effective teaching as a civil right - annenberg institute
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Annenberg Institute for School ReformBrown University Box 1985Providence, Rhode Island 02912
www.annenberginstitute.org Twitter: @AnnenbergInst
at brown university
Fall 2011
Closing the Revolving Door: Understanding the Nature and Causes of Disparities in Access to Effective TeachingLisa Quay
A Comprehensive Human Capital Management Strategy for Teacher EffectivenessJane Hannaway
Delivering on the Promise of Public SchoolingSusan Moore Johnson
Effective Teaching as a Civil Right
Annenberg Institute for School Reform | Voices in Urban Education
Voices in U
rban Education Effective Teaching as a Civil Right
Fall 2011
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Effective Teaching: What Is It and How Is It Measured?Steve Cantrell and Joe Scantlebury
Teacher Performance in the Context of Truly Disadvantaged Schools in ChicagoElaine Allensworth
Effective Teaching as a Civil Right: How Building Instructional Capacity Can Help Close the Achievement GapLinda Darling-Hammond
Effective Teaching as a Civil RightNumber 31, Fall 2011
Co-sponsorChief Justice Earl Warren Institute on Law and Social Policy, University of California Berkeley School of LawWeb: www.warreninstitute.org
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Guest Editor Warren Simmons
Managing EditorMargaret Balch-Gonzalez
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© 2011 Annenberg Institute for School Reform
The Annenberg Institute for School
Reform gratefully acknowledges the
support and collaboration of the
Chief Justice Earl Warren Institute on
Law and Social Policy, University of
California Berkeley School of Law, for
this issue of Voices in Urban Education.
The issue was inspired and informed by
research on equitable access to effective
teaching presented at the Warren
Institute’s Civil Rights Research Round-
table on Education of March 10–11,
2011, along with discussions in response
to the presentations. The lead article,
by Lisa Quay, is based on the Warren
Institute’s research brief Closing
the Revolving Door: Understanding the
Nature and Causes of Disparities in
Access to Effective Teaching. For more
information and the full research brief,
see <www.warreninstitute.org>.
2 What Will It Take to End Inequities in Access to Effective Teaching?Warren Simmons
7 Closing the Revolving Door: Understanding the Nature and Causes of Disparities in Access to Effective TeachingLisa Quay
Significantrace-andincome-baseddisparitiesinaccesstoeffectiveteachingpersistandhavebeencontinuallyreinforcedovertime,butwell-craftedstateandfederalpoliciescouldhelpendthem.
17 A Comprehensive Human Capital Management Strategy for Teacher Effectiveness
Jane Hannaway
Afullhumancapitalmanagementstrategyisneededtoselect,train,retain,andrewardteachers.
20 Delivering on the Promise of Public SchoolingSusan Moore Johnson
Thoseseekingtoimproveteachingeffective-nessmustrecognizethatthecomponentsofeffectiveteachingarecomplexanddependonschoolenvironmentaswellasindividualteachercharacteristics.
Perspective:Joseph Bishop
28 Effective Teaching: What Is It and How Is It Measured?Steve Cantrell and Joe Scantlebury
Robust,transparentfeedbackandevaluationsystemsareneededthatrecognizetheinevitabilityofclassificationerrorsbutworktoreducethemasmuchaspossible.
Perspective:John Deasy
36 Teacher Performance in the Context of Truly Disadvantaged Schools in ChicagoElaine Allensworth
Bettermethodsofidentifyingindividualteacherperformanceinschoolswithweakorganizationalstructuresareunlikelytoleadtoimprovementwithoutcollaborationandsupportsforteachersaroundinstruction.
Perspective:Anne Hallett
44 Effective Teaching as a Civil Right: How Building Instructional Capacity Can Help Close the Achievement GapLinda Darling-Hammond
Betterwaysofmeasuringandrecognizingteachereffectivenessmustbeintegratedwithsystemsthatdevelopgreaterteachercompetenceandprovideincentivesforteachingthehighest-needstudents.
Perspective:Hal Smith
VUE’swebsiteat<www.annenberginstitute.org/VUE>offersmoreinformationaboutVUE,includingexcerptsfrompreviousissues,audioandvideoclips,andorderinginformation.
AnnenbergInstituteforSchoolReform | Voices in Urban Education
Effective Teaching as a Civil Right
2 Annenberg Institute for School Reform
ThispastMarch,IparticipatedintheCivilRights
ResearchRoundtableonEducation,oneofaseries
convenedbytheWarrenInstitutedesignedtoprovide
accesstothelatestresearchoncriticalissuesinedu-
cationtocivilrightsadvocacygroupssuchasthe
MexicanAmericanLegalDefense&EducationalFund,
theNAACP,theUrbanLeague,andtheNational
CouncilofLaRazaandfundedbytheBill&Melinda
GatesandFordfoundations.
TheRoundtablefocusedonequitableaccessto
effectiveteachingandwasstructuredaroundaseries
ofresearchpresentationsondefining,measuring,and
analyzingeffectiveteaching,specificallyinhigh-minority,
high-povertyschools,andwhatsupports,practices,
andpoliciesareneededtoendtheintractableachieve-
mentandopportunitygapbetweenaffluentWhite
studentsandtheirlow-incomecounterpartsofcolor.
AsIlistenedtotheresearchpresentations,it
struckmethattheywereinformedbytwobroadand
verydifferenttheoriesofactionthatwerenotexplic-
itlyidentifiedbytheparticipants.
Anumberoftheresearchers–particularlythe
economists–usedaperformance managementlens
todescribeteachereffectiveness.Thislensemphasizes
theimportanceofteachers’educationalbackground
(e.g.,SATscores,collegeclassranking)andperformance
characteristics(e.g.,value-addedcontributionstostu-
dentachievement,basedonstandardizedtestscores
andcompensationandevaluationhistories)todescribe
teachereffectiveness.Furthermore,theperformance
What Will It Take to End Inequities in Access to Effective Teaching?
Warren Simmons is executive director of the Annenberg Institute for School Reform.
WarrenSimmons
V.U.E. Fall 2011 3
managementperspectivetendstotreateffectiveteach-
ingasanindividualendeavorandthusseekssolutions
focusedonenhancingtheidentificationanddistribu-
tionofeffectiveteachersinhigh-minority,high-poverty
schools.Withthislens,thesocial,racial,cultural,cog-
nitive,andlinguistichistoriesandcharacteristicsof
students,practitioners,andcommunitiesaresecondary,
ifnottertiary,considerationstounderstandingvaria-
tionsinteachereffectiveness.Thereasoningofthe
performancemanagementtheoryofactionsuggests
thatifcompensationandevaluationaretiedtostudent
achievementdata,andschoolsaregiventheflexibility
andauthoritytohire,assign,andfireteachers,anddis-
trictsorsystemsarefreedtorewardeffectiveschools
andcloselow-performingschools,thenteachereffec-
tivenesswillincrease,alongwithstudentperformance.
Theotherresearchvoiceandtheoryofaction
presentatthemeetinggrewoutofanemphasisonthe
importanceofinstructional capacity buildingandthe
useofpractice-centeredcriteriagroundedinresearch
onteachingandlearningtodefinethecharacteristics
ofeffectiveteaching.Thisresearchunderscoresthe
importanceofpedagogicalcontentknowledge;class-
roommanagementskills;understandingofstudents’
social,cultural,andeconomicbackgrounds;under-
standingofcognitiveandhumandevelopment;ability
tocollaboratewithpeers;andabilitytocultivatepart-
nershipswithparentsandthebroadercommunity
ascriticalcomponentsofeffectiveteaching.
Theinstructionalcapacity-buildingtheoryofaction
wouldstatethatifschoolsandschooldistrictsprovide
supportsthatbuildthecapacityofteacherstoaddress
theelementsofeffectiveteaching,thenstudentperfor-
mancewillincreaseandachievementgapswillnarrow.
Whilethesetwotheoriesofactionarenotincom-
patible,thedominanceoftheperformancemanage-
mentperspectiveinameetingofcivilrightsadvocates
wasstriking,asthisperspectivetreatsculture,race,
ethnicity,gender,andeconomiccircumstancesas
demographicbackgroundfeaturesratherthanforces
4 Annenberg Institute for School Reform
thatshapeindividualandinstitutionalactionsdiffer-
entially.Byconfiningitsattentiontocompensation,
evaluation,data,accountability,andproxiesforthe
qualityofteacherpre-servicepreparation(e.g.,SAT
scoresandclassrankings),performancemanagement
theoryappearstomaintainthatraceandculturewon't
matterandthateffectiveteachers(bytheirdefinition)
willbeequallycompetentacrossgroupswithverydif-
ferentneedsandbackgrounds.Inthisview,excessively
focusingonthesefactorsissometimesseenasunac-
ceptably“makingexcuses”forlowperformance.One
couldalsoarguethattheinstructionalcapacitybuild-
ingtheoryofaction,byfailingtofocusontheways
districtsevaluate,compensate,hire,andassignteach-
ers,ignoreshowsystemactionsandlackofcapacity
undermineinvestmentsininstructionalcapacitybuild-
ingattheschoollevel.
Ratherthanviewthesetwotheoriesofactionas
mutuallyexclusiveoptionsthatadvocatesmustchoose
between,Ibelievethesocialjusticecommunitywould
bebetterservedbyexaminingtheunderlyingvalues,
strengthsandweaknessesofeachtheoryandhow
systemreformmightbeadvancedbyathird,orwhat
BostonCollege’sAndyHargreaveswouldargue,a
“fourth”way.
Whenthesepost-Roundtablethoughtswere
postedonourwebsiteandwidelydistributedinour
webcommentary,AISRSpeaksOut,theygenerated
numerouscommentsthatreflectedthepolarizeddis-
courseaboutteachereffectivenessthatissoprevalent
todayinthefieldofeducationreform.Thisissueof
Voices in Urban Education,producedincollaboration
withtheWarrenInstitute,isdesignedtoprovidea
forumtoexploretherespectivedifferencesinvalues
andapproachesbetweentheperformancemanage-
mentandinstructionalcapacity-buildingtheoriesof
action,alongwiththeimplicationsforequity.
V.U.E. Fall 2011 5
•LisaQuaydescribestherace-andincome-based
disparitiesinaccesstoeffectiveteaching,the
waysthesedisparitiesarecreatedandreinforced
overtime,andthepotentialforstateandfederal
policytohelpendthem.
•JaneHannawaymakesthecaseforafullhuman
capitalmanagementstrategytoselect,train,
retain,andrewardteachers.
•SusanMooreJohnsonoutlinesthecomplexcom-
ponentsofeffectiveteachingandtheimportance
oftheschoolenvironmentinteachingquality.
•SteveCantrellandJoeScantleburyadvocate
forrobust,transparentfeedbackandevaluation
systemsthatrecognizetheinevitabilityoferrors
butworktoreducethemasmuchaspossible.
•ElaineAllenswortharguesthatbettermethods
ofidentifyingindividualteacherperformance
inschoolswithweakorganizationalstructures
areunlikelytoleadtoimprovementwithout
collaborationandsupportsforteachersaround
instruction.
•LindaDarling-Hammondunderscorestheneed
tointegratebetterwaysofmeasuringandrec-
ognizingteachereffectivenesswithsystemsthat
developgreaterteachercompetenceandprovide
incentivesforteachingthehighest-needstudents.
Thisissueisalsoenrichedbytheperspectives
ofJosephBishopoftheNationalAssociationofLatino
ElectedandAppointedOfficialsEducationalFund;
JohnDeasy,superintendentoftheLosAngelesUnified
SchoolDistrict;AnneHallettofGrowYourOwn
Illinois;andHalSmithoftheNationalUrbanLeague.
Thereisbothcommongroundanddisagreement
amongtheauthorsinthesepages.Wehopethatthis
VUEissuewillhelpbalancethedebatebetweenpro-
ponentsofperformancemanagementandcapacity
buildingperspectivesoneffectiveteaching.Ultimately,
however,weaimtoidentifynewalternativesfor
expandingaccesstoopportunitywiththegoalof
6 Annenberg Institute for School Reform
helpingeducationreformersachieveequityand
eliminatedestructiveracialdisparitiesineducation.
WeendtheissuewiththischallengefromHalSmith
oftheUrbanLeague:
Weareconfidentthateducationreformerslargely
believethatweareallworkinginthebestinterestof
childrenandyouth.Butweareequallyconfidentthat
thecurrenteducationalnarrativeleaveslittleroomfor
purposefullyupendingassumptionsandexpectations
aboutstudentsandcommunitiesofcolor.. . .The
UrbanLeaguehasanumberofquestionsastothe
qualityandfidelityofreformimplementationtaking
placeinschoolsanddistrictsacrossthecountry.
Whatwewanttohighlight–andavoid–istheways
thatreformssimplyreinforceorfollowpathsofhis-
toricinequityratherthanexplicitlyconfrontthem
andopenadditionalpossibilitiesforurbanchildren
andyouth.
V.U.E. Fall 2011 7
Overthepastthreeyears,anew
focusonteachersasthecriticalunitof
changehasbecomeaclamorfordramatic
movementatalllevelsofpolicy,withsub-
stantialsupportbytheObamaadminis-
tration,stategovernors,andleadersof
severalmajorschooldistricts.Thecurrent
setofpolicyproposalsarefocusedon
universalreformsdesignedtoincreaseall
students’achievementlevelsinaneffort
toensurethenationremainseconomi-
callycompetitiveinternationally.
Muchlessemphasishasbeen
placedonhowtheseproposedreforms
mightimpactthepersistentgapin
academicoutcomesbetweenlow-
incomestudentsandstudentsofcolor
andtheirmore-privilegedpeers.If
newreformsdonotaddressrace-and
income-basedgapsinachievementand
inaccesstoeffectiveteaching,theyrisk
perpetratingorexacerbatinghistoric
inequitiesthatstandinstarkcontradic-
tiontoournation’svaluesofjustice,
democracy,andopportunity.
Thisarticleexaminesthenature
andmagnitudeofdisparitiesinaccess,
thewaysinwhichthesedisparitiesare
createdandreinforcedovertime,and
thepotentialforstateandfederalpolicy
toplayaroleinprovidinggreateraccess
toeffectiveteachingamongstudentsof
colorandlow-incomestudents.
Lisa Quay was formerly an education policy associate at the Chief Justice Earl Warren Institute on Law and Social Policy, University of California Berkeley School of Law and is now an independent education consultant.
Closing the Revolving Door: Understanding the Nature and Causes of Disparities in Access to Effective Teaching
LisaQuay
Significant race- and income-based disparities in access to effective teaching persist
and have been continually reinforced over time, but well-crafted state and federal policies
could help end them.
What Are the Disparities in Access?Iftherewerelittlevariationinteaching
effectiveness,itwouldn’tmattermuch
whetherastudentwereassignedto
Mrs.Gonzales’sclassorMr.Anderson’s
classforthirdgrade–thegrowthintheir
academicachievementthatyearwould
looksimilarineithercase.Unfortunately,
thereisagooddealofvariationin
teachingeffectiveness,raisingthestakes
associatedwiththeassignmentofstu-
dentstoteachers,especiallyforthose
studentswhoneedthemostsupport.
Giventhisvariation,thequestion
arisesofwhetherthereisapatternto
thedistributionofeffectiveteaching.
Iftherewerenosystematicdisparities
inaccess,therewouldbenocorrelation
betweenastudent’sracial/ethnicor
classstatusandtheirlikelihoodof
receivingeffective(orineffective)teach-
ing.Unsurprisingly,researchsuggests
thisnottobethecase.Disparitiesin
accesstoeffectiveteachingbothbetween
andwithinschoolssystematically
disadvantagestudentsofcolor,low-
incomestudents,andthosestudents
whoarefurthestbehindacademically.1
Note: Excerpted and adapted, with permission, from the research brief ClosingtheRevolvingDoor:UnderstandingtheNatureandCausesofDisparitiesinAccesstoEffectiveTeaching, published by the Chief Justice Earl Warren Insti-tute on Law and Social Policy, University of California Berkeley School of Law. The full research brief, available at <www.warreninstitute.org>, contains a comprehen-sive literature review and more detail about the research studies and statistical methods mentioned in this article.
1 Forafullstatisticalexplanationandcitationsregardingvariationinteachereffectivenessanddisparitiesinaccess,seetheresearchbrief.
8 Annenberg Institute for School Reform
Themagnitudeofthesedisparities,
however,variessubstantiallydepending
onthemeasureusedandthecontext
inwhichitisapplied.
Disparities between Schools
Studiesthatcomparethequalityof
facultiesinschoolsthathavehighpro-
portionsofstudentsofcolororlow-
incomestudentsandthoseserving
more-privilegedstudentsfinddisparities
rangingfrommodesttolargethat
systematicallydisadvantagestudents
attendingschoolsservingless-privileged
populations.
teacher characteristics and qualifications
Largedifferencesinaccessdisfavorstu-
dentsofcolorandlow-incomestudents
acrossanumberofstudiesthatuse
teachercharacteristicsandqualifications
asproxiesforeffectivenessintheclass-
room.Theseresultshavebeenrepli-
catedusingavarietyofmeasuresand
indistrictsandstatesthatrepresent
awidearrayofgeographic,political,
economic,andunionenvironments.2
Researchhasshownthattheinexperi-
enceofnoviceteacherswithonlyoneor
twoyearsintheclassroomhasanega-
tiveimpactonstudentachievement.3
Studiesfindthatthefacultiesofschools
servingstudentsofcolorandlow-
incomestudentstendtohaveagreater
shareofnoviceteachersthanthoseserv-
ingmore-privilegedstudents(Clotfelter
etal.2007).
Asimilarpatternofinequity
emergesintheprevalenceofteachers
wholackpriorexperienceandexpertise
intheirsubjectarea,particularlyat
themiddleandhighschoollevels.
Nationwide,nearlyathirdofthemath
classesinsecondaryschoolswithat
least75percentstudentsofcolor
weretaughtby“out-of-field”teachers,
comparedwithjustone-sixthofmath
classesinschoolswith15percentor
lessstudentsofcolor(EducationTrust
2007).AstudyinIllinoisaddsfurther
evidenceofrace-andincome-based
inequities.Rankingschoolsaccording
toa“teacherqualityindex”aggregates
individualteachers’characteristicson
multipledimensions.Thestudyrevealed
thatthereisasubgroupof“trulydisad-
vantaged”schoolswithextremelevels
ofracialisolationandseverepoverty
thatarefarmorelikelytohavefaculties
withlow-qualityrankings(Presley,
White&Gong2005).4
value-added methods
Studiesusingvalue-addedmethods
findmodesttomoderatedisparities
inaccessthatdisadvantagestudents
ofcolorandlow-incomestudents,
dependingonthedistrict,grade,and
subject.Arecentstudycomparedthe
averagemathandreadingvalue-added
scoresofteachersinhigh-poverty
andlower-povertyelementaryschools
inNorthCarolinaandFlorida.The
greatestdisparity,foundinmathvalue-
addedinNorthCarolina,wasapproxi-
matelyequivalenttothedetrimentof
havingateacherwithonlyoneortwo
yearsofexperiencecomparedtoone
withthreeormoreyearsintheclassroom.
Theresearchersalsoobservedthatthe
weakestteachersinthehigh-poverty
schoolswereconsiderablylesseffective
thantheweakestteachersinthelower-
povertyschools,eventhoughthestron-
gestteachersinhigh-povertyschools
appearedaseffectiveasthestrongest
teachersinlower-povertyschools.This
wasnotduetodifferencesineffective-
nessofincomingnoviceteachers,
2 Forcitations,seethefullresearchbrief.
3 SeeRice2010,forexample;morecitationsareincludedintheresearchbrief.
4 Formoredetailedstatisticsandcitations,seethefullresearchbrief.
Lisa Quay | V.U.E. Fall 2011 9
however,butratherbythepresence
ofextremelyineffectiveexperienced
teachersinthehigh-povertyschools
(Sassetal.2010).
Theextentofdisparitiesinaccess
toeffectiveteachingvariesagreatdeal
acrossdistricts.Arecentstudyoften
districtsfoundlarge,statisticallysignifi-
cantdisparitiesinaccessthatdisadvan-
tagedthepoorestschoolsinhalfofthe
districtsincludedintheanalysisatthe
middleschoollevel,andone-fourthat
theelementarylevel.Inoneofthedis-
tricts,thepoorestelementaryschools
actuallyhadadisproportionatelyhigh
shareofthemosteffectiveteachers
comparedtotheirbetter-offpeerinsti-
tutionsinthedistrict(NCEERA2011).
ResearchinFultonCountySchools
(Georgia)alsofoundsignificantvaria-
tionintheprevalenceinschoolsofthe
district’smosteffectiveteachers;how-
ever,thedisparitiesdidnotfallalong
traditionallines.Theyfound“little
difference”intheprevalenceofthe
district’smosteffectiveteachersinhigh-
versuslow-povertyschoolson average,
butobservedalargeamountofvaria-
tionbetweenschoolswithineachofthe
school-povertyquartiles.Lookingonlyat
schoolsinthehighest-povertyquartile,
4percentofthemathteachersinone
schoolrankedamongthedistrict’smost
effectiveteachers,comparedto68per-
centinanotherschoolinthehighest-
povertyquartile(CEPR2011).
practice-based measures
Thereislessresearchusingpractice-
basedmeasuresofteachingeffectiveness
onschool-leveldisparitiesinaccessto
effectiveteaching.Buta2010analysis
ofdatafromtheDistrictofColumbia
PublicSchools’IMPACTevaluation
system(whichincludedmultipleclass-
roomobservationsforallteachers)
revealedlargedisparitiesinthepreva-
lenceofhighlyeffectiveteachersthat
favoredtheschoolsinmore-privileged
neighborhoods.Thebestratioofhighly
effectiveteacherstostudents(one
highlyeffectiveteachertoeverythirty-
fourstudentsattendingschoolsinthe
ward)wasfoundinWard3,oneofthe
District’swealthiestandmostpredomi-
nantlyWhitewards.Incontrast,the
worstratioofhighlyeffectiveteachersto
students(onehighlyeffectiveteacher
to250students)wasfoundinWard8,
oneofthewardswiththegreatestpro-
portionofBlackresidentsandlowaver-
agehouseholdincome(Turque2010).
