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ENCE 461 Foundation Analysis and Design Retaining Walls Lateral Earth Pressure Theory

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Page 1: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

ENCE 461Foundation Anal ysis and

Design

Retaining WallsLateral Earth Pressure Theory

Page 2: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Retainin g Walls

� Necessary in situations where gradual transitions either take up too much space or are impractical for other reasons

� Retaining walls are analysed for both resistance to overturning and structural integrity

� Two categories of retaining walls

� Gravity Walls (Masonry, Stone, Gabion, etc.)

� In-Situ Walls (Sheet Piling, cast in-situ, etc.)

Page 3: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Lateral Earth Pressure Coefficient

� K = lateral earth pressure coefficient

� �x’ = horizontal effective stress

� ����������� ��������������

� ����������� ���������� ������������ �������� ������

� �� ����������������������� ��������� �

K��x '

�z'

Page 4: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Mohr’s Circle and Lateral

Earth Pressures

=�z'� x ' =

Page 5: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Development of Lateral Earth Pressure

Po

b��1 z1

2 K o

2

Note Pore Water Effect! subtract vertically add horizontally

Page 6: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Groundwater Effects

� Steps to properly compute horizontal stresses including groundwater effects:

� Compute total vertical stress

� Compute effective vertical stress by removing groundwater effect through submerged unit weight; plot on P

o diagram

� Compute effective horizontal stress by multiplying effective vertical stress by K

� Compute total horizontal stress by directly adding effect of groundwater unit weight to effective horizontal stress

Page 7: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Groundwater Effects

Page 8: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Conditions of Lateral Earth Pressure Coefficient

� At-Rest Condition

� Condition where wall movement is zero or “minimal”

� Ideal condition of wall, but seldom achieved in reality

� Active Condition

� Condition where wall moves away from the backfill

� The lower state of lateral earth pressure

� Passive Condition

� Condition where wall moves toward the backfill

� The higher state of lateral earth pressure

Page 9: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Effect of Wall Movement

Page 10: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Wall Movements Necessar y to Achieve Active or Passive

States

Page 11: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Estimates of At Rest Lateral Earth Pressure Coefficient

� Jaky’s Equation

� Modified for Overconsolidated Soils

� Applicable only when ground surface is level

� In spite of theoretical weaknesses, Jaky’s equation is as good an estimate of the coefficient of lateral earth pressure as we have

K o�1�sin� '

K o��1�sin� ' �OCRsin� '

Page 12: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Relationship of Poisson’s Ratio with Lateral Earth Pressure

Coefficient

K o��

1��

��2��1��1

��tan��1tan��2

(Normally Consolidated Soils)

Page 13: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Example of At Rest Wall Pressure

� Given

� Retaining Wall as Shown

� Find

� PA,

from At Rest Conditions

Page 14: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

At Rest Pressure Example

� Compute at rest earth pressure coefficient

� Compute Effective Wall Force

K o�1�sin� 'K o�1�sin30º�0.5

Po

b��1 z1

2 K o

2Po

b�

1202020.52

Po

b�12000

lbsft�12

kipsft

hPA�203�6.67 ft.

(valid for all theories)

Page 15: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Development of Active Earth Pressure

Page 16: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Development of Passive Earth Pressure

Page 17: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Earth Pressure Theories

Page 18: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Rankine Earth Pressure EquationsLevel Backfills

Page 19: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Rankine Theor y with Inclined Backfills

Page 20: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Rankine Coefficients with Inclined Backfills

Inclined and level backfill equations are identical when � = 0

Page 21: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Example of Rankine Active Wall Pressure

� Given

� Retaining Wall as Shown

� Find

� PA,

from At Rest Conditions

Page 22: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Rankine Active Pressure Example

� Compute at rest earth pressure coefficient

� Compute Effective Wall Force

Po

b��1 z1

2 K a

2Po

b�

1202020.3332

Po

b�8000

lbsft�8

kipsft

K A�tan2�45º��

2�

K A�tan2�45�15��13

Page 23: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Rankine Passive Pressure Example

Page 24: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Rankine Passive Pressure Example

� Compute at rest earth pressure coefficient

� Compute Effective Wall Force

Po

b��1 z1

2 K p

2Po

b�

12020232

Po

b�72000

lbsft�72

kipsft

K P�tan2�45º�

2�

K P�tan2�4515��3

Page 25: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Summar y of Rankine and At Rest Wall Pressures

72,000 lbs.

12,000 lbs. 8000 lbs.

