \ A \- \ I

4.5 \ 0 6 :

(i) \ \ 6 6 I \ 0 0 15

H 0 U I \ 0 (8) H \ I

(ii) \ 0 i 0 xA =, 0 4 6 4 H =

6 3K =, xA 0 I

(iii) \ , xA , i () \ 0 H 6

\ I 0 4 6 xA \

I

(iv) , \ , H 6 K

Z Z

U x , \ 0 6

Z I

(v) i 0 \U 0

0 I

4.6 0 {

, AH i ,

6 \ K / , 4 U , \ 0

H 6 4 U / , \ /0 U /I

4.7 \ = \

4.7.1 H x, \ =,

\ , H KH K \

i 6 , Z\

} , I


4.7.2 \, \ 6 3KH 4 4 K

I

4.8 \ 0 KH i

\, =, [ U

\ K } , i4 , [ \

i4 KH M U \

= 0 \ \ 0 6 Z\ 0 I

5. ()

(i) 5.7 \ 6 3.1 ( 2) J 6 UGC

R , UGC = 6 \ 0 I

i \ I

(ii) , , UGC 0 Z, \ 6 J

6 -, \, , , I

(iii) 0, 46 UGC R _, ^ 0 ^ 6,

\ J -, H 0 () I H 0 () 0

\ [ C 6 U 6

I

(iv) 3K H 6 R U , \ 6 J

R I

(v) UGC H 0 J\ 6 6 J \6 ,

[, M C 6 6 [ 6 [

A 6, x\, , 6 u U I

(vi) \ J H 0 , 6 R t , 0

\ 0 I

----2 2 2 2

[ [ [ [

M4 [ H :

1. Zq

2. \

3. J

4. | \

5. [ H H =

1. Zq(AC)

1.1 Zq, A4 , H

x, A , A, | , [,


[ UA UA A J

, KH [ \3 i H =

I

1.2 Zq 0

Zq M4 3KH , : :

1. ....... xA

2. - ( )

3. xA

4. xA

5. xAH \ ()

6. Z , xAH , H -\ ( )

7. Z H \ (_ )

8. = R, A4lH 6

M [ A 3KH 6 3K, 0 6

H

9. Zq = m k 4 3K x\ H

10. 4, Zq

F : [ H i \ = U I 4 Zq 0 6 0 I

1.3 0 :

H H 0 \ I

1.4 Zq 0 K i :

Zq 0 M4 K \3 H, :

i. A4 5 H , \ / =

H , \ ;

ii. A4 \ [ \A A 0

uH, A4 H 6 u 6 ;

iii. [ i , - H

0 Z { ;

iv. 0 x |

v. -H 5 UA


vi. [ UA UAH, H (), H [ \H 0

K ;

vii. UA ;

viii. H [ 0 H k

0 H \Z ;

ix. [ ;

x. M4 6 \ :

) A A H 6 u ;

) xJH, xJH, JH, H, H 0 ;

) \ H/[H 0 i 0 Z ;

) , UA, xJH JH , 00, , 4,

, 6

A4 i \ _,

xi. m H \ = \m _,

K ;

xii. H 0 = 4A Z4

\ ;

xiii. H/[H \ A H

0 u m K \ ;

xiv. \ A H (\, -\ \) 4 0

Z;

xv. [ KH [ \3 H = J

I

1.5 Zq 0 :

i. Zq 0 4 , [ A4 \ 6

U I Zq 0 0 15 H 0 U |

ii. Zq H - H Zq 0 \ I

iii. xA , i () Zq 0 H 6

\ I 0 4 6 xA \ I


iv. , Zq , 0 6

, H 6 K Z

Z U

x , Zq 0 6 Z , [

, Zq H H

4 0 I

2.0 \ :

2.1 \, \

\H J I

2.2 , \ xA I 4 I 6 Z

U k 6 , 46 UGC R I

2.3 \ , K \ H = A

2.4 \ \ ,

sH , A

2.5 \ 0 \ A

I A4 H M H Zq = 0 A

3.0 J (FC) :

3.1 J 0 :

J M4 H :

1. xA I

2. - I

3. U/[/ = R 3K I

4. \ R, 46 \

5. 6 = H 6

H x 3 50% ( C

Z) { U H 6 6

( M ) _

A [ 6 UGC

R A UGC x H 0

6 R I , H 0

, -I 5.0 6 -44

I

6. y { U ,

6 y

7. J U

3.2 J 0 :

J , H , C 0 6 I

3.3 J 0 K \ :


(i) \ J wH

\ ;

(ii) \ wH \ Z ;

(iii) 0 H Z \ Y 3

Y 3 0 ;

F : =, 6 3 3 J U A

3.5 J 0 6 :

J , 0 UA 3 H 0 \ 6 6

A fok lfefr dh cSBd ds fy, ikp 5 lnL;ksa ls x.kiwfrZ gksxhA

4.0 | \ :

4.1 i | \ A

4.2 i / | \ M4 :

1. xA/xA -- xA

2. / \ ()

3. Z , / -\ ( )

4. Z , H \ (_ )

5. 3K m k 4 , 46 M J

3K _

4.3 | \ 0 K \ H =

5.0 :

5.1 C, -C, C [ H , H H 6

AH [ A4 \Z[ 0 K [ \ - -

? A 6 H , 2010 6 H

, K \ Z I

5.2 i , H H 6 AH [ A4 \Z[ 0

K [ \ - - ? A 6 H

, 2010 6 H 0 I

5.3 0 6 :

