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    DOCTRINE OF JUDICAL PRECEDENT IN INDIA

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    DOCTRINE OF JUDICAL PRECEDENT IN INDIA( with special reference to circumstance weakening binding force of precedent)

    1J S Rajawat

    INTRODUCTIONIt is Endeavour of any civilized society to be

    governed by rule of law and which necessarily requires Law.

    Precedents have been recognized as one of the source of law.

    Judges make law is now acknowledge concept. Important limb of

    Rule of Law is the even application of laws and by following

    precedents this object of Rule of Law is also achieved2 But the

    recent Judgment in Anil kumar v/s M K Aiyappa3 has

    weakened the credibility of judicial precedent by holding thatmagistrate can not direct for registration of FIR agains public

    servants without sanction in view of bar contained in section 197

    of I P C and section 19 of PC Act 1988 is against the judgment of

    state of Karanataka v/s P P Raju4in which this issue was decided

    but without considering the above judgment of co-equal bench

    give a irrational judgment which is totally against the age old

    concept of judicial ethics, discipline and judicial propriety and this

    judgment is sure to be reversed by supreme court in coming days.Such type of decisions lower down the dignity of judicial

    precedent . In order to understand the increasing weakening

    circumstance of judicial precedents in India it will be better to

    understand the meaning and concept of judicial precedent

    prevailing in the country.

    WHAT IS MEANT BY A PRECEDENT?

    In the language of a layman the termprecedent implies that what was done before should be done

    1Advocate & Spl. P P ,C B I Email [email protected] 1988 SC 132532014Cr. L J Page 142006 Cr.L.J 4045

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    again the same way. The method adopted in any problem solving

    exercise is to find out if a similar problem has been tackled before.

    If yes, then the next step is to find out the degrees of similarity that

    exists between the problems. If the similarities are found to be

    significant then next it needs to be analyzed whether the sameprinciple that was applied to the previously solved problem can be

    applied successfully to solve the problem at hand. This way the

    precedent works as an effective guide to solve new problems

    having similarity with the earlier one. This helps in achieving

    consistency and certainty in legal matters. And the corollary of this

    situation is that people making decisions are often afraid to do

    something new and striking in case it creates a precedent5 In

    view of that in The Government of India Act, 1935,Section 212provided for the binding nature of the decisions of the Federal

    Court and the Privy Council upon all Courts, and after

    independence doctrine of precedents received Constitutional

    recognition under Article141 of the Constitution of India while

    providing that the law declared by the Supreme Court shall be

    binding on all courts and tribunals within the territory of India.

    The law laid down by the Supreme Court is binding on all Courts

    and tribunals of the Country.

    WHAT IS THE BINDING ELEMENT OF A CASE

    Every judgment contains four major elements:

    statement of material (relevant) facts

    statement of legal principle(s) material to the decisionthe ratiodecidendi /stare decisis

    5. In the words of a renowned legal philosopher and Scottish politician, MacCormick:

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    discussion of legal principles raised in argument but not materialto the decisionobiter dicta

    the decision or verdict

    Ordinarily, a court will decide only the questions necessary for

    determining the particular case presented. But once a court

    acquires jurisdiction, all material questions are open for its

    decision; it may properly decided all questions so involved, even

    though it is not absolutely essential to the result that all should be

    decided. It may, for instance, determine the question of the

    constitutionality of a statute, although it is not absolutely necessaryto the disposition of the case, if the issue of constitutionality is

    involved in the suit and its settlement is of public importance. An

    expression in an opinion which is not necessary to support the

    decision reached by the court is dictum or obiter dictum is

    distinguished from the holding of the court in that the so- called;

    law of the case & does not extend to mere dicta, and mere dicta arenot binding under the doctrine of stare decisis,

    As applied to a particular opinion, the question of

    whether or not a certain part thereof is or is not a mere dictum is

    sometimes a matter of argument. And while the terms; dictum;

    obiter dictum; are generally used synonymously with regard to

    expressions in an opinion which are not necessary to support the

    decision, in connection with the doctrine of stare decisis, a

    distinction has been drawn between mere obiter and ;judicial dicta;

    the latter being an expression of opinion on a point deliberately

    passed upon by the court,

    In applying the doctrine of stare decisis, a distinction is

    made between a holding and a dictum. Generally stare decisis does

    not attach to such parts of an opinion of a court which are mere

    dicta. The reason for distinguishing a dictum from a holding has

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    been said to be that a question actually before the court and

    decided by it is investigated with care and considered in its full

    extent, whereas other principles, although considered in their

    relation to the case decided, are seldom completely investigated as

    to their possible bearing on other cases. 6

    It is not the entire judgment that is binding on the lower courts

    but only the ratio decidendi. The ratio decidendi of a case is the

    underlying principle or legal reason on which the result of the case

    depends. This ratio is different from the obiter dicta which is not

    held to be binding but may be regarded as having persuasive

    control. And what we are concerned with is not who won or lost

    but the legal principles that can be extracted from the case which isknown as the ratio decidendi. In the words of the Supreme Court:

    A decision is binding not because of its conclusion but in

    regard to its ratio and the principle laid down therein.

    It is well settled that obiter dictum is a mere observation or remark

    made by the court by way of aside while deciding the actual issue

    before it. The mere casual statement or observation which is not

    relevant, pertinent or essential to decide the issue in hand does not

    form the part of the judgment of the Court and have noauthoritative value. The expression of the personal view or opinion

    of the Judge is just a casual remark made whilst deviating from

    answering the actual issues pending before the Court. These casual

    remarks are considered or treated as beyond the ambit of the

    authoritative or operative part of the judgment.7

    In Arun kumar agarwals case, the supreme court has held that in

    in the facts and circumstances of the present case, we are of the

    opinion that the refusal of the learned Special Judge, vide its Order

    dated 26.4.2005, to accept the final closure report submitted by

    Lokayukta Police is the only ratio decidendi of the Order. The

    6American jurisprudence 2d,Vol.20, at page 4377Arun kumar Agarwal 2011 Cr L J 4935

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    other part of the Order which deals with the initiation of Challan

    proceedings cannot be treated as the direction issued by the learned

    Special Judge. The relevant portion of the Order of the learned

    Special Judge dealing with Challan Proceeding reads asTherefore

    matter may be taken up seeking necessary sanction to prosecute theaccused persons Raghav Chandra, Shri Ram Meshram and

    Shahjaad Khan to prosecute them under Section 13 (1-d), 13 (2)

    Anti Corruption Act and under Section 120-B I.P.C and for

    necessary further action, case be registered in the criminal case

    diary. The wordings of this Order clearly suggest that it is not in

    the nature of the command or authoritative instruction. This Order

    is also not specific or clear in order to direct or address any

    authority or body to perform any act or duty. Therefore, by nostretch of imagination, this Order can be considered or treated as

    the direction issued by the learned Special Judge. The wholistic

    reading of this Order leads to only one conclusion, that is, it is in

    the nature of `Obiter Dictum' or mere passing remark made by the

    learned Special Judge, which only amounts to expression of his

    personal view. Therefore, this portion of the Order dealing with

    Challan proceeding, is neither relevant, pertinent nor essential,

    while deciding the actual issues which were before the learned

    Special Judge and hence, cannot be treated as the part of the

    Judgment of the learned Special Judge.8

    The principle of stare decisis can be divided into two components

    or principles:

    The first is the rule that a decision made by a higher court is

    binding precedent which a lower court cannot overturn. The

    second is the principle that a court should not overturn its own

    precedents unless there is a strong reason to do so and should be

    guided by principles from lateral and lower courts. The second

    8 Arun kumar agarwal (Supra)

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    principle is an advisory one which courts can and doesoccasionally ignore.

    Basically, under the doctrine of stare decisis, the decision of a

    higher court within the same provincial jurisdiction acts as bindingauthority on a lower court within that same jurisdiction. The

    decision of a court of another jurisdiction only acts as persuasive

    authority. The degree of persuasiveness is dependent upon various

    factors, including, first, the nature of the other jurisdiction. Second,

    the degree of persuasiveness is dependent upon the level of court

    which decided the precedent case in the other jurisdiction. Other

    factors include the date of the precedent case, on the assumption

    that the more recent the case, the more reliable it will be asauthority for a given proposition, although this is not necessarily

    so. And on some occasions, the judges reputation may affect thedegree of persuasiveness of the authority.

    9

    What the doctrine of precedent declares is that cases must be

    decided the same way when their material facts are the same.

    Obviously it does not require that all the facts should be the same.

    We know that in the flux of life all the facts of a case will never

    recur, but the legally material facts may recur and it is with thesethat the doctrine is concerned.

