educational research: qualitative research methods
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Educational Research:Qualitative Research Methods
EDU 8603
Educational Research
Richard M. Jacobs, OSA, Ph.D.
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Qualitative research...
Commonly called interpretive
research
its methods rely heavily on thick
verbal descriptions of a particularsocial context being studied
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Is useful for describing or answeringquestions about particular, localizedoccurrences or contexts and theperspectives of a participant grouptoward events, beliefs, or practices
a helpful process for exploring acomplex research area about whichlittle is known
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Illuminates the invisibility of
everyday life
by making the familiar strange, more
examined, and better understood
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Qualitative methods...
historical research
ethnography
case study
ethology
ethnomethodology
grounded theory
phenomenology
symbolic interaction
action research
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historical research
studies available data to study,understand, and interpret past events
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ethnography
studies cultural patterns andperspectives of participants in theirnatural settings
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case study
examines the characteristics of aparticular entity, phenomenon, orperson
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ethology
compares the origins, characteristics,and culture of different societies
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ethnomethodology
studies how people make sense oftheir everyday activities in order tobehave in socially accepted ways
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grounded theory
investigates how inductively-derivedtheory about phenomenon is groundedin the data of a particular setting
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phenomenology
considers how the experience ofparticular participants exhibits aunique perspective
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symbolic interaction
investigates how people constructmeaning and shared perspectives byinteracting with others
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action research
teacher-initiated, school-basedresearch used to improve thepractitioners practice by doing or
changing something
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Generally speaking, qualitativeresearchers.
spend a great deal of time in the
settings being studied (fieldwork)
rely on themselves as the main
instrument of data collection(subjectivity; intersubjectivity)
analyze data using interpretative lenses
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employ expressive language and voicein descriptions and explanations
seek depth of perspective through
ongoing analysis (i.e., waves of data)
judged in terms of believability,trustworthiness, coherence, and the
logic underlying researchers
interpretations
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The general characteristics of
qualitative research...
Data are descriptive Emphasizes a holistic approach(processes and outcomes)
Data sources are real-world situations
Data analysis is inductive Describes the meaning(s) of researchfinding(s) from the perspective of theresearch participants
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Uses inductive reasoning
involves developing generalizationsfrom a limited number of specificobservations or experiences
highly dependent on the number and
representativeness of the specificobservations used to make thegeneralization
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Issues in qualitative research...
b. contacting potential research
participants
a. gaining entry
c. selecting participants
d. enhancing validity and reducingbias
e. leaving the field
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a. gaining entry...
may require considerable negotiationand compromise with a gatekeeper
access is very much dependent uponthe researchers personal characteristics
and how others perceive the researcher
trust is earned, not given
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b. contacting participants...
dealing with gatekeeper(s)
gaining access
issues of building trust andensuring confidentiality andanonymity
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c. selecting participants...
requires identifying participantswho can provide information aboutthe particular topic and settingbeing studied
the goal is to get the deepestpossible understanding of thesetting being studied
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is fraught with difficulties in
identifying and selecting anappropriate number of participantswho can provide useful informationabout the particular topic and settingbeing studied
utilizes purposive sampling
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types of purposive sampling
maximum variation
homogeneous
critical case
theory-based(dis)confirming case
snowball (chain)
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extreme (deviant) case
typical case
intensity
politically important case
random purposeful
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stratified purposeful
criterion
opportunistic
combination (mixed)
convenience
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two general guidelines: the number of
participants is sufficient when
the extent to which the selectedparticipants represent the range ofpotential participants in the setting
the point at which the datagathered begins to be redundant(data saturation)
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The threats to validity in qualitative
studies...
observer bias
observer effects
invalid information resulting from the
perspective the researcher brings tothe study and imposes upon it
the impact of the observersparticipation on the setting or theparticipants being studied
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extend the time for observing thesetting
include more participants to makethe study more representative
focus upon building participant trustin order to access more detailed andhonest data
d. strategies to enhance validity and
to reduce bias...