() 0 6 , , xA = I

() , 46 k H, \

() \ 0 ZH 6 \ , H

4 ? K{ K \ 0 A I


6.0 U :

M4 U H :

)

) -

)

) -

) 4

) J U

) UA

) xA

) xA

) [ U H 6

6.1 -

6.1.1 : , 4 ,

UA H 0 xA [ ^ \ U U I ,

U/[/ = K , 5 C 0

I

, 3KH H R 0 K 0 ,

, sH [ 9H 5

3KH R / I

6.1.2 - : - 5 6

3K 0 K 40 H 6 C ,

[6 t U , I -, K , 0

-U vof/k

I

3^ : 3K \ ,

5 6 I

6.2 :

(i) \ U xA

(4)/ () =, -- = H 0 6

K I

5 6 ? 0 A, i, u 3KH

K I K ^ Al 4

\ 5 6 [ C / A4

6 A C I


-- (SCSC) 0 / M4 :

I. , 6 y , ,

6 y = K I

II. , = H = J 50%

( \ Z), -- 0

M4 :

) R

) 6 R, UGC \ = R ^

Al

) \ R

III. , J 3 50% , -- 0 M4 :

) xA/ R, xA

) xA R

) U/\ Zq/ \ R

(ii) 5 \ 0 I U , [

6 70 \ 0 U |

[, 5 \ 0 { , U JU K \ , I

(iii) i, i [ ZK 6

U [ 4 6, K

J\ \ , Z \ C

I

(iv) , U/[/ / U/[

xA H U I

6.3 0 K :

i) , \ U

H [ \A ZH

\H \[ : J I

ii) , \, Zq, J , \ H

xA I

iii) [ ZH 0 Z

0 K I

iv) 0 i \ 4A , H

H U J K


\ \ = H 0 \

0 Z\ M U I

[, \K (ii) 6 -44 M U 0 \ U 0

, \m 4 \ I

[ , 0 6 3K K

= 0 \ , \ 9u \ , \ 0

U 0 30 H [, \ Y

6 = 0 \ 0 m Z I

v) \3 4 H

H [ ; 6 K H I

vi) A M K 6

H I

vii) K \ 0 [U KH

U : i4 I

viii) [ KH \ = I

ix) [ KH i H,

H -H = 0 I

6.4 :

H H H 6 AH

[ A4 \Z[ 0 K [ \ - - ?

A 6 H , 2010 -4A \ U , H 6

K U , J/ i ,

, xA = 0 Z ,

I , 0 Z\ xA/ 0

I , 6, 6

/y / yA M I

6.5 - :

(i) - , \ 6 4 I

(ii) - 0 Z \ = K I

(iii) -, 0 -U

I

(iv) - 0, = 0 K \3 H I

6.6 4 :

(i) 4, \ U \ =,

0 ZH K M4 :-

1. xA

2. R

3. \ R

4. \ = K k, \U

(ii) 4 0 0 Z4t [ H

= - H I


(iii) 4 ZK 4 U [ 4 , 4

\3 \ 3K = 4 K I

(iv) 4 \, Zq \ , [ 6

U I

(v) 4 J H \ I

(vi) 4 \3 M4 H :

1. H H [ J ,

\ \ , A ;

2. ZH 0 0 -3 ;

3. ZH 0 [U ZH = K

H -H 0 6 0 U ;

4. ZH 0 [U ZH = K

H -H 0 H \J ;

5. = UA

\A ;

6. = 9u H \H 6

i , ^ A

K ;

7. 0 , H A

H 4 ;

8. H, H, \, H [ H, ,

H, x-AH, [ JH A A ;

9. [ \3H H 6 \m \

= I

6.7 J U :

(i) J U, \ U

\ = K I

(ii) J U 0 0 Z4t [

H = - HI

(iii) J U, H \ x

\ J I


(iv) , J \ \ , wH

H J / I

(v) , \ x, 0 H

H J /I

6.8 UA :

(i) UA , \ = K I

(ii) UA 0 0 Z4t [ H

= - HI

(iii) UA 4 UA 6 \, Zq

m H I

(iv) UA , \ 6 I

6.9 xA :

u H M H 6 6 I i 0 xA xA

I

6.10 xA :

(i) 6 i xA =

C 6 K I

[, 6 \ 6 U \ 40 xA 5 6

{ U , -\ xA K I

(ii) xA 0 [: 3 \ \K

/, [ H U I

(iii) xA 0 K \ H = I

7.0 KH i :

H H x, U U, \

, KH [ U U 3K

C x KH M\ Ji

KH i U U 6 U I

8.0 Z :

() H , 3K Z

, Z

6 6 3K \Z [ uH

\ - I

() 4 \3 i \/\ 3KH 6, 4 H

_, \ M\ Z

I

() \/\ 6 3KH 3K

[U 3KH 0 A Z 6 , 4 3K

\ 4 \ u I


9.0 6 :

3K M 5 R K U

U,

\m , 4 \ u I

10.0 :

3K H , i 6

UGC = 0 I

10.0 :

i 6 UGC 4[H M4 H :-

(i)

(ii)