Disparities within Schools
Whilemuchofthepolicydiscussion
todatehasfocusedonthesedisparities
betweenschools,theempiricalliterature
suggeststhatwemustlookdeeper
withintheschoolbuildingtouncover
thefullextentofthedisparitiesin
access.Researchershaveconsistently
documentedthatwhileitdoesindeed
mattertowhichschoolastudentis
assigned,itmattersevenmoretowhich
classroom(s)theyareassignedonce
placedinthatschool(Rivkin,Hanushek
&Kain2005;Buddin&Zamarro
2009b).Onestudyofelementary
schoolsinLosAngelesfoundtwiceas
Studiesthatcomparethequality
offacultiesinschoolsthathavehigh
proportionsofstudentsofcoloror
low-incomestudentsandthoseserving
more-privilegedstudentsfinddisparities
thatsystematicallydisadvantage
studentsattendingschoolsserving
less-privilegedpopulations.
10 Annenberg Institute for School Reform
teacherswiththeleastexperienceand
thosewithdegreesfromtheleast
competitiveundergraduateinstitutions.
Incontrast,NationalBoardCertified
teachersinstructstudentswithhigher
levelsofpriorachievementandwhose
parentsaremoreaffluentandmore
likelytobecollegeeducated(Clotfelter,
Ladd&Vigdor2005,2006).
What Produces the Disparities? Recognizingtheexistenceofmean-
ingfuldisparitiesinaccesstoeffective
teachingisacrucialfirststep,butalone
itisnotenoughtocraftthoughtful,
evidence-basedpoliciesthatcanrea-
sonablybeexpectedtoaddressthe
observeddisparities.Tothisend,itis
essentialthatweunderstandtheways
inwhichthesedisparitiesarebeingpro-
ducedandreinforced.
Movement of Teachers out of Schools
Whengiventheopportunitytoleave
theircurrentschoolassignment,a
lengthybodyofresearchdemonstrates
thatteachersofalldemographic,edu-
cational,andprofessionalprofilestend
toleaveschoolsservinghigherpropor-
tionsofstudentsofcolor,low-income
students,andthosestudentswhoare
furtherbehindacademicallyforposi-
tionsinschoolsservingmore-privileged
andhigher-performingstudents.This
tendencyisparticularlytrueamong
thoseteacherswiththestrongestchar-
acteristicsandqualifications;these
teachersarealsomorelikelytoexitthe
professionaltogether.6
Incontrast,researchusingvalue-
addedmethodscontradictsthebelief
thathigh-needschoolsdisproportion-
atelylosetheirmosteffectiveteachers.
Whiletheseschoolsexperiencefar
greaterturnover–or“churn”–on
6 Foracompletelistofcitations,seetheresearchbrief.
muchvariationinteachingeffective-
nesswithinschoolsasbetweenschools
(Buddin&Zamarro2009a).
Thelimitedbodyofresearchthat
exploresdisparitiesinteacher/student
matchingwithinschoolssuggeststhat
thesematchingprocessesfurtherdisad-
vantagetheverystudentswhoneedthe
mostsupport–thosestudentswhoare
furthestbehindacademically.Arecently
releasedstudybyKalogridesandcol-
leagues(2011)usinglongitudinaldata
acrosselementary,middle,andhigh
schoolsinMiami-DadeCountyPublic
Schools,revealedthatwithinschools,
teacherswithhighervalue-addedscores
andmaster’sdegreesareassignedless-
difficultclasses–thosewithstudents
whohavehigheraveragepriorachieve-
ment,fewerpriorsuspensions,and
higherattendancerates,aswellashigher-
level,advancedcourseswitholder,more
maturestudents.Incontrast,teachers
whohavelowervalue-addedscores,or
whoarelessexperienced,BlackorLatino,
orfemaleareassignedtostudentswith
lowerprioracademicachievement,
morepriorsuspensions,andlowerprior
attendanceratesthantheirexperienced,
White,andmalecolleagues.5
ResearchusingdatafromNorth
Carolinademonstratesthatwithinindi-
vidualschools,teacherswiththelowest
licensuretestscoresaremorelikelyto
beassignedtoclassroomswithabove-
averageproportionsofstudentsof
colorandstudentswhoseparentsare
notcollegeeducated.Furthermore,the
studentsintheselow-scoringteachers’
classeshavelowerpriorachievement
thanthoseenrolledinclassestaught
byteacherswithhigherlicensuretest
scores.Similarpatternsemergefor
5 Therelationshipsbetweenexperience,race/eth-nicity,gender,andclassassignmentsremainedevenaftertheresearcherscontrolledforhumancapitalfactors(e.g.,value-addedscores,teachereducationlevel).
Lisa Quay | V.U.E. Fall 2011 11
averagethanthoseservingmore-affluent
andWhitestudents,thevalue-added
literaturesuggestshigh-needschoolsare
actuallymostlikelytolosetheirleast
effectiveteachers.7WestandChingos
(2009)foundthatthefour-yearreten-
tionratesofnewteachersinFlorida
schoolsinwhichatleasttwo-thirdsof
theenrolleeswerestudentsofcolor
favoredthemosteffectiveteachers–
teachersinthetop-thirdofthevalue-
addeddistributionhadretentionrates
morethantenpercentagepointshigher
thanthoseteachersinthebottomthird
ofthedistribution.
TheWestandChingosstudymakes
clearanothermoretroublingpoint.Even
iftheseschoolsmanagetohangonto
theirhighest-performingteachersata
higherratethantheirlowest-performing
teachers,theyarenonethelesslosingfar
toomanyhigh-performingteachers–
teacherswhohavealreadyproventhey
areeffectiveintheseenvironments.
Indeed,barelyoneinthreeofthemost
effective(topthird)Floridateachers
remainedintheiroriginalschoolsfour
yearsafterstartingwhentheproportion
ofstudentsofcolorintheirinitialschool
wasatleasttwo-thirds.Theresearch-
ersobservedasimilarstoryinschools
servinghighproportionsofstudentsin
povertyandlow-performingstudents.8
Schoolswithhigh-performingstudents,
bycontrast,demonstratemore“desir-
able”patternsofretentionandattri-
tion.Whiletheseschoolsretainnearly
oneintwo(45percent)oftheirmost
effectiveteachersfouryearsin,barely
oneinfour(27percent)oftheirleast
effectiveteachersstillremain(West&
Chingos2009).
Acrossregionsanddistricts,
researchersfindthatteachersarefar
morelikelytoleaveschoolsthathave
poorworkingandlearningconditions
becausetheseschoolenvironmentsdo
notenableandencouragetheirsuccess
aseducators.9Teachersareespecially
sensitivetothequalityofsupportpro-
videdbyadministrators,thedegreeof
collegialityandcollaborationamong
theirpeers,thebehavioralandlearning
climateoftheirschools,theirown
autonomy,classsizes,tiestoparents
andthecommunity,andthequalityof
facilitiesandschoolresources,among
others(Brown&Wynn2009;Berry
2008).Andhigh-needsschoolsare
morelikelytosufferfrompoorworking
andlearningconditions.Forexample,
investigatorsattheConsortiumon
ChicagoSchoolResearchfoundthat
mostofthedifferencesinattritionrates
thatdisadvantageschoolsservinglow-
incomeBlackstudentsintheChicago
PublicSchools–someofwhichtend
tolosemorethanone-fourthoftheir
teacherseachyear–areduetoteachers’
relationshipswithparentsintheelemen-
tarygradesandteachers’perceptions
7 Themajorityofthesedepartingteacherstendtostayemployedasteacherswithintheeducationsystem,however,whethertransferringtoschoolswithintheirdistrictortransferringdistricts,givingfueltothewidespreadnotionofthe“danceofthelemons.”Foracompletelistofcitations,seetheresearchbrief.
8 AdditionalanalyseswereprovidedbyMartinWest,February2011.
9 Seeresearchbriefforfulllistofcitations.
12 Annenberg Institute for School Reform
experiencehighratesofprincipal
turnoverandthattheseschoolshave
difficultyfillingtheresultingvacancies,
leadingthemtohirelessexperienced
andlessqualifiedreplacements.Predict-
ably,principaldeparturesaretiedto
higherratesofteacherturnoverand
lowerratesofstudentperformance,
withmoredevastatingeffectsonhigh-
needschoolsinparticular(Béteille,
Kalogrides&Loeb2011).
Filling of Vacancies
with Replacements
Thewaysinwhichteachersfillopen
positionsexacerbatestheattrition
patternsdescribedabove.High-need
schoolsaremorelikelytohirenovices,
whomanumberofstudieshaveshown
tobelesseffective,onaverage,than
theircolleagueswithacouplemore
yearsofexperience(Clotfelteretal.
2007;CEPR2010).Inadditionto
theirobviouslackofexperienceinthe
classroom,thevariousprogramsand
pathwaysdesignedtorecruitandtrain
noviceteachersalsofailtosystemati-
callypreparetheirteacherstoteach
successfullyinschoolsservinghighcon-
centrationsofpoorstudents,students
ofcolor,andthosestudentswhoare
behindacademically.10Researchsuggests
thisistrueacrossboth“traditional”
undergraduateandgraduate-level
programsandalternativepathways
(Boydetal.2008).
Furthermore,asresearchin
NewYorkCityandFloridafound,the
ofstudents’behavioratthehighschool
level(West&Chingos2009).
FengandSass(2011)underline
theparticularsensitivityofteachersto
thequalityoftheircolleagues.Teachers
whosevalue-addedscoresrankthem
higherthantheircolleaguesaremore
likelytotransferschoolsandexitthe
profession;thegreaterthegapbetween
theireffectivenessandtheaverageof
thatoftheircolleagues,themorelikely
theseteachersaretoleavetheirinitial
school.Furthermore,theincreased
presenceofcolleagueswithmoreexpe-
rienceandadvanceddegreesorpro-
fessionalcertificationdiminishedthe
likelihoodthatateacherwouldleave
hisorherschool.
Administratorsplayakeymediat-
ingroleinshapingtheworkingcon-
ditionsthatarecentraltoteachers’
decisionstoleaveorremainintheir
schools.Unsurprisingly,then,many
studiessuggestthatschoolleadership
isthemostimportantdriverofteacher
retentionand,conversely,attrition
(Boydetal.2009;Brown&Wynn2009).
Intoomanycases,administratorsare
unabletoincubatethetypeofschool
environmentsthatwillretainteachers.
Thisisparticularlytrueinhigh-need
schools.Toooften,principalsareinade-
quatelytrainedinthespecificskillsand
competenciesrequiredtoleadsuch
schoolssuccessfully(Berry2008).Recent
researchsuggeststhathigh-needschools
10 Seeresearchbriefforalistofcitations.
Whiletherehavebeenafairamountofprogrammaticeffortsat
theschoolanddistrictlevelstoaltertheconditionsthatreproduce
theinequitabledistributionofeffectiveteaching,makingthelink
tostateandfederalpolicyhasproveddifficult.
Lisa Quay | V.U.E. Fall 2011 13
mosteffectiveexperiencedteachersare
drawnto–andhiredby–schoolswith
greatersharesofhigherperformingand
moreprivilegedstudentsthantheirless
effectivecolleagueswhoalsodeparted
theirinitialschoolsfornewpositions
(Boydetal.2008;Feng&Sass2011).
Inshort,the“richgetricher”andthe
“poorgetpoorer.”
The Experience of Replacement
Teachers in Their New Schools
Oncetheyarriveinthesehigh-need
schools,newteachersarenotsetupto
succeedintheclassroom.Asdescribed
above,theyareoftenassignedclassesof
studentswhoarethefurthestbehind
academically.Thustheteacherswho
needthemostassistanceareplaced
withthestudentswhorequirethemost
supportaswell.Inmanycases,new
teachers“receivelittletonoguidance
aboutwhattoteachorhowtoteachit”
(Kauffmanetal.2002).Totheextent
thatthereareinductionprograms
available,manyareinresponsetostate
mandatesbutfundedwithmeager
districtresources(Berry,Hopkins-
Thompson&Hoke2002).Thosethat
arefarmoresubstantialinscopeand
durationandhavebeenrigorouslyeval-
uatedhaveshoweddelayedimpactson
academicachievementinsomecases
buthavehadnoimpactonretentionof
newteachers(Isenbergetal.2010).
Therecentanalysisofdatafrom
NorthCarolinaandFloridabySassand
colleaguesunderscoresthechallenges
facedbynewteachersinhigh-need
schoolsandtheimportanceofpeer
effectsamongteachers.Whileinexpe-
riencedteachersappearsimilarlyeffec-
tiveinitiallyinlower-andhigh-poverty
schools,theteachersinhigh-poverty
schoolsimproveataslowerrateover
timethantheircolleaguesinschools
servingmoreprivilegedstudents–and
thesegapsinreturnstoexperiencegrow
withadditionalyearsintheclassroom.
Theresearchershypothesizethatteach-
ersintheseschoolsmay“burnout”at
afasterrate,orthatthisphenomenon
reflectsteacherpeereffectsinthese
schools(Sassetal.2010).Givenallthis,
itisnotsurprisingthatmanyofthese
high-needschoolsexperiencechronic,
highlevelsofchurnthatundermine
effortstoprovidestudentsofcolorand
low-incomestudentswithaccesstothe
essentialresourceofeffectiveteaching.
Whengivenchallengingassignments
thattheyfeelunqualifiedtotakeon,
newteachersaremorelikelytoleave
theirschoolortheteachingprofession
altogether(DonaldsonandJohnson
2010).Likemostpeople,teacherswant
tofeelthattheycanbeeffectiveintheir
workandwillseekoutthoseenviron-
mentsthatencouragetheirsuccess.
Recommendations for Federal and State Policy Theresearchpresentedabovesuggests
thechallengeforthoseworkingat
thestateandfederallevelstoincrease
accesstoeffectiveteachingamongstu-
dentsofcolorandlow-incomestudents
issignificant.Theirtaskistocraftpoli-
ciesthatsuccessfullyimpactindividual
andorganizationalbehavioratthedis-
trictleveland,evenmoreimportantly,
withinschoolsthemselves.Whilethere
havebeenafairamountofprogram-
maticeffortsattheschoolanddistrict
levelstoaltertheconditionsthat
reproducetheinequitabledistribution
ofeffectiveteaching,makingthelink
tostateandfederalpolicyhasproved
difficult.Giventheresearchtodate,we
recommendthreeareaswherestateand
federalpolicycantakeactiontoincrease
theaccessofstudentsofcolorandlow-
incomestudentstoeffectiveteaching.
14 Annenberg Institute for School Reform
Emphasize Solutions
at the Organizational Level
Muchoftheemphasisinthepolicy
communitytodatehasappliedanindi-
vidualisticlenstotheissueofproviding
equitableaccesstoeffectiveteaching
–forexample,proposingtheuseof
financialincentivestochangeteacher
behavior.Researchsuggeststhatteach-
ersdorespondtosalarydifferentials
indecidingwheretoteach(Lankford,
Loeb&Wyckoff2002).However,the
literatureontheefficacyofbonuses
intendedtoincreaseteacherperfor-
manceandretentioninhigh-need
schoolsdoesnotsupportthehypoth-
esisthatteacherswillrespondtosuch
incentivesasdesiredintheabsenceof
othersupports(Springeretal.2010).
Evidencecitedinthisarticle,the
researchbrief,andelsewhere(see,for
example,Bryketal.2009)makesclear
thatastrong,intentionalemphasison
theorganizationalcontextofschoolsis
essentialtobothinfluencingteachers’
decisionswheretoteachandimproving
theirsuccessintheclassroom.Further-
more,asBrykandcolleaguesdemon-
strateintheirrecentbookonschool
improvementinChicago,suchanorga-
nizationalperspectiveisnecessaryto
realizethepotentialofthepresenceof
ahigh-qualitystaff(Bryketel.2009).
Thus,thoughadmittedlyfarmoredif-
ficultthansupportingmoreindividual-
orientedpoliciesaroundteacher
recruitment,evaluation,pay,tenure,
anddismissal,stateandfederalpolicy
mustfindwaysofeffectivelysupporting
suchanorganizationalfocus.
Threeorganizationalelements
haveanotableimpactonteaching
effectiveness:(a)theroleofateacher’s
colleaguesinmediatingherowneffec-
tivenessandherdecisiontoremainin
orleavehercurrentposition;(b)strong
schoolleadershipinareassuchas
establishingaflourishinglearningcom-
munityamongteachersandstudents,
settingculturalnormsthroughoutthe
school,determiningtheassignmentof
teachersandstudents,andbuilding
connectionswithandmarshaling
resourcesfromthesurroundingcom-
munity;and(c)atthestatelevel,estab-
lishingandmonitoringstandardsfor
workingconditions.
Recognize the Variation across
“High-Minority, High-Poverty” Schools
Asdescribedabove,thereisagreatdeal
ofvariationwithinthegroupofschools
oftenclassifiedas“highminority,high
poverty.”Specifically,astheresearchin
Illinoiscitedpreviouslysuggests,hyper-
segregated,hyper-impoverishedschools
appeartobearavastlydisproportion-
ateshareoftheburdenintermsof
inequitableaccesstoeffectiveteaching.
Maskedinthelargebandofschools
withhighratesoffreeandreduced
priceluncheligibility,suchschools
aresituatedinneighborhoodswith
extraordinarilylowaveragehousehold
Lisa Quay | V.U.E. Fall 2011 15
incomes,lowsocialcapital,andhigh
ratesofcrimeandinvolvementinfoster
care,amongothercharacteristics.As
seenintheimplementationofTitleI
oftheElementaryandSecondaryEdu-
cationAct,federalandstatepolicies
tendtousebluntmeasuresthattreat
schoolsservinghighproportionsof
poorstudentsasahomogeneousgroup
intermsofneedandresponse.While
thisentirebodyofschoolsclearlyisin
needofgreatereducationalresources
–includingeffectiveteaching–the
uniquechallengesfacedbyasubsetof
theseschoolsarenot,andwillneverbe,
adequatelyaddressedunderthecurrent
policyframework.Rather,asuccess-
fulpolicyresponsewilllikelyneedto
distinguishamongstthisbroadergroup
ofschools,targetingresourcesand
specificinterventionsatthese“truly
disadvantaged”schoolsthatservea
disproportionate,concentratedbodyof
studentswithseverechallengesoutside
ofschool,suchasasubstantiatedhis-
toryofabuseandinvolvementwiththe
childwelfaresystem(Bryketal.2009).
Theseconsiderationsareparticularly
relevantincurrentpolicydiscussions
around“turnaround”schools.
Build Equity into Reform
Inthistimeofsignificantchangeto
ourpubliceducationsystemandlarger
politicalandpolicylandscape,itwillbe
essentialtoinsertequityintobroader
reformsthataffecttheteachingprofes-
sion,eitherbyintentionorimplication.
Whenconsideringpoliciestargeting
everythingfrompre-servicetrainingto
pensions,policymakersandadvocates
willneedtocarefullyanalyzethese
policies’potentialimpactonthedis-
tributionofeffectiveteachingand
proactivelyusetheseopportunitiesto
improveequitableaccessatalllevels.
Asanexample,ratherthanapplyinga
generalstrategyofpay-for-performance
programsforurbandistricts,suchan
equitylenswouldprioritizemeritpay
specificallytargetedtothoseeducators
teachinginclassroomswithdispropor-
tionatenumbersofhigh-needandlow-
performingstudents.
Finally,itisimportanttoremem-
berthatachievinganequitabledistri-
butionofeffectiveteachingwill,atbest,
perpetuatetheunderlyingachievement
gapsthattrackalongracial/ethnicand
socio-economiclines.Tofullyclose
thegap,wewillneedmore:froman
intentionallyinequitabledistributionof
effectiveteachingthatfavorsthosestu-
dentsfurthestbehindacademicallyto
acomplementarysuiteofpoliciesand
programmaticinterventionsdesigned
toamelioratethebroaderdisparitiesin
ourcommunities.
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V.U.E. Fall 2011 17
Jane Hannaway is director of the National Center for Analysis of Longitudinal Data in Education Research (CALDER) and vice president of the American Institutes for Research.
A Comprehensive Human Capital Management Strategy for Teacher Effectiveness
JaneHannaway
A full human capital management strategy is needed to select, train, retain, and
reward teachers.
What is the best way to achieve equitable
access to high-quality instruction?
jane hannaway:Weneedtothink
aboutafullhumancapitalmanage-
mentstrategy.Thiswouldbeginwith
selection.Theentrybarintoteachingis
currentlylow,considerablylowerthan
thatofmanyothercountrieswhere
itoftenoccursatthepointofhighly
selectiveentryintoateachertraining
program.Thenextstepisthetraining
itself.Teachertrainingishighlydecen-
tralizedintheUnitedStateswithdiffer-
entteachertraininginstitutionsdoing
verydifferentthings.Someprograms
maydoamuchbetterjobthanothers,
andwehaveverylittleunderstanding
ofthetrainingdimensionsthatmake
adifference.Evenwiththesametrain-
ing,evidenceshowsthatthereisstill
considerablevariationintheeffective-
nessofteachers.Thiscallsforasecond
pointofselection–tenure.Hereevi-
denceonactualeffectivenesscanbe
takenintoaccounttodeterminewhois
retained.Rewardsforthehighperform-
erscanbeusedtoensuregoodrates
ofretentionofstrongteachers.Using
thefullsetofhumancapitalmanage-
mentinstrumentswouldgreatlyhelp
ensurethatallstudentshaveaccessto
high-qualityinstruction.
Value-added models have become
increasingly popular as a way to evaluate,
reward, and dismiss teachers. Some
researchers argue that these models
are not precise enough for high-stakes
decisions. What are your views?
jane hannaway:Everyresearcher
Iknowwhohasconductedresearch
usingvalue-addedunderstandsitslimi-
tationsanditsvirtues.Thefactisthat
itisthebestmeasurewecurrentlyhave
topredictfutureteacherperformance.
Itdoesnotmakesensenottoinclude
Thereisnodoubtthatteachersandteachingarethemostimportantschool-level
influencesonstudents’learning.However,todate,schoolreformmeasuresaimed
atimprovingteachingqualityhavedonenomoretoconsistentlyimprovestudent
performancelevelsthanotherreforms.VUEexecutiveeditorPhilGloudemansasked
organizationalsociologistandeducationresearcherJaneHannaway,directorof
theNationalCenterforAnalysisofLongitudinalDatainEducationResearchanda
notedexpertoneducatoreffectiveness,accountability,andfederalandstatereforms,
aboutherideasonteachereffectiveness.