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identify biases and preferences,seek them out by asking others
work with another researcher andcompare field notes and impressionsfrom independent observations
after observations are completed,offer participants an opportunity tovalidate accuracy of the verbatims
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journalize ones own reflections,
concerns, and uncertainties during
the study and refer to them whenexamining the data
carefully examine unusual or
contradictory results forexplanations (outliers)
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utilize a variety of data sources toconfirm one another to corroborate
participant information(triangulation)
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e. leaving the field
The question is when and how toexit
the bonds formed with studyparticipants complicate leavingthe setting
time constraintswhen the amount of accessible
data is sufficient
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The basic steps of qualitative
research...
2. Intensive participation in a fieldsetting
3. Collect detailed data from fieldactivities
1.Write a tentative research proposal
4.Synthesize and interpret the meaningsof the field data
5.Write the research report
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1. The qualitative research proposal...
identifies setting or context of study
specifies the kinds of data to becollected
defines area of study
describes methods to be used
provides the researchers rationalefor undertaking the study
identifies the studys potential
contribution(s)
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2. Intensive participation in a field
setting...
approach to participation: overt orcovert
participation: as a participant
(participant observer) or
nonparticipant
requires experiencing the situationfrom the perspective of both anobserver and a participant
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3. Collecting and analyzing data...
multiple data sources are normative
primary tools include observations
and interviews but can also includepersonal and official documents,photographs, recordings, drawings,emails, and informal conversations
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the researcher records descriptive
as well as reflective notes aboutwhat one has seen, heard,experienced, and thought about aduring an observation session
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regarding field notes
put aside assumptions,experience context first
see phenomena through
participants perspectivewrite up notes immediately
following an observation
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detail is critical: include date,
site, time, and topic on every setof field notes; leave wide marginsfor writing impressions; use onlyone side of a page of paper; draw
diagram of site (if necessary)
list key words first, then outline
ones observations
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keep the descriptive and reflective
sections separateuse memos to record hunches,
questions, and insights after each
observationnumber the lines or paragraphs
for easy access
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regarding interviews
the purpose is to explore and to
probe the interviewees responsesin order to gather in-depth data
the interviewer inquires into the
interviewees attitudes, interests,feelings, concerns, and values asthese relate to the context being
studied
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meaning is jointly constructed
between the interviewer and the
interviewee; meaning is not just aconstruction on the part of theinterviewee
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be alert for openings in responses
to probe more deeply, starting
with mundane questions andgradually easing into moresensitive and more complex
questions
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interview data collection
techniques include taking notes
during the interview, writing notesafter the interview, or taperecording and transcribing the
interview (the transcript is averbatim)
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Interview dos and donts...
Do follow up on what is not clear andprobe more deeply into what isrevealed
Do listen more and talk less
Dont use leading questions; do use
open-ended questions (probes) Dont interrupt; do wait
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Do ask for concrete details
Do keep interviewee(s) focused
Do tolerate silence and space betweeninterviewees responses; do allow the
interviewee time to think
Dont be judgmental about or react to
an interviewees opinions, views, or
beliefs
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Dont engage in debate with an
interviewee
Do record everything the intervieweesays and note impressions ofinterviewees nonverbal behavior
4 S th i d i t t ti f th
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4. Synthesis and interpretation of the
meanings of field data...
a formidable task because data arethick and deep as well as voluminous
and unorganized (field notes) involves a systematic and iterative
process of searching, categorizing,
and integrating data (managingdata) understanding emerges as data are
integrated
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Analyzing field data
data pieces
data categories
data patterns
f i i f d
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four-step iterative process of data
management...
a. reading and memoing to becomefamiliar with data and to identify
main themes
b. examining data to develop detaileddescriptions of the setting,
participants, and activities
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c. classifying the data, includingcategorization, coding, andgrouping into thematic units
d. interpreting and synthesizing theorganized data into general
conclusions or understandings
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Involves working with field notes
deconstructing data into pieces
reconstructing the data piecesinto categories
identifying patterns for
understanding, synthesis, andinterpretation
C i i i bl f li i d
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Criteria suitable for qualitative data
analysis...