(iii) U

(iv) i Z

(v) H 6 \ 0 4

10.0 UGC 4[H , Z (

) \ [ 4\ () 0 I

10.0 , k A 6 m 6 i \

|H I

10.0 , UGC/ = U/ H, H,

4[H, \\ uH, H I

10.0 , U [

6 U I

11.0 i :

, , 4 = i

i, , \ xA = U

6 I

12.0 H \U xA :

0 0 0

xA xA U , xA

4 , 4 0 xA

_ I

13.0 \H/\H [ :

0 \

\U [ U 6 ZK I

14.0 \ :

() 3K 5 6

\ :

i) J /0

ii) [

iii) [ = u

iv) UGC H H K U


() 3K \K \ U,

\ \m \ I

15.0 4 ZKH :

( H ) H 6

4 ZK, U 3K , 4 3K K 4

4 ZK , , , 4 ZK 6 K 4

3K m 4 3K 4

I

16.0 A4 \ :

= C , i 5 \ ,

= K = \ I

17.0 = UA :

i) , , H, H, -H, H,

U U UA, A [ C 3K 3KH , 4[6 ,

UA , , J

6 I

ii) , i 6, , UA 0

, { , ,

I

iii) , = UA , K

4 UA 4 I

iv) UA Z, = 0 \

6 , , , \

I

v) \ UA Z = 0 \

H 6 K \{ 5 , \ 0

\ 0 , I

vi) \ KK [ \ U ,

, \ = m

U } , \ H

18.0 0 J sH U :

0 J sH

\ U 0 I

19.0 0 J , 5 6, U :

0 J , iA: iA:, 3KH ,

_ _, 6 x

3KH , , [ 5 6 5 6 J Z U

, [ 6 \m [ 3K

0 0 6 [ J U [ \

Z Z U I


20.0 , , UA \ Z\ :

i) 6 ,

U/[/ 6 U I \ =

5 6 = _ 5 H I 6 y

H = \: 5 J U 6,

-UA = UA 0 I =

UA I

ii) \ J H 0 \\ 6 = UA 0

I

[, J i / U H

H 9u 0 U 0 0 KK 5 Z\ 6

, = \\ 6 , ZK UA UA

0 \, } , I

iii) = \ Z UA Z -\ {

[ 0 I

21.0 :

H H H x, \ , 6 [ KH

ZK, 0 K M4 [U H

6:

i) A H 0 ;

ii) 0 H, , H |

;

iii) A4 \ ( 0 ) M (4w) ;

iv) 6 H 5 6 ;

v) x |H UA, H,

H Z 0;

vi) UA , UAH 0 K ZH ;

vii) xJH, JH, xJH, H H

, 0 ;

viii) H 6 ;

ix) \ZH 6 ;

x) H 0 0 Z4 H ;

xi) \U[ 0 Y, Z4t, K 0 u H C

\;

xii) Zq 0 [ K, \ \3 [ 44 U _;

xiii) \ , K \;

xiv) | \ 0 K \;

xv) 0 , K \;

xvi) 3KH [ ZH 5 6 ;

xvii) 0 [ K \ [ \m U _;

xviii) 4 0 0 Z4t, ;

xix) J U 0 0 Z4t, ;


xx) ZH, AH, [ \ZH 0 6, , , ;

xxi) [H 0 ;

xxii) \

, \;

xxiii) w 0 ;

xxiv) 0 0 ;

xxv) 0 6 0

;

xxvi) 5 6 [ ;

xxvii) U U KH i;

xxviii) [ H H = _ [ 0

Z4, , , , H , Z4, KH 0 u,

UAH \3, UA |

Zq \ U I

22.0 \ :

H H \ 0 - 0 4 6 0

I

23.0 \ :

i) U 4U , 1860 0 6 , 3K, 4 6

, 6 , 4 I

ii) 6 U

9u, 6 [U H 6

i\ , 6 \

U H I

24.0 \ H 6 Z\, Z\ :

\ 6 \ =

[ A =, Z\, Z\, H H

6 , U ; H -H 6 Z\,

Z\, U 4U , 1860 i J [ (4t

w) U

I

, w

[k III/4/./166 (113)]


UNIVERSITY GRANTS COMMISSION

NOTIFICATION

New Delhi, the 11th July, 2016

UGC [INSTITUTIONS DEEMED TO BE UNIVERSITIES] REGULATIONS, 2016. F. No. 1-3/2016(CPPPI/DU) PREAMBLE.

To regulate, in an orderly manner, the process of declaration of institutions as deemed to be universities; preventing

institutions of dubious quality from being so declared; and, further to maintain quality of higher education imparted by

institutions deemed to be universities consistent with the ideals of the concept of a university; the University Grants

Commission, in exercise of powers conferred under clauses [f] & [g] of sub-section [1] of Section 26 of the University

Grants Commission Act, 1956, hereby, makes the following Regulations namely:-

1.0 SHORT TITLE, APPLICATION AND COMMENCEMENT

1.1 These Regulations may be called the UGC [Institutions Deemed to be Universities] Regulations, 2016. 1.2 These Regulations shall apply to every institution seeking declaration as an institution deemed to be university

under the Act as also, albeit prospectively, to an institution which has been declared as an institution deemed to

be university under Section 3 of the UGC Act, 1956.

1.3 They shall come into force with effect from the date of their notification in the Official Gazette. 1.4 These Regulations shall replace the UGC (Institutions Deemed to be Universities) Regulations, 2010 and its

subsequent amendments.