18 Annenberg Institute for School Reform
thisinformationwhenmakingperson-
neldecisionsaboutneededtraining
andretention.Atthesametime,thereis
commonagreementthatitshouldnot
beusedalonetomakehigh-stakesdeci-
sions.Value-addedshouldbeusedin
conjunctionwithotherinformation–
forexample,principalratingsorexpert
classroomobservations–tohelpensure
thatgoodteachersarenotpenalizedby
thelimitationsofvalue-addedmeasures.
What features of the present labor
regulations governing the teaching
profession would you modify?
jane hannaway:Teacherpayiscur-
rentlyheavilybasedonexperienceand
degrees.Theevidenceisclearthat
experienceaffectsteacherperformance,
butonlyforthefirstfewyears.Theevi-
denceisalsoclearthatdegreesdonot
affectteacherperformance,withsome
exceptions,suchastheamountof
mathtrainingbymathteachers.
Some districts reward teachers with
tenure after just two years of service,
which you’ve characterized as premature.
What would be a better approach to
teacher tenure?
jane hannaway:Afteronlytwoyears,
wedonothavesufficientinformation
tomakereliablevalue-addedestimates
ofteachereffectiveness.Inaddition,
teachersarestillmovinguptheirlearn-
ingcurveintermsofhowtoteach.In
short,wehaveexceedinglylittleinfor-
mationwithwhichtomakealifetime
commitmenttoateachingjob.Iwould
liketoseedecisionsabouttenuremade
after,say,fiveyears.Withregardtothe
valueoftenure,Ithinkitisstillsome-
thingweneedtoinvestigate.Itcould
beaveryimportantjobconsideration
forteachers.Ifitaffectsretentionrates
forgoodteachers,weshouldkeepit.
What supports do teachers and students
in high-minority, high-poverty schools
need in order to improve the working and
learning environments there?
jane hannaway:Thisisanareawhere
weneedfurtherresearch.Forexample,
anargumentcouldbemadethat
schooldistricts(orstates)shouldpro-
Wehavepreliminaryevidencethatitisthemostexperienced
teachersinhigh-povertyschoolswhoaretheleasteffective.Itis
unclearwhetherthisisduetothewayteachersaresortedinto
andsortthemselvesintoschoolsorwhetheritisduetoburnout.
Jane Hannaway | V.U.E. Fall 2011 19
periodoftime.Weshouldcelebrate
andrewardthosewhoaresuccessful.
Thebottomlineisthestudents.We
needafullydevelopedandfairstrategy
toselect,train,retain,andreward
teachers.Nooneelementofthestrat-
egyissufficient.
Note:
TheNationalCenterforAnalysisofLongitudinalDatainEducationResearch(CALDER)hasanumberofworkingpapersonthesetopicsat<www.caldercenter.org/publications.cfm>.
videincentivesforstrongteachersto
movetoschoolswheretheyaremost
needed.Incentivescouldbeindiffer-
entforms–forexample,pay-based,
smallerclasses,moreinstructionalsup-
port,etc.Butthisassumesthatteachers
effectiveinonesetting(say,aschool
servingadvantagedstudents)aresimi-
larlyeffectiveinanothersetting(say,a
schoolservingdisadvantagedstudents).
Wehavepreliminaryevidencethata
teacher’svalue-addedisportable–it
goeswiththeteacherevenindifferent
settings–butmoreworkisneededto
confirmthesefindings.Wealsohave
preliminaryevidencethatitisthemost
experiencedteachersinhigh-poverty
schoolswhoaretheleasteffective.Itis
unclearwhetherthisisduetotheway
teachersaresortedintoandsortthem-
selvesintoschoolsorwhetheritisdue
toburnout.Ifthelatter,high-poverty
schoolsmayneedtohaveestablished
mechanismsthattransferteachersafter
someperiodoftimetosettingsthatare
lessdemanding.
Are the performance management and
instructional capacity-building perspectives
mutually exclusive in their implications
for policy and practice?
jane hannaway:Theyshouldgo
hand-in-hand.Butweneedtorecognize
thatteachingishighlycomplexand
demandingwork.Itcallsonhighlevels
ofbothcognitiveandinterpersonal
skills,ofteninunpredictableways.
Withgoodpre-serviceexperienceand
focusedsupportonthejob,notall
teachersmaybeabletoperformathigh
levels,despitetheirbestefforts.And
itisoftenonlyclearwhocandoitafter
theyhaveactuallytaughtforsome
20 Annenberg Institute for School Reform
Evidenceaboundsthatpublic
educationintheUnitedStateshasnot
yetbecomethegreatequalizermany
hadhopeditwouldbe.TheBlack-
Whiteachievementgappersistswithin
districtsandschools.Studentsinhigh-
povertydistrictslagbehindtheirpeers
inaffluentdistricts.Andresultsfrom
theinternationalPISAexaminations
(OECD2010)showthattheUnited
Stateshasafarlowerproportionof
“resilient”students–thosewhosuc-
ceedatschooldespiteadisadvantaged
background–thanmostotherdevel-
opedcountries.Inpart,theseinequities
resultfromforcesbeyondthecontrol
ofthepublicschools,suchasracially
segregatedhousingorschoolfunding
basedonthelocalpropertytax.Still,
publicschoolsintheUnitedStatescan
andshoulddomuchmoretoensure
successforallstudents.
Formanyyears,thoseintenton
equalizingtheopportunitiesandsuccess
ofunderservedstudentsfocusedon
theinequitabledistributionofresources,
suchaslibraries,textbooks,orscience
equipment,tocommunitiesandto
individualschools.Theyintroduced
federallyandstate-fundedprograms,
suchasTitleI,toprovidespecialized
instructionalopportunitiesforlow-
incomestudents.Althoughsuchinitia-
tivesalldependedonteachersfortheir
delivery,reformersdidlittletodistin-
guishamongthoseteachers.Anyone
withtherightlicensewasassumed
capableofdoingthejob.
Withinthepastdecade,however,
policymakersandpractitionersincreas-
inglyhavefocusedonindividualteach-
ersasresources,recognizingthatsome
aremoreeffectivethanothersinequal-
izingbothopportunityandsuccessfor
disadvantagedstudents(e.g.,Boydetal.
2008).AttherecentWarrenInstitute
CivilRightsResearchRoundtable
onEducation,inwhichIparticipated
alongwithotherswritinginthisissue
ofVUE,AndyBaxteroftheCharlotte-
MecklenburgSchoolsposedaquestion
thatreflectedthisnewperspective:
“Howismeasuringthedistributionof
effectiveteacherstoschoolsdifferent
frommeasuringthedistributionof
computerstoschools?”
Parentsandteachershavelong
knownthatsometeachersaremore
effectivethanothers–notsimplyby
abit,butbyalot.Withinanyschool,
savvyparentsusetheirpersonalinflu-
encetoseethattheirchildrenare
assignedtocertainteachers,butnot
others.Teachers,themselves,arewell
awarethatmanyoftheircolleagues
servestudentseffectively,whileothers
Susan Moore Johnson is the Jerome T. Murphy Professor in Education at the Harvard Graduate School of Education and director of the Project on the Next Generation of Teachers.
Delivering on the Promise of Public Schooling
SusanMooreJohnson
Those seeking to improve teaching effectiveness must recognize that the components
of effective teaching are complex and depend on school environment as well as individual
teacher characteristics.
V.U.E. Fall 2011 21
contributelittletostudents’learning
andafewmayevencauseharm.Yetit
wasnotuntilabout2000thatscholars
clearlyestablishedthatteachersare
thesinglemostimportantschool-level
factorinstudents’achievement,as
measuredbystandardizedtestsandthat
withinschools,thereiswidevariation
fromclassroomtoclassroominteach-
ers’effectiveness(Rivkin,Hanushek&
Kain2005;Rowan,Correnti&Miller
2002;McCaffreyetal.2003).
JaneHannawayandhercolleagues
attheUrbanInstitute(Sassetal.2010)
foundthisvariationtobeespecially
greatwithinschoolsservingthestudents
withgreatestneed.Shereportedatthe
Roundtablethatalthoughthemost
effectiveteachersinhigh-povertyschools
comparefavorablywiththemosteffec-
tiveteachersinlow-povertyschools,
thereisawiderrangeofeffectiveness
inhigh-povertyschools.Similarly,
TimDalyofTheNewTeacherProject
reportedonresearchbytheTennessee
DepartmentofEducation(2007)
showingthatpoorandminoritystu-
dentsarelesslikelytogetthemost
effectiveteachersandmorelikelytoget
theleasteffectiveteachers.
InourworkattheProjecton
theNextGenerationofTeachers,1we
havefoundthatmanyteacherschoose
schoolsthatserveminorityandhigh-
povertystudentpopulationsandthat
theystayinthoseschoolswhenthey
functioneffectively.Indiscussing
teachermobilityandeffectivenessat
theRoundtable,MartyWestofthe
HarvardGraduateSchoolofEducation
notedtheimportanceofimproving
teacherretentionathigh-poverty/
minorityschools,notasanendinitself,
butasastrategytoimproveteacher
effectiveness.Itmakesnosenseto
assignsuccessfulteacherstodysfunc-
tionalschools–poorlyled,unsafe,
isolatingenvironmentsforteachers
andstudentsalike–inthehopethat
skilledindividualswillovercomeserious
organizationallimitations.Studentsand
teachersalikedeservetohaveschools
thatencourageandsupportfocused
teachingandlearning.
Althoughitisnowwellestablished
thatteachersdifferintheireffectiveness,
itisnotyetclearwhatexplainsthose
differences.Untilthatiswellunder-
stood,effortstoequalizeopportunity
andensuresuccessforallstudents
willdependonpolicymakers’best
guessesaboutwhatworksratherthan
onsolidevidence.Theanswermaylie
inwhatteachers,themselves,bringto
theirteaching–priorcourseworkand
degrees,specialcertification,oryearsof
experience.Alternatively,differencesin
pedagogymaydistinguishbetweensuc-
cessfulandunsuccessfulteachers.Or
thecontextoftheschoolmayincrease
ordiminishteachers’effectiveness.
Thepresentationsanddiscussionatthe
Roundtablesuggestthatallthreeplay
aroleandthatprogressinachieving
equitywilldependonunderstanding
howeachworksandhowtheyinteract.
1 See<www.gse.harvard.edu/~ngt>.
22 Annenberg Institute for School Reform
ontheMeasuresofEffectiveTeaching
(MET)project,sponsoredbytheBill&
MelindaGatesFoundation,inwhich
researchersareexaminingvideosof
teachers’mathandliteracyclassesto
identifyanddescribetheinstructional
practicesofteacherswhosestudents
makelargeachievementgainsand
thosewhosestudentsdonot.
Theseandsimilarstudieseventu-
allywillinformandguideawiderange
ofpolicies,programs,andpractices.
However,lackingclearevidenceabout
whatpedagogiesaremosteffective,
somelocaldistrictsarerelyingonvalue-
addedscores–statisticalestimatesof
individualteachers’contributionsto
studentachievement–asproxiesfor
measuresofteachingquality.Withsuch
estimates,theycanredistributeteachers
evenhandedlywithinandacrossschools.
Forexample,AndyBaxterreportedthat
Charlotte-MecklenburgSchoolshas
adoptedpoliciesdesignedtoensure
thateveryschoolhassomehighlyeffec-
tiveteachersandthatwithinschools,
everystudenthasaccesstothoseteach-
ers.Elementaryprincipalsinthedistrict
nowarerequiredtoassignstudentswho
havebeentaughtbyaless-effective
teacheroneyeartotheclassroomofa
more-effectiveteacherthenext.However,
inhispresentation,Baxterraisedan
importantquestion:“Aretopteachers
‘top’forallstudents?”Althoughthere
isnoclearresearchtoanswerthisques-
tion,routineschoolpracticewouldsug-
gestthattheansweris“probablynot.”
Incurrentandfutureresearch,itwillbe
importanttolearnwhetherparticular
pedagogiesaremoreorlesseffective
withcertainsub-groupsofstudents.If
districtsandschoolsdecidetoreassign
teachersinordertoachieveequity,they
mustensurethatthestudentswho
aremeanttobenefitfromsuchtrades
actuallydo.
Teachers’ QualificationsEffortstoidentifywhat,ifany,role
certainteachers’qualifications–their
teacherpreparation(orlackofit),hold-
ingamaster’sdegree,oryearsofexpe-
rienceteaching–playintheirsuccess
have,asyet,yieldedmixedfindings.This
hasledsomereformerstoconclude
thattherearenoimportantdifferences
intheeffectsofpedagogicaltraining
orpriorexperienceforteachers–that
anyonewithsubject-specificcourse-
workandpersonalcommitmentcan
succeed.However,itseemsclearthat
thefinalwordonthislineofresearch
isnotyetin.AttheRoundtable,Linda
Darling-HammondofStanfordUniver-
sityreportedonresearchshowingthat
variouspreparationprogramshave
differentialeffectsonteachers’success.
Also,HelenLaddofDukeUniversity
reportedonanalysesofNorthCarolina
data(Clotfelter,Ladd&Vigdor2006)
showingthat,infact,differencesin
certainqualifications–licensuretest
scores,graduationfromacompetitive
college,yearsofexperience,andcer-
tificationbytheNationalBoardfor
ProfessionalTeachingStandards–
actuallydomatterandthattheireffects
arerelativelylarge.Notably,Laddand
hercolleaguesfoundthat“poorand
minoritystudentstendtohaveteachers
withweakerqualificationsthanWhite
ormoreaffluentstudents.”
Pedagogy Theresearchshowingthatdisadvan-
tagedstudentsaredisproportionately
assignedtoineffectiveteachersiscon-
vincing,butittellsusnothingabout
thekindofinstructionalpractices
studentsexperiencewitheithereffec-
tiveorineffectiveteachers.Wedonot
yetknowwhatsometeachersdoto
achievegreatersuccessthanothers.At
theRoundtable,SteveCantrellreported
Susan Moore Johnson | V.U.E. Fall 2011 23
incentives)areunlikely,inthemselves,
toequalizeopportunityforstudents,
largelybecausetheyreinforcethe
centuries-old“egg-crate”modelof
schooling,inwhichtheschoolfunc-
tionsasanaggregateofunits,rather
thanasaninterdependentorganization.
Withinanyschool,therearealways
someteacherswhoaremoreeffec-
tivethanothers,whetherasaresultof
preparation,subjectknowledge,experi-
ence,orpedagogicalskill.Inanegg-
crateschool,studentsmayormaynot
benefitfromtheexcellentpedagogy
oftheschool’sbestteachers,depend-
ingonwhotheirassignedteacheris
atanytime.Althoughstudentsmove
throughtheegg-crateschoolfrom
gradetogradeandclassroomtoclass-
room,theirteachersmayknowlittle
aboutwhattheyexperienceinother
gradesandclasses.Egg-crateschools
arenotdesignedtoensurethatteach-
erslearnfromoneanotherbysharing
Context Evenifresearchersagreeaboutthecom-
binationofcharacteristicsandpractices
thatmakesometeachersmoreeffective
thanothers,itisincreasinglyclearthat
teacherswhosucceedinonesetting
maynotsucceedinanother.Allschools
arenotequalinthecontexttheypro-
videforteachingandlearning.Jane
HannawayreportedthatNorthCarolina
andFloridastudentsinhigh-poverty
schoolsachievefarlessthanstudents
inlow-povertyschools.However,she
andhercolleaguesalsofoundthat
thedifferenceswerenotsufficiently
explainedbyteachercharacteristicsor
value-addedscores.Thereweresmall
differencesintheaverageteacher
value-addedscoresbetweenhigh-and
low-povertyschools,althoughvariation
waslargerwithinhigh-povertyschools,
whichoverallhadtheweakestteachers.
Theresearchersconjecturedthathigh-
povertyschoolsmightbelesssuccessful
inattractingandretainingmore-effective
teachers.However,highratesofmobility
amongteachersinhigh-povertyschools
didnotsufficientlyexplaintheirstu-
dents’lowerlevelsofsuccess,leaving
Hannawaytoobservethatequalizing
teachers’experienceacrossschools“may
notdomuch”toensurethatstudents
inhigh-povertyschoolsareeffectively
taught.Thisworksuggeststhatschool
contextmattersandthat,therefore,
reformerswhoseektoincreaseoppor-
tunityandresilienceamongdisadvan-
tagedstudentswoulddowelltothink
beyondtheindividualteacherand
addressthedifferencesinschoolsas
placesforteachingandlearning.
Howeverwell-intentioned,swap-
outstrategies,whichreplaceweak
teacherswitheffectiveones(whether
directlybyassignmentorindirectlyby
Itisincreasinglyclearthatteachers
whosucceedinonesettingmaynot
succeedinanother.Allschoolsarenot
equalinthecontexttheyprovidefor
teachingandlearning
24 Annenberg Institute for School Reform
theirbestpractices.Norareteachersin
suchschoolslikelytoholdoneanother
accountableforthequalityofservices
tostudents.
ElaineAllensworthreportedon
herworkwithcolleaguesattheChicago
ConsortiumofSchoolResearch(2010)
abouttheeffectofschoolcontexton
teachers’mobility.Theyfoundthat,
overall,schoolswithchronicallyhigh
teacherturnovertendtoservemore
disadvantagedandAfricanAmerican
studentsthanschoolswithlowteacher
turnover.However,basedonsurveysof
teachers,theyalsolearnedthatschools
withgreaterstaffingstabilityaremore
interdependentorganizations.These
work(Johnson&Birkeland2003).
Theschoolwasthecenteroftheir
experience,andwhethertheystayed
orleftdependedonasetofrelated
organizationalfactors–theirrelation-
shipswithcolleagues,whethertheir
teachingassignmentwasappropriate
andmanageable,whethertheschool
providedasupportiveenvironmentfor
teachingandlearning,andwhetherthe
principalmanagedtheschoolfairlyand
effectively.Thislineofresearchsuggests
thatifschoolsservinghigh-poverty
studentsaretorecruitandretaineffec-
tiveteachers,theymustbecomeplaces
whereexcellentinstructionisnotonly
possiblebutlikely.Toreassigneffective
teacherstohigh-needschoolswillnot
succeed,unlesstheschoolsthemselves
functionwell.Ifeffectiveteachersare
notvaluedandsupportedintheirwork,
theyareunlikelytostay,creatingpersis-
tent,problematicinstability.
Ladd(2011)findsthatNorth
Carolinateachers’perceptionsoftheir
workingconditionspredictboththeir
plannedandactualmovementaway
fromtheirschool;thosewhoaredissat-
isfiedreportthattheyintendtoleave,
andtheydo.Thecharacteroftheir
schoolstronglyinfluencesnotonly
teachers’currentperformancebutalso
theirdecisionsaboutwhethertostay
orgo.Thus,policiesdesignedtomake
allschoolsplaceswhereteacherscanbe
effectivemaywellhavegreaterpayoff
thananyschemetoreassignthem.
AttheRoundtable,Ireported
onourrecentresearchattheProject
ontheNextGenerationofTeachers,
exploringteachers’viewsoftheirschool
asaworkenvironment.Usingstatewide
surveydata,weexaminedtherelation-
shipbetweenMassachusettsteachers’
satisfactionwiththeirworkingcondi-
tionsandstudents’academicgrowth
(Johnson,Kraft&Papay,forthcoming).
Toreassigneffectiveteachersto
high-needschoolswillnotsucceed,
unlesstheschoolsthemselvesfunction
well.Ifeffectiveteachersarenot
valuedandsupportedintheirwork,
theyareunlikelytostay.
schoolshavestrongleaders,andthe
teachersworktogetherinprofessional
communities.Theschoolsalsohave
highlevelsofparentalinvolvement
andaresafespaces,withfewdisciplin-
aryproblems.
Allensworth’sconclusionthat
“teachersleaveschoolswherethey
feelineffective”isconsistentwithour
earlierworkattheProjectontheNext
GenerationofTeachers,wherewe
foundthatnewteachers’careerdeci-
sions–whethertostayintheirschool,
transfertoanother,orleaveteaching
altogether–werelargelydetermined
bywhethertheythoughttheycould
achievea“senseofsuccess”intheir
Susan Moore Johnson | V.U.E. Fall 2011 25
Teaching Effectiveness Strategies and Latino Children
Joseph Bishop is director of educa-
tion at the National Association
of Latino Elected and Appointed
Officials Educational Fund.
Equitablelearningsystemsto
supporthigh-qualityinstruc-
tioncannotbehaphazardly
throwntogetherwiththehope
ofimprovingstudentlearning.
Local,state,andfederalefforts
toimproveteacherquality–a
criticalpieceoflearningsystems
–havebeenrandomandincon-
sistentatbest.Forexample,
stateandfederalinvestmentsin
publiceducationandtheteach-
ingprofessioninthe1960sand
1970sstoppedinthe1980s,just
asschoolswerestartingtoshow
progressinlow-incomecom-
munities(Darling-Hammond
2010).Agenerallackofpatience
andcommitmenttoeducational
equityonapolicyandpolitical
levelhasputusinthisposition.
What Is Teacher
Effectiveness?
Weneedtothinkofteaching
effectivenessasaspectrum:
recruitingadiversepoolofthe
mosttalentedteacherstowork
inlow-incomecommunities,
preparingteachersusingrigor-
ousstandardsinaresidency
setting,andprovidingsupport
forteachersoncetheyenterthe
classroom.Eachcomponentof
theeffectivenessspectrummat-
ters;wecan’tfocusononepiece
withouttheothersandexpect
studentlearningtotakeplace.
Factorssuchasschool
financechallengesandlackof
incentivestoteachinhigh-need
communitiescanleadtoan
inequitabledistributionofhigh-
qualityteachers.However,a
highlyqualifiedteacherdoesnot
necessarilyensurestudentlearn-
ingwithouttheproperpositive
conditionstopromotestudent
success,includingclearalign-
mentbetweenhighereducation
institutionsandfeederK–12
systems,outstandingprincipals
andadministrators,parentaland
familyengagementstrategies,
andhealthystudents.
Teacherswhoareeffec-
tiveinonecontextmaynot
beinanother.Latinostudents,
forinstance,needinstructors
withtheknowledge,skills,
andculturalcompetenceto
ensuretheirsuccess.ForEnglish
languagelearners,teachers,
administrators,andstaffneedto
havethelanguagedevelopment
expertisetosupportstudentsin
theirnativelanguageandassist
studentsintheacquisitionof
bothacademiccontentand
Englishintheprocess.Educators
alsoneedtohavethetraining
tomeaningfullyengageparents
andfamilies,includingnon-
native-English-speakingparents.
