edmund a sargus jr financial disclosure report for 2009

8/3/2019 Edmund A Sargus Jr Financial Disclosure Report for 2009

1/7

I o w # 0 I FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b . v t D e E t h i c ain Government ,,l~t of 1978R e , . ~ /~ 0 ~ o FOR CALENDAR YEAR 2009 r 3 L ~ S . C a p p . .6 3 s 1 d 1 - 1 1 1 )I. Person Reporting (lasl nam e, first, nliddle initial) 2. Court or Organization 3. Dale of R eporlSARGUS, JR., EDMUND A. Southcnt District of Ohio 05/14/2010

4. "t itte (Article Ili judges indicate active or senior stalus: 5a. Report "I"5 pt, (check appropriate ty!~"~ 6. Reporting Periodma[ristrate judges indicate full- or pan-time) [] Nominanon, Date 01/0112009U. S. District Judge ,~Active) [] Initial [] A .... I [] Final to12/31/2009

fib. [] Amended Report7. Chambers or Olfice Address 8. On the bas is of the information eontained in th is Report and an)modificat ions pertaining thereto, i t is, in my opinion, in compliance85 Marconi Blvd. ,~ilh applicable lav, s and regulations.Room 301Columbus, Ott 43215 Re.iewing Ofllcer Date

I M P O R T A N T N O T E S : The instructions accompanying this form mu.~t be yotto wea~ Complete all parts,checking the NO NE box for each part where you h ave no reportable information. Sign on last page.

~ N O N E (No reportable positions.)POSITION ],IAME OF ORGANIZATION/ENTITY

1. Adjunct Professor ] - teaching

NONE (No reportable agreements.)DATE ;PARTIES AND TE~S


2/7

FINANCIAL DISCLOSURE REPORT In ....f P e r ~ o , r . p o r , io ~IPage 2 of 7 I SARGUS, JR., EDMLND A. ~ 5 ~ 1

I ll . N O N - IN V E S T M E N T I N C O M E . lRepo~ngindii.idualand,pouse:~eepp. 17-24off!linginstruclion~.)A. F ilers Non-Investment Income

NONE (~o reportable non-investment income.)

~ SOURCE AND TYPE ~COME[.,ours. nol spouscsjI. 2009 [ Teaching posilion $26,500.00

2.3.4.

B. Spouses Non-l~ves[me~[ [~co~l~ - if you were married d uring anypo~ion of the reportingk.ear, complete ~hi~ ~ectio~(l)o!lar amount n,~ rquired tac~pt.[or hot~orarz~ )

~ .NONE (No reportable non-imestment income.)~ SOURCE AND TYPE

L 2009 Common Pleas Judges - B elmonl Count, Ohio -

3.4.

I V . R E I M B U R S E M E N T S - ,,a.spo,,.,io., ~o~gi.g,l,,od, o,,,.,,oi ..... (lnti~dcs tk~.w to .tpot~.s~* and depend~nt childr~n." ~ee pp 25-27 O[filing tRgtrullott.~.)

~ NONE (No reportable reimbursements.)~QU~CE ~ LOCATION PURPOSE ITEMS PAID OR PROVIDFD

1 . American Bar A ssociation April 2 - 4, 2009 Phoeuix. AZ Spring CLE Meeting transporalion, meals, hotel(teach)2.3.4.5.


3/7

FINAN CIAL DISCLOSURE REPORTJ

N .... [ P ..... Reporting I)~tle 0f Repot!Page 3 of 7 SAR~;US, JR., EDMUND A . 05.q4:2010

~ N O N E (~Vo reportable g~s.)~ DESCRIPTION

I.2.3.4.

V ] . L I A B I L I T I E S . a . ~ - I ~ , ,h o , o ,,/ ,p ........ ~ d e ~ . d o . ~ , h i l d r t n ; . t e e p p . 3 2 - 3 3 of filing~ NON~ OVo r~ortable liabilities.)

q?REDITOR ~gSCRIPTION VALUF ~ODEI. Mastcrcard Crcdit Card K2. Discover Card Credit Card J3.4.5.


4/7

FINANCIAL DISCLOSURE REPORT [ ~ .... f ~ ~ . . . .. ~ , ~ o . i . ~Page 4 of 7] S A R G U S , J R . . E D M U N D A .

V II. INV ESTME NTS and TRUSTS - i ......... .~. , ....... , i o ~ ( I n c l u d e ~ th,,~r of ~p .......d dep,ndenr cM Idre~; ~re pp. 31-~0 offiling in~truction~.JNONE ~Vo reportable income, assets, or transactions.)