2.0 DEFINITIONS

In these Regulations, unless the context otherwise requires:

2.01 Act means the University Grants Commission Act, 1956 [Act 3 of 1956].

2.02 Campus means Campus of the institution deemed to be university at its headquarters, wherein its major facilities, faculty, staff, students and its Academic Departments are located in a city /town /village in India. Off-

Campus centre means an approved (by the Central Government) centre of the institution deemed to be

university beyond its Campus in the country. Headquarters includes all the campuses situated in the same

city/town/village.

2.03 Commission means the University Grants Commission (UGC) constituted under the Act or any other body empowered to regulate an institution deemed to be university under any law for the time being in force.

2.04 Committee of Experts means a Committee appointed by the Commission consisting of academics, researchers or other experts in the relevant fields of knowledge and notified under these Regulations for such

purpose as it may specify; and there may be as many Committees of Experts as the Commission may determine

for different purposes.

2.05 Constituent Institution means an institution operating under the administrative, academic and financial control of the sponsoring body and declared as such under the Notification.

2.06 Constituent Unit means those units of the Institution which were existing at the time of submission of proposal to be declared as an Institution Deemed to be University.

2.07 De-novo Institution means an institution with the focus on teaching and research in unique and emerging areas of knowledge, so determined by peers of the academic community.

2.08 Emerging area of knowledge in the context of De-Novo Institutions means such areas which are considered

desirable and useful but not currently taught in the country.

2.08 Government means the Central Government, unless the context so specifies.

2.10 Institution means an institution for higher education engaged in teaching and research at the undergraduate,

post-graduate or higher levels.


2.11 Institution deemed to be university means an institution for higher education so declared, on the

recommendation of the Commission, by the Central Government under Section 3 of the Act.

2.12 Necessary Infrastructure means infrastructure as required under the norms of concerned Statutory

Body/Commission.

2.13 Processing Fee means the charges that have to be paid by the applicant institution to the Commission along with the application for processing such application. This amount shall take into account the expenditure to be

incurred by the Commission for processing an application that shall include onsite visits of Expert Committees

of the Commission. The Commission shall prescribe the processing fee and revise it from time to time.

2.14 Notification means a notification issued by the Central Government in the Official Gazette declaring an institution for higher education, as an institution deemed to be university u/s 3 of the Act.

2.15 Sponsoring body means a body being a charitable or a not-for-profit Society/Trust/Company under Section 8 of Companies Act 2013 making an application for declaring an institution under its administrative, academic and

financial control as a deemed to be university.

2.16 Statutory body/authority/council means a body constituted under any law for the time being in force for determining or maintaining standards of quality in the relevant areas of higher education and bodies known as

All India Council for Technical Education (AICTE), Medical Council of India (MCI), Dental Council of India

(DCI), National Council for Teacher Education (NCTE), Bar Council of India (BCI), Indian Nursing Council

(INC), or any other such regulatory body established under an Act of Parliament, shall be the Statutory bodies for

the purposes of these Regulations.

3.0 OBJECTIVES OF AN INSTITUTION DEEMED TO BE UNIVERSITY

The objectives for which an institution is declared by the Government as an institution deemed to be university

shall be:

3.1 To provide for higher education leading to excellence and innovations in such branches of knowledge as may be

deemed fit primarily at post-graduate and research degree levels fully conforming to the concept of university,

namely, University Education Report (1948) and the Report of the Committee on Renovation and Rejuvenation

of Higher Education in India (2009) and the Report of the Review Committee for Deemed to be Universities

(2009).

3.2 To engage in areas of specialization with proven ability to make distinctive contributions to the objectives of the

higher education system.

3.3 To provide for high quality teaching and research and for the advancement of knowledge and its dissemination through various research programmes undertaken in- house by full time faculty/research scholars (PhDs and

Post Doctoral) in diverse disciplines.

3.4 To enable creation of institutions deemed to be university under the de novo category devoted to unique and emerging areas of knowledge, not being pursued by conventional or existing institutions - particularly in

specific areas of study and research preferably sponsored by the Government of a State/UT or the Central

Government regarded as important for strategic needs of the country or for the preservation of our cultural

heritage, so determined by a well laid-out process of wide consultation with eminent peers of academic

community.

4.0 ELIGIBILITY CRITERIA FOR AN INSTITUTION TO BE DECLARED AS AN INSTITUTION

DEEMED TO BE UNIVERSITY

An institution applying to be declared as an institution deemed to be university shall have to meet the following

stipulations:-

(a) Eligibility criteria

4.1 Has been accredited with highest grade by NAAC and/or by NBA continuously for two cycles and again gets highest grade in the third cycle continuously (five year cycle). In case of NBA, such accreditation should be for

all its eligible courses.


OR

Should have the highest NAAC/NBA category at the time of application, and in the immediately previous

NAAC/NBA cycle, and should be in top 20 in any specific category or in top 100 of overall ranking of National

Institute Ranking Framework (NIRF) ranking at the time of application and in immediately previous two years.

In case of NBA, such accreditation should be for all its eligible courses.

4.2 Has demonstrated the characteristics of a university through diverse curricular provisions, contribution to teaching; and, verifiable research output.

4.3 Has under graduate and atleast five post graduate departments in existence for 3 years with research programmes.

4.4 Shall be engaged in research activity, publications and scholarly works and shall have doctoral/post-doctoral research programmes. The faculty in Humanities, Social Sciences, Languages shall have atleast 10 publications

and Faculty of Sciences/Medicine/Engineering shall have at least 15 publications per year in refereed journals

listed by UGC and having an impact factor.