Thesestrategiesallneedtobe
integratedaspartofteacher
preparationprogramsforall
credentialedteachersand
shouldberequiredaspartof
teacherperformanceassess-
ments.Thesamerequirements
shouldbeappliedtoeduca-
tionalleaders,aswell,with
regardtopreparationandper-
formanceassessments.
What’s Missing from
the Current Debates on
Teacher Effectiveness?
Performancemanagementand
instructionalcapacity-building
strategieswillneedtocoex-
istaspartofcurrentdiscourse
onteachereffectivenessand
publiceducation.Discussion
onteachereffectivenessand
improvingpubliceducationwill
likelycontinuetofocusheavily
onperformancemanagement,a
reflectionofinterestfrompoli-
cymakersandtheirconstituents
whowanttoknowtheimpact
oftheirinvestmentinschools.
However,instructionalcapacity
buildinganddevelopinghuman
capitalinschoolsistheonly
possiblewaytoproducethe
typeofstudentlearningout-
comesthatperformanceman-
agementaimstoachieve.
Currentpublicdebates
onteachereffectivenessare
disconnectedfromtheglobal
citizenswearehopingwill
graduatefromourhighschools
andcolleges.Allstudentsneed
tohavenotonlycorecontent
knowledge,butalsotwenty-first-
centuryskillsandknowledge.
Thiswilldeterminetheirability
tothinkcritically,defendargu-
mentsbothorallyandinwriting,
andinteractwithpeersina
multilingual,multi-literate,mul-
ticultural,globalsociety.Teach-
ersneedtohavethepreparation
andmultifacetedlevelsof
expertisetosupportthedevel-
opmentofstudentswithallthat
isrequiredoftoday’sstudents
PERSPECTIVES:
(continued on page 26)
26 Annenberg Institute for School Reform
Wefoundthatteacherswhoviewtheir
schoolorganizationsfavorablyreport
beingmoresatisfiedandlesslikelyto
plantotransferorleaveteachingthan
theirpeersinschoolswithlessfavorable
conditions,evenaftercontrollingfor
studentdemographicsandotherschool
andteachercharacteristics.Wealso
foundthatschoolswithbetterwork
environmentsforteachersachieved
greatergrowthinstudentlearning.
Teachersreportedbeingaffectedbya
rangeofworkingconditions.However,
thosethattheysaidmatteredmost
weretheonesthatshapethesocial
contextofteachingandlearning:
schoolculture,theprincipal’sleader-
ship,andtherelationshipswiththeir
colleagues.Wearecurrentlyconduct-
ingcasestudiesinordertounderstand
howthesesocialfactorsplayoutinsix
urbanschools,allservinghigh-poverty,
high-minoritystudentpopulations.
Moving AheadThereismuchdebateandrhetoric
thesedaysabouttherightsofstu-
dentsandtheobligationsofteachers.
Proponentsoftheswap-outstrategyfor
redistributingeffectiveteacherssuggest
thatteachers’preferencesshouldmat-
terlittleintheirassignment.However,
researchaboutschoolcontextsuggests
thatifschoolsservinghigh-poverty
studentsaretoimprovesubstantially,
teacherscannotbetreatedasifthey
areitinerantworkersorreplaceable
parts.Instead,theseschoolsmustbe
organizedsothatthestrengthsofsome
servetheneedsofothers.Onlyinthis
waycaneffortstoimprovethequality
ofteachersandteachingadvance.
Oneapproachtoimproving
instructionandstudentlearningis
tocreatedensenetworksofinforma-
tionandexchangeamongteachers.
Recently,researchersJacksonand
Bruegmann(2009)foundthatstudents
havelargerachievementgainsinmath
andreading,bothinitiallyandover
time,whentheirteacherworkswith
moreeffectivecolleaguesatthesame
Teaching Effectiveness Strategies and Latino Children (continued from page 25)
inaglobaleconomy.Yetcurrent
conversationsonteachereffec-
tivenessarebeingrestrictedby
anoveremphasisontestscores,
encouragingtheisolationof
students,teachers,andlearning
andmakingstudentswiththe
greatestneedahugeliability
forschools.
Participantsinthedialogue
onteachereffectivenessneed
torememberwhowillbemost
directlyimpactedbytheirdis-
cussions.Fortheshortterm,it
maybeteachersandtheirpro-
fessionalaccomplishments.But
forthelongterm,itwillbethe
mindsandlivesofstudentswho
willbeaffectedmost.Students
ofcolorandlow-incomestu-
dentsaresoontorepresentthe
majorityofthestudentpopu-
lation,andU.S.Censusdata
suggestthatisalreadythecase
inmostcommunities.Discus-
sionsrelatedtostudentsuccess
mustacknowledgetherealities
ofwhothestudentsarethat
weserveandwhatroleteacher
effectivenesscanplaytosupport
theirachievement.
Reference
Darling-Hammond,L.2010.The Flat World and Education: How America’s Commitment to Equity will Determine our Nation’s Future. NewYork:TeachersCollegePress.
Susan Moore Johnson | V.U.E. Fall 2011 27
gradelevel.Further,theyfoundthat
these“positivepeerlearningeffects”were
especiallystrongforless-experienced
teachers.Notably,Sassetal.(2010)
foundthatnewteachersinhigh-poverty
schoolsimproveovertimemoreslowly
thantheydoinlow-povertyschools.
Manyfactorsmayexplainthis,butone
islikelytobetheisolationofteachers
inschoolsthatexperiencerepeated
turnover.Therefore,itmakessense
forpolicymakerstodevoteresources
tostructuresthatmaximizepositive
peereffectsthroughcollaborativework
structures,suchascommonplanning
time.Ratherthanseekingtoimprovea
schoolclassroombyclassroom,reform-
ersmightbetterinvestinstrategiesto
improvethegrowthofteachersacross
theschool.
Recognizingtheimportanceof
theschoolcontextmeansthatdistricts
alsomustassigntheirbestprincipals
tothemostchallengingschools,create
opportunitiesandincentivesforteam-
workwithinschools,providesufficient
resourcesforteachingandlearning,and
ensurethatschoolsservingstudents
withthegreatestneedsaresafe,orderly,
andresponsivetotheconcernsofpar-
ents.Institutingreformpoliciesthat
wouldincreasetheproportionofeffec-
tiveteacherswithinschools,without
attendingtotheoverallqualityofthe
schoolasacontextforthoseteachers’
work,isshortsightedandlikelywillbe
ineffective.Byimplementingacompre-
hensiveandcoherentapproach,U.S.
schoolscanbegintodeliverontheir
promiseofequity,opportunity,andsuc-
cessforallstudents.
References
Allensworth,E.M.,A.S.Bryk,andP.Sebring.2010.The Influence of Community Context and Social Capital on Urban School Improvement.Paperpresentedatthe2010MeetingoftheAmericanSociologicalAssociation.
BoydD.,H.Lankford,S.Loeb,J.Rockoff,andJ.Wyckoff.2008.“TheNarrowingGapinNewYorkCityTeacherQualificationsandItsImplicationsforStudentAchievementinHigh-PovertySchools,”Journal of Policy Analysis and Management27,no.4:793–818.
Clotfelter,C.,H.Ladd,andJ.L.Vigdor.2006.“Teacher-StudentMatchingandtheAssessmentofTeacherEffectiveness,”The Journal of Human Resources41,no.4:778–820.
Jackson,K.C.,andE.Bruegmann.2009.“TeachingStudentsandTeachingEachOther:theImportanceofPeerLearningforTeachers,”American Economic Journal: Applied Economics1,no.4:85–108.
Johnson,S.M.,andS.E.Birkeland.2003.“Pursuinga‘SenseofSuccess’:NewTeachersExplaintheirCareerDecisions,”American Educational Research Journal40,no.3:581–617.
Johnson,S.M.,M.A.Kraft,andJ.P.Papay.Forthcoming.“HowContextMattersinHigh-NeedSchools:TheEffectsofTeachers’WorkingConditionsonTheirProfessionalSatisfactionandTheirStudents’Achievement,”Teachers College Record.
Ladd,H.2011.“Teachers’PerceptionsofTheirWorkingConditions:HowPredictiveofPlannedandActualTeacherMovement?”Educational Evaluation and Policy Analysis33,no.2:235–261.
McCaffrey,D.,D.Koretz,J.R.Lockwood,andL.Hamilton.2004.Evaluating Value-Added Models for Teacher Accountability.SantaMonica,CA:RANDCorporation.
OECD.2010.Against the Odds: Disadvantaged Stu-dents Who Succeed in School.Paris,France:OECD.
Rivkin,S.,E.Hanushek,andJ.Kain.2005.“Teachers,Schools,andAcademicAchievement,”Econometrica73,no.2:417–458.
Rowan,B.,R.Correnti,andR.J.Miller.2002.What Large-Scale Survey Research Tells Us about Teacher Effects.CPREResearchReportSeries.RR-052.ConsortiumforPolicyResearchinEducation.Philadelphia,PA:UniversityofPennsylvania.
Sass,T.,J.Hannaway,X.Zeyu,D.Figlio,andL.Feng.2010.Value Added of Teachers in High-Poverty Schools and Lower-Poverty Schools.CALDERWorkingpaper52.WashingtonDC:TheUrbanInstitute.
TennesseeDepartmentofEducation.2007.Tennessee’s Most Effective Teachers: Are They Assigned to the Schools That Need Them Most?ResearchBrief.Nashville,TN:TennesseeDepartmentofEducation.DownloadablePDFavailableat<www.tqsource.org/webcasts/addressingInequities/Tennessee_McCargar.pdf>.
28 Annenberg Institute for School Reform
Effective Teaching: What Is It and How Is It Measured?
Robust, transparent feedback and evaluation systems are needed that recognize
the inevitability of classification errors but work to reduce them as much as possible.
Attheheartofthestudent
achievementgapliesacredibilitygap.
Ourschoolsystemsarebasedona
premiseweallknownottobetrue:
thatstudentsareequallywellservedby
whoeverteachestheirclasses.Thecon-
sequences–tostudentsandtoteachers
–aregreat.Thegoodnewsisthatthis
opensecretisnolongerso;teachers
andschoolleadersaretalkingaboutit
andgrapplingwithit.Fewteachersnow
assertthatteachingcannotbemea-
sured(Scholastic&Bill&MelindaGates
Foundation2010).Designteamsmade
upofcourageouseducatorsinnumerous
districtsareengagedinthehardwork
ofhonestlyrethinkingtheirsupport
andevaluationsystemsforteachers.
Butamidthispromise,thereis
alsoperil.Ifwe’renotcarefulabout
howwegoaboutthiswork,wecould
replaceonecredibilitygapwithanother.
Ifteachershavereasonnottotrust
thesystemsputintoplacetosupport
andevaluatethem,thenthesesystems
cannotachievetheiraimsofimprov-
ingteachingeffectiveness.Ifso,wewill
havelostarareopportunity.
Asstatesandschooldistrictsadopt
systemstomeasureeffectiveteaching,
thereisagrowingconcernaboutaccu-
racy.Nobodywantsasystemthatrou-
tinelymisclassifiesteachers.Someeven
Steve Cantrell is senior program officer for research and evaluation and Joe Scantlebury is senior policy officer for U.S. Program Advocacy at the Bill & Melinda Gates Foundation.
assertthatteachingcannotbemeasured:
thatteachingisanart,notascience,
anddedicatedteachersshouldnotbe
subjecttoadditionalaccountability
pressures.Buthowdowebalancethose
concernswiththeneedsofstudents?
Wecannotpretendthatstudentsare
equallywellservedbywhoeverteaches
them.Forgettingtobalancestudents’
concernswiththoseofteachershas
direconsequences–onesthataccrue
disproportionatelytoyoungpeople
alreadystrugglingtosucceed.
Havingthecouragetowalkthis
faultlinebetweenpotentiallymisclas-
sifyingsometeachersandnotclassify-
ingteachersatallrequiresconstant
attentiontotheconsequencesforboth
teachersandstudents.It’sabalancing
act,tobesure;butifwecannotavoid
error,weshoulderrinfavorofstudents.
Whenbuildingrobustfeedbackand
evaluationsystems,perhapsitisbestfor
ustoadmitthaterrorisalwayspresent
andbetransparentaboutwhereitexists.
Inthiswaywebuildtrustandlimitmis-
useoffeedbackandevaluationsystems.
Consequences for StudentsFindingsfromtheteachereffectiveness
literaturereinforcewhateducation
professionalsandthosewhohavespent
significanttimeinschoolsknowwell:the
SteveCantrellandJoeScantlebury
V.U.E. Fall 2011 29
assignmentofastudenttoateacher’s
classroomisnotatrivialexercise,but
ratheranactofgreatconsequence.
Thisresearchliteraturecanbe
reducedtothreebasicfindings.Student
performancediffersacrossdifferent
classrooms,indicatingthatthequality
ofteachingmatters(Rivkin,Hanushek
&Kain2005).Evidencefromrandom
assignmentstudiessuggeststhatthese
differencesareattributabletoteachers,
ratherthantothestudentcomposi-
tionoftheclass(Kane&Staiger2008).
Thesedifferencesaregreaterwithin
schoolsthanacrossschools,indicating
thatitisnotenoughtoprovidefeed-
backandaccountabilityattheschool
level(Nye,Konstantopoulos&Hedges
2004).Moreover,theperformancedif-
ferencesarelarge.Bysomeestimates,
havingatopquartileteacherversusa
bottomquartileteacheryieldsperfor-
mancegainsequivalenttoclosinga
quarteroftheBlack-Whiteachievement
gap(Gordon,Kane&Staiger2006).In
theBill&MelindaGatesFoundation’s
MeasuresofEffectiveTeaching(MET)
project,1thesedifferencesinstudent
performancebetweenthosetaughtby
topandbottomquartileteachersranged
fromone-thirdtooverafullyearof
learninggains.Thesearenotminor
differences.
Yetmostschoolsystemsdolittle,
ifanything,toensurethatstudents
haveanequalchancetoreceivethe
bestavailableinstructionortoprevent
studentsfrombeingassignedtothe
leasteffectiveteachersforyearafter
year.Inmanyschoolsystems,thestatus
symbolsandcontractualarrangements
worktogethertodecreasethelikeli-
hoodthatstudentswhostrugglethe
mostreceivethemosteffectiveinstruc-
tion.Toooften,teacherstatusisdeter-
minedbytheirstudents’performance
level.TeachersofAdvancedPlacement,
honors,orgiftedstudentsareaccorded
higherstatusthantheirpeerswhose
studentsstruggleinschool.Newteach-
ers,whoaredemonstrablylesseffective
thantheirmoreexperiencedpeers,
arenotonlygiventhelastchoiceof
assignment,butoftenhavetoteach
multipleclasses,eachrequiringseparate
preparation.Theseorganizationalfea-
turesincreasethedifficultyofclosing
theachievementgap.Inaddition,the
absenceofrobustmeasuresofteaching
effectivenessallowstoomanyschools
anddistrictstoignorethesesystemic
inequities.Whilestudents,theirparents
andcaregiversmaynotfullyappreci-
atethemagnitudeofthesesystemic
inequities,theimpactontheirlivesis
unmistakable.
Anecdotesarenumerousofindi-
vidualteacherswhomadeapersonal
differenceinastudent’slife.Weareall
familiarwiththeseaccounts.Ifweare
regularreadersofthisjournal,wecan
likelysharestoriesofourown.Con-
cludingthatindividualinterventions
1 FormoreinformationonMET,see<www.gatesfoundation.org/united-states/Pages/measures-of-effective-teaching-fact-sheet.aspx>.
30 Annenberg Institute for School Reform
whendifferencesareapparenttoteach-
ersandpatternsappeartodisparately
impactentirecommunities,schooland
districtleadersseldomhavethepolitical
courageorincentivestocalltheques-
tionaboutinstructionalpractices.The
measuresinuseseldominformteacher
assignment,professionaldevelopment
offerings,orpromotiondecisions.
Thedireconsequenceforteachers
isnofeedback.Toomanyteachersare
leftalonetoself-assesstheircompetence
andself-prescribeimprovement.The
difficultlyofthisbootstrappingeffort
isexacerbatedbytherelativeisolation
withinwhichmostteacherspractice.
Themetaphorofthe“egg-crate”school
remainsapt(Lortie1975).Without
accurateindicatorsandwithoutmean-
ingfulexposuretootherteachers’prac-
tice,self-improvementeffortsarefar
fromguaranteedtosucceed.Thisisnot
mereconjecture:thedataonreturns
toteacherexperienceshowslittletono
improvementbeyondateacher’sfourth
yearofpractice(Boydetal.2007).As
DeborahBall,deanoftheUniversityof
MichiganSchoolofEducation(2011),
said,“Anenormousfaithisplacedon
‘learningfromexperience,’despitesub-
stantialempiricalevidencethatexperi-
enceisanunreliable‘teacher’”(p.4).
Thelackofanyclearperformance
signalhasothernegativeconsequences
forteachers,includinguncertaintyabout
whethertheyhavesatisfactorilyaccom-
plishedtheirmission,ageneraldiscon-
nectbetweeneffortandreward,and
growinguneasewiththesystem’sfailure
toaddressteachingineffectiveness
(Rochkindetal.2007).Thelackofper-
formancesignalsfailstoencouragethe
rightteacherstostayintheprofession
andthewrongonestoleave.While
wecertainlyagreewithLindaDarling-
Hammondthat“youcan’tfireyour
waytoFinland”(UCLA/IDEA2011),
andinstructionalheroismisallthat
studentsandfamiliescanreasonably
expectelevatesthesestatusprivileges,
contractualarrangements,andmanage-
rialomissionsinwaysthatundermine
thehighaspirationsofstudents,their
families,andeducators.Moreover,the
absenceofanyclearorlegislatedrightof
studentstoaneffectiveteachercreates
noconflictoflawsorbalanceofrights.
Studentshavenoenforceablerightto
aneffectiveteacher,andthustheybear
theburdenofoursystemicinequities.
Studentshavenoenforceablerightto
aneffectiveteacher,andthustheybear
theburdenofoursystemicinequities.
Consequences for TeachersThemostrecentanalysesfaultteacher
evaluationsystemsfortheirinabilityto
differentiateamongteachers(Weisberg
etal.2009).Thetypicalsystemhas
twoorthreeperformancelevels,yet
assignsthelowestratingtolessthan
onepercentofallteachers.Teachers
reportthattheevaluationprocessis
oftenperfunctory.Schoolleadersoften
receiveminimalguidanceandevenless
trainingonmanagingandexecuting
teacherevaluation.Whenteachershave
apositiveexperiencewithevaluation,
itappearstobebasedonidiosyncratic
factors,highlydependentupontheskills
oftheevaluator.
Asaresult,theseweakfeedback
andevaluationsystemsarelargelyirrel-
evanttohowschoolsconductbusiness.
Seldomdofeedbackandevaluation
systemsinformconsequentialstaffing
andcentralofficedecisions.Evenif
thoseinchargeknowbetter,mostschool
systemsareorganizedasifdifferences
amongteacherswerenonexistent.And
Steve Cantrell and Joe Scantlebury | V.U.E. Fall 2011 31
wealsobelievethatteacherscometo
theprofessiontodogoodandhave
hopethatgivenstrongerfeedback,
thosefewteacherswhocannotsucceed
willleaveteachingandfindbetterways
todeploytheirtalents.
Increasing TrustWithouttrust,therecannotbefeedback
butonlyjudgment.Onlytrustworthy
informationwillbeusefultoteachers
seekingtoimprove.Validityandreli-
abilityaretheresearchstandardsfor
informationqualityandareusefulways
tothinkaboutbuildingtrustinthe
informationprovidedbyfeedbackand
evaluationsystems.TheFoundation’s
workwithourMETpartnershasledus
tofocusonfour“trustworthinesstests”
–facevalidity,coherence,scoringreli-
ability,andpredictivevalidity.
Face validityissimplythe“sniff”test.
Whenteachersencounterthesystem
forfeedbackandevaluationtheywantto
seeindicatorsthatreflectcompetencies
theyvalue.Topassthistest,teachers
mustbelievethatthesystemisdirected
towardaspectsofteachingandlearning
thattheybelievemakeadifferenceto
students.Ifthecompetenciesrequiredby
thesystemcouldbemetwithoutfunda-
mentallymeetingtheneedsofstudents
–“professionalappearance”comesto
mind–thenteacherscouldattendto
thecompetenciesrequiredbythesys-
temwithoutinfluencingtheirabilityto
enhancestudentlearning.
Coherencereferstotheintercon-
nectionsamongpartsofthesystem.
Ifthefeedbackandevaluationsystem
isunrelatedoronlylooselyconnected
tootherpartsofthesystemthat
impactteachingandlearning,suchas
professionaldevelopment,curriculum
andinstruction,ormentoring,then
opportunitiesforleveragingsynergies
acrosstheseareasarelostandthepos-
sibilityincreasesforconflictinggoals
andconfusionregardingoutcomes.
Importantly,thefeedbackandevalua-
tionsystemshouldreflectthetheory
ofinstructionespousedbythedistrict
lestthedisconnectbetweenthetwo
promotesconfusion.
Scoring reliability–unreliabilityin
scoringistheaspectoffeedbackand
evaluationsystemsthatmaymost
underminetrust.Fewschoolsystems,
however,routinelytrackorreportrater
reliability.Forteachers(andtheirunions),
itispatentlyunfairfortheirratingtobe
dependentupontheabilityoftherater
ratherthanthequalityofthelesson.
Ourteacheradvisorypanel,ourunion
partners,andthedistrictadministrators
workingcloselywithusallagreethat
unevenraterreliabilityisprevalent.In
responsetothisneed,wehaveplansto
disseminatethetrainingandmonitor-
ingmethodsusedbytheMETproject
researcherstoensurereliability.
Predictive validityindicateswhether
thesystemhastherightfocus.Itrefersto
theassociationbetweencompetencies
measuredbythefeedbackandevalua-
tionsystemsandthedesiredoutcomes.
Ifthereislittleornoassociationbetween
theactionsbeingtrackedandtheout-
comesofvalue,thenthesystemisbro-
ken.Ifthisconnectiondoesnotexist,
thenitishardtosupporttheclaimthat
doingwhatthesystemrequireswill
leadtothedesiredoutcomes,suchas
increasedstudentlearning.