Page 26: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Coulomb Theor y

K p�cos2����

cos2�cos������1�sin����sin�� �

cos�����cos� ����

2

K a�cos2�����

cos2�cos�����1sin����sin��� �

cos����cos��� ��

2�

Page 27: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Typical Values of Wall Friction

Page 28: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Example of Coulomb Theor y

� Given

� Wall as shown above

� Find

� KA, K

P, P

A

Page 29: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Solution for Coulomb Active Pressures

� Compute Coulomb Active Pressure

� KA = 0.3465

� Compute Total Wall Force

� PA = 8316 lb/ft of wall

Page 30: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Solution for Coulomb Passive Pressures

� Compute Coulomb Passive Pressure

� KP = 4.0196

� Compute Total Wall Force

� PA = 96,470 lb/ft of wall

Page 31: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Walls with Cohesive Backfill

� Retaining walls should generally have cohesionless backfill, but in some cases cohesive backfill is unavoidable

� Cohesive soils present the following weaknesses as backfill:

� Poor drainage

� Creep

� Expansiveness

� Most lateral earth pressure theory was first developed for purely cohesionless soils (c = 0) and has been extended to cohesive soils afterward

Page 32: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Theor y of Cohesive

Soils

Active Case(Overburdendriving)

Passive Case(Wall Driving)

1sin�1�sin�

� tan2��

4�

2�

Page 33: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Rankine Pressures with Cohesion (Level Backfill)

�3��1 tan2��

4��

2��2c tan�

4��

2�

�1�� H

K A��3

�1

�tan2��

4��

2��

2c� H

tan��

4��

2�

� Active

� Passive

�1��3 tan2��

4�

2�2c tan�

4�

2�

�3�� H

K P��1

�3

�tan2��

4�

2�

2c� H

tan��

4�

2�

Overburden Driving

Wall Driving

Page 34: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Comments on Rankine

Equations

� Valid if wall-soil friction is not taken in to account

� Do not take into consideration soil above critical height

� Do not take into consideration sloping walls

� For practical problems, should use equations as they appear in the book

H c�2c

� K a

Page 35: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Equivalent Fluid Method

� Simplification used to guide the calculations of lateral earth pressures on retaining walls

� Can be used for Rankine and Coulomb lateral earth pressures

� Can be used for at rest, active and passive earth pressures

� Transforms the soil acting on the retaining wall into an equivalent fluid

Page 36: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Example of Equivalent Fluid Method

� Given

� Wall as shown above

� KA = 0.3465

� KP = 4.0196

� �w

= 3 degrees

� Find

� Forces acting on the wall (both horizontal and vertical)

Page 37: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Example of Equivalent Fluid� Compute Equivalent Fluid Unit Weights (Active

Case)Gh��K acos�w

Gh�1200.3465cos3ºGh�41.52pcfGv��K asin�w

Gv�1200.3465sin3ºGv�2.18pcf

Page 38: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Example of Equivalent Fluid� Compute Wall Load (Active Case)

Pa

b�

Gh H 2

2Pa

b�

41.52202

2�8304 lb/ft

V a

b�

Gv H 2

2V a

b�

2.18202

2�436 lb/ft

Page 39: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Example of Equivalent Fluid� Compute Equivalent Fluid Unit Weights (Passive

Case)Gh��K pcos�w

Gh�1204.0196cos3ºGh�481.69pcfGv��K psin�w

Gv�1204.0196sin3ºGv�25.24pcf

Page 40: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Example of Equivalent Fluid� Compute Wall Load (Passive Case)

Pp

b�

Gh H 2

2Pp

b�

481.69202

2�96338 lb/ft

V p

b�

Gv H 2

2V p

b�

25.24202

2�5048 lb/ft

Page 41: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Terzaghi Model

� Assumes log spiral failure surface behind wall

� Requires use of suitable chart for K

A

and KP

� Not directly used in this course, but option in SPW 911

Page 42: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Presumptive Lateral Earth Pressures

� Based on Terzaghi theory

� Suitable for relatively simple retaining walls in homogeneous soils

� Classifies soils into five types:

1. “Clean” coarse grained soils

2. Coarse grained soils of low permeability; mixed with fine grained soils

3. Residual soils with granular materials and clay content

4. Very soft clay, organic silts, or silty clays

5. Medium or stiff clay, very low permeability

Page 43: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Presumptive Lateral Earth Pressures

Page 44: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Presumptive Lateral Earth

Pressures

Page 45: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Effects of Surface Loadin g

Page 46: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Surchar ge and Groundwater Loads

Page 47: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Homework Set 5

� Reading

� McCarthy: Chapter 16

� Coduto: Chapters 22, 23, 24 & 25

� Homework Problems

� McCarthy: 16-1, 16-8, 16-12a, 16-17

� Coduto: 25.3 (Hand and Chart Solutions); 25.5 (SPW 911)

� Due Date: 17 April 2002

Page 48: ENCE 461 Foundation Analysis and Design - ITDmtp.itd.co.th/ITD-CP/data/FoundationsAnalysisDesign1.pdf · ENCE 461 Foundation Analysis and Design ... Most lateral earth pressure theory

Questions