4.5 Shall have adequate number of full-time fully qualified faculty for teaching and research as per UGC/concerned Statutory Council(s) norms.

4.6 Shall possess the necessary infrastructure for quality research and seamless access to modern information resources.

4.7 Shall have a proven record of securing merit-based extramural research funding from various public/private agencies.

4.8 Shall have a record of extension services and societal engagement.

4.9 Each constituent unit included in the original proposal shall have continuous accreditation for two cycles with the highest grade offered and also gets valid highest grade for third cycle, either from National Assessment and

Accreditation Council (NAAC) and/or all its eligible courses shall be accredited continuously for two cycles

(five year each) with the highest grade offered and also gets highest grade in the third cycle, which is currently

valid, by National Board of Accreditation (NBA) or an accreditation agency recognized by the Commission

from time to time.

4.10 Shall undertake not to offer any programme in the distance mode.

(b) Conditions 4.11 The applicant institutions shall be a not-for-profit organization and shall not be engaged in commercialization of

higher education.

4.12 The applicant institution shall not have violated any of the provisions of any of the statutes/guidelines of

UGC/any Statutory Authority in the period of five years preceding the date of submission of the application

seeking status of an institution deemed to be university.

5.0 GOVERNANCE SYSTEM FOR AN INSTITUTION TO BE DECLARED AS AN INSTITUTION

DEEMED TO BE UNIVERSITY

An institution to be declared as a deemed to be university shall adhere to the following criteria:

5.1 The proposed institution deemed to be university shall be registered as a not-for-profit Society under the Societies Registration Act, 1860 or as a not-for-profit Trust under the Public Trust Act, or as a not-for-profit

company under section 8 of the Companies Act, 2013 (hereinafter referred to as the Managing

Society/Trust/Company), which shall be owned by a not-for-profit Society registered under the Societies

Registration Act, or a not-for-profit Trust registered under the Public Trust Act, or a not-for-profit company

registered under section 8 of the Companies Act, 2013 (hereinafter referred to as the Sponsoring

Society/Trust/Company), or in case of a Government controlled deemed to be university, by the Government:

Provided that the members/trustees/promoters of a Managing Society/Trust/Company of a deemed to be a

university, not being a Government Controlled deemed to be university, shall not be directly or indirectly

connected with the members/trustees/promoters of the sponsoring Society/Trust/Company.


5.2 Among the authorities of the deemed to be universities, there shall be a Chancellor who shall be appointed by the sponsoring Society/Trust/Company and shall be a distinguished public figure.

5.3 The Sponsoring body of deemed to be universities may also appoint a person as a Pro Chancellor, whose role would be limited to carrying out the tasks assigned to the Chancellor in these Regulations, when the latter is not

available for carrying out the same.

5.4 The highest governing body of the deemed to be university shall be a Board of Management to be headed by the Vice Chancellor. This body shall consist of a minimum of ten members and a maximum of fifteen members.

5.5 The Board of Management of the institution shall be independent of the sponsoring Society/Trust/Company and managing Society/Trust/Company with full autonomy to perform its academic and administrative

responsibilities. The number of representative(s)/nominee(s) of the Sponsoring Society/Trust/Company on the

Board of Management shall be limited to a maximum of four.

5.6 The Board of Management shall consist of eminent persons capable of contributing to and upholding university ideals and traditions.

5.7 There shall be a Board of Management consisting of the following: -

i) Vice-Chancellor.Chairperson. ii) Pro Vice-Chancellor (wherever applicable). iii) Deans of Faculties not exceeding two (by rotation based on seniority). iv) Three eminent academics as nominated by the Chancellor, who shall have worked at the rank of

professor and shall neither be from the Institution or the sponsoring body nor be their relatives.

v) A representative of Government (respective Central Government Ministry/respective State Government) who shall be an eminent academic not below the rank of Professor, in case the

institutions are controlled and managed by Government or receiving grants more than or equal to 50%

of its expenditure (based on average of previous three year account) from the Government directly or

through its agencies. In all other Deemed to be Universities, the UGC shall nominate a representative.

The UGC will nominate its representative from a panel of names selected through a Search Committee.

The Search Committee will be formed as per details & procedure as mentioned in Clause 5.0 of

Annexure I of these Regulations for selecting the panel of names.

vi) Two teachers (from Professors, Associate Professors) by rotation based on seniority vii) One teacher by rotation of the rank of Assistant Professor. viii) Maximum of four nominees of the sponsoring Society/trust/company ix) The Registrar, who shall be the Secretary

The term of membership of the Board of Management and its powers are as shown in Annexure 1.

5.8 The Vice Chancellor shall be an eminent academic and shall be appointed in the manner laid down under clause 6.2 in Annexure 2.

5.9 All other authorities of the deemed to be university shall be as described in Annexure 2.

5.10 Notwithstanding anything contained in these Regulations, the governance system and management structure of a Government Controlled institution Deemed to be University may be in accordance with the decision of the

Central Government or the State Government, as the case may be.