    The ratio decidendi [reason of deciding] of a case can be defined as

    the material facts of the case plus the decision thereon. The same

    learned author who advanced this definition went on to suggest a

    helpful formula. Suppose that in a certain case facts A, B and C

    exist, and suppose that the court finds that facts B and C are

    material and fact A immaterial, and then reaches conclusion X

    (e.g. judgment for the plaintiff, or judgment for the defendant).

    Then the doctrine of precedent enables us to say that in any future

    case in which facts B and C exist, or in which facts A and B and C

    exist the conclusion must be X. If in a future case A, B, C, and D

    9Glanville Williams in Learning the Law (9th ed. 1973),

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    exist, and the fact D is held to be material, the first case will not bea direct authority, though it may be of value as an analogy.

    For stare decisis to be effective, each jurisdiction must have one

    highest court to declare what the law is in a precedent-setting case.In India, The Supreme Court of India is the supreme authority in

    legal matters as it is the highest judicial body and the cases decided

    by it form the precedent for all the other courts in India; it includes

    the High Courts, district courts and the other lower courts. The

    Supreme Courts serves as the precedential body, resolving

    conflicting interpretations of law. Whatever this court decidesbecomes judicial precedent.

    Thus, what is to be ascertained from reading of the whole

    judgment is as to what is the principle of law which has been laid

    down in the decision. It is necessary to ascertain the rationale of

    the judgment on the point of law. it has been observed that it has to

    be ascertained as to what principle has been laid down inthe

    judgment, in context with the question involved and stray

    sentences and words do not constitute a precedent10

    .

    As general rule a decision of Bench

    consisting of larger number ofJudges prevails over the decisionrendered by a Bench of lesser number of Judges. Even in a case

    where there may be a later decision but a decision rendered earlier

    on the point by a Bench consisting larger number of Judges have

    the binding effect.11

    So far decisions of High Courts are concerned,

    they have binding effect within the State and the decisions of the

    High Courts of other States have on persuasive force. The High

    Court while deciding a matter, if faced with decisions of its own

    High Court of co-equal number of Judges, taking irreconcilableview on the point. the proper course is to refer the matter to larger

    Bench as this alone Is considered to be appropriate. The difficult

    however, is often faced by the Courts when two decisions of the

    101992(4)SCC 36311AIR 1974 SC 1596

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    Benches of the higher court consisting of co- equal number of

    Judges are cited on one point and the two decisions cannot be

    reconciled. The view which is coming down since long has been

    that the later decision will have the binding effect as it would be

    taken that the earlier view stands impliedly over-ruled by the laterdecision.

    The view which is being now taken is that a decision which is

    better on point of law should be preferred. The rationale behind the

    later view is that fortuitous chance of point of time has no

    relevance and it should not be the deciding factor as to which case

    should be followed. That when the Court which is faced with two

    contrary views on one point decided by Benches of co-equal

    number of Judges, must find out, which of the two views, is betteror more accurate on point of law and that should be followed. But

    there seems to be adrift in the view that the later decision will have

    binding effect. The view which is being now taken is that a

    decision which is better on point of law should be preferred. The

    rationale behind the later view is that fortuitous chance of point of

    time has no relevance and it should not be the deciding factor as to

    which case should be followed. held that the Court which is faced

    with two contrary views on one point decided by Benches of co-

    equal number of Judges, must find out, which of the two views, is

    better or more accurate on point of law and that should be

    followed.

    An excerpt view from the Constitutional Law of India by Seervai

    in this regard as follows:

    "...But judgment of the Supreme Court, which cannot stand

    together, present a serious problem to the High Courts and

    subordinate Courts. It is submitted that in such circumstances the

    correct thing is to follow that judgment which appears to the Courtto state the law accurately or more accurately than the other

    conflicting judgment."12

    The position that emerges, in view of

    some later decisions of some of the High Courts, indicated above,

    12Constitutional law of India by Seervai

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    is that presently it is the task of the lower Court to find out which

    of the two conflicting decisions of the higher Court is more

    accurate on the point of law and to follow the same. Possibility of

    different views as to which of the two judgments is more accurate

    on point of law .13

    CIRCUMSTANCES WEAKENING THE BINDING FORCE

    OF PRECEDENTS.

    1. ABROGATED DECISIONS: A decision ceases to be binding if

    a statute or statutory rule is inconsistent with it is subsequently

    enacted or if it is reversed or overruled by a higher court.

