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    Educational Research:Qualitative Research Methods

    EDU 8603

    Educational Research

    Richard M. Jacobs, OSA, Ph.D.

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    Qualitative research...

    Commonly called interpretive

    research

    its methods rely heavily on thick

    verbal descriptions of a particularsocial context being studied

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    Is useful for describing or answeringquestions about particular, localizedoccurrences or contexts and theperspectives of a participant grouptoward events, beliefs, or practices

    a helpful process for exploring acomplex research area about whichlittle is known

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    Illuminates the invisibility of

    everyday life

    by making the familiar strange, more

    examined, and better understood

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    Qualitative methods...

    historical research

    ethnography

    case study

    ethology

    ethnomethodology

    grounded theory

    phenomenology

    symbolic interaction

    action research

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    historical research

    studies available data to study,understand, and interpret past events

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    ethnography

    studies cultural patterns andperspectives of participants in theirnatural settings

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    case study

    examines the characteristics of aparticular entity, phenomenon, orperson

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    ethology

    compares the origins, characteristics,and culture of different societies

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    ethnomethodology

    studies how people make sense oftheir everyday activities in order tobehave in socially accepted ways

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    grounded theory

    investigates how inductively-derivedtheory about phenomenon is groundedin the data of a particular setting

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    phenomenology

    considers how the experience ofparticular participants exhibits aunique perspective

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    symbolic interaction

    investigates how people constructmeaning and shared perspectives byinteracting with others

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    action research

    teacher-initiated, school-basedresearch used to improve thepractitioners practice by doing or

    changing something

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    Generally speaking, qualitativeresearchers.

    spend a great deal of time in the

    settings being studied (fieldwork)

    rely on themselves as the main

    instrument of data collection(subjectivity; intersubjectivity)

    analyze data using interpretative lenses

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    employ expressive language and voicein descriptions and explanations

    seek depth of perspective through

    ongoing analysis (i.e., waves of data)

    judged in terms of believability,trustworthiness, coherence, and the

    logic underlying researchers

    interpretations

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    The general characteristics of

    qualitative research...

    Data are descriptive Emphasizes a holistic approach(processes and outcomes)

    Data sources are real-world situations

    Data analysis is inductive Describes the meaning(s) of researchfinding(s) from the perspective of theresearch participants

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    Uses inductive reasoning

    involves developing generalizationsfrom a limited number of specificobservations or experiences

    highly dependent on the number and

    representativeness of the specificobservations used to make thegeneralization

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    Issues in qualitative research...

    b. contacting potential research

    participants

    a. gaining entry

    c. selecting participants

    d. enhancing validity and reducingbias

    e. leaving the field

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    a. gaining entry...

    may require considerable negotiationand compromise with a gatekeeper

    access is very much dependent uponthe researchers personal characteristics

    and how others perceive the researcher

    trust is earned, not given

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    b. contacting participants...

    dealing with gatekeeper(s)

    gaining access

    issues of building trust andensuring confidentiality andanonymity

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    c. selecting participants...

    requires identifying participantswho can provide information aboutthe particular topic and settingbeing studied

    the goal is to get the deepestpossible understanding of thesetting being studied

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    is fraught with difficulties in

    identifying and selecting anappropriate number of participantswho can provide useful informationabout the particular topic and settingbeing studied

    utilizes purposive sampling

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    types of purposive sampling

    maximum variation

    homogeneous

    critical case

    theory-based(dis)confirming case

    snowball (chain)

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    extreme (deviant) case

    typical case

    intensity

    politically important case

    random purposeful

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    stratified purposeful

    criterion

    opportunistic

    combination (mixed)

    convenience

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    two general guidelines: the number of

    participants is sufficient when

    the extent to which the selectedparticipants represent the range ofpotential participants in the setting

    the point at which the datagathered begins to be redundant(data saturation)

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    The threats to validity in qualitative

    studies...

    observer bias

    observer effects

    invalid information resulting from the

    perspective the researcher brings tothe study and imposes upon it

    the impact of the observersparticipation on the setting or theparticipants being studied

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    extend the time for observing thesetting

    include more participants to makethe study more representative

    focus upon building participant trustin order to access more detailed andhonest data

    d. strategies to enhance validity and

    to reduce bias...