6.0 ADMISSIONS AND FEES STRUCTURE

6.1 No institution deemed to be university shall, for admission in respect of any course or programme of study

conducted in such institution, accept payment towards admission fee and other fees and charges:-

(a) which is a capitation fee or donation in whatever nomenclature or form; (b) other than such fee or charges for such admission, which has been declared by it in the prospectus for

admission against any such seat, and on the website of the institution,

Provided if there are any fees prescribed in accordance with the Fee Regulations framed by the

Government or by the Commission from time to time, then the fees or other charges for admission shall not

exceed the same;


(c) without a proper receipt in writing issued for such payment to the concerned student admitted in such

institution.

6.2 (1) No institution deemed to be university shall charge any fee for an admission test other than an amount

representing the reasonable cost incurred by it in conducting such test:

Provided further that an institution deemed to be university shall not engage in commercialization of education

in any manner whatsoever, and shall provide for equity and access to all deserving students.

(2) In case an admitted student does not join the institution within 7 days of opening of the Institution, the

Institution shall refund:

a) In case the student informs of his intention not to join the institution at least 7 days before the start of the

academic session, then 100% of the fees collected minus the processing charges, which shall not be more than Rs

10000, or any other amount fixed by UGC. The same shall be refunded within 15 days of receipt of information

from the student.

b) In case no such information is given by the student but the Institution is able to fill up the seat so vacated, then

100% of the fees collected minus the processing charges, which shall not be more than Rs 10000, or any other

amount fixed by UGC. The same shall be refunded within 15 days of request of refund from the student or the

expiry of 30 days after opening of academic session, whichever is later.

c) In case no such information is given by the student and the Institution is not able to fill up the seat even by the

end of 30 days after the opening of academic session, then 50% of the fees collected minus the processing

charges, which shall not be more than Rs 10000, or any other amount fixed by UGC. The same shall be refunded

within 15 days of request of refund from the student or the expiry of 30 days after opening of academic session,

whichever is later.

(3) If a student joins the Institution, and then leaves it in mid-session then the entire fees collected shall be

forfeited.

6.3 Admission of students to an institution deemed to be university, public or private, shall be made in the following

manner :

(i) In case the appropriate statutory authority has specified the process of selection for admission to any course, or programme of study in any institution which includes conducting competitive admission test for ascertaining the

competence of any person to pursue such course or programme of study, in that case, no person shall be

admitted to such course or programme of study in such institution, except through an admission test conducted

by a recognized body or such institution or a group of institutions if such institution or group of institutions have

been so authorised by the Central Government or a State Government or any statutory authority.

(ii) In case the process of selection for admission to any course or programme of study in any institution

including conducting competitive admission test has not been specified under sub-clause (i), in that

case, no person shall be eligible for admission to such course or programme of study in such institution

except through inter se merit to be specified in the prospectus of each institution and the inter se merit

so arrived at shall be published on the website of the institution, along with the scores attained by all

individuals in each of the parameters taken into reckoning for arriving at such inter-se list :

Provided that admission of Non-Resident Indians (NRI)/Persons of Indian Origin (PIO)/Foreign

students to institutions deemed to be universities shall be governed by the Guidelines/Regulations

framed by the Commission in this behalf from time to time.

6.4 Every institution deemed to be university shall

(a) maintain the records of the entire process of selection of candidates, and preserve such records for a minimum period of five years;

(b) exhibit such records on its website; and (c) be liable to produce such record, whenever called upon to do so by any statutory authority or by the

Government under any law for the time being in force.

6.5 Every institution deemed to be university shall publish, before expiry of sixty days prior to the date of the

commencement of admission to any of its courses or programmes of study, a prospectus containing the


following for the purposes of informing those persons intending to seek admission to such institution and the

general public, namely :-

(i) each component of the fee, deposits and other charges payable by the students admitted to such institution for pursuing a course or a programme of study, and the other terms and conditions of

such payment;

(ii) the percentage of tuition fee and other charges refundable to a student admitted in such institution in case such student withdraws from such institution before or after completion of course or

programme of study and the time within, and the manner in, which such refund shall be made to the

student;

(iii) the number of seats approved in respect of each course or programme of study for the academic year for which admission is proposed to be made;

(iv) the conditions of eligibility including the minimum and maximum age limit of persons for admission as a student in a particular course or programme of study, where so specified by the

institution;

(v) the educational qualifications specified by the relevant statutory authority/body, or by the institution, where no such qualifying standards have been specified by any statutory authority;

(vi) the process of admission and selection of eligible candidates applying for such admission, including all relevant information in regard to the details of test or examination for selecting such candidates

for admission to each course or programme of study and the amount of fee to be paid for the

admission test;

(vii) details of the teaching faculty, including therein the educational qualifications and teaching experience of every member of its teaching faculty and also indicating therein whether such

,member is on regular basis or visiting basis;

(viii) the minimum pay and other emoluments payable for each category of teachers and other employees; (ix) the ranking of the Institution under National Institutional Ranking Framework for the last three

years (if available)

(x) information in regard to physical and academic infrastructure and other facilities including hostel accommodation, library, hospital or industry wherein the practical training to be imparted to the

students and in particular the facilities accessible by students on being admitted to the institution;

(xi) broad outline of the syllabus specified by the appropriate statutory body or by institution, as the case may be, for every course or programme of study, including the teaching hours, practical sessions

and other assignments;

(xii) all relevant instructions in regard to maintaining the discipline by students within or outside the campus of the institution, and, in particular, such discipline relating to prohibition of ragging of any

student or students and the consequences thereof and for violating the provisions of any regulation

in this behalf made under the University Grants Commission Act, 1956 or any other law for the time

being in force.