TheMETprojectisanexercise
inbuildingtrustworthyfeedbackand
evaluationsystems.Itisnotandnever
hasbeenanattempttobuild“theone
bestsystem.”Instead,itservestotest
theideaofamulti-facetedfeedback
andevaluationsystembycombining
promising,yetemerging,indicatorsof
teachingandlearning.AsMETserves
totestanincreasinglypopularidea–
multiplemeasures–itfullyrecognizes
32 Annenberg Institute for School Reform
thatthepromiseofmultiplemeasures
isnotthattherearemoremeasures,
butthatthesemeasuresrepresentdif-
ferentfacetsofteachingandlearning
thatindividuallyandcollectivelysup-
portstudentlearninggainsonoutcome
measuressuchasstateperformance
assessments.
Reducing Error and Building CredibilityThereisaconnectionbetweenreduc-
ingerror,ormisclassification,and
increasinguse.Teacherswillusefeed-
backonlywhentheybelieveitwill
improvetheirpractice.Otherwise,they
willseekwaystogamethesystem.
Passingthe“trustworthiness”tests
goesalongwaytowardreducingerror.
Feedbackismorelikelytobeused
whenthesystemisalignedwithwhat
teachersviewasbestpractices;the
partsofthesystemconnectlogically;
scoringprocessesarereliable;andthe
indicatorsdo,infact,indicatewhat
helpsstudentslearnbetter.
Thereareothertypesoferror
thatsimilarlylimitordistorttheuse
ofafeedbackandevaluationsystem.
Agreementaroundoutcomestopsthe
list.Whenwhatismeasuredisdiscon-
nectedfromwhatisvalued,effortsto
increasescoresonthemeasurewill
bemetwithlittleenthusiasmand
evenresistance.Stateassessmentsare
routinelycondemnedasinsufficient
The Superintendent’s View
John Deasy is superintendent
of the Los Angeles Unified
School District.
What is the best way to address
the objective of equitable access to
high-quality instruction?
Toraisetheperformancelevels
ofnon-White,low-income
students,parentsinthosecom-
munitiesneedtobegivenviable
educationaloptions.Theirchil-
drenmustnolongerbeforced
toattendchronicallyunder-
performingschools.Ifanother
operatorcomesforwardwitha
betterplantoeducatestudents
inalow-incomecommunity,
thenitshouldbegiventhe
opportunitytodoso.Onlyin
thiswaycanwebegintobreak
thecycleofeducationfailure
thatplaguestoomanyofour
students.
From the administrators’ point
of view, are the performance
management and instructional
capacity-building strategies
mutually exclusive? What else
needs to be part of the discussion?
Administratorsandotherprac-
titionersmustworkcloselywith
teacherstoexplainthemeaning
ofteacherrecommendations,
particularlythosethatarebased
onnewdataandresearch.
Teachersneedtounderstand
bothstrengthsandweaknesses
suggestedbythedata.Inaddi-
tion,teachersneedtobemade
awarethatValueAddedand
AcademicGrowthOverTime,
amongothermeasurements,are
intendednottothreatentheir
jobs,buttogivethem–plus
parentsandadministrators–a
betterguideastohowtheyare
doingtheirjobs.
We[also]focuson
instructionalcapacitybuilding
strategiestoimprovestudent
outcomes.Consequently,these
strategiesgohandinhandwith
performancemanagement.The
purposeofperformance-based
managementistoensurethatan
organizationachievesitsgoals.
Asthesuperintendent,itismy
responsibilitytofacilitatehuman
performancethatleadsto
improvedstudentachievement.
Performancemanagement
allowsustousedatatodeter-
mineinwhichinstructional
strategiestoinvest.Aswecon-
tinuetopushforusingdata
tofosteraccountability,weneed
toalsousedatatoensurethat
wetrulybecomealearning
organization.
PERSPECTIVES:
Steve Cantrell and Joe Scantlebury | V.U.E. Fall 2011 33
(orevenunfair)measuresofschool
outcomes.Thereisreasonforoptimism
onthisfront,astheconsortiatasked
withdevelopingassessmentsaligned
totheCommonCoreStandardswill
likelyimprovethesubstanceandstatus
ofstatetests.Still,itwouldbetooeasy
tousetheneedtoimprovetestsas
areasontoavoidaccountabilityand
feedback–iftheoutcomeisimportant
tostudentsuccess,measureit.
Attributionisathornyproblemthat,
leftunresolved,alsowillunderminethe
feedbackandevaluationsystem.Atthe
mostbasiclevel,thereistheadminis-
trativechallengeofensuringthatthe
datasystemslinktherightstudentsto
therightteachers.Thissoundsdecep-
tivelysimple,yetitisquitecommonfor
theteacherofrecordtobedifferent
fromtheteacherwhoprovidedthe
instruction.Inmanyelementaryschools,
studentsarere-groupedformathand/
orEnglishlanguagearts.Whilethe
schoolmayknowperfectlywellwhich
studentsaretaughtbywhichteachers
andforwhatduration,thecentraloffice
recordsmaynotbeaccurate.Itiseasy
toseethedamagetothesystem’scred-
ibilityshouldateacherreceivefeedback
(orberewardedorsanctioned)based
onstudentstaughtbyanotherteacher.
Relatedtotheattributionprob-
lemiswheretoplaceaccountability.
Accountabilityforeffectiveteaching
cannotsitsolelyupontheshouldersof
teachers.Ifsupportsaredeployed,as
aschoolsystemseekstoclosethegap
betweenthemostandleasteffective
teachers,thentheeffectivenessofthese
supportsshouldbesubjecttothesame
rigorousfeedbackandevaluationpro-
cesses.Ifaparticularprofessionaldevel-
opmentorcurricularinterventiondoes
notimproveperformanceforthose
whohavereceivedit,thenthesystem
cannotclaimtohavesupportedteacher
development.Similarly,iftheworking
conditionsataschooldonotincrease
thelikelihoodthatthoseteachers
whostrugglearesupportedbytheir
moresuccessfulcolleagues,thenthe
administrationofthatschoolisfailing
tosupportteachergrowthandneeds
assistance.Thefactthatmeasuresare
preciseattheteacherleveldoesnot
limittheirusetothatlevel.
Finally,wereturntomisclassifica-
tion.Sofar,researchershavenotbeen
abletoexplainwhatappearstobe
ananomalyintheempiricalfindings
–persistentandconsequentialdiffer-
encesinstudentperformancefortop
andbottomquartileteachersalongside
apparentlyunstableteacherrankings.
Itappearsinconsistenttoholdboth
findingsastrue.Ifteachersareroutinely
misclassified,why,whencomparedto
similargroupsofstudents,dothestu-
dentsofpreviouslyidentifiedtopand
bottomquartileteacherspersistently
outperform(fortopquartileteachers)
orunderperform(forbottomquartile
teachers)theirpeers?
Wecanonlyspeculatewhymis-
classificationexists:itcouldbethata
majorityofteachersprovidesimilar
instructionandonlythetopandbottom
15percentmeaningfullydifferfrom
theaverage;oreventhetopandbottom
5percentor10percent.Wedon’t
know.Itmattersbecausemanyofthe
stateanddistrictevaluationsystems
assumethatitispossibletoaccurately
assignteacherstooneofthreeorfour
ratingcategories.
Tobuildtrustmeansnoteliminat-
ingerror,butcommittingtoreduce
it.Wecanreducetheerrorofmisclas-
sificationifwefocusonwherewethink
wehavethebestinformation.Ifnot,
again,wecouldreplaceonecredibility
gapwithanother–pretendingthat
teachersfallneatlyintofourormore
34 Annenberg Institute for School Reform
categoriesofeffectiveness–whenwe
donotknowhowmanycategories
existorwhetherourmeasuresaregood
enoughtomakesuchfinedistinctions.2
TheMETprojectwillexplorethis
anomalyinanupcomingreportbased
onover12,000lessonscapturedon
video.Theanalysisofteacherpractice
willprovideanestimateofobservable
differencesamongteachersandprovide
someevidencetosuggesthowlargethe
“messymiddle”ofteacherpracticeis.
Implications for Civil RightsMostAmericanssharethevaluethatall
studentsdeserveanequalopportunity
toreceiveahigh-qualityeducation.We
understandthatindividualstudenteffort
andmotivation,coupledwithfamily
andcommunitysupportandexpecta-
tions,mayplayapartinthesuccessof
anindividualstudent.Wealsounder-
standthatevenwithoutthosesupports,
studentscangraduatereadyforcollege
andcareers,iftheyhaveteachersdedi-
catedtothismission.Thus,anequal
opportunitytoahigh-qualityeducation
should,atminimum,affordeverychild
achancetobetaughtbythebest
teachersthataschoolsystemhasto
offer.Ifforsomereasonwholegroups
ofstudentsweredeniedthischance,
oriftheopportunitytobetaughtbya
greatteacherwerenothingmorethan
chance,wewouldcollectivelydemand
thatsuchasystembechanged.
Thescenarioisnothypothetical.
Weknowthatmanystudentsarerou-
tinelyprovidedwiththeleasteffective
instruction.Thisdirectlyimpactsand
perpetuatestheso-calledacademic
achievementgap–agapthatW.E.B.
DuBois(1903)wroteabouteloquently
inThe Souls of Black Folk.Inthisseminal
work,Duboisdescribededucation’s
potentialtoliftapeoplenewlyemanci-
patedandstrivingtoovercomethe
perniciouseffectsofJimCrowlawsand
starkracism.Heobservedthateducation
wasessentialbothforsustenanceand
citizenshipandhopedthat“Education
[would]setthistanglestraight”(p.91).
Hechargededucatorsattheturn
ofthelastcenturytoembracethat
missionandunflagginglypreparethe
nextgeneration.
DuBoiswouldbepleasedto
knowthatsucheducatorsexistamong
thecurrentgeneration.Asweworkin
partnershipwithteacherstodetermine
2 Onepathforwardistoincreaseourunder-standingofthetrueperformancedistribution–it’snotlikelynormal.Thesizeofthemiddlepartofthedistributionmatters.Apurelyhypotheticalexamplewillhelpillustratethepoint.Assumethat70percentofteachersconstituteamiddlewhereitisdifficulttofindobservabledifferencesinteachingpractice.Inthiscase,theunderlyingdistributionofteacherpracticewouldbe15per-centobservablyweakerthanaverage,70percentaverage,and15percentobservablystrongerthanaverage.Ifthecategoriesusedtodifferentiateteachingqualitydonotreflecttheunderlyingdis-tribution,butusedquartilesinstead,themisclassi-ficationrateisbydefinitionatleast40percentatboththehighestandlowestquartiles.Moreover,sincetheseteachers’practiceisindistinguishablefromaveragepractice,thosemisclassifiedateitherthetoporbottomquartilecouldbecategorizedintheoppositequartilethefollowingyear.While40percentwouldindicateanunacceptablelevelofmisclassification,iftheremaining60percentofteachersineachofthesequartileswereidentifiedcorrectly(therealtopandbottomperformers),largeperformancedifferencesbetweenstudentsoftopandbottomquartileteacherswouldpersistfromyeartoyear.
Steve Cantrell and Joe Scantlebury | V.U.E. Fall 2011 35
whatitmeanstobeeffective,weare
increasinglyawarethatcurrentteachers
arenotmonolithicintheirviews,or
blindtothedeleteriousimpacton
studentsofteacherassignment,distri-
bution,evaluation,andsupportprac-
ticesthatrelegatetheneedieststudents
toinstructionalsettingswiththeleast
potentialforsuccess.Theseteachers,
consciousoftheclassroomandlife
challengesthatstudentsface,seekways
tosupportandspreadgreatteaching
practices,improveinstruction,andfairly
transitionoutoftheprofessioncol-
leaguesforwhomitisnotagoodfit.
Wesupportandseektoinformtheir
efforts.Together,weareclearthatclosing
achievementgapswillnothappenby
chanceorbyavoidingseriousconver-
sationsaboutwhatweowestudents,
whoseuncodifiedrightsdonotinclude
therighttoaneffectiveteacher.
Whileitmaynotbearight,fair-
nessdictatesthatschoolsystemsatthe
veryleastknowwhichofitsstudents
receiveinstructionfromtheleasteffective
teachersandtakemeasurestoensure
thatthisdoesn’thappentoparticular
studentsyearafteryear.Inthelonger
run,closingtheteachingeffectiveness
gap–andtherebyreducingtheconse-
quencesaccompanyingassignmentto
theleasteffectiveteachers–isperhaps
thesinglemostimportantstepwecan
taketowardclosingtheachievement
gap.Thisrequiresmeasuresthatwe
cantrust,sothatsystemsknowwhich
teachersaremostinneedofsupport
andwhichstudents,havingsuffered
inadequateinstruction,requirespecial
handlingtoensurethatthisdoesnot
happeninconsecutiveyears.Most
importantly,thesemeasuresshould
providetrustworthyfeedback.Foritis
throughfeedbackthatwegettoFinland.
Thepathtoimprovementcannotpos-
siblyleadthroughignorance.
References
Boyd,D.J.,H.Lankford,S.Loeb,J.E.Rockoff,andJ.H.Wyckoff.2007.The Narrowing Gap in New York City Teacher Qualifications and Its Implications for Student Achievement in High-Poverty Schools.CALDERWorkingPaper10.Washington,DC:TheUrbanInstitute.
DuBois,W.E.B.1903.The Souls of Black Folk.Chicago:A.C.McClurg&Co.;Cambridge,MA:UniversityPressJohnWilsonandSon.
Gordon,R.,T.J.Kane,andD.O.Staiger.2006.Identifying Effective Teachers Using Performance on the Job.DiscussionPaper2006–01.Washington,DC:BrookingsInstitution,HamiltonProject.
Kane,T.J.,andD.O.Staiger.2008.Estimating Teacher Impacts on Student Achievement: An Experi-mental Evaluation.NationalBureauofEconomicResearchWorkingPaper14607(December).Cambridge,MA:NBER.Availablefordownloadat<www.nber.org/papers/w14607>.
Lortie,D.1975.Schoolteacher: A Sociological Study.Chicago,IL:UniversityofChicagoPress.
Nye,B.,S.Konstantopoulos,andL.V.Hedges.2004.“HowLargeareTeacherEffects?”Educational Evaluation and Policy Analysis26:237–257.
Rivkin,S.G.,E.A.Hanushek,andJ.F.Kain.2005.“Teachers,Schools,AndAcademicAchievement,”Econometrica73,no.2(March):417–458.
Rochkind,J.,A.Ott,J.Immerwahr,J.Doble,andJ.Johnson.2007.They're Not Little Kids Anymore: The Special Challenges of New Teachers in High Schools and Middle Schools.LessonsLearned:NewTeachersTalkaboutTheirJobs,ChallengesandLong-RangePlans,Issueno.1.NewYork:NationalComprehensiveCenterforTeacherQualityandPublicAgenda.
ScholasticandtheBill&MelindaGatesFounda-tion.2010.Primary Sources: America’s Teachers on America’s Schools.NewYork:Scholastic.Availablefordownloadat<www.scholastic.com/primarysources>.
UCLA/IDEA.2011.“AnEducationExchangewithLindaDarling-Hammond,”UCLA/IDEANewsroom(April1),<http://idea.gseis.ucla.edu/newsroom/idea-news/an-education-exchange-with-linda-darling-hammond>.
UniversityofMichiganSchoolofEducation.2011.“TheWholeIsGreaterThantheSumoftheParts,”Innovator41,no.1(Spring).Availablefordown-loadat<www.soe.umich.edu/information_for/alumni_friends/innovator_magazine/volume_41_spring_2011>
Weisberg,D.,S.Sexton,J.Mulhern,andD.Keeling.2009.The Widget Effect: Our National Failure to Acknowledge and Act on Differences in Teacher Effectiveness.NewYork:NewTeacherProject.
36 Annenberg Institute for School Reform
Teacher Performance in the Context of Truly Disadvantaged Schools in Chicago
Better methods of identifying individual teacher performance in schools with weak
organizational structures are unlikely to lead to improvement without collaboration and
supports for teachers around instruction.
Imaginetryingtobeaneffective
teacherataschoolwheretheaverage
studentmissestwomonthsofclass
timeoutofninemonthsoftheschool
year–acommonsituationinurban
highschools.Further,imaginethat
yourfellowteachersandschoollead-
ersrefusetoworktogethertoprevent
studentsfromskippingclassorsupport
strugglingstudentsinacoordinated
way.Youmaystay,butprobablynotfor
long,andnotifyouhaveotheroptions.
Teacherstendtoleaveschoolswhere
theyfeelineffective.Atthesametime,
it’shardertobeeffectiveinschools
withthelowestlevelsofstudentperfor-
mance,schoolsthataremostinneed
ofeffectiveteaching.
Thereisapressingneedto
improvethequalityofinstructionin
urbanschoolstoreducelong-standing
inequitiesineducationalperformance
byraceandeconomicstatus.Thecur-
rentpolicycontextacknowledgesthe
importanceofteachingqualityfor
studentachievement,butthemost
popularpolicystrategiesforimproving
teachingfocusonindividualteachers,
usingincentivestoattractandreward
strongteachersanddevelopingmeth-
odstoidentifyandremovethosewho
areweak.AsIdiscussinthisarticle,our
workattheConsortiumonChicago
Elaine Allensworth is senior director and chief research officer at the Consortium on Chicago School Research at the University of Chicago.
SchoolResearchshowsthatthecontext
inwhichtheteacherworkssetsthe
stageforthemtobeeffectiveandwant
tostayintheirschool.Itdoeslittle
goodtoputhighlyqualifiedteachers
inaweakschooliftheyareunlikelyto
staythere,oriftheyarenotabletoput
theirskillstogoodusebecauseoflarger
problemsinthatschoolenvironment.
Thereisaroleforexaminingindividual
teachers’performance,andforusing
performancemanagementtobuildthe
professionalcapacityofaschool,butit
isunlikelytobeeffectiveifitnarrowly
focusesonindividualteachers.Without
broaderworkontheschoolasanorga-
nization,schoolsservingthemostdis-
advantagedstudentswillfacehighrates
ofteacherturnoverandlittlechanceof
sustainedinstructionalimprovement.
Teacher MobilitySometeachermobilityisnormal,but
toomuchinstabilityintheteaching
staffcanbeproblematic,particularlyif
itischronic.Onaverage,about85per-
centofteachersinthenationremain
teachingintheirschoolfromoneyear
tothenext(Keigher&Cross2010).
InChicago,anurbanschooldistrict
thatpredominantlyserveslow-income
ElaineAllensworth
V.U.E. Fall 2011 37
AfricanAmericanandLatinostudents,
about80percentofteachersremain
teachingintheirschooleachyear.On
thesurface,thatmaysoundfine.But
one-yearstabilityrateshideasobering
statistic:withinfiveyears,thetypical
Chicagoschoollosesmorethanhalf
itsteachers(Allensworth,Ponisciak&
Mazzeo2009).
Teachersareparticularlyunlikely
toremainteachingatschoolswithlow
levelsofstudentachievementandhigh
concentrationsofpoorandminority
students.1InChicago,about100schools
loseaboutathirdoftheirteachingstaff
everyyear.2Theseareschoolswithvery
lowlevelsofachievement,wheremore
than90percentofstudentsqualify
forfree/reducedpricedlunchandthe
studentbodyismorethan85percent
AfricanAmerican,ormixedAfrican
AmericanandLatino.
Highturnoverratesproducea
rangeoforganizationalproblemsfor
schools,suchasdiscontinuityinprofes-
sionaldevelopment,shortagesinkey
subjects,andlossofteacherleadership.
Principalsandschoolstaffmustdevote
extensivetimeannuallytorecruitingnew
teachers,takingattentionawayfrom
othervitalschoolimprovementactivities
suchasimplementingandsustaining
newinitiatives.Teacherinstabilitycan
thwarteffortstocreateaprofessional
learningcommunityamongteachers
andmakeitdifficulttodevelopsus-
tainedpartnershipswithparentsand
thelocalcommunity.Moreover,schools
withhighturnoveraremorelikelyto
haveinexperienced,lesseffectiveteach-
ers(Kane,Rockoff&Staiger2006;
Clotefelteretal.2006;Hanushek,Kain
&Rivkin2004).
Work EnvironmentWhileteachersaremorelikelytoleave
more-disadvantagedschools,notall
low-incomeAfricanAmericanschools
havehighratesofteachermobility.Itis
theworkingconditionsinschoolsthat
explainwhyteachersleave,andwhy
teachersaremorelikelytoleaveschools
withlowlevelsofstudentachieve-
mentthatserveracial-ethnicminority
students(Allensworth,Ponisciak&
Mazzeo2009).
Inourstudyonteachermobility
inChicago,The Schools Teachers Leave
(Allensworth,Ponisciak&Mazzeo2009),
wefoundthatthequalityofthework
environmentwasstronglypredictive
ofwhetherteachersremainedintheir
school.Onekeyelementinteacher
retentionisteachers’perceptionsof
theircolleaguesascollaborators.Teachers
aremorelikelytostayinaschoolif
theyseethemselvesasapartofateam
thatisworkingtogethertowardmaking
theirschoolbetter,supportedbyschool
leadership;theyarelikelytoleave
schoolswherecolleaguesareresistant
toschoolwideinitiatives,whereteach-
ers’effortsstopattheirownclassroom
door(Allensworth,Ponisciak&Mazzeo
2009).Teachersarealsomorelikely
tostayinschoolswheretheyfeelthey
haveinfluenceovertheirworkenviron-
mentandtheytrusttheirprincipalas
1 A2007studyinIllinoisshowedthatnoviceteachersweresystematicallylesslikelytoremainiftheytookajobinaschoolthathadlowlevelsofstudentachievement;theywerelesslikelytoremainteachinglong-terminschoolswithhighpercentagesoflow-incomeorminoritystudents(DeAngelis&Presley2007).StudiesinNewYorkandTexasfoundthatstudentachieve-mentlevelswerethemostimportantpredictorofturnover(Boydetal.2007;Hanushek,Kain&Rivkin2004),whileastudyinGeorgiafoundthatpreferencesforteachinginlow-minorityschoolsaccountedfornearlyallofthedifferencesinturnoveramongschools(Scafidi,Sjoquist&Stinebrickner2007).Likewise,thestudyofFloridateachersbyWestandChingos(2009)suggeststhatteacherstendtomoveintohigher-performingschoolswithmore-advantagedstudents.
2 Onaverage,theseschoolslose31percentoftheirteacherseachyear(Allensworth,Ponisciak&Mazzeo2009).
38 Annenberg Institute for School Reform
aninstructionalleader(Allensworth,
Ponisciak&Mazzeo2009).