~, ~ : c. ........ ~ ....D e s c r i p t i o n o f A s s e t s ~ I n c o m e d u r in g G r o s s v a l u e a t e n d Transacnons during reposing(including t~sl asset,,) rep~aiug period o f ~ t ~ o n i n g

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ~ (cg., ~ Value Value ~ypee x e m p t f r o m p r i o r d i s c l o s u r e . : C o d e I d i v . . r e n t . ~ (~e 2 M e t h o d buy, sell. mnvddyy C~e 2 C~e I b u y e r . s e l l c rI IA-II) ~ orinL) ( J - P ) Code3 redempuonl t J - P ) : [A-H ) (ifprivaleQ - W ) tran~cnon]I. Huntington Bank !~hich put. b~lZ Bank. D Dividend M T2~16: stock swap)corn2. First Meril Bauk - com. D Dividend M T Sold 06.11/09 J D Open markct(paa)3. Sold 11/02/09 J D Open market(paa)4. NiSourse. Inc. (fom~crly Northern Indiana B Dividend K TPublic5. Nuvecn Municipal Value Fund - com. A Dividend J T6. Columbus National Bank - bank deposit A Interest J T7. U.S. Government Bonds B Interest J T

Putnam Managed Mutual Fnnd - com. A Interest J T9. AIM Funds (Con~lcllation & W eingarten} A Dividend J T Sold 09/01i09 J B Open marketmutual fund (part)

1 0 . Timken Co - com. A Dividcod J T] I . Citigroup (fom~erly Citicorp) - com. A Dividend K "I-1 2 . Bcll Soulh - corn A Dividend Sold 01102,09 J B Open markcl

1 3 . PPG Industries cure A Dividend J T14 Disney - cc, m A Dividend J "1-1 5 . W cstbanco Co. twas lbrmerly Amcrica~ B Di\,idc~ad LBank Corp.)1 6 . Nuvecn Municipal Value Fund - com. A Dividend J T

17. Nalional City Bank - bank depo sit A lnlerest J T


5/7

FINANCIAL DISCLOSURE REPORT NameofP ...... Reporting [Page 5 of 7 SARG US, ,JR., ED~IUND A.[

05/14,2010

V II. INVE STMENTS and TRUSTS - i ....... .,~,., ...... a , , , ~ - ( l n r l u d e . , lh ....f sp ...... d dependent ,hildren; , e r p p . 3 4 - 6 0 of filing iNONE (No reportable income, assets, or transactions.)

I ) e s c r ip t i o ~ o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a ~ n d T r a n s a c l m n s d u n n g r e p o m n g p e r i o d0ncluding I~sl assetsl r e p o r t i n g p e r i o d of r~o~ing ~nod ,. ....

P l a c e " ( X ) " a f t e r e a c h a s s e l Am ount T~e (eg., ; V alue V alue T y p e ( e . g , D a te Value Gain I d e n t i t ye x e m p t f l o r a p r i o r d ~ s c l o s u r e U~e 1 ~ d ~ v . . r e n l . : Code 2 M e t h o d b u y , y e l l . m m / d d . " y y (ode 2 C o d e I buyerscllcr( A - H ) o r i n t ) ~ j - P ) U o d e 3 redempront ( J - P ) L . X - H ) ( i f p r i g a t e( Q - W ) t r a n s a c t i o n I

1 8 . Rcsc~c Fund - money market B lnlcrcst J T

1 9 . TircAmcrlca- Limitedpa~. int. A Distribution J T

2 0 . Northwest Mutual Life Ins. ~.vholc life A Interest J Tpolicies2 1 . H untington National Bank - bank dcposil A Interest J T

22. W eslcrn Investment Real Estate Fund - A Dividend J T

2 3 . Coming, Inc. A Dividend K T

2 4 . America Online - com. A Dividend J T

2 5 . America Online - corn A Dividend .1 T

2 6 . Home Depot- com. A Dividend Sold 03/02/09 J B Open markcl

2 7 . Pimco Mutual Ftu~d C hmovali~.,c A Dividend J T

28 Pimm Mutual Fund C Innovative A Dividend J T

29 Pimco Mmual Fund C Inno~.ativc A Dividend J T

3 0 . Massachusclls In;. Growlh Stock Class B A Dividend3 1 . Nuveen Tax Adv antage Total Rcttnn~ Fund A Dividend


6/7

FINANCIAL DISCLOSURE REPORT r ~ . . .. . ~ r ~ r ,o . U e p o ~ , i. ~ ~ ) , , ~ o r R ~ p o ~ ,Page 6 of 7 SARG[~S, JR., E D M U N D A . 0 5 / 1 4 , 2 0 1 0V III. ADDITIONAL INFORMATION OR EX PLANATIONS. (It~dicatelyargofl~por)


7/7

Name of Person I~eporling Dale of Repor!FINANCIAL DISCLOSURE REPORTPage 7 of 7 A. 0 5 q 4 " 2 0 1 0IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependen! children, if an)) isaccurale, true, and complete to the best of my know, ledge and belief, and tha! an) information not reported was wilhheld because it met applicable statutor)provisions permitting non-disclosure.I further certi~ that earned income from outside emp loyment and h onoraria aml the acceptance of gifts v~h ich ha~ c hcen reported are incomp liance wRh the prnvisions o f 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353. and Judicial Confertnce regulations.

NOTE: ANY INDIVIDUAL W tIO KNOWINGLY AND \V I LFtlLI.Y FALSIFIES OR FA LLS "iO FILE Til ls REPORT MA Y BE SUBJECT TO CIVIl ,AND CR IMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Comm ittee on F inancial DisclosureAdministrative Office of the United Slates CourtsSuite 2-301One Columbus Circle, N.E.W ashin~mon, D.C. 2054,1

edmund a sargus jr financial disclosure report for 2009

Documents