Provided that the institution deemed to be university shall publish information referred to in items

(i) to (xi) of this clause on its website, and the attention of the prospective students and the general

public shall be drawn to such publication on the website through advertisements displayed

prominently in the different newspapers and through other media;

Provided further that the institution deemed to be university may publish prospectus in accordance

with this clause at any time before the expiry of sixty days specified under this clause.

6.6 Every institution deemed to be university shall fix the price of each printed copy of the prospectus, being not more

than reasonable cost of its publication and distribution and no profit be made out of this publication, distribution

or sale of prospectus.

6.7 No institution deemed to be university shall, directly or indirectly, demand or charge or accept, capitation fee or

demand any donation, by way of consideration for admission to any seat or seats in a course or programme of

study conducted by it.

6.8 No person shall, directly or indirectly, offer or pay capitation fee or give any donation, by way of consideration

either in cash or kind or otherwise, for obtaining admission to any seat or seats in a course or programme of study

in any institution deemed to be university.

6.9 No institution deemed to be university, who has in its possession or custody, of any document in the form of

certificates of degree, diploma or any other award or other document deposited with it by a person for the purpose

of seeking admission in such institution, shall refuse to return such degree, certificate award or other document


with a view to induce or compel such person to pay any fee or fees in respect of any course or programme of

study which such person does not intend to pursue or avail any facility in such institution.

6.10 In case a student, after having admitted to an institution deemed to be university, for pursuing any course or

programme of study in such institution, subsequently withdraws from such institution, no institution in that case

shall refuse to refund such percentage of fee deposited by such student and within such time as has been

mentioned in the prospectus of such institution.

6.11 No institution deemed to be university shall, issue or publish-

(a) any advertisement for inducing students for taking admission in the institution, claiming to be recognized by the appropriate statutory authority where it is not so recognized; or

(b) any information, through advertisement or otherwise in respect of its infrastructure or its academic facilities or of its faculty or standard of instruction or academic or research performance, which the institution, or

person authorized to issue such advertisement on behalf of the institution knows to be false or not based on

facts or to be misleading.

6.12 On being declared an institution deemed to be university, an institution shall admit students to its approved

academic programme, under its enrolment, only from the academic session that follows the Notification issued by

the Central Government:

Provided that enrolment of students to the institution, for any reason whatsoever, in anticipation of the declaration

as an institution deemed to be university or inclusion of the institution under the ambit of an institution deemed to

be university, shall render the application invalid:

Provided further that the students already on the rolls of the institution prior to the date of application for

declaration as an institution deemed to be university or its inclusion under the ambit of an institution deemed to be

university shall continue to be students, for all purposes, of the affiliating university with whom they have already

been enrolled, and shall also be awarded degree only by that affiliating university.

7.0 INFRASTRUCTURE AND OTHER FACILITIES

7.1 It shall have the necessary financial and infrastructural viability for administering and maintaining the institution as an institution deemed to be university and the management capable of contributing to the university ideals

and traditions and enhancing the quality of teaching, research and extension activities.

7.2 It shall have the following minimum infrastructure and other facilities:

7.2.1 Land and Buildings:-

i) Administrative Building of at least 1,000 sq. meters. ii) Academic Building, including library, lecture theatres and laboratories, of at least 15,000 sq. meters, of

which the central library alone being of about 2000 sq. meters.

iii) Some residential accommodation for teachers, guest house and hostel accommodation for students shall be in existence at the time of applying for declaration as an institution deemed to be university. Hostel

accommodation shall be gradually increased to at least 25% of the students within 3 years of existence of

institution deemed to be university. The floor area for hostel facilities shall be 10 sq. mts. per student

proposed to reside.

Provided that if the Institution is proposed to be set up in metropolitan area/urban area and if the

proposed Institution has space constraints, the hostel facilities for students and residential facilities for

academic and non-academic staff can be established at a place within 5 km radius from the main campus.

iv) The minimum requirement for open space shall be 40% of the total area of the Institution. v) The minimum area for playground having multi sports facilities shall be 25,000 sq. mts. vi) The Institution shall have adequate health care facility within the campus for students, faculties, staff or

any other members.

vii) The Institute shall have barrier free approach and appropriate safety measures (fire fighting, etc.). viii) Equipment, Books, Journals and other infrastructural facilities:

Equipment, Books and Journals of the institution shall be commensurate with the size and activities of

the institution and shall satisfy the requirements of the Statutory/Regulatory body concerned. The

institution shall also have Broadband Connectivity of appropriate level in order to cater to the needs of


self learning/virtual experiments/hands on techniques as well as provide electronic access to journals,

books and other learning materials.

ix) In case of multi-disciplinary Institution, the aggregate land requirement shall be the sum of the land area prescribed by various Statutory Councils for all courses. In case the institution is engaged in conducting

professional programmes of study, the prevailing norms and standards of the respective Statutory Body

for building infrastructure shall be applicable, in addition to the above.

x) The infrastructure requirement shall be evaluated taking into consideration the future expansion proposed in the application along with requirement of land for hostel and allied facilities for the student. The

infrastructure requirement shall be ensured before starting new

courses/programme/department/school/centre in the existing campus.