a. credibility or plausibility
b. transferability
c. including a methods section
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credibility or plausibility
to demonstrate that the study wasconducted in such a manner as toensure that the subject wasaccurately identified and described
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transferability
to demonstrate that the results ofthe study are generalizable toothers in the original researchcontext or to contexts beyond the
original study
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including a methods section
to provide an in-depth descriptionof the processes and methodsused in the study
St t i f l i lit ti
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Strategies for analyzing qualitative
data...
a. constant comparison method
b. negative case and discrepant datamethods
c. analytic induction
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constant comparison method
compares new evidence to priorevidence to identify similaritiesand differences betweenobservations
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negative case and discrepant datamethods
the search for contradictory,
variant, or disconfirming datawithin the body of data collectedthat provides an alternativeperspective on an emergingcategory or pattern
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analytic induction
a process concerned withdeveloping and testing a theory inorder to generalize a studys
findings
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5. Writing the research report...
provide a setting where the datawere collected
identify characters who provideinformation
describe the social action in which
the characters are engaged offers an interpretation of what
the social action means to thecharacters
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offers an interpretation of what the
social action means to the characters follow all APA Publication Manual
guidelines
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Mini-Quiz
True and false
Qualitative research methods arerooted in the disciplines ofsociology, anthropology, and historyrather than in mathematics.
True
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True and false
The central focus of qualitativeresearch is to provide understandingof a social setting or activity fromthe perspective of the researchparticipants
True
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True and false
Empathic neutrality requires aresearcher to include ones personalexperience and empathic insight aspart of the relevant data
True
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True and false
An interviewer constructs themeaning of the content of aninterview
False
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True and false
One of the first issues in qualitativeresearch is to gain entry to a site
True
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True and false
One indicator that an adequatenumber of participants has beenselected is the extent to which theselected participants represent the
range of potential participants in thesetting
True
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True and false
Purposive sampling strategies areespecially useful in qualitativeresearch
True
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True and false
A qualitative researcher should bewary of potential participants whoare extremely eager to be included inthe study
True
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True and false
A covert participant observerparticipates as well as collects dataduring an observation session
True
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True and false
Each observation session has itsunique focus and interactions but isguided by a protocol or list of issuesthat frame the observation
True
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True and false
In qualitative research, data analysisbegins as the researcher initiatesdata management
False
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True and false
An interviewer will almost alwaysmeet face-to-face with an intervieweewhile some observers will not.
True
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True and false
Transcripts are the field notes of aninterview session
True
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True and false
Data analysis and interpretation arebased on induction as the qualitativeresearcher discovers patternsemerging from the data and makes
sense of themTrue
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True and false
There are no predefined variables tofocus qualitative analysis of the data
True
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True and false
Credibility or plausibilitydemonstrates that the study wasconducted in such a manner that thesubject was accurately identified and
describedTrue
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True and false
The process of analyzing qualitativeresearch data follows a sequentialfour-step process
False
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True and false
The ability of the researcher toinduce or construct meaning fromthe data greatly influences theduration and quality of the data
analysisTrue
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True and false
Implicitly or explicitly, a researcherinterprets data whenever theresearcher uses a conceptual basisor understanding to cluster a variety
of data pieces into a category
True
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Fill in the blank
Studying real-world situations as theyunfold naturally; nonmanipulative,unobtrusive, and noncontrolling; opento whatever emerges due to a lack of
predetermined constraints onoutcomes
naturalistic inquiry
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Fill in the blank
Immersion in the details and specificsof the data to discover importantcategories, dimensions, andinterrelationships; begins by exploring
genuinely open questions rather thantesting theoretically derivedhypotheses
inductive analysis
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Fill in the blank
The entire phenomenon is understoodas a complex system more than thesum of its parts; the focus is uponcomplex interdependencies not
meaningfully reduced to a few discretevariables and linear, cause-effectrelationships
holistic perspective