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    identify biases and preferences,seek them out by asking others

    work with another researcher andcompare field notes and impressionsfrom independent observations

    after observations are completed,offer participants an opportunity tovalidate accuracy of the verbatims

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    journalize ones own reflections,

    concerns, and uncertainties during

    the study and refer to them whenexamining the data

    carefully examine unusual or

    contradictory results forexplanations (outliers)

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    utilize a variety of data sources toconfirm one another to corroborate

    participant information(triangulation)

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    e. leaving the field

    The question is when and how toexit

    the bonds formed with studyparticipants complicate leavingthe setting

    time constraintswhen the amount of accessible

    data is sufficient

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    The basic steps of qualitative

    research...

    2. Intensive participation in a fieldsetting

    3. Collect detailed data from fieldactivities

    1.Write a tentative research proposal

    4.Synthesize and interpret the meaningsof the field data

    5.Write the research report

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    1. The qualitative research proposal...

    identifies setting or context of study

    specifies the kinds of data to becollected

    defines area of study

    describes methods to be used

    provides the researchers rationalefor undertaking the study

    identifies the studys potential

    contribution(s)

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    2. Intensive participation in a field

    setting...

    approach to participation: overt orcovert

    participation: as a participant

    (participant observer) or

    nonparticipant

    requires experiencing the situationfrom the perspective of both anobserver and a participant

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    3. Collecting and analyzing data...

    multiple data sources are normative

    primary tools include observations

    and interviews but can also includepersonal and official documents,photographs, recordings, drawings,emails, and informal conversations

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    the researcher records descriptive

    as well as reflective notes aboutwhat one has seen, heard,experienced, and thought about aduring an observation session

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    regarding field notes

    put aside assumptions,experience context first

    see phenomena through

    participants perspectivewrite up notes immediately

    following an observation

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    detail is critical: include date,

    site, time, and topic on every setof field notes; leave wide marginsfor writing impressions; use onlyone side of a page of paper; draw

    diagram of site (if necessary)

    list key words first, then outline

    ones observations

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    keep the descriptive and reflective

    sections separateuse memos to record hunches,

    questions, and insights after each

    observationnumber the lines or paragraphs

    for easy access

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    regarding interviews

    the purpose is to explore and to

    probe the interviewees responsesin order to gather in-depth data

    the interviewer inquires into the

    interviewees attitudes, interests,feelings, concerns, and values asthese relate to the context being

    studied

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    meaning is jointly constructed

    between the interviewer and the

    interviewee; meaning is not just aconstruction on the part of theinterviewee

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    be alert for openings in responses

    to probe more deeply, starting

    with mundane questions andgradually easing into moresensitive and more complex

    questions

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    interview data collection

    techniques include taking notes

    during the interview, writing notesafter the interview, or taperecording and transcribing the

    interview (the transcript is averbatim)

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    Interview dos and donts...

    Do follow up on what is not clear andprobe more deeply into what isrevealed

    Do listen more and talk less

    Dont use leading questions; do use

    open-ended questions (probes) Dont interrupt; do wait

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    Do ask for concrete details

    Do keep interviewee(s) focused

    Do tolerate silence and space betweeninterviewees responses; do allow the

    interviewee time to think

    Dont be judgmental about or react to

    an interviewees opinions, views, or

    beliefs

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    Dont engage in debate with an

    interviewee

    Do record everything the intervieweesays and note impressions ofinterviewees nonverbal behavior

    4 S th i d i t t ti f th

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    4. Synthesis and interpretation of the

    meanings of field data...

    a formidable task because data arethick and deep as well as voluminous

    and unorganized (field notes) involves a systematic and iterative

    process of searching, categorizing,

    and integrating data (managingdata) understanding emerges as data are

    integrated

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    Analyzing field data

    data pieces

    data categories

    data patterns

    f i i f d

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    four-step iterative process of data

    management...

    a. reading and memoing to becomefamiliar with data and to identify

    main themes

    b. examining data to develop detaileddescriptions of the setting,

    participants, and activities

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    c. classifying the data, includingcategorization, coding, andgrouping into thematic units

    d. interpreting and synthesizing theorganized data into general

    conclusions or understandings

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    Involves working with field notes

    deconstructing data into pieces

    reconstructing the data piecesinto categories

    identifying patterns for

    understanding, synthesis, andinterpretation

    C i i i bl f li i d

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    Criteria suitable for qualitative data

    analysis...