Thesearethesameelements
ofschoolsthataremostpredictiveof
improvementsinstudentlearning;
schoolsthatshowthelargestimprove-
mentsinstudentlearningovertimeare
thosewhereteachersworkcollectively
onimprovinginstruction,andwhere
schoolleadershipisinclusiveandfocused
oninstruction(Bryketal.2010).Thus,
schoolsthatlackthemostimportant
elementsforimprovinginstructionalso
lackkeyconditionsthatmaketeachers
wanttostay.
Twofurtherworkingconditions
accountformostofthedifferencesin
teachermobilityratesbyschoolracial
composition.Oneisteachers’relation-
shipswithparents.Especiallyinelemen-
taryschools,teachersaremorelikely
tostayinschoolswheretheyfeelthat
parentssupporttheirworkaspartners
ineducatingstudents(Allensworth,
Ponisciak&Mazzeo2009).Thesecond,
whichisparticularlycriticalinhigh
schools,isthelearningclimateatthe
school(Allensworth,Ponisciak&Mazzeo
2009).Teachersaremorelikelytostay
atschoolswherestudentsfeelsafe,and
wherestudentsreportthattheirclass-
roompeersengageinappropriateaca-
demicbehavior.Teacherstendtoleave
schoolswherestudentsfrequentlyface
disciplinaryproblemsandmanystu-
dentsfeelunsafeinschool.Thereare
classroomsthroughoutChicagowith
exemplaryteachingandorderlyclass-
rooms,butinthelowest-performing
schoolsinthedistrict,therearemany
classroomsinchaos.Itisdifficultto
imaginehowateacherwouldreturn
dayafterdaytoaworkenvironment
thatissodisruptivealmostnolearning
canoccur.
Researchinplacesoutsideof
Chicagohaslikewisefoundthatwork-
ingconditionsseemtoaffectwhether
teachersremainteachingintheir
school.AsSusanMooreJohnsonnotes,
noviceteachersaremorelikelytostay
intheirschoolwhentheyareengaged
inacollaborativewaywithmoreexpe-
riencedcolleagues(Johnson2009).
A2008–2009follow-upstudytothe
SchoolsandStaffingSurvey(SASS)
foundthatteacherswhochanged
schoolstendedtoreportbetterwork-
ingconditionsintheirnewschoolthan
theiroldschool:moresupportfrom
administrators,moreopportunitiesfor
workingwithcolleagues,betteravail-
abilityofresourcesandmaterials,and
moreinfluenceoverworkplacepolicies
andpractices(Keigher&Cross2010).
Otherstudieshavefoundthatstrong
principalleadershipreducedturnover
(Clotfelteretal.2006,Grissom2008).
School and Classroom ContextIn2010,mycolleaguesandIdocu-
mentedthefindingsfromalargestudy
inChicagothatexaminedthewaysin
whichschoolpracticesandschooland
communityconditionspromoteor
inhibitimprovementsinmathematics
andreadinglearning(Bryketal.2010).
Wefoundthatschoolsthatareeffec-
tiveinimprovingstudentlearning
tendtohavestrongorganizational
structuresacrossfiveareas:leadership,
professionalcapacity,partnershipswith
parentsandcommunity,learningcli-
mate,andinstruction.Whenexamining
professionalcapacityintheschool,we
foundthattheindividualqualifications
ofteacherswerenotnearlyasimpor-
tantasthewaysinwhichteachers
workedtogether.Whentiedtostrong
instructionalpractices,theextentto
whichteacherstookcollectiveresponsi-
bilityfortheschoolandformedapro-
Elaine Allensworth | V.U.E. Fall 2011 39
fessionalcommunitywerethemost
importantelementsforimproving
learninggains.Schoolswithstrong
collaborationweremoreeffectiveas
awholethanschoolswithstrong
individualsandlittlecollaboration.
Whileastrongprofessionalcom-
munityseemedtoleadteacherstobe
moreeffectivethantheywouldbeon
theirown,apoorlearningclimatelim-
itedeventhemostqualifiedteachers
frombeingeffective.Anotherstudy
inChicagofoundthattheassociation
betweenteacherqualificationsand
learninggainsdependedcompletely
ontheschoolcontext(DeAngelis&
Presley2011).Ingeneral,learninggains
werehigherthemorethattheteaching
staffhadhighlevelsofhumancapital–
higherACTscores,moreteacherswho
passedthebasicskillstestonthefirst
try,andfullcertification.Buttherewas
noassociationbetweenteacherquality
andlearninggainsatschoolswithpoor
learningclimates–studentsatthese
schoolswereunlikelytoshowsubstan-
tialgainsregardlessofthequalityofthe
teachingstaff.
School ClimateItisdifficulttoenacthigh-quality
instructioninadisorderly,unsafeenvi-
ronment.Butdevelopingasafe,orderly
climateismorechallengingwhena
schoolservesdisadvantagedstudent
populations.Schoolstendtobesafer
whentheirstudentscomefromcom-
munitieswithlesspovertyandcrime,
andespeciallywheretherearesocial
resourcesinthecommunity(Steinberg,
Allensworth&Johnson2011).In
Chicago,theschoolsservingstudents
fromneighborhoodswiththehighest
Community-Based Solutions to Teaching Effectiveness
Anne Hallett is director of
Grow Your Own Illinois.
InlateJune2011,theChicago
Tribunerananeditorialabout
assessingteachersandsupport-
inghighstandardsfordeter-
mining“whodoesanddoesn’t
havetherightstufftobea
professionaleducator.”Everyone
wantsthemosteffectiveteachers
inclassrooms,especiallyclass-
roomsattendedbythelowest-
incomestudents,whoneedthe
bestpubliceducationhasto
offer–butoftengettheworst.
TheTribuneeditorialmademe
ask:whatis“therightstuff”
andhowdoweknowifaprofes-
sionaleducator-to-behasit?
Researchtellsusagreat
dealabouttherightstuffneeded
toteachwhatSoniaNieto(2005)
callsthe“newmajority”of
publicschoolstudents–students
ofcolorwhoarepoorand
fromculturallyandlinguistically
diversebackgrounds.Effective
teacherswhoincreaseachieve-
mentfortheseandother
students(Darling-Hammond
&Sykes2003;Payne2008):
•knowthecontenttheyare
teaching;
•havepedagogicalskillsand
abilitytoteachinmultipleways;
PERSPECTIVES:
(continued on page 40)
40 Annenberg Institute for School Reform
•knowhowtomotivate,
engage,andassessdiverse
students;
•nurturestrongrelationships
withparentsandcommunity
members;
•teachinculturallycompatible
andresponsiveways;
•haveexperience.
InIllinois,everypotential
teacherhastopasstheBasic
Skillstest,anentranceexam
intotheCollegeofEducation.
Thistestdoesnotassessanyof
thecharacteristicsabove–nor
doesitcorrelatewitheffective
teaching.InSeptember2010,
theIllinoisStateBoardofEdu-
cationraisedthepassingscores
onthistestsignificantlyhigher
thanthescoresrecommended
byanexpertpaneltheyhad
assembled.Theresults?Dev-
astating.Usingthestate’sown,
perhapsoptimistic,data,nine
monthsoftestresultsshow
thatwithover11,500testtak-
ers,only37percentarepassing.
AmongCaucasians,fewerthan
half(43percent)arepassing;
amongAfricanAmericans,
13percentarepassing;among
Latinos,19percentarepassing.
Eventhoughteachercandidates
willhavetopassmultipleother
testsbeforetheycanbecome
teachers,thistestisnowdeny-
ingalmostallpeopleofcolor
entryintocollegesofeducation
inIllinois.
Illinoisshareswithother
statesaveryseriousproblemin
preparingandretainingminor-
ityteachers.Inthepastdecade,
minoritystudentsinIllinois
haveincreaseddramaticallyto
40percent,whileminority
teachershavedecreasedto
13percent!Thenationalfigures,
recentlyquotedbyU.S.Secretary
ofEducationArneDuncanare:
studentsofcolor,40percent;
teachersofcolor,16percent.
Ifwebelieveteachersofcolor
areimportanttothesuccessof
studentsofcolor,letaloneto
equityandsocialjustice,serious
commitmentandintentional
strategiesareneeded(Clotfelter,
Ladd&Vigdor2007).
Chicagocommunity
organizationscreatedone
suchstrategy,GrowYourOwn
(GYO)Teachers,toprovide
apipelineofhighlyeffective
teachersofcolor,wholivein
thelow-incomeneighborhoods
wheretheywillteachand,once
prepared,stayinteaching.GYO
investsinnon-traditionalcandi-
dates:85percentarepeopleof
colorwhoworkinorvolunteer
intheirschools.GYOisstate
lawandisstatefunded.There
aresome350candidates,with
averageGPAsof3.1,andalmost
fiftygraduates,withanotherfifty
projectedtograduatebythe
endofnextyear.Almosthalfare
preparingforhard-to-fillposi-
tions,suchasbilingualandspe-
cialeducation.Earlyassessment
databearsoutthatGYOcandi-
datescombinetheircommunity
connectionsandassetswith
solidpreparationandbecome
excellentteachers.Theyknow
contentandhowtoengage
students.Andtheyunderstand
theculture,language,andcom-
munitiesofthestudentsand
theirfamiliesbecausetheylive
there,too.
Ifwecareaboutdiversity
intheteachingforce–andif
weareseriousaboutresolving
thechallengeofrecruitingand
retainingeffectiveteachersin
low-incomeneighborhoods
ofcolor1–weneedstrategies
suchasGYOthatsupportand
encouragepotentialteachersof
colortolearntheircraft,prepare
themselvestobehighlyeffec-
tive,andthenprovetheyhave
therightstuffasteachers.
1 SeeMcAlister,Mediratta&Shah2009.
References
Clotfelter,C.T.,H.F.Ladd,andJ.L.Vigdor.2007.How and Why Do Teacher Credentials Matter for Student Achievement?WorkingPaper2.Washington,DC:UrbanInstituteandNationalCenterforAnalysisofLongitudinalDatainEducationResearch.
Darling-Hammond,L.,andG.Sykes.2003.“Wanted:ANationalTeacherSupplyPolicyForEducation:TheRightWayToMeetThe‘HighlyQualifiedTeacher’Challenge,”Education Policy Analysis Archives11,no.33(September17).Availablefordownloadat<http://epaa.asu.edu/epaa/v11n33>
McAlister,S.,K.Mediratta,andS.Shah.2009.Chicago ACORN: Rethinking the Teacher Pipeline for an Urban Public School System.Providence,RI:BrownUniversity,AnnenbergInstituteforSchoolReform.Availablefordownloadat<www.annenberginstitute.org/WeDo/Mott_Chicago.php>
Nieto,S.2005.“SchoolsforaNewMajority:TheRoleofTeacherEducationinHardTimes,”The New Educator1,no.1:27–43.
“Pass/fail/fail/fail.”2011.Editorial.Chicago Tribune(June25).
Payne,C.2008.So Much Reform, So Little Change: The Persistence of Failure in Urban Schools.Cambridge,MA:HarvardEducationPress.
Community-Based Solutions to Teaching Effectiveness (continued from page 39)
Elaine Allensworth | V.U.E. Fall 2011 41
crimeratesandthefewestsocial
resourcespredominantlyserveAfrican
Americanstudents;thus,thereare
manyhigh-povertyAfricanAmerican
schoolswithsubstantialproblemswith
safetyandorder(Steinberg,Allensworth
&Johnson2011).
Furtherresearchthatweconducted
inChicago(Steinberg,Allensworth&
Johnson2011),showedthatcrime
andpovertyarerelatedtoschoolsafety
largelybecausestudentslivinginhigh-
poverty,high-crimeneighborhoodsare
morelikelythanchildrenfromother
areastoenterschoolwithhistoriesof
lowacademicachievement(Steinberg,
Allensworth&Johnson2011).Schools
thatenrollmorestudentswhohave
struggledinschoolinthepastaremore
likelytohaveproblemswithsafety
andorder.Studentswithlowlevels
ofachievementarelesslikelythan
high-achievingstudentstobeengaged
academicallyandmorelikelytofeel
frustratedbytheirperformance.This,in
turn,makeslower-achievingstudents
morelikelytoactoutandlesslikelyto
respondtoacademicpunishments.
Itismuchmoredifficultfor
schoolstodevelopstrongclimatesfor
instruction,andgoodpartnershipswith
parents,whentheyservecommunities
thatarehighlydisadvantaged.Themost
disadvantagedschoolsinChicagoserve
familiesthatliveinneighborhoodswhere
maleunemploymentratesareover
60percent,thereisonecrimereported
forevery2.4people,andthereislittle
participationincommunityorganiza-
tionsorreligiousinstitutions.Inmany
oftheseschoolsaquarterormoreof
studentshavesubstantiatedhistories
ofabuseorneglect(Bryketal.2010).
Schoolsthatservehighlydisadvantaged
populationsfinditdifficulttodevelop
theclimate,thecollaborativerelation-
shipswithfamilies,andprofessional
communitiesthatmakeiteasyfor
teacherstobeeffective.Teachers’com-
fortinreachingouttofamilies,and
theirknowledgeofhowtodoso,is
mademoredifficultbyculturaland
economicdifferencesbetweenthem.
Itisalsohardertohavecoherentand
consistentattendanceanddiscipline
policieswhenservingastudentbody
withhighratesofresidentialand
schoolmobility,andmoreproblems
withattendance.Atthesametime,our
researchshowsthatschoolsserving
highlydisadvantagedstudentsthatdo
managetodevelopstrongorganiza-
tionalsupportsforteachingarejustas
likelytoshowlearningimprovements
andtoholdontotheirteachingstaff,
asareschoolsservingmoreadvantaged
studentpopulations(Bryketal.2010;
Allensworth,Ponisciak&Mazzeo2009).
The Focus on Individual TeachersStrategiesaroundteachingthatfocus
onthequalitiesandperformanceof
individualteachersassumethatinstruc-
tionalqualityisinherentintheteacher.
Ifteachersareworkinginthesame
contextthismightbetrue,butteachers
faceverydifferentworkingconditions
indifferentschools.Teacherevaluation
systemsthatjudgeteacherswithout
regardforcontextfurtherdisincentivize
teachinginthehardestenvironments.
Somevalue-addedmodelscon-
siderpeereffectsorstudentcomposi-
tion.However,manydonot.Theyoften
comparestudentswithsimilarprior
performancetoeachother–thisshows
whichschoolsandteachersproduce
thehighestlearninggains.Buttheydo
notadjustforthefactthatitisharder
tocreateastrongenvironmentinsome
contextsthaninothers.Teacherevalua-
tionsbasedonobservationsarenot
anymorefairforteachersinthemost
42 Annenberg Institute for School Reform
difficultcontexts–commonlyused
protocolsmakenoadjustmentsfor
thetypesofstudentsbeingserved.
Yet,weknowthatinstructionalqual-
ityisdeterminednotonlybytheskills
teachersbringtotheclassroom,butby
theinteractionofthoseskillswiththe
studentsbeingservedandthelarger
schoolcontext.3Ifwebaseincentives
andemploymentdecisionsentirelyon
performance,withoutregardforcon-
text,weriskincreasingturnoverratesin
schoolsthatalreadyhavelittlestability.
Atthesametime,itisnotfair
tostudentstolowerexpectationsfor
instructionalquality,especiallyforthose
withlowlevelsofachievementwho
mostneedhigh-qualityinstruction.
Thereisaroleforusinginformation
onindividualteacherstoimprovethe
overallinstructionalqualityinaschool.
Teacherqualificationsdomatter;ata
basiclevel,ifteachersdon’thavethe
contentknowledgeandpedagogical
skills,theycan’tbesuccessful.InChicago,
wherethedistricthassetagoalof
studentsreachingascoreof20on
theACT,therearehighschoolswhere
theaverageACTofteachersis17
(DeAngelis&Presley2007).Itishard
toimaginethattheseschoolswillbe
abletobringstudentstoreachachieve-
mentlevelsthattheteachersthem-
selvesdidnotmeet.
Moreimportantly,indicatorsof
instructionalqualityfromvalue-added
scoresorclassroomobservationscan
beusedtofocusteachers’andschool
leaders’collaborativeworkonthereal
instructionalproblemsthatexistin
theirschool.Especiallyinschoolsserv-
ingstudentswithweakskillsandlarge
socialproblems,itisoftenhardfor
teachersandschoolleaderstoacknowl-
edgewhentheirstudentsarenotbeing
servedwell.Itiseasytoblamelowlev-
elsoflearningonstudents’priorprepa-
rationandthemoredifficultcontext.
Dataonvalue-addedandinstructional
qualitycanbeastrongmotivatorwhen
comparisonsaremadewithinthesame
context.Itishardtoignoreproblems
whenaschoolorclassroomlookspoor
relativetoothersservingsimilarorless-
advantagedstudents.Dataonclass-
roomsandstudentperformancecan
beusedtostructureprofessional
developmentandbuildaprofessional
communityintheschool,focused
ontheinstructionandlearningthatis
actuallyoccurringinthebuilding.
ConclusionItseemsunlikelythatmuchwillbe
gainedfrombettermethodsofidenti-
fyingteacherperformanceinschools
withweakorganizationalsupports.
Tellingateacherthatsheneedsto
improveissufficientonlyforthose
teacherswhoarenotalreadytryingto
beeffective.Besideshavingthemotiva-
tiontochange,teachersneedtoknow
whattodo.Thatiswhyitissocritical
tohavesystemsthatsupportteachers
aroundinstructionandwhycollabora-3 BallandCohen(1999),forexample,notethatitisnotjusttheteacherthatdeterminesthequalityofinstructioninaclassroom,buttheinter-actionoftheteacherandthestudentstogetheraroundthematerialtechnologies.
Elaine Allensworth | V.U.E. Fall 2011 43
tioncanprovideinsightintomethods
forbetterpractice.Likewise,ifateacher
isinaschoolwithapoorclimatefor
instructionwhereshefeelsshecannot
beeffective,pointingoutthatsheis
ineffectivemaydolittleexceptmake
hermorefrustrated.Strategiesthat
focusonindividualteacherscanonly
gosofarbythemselves.
Morecriticalthanidentifying
thosefewespeciallyeffectiveorineffec-
tiveteachersistodevelopcollaborative
relationshipsamongteachers,school
leaders,andfamiliessothatschools
arenotreliantonafewgoodteachers.
Withoutimprovingtheschoolcontext
sothatitisagoodworkingenviron-
ment,teacherswhocouldhavebeen
effectivewillleave.Manyschoolsare
stuckinacycleofteacherlossthatis
hardtobreak–teachersleavebecause
ofpoorschoolclimateandlowachieve-
ment,butthesearehardtoimprove
whenthereisconstantturnover.Unless
thiscycleisbroken,studentswhohave
historicallyunderperformedwillcon-
tinuetodoso.Schoolsthatstruggle
withlowachievement,especiallythose
servingthemostimpoverishedcom-
munities,faceextraordinarychallenges
indevelopingstrongorganizationsthat
canmaintainastrongteachingstaff.
Butbuildingthoseorganizationalsup-
portsiswhatisneededtoprovidea
high-qualityinstructionalenvironment
forallstudentsandimproveequityin
educationaloutcomes.
References
Allensworth,E.M.,S.Ponisciak,andC.Mazzeo.2009.The Schools Teachers Leave: Teacher Mobility in Chicago Public Schools.Chicago,IL:ConsortiumonChicagoSchoolResearch.
Ball,D.L.,andD.Cohen.1999.“DevelopingPractice,DevelopingPractitioners:TowardaPractice-BasedTheoryofProfessionalDevelopment.”InTeach ing as the Learning Professional:Handbook of Policy and Practice,editedbyL.Darling-HammondandG.Skyes,pp.3–32.SanFrancisco,CA:Jossey-Bass.
Boyd,D.,P.Grossman,H.Lankford,S.Loeb,andJ.Wyckoff.2007.Who Leaves? Teacher Attrition and Student Achievement.Workingpaper.Albany,NY:StateUniversityofNewYork,Albany.
Bryk,A.S.,P.B.Sebring,E.Allensworth,S.Luppescu,andJ.Q.Easton.2010.Organizing Schools for Improvement: Lessons from Chicago.Chicago:UniversityofChicagoPress.
Clotfelter,C.,E.Glennie,H.Ladd,andJ.Vigdor,2006.Would Higher Salaries Keep Teachers in High-Poverty Schools? Evidence from a Policy Intervention in North Carolina.NBERWorkingPapers12285.Cambridge,MA:NationalBureauofEconomicResearch,Inc.
DeAngelis,K.J.,andJ.B.Presley.2011.“TeacherQualificationsandSchoolClimate:ExaminingTheirInterrelationshipforSchoolImprovement,”Leadership and Policy in Schools10,no.1:84–120.
DeAngelis,K.J.,andJ.B.Presley.2007.Leaving Schools or Leaving the Profession: Setting Illinois’ Record Straight on New Teacher Attrition.IllinoisEducationResearchCouncilPolicyResearchReport:IERC2007–1.Edwardsville,IL:IERC.
Grissom,J.A.2008.But Do They Stay? Addressing Issues of Teacher Retention through Who Leaves? Teacher Attrition and Student Achievement.Workingpaper.Albany,NY:StateUniversityofNewYork,Albany.
Hanushek,E.A.,J.F.Kain,andS.G.Rivkin.2004.“WhyPublicSchoolsLoseTeachers,”Journal of Human Resources39,no.2:326–354.
Johnson,S.M.2009.How Best to Add Value? Strike a Balance between the Individual and the Organization in School Reform.EPIBriefingPaper#249.Washington,DC:EconomicPolicyInstitute.
Kane,T.J.,J.E.Rockoff,andD.O.Staiger.2006.What Does Certification Tell Us About Teacher Effectiveness? Evidence from New York City.NBERWorkingPaperNo.12155.Washington,DC:NationalBureauofEconomicResearch.
Keigher,A.,andF.Cross.2010.Teacher Attrition and Mobility: Results From the 2008–09 Teacher Follow-up Survey.WashingtonDC:NationalCenterforEducationStatistics.
Scafidi,B.,D.L.Sjoquist,andT.R.Stinebrickner.2007.“Race,Poverty,andTeacherMobility.”Economics of Education Review26,no.2:145–159.
Steinberg,M.,E.Allensworth,andD.Johnson.2011.Student and Teacher Safety in Chicago Schools: The Roles of Community Context and Social Organi-zation.Chicago,IL:ConsortiumonChicagoSchoolResearch.
West,M.R.,andM.M.Chingos.2009.Teacher Effectiveness, Mobility and Attrition in Florida.Washington,DC:TheBrookingsInstitution.
