POSITION NAME OF ORGANIZATION/ENTITY

f' )

:. I

TERMS·- · •.

, ···

3.

I.

Report Required by rhe Ethics FINANCIAL DISCLOSURE REPORT AOJO in Government Act of 1978 Rev. 112010 FOR CALENDAR YEAR 2009 (J U.S.C. opp.§§ IOI-I! IJ

1. Ptnon Reporting (last name, first, middle initial)

DOWD, JR., DAVID D.

2. Court or Or anlzatlou

U.S. DISTRICT COURT, NDOH

3. Date of R_c.port

04115/2009

4. Tltlo (Article m judges indicate acrive or senior starus; mogistratc judges indicate full- or part-time)

U.S. DISTRICT JUDGE - SENIOR

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [l] Annual

Sb. D Amended Report

D final

6. Reportiae Period

01/0112009

to 12/3112009

7. Cb ambers or omce Address

UNITED STATES COURTHOUSE TWO SOUTH MAIN STREET AKRON, OHIO 44308

8. On the ba<is or the Information contained In Ibis Report and any modifications pertaining thereto, it Is, In my opinion, In compliance with applicable laws and regulations.

Reviewing omcer Date

ll'tl PO RT A NT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part whereyou have no reportable information. Sign on last page.

I. POSITIONS. (RqJorring individ11al only; m pp. 9-13 offuing instmtions.)

[ZJ NONE (No reportable positions.)

I.

2.

4.

5.

; .

. . ,

. J\· .. ) II. AGREEMENTS. (Rrpurring lndMd11al only; ue pp. 14-16 of filing lnstn1ctions.) c-·.

[{] NONE (No reportable agreements.) j I

· . . . ·j•

-. ' PARTIES AND

·' r·. ·· . .

2.

3.

Dowd Jr., David D.

SOURCE AND TYPE

SOURCE TYPE

SOURCE DATES LOCATION PURPOSE

JN COME

PROYIDED

Date of Rrport Name of Person Reporting FINANCIAL DISCLOSURE REPORT

0411512009DOWD, JR., DAVID D. Page 2of9

Ill. NON-INVESTMENT IN COME. (Reporting indMtluof ontl spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

0 NONE (No reportable non-investment income.)

(yours, not spouse's)

I. Annuity - Public Retirement System of Ohio Annuity $31,516.00

2.

3.

4.

B. Spouse's Non-Investment Income - lffOu wen lfllJl'ried during ony portion oftlie reporting yeor, complete this section.

(Dollar amount not nquired except fair honorariu.)

D NONE (No reportable non-investment income.)

AND

I. State Teacher's Retirement System {payable monthly)

2.

3.

4.

lV. REIMBURSEMENTS - troruportalion, /odging,fvoJ, enterto/nmrnL

(Includes thou to spouJt and dependent children: Jee pp. 2 S-27 of filing instructions.)

[{] NONE (No reportable reimbursements.)

ITEMS PAID OR

I.

2.

3.

4.

5.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

FINANCIAL DISCLOSURE REPORT

Page 3 of 9

Name of Porson Reporting

DOWD, JR., DAVID D.

Dato of Report

0411512009

V. GIFTS. (lncl1ltles those to spouse 1md dq>endnrt childlln; 1u pp. 2&-11 of filing instructions.)

[ZJ NONE (No reportable gifts.)

VALUE

I.

2.

3.

4.

5.

VI. LIABILITIES. (lncl•des thou of spouse and dependent children; see pp. 12-11 of filinK instrucdom.)

[ZJ NONE (No reportable liabilities.)

I.

2.

VALUE CODE

3.

4.

5.

-------- I '(1 0porti g p�--�;�ortilng ii�

_I

---------: ::��-

I - .-1 (I) I cz»-r (3)" T (4):- -Date l Value J Gain !

Datt of Report Nam• of rcnon Reporting FINANCIAL DISCLOSURE REPORT Page4 of9 04/1512009DOWD, JR .. DAVID D.

VII. INVESTMENTS and TRUSTS -womc, value, trllnsacrions (Includes those of:rpouse Gnd tkpendentc:hildren; SU pp. J4-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.) ·-

···o = - ·---- - l · Gross v e at end lnco:·during Transactions dwi reportingperiod . -- -· ·-·-

Amount

(including trust assets)

J ·--4!(5)

Type (e.g., Place "(X)" after each asset exempt from prior disclosure

Type (e.g., I Value Value Identity of

buyer/sellerJ Metllod buy.sell, ·mm/dd/yy . Code 2 · Code I !' or int Code 3 redemption) / ; (J-P) i (A-H) transaction)

-------- _____ I__ -

div., rent, )

Code I

I Code 2

1 (if private , (A-H)

! (J-P).

