edmund v ludwig financial disclosure report for 2010

8/3/2019 Edmund V Ludwig Financial Disclosure Report for 2010

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A O 1 0Rev. 1/2011 I FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0 Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)1 . P e r s o n R e p o r t in g (last name , first, middle initial)Ludwig. , Edmund V.

4. Title (Article 111 judges indicate active or senior status;magistrate judges indicate full- or part-time)Artic le III - Senior S tatus

7. Chamb ers or Off ice A d d r e s s5118 U .S. Cour thouse601 M arket StreetPhiladelphia, PA 191 06-1775

2 . Cour t or OrganizationU.S. District Court, E.D. PA

5a. Report Type (check app ropria te type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas is o f th e information contained in this . Report and anymodifica t ions p erta ining there to, i t i s , in m y o pinion, in com pl iancew i t h a p p l ic a b l e la w s a n d r e g u l a t i o n s .

R e v i e w i n g O f f i c e r D a t e

3 . Date o f R e p o r t05/13/2011

6. Repo rt ing Period01/01 /2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete ali parts,checking the NON E box for each part where you hav e no reportable information. Sign on last page.

I. P O S I T I O N S . m e p o n i n ~ i .d i v l d . a t o n l y ; s e e p S . 9 - 1 3 of filing instructions.)D N O N E (No reportable positions.)

I. President2. Co-chairperson3.

4.

5.

P O S I T I O N NAM E OF ORG ANIZATION/ENTITY~,~rns tonca t Soc ie ty

Federal Courts Section ~:~ Bar Association

I I . A G R E E M E N T S . m ~ , o r , i. ~ i ,d ~ v ~ a , a t o , ~ y ; ~ , ~ . 1 4 . 1 6 of filing instructionx)~ N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTP a g e 2 o f 7

Name of Person Report ingLudwig . , Edm un d V.

Date of Report05/13/201 I

Ill. N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp . 17-24 of fi ling instructions.)A. Fil e r s Non - lnves tm ent Incom e~-] N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

2.

3.4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - lf you were m arried during anyportion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E (N o reportable non-investment income.)DATE SOURCE AND TYPE

I.

2.3.

4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children; see pp. 25 -27 off!ling instructions.)

N O N E (N o reportable reimbursements.)SOURCE DATES LOCATION

I.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDE


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FINANCIAL DISCLOSURE REPORTPage 3 o f 7

Name of Person Report ingLudwig., Edmund V.

Date of Report05/13/2011

V . G I F T S . a n e l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c l o i ld r e n ; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gifts.)

S O U R C E D E S C R I P T I O NI.2.3.4.5.

VALUE_

V I . L I A B I L I T I E S . a n e l u d e s t h o s e o ~ s p . .. . a n d dependent children; s e e p p . 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

2.

3.

4.

5.

CREDITORU S B a n kWilshire Mortgage Co.

D E S C R I P T I O NMortgage ref inance (paid off National City Mortgage Co.)Mo rtgage (sold to Bank of America and then paid off)

VALUE CODENM


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Name of Person Report ingLudwig., Edmund V.

Date of Repor t05 / I 3/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , , e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C.De s c r i p t i o n o f A s s e t s In c o m e d u rin g Gro ss v a lue a t e n d

( in c lu d in g trus t a sse ts) rep o rting p erio d o f r e po r t i n g pe r i o d(l ) ( 2 ) (1) (2) ( 1 ) (2) (3)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Valueexempt from prior disclosure C o d e 1 d i v . , r e n t , Code 2 M e t h o d b u y , s e l l . m m /d d / y y C o d e 2( A - H ) o r i n t . ) ( J - P ) C o d e 3 redemption) ( J - P )( Q - W )

Bris tol Myers Squibb common s tockW ac ho v ia Bank m eg er w i th W el l s Farg oDecatur I - m utual fundGM co m m o n s to ck

2.3.