    a. credibility or plausibility

    b. transferability

    c. including a methods section

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    credibility or plausibility

    to demonstrate that the study wasconducted in such a manner as toensure that the subject wasaccurately identified and described

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    transferability

    to demonstrate that the results ofthe study are generalizable toothers in the original researchcontext or to contexts beyond the

    original study

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    including a methods section

    to provide an in-depth descriptionof the processes and methodsused in the study

    St t i f l i lit ti

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    Strategies for analyzing qualitative

    data...

    a. constant comparison method

    b. negative case and discrepant datamethods

    c. analytic induction

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    constant comparison method

    compares new evidence to priorevidence to identify similaritiesand differences betweenobservations

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    negative case and discrepant datamethods

    the search for contradictory,

    variant, or disconfirming datawithin the body of data collectedthat provides an alternativeperspective on an emergingcategory or pattern

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    analytic induction

    a process concerned withdeveloping and testing a theory inorder to generalize a studys

    findings

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    5. Writing the research report...

    provide a setting where the datawere collected

    identify characters who provideinformation

    describe the social action in which

    the characters are engaged offers an interpretation of what

    the social action means to thecharacters

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    offers an interpretation of what the

    social action means to the characters follow all APA Publication Manual

    guidelines

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    Mini-Quiz

    True and false

    Qualitative research methods arerooted in the disciplines ofsociology, anthropology, and historyrather than in mathematics.

    True

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    True and false

    The central focus of qualitativeresearch is to provide understandingof a social setting or activity fromthe perspective of the researchparticipants

    True

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    True and false

    Empathic neutrality requires aresearcher to include ones personalexperience and empathic insight aspart of the relevant data

    True

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    True and false

    An interviewer constructs themeaning of the content of aninterview

    False

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    True and false

    One of the first issues in qualitativeresearch is to gain entry to a site

    True

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    True and false

    One indicator that an adequatenumber of participants has beenselected is the extent to which theselected participants represent the

    range of potential participants in thesetting

    True

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    True and false

    Purposive sampling strategies areespecially useful in qualitativeresearch

    True

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    True and false

    A qualitative researcher should bewary of potential participants whoare extremely eager to be included inthe study

    True

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    True and false

    A covert participant observerparticipates as well as collects dataduring an observation session

    True

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    True and false

    Each observation session has itsunique focus and interactions but isguided by a protocol or list of issuesthat frame the observation

    True

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    True and false

    In qualitative research, data analysisbegins as the researcher initiatesdata management

    False

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    True and false

    An interviewer will almost alwaysmeet face-to-face with an intervieweewhile some observers will not.

    True

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    True and false

    Transcripts are the field notes of aninterview session

    True

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    True and false

    Data analysis and interpretation arebased on induction as the qualitativeresearcher discovers patternsemerging from the data and makes

    sense of themTrue

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    True and false

    There are no predefined variables tofocus qualitative analysis of the data

    True

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    True and false

    Credibility or plausibilitydemonstrates that the study wasconducted in such a manner that thesubject was accurately identified and

    describedTrue

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    True and false

    The process of analyzing qualitativeresearch data follows a sequentialfour-step process

    False

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    True and false

    The ability of the researcher toinduce or construct meaning fromthe data greatly influences theduration and quality of the data

    analysisTrue

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    True and false

    Implicitly or explicitly, a researcherinterprets data whenever theresearcher uses a conceptual basisor understanding to cluster a variety

    of data pieces into a category

    True

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    Fill in the blank

    Studying real-world situations as theyunfold naturally; nonmanipulative,unobtrusive, and noncontrolling; opento whatever emerges due to a lack of

    predetermined constraints onoutcomes

    naturalistic inquiry

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    Fill in the blank

    Immersion in the details and specificsof the data to discover importantcategories, dimensions, andinterrelationships; begins by exploring

    genuinely open questions rather thantesting theoretically derivedhypotheses

    inductive analysis

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    Fill in the blank

    The entire phenomenon is understoodas a complex system more than thesum of its parts; the focus is uponcomplex interdependencies not

    meaningfully reduced to a few discretevariables and linear, cause-effectrelationships

    holistic perspective

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    Fill in the blank

    A detailed, thick description; inquiryin depth; direct quotations capturingpeoples personal perspectives andexperiences