44 Annenberg Institute for School Reform
Effective Teaching as a Civil Right: How Building Instructional Capacity Can Help Close the Achievement Gap
Better ways of measuring and recognizing teacher effectiveness must be integrated
with systems that develop greater teacher competence and provide incentives for teaching
the highest-need students.
Despitegrowingevidencethat
expertteachersarecriticaltoeducational
achievement,well-preparedandeffec-
tiveteachersarethemostunequally
distributededucationalresourceinthe
UnitedStates.Sincefederalsupports
forurbanschoolfundingandteacher
trainingweredramaticallyreducedin
the1980s,teachershortagesinschools
servinglow-incomestudentshave
increased.Sincethen,ithasbeenincreas-
inglycommonforstudentsinpoor
ruralandurbanschoolstoexperience
arevolvingdoorofinexperiencedand
underpreparedteachers.
Currentpolicydiscussionsfocus
ontwodistinctapproachestodevel-
opingamoreeffectiveteachingforce.
Oneapproach,articulatedmorethan
adecadeagobytheconservative
FordhamFoundation(1999),argues
thatteacherqualificationsdonotmat-
ter;theideaistoletanyoneintoteach-
ingandthenseehowitworksout.
Theapproachputslittlestockinefforts
tosupportteachers’learningthrough
pre-orin-servicedevelopmentand
seekstoimproveteachingbyattaching
hiring,promotion,andpaydecisions
totestscores,ontheassumptionthat
teacherswilltryharderiftheyknow
thatoutcomescount.Like“TheoryX”
inthebusinessliterature,thisview
Linda Darling-Hammond is the Charles Ducommon Professor of Education at Stanford University School of Education.
assumesthatknowledgeandskillsare
notaproblem,andthatindividualsare
primarilymotivatedbyrewardsand
sanctionsattachedtoperformance
measures.Proponentsofthisviewargue
thatpoliciesshouldremove“barriers”
toentry,suchasteachereducationand
certification,andpersonneldecisions
shouldbemadebasedonstudent
testscores.
Asecondapproach,articulated
initiallybytheNationalCommission
onTeachingandAmerica’sFuture
(1996),arguesthatteacherknowledge
andskillsarecloselyrelatedtoteachers’
andschools’capacitytosupportstu-
dentlearningandthattheinequitable
distributionofteacherqualificationsis
aseriousprobleminU.S.education.
Schoolwidecapacitybuilding–building
collectivecapacity,developingamore
coherentcurriculum,andproviding
schoolwidestrategiesforstudentsup-
port–isemphasizedalongwithindi-
vidualcapacitybuilding.Like“TheoryY”
inthebusinessliterature,thisapproach
assumesthatmostpeoplewanttobe
competentandaremotivatedbysee-
ingthattheirworkmakesadifference.
Proponentsofthisviewargueforpoli-
ciesthatstrengthenteachers’instruc-
tionalknowledgeandskill,equalize
resourcestoschooldistricts,andpro-
LindaDarling-Hammond
V.U.E. Fall 2011 45
videincentivesforinvestmentsinteach-
ingcapacity–includingapproachesto
teacherevaluationanddevelopment
thatgiveteachersfeedbackaboutprac-
ticeandrewardthemforimproving
theirskillsandsharingexpertise.
ThisarticledescribeswhyIthink
test-basedincentivesareinadequate
tosupportteachingqualityandedu-
cationalequity,andwhyIbelievea
capacity-buildingapproachiscritically
importanttopromoteeffectiveteach-
inginallcommunities,particularly
thosewhereitiscurrentlymostlacking.
Components of Effective Instruction Tobuildausefulpolicysystemthat
encouragesexcellentinstructionand
strongstudentlearning,itisimportant
toconsiderbothteacherquality–so
thatthesystemrecruitstherightpeople
andpreparesthemeffectively–and
teachingquality–sothatthemost
effectivepracticesareencouragedand
themostsupportiveconditionsare
provided.
Effective Teachers
Teacherqualitymightbethoughtof
asthebundleofpersonaltraits,skills,
behaviors,andunderstandingsanindi-
vidualbringstoteaching.Researchhas
foundthatmore-effectiveteachersgen-
erallypossesshighverbalability;strong
contentandpedagogicalknowledge;an
understandingoflearnersandlearning;
anabilitytodesignusefulcurriculum,
engaginglearningtasks,andinforma-
tiveassessments;andanabilityand
willingnesstoreflectonandimprove
theirownpractice.1
Overthelastdecade,thesecapaci-
tieshaveincreasinglybeenbuiltinto
licensingandcertificationrequirements,
whichincludepreparationincontent
andteachingskills,aswellasbasic
skillsandsubjectmattertests.Certified
teachershavebeenfoundtobesig-
nificantlymoreeffectivethanuncerti-
fiedteachersforelementarystudents,
especiallyAfricanAmericanandLatino
students(Easton-Brooks&Davis
2009;Darling-Hammondetal.2005);
secondarystudents(Clotfelter,Ladd
&Vigdor2007;Goldhaber&Brewer
2000;Monk1994);andspecialeduca-
tionstudents,inbothmainstreamed
andspecialeducationsettings(Feng&
Sass2009).Inspecialeducation,asin
otherfields,certifiedteachersaretwice
aslikelytostayintheprofession,which
enhancestheiroveralleffectivenessstill
further(Boe,Cook&Sunderland2006).
1 Forasummaryofstudies,seeDarling-Hammond&Bransford2005;Darling-Hammond2000;andWilson,Floden&Ferrini-Mundy2001.
Ithasbeenincreasinglycommon
forstudentsinpoorrural
andurbanschoolstoexperience
arevolvingdoorofinexperiencedand
underpreparedteachers.
Incombination,teachers’qualifi-
cationscanhaveverylargeeffects.For
example,arecentstudyofhighschool
studentsinNorthCarolinafoundthat
students’achievementwassignificantly
higherwhenteacherswerecertifiedin
theirteachingfield;werefullyprepared
uponentry;hadhigherscoresonthe
teacherlicensingtest;graduatedfrom
acompetitivecollege;hadtaughtfor
morethantwoyears;orwereNational
BoardCertified(Clotfelter,Ladd&
Vigdor2007).Further,thecombined
influenceofhavingateacherwithmost
46 Annenberg Institute for School Reform
ofthesequalificationsratherthanafew
ofthemwaslargerthantheeffectsof
raceandparenteducationcombined.
AsimilarstudyofteachersinNewYork
Cityalsofoundthatteachers’certifi-
cationstatus,pathwayintoteaching,
teachingexperience,graduationfrom
acompetitivecollege,andmathSAT
scoresweresignificantpredictorsof
teachereffectivenessinelementaryand
middlegradesmathematics(Boyd,
Lankfordetal.2008).
Effective Teaching
Teachingquality–thatis,stronginstruc-
tionthatenablesawiderangeofstu-
dentstolearn–isinpartafunction
ofteacherquality,butitisalsostrongly
influencedbythecontextofinstruction.
Ateacherwhoiseffectivewithinher
ownfieldofpreparationorwithaffluent
studentsmaynotbeeffectiveinother
circumstances.Substantialevidencealso
pointstotheimportanceofclasssize,
specificcurriculumsupports,theavail-
abilityofinstructionalsupportssuchas
tutoring,andtheuseoftimeasstrong
predictorsofstudentachievement,along
withfactorslikestudentattendance.2
AsLisaQuay’sarticleinthisissue
documents,accesstogoodleadership
andtogoodcolleaguesmatters.In
fact,collectivepracticeisasimportant
asindividualskill(Berry,Daughtrey
&Wieder2010;Bryk,Nagaoka&
Newmann2000;Ingersoll&Perda
2009;Weietal.2009).Inonestudy,
economistsfoundthatmostvalue-
addedgainswereattributableto
teacherswhoweremoreexperienced
andbetterqualified,andwhostay
togetherasteamswithintheirschools.
Theresearchersfoundthatpeerlearn-
ingamongsmallgroupsofteachers
wasthemostpowerfulpredictorof
improvedstudentachievementover
time(Jackson&Bruegmann2009).
Unequal Access to Effective Teachers and Teaching Becauseofdisparitiesinschoolfund-
ingandrevenues,workingconditions
arepoorerandsalarylevelsarelower
forteachersinmostcitiesservinglarge
concentrationsoflow-incomestudents
ofcolorandinpoorruralareasthan
theyareinwealthiersuburbs,creating
problemsforrecruitmentandreten-
tion.Thepracticeofloweringcreden-
tialingstandardstofillclassrooms
inhigh-minority,low-incomeschools–
apracticethatisunheardofinhigh-
achievingnationsandinotherprofes-
sions–hasbecomecommonplacein
manyU.S.states,especiallyinstates
withlargeminorityandimmigrant
populations,likeCalifornia,Florida,
NewYork,andTexas.
Dramaticinequalitiesinaccess
tocertifiedteachershavebeendocu-
mentedinlawsuitschallengingschool
fundinginCalifornia,Massachusetts,
NewJersey,NewYork,SouthCarolina,
andTexas,amongotherstates(Darling-
Hammond2010b).Byeverymeasure
ofqualifications–certification,subject
matterbackground,pedagogicaltrain-
ing,selectivityofcollegeattended,test
scores,orexperience–lessqualified
teachersarefoundinschoolsserving
2 See,forexample,Oakes2003.
Linda Darling-Hammond | V.U.E. Fall 2011 47
greaternumbersoflow-income
andminoritystudents(NCES1997;
Lankford,Loeb&Wyckoff2002).
ArecentstudybyMathematica
illustrateswhathappenswhenschools
becomedumpinggrounds.Thestudy,
whichcomparedtheeffectivenessof
teachersfromshort-termalternative
certification(AC)programstothoseof
otherteachersintheirschools,found
thattheACteacherswereonlyhired
inthehighest-minority,lowest-income
schoolsinhigh-minority,low-income
districtswithinstatesthatoftenprohib-
itedthepracticeelsewhere.Notsurpris-
ingly,studentsofACteacherswhowere
stillfinishingtheircourseworklearned
significantlylessthanstudentsofother
teachers(Constantineetal.2009),
andthosetaughtbyteachersfromthe
“low-coursework”alternativeprograms
actuallydeclinedintheirreadingand
mathscoresbynearlytwonormalcurve
equivalentpointsbetweenfalland
springoftheacademicyear(Darling-
Hammond2009).Teachersfromthe
“high-coursework”programsdidsome-
whatbetter,andtheirtraditional-route
counterpartsdidbetterstill,indicating
thatbettertrainedteachersproduced
betteroutcomesforstudents.
Evenifthosewhostayinteaching
catchuptotheirpeerslater,students
whohavehadsuchteacherswhen
theywerenovicesmaynevercatchup,
especiallyifthestudentshaveaparade
ofsuchbeginnersyearafteryear.In
reading,forexample,thenegativeeffect
onupperelementarystudentstaught
byunderpreparednoviceshasbeen
estimatedasthelossofaboutone-third
ofagradeleveleachyear(Laczko-Kerr
&Berliner2002;Darling-Hammond
etal.2005).Nonetheless,defendants
inschoolfundinglawsuitshavegener-
allyarguedthatqualificationsdon’t
matter,and,therefore,disparitiesin
accesstotrained,certified,andexpe-
riencedteachersarenotaproblem
andshouldnotrequirechangestothe
unequalallocationofresourcestorich
andpoorschools.Thisargumenthas
alsobeenusedtosuggestthatESEA’s
rulestorequirestrongerqualifications
forteachersandtodistributethem
moreequitablyshouldbediscontinued
andreplacedbyposthocindicatorsof
teachereffectivenessbasedlargelyon
studenttestscores.Proponentsofthis
viewappearunconcernedaboutprotec-
tionsforstudentswhomaybetaught
foryearsbyarevolvingdoorofunquali-
fiedandineffectiveteacherswhoenter
andleavebeforetheireffectivenesscan
beascertained.
Recommendations for Developing – and Equitably Distributing – Effective Teachers and Teaching Statesanddistrictsthathavecon-
sciouslybuiltthecapacityofteachers
inhigh-needschoolshavereduced
achievementgapsbyinvestingin
teacherandprincipalpreparationand
development,buildingmorecollabora-
tiveschoolorganizations,andequal-
izingsalariesandworkingconditions.3
Whilethereisgrowinginterestin
movingbeyondmeasuresofteacher
qualificationstoevaluateteachers’
effectivenessbasedontestscoregains,
itiscriticallyimportanttodevelop
measuresofteacherandteaching
effectivenessthatsupport improvement
inindividualandcollectiveteaching
expertisealongwithprovidingaccurate
picturesofteachers’abilities.
Ultimately,thegoalofmeasuring
teachereffectivenessshouldbeto
3 Forareview,seeDarling-HammondandSykes2003.
48 Annenberg Institute for School Reform
improveteachers’capacitiesandthe
effectivenessoftheeducationalenter-
prise.Focusingonlyonevaluatingpoor
teachersoutoftheprofessionisunlikely
toproduceahighlyeffectiveteaching
forceiftherearenotequallystrong
effortstodevelopasteadysupplyof
effectiveteachersenteringandstaying
intheprofessionandbecomingmore
effectiveoverthecourseoftheircareers.
Theserecommendationsfocuson
suchstrategies.
Create a Steady Supply of
Prepared and Effective New Teachers
Basedonthefindingsdescribedearlier,
smartpolicysystemswouldprovide
incentivestorecruithigh-abilitystudents
intoteaching;ensurethattheycomplete
high-qualitypreparationbeforeentry;
supportrigorouslicensingstandards;
andinvestinsupportsforretaining
beginners,includinghigh-qualitymentor-
ing.Suchincentivescouldtaketheform
ofservicescholarshipsandforgivable
loansliketheNorthCarolinaTeaching
Fellowsprogramthatunderwritesthe
costsofcollegeandteacherpreparation
forhigh-abilitystudentswhocommit
toteachingforfouryears;incentives
andsupportsforpreparationandmen-
toringprogramsthatareengaging
andeffectiveinpreparingteachers;
andinvestmentsinrigorouscertification
standardsthatarecloselyrelatedto
theknowledgeandskillsneededto
teacheffectively.
Pre-serviceteacherpreparationand
mentoringenhanceteachereffective-
nessbothbytransmittingimportant
knowledgeandskillsandbyenabling
teacherstostayintheprofessionand
becomemoreeffectivewithexperience.
Whereas49percentofrecentcollege
graduateswhoenterteachingwithout
certificationleavewithinfiveyears,only
14percentoffullypreparedentrants
leave(Henke,Chen&Geis2000).
Teacherswhohavehadnostudent
teaching,andthosewholackedcourse-
workinchilddevelopment,learning,
curriculum,andotherknowledge
essentialtoteaching,leaveattwice
theratesofthosewithmorecomplete
preparation(NCTAF2003;Henke,
Chen&Geis2000).
Providingexpertmentorstocoach
beginnersalsoreducesbeginningteacher
attrition,withratesofleavingreduced
frommorethan30percentofbegin-
nerstoaslowas5percentinsomedis-
trictsthathaveintroducedhigh-quality
programs.Well-designedmentoring
programsimproveretentionrates,atti-
tudes,feelingsofefficacy,andrangeof
instructionalstrategiesfornewteachers
(Darling-Hammond&Sykes2003).
Federalandstateincentivesshould
leveragelocaleffortstocreatestrong
mentoringineveryschool,reducing
attritionandincreasingcompetence.
Thereare,ofcourse,substantial
differencesintherelativeeffectiveness
ofteachereducationprograms.Conse-
quently,policiestodevelopstronger
teachereffectivenessshouldleverage
programstoadoptthefeaturesofthe
mostsuccessfulprogramsandtocon-
Linda Darling-Hammond | V.U.E. Fall 2011 49
Civil Rights Considerations
Hal Smith is vice president of
education and youth development
at the National Urban League.
TheNationalUrbanLeague
believesthatanyworkingdefini-
tionof“excellence”ineduca-
tionalperformancemuststate
clearlythatmoreisexpected
asanoutcomeforyouththan
minimumcompetency–or
adeepexposuretomediocre
teachingandcontent.“Excel-
lence”requiresmasteryand
proficiency–whichfullypre-
paresstudentsfortheworld
ofcollege,work,andlife.Our
visionofequityandexcellence
atscaleisthatdistributionsof
performancebydifferentgroups
ofstudentswillnolonger
neatlyfollowidentifierssuchas
race,language,socio-economic
status,orgender.Furthermore,
thosedistributionswouldevi-
dencelevelsofperformance
highenoughthatU.S.students
couldparticipateonaneven
footingwiththestudentsof
othernations.
Oureducationreform
approachisbuiltuponthe
premisethatwhileanyone
individualreformorinnova-
tionapproachholdssubstantial
potentialforsomestudents,true
promiseliesintheuntapped
potentialofusingthesereforms
ininformedanddeliberatecom-
binationtoaddresscomplex
questions.Singularapproaches,
eventhoseaspotentiallyvalu-
ableasthosethataimtoevalu-
atenarrowlydefinedindividual
teachereffectiveness,limitwhat
ispossible.Seeminglyintractable
andcomplexproblemssuchas
thosefoundinurbanschools
andcommunitiesrequiremul-
tifacetedandthoughtfulsolu-
tions.Therewillbenosingle
“silverbullet”approachtoedu-
cationreformandinnovationor
theimprovementofoutcomes
forurbanyouth.Ourprinciples
holdthataportfolio,orsuite,of
tools,strategies,andapproaches
arerequiredtodeliverbetter
outcomesforbothhistorically
underservedandunderperform-
ingstudentsandtheschoolsin
whichtheyareeducated.
Defining “Teacher
Effectiveness” More Broadly
TheNationalUrbanLeague
holdsthatitiscriticallyimpor-
tanttoadjustthereformnarra-
tivetoincludemoreclearand
expansiveframes.Forexample,
manyreformersspendagreat
dealoftimeandenergyon
“teachereffectiveness,”buthave
limiteddefinitionsofeffective-
nessthatexcludeallindicators
andmeasuresofeffectiveness
savethosethataredirectlytied
tostandardizedtestscoresand
formalcredentialing.Surely
whenreformerspositteacher
effectivenessasacivilright,we
meanmuchmorethanthat.
Whatislargelyabsentisamore
holisticandcomplexinterroga-
tionofeffectivenessthatmight
revealhowteacherexpectations
oftheirstudentsorcontent
masteryandyearsofexperience
asaclassroomteachermight
impactstudentperformance.
Furthermore,onemightcon-
sidertheimpactofthequality
ofsettinginwhichteachers
teach–theadministration,
leadership,andsupport–ona
teacher’sabilitytobeeffective.
Inourview,educational
reformstrategiessuchasequi-
tableaccesstohigh-quality
instructiondonotseekidentical
outcomes,butratherequivalent
(equallyempowering)outcomes
asdesirableandofcriticalimpor-
tance.Thus,ahighscoreona
GEDisnotthesameas,nor
equitablecomparedwith,ahigh
scoreonstatetests,nomatter
thequalityofinstructioninthe
former.Equitytrulyexistswhere
allstudents,irrespectiveofclass,
race,income,gender,andother
socio-economicfactors,have
accessandgainentrytothe
high-qualityopportunitiesand
settingsthatmakethem“ready”
toenterandthriveinthemost
demandingandrewarding
educationalandprofessional
settingsthetwenty-firstcentury
hastooffer.
The Equity and
Civil Rights Lens
Establishingaclearsetofstan-
dardsiscriticalinensuringthat
allchildrenwithinunderserved
urbancommunitiesreceive
effectiveinstruction–andby
thatwemeanmorethanjust
commoncorestatestandards.
Whiletheintroductionand
adoptionofcommoncorestate
standardsarenecessaryand
importantsteps,therearetwo
outstandingconcernsrelated
tostandardsthatdeservesome
attention.
TheNationalUrban
Leagueisfullysupportiveofthe
commoncorestatestandards
PERSPECTIVES:
(continued on page 50)
50 Annenberg Institute for School Reform
Civil Rights Considerations (continued from page 49)
andhaschampionedthemas
amemberoftheCampaignfor
HighSchoolEquitynationally
andwithouraffiliatesinlocal
communities,throughour
EquityandExcellenceProject.
However,wefeelthatequal
attentionandanalysisshould
alsobeappliedtoobtaininga
deeperandmorecomprehen-
siveunderstandingofstandards
ofinputandprocess.
Whatarethestandardsof
resources(human,fiscal,profes-
sionaldevelopment,technology,
etc.)necessarytoaccomplishour
aims?Whatarethestandardsof
pedagogy,ofclassroommanage-
ment,ofprofessionallearning
requiredtoimproveeducational
outcomesforstudents?Ifthere
arelegitimatequestionsabout
thequalityofcontentand
instructionevidencedbythe
needforcommoncorestate
standards–andwebelievethat
thereare–wealsobelievethat
similarlegitimatequestionsexist
aboutstandardsastheyrelate
totheentiresetofeducational
investments,opportunities,
priorities,andprocesses.
TheNationalUrbanLeague
feelsthisisbestansweredviaa
thoroughandintentionalexami-
nationoftheunderlyingtheories
ofactionanddesignprinciples
ofeducationreform.Ineach
communityandnationally,what
isneededisforeducationstake-
holdersandpolicymakersto
clarifytheirassumptionsabout
thetheoryofactionguiding
educationreformssuchas
“effectiveteaching.”Ratherthan
confinetheconversationto
fittingnecessarychangeor
innovationontoexistingand
privilegedstructuresandframe-
works,attentionshouldbepaid
tooutliningthekindsofsup-
portsandguidancethatindivid-
ualschools,groupsofschools,
andthecommunitiestheyserve
mightactuallyneedtoreachthe
desiredandexpectedoutcomes
forstudents.Unfortunately,the
largernationaldiscussiontoo
oftenuncriticallyandunneces-
sarilydismissesthesequestions
asa“defenseofthestatusquo”
ratherthanaslegitimatecon-
cernsinthetwenty-first-century
pursuitofequityandexcellence
atscale.