:(Q-W} I... 1.' .l. --- -- -- -- --. ____ J.__,· ---- ·-· - - ..... .__ ..

I. IRA holdings follow:

2. EXXON CORPORATION A Dividend K T Sold

(part) 9122 J A

3. TIMKEN CO. A Dividend J T

4. FIRST MERIT B Dividend J T

s. ATT 6% Corporate Note A Interest J T

6. A 1T 6% Corporate N otc A Interest J T

7. NM Corporate Note S.9% A Interest J T

8. Exelon A Dividend J T

9. Southern Corp.

JO. Telecom C NW Zlnd

A

A

Dividend

Dividend

J

J

T

T

Buy

Sold

9122

8110

J

J A

11. Colgate-Palmolive A Dividend J T

12. American Electric Power A Dividend J T Buy 6122 J

13. Dominion RES INC NEW VA A Dividend J T Buy 6/22 J

14. Dow Chemical Co. Note A Interest J T Buy 6129 J

IS. Caterpillar Fin. note A Interest J T Redeemed 7/1 J

16. Bank of New York note A Interest J T

17. General Electric nolc A Interest J T

I. Income Gilio Codes: A MSl.000 or less B•Sl,OOl ·$2,500 c =$2,501- $5,000 D =$5,001 - SI 5.000 E •SI S,001 • $50,000

(Set: Columns Bl and 04) F •$50,001- SI00,000 G=$100,00l ·Sl.OOO,OOO HI =$1,000,001 -$5,000,000 H2 =More than $5.000,000 2. Value Coda I •$15,000 odes< K415,001-SSO.OOO L •150,00t • SI00.000 M •SI00,001-$250,000

(Seo ColumM Cl and DJ) N •$250,001. $500,000 0 =$500,001 - $1,000.000 Pl =Sl,000,001 -$5,000,000 P2 •S5,000,00l -$25,000,000

Pl ·S25,ooo.oo t • sso.000.000 P4 •MD<C lhan SS0,000,000 J. Value Mclhod Codes Q ·App111i..J R -cos1 (Real Esia1c Only) S•As:iess nt T•Cash Marke<

(Sec Colwnn Cl) U•Book Value V-Othcr W •Estimated

------T-- com�-:-i-: v =- ,- 3)- )··1· !

I - - - --

118. I

I

.. (5)

19.

23.

30.

34.

Date Gf Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 5of9 04/IS/2009DOWD, JR., DAVID D.

VII. INVESTMENTS and TRUSTS - income,""'"'· 1ra1Uactions (Jnc1iu1r those ofspo • and dependent children: see PP. 14-60 offilingin•1ruct1ons.J

0 NONE (No reportable income, assets, or transactions.) -- .... - . - . ,-

.. (: : :�:i ::::· . ·-.. -- - . . - - . -·· . .. - ----Tran= i: s uri ::: =: I reporting period · ofreparting period

(I)/Amountj Code I

I (A

-H) · --- (2)

Typc(e.g.,div., rent.

orinL)

(I)Value

Code2 (J-P)

(2)Value

Method Code)(Q-W)

Identity of (l) ___ (i)1 (

Type (e.g., buy, sell,

redemption)

: Value GainPlace "(X)" after each asset

exempt from prior disclosure

Date mm/dd/yy code 2 Code I buyer/seller

I -Pl (A

-H) J (ifprivate ___ J __J_ ___ (J . transaction)

.1 -. -Marathon Oil CoIJ>Oration note A Interest K T

Nextel Communications Co. note A Interest J T

· ·· _. . . ... .. _

20. The following securities are held in my name:

21. SBC COMMUNICATIONS, nka AT&T A Dividend J T

22. FIRST ENERGY CORP - FNA OHIO A Dividend J T EDISON

TIMKEN A Dividend J T

24. AGL RESOURCES A Dividend J T

25. FIRSTMER[T B Dividend K T

26. AMERICAN ELEC. POWER A Dividend J T

27. NATIONAL CITY CORP. A Dividend J T

28. AMEREN CORP .. A Dividend J T

29. PROGRESS ENERGY CORP. A Dividend J T

Sold 10/9 J A

(part)

Sold 8110 J A (part)

Ohio State Dev. Auth. Bond 5.84% due A Interest J T1211/15.