    2. I GNORANCE OF STATUTE: A precedent is not binding if itwas rendered in ignorance of a statute or rule having the force of

    statute i.e. delegated legislation. Such decisions are per incuriam

    and not binding . The mere fact that the earlier court

    misconstrued a statute or ignored a rule of construction is no

    ground for impugning the authority of precedent. It is clear law

    that a precedent loses its binding force if the court that decided it

    overlooked an inconsistent decision of a higher court . Such

    decisions are also per incuriam. A court is not bound by its owndecision that is in conflict with one another. If the new decision is

    in conflict with the old, it is given per incuriam and is not binding

    on later courts. In this circumstances the rule is that where there

    are previous inconsistent decisions of its own , the court is free to

    follow either i.e. earlier or later.

    To come within the category of per incuriam it must be shown not

    only that the decision involved some manifest slip or error but also

    that to leave the decision standing would be likely, inter alia, toproduce serious inconvenience in the administration of justice or

    significant injustice to citizens.

    13Article by Justice Brijesh Kumar

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    Sibbia's case (supra). The decisions of this Court in Salauddin

    Abdulsamad Shaikh v. State of Maharashtra (1996) 1 SCC 667, K.

    L. Verma v. State and Another (1998) 9 SCC 348, Adri Dharan

    Das v. State of West Bengal (2005) 4 SCC 303 and Sunita Devi v.

    State of Bihar and Another (2005) 1 SCC 608 are in conflict withthe above decision of the Constitution Bench in Sibbia's case

    (supra). He submitted that all these orders which 19 are contrary

    to the clear legislative intention of law laid down in Sibbia's case

    (supra) are per incuriam. He also submitted that in case the

    conflict between the two views is irreconcilable, the court is bound

    to follow the judgment of the Constitution Bench over the

    subsequent decisions of Benches of lesser strength. 33. He placed

    reliance on N. Meera Rani v. Government of Tamil Nadu andAnother (1989) 4 SCC 418 wherein it was perceived that there was

    a clear conflict between the judgment of the Constitution Bench

    and subsequent decisions of Benches of lesser strength. The Court

    ruled that the dictum in the judgment of the Constitution Bench has

    to be preferred over the subsequent decisions

    He also placed reliance on Union of India and Others v. K. S.

    Subramanian (1976) 3 SCC 677 and State of U.P. v. Ram Chandra

    Trivedi (1976) 4 SCC 52 and submitted that in case of conflict, theHigh Court has to prefer the decision of a larger Bench to that of a

    smaller Bench. Mr. Jethmalani submitted that not only the

    decision in Sibbia's case (supra) must be followed on account of

    the larger strength of the Bench that delivered it but the subsequent

    decisions must be held to be perincuriamand hence not binding

    since they have not taken into account the ratio of the judgment of

    the Constitution Bench. He further submitted that as per the

    doctrine of `per incuriam', any judgment which has been passedin ignorance of or without considering a statutory provision or a

    binding precedent is not good law and the same ought to be

    ignored. perusal of the judgments in Salauddin Abdulsamad

    Shaikh v. State of Maharashtra, K. L. Verma v. State and Another,

    Adri Dharan Das v. State of West Bengal and Sunita Devi v. State

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    of Bihar and Anotherlaid down in para 42 by the Constitution

    Bench that the normal rule is not to limit operation of the order of

    anticipatory bail, was not taken into account by the courts passing

    the subsequent judgments. The observations made by the courts in

    the subsequent judgments have been made in ignorance of andwithout considering the law laid down in para 42 which was

    binding on them. In these circumstances, the observations made in

    the subsequent judgments to the effect that anticipatory bail should

    be for a limited period of time, must be construed to be per

    incuriamand the decision of the Constitution Bench preferred. He

    further submitted that the said issue came up for consideration

    before the Madras High Court reported in Palanikumar and

    Another v. State 2007 (4) CTC 1 wherein after discussing all thejudgments of this court on the issue, the court held that the

    subsequent judgments were in conflict with the decision of the

    Constitution Bench in Sibbia's case (supra) and in accordance with

    the law of precedents, the judgment of the Constitution Bench is

    biding on all courts and the ratio of that judgment has to be

    applicable14

    In State of Bihar v. Kalika Kuer @ Kalika Singh and others AIR

    2003 SC 2443 this Court held that when an earlier decision mayseems to be incorrect to a Bench of a coordinate jurisdiction

    considering the question later, on the ground that a possible aspect

    of the matter was not considered or not raised before the Court or

    more aspects should have been gone into by the Court deciding the

    matter earlier but it would not be a reason to say that the decision

    was rendered per incuriam and liable to be ignored. The earlier

    judgment may seem to be not correct yet it will have the binding

    effect on the latter bench of coordinate jurisdiction. The Court heldthat easy course of saying that earlier decision was rendered per