Forexample,duringthe
WarrenInstitute’sCivilRights
ResearchRoundtableon
EducationofMarch2011on
equitableaccesstoeffective
teaching,Ihadadiscussionwith
apresenteratmytable.Hewas
askedtoprovideananalysisof
teachereffectivenessusingan
economicslens,andhepro-
videdthatmostcapably.How-
ever,aswewerediscussingthe
implicationsofhisfindingsand
ofthepresentationsthathad
precededhis,someoneasked:
whatarethegoalsofeducation
reformcenteredonteacher
effectiveness?Heresponded
thatourcollectiveaimwasto
getthebestpossibleteaching
wecouldatthelowestpricewe
could.Thisalarmedafewofus,
andIasked:shouldn’twebe
concerned,instead,withunder-
standinghowmuchitcoststo
provideahigh-qualityeducation
toallstudentsandthenargue
abouthowbesttopayforit,or
atleastbeexplicitaboutwhywe
thoughtaparticularsubsetof
studentswasn’tworththeinvest-
ment?Thegroupwentback
andforthoverthecourseofour
allottedtime,butwhatwasclear
wasthattherewereanumber
ofstartingpointsandanalytic
framesatplayintheroom.It
wasalsoapparentthatwhile
weweregatheredtogetherto
discussteachereffectiveness,we
weren’ttheretodiscussitcom-
prehensivelyorfromaninten-
tionalequityorcivilrightslens.
Unanswered Questions
Policymakersandeducational
advocacyorganizationssuch
astheNationalUrbanLeague
remainconcernedaboutthe
historicandgrowinggapsin
accesstohigh-qualityinstruc-
tionandcontentoverall–but
especiallyforlow-incomeurban
students.Whilethereisgrowing
knowledgeaboutthesources
ofthegapanditssolutions,
thereislimitedconsensusabout
theprioritiesandstrategiesin
whichtoinvest,andnobroad-
scalecommunityinvolvement
insettinggoals,measuringand
reportingprogress,andtaking
substantivestepstowardscon-
tinuousimprovement.
ThelargerUrbanLeague
movementbelievesthatitis
importanttounderstandhow
reformssuchasteachereffec-
tivenessandaccesstohigh-
qualityinstructionandcontent
arecommunicatedbypolicy-
makerstothewidercommunity
andtheextenttowhichthese
reformsareseenasappropriate,
equitable,andreflectiveofcom-
munityconcerns.Howthese
reformsplayoutinmattersof
race,gender,class,language,
(continued on page 51)
Linda Darling-Hammond | V.U.E. Fall 2011 51
tinuallyimprove.Astudyidentifying
teachereducationprogramswhose
graduatesproducedthestrongestgains
instudentachievementinelementary
readingandmathematicsinNewYork
Cityfoundthatthemosteffective
programshadwell-supervisedstudent
teachingexperiencesthatwerewell
matchedtothestudentsthatcandi-
dateswouldteach;morecourseworkin
readingandmathematicscontentand
teachingmethods;coursesthathelped
candidatesacquirespecificpractices
andtoolsthattheywouldthenapply
intheirstudentteachingorpracticum;
thespecificcurriculummaterialsthey
wouldteach;andarequiredcapstone
project,usuallyaperformanceassess-
mentorportfoliooftheirworkdone
inclassroomswithstudents(Boyd,
Grossmanetal.2008).
Thesereformsdependcentrally
oncreatingnewmodelsofclinical
practicethataretightlyintegratedwith
coursework.Manysuccessfulschools
ofeducationhavedonethisbycreating
professionaldevelopmentrelationships
withlocalschools,workingwiththese
sitestotrainnovicesintheclassrooms
ofexpertteachers.Highlydeveloped
modelshavebeenfoundtoincrease
teachereffectivenessandretention,
fosterinstructionalimprovement,and
raisestudentachievement.Justasthe
Civil Rights Considerations (continued from page 50)
etc.,iscritical,especiallysince
therehasbeensolittlenational
orstate-leveldiscussionabout
whatspecificallyhappensto
thosewhoarecurrentlyand
historicallyunderserved–not
theclassof2024whowill
havepotentiallyexperienced
twelvefullyearsofareform,
buttheclassesof2012,2013,
and2014,whowillbecaught
inthewhirlwindofchangein
strategy,investment,andimple-
mentation.Canwearticulate
toparentswhatchangestomor-
rowintheirchild’sclassroom
asaresultofthesereforms,as
opposedtogenerallanguage
andproclamationsabouthow
muchbetterthingsaregoingto
beinsomefar-offfuturewhen
reformsrealizetheirfullprom-
ise?Aretheseinterventions
robustandflexibleenoughto
meettheneedsofbothcurrent
andnear-futurestudents?
Furthermore,whatismiss-
ingisaclearanalysisofthe
implementationprocessaround
thesereforms.Evennow,state
legislaturesandgovernorsare
backingawayfromfullyand
equitablyimplementingcom-
moncorestatestandards,for
fiscalandphilosophicalreasons
–butthecallforimproving
equitableaccesstohigh-quality
teachinghasnotbeenadjusted
torecognizepoliticalrealities.
Thisdoesnotrequireachange
inprinciple.Butitdoesrequire
anacknowledgementthat
reformsarenotimplementedin
avacuumandstrategiesoften
dorequireadjustment.
Weareconfidentthat
educationreformerslargely
believethatweareallworking
inthebestinterestofchildren
andyouth.Butweareequally
confidentthatthecurrent
educationalnarrativeleaves
littleroomforpurposefully
upendingassumptionsand
expectationsaboutstudentsand
communitiesofcolorthrough
acomprehensiveanalysisof
theformulationofsolutions,
interventions,approaches,and
strategiesconsideredvalidand
appropriateatthismoment.
Whilewehavenoproblemwith
theunderlyingconceptsbehind
thesereformsandfullyrecog-
nizetheirpromise,giventhehis-
toryofurbaneducationreform
andthecurrentpoliticaland
economicrealities,theUrban
Leaguehasanumberofques-
tionsastothequalityandfidel-
ityofreformimplementation
takingplaceinschoolsanddis-
trictsacrossthecountry.What
wewanttohighlight–and
avoid–isthewaysthatreforms
simplyreinforceorfollowpaths
ofhistoricinequityratherthan
explicitlyconfrontthemand
openadditionalpossibilitiesfor
urbanchildrenandyouth.
52 Annenberg Institute for School Reform
federalgovernmenthasfundedteaching
hospitalsthatstrengthenmedicaltraining,
investmentsinprofessionaldevelop-
mentschoolscoulddramaticallyimprove
teachers’abilitiestobeeffectivefrom
theirfirstdaysintheclassroom.
Teacherresidencies,likethose
designedinChicago,Boston,and
Denver,useasimilarmodel.Mid-career
recruitsareplacedasapprenticesin
theclassroomsofhighlyexpertmentor
teachersforayearwhiletheycomplete
tightlylinkededucationcourseworkin
partnershipwithalocaluniversity.They
receiveastipendduringthisyearanda
master’sdegreeandcredentialatthe
endoftheyear.Theycontinuetoreceive
mentoringinthenexttwoyearsand
pledgetospendatleastthreetofour
yearsincityschools.Themodelhas
alreadyshownretentionratesofover90
percentinthefirstfiveyearsofteaching
andastrongperformancebygraduates.
Policiesthatcouldsupportthe
creationofthesemoreeffectivemodels
ofpreparationwouldincludechallenge
grants,likethefederalTeacherQuality
EnhancementPartnershipGrants,to
launchandexpandsuchprograms,
especiallyinhigh-needcommunities.
Statesshouldevaluatealltheirprograms
–bothtraditionalandalternative–
intermsofteacherretention,evidence
oflatereffectivenessintheclassroom,
andthegraduates’performanceon
validteacherperformanceassessments
(seenextsection).Statesshouldincorpo-
ratethesedataintoprogramapproval
andaccreditationdecisionsinorder
toexpandeffectivepreparationmodels
whileeliminatingthosethatarepoor
performing.
Use Teacher Performance
Assessments to Measure
Competence before Licensing
Beginningteachersshouldbelicensed
basedongreaterevidenceofteacher
competencethanmerelycompletinga
setofcoursesorsurvivingacertain
lengthoftimeintheclassroom.Current
teacherlicensingtests–generally
multiple-choicetestsofbasicskillsand
subjectmatter–donotpredictteachers’
abilitiestoeffectivelyteachchildren.
Furthermore,inmanycases,thesetests
evaluateteacherknowledgebefore
theyenterteachereducation,andthus
havelittleuseforteachereducation
accountability.
Movingthefieldforward,several
states,includingCalifornia,Connecticut,
NorthCarolina,andOregon,have
incorporatedperformanceassessments
inthelicensingprocess.Thesemea-
suresofperformancehavebeenfound
tobestrongleversforimproving
preparationandmentoring,aswellas
determiningteachers’competence.The
PerformanceAssessmentforCalifornia
Teachers(PACT),forexample,requires
teacherstodocumenttheirplansand
teachingforaunitofinstruction,adapt
themforspecialeducationstudentsand
Englishlanguagelearners,videotapeand
critiquelessons,andcollectandevalu-
ateevidenceofstudentlearning.Aswith
theNationalBoardassessments,begin-
ningteachers’ratingsonthesekindsof
assessmentshavebeenfoundtopredict
theirstudents’value-addedachieve-
mentonstatetests(Wilson&Hallum
2006;Newton2010).
Currently,morethantwentystates
havejoinedtogethertocreateacom-
monversionofaninitialperformance-
basedlicensingassessmentthatcould
beusednationwidetoleveragemuch
strongerpreparationandlicensing.A
moreadvancedversionoftheassess-
Linda Darling-Hammond | V.U.E. Fall 2011 53
mentcouldalsobeusedatthepointof
theprofessionallicense(afterthethree-
yearprobationaryperiod)andusedto
guideteacherinductionandmentoring
(Darling-Hammond2010a).
Federalsupportfortheuseof
suchnationallyavailableperformance
assessmentswouldnotonlyprovide
ausefultoolforaccountabilityand
improvement,butalsofacilitateteacher
mobilityacrossstatesbycreatinga
portablelicense.Highscorersonthis
performanceassessmentcouldbe
grantedanationallicense,whichwould
makeiteasierforstatestoattracteffec-
tiveteacherstohigh-needschools.With
theadditionofincentivesforNational
BoardCertification,whichhasalsobeen
foundbothtomeasure4andimprove5
teachers’effectiveness,theseassessments
wouldprovideacontinuumofoppor-
tunitiestoidentifyandhelpstimulate
increasingeffectivenessacrossthecareer.
Somedistrictshaveevenused
schoolwideparticipationintheNational
BoardCertificationprocessasaturn-
aroundstrategytobuildteachingcapac-
ity,producingsuccesswherethereonce
wasfailure.Forexample,atMitchell
ElementarySchoolinPhoenix,Arizona,
schoolachievementhasdramatically
improved,andteacherturnoverhas
decreasedasaresultofthisapproach.
Asthedistrict’sassociatesuperintendent
SuzanneZentnernoted,“Webelievein
theNationalBoardCertificationpro-
cessasanapproachto. . .closingthe
achievementgap”(Berry,forthcoming).
Develop Integrated Measures
of Teaching Practice and Student
Learning to Evaluate Teacher
Effectiveness on the Job
Thereisnodoubtthatteacherevalu-
ationsystemsintheU.S.arebroken:
teachers,administrators,parents,and
policymakersagreethatmostdistricts
failtoeithermeasureteachingwell,
helpteachersimprove,ordismissthose
whoarefailing.Mostteachersareten-
uredwithoutarigorousexamination
oftheircompetence,andthosewho
arestrugglingareoftenlefttoflounder
indefinitelywhiletheirstudentssuffer.
Thevastmajorityofteacherswhoare
workinghardandwanttocontinueto
improvegetlittlehelptodoso.
Inareportbythegroup
AccomplishedCaliforniaTeachers,
JaneFung,anaward-winningtwenty-
yearveteranofLosAngelesUnified
SchoolDistrict,describedtheexperi-
enceofmanyteachers:
Ihavehadadministratorswhonever
cameintomyclassroomforformal
observationsoraskedmeforany-
thingmorethantheinitialplanning/
goalsheet.Ihavehadadministrators
observeaformallessonandputthe
feedbacksheetinmyboxwithout
everhavingspokentomeaboutthe
lesson,andIhavehadyearswhereI
amjustaskedtosigntheend-of-the-
yearevaluationsheet[withoutbeing
observed].(NBRC2010,p.iv)
Giventhissorrysituation,some
reformersareenthusiasticaboutmea-
suringteachers’effectivenessbasedon
theirstudents’testscoregainsusing
value-added methods(VAM),nowthat
suchdataarebecomingmoreavailable.
Afterall,ifstudentlearningistheprimary
goalofteaching,itappearsstraightfor-
wardthatitoughttobetakeninto
accountindeterminingateachers’com-
petence.TheVAMconceptisimportant,
4 See,forexample,Bondetal.2000;Cavaluzzo2004;Goldhaber&Anthony2005;Smithetal.2005;andVandevoort,Amrein-Beardsley&Berliner2004.
5 SeeSato,Wei&LindaDarling-Hammond2008;Tracz,Sienty&Mata1994;andTraczetal.1995.
54 Annenberg Institute for School Reform
asitreflectsadesiretoacknowledge
teachers’contributionstostudents’
progress,takingintoaccountwhere
studentsbegin.Furthermore,VAMare
valuableforstudyingprogrameffec-
tiveness,andIhavecitedsuchstud-
iesthroughoutthisarticle.Ironically,
though,relyingonsuchmeasuresis
unlikelytoimproveteachers’skillor
capacityandcouldactuallyundermine,
ratherthanimprove,theoverallquality
ofteaching–especiallyforthehighest-
needstudents.
Howcouldthisbe?
First,test score gains are not accu-
rate measures of teachers’ quality,even
adjustedforothervariablesorfactors.
Whentiedtoindividualteachers,they
arenotoriouslyunstableandproneto
widedegreesoferror.Onestudyoffive
districts,forexample,foundthatamong
top-rankedteachersinoneyear,only
about30percentweresimilarlyranked
ayearlater,whileacomparablepropor-
tionhadmovedtothebottomrankings.
Asimilarshareofteachersmovedfrom
thebottomtothetoprankingsover
thecourseofayear(Sass2008).6
Thisinstabilityislargelybecause
VAMratingsareaffectedbythecompo-
sitionofstudentsinaclass–whether
theyattendschoolregularly,havestable
homelives,andgethelpfromparents
ortutors,andwhatkindofeducation
theyhavehadpreviously.Itisnearly
impossibletodisentangletheeffectsof
anindividualteacherfromthesethings
ortheeffectsofcurrentandformer
teachers,curriculummaterials,class
sizes,andschoolleadershipdecisions.7
Out-of-schooltimematters,too.
Summerlearningloss,whichespecially
hurtslow-incomestudents,accounts
forabouthalftheachievementdiffer-
encebetweenrichandpoorstudents.
Itisnotsurprising,then,that
researchshowsthatthesameteacher
typicallylooksmoreeffectiveonvalue-
addedmeasureswhensheisteaching
moreadvantagedstudents–andless
effectivewhensheisassignedmore
studentswhoarelow-income,new
Englishlearners,orwhohavespecial
educationneeds(Newtonetal.,forth-
coming).Thisrealitycreatesdisincen-
tivesforteacherstotakeonstudents
whostruggletolearn,justasNew
YorkState’sshort-livedaccountability
schemethatratedcardiacsurgeonson
theirpatients’mortalityratescaused
doctorstoturnawaypatientswhowere
veryill.Someexcellentteacherswho
workwithspecialeducationstudents
andnewEnglishlearnerswillbeatrisk
ofbeingfired,andotherswillincreas-
inglyavoidthesestudentsbychoosing
schools,classes,andfieldswherethey
arelesslikelytoencounterthem.
Forthesereasonsandmore,the
country’smostprestigiousgroupof
researchers,theNationalResearch
Council,hasstated,“VAMestimates
Thesameteachertypicallylooksmoreeffectiveonvalue-added
measureswhensheisteachingmoreadvantagedstudents–andless
effectivewhensheisassignedmorestudentswhoarelow-income,
newEnglishlearners,orwhohavespecialeducationneeds.
6 SeealsoNewtonetal.(forthcoming)forsimilarfindings.
7 Forreviews,seeEPI2010;Braun2005;andMcCaffreyetal.2005.
Linda Darling-Hammond | V.U.E. Fall 2011 55
ofteachereffectiveness. . .shouldnot
beusedtomakeoperationaldecisions
becausesuchestimatesarefartoo
unstabletobeconsideredfairorreliable”
(NYSUT2011).
Second,most U.S. tests are excep-
tionally narrow,focusedmostlyon
multiple-choicequestionsassessing
low-levelskillsinreadingandmath.
Placinghigh-stakesdecisionsonthese
testshasalreadycausedschoolsto
teachlesshistory,science,andthearts
andtoengagestudentsinlesswriting,
research,andcomplexproblem-solving
–theveryskillstheyneedtobecome
trulyreadyforcollegeandcareers.As
teachersfocusmoreintenselyonthese
tests,wecanexpectteachingandcur-
riculumtosufferfurther.
Finally,twomajorU.S.studies
haverecentlyfoundthatschemes pay-
ing teachers based on their students’ test
score gains do not raise student achieve-
ment overall–asignthatthisstrategy
doesnotbuildteachers’capacityand
effectivenessfurthermore(Springer
etal.2010;Fryer2011).Oneinter-
nationalstudyevenfoundadecline
inachievementinPortugueseschools
thattiedteacherpaytostudentscores
(Martins2009).Theresearchersug-
gestedthatrankingteachersagainst
eachothermayhavereducedthe
likelihoodthatteacherswouldwork
togetherandsharetheirexpertise.
Wherethishappens,studentsarethe
ultimatelosers.
Bettersystemsexist–liketherig-
orousperformanceassessmentsused
forNationalBoardCertification,which
havebeenfoundtopredictteachers’
effectiveness.Thesemeasureslookat
studentlearningincontext,linkingit
towhatteachersdointeachingspecific
curriculum.Observationsandfeedback
basedonprofessionalstandardsand
administeredbytrainedevaluators
aresuccessfullyusedinschoolsthat
arepartoftheTeacherAdvancement
Program(TAP)andincitieslikeDenver,
Colorado,andRochester,NewYork,
alongwithavarietyofmeasuresofhow
teacherscontributetostudentlearn-
ing.Thesestandards-basedevaluations
ofteachingpracticenotonlyprovide
moreusefulevidenceaboutteach-
ingpractice,butalsohelpteachersto
improvetheirpracticeandeffectiveness
(Milanowski,Kimball&White2004).
IntheTAPsystemof“instruc-
tionallyfocusedaccountability,”for
example,eachteacherisevaluatedfour
tosixtimesayearbymasterteachersor
principalswhoaretrainedandcertified
evaluatorsusingasystemthatexamines
designingandplanninginstruction,
thelearningenvironment,classroom
instruction,andteachers’broader
responsibilities.Theindicatorsofgood
teachingarepracticesthathavebeen
foundtobeassociatedwithdesired
studentoutcomes.Likeotherwell-
developedcareerladdersystems,TAP
providesongoingprofessionaldevel-
opment,mentoring,andclassroom
supporttohelpteachersmeetthese
standards.TeachersinTAPschools
reportthattheyvaluethissystemof
standards-basedfeedback,combined
withcollaborativeplanningtimeand
professionaldevelopment,andbelieve
itisresponsibleforimprovementsin
theirpractice(Solomonetal.2007).
Alongwithevaluationsofperfor-
mance,teachersinsomedistricts–like
thoseparticipatinginArizona’scareer
ladderprogram–assembleaportfolio
ofevidencethatincludesmeasures
oftheirpracticeandofstudentlearn-
ingaspartoftheoveralljudgmentof
effectiveness.Inadditiontoanalysisof
standardizedtests,whereappropriate,
suchevidencecanbedrawnfromclass-
roomassessmentsanddocumentation,
56 Annenberg Institute for School Reform
includingpre-andpost-testmeasures
ofstudentlearninginspecificcourses
orcurriculumareasandevidenceof
studentaccomplishmentsinrelationto
teachingactivities.Theevidencecanbe
usedtodemonstrateandexplainthe
progressofstudentsonawiderange
oflearningoutcomesinwaysthattake
students’startingpointsandcharacter-
isticsintoaccount.AstudyofArizona’s
careerladderprogramfoundthat,over
time,participatingteachersnotonly
becamebetteratcreatingassessment
toolstomeasurestudentlearning,but
alsoincreasedtheirfocusonhigher-
qualitycontent,skills,andinstructional
strategies(Packard&Dereshiwsky1991).
Thus,thedevelopmentanduseof
studentlearningevidence,incombina-
tionwithexaminationofteachingper-
formance,canstimulateimprovements
inpractice.
Giventheimportanceofteach-
ers’collectiveeffortstoimproveoverall
studentachievementinaschool,the
bestsystemsalsolookathowteachers
contributetotheexpertiseoftheircol-
leaguesandtheimprovementofthe
entireschoolbysharingpracticesand
materials,coachingpeers,andworking
collegiallytohelpstudents.Thekeyis
thatevaluationislinkedtoimproving
practice,sothatlearningalwaysimproves.
Integrating Both Measurement and Development of Effective Teaching Initiativestomeasureandrecognize
teachereffectivenesshaveemerged
asthepressforimprovedstudent
achievementhasbeenjoinedtoan
awarenessoftheimportanceofteach-
ersincontributingtostudentlearning.
Suchinitiativeswillhavethegreatest
pay-offiftheyreflectandstimulatethe
practicesknowntosupportstudent
learningandareembeddedinsystems
thatalsodevelopgreaterteachercom-
petencethroughstrongpreparation
andmentoring,coachinginrelationto
standards,andopportunitiesforteach-
erstohelptheircolleaguesandtheir
schoolsimprove.Policiesthatcreate
increasinglyvalidmeasuresofteacher
effectivenessanddevelopinnovative
systemsforrecognizing,developing,
andusingexpertteachers,whileprovid-
ingincentivesforthemtoworkwith
theneedieststudents,canultimately
helpcreateamoreeffectiveteaching
professionthatservesthenation’schil-
drenmoreequitably.
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Closing the Revolving Door: Understanding the Nature and Causes of Disparities in Access to Effective TeachingLisa Quay
A Comprehensive Human Capital Management Strategy for Teacher EffectivenessJane Hannaway
Delivering on the Promise of Public SchoolingSusan Moore Johnson
Effective Teaching as a Civil Right
Annenberg Institute for School Reform | Voices in Urban Education
Voices in U
rban Education Effective Teaching as a Civil Right
Fall 2011
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Effective Teaching: What Is It and How Is It Measured?Steve Cantrell and Joe Scantlebury
Teacher Performance in the Context of Truly Disadvantaged Schools in ChicagoElaine Allensworth
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