4.5. Elec tronic Data Sys tems Corp. comm onstock6. ITT Corporat ion common stock7. Hartford Group, Inc . comm on s tock8. Starwo0d Hotels common s tock9. New V alley Corp. common s tock (WesternU nion )10 . Rayonier , lnc . common s tock1 1 . Sovereign Bancorp. lnc .Merger with BancoSan tander12 . Spac eL abs M ed ic a l c om m on s toc k1 3 . N ational Penn Bancorp (was Firs tServiceBank) common s tock14 . PNC Banc orp . com m on s tock1 5 . Delphi common s tock16 . RentalProper ty # 117 . Rental Proper ty #2 (New Br i ta in , PA)

B Div idend L TC Div idend J TA Div idend J TA Div idend J TA Div idend J TA Div idend J TA Div idend J TA Div idend J T

N o n e J TA Div idend J TC Dividend J T

N o n e J TE Div idend O TC Dividend L TA Dividend J TF Rent O WF Rent O W

Transactions during reporting period

Sold N F

(4 ) (5 )Gain Identity of

Code 1 bUyer/seller(A-H) (if private

transaction)

1 . Incom e Gain Codes: A = $1,000 o r less B = $1 ,001 - $2,500 C = $2,501 - $5,000 D =$5,001 - $15,000(See Columns ]B I a nd D4) F =$ 50,001 - $ 1 00,000 G =$100,001 - $ 1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =M ore than $ 5.000,0002. Value Codes J = $15.000 or less K = $15 ,00 I - $50 ,000 L =$50.001 - $100,000 M =$100,001 - $250,000(See Columns CI and D3) N =$250.001 - $500.000 O =$500,001 - $1 ,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000.000 P4 =M ore than $50,000,0003. Value Mcth0d Codes Q =Appra isal R =Cost (Real Estate On ly) S =Assessmen t T =Cash Market(See Columa C2) U =Book Value V = O t h e r W = Est imated

E =$15.001 - $ 50.000


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FINANCIAL DISCLOSURE REPORTPa ge 5 o f 7

Name of Person Report ingLudwig . , Edm un d V.

Date of Report05/I 3/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t .e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Incom e during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period(l ) (2 ) (t) (2) (l ) (2) (3) (4) ( 5 )Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity ofexempt from prior disclosure Code 1 div., rent, C ode 2 Method buy, sell, mm/dd/yy C ode 2 Code 1 buyer/seller(A-H) o r i n t . ) (J-P) Code 3 redemption) (J-P) (A-H) (if private

( Q -W ) transaction)

18. A lca t e l -L ucen t None1 9 . Prescient Me dical, Inc . None K W

I. Income Gain (odes:(See Columns B I and D4)

2.Value Codes(See Columns C 1 and D3)

3.Value Method Codes(See Column (2)

A=$1,000 or lessF=$50,001 - $100,000J =$15,000 or lessN=$250,001 - $500,000P 3 =$25,000,00I - $50,000,000Q =AppraisalU =Book Value

B=$I ,001 - $2 ,500G=$100,001 - $1,000,000K =$15,001 - $50,000O =$500,001 - $1,000,000R =C ost (Real Estate On ly)V = O t h e r

C =$2,501 - $5,000H 1 =$ 1 ,000,001 - $5,000,000L =$50,001 - $ 100,000PI =$ 1,000,001 - $5,000,000P4 =M ore than $50,000,000S =Assessmen tW = Est imaled

D =$5,001 - $15,000H2 =M ore than $5 ,000,000M =$1 00,001 - $250,000P2 =$5,000,001 - $25,000,000T -Cash Marke t

E =$15,001 - $50,000


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Name of Person Report ingLudwig . , Edmu nd V.

Date of Report05/13/2011

VIII. ADDITIONAL INFORMATION OR EX PLANATIONS. (lndlcate part of report.)


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FINANCIAL DISCLOSURE REPORTPage 7 of 7

Nam e o f Pe rs o n Repo r t ingLudwig., Edmund V.

Date of Report05/13/201 I

IX. CERTIFICATION.

1 cer t i fy t ha t a l l i n fo rmat ion given above ( includ ing in fo rmat ion per t a in ing t o my spouse and minor o r dependen t ch i ld ren , i f any) i sa c c u r a t e , t ru e , a n d c o m p l e te t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yprov i s ions permi t t i ng non -d i s c losure .I f u rthe r ce r t if y t ha t ea r ned i ncome f r om ou t s ide emp loym en t and hono r a r ia and t he accep t ance o f g i f ts wh ich hav e been r epo r t ed a r e inco m p l i a n ce w i t h t h e p ro v i s i o n s o f 5 U. S . C . a p p . 5 0 1 e t . s e q ., 5 U . S .C . 7 35 3 , a n d J ud i c i a l C o n fe re n ce re gu l a ti o n s .

S igna tu r e : S /Edm un d V . Ludw ig.

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S (5 U . S .C . a p p . 1 04 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

edmund v ludwig financial disclosure report for 2010

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