    qualitative data

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    Fill in the blank

    Attention to process; assumeschange is constant and ongoingwhether the focus is upon anindividual or an entire culture

    dynamic systems

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    Fill in the blank

    The first level of qualitative inquiryrequires the researcher to be trueto, respectful of, and to capture theessential details of the individual

    context being studied

    unique case orientation

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    Fill in the blank

    To place findings in a social, historical,and temporal context; dubious aboutthe possibility or meaningfulness ofgeneralizations across time and space

    context sensitivity

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    Fill in the blank

    The researchers passion isunderstanding the world in all itscomplexity, not proving something,not advocating, not advancing

    personal agendas, but understandingempathic neutrality

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    Fill in the blank

    The researcher resides in the studycontext but disguises his or heridentity from the other participants

    covert participation

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    Fill in the blank

    The researchers openness toadapting ones research asunderstanding deepens and/orsituations change; the willingness to

    pursue new paths of discovery asthey emerge

    design flexibility

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    Fill in the blank

    The point at which the researcherbegins to hear similar thoughts,perspectives, and responses frommore or all of the participants

    data saturation

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    Fill in the blank

    Providing information to a participantabout the nature and purpose of thestudy

    informed consent

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    Fill in the blank

    The process of qualitative datacollection

    fieldwork

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    Fill in the blank

    The observers record about whathas been seen, heard, experienced,and thought about during anobservation session

    field notes

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    Fill in the blank

    Evolving data analysis involves aform of thinking on paper throughwhich the researcher describes onesmental explorations of ideas, themes,

    hunches, and reflections about theresearch topic

    memo writing

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    Fill in the blankAn extensive, descriptive, and lucid

    report of the researchersobservations, partially influenced bywhat the researcher sees but mainlyby the detail and language theresearcher uses in constructing thereport

    thick description

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    Fill in the blank

    An purposeful interaction, usuallybetween two people, focused uponone person attempting to accessinformation from another person

    interview

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    Fill in the blank

    The word-for-word transcript of aninterview session

    verbatim

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    Fill in the blank

    Unusual or contradictory resultsfrom an observation or interview

    outlier

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    Fill in the blank

    The point at which the data gatheredbecomes redundant

    data saturation

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    Fill in the blank

    Creating and organizing qualitativedata collected during the study

    data management

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    Fill in the blank

    The process of recording theresearchers initial thoughts andearly impressions of the data

    memoing

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    Fill in the blank

    The process where the qualitativeresearcher provides an accuratedepiction of the settings and eventsthat took place in it which yields an

    understanding of the context inwhich the study took place

    description

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    Fill in the blank

    The process of breaking down thedata into smaller units, determiningthe import of the units, andorganizing the units together again

    in an interpreted formclassifying

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    Fill in the blankA qualitative method for classifying

    data where the researcher beginswith a preliminary hypothesis andcontinuously refines it until thereare no examples of the revisedhypothesis not being upheld

    analytic induction

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    Fill in the blankA form of cross-validation that

    seeks regularities in the data bycomparing different participants,settings, and methods to identifyrecurring results

    triangulation

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    Analogies

    content : methodas

    characteristics of a single person or

    phenomenon : _______________

    case study

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    Analogies

    content : methodas

    a groups cultural patterns and

    perspectives : _______________

    ethnography

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    Analogies

    content : method

    as

    the link between a groups everydayactivities and its social structure :

    _______________

    ethnomethodology

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    Analogies

    content : method

    as

    the link between participantsperspectives and social science

    theory : _______________

    grounded theory

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    Analogies

    content : method

    as

    the meanings and perspectivesgained by interactions :

    _______________

    symbolic interactionism

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    Analogies

    content : method

    as

    How participants experience a varietyof things : _______________

    phenomenology

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    Analogies

    content : method

    as

    A change in student learning :_______________

    action research

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    Analogies

    quantitative : qualitative

    as

    population : _______________

    setting

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    Analogies

    quantitative : qualitative

    as

    generalizability : _______________

    transferability

    Thi d l h f d

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    This module has focused on...

    which describe or answer questions

    about particular, localizedoccurrences or contexts and the

    perspectives of a participant grouptoward events, beliefs, or practices

    qualitative research methods

    Th t d l ill f

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    The next module will focus on...

    ...teacher-initiated, school-basedresearch used to improve thepractitioners practice by doing or

    changing something

    action research