31. Southern Corporation B Dividend K T

32. General Electric A Dividend J T Sold 8/10 J A

33. Miami Univ. of Ohio Bonds A Interest J T

Princeton Ohio City School Bonds A Interest J T

··--·- - · -·r-------· ----t. lll<Ome Gain Codes:

· • $2,SOO C •$2,501-SS,000 D "'$5,001 •A •SI .000 or loss B =S 1,001

F•SS0,001 • SJ00.000 G •$100,001 - Sl ,000, 000 HI -Sl,000,001 • SS,000,000 H2 •More lhao $5,000,000

K =$15,001 -SS0,000 L =$ S0,001 • SI 00,000 o -ssoo.001- s1.ooo.ooo Pl •Sl.000,001 -$5,000,000

P4 •Moro than $50,000,000

R=Cost (Real Estate Only) S •Asse!lSment

E•$1l,OOI -SS0,000 $15,000

(See Columns ll I and D4)

2. Value Codes J •SI S,000 odm(See Columns CI and DJ) • M •$100,00l ·S2SO,OOO

N •$250,001 $500,000 P2 -ss,000,001 -PS,000,000

Pl =t2s.ooo,001 -sso.000.000

3. Value Method Codes 0 •Appraisal (Seo Column C2) U •Book V1tuo V=Othc:r W =Estim.ated

1

r-rncom �� ·1·-: at J

J

1:

T

Date of Report Name of Person Reporfini:FINANCIAL DISCLOSURE REPORT Page 6 of9 0411512009DOWD, JR., DAVID D.

VII. INVESTMENTS and TRUSTS -income, ,,..1.,., transuruuu <rnc1ut1es1haseafspo.ue 11nt1 r1epemten1 children; see pp. J4-6oa/filing insrructions.J

D NONE (No reportable income, assets, or transactions.) -· - - -A. - · D.

Description ofAssets .. end Transactions during reponing period (including trust assets) , I: reponing period

--ofreporting penod

: ·- <1> - --- -<ii --;- "cii : (3) (5)1--<·»___ 1_ <2>----r-· ---<,»- - (4)Place "(X)" af\er each asset ·Amount Type (e.g., i ; ValueValue Value i Type (e.g., Date Gain Identity of

exempt from prior discl-Osurc Code I div., rent, : buy, sell, ; rrun/dd/yy ; Code buyer/sellerCode 2 Method ' 2 Code I t (A-H) or int) ; (J-P) (J-P) (A-HJCode 3 redempoon) (ifpri,atc

! (Q-W) ! transaction) _ _ __ t I . ... . . --1.- _ . - _--·--·

35. _ IRA holdings follow:

36. PROGRESS ENERGY

37. EXXON-MOBIL

38. FIRST MERIT

39. TIMKEN CO.

40. GENERAL ELECTRIC

41. General Mills

42. Kellogg

43. Southern Company

44. Wal-Mart Store note

45. SI0,000 U.S. Treasury Note

46. Properties in the name ol

47. Two-bcdnn condo - Naples, Fl - not rented

48. 2 bcdrm home in Massillon, OH-nol rented

49. Non-Dividcnd/lnlercst bearing security in

50. SHADY HOLLOW COUNTRY CLUB

51. WILDERNESS COUNTRY CLUB

A

A

A

A

A

A

A

A

Dividend J

Dividend J

Dividend J

Dividend J

Dividend J

Dividend J

Dividend J

Dividend J

£ntercst J

Interest J

None M

None l

None J

None K

T

T

T Sold

(part) T

T

T

T

T Buy

T

T

T

T

T

II/I I J

II/I I J

A

I. Income Gain Codes: A =S 1.000 or less B41,00l ·S2.SOO C •$2,501 -SS,000 D=S5,001-SJ5,000 E=Sll,001 -$50,000 (See Columns BI and 04) F ·-sso.001 - s 100.000 _ G•SI00,001-$1,000,000 HI =SI ,000,001 • $5.000,000 H2 •Mon: than $5,000.000