7.3 Academic Programmes

7.3.1

Academic program shall offer sufficient scope for interdisciplinary learning and research Delivery of program shall be based on innovative teaching and learning process and evaluation system Shall be supported by adequate qualified faculty as per the norms of UGC/concerned Statutory

Council(s).

7.3.2 It shall have under graduate and at least five postgraduate academic Departments in existence for at least 3

years with every Department having in position a minimum permanent faculty of one Professor, two

Associate Professors and four Assistant Professors for general courses and in case of courses in other

disciplines such as Engineering & Technology, Medicine, Dental, Nursing, Pharmacy, Physiotherapy etc. the

faculty shall be as per the norms and guidelines of the respective Statutory Council having the qualifications

and pay scales prescribed by the Commission/respective Statutory Council together with the necessary

supporting technical and ministerial staff as per the norms and standards laid down by the respective Statutory

body.

Provided that for the first three years after notification as a deemed university, instead of a Professor, the

Institution may appoint an Associate Professor or Assistant Professor, keeping the overall number of faculty

as a minimum of seven per Department.

7.3.3 It shall have counselling facilities for weaker students and for students with different abilities and special

teaching learning assistance programmes for such students.

7.4 Financial Viability:

The financial viability of the institution shall be verifiable by the audited statements of accounts of the

institution for the previous five years immediately preceding the date of application for declaration as deemed to

be university

7.5 Corpus Fund:

7.5.1 In the case of Institutions not maintained or financed by the Government, the following Corpus Fund shall be

created and maintained permanently in the name of the proposed institution deemed to be university by way of

irrevocable Government Securities or other forms approved by the Commission:

a. For institutions conducting professional programmes, such as Engineering & Technology, Medicine Rs.

15.00 crore

b. For institutions conducting programmes, such as Management, Law, Education Rs.8.00 crore

c. For institutions conducting other programmes Rs.7.00 crore

d. For institutions conducting both professional and other programmes Rs. 18.00 crore

e. For institutions under de novo category Rs. 40 crore

7.5.2 The Corpus fund shall not be liquidated without prior permission of the Commission

7.5.3 The Commission shall have the power to direct any upward revision of the Corpus Fund from time to time. The

extent of corpus fund shall be reviewed by the Commission every five years and any upward revision so ordered

shall not exceed the rate of inflation (measured through Wholesale Price Index) for that period.

7.5.4 The interest accrued on the Corpus Fund may be used only for the purpose of development of the institution

deemed to be university.


7.5.5 In the event of withdrawal of declaration of deemed to be university status or dissolution of the Managing

Society/Trust/Company of the institution deemed to be university, the Corpus Fund shall stand transferred to the

Commission for meeting the liabilities, if any :

Provided that in case of a public funded deemed to university, the Corpus Fund shall be transferred to the

Central Government or the State Government, as the case may be.

7.5.6 The provisions related to corpus fund shall be applicable only to those deemed universities which come into

existence after notification of the UGC (Institutions Deemed to be Universities) Regulations, 2010. However, in

the case of Government Controlled institutions, the commitment of the State/UT or the Central Government to

fund them continuously shall be considered as sufficient.

7.6 All movable and immovable properties of the institution or institutions that form the integral part of the proposed institution deemed to be university shall remain legally vested in the name of the institution in the

manner as recognized under the Transfer of Property Act, 1882 or any other law which may be in force. The

land and other assets of the Institution shall be transferred legally by the sponsoring Trust/Society/Company to

the institution deemed to be university within one year of the declaration of the Institution as Deemed to be

University. The sponsoring Trust/Society/Company shall give an undertaking alongwith the application to the

effect that the land and other assets shall be transferred legally to the Institution Deemed to be University within

one year of the notification declaring the Institute as Deemed to be University. However, in case the immovable

property has been acquired by the institution by way of lease, the lease shall be perpetual in nature and initially

for at least 30 years which shall be extended further.

Provided that if such transfer of property does not take place within the one year period then the provisional

status of deemed university shall be withdrawn by the Government.

7.7 The income and property of the institution, howsoever derived, shall be utilized only for the promotion of the

objectives of the institution including its growth and development. No portion of the income/property of the

institution shall be paid or transferred, directly or indirectly by way of profit, to the persons who were/are

members of the institution, provided that nothing herein contained shall prevent the payment in good faith or

remuneration to any member thereof or to any other person in return for any service rendered to the institution

or for travelling, halting and other similar charges, and all such expenditure shall be appropriately reflected in

the accounts of the institution, maintained for the purpose.

8.0 PROCEDURE FOR BEING DECLARED AS AN INSTITUTION DEEMED TO BE A UNIVERSITY

8.01 The institution fulfilling the minimum eligibility criteria as laid down in these Regulations for considering

proposals for declaration as an institution deemed to be a university may send its application in duplicate in the

prescribed Proforma to the Secretary, Ministry of Human Resource Development, Department of Higher

Education, Government of India. The application shall also be submitted online on UGC website. Processing

fees for each application shall be paid to the Commission by way of a Demand Draft drawn in favour of The

Secretary, University Grants Commission, Bahadurshah Zafar Marg New Delhi 110002.

8.02 It shall submit a certificate as also an undertaking along with its application to the effect that the professional

programmes already being conducted by it, if any, have the approval of the relevant Statutory/Regulatory bodies

like AICTE, MCI, DCI, NCTE, BCI, INC, etc., along with a duly attested copy of the letter of approval granted

to it by such bodies. In addition, each application shall

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