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A detailed, thick description; inquiryin depth; direct quotations capturingpeoples personal perspectives andexperiences
qualitative data
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Attention to process; assumeschange is constant and ongoingwhether the focus is upon anindividual or an entire culture
dynamic systems
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The first level of qualitative inquiryrequires the researcher to be trueto, respectful of, and to capture theessential details of the individual
context being studied
unique case orientation
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To place findings in a social, historical,and temporal context; dubious aboutthe possibility or meaningfulness ofgeneralizations across time and space
context sensitivity
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The researchers passion isunderstanding the world in all itscomplexity, not proving something,not advocating, not advancing
personal agendas, but understandingempathic neutrality
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The researcher resides in the studycontext but disguises his or heridentity from the other participants
covert participation
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The researchers openness toadapting ones research asunderstanding deepens and/orsituations change; the willingness to
pursue new paths of discovery asthey emerge
design flexibility
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The point at which the researcherbegins to hear similar thoughts,perspectives, and responses frommore or all of the participants
data saturation
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Providing information to a participantabout the nature and purpose of thestudy
informed consent
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The process of qualitative datacollection
fieldwork
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The observers record about whathas been seen, heard, experienced,and thought about during anobservation session
field notes
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Evolving data analysis involves aform of thinking on paper throughwhich the researcher describes onesmental explorations of ideas, themes,
hunches, and reflections about theresearch topic
memo writing
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Fill in the blankAn extensive, descriptive, and lucid
report of the researchersobservations, partially influenced bywhat the researcher sees but mainlyby the detail and language theresearcher uses in constructing thereport
thick description
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An purposeful interaction, usuallybetween two people, focused uponone person attempting to accessinformation from another person
interview
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The word-for-word transcript of aninterview session
verbatim
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Unusual or contradictory resultsfrom an observation or interview
outlier
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The point at which the data gatheredbecomes redundant
data saturation
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Creating and organizing qualitativedata collected during the study
data management
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The process of recording theresearchers initial thoughts andearly impressions of the data
memoing
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The process where the qualitativeresearcher provides an accuratedepiction of the settings and eventsthat took place in it which yields an
understanding of the context inwhich the study took place
description
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Fill in the blank
The process of breaking down thedata into smaller units, determiningthe import of the units, andorganizing the units together again
in an interpreted formclassifying
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Fill in the blankA qualitative method for classifying
data where the researcher beginswith a preliminary hypothesis andcontinuously refines it until thereare no examples of the revisedhypothesis not being upheld
analytic induction
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Fill in the blankA form of cross-validation that
seeks regularities in the data bycomparing different participants,settings, and methods to identifyrecurring results
triangulation
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Analogies
content : methodas
characteristics of a single person or
phenomenon : _______________
case study
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Analogies
content : methodas
a groups cultural patterns and
perspectives : _______________
ethnography
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Analogies
content : method
as
the link between a groups everydayactivities and its social structure :
_______________
ethnomethodology
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Analogies
content : method
as
the link between participantsperspectives and social science
theory : _______________
grounded theory
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Analogies
content : method
as
the meanings and perspectivesgained by interactions :
_______________
symbolic interactionism
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Analogies
content : method
as
How participants experience a varietyof things : _______________
phenomenology
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Analogies
content : method
as
A change in student learning :_______________
action research
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Analogies
quantitative : qualitative
as
population : _______________
setting
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Analogies
quantitative : qualitative
as
generalizability : _______________
transferability
Thi d l h f d
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This module has focused on...
which describe or answer questions
about particular, localizedoccurrences or contexts and the
perspectives of a participant grouptoward events, beliefs, or practices
qualitative research methods
Th t d l ill f
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The next module will focus on...
...teacher-initiated, school-basedresearch used to improve thepractitioners practice by doing or
changing something
action research