2. Value Codes J •S 15.000 or loss K •SIS,001 -SS0,000 L =$50,001- Sl00,000 M •$100,001 - $250,000 (Sec Columns Cl and DJ) N =1250,001- Slll0,000 o ·ssoo.oo 1 - s 1,000.000 Pl =SI .000,001 - ss.000.000 r2 -ss.000,001 - szs.000.000

Pl •SZS,000,00 I - $50,000.000 P4 More than $50,000,000 I 3. Value Method Codes Q Appraisal R -Gast {Roal Esu!c Only) S•Asscssm:nl T-Cash Market

(Sec Col•nVl C2) U -=Book Value V-0.hcr W•Estimatcd

---i:

-�;�-

--------·- ----

Dal• nl RtportFINANCIAL DISCLOSURE REPORT Name or l'enon ReporUni:

04/1512009DOWD, JR., DAVID D. Page 7 of9

vu. INVESTMENTS and TRUSTS (ncom l'IJ!M ITtUUlldiDltS (lnd,,ks tltoseof spouse and d•pmdent children: see U-60 of filing lns1r11 tio11S.) - pp.

D NONE (No reportable income, assets, or transactions.) -------·-- -- ·--------- ---------- ---1-··--c:·- -- -,B D.A. Description of Assets ro<Svalue at end I Transactions during reponing period , Income during

(including trust assets) ! reporting period of reporting period 1 r (I) -w- 1----w-- 1-(2)/--(3·)- f""(4)- -,-(I) (I) (5)

Place "(X)" after each asset 1Amount Type (e.g., Value Value Type (e.g.. Date 1 Value Gain ' Identity of

exempt from prior disclosure Code div., rent, Code 2 Method buy, sell, mm/dd/yy C-Ode 2 ;: Code I buyer/sellerI

(if private l__ A- - '" - - -- : ::: _l_ ___ - j_ ( -P) : (A-H) -- - 1ransaction) -J .

52. Securities in the name

53. AMERICAN ELECTRIC POWER A Dividend J T

54. First Merit Corp. A Dividend J T

55. OH ST Water Development Authority Revenue

A Interest K T

56. Bonds paying 4.625% due I 211/27

57. Akron OH Income Tax Revenue Bond paying4.5%

A

A

Interest

lnteresl

J

K

T

T

58.

59.

due 1211128

Toledo OH City School Distric1 Bonds paying

60. 4.625% due 1211/32

61. AGL Resources A Dividend J T

62. Duke Energy A Dividend J T

63. Hamilton County Convenrion Center bonds A lntcresr K T

64. Spectra *(splir with Duke Energy) A Dividend J T

65. Citigroup A Dividend J T Sold 11111 J A

66. General Motors A Dividend J T Sold I 1111 J A

67. Timken A Dividend J T

--· -· ·-·-- -·-. I. Income Goin Code.s: A •S 1.000 or len B •$1,001 • Sl,SOO C =$2,501 -$5,000 0•$5,00t -$15,000 E •$I 5,001 • $50,000

(Sec Columns BI and 04) F -sso.001-s100.ooo G=SI00,001 -$1,000,000 H2 -More lhan $5,000,000Hl •Sl,000,001-SS,OOO.OOO 2. Value Codes K •$15,001 - $50,000 L n$SO,OO! -$100.000 M •$100,00t • $250,000 J =SIS,OOOor le"

(See Columns Cl and DJ) N •$250,00 - $500,000 O--SS00,001-$1,000,000 Pl -s1.ooo.001. $25,000,000 I ss.ooo,ooo P2 •$5,000,00 I -Pl ·s21.ooo.001 -sso,000.000 P4 •Moro ihan $50,000,000 Q •Appraisal 3. V•luc MclhoJ Code., R <o.1 (Real E$UIC Only) S •Assessment T-.CashMarl.et

(See Cohunn C2) U '='Book V11luc V"'°1hCf W•Esttmaled

Name of Penon Reporting Dale of ReportFINANCIAL DISCLOSURE REPORT

DOWD, JR., DAVID D. 0411512009Page 8 of9

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndic11l p11rto/Rqwrt)

Date of Report Name ef Person ReportingFINANCIAL DISCLOSURE REPORT

Page 9 of9 04/1512009DOWD, JR., DA YID D.

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of S U.S.C. app. §SOI et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCCTONS (5 U.S.C. app. § 104)

FILING INS TRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2 301 One Columbus Circle, N .E. Washington, D.C. 20544