    incuriamis not permissible and the matter will have to be resolved

    only in two wayseither to follow the earlier decision or refer the

    14Sissharam S Mehetra v/s State 2010 SC

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    matter to a larger Bench to examine the issue, in case it is felt that

    earlier decision is not correct on merits. In this respect reference

    may also be made15

    3 SUB SILENTIO: Precedents sub silentio or not argued: A

    decision passes sub silentio when the particular point of law

    involved in decision is not perceived by the court or present to its

    mind. When a decision is on point A upon which judgement is

    pronounced but there was another point B on which also court

    ought to have pronounced before deciding he issue in favour of the

    party, but that was not argued or considered by the Court. In such

    circumstances although point B was logically involved in thefacts and although the case had a specific out come , the point B is

    said to pass sub silentio.[ Gerard v/s Worth of Pipers Ltd (1936) 2

    All. E R 905(A) ] . It is rightly said that an hundred precedent sub

    silentio are not material. Where a judgement is given without the

    losing parties having been represented , there is no assurance that

    all the relevant consideration have been brought to the notice of the

    court and consequently the decision ought not be regarded as

    absolute authority even if it does not fall within sub silentio rule. A

    precedent is not destroyed merely because it was badly argued ,inadequately considered and fallaciously reasoned. Total absence

    of argument vitiates the precedent. A decision is an authority only

    for what it actually decides and not for what may logically or

    remotely follows from it. Decision on a question which has not

    been argued cannot be treated as precedent.M/s. Goodyear India

    Ltd. v. State of Haryana and another, AIR 1990 SC 781: 1990(2)

    SCC 71: 1989 Supp. (1) SCR 510: 1989(2) Scale 982When

    observation of the court on a question about validity of a statutoryprovision which was neither raised nor argued would not be a

    binding precedent.Rajpur Ruda Meha and others v. State of

    Gujarat, AIR 1980 SC 1707: 1980(1) SCC 677.

    15GL Batra v/s Haryana 2013 SC

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    judgment it is for the Government to take a decision relating to the

    number of seats and not the Committee constituted by the State

    Government. The further submission of the learned Counsel for the

    petitioner is that only NCTE has got power to regulate the

    admission and not the Government or its Committee. According topetitioner's Counsel the judgment of Allahabad High Court in Writ

    Petition No. 36619 of 2004, Association of Professional Colleges

    and Ors. v. State of Uttar Pradesh and Anr. and other connected

    petitions decided on 21.12.2004 is per-incuriam to apex Court

    judgment and sub-silentioillegal.16

    5. DISTINGUISHING:A binding precedent is a decided case

    which a court must follow. But a previous case is only binding in alater case if the legal principles involved is the same and the facts

    are similar. Distinguishing a case on its facts, or on the point of

    law involved, is a device used by judges usually in order to avoid

    the consequences of an earlier inconvenient decision which is, in

    strict practice, binding on them.

    If a Court deems fit to follow a precedent of a superior court the

    proper course , in such a case, is to try to find out and follow the

    opinions expressed by larger benches of SuperiorCourt in themanner in which it had done this. The proper course for a Court , is

    to try to find out and follow the opinions expressed by larger

    benches of superior Court in preference to those expressed by

    smaller benches of the Court. If, however, the Court was of

    opinion that the views expressed by larger benches of this Court

    were not applicable to the facts of the instant case it should say so

    giving reasons supporting its point of view.17

    Apex Court is bound by its earlier

    decisions. It is only when the Supreme Court finds itself unable to

    162005(3) ESC 216217Union of India and another v. K.S. Subramanian, AIR 1976 SC 2433;

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    accept the earlier view, it shall be justified in deciding the matter in

    a different way.18

    6. OVERRULING: A higher court can overrule a decision made in

    an earlier case by a lower court eg. the Court of Appeal canoverrule an earlier High Court decision. Overruling can occur if

    the previous court did not correctly apply the law, or because the

    later court considers that the rule of law contained in the previous

    ratio decidendi is no longer desirable. The overruling is

    retrospectively except as regards matters that are res judicata or

    accounts that have been settled in the meantime.

    The Apex Court or any superior court cannot allow itself to be tied

    down by and become captive of a view which in the light of the

    subsequent experience has been found to be patently erroneous,

    manifestly unreasonable or to cause hardship or to result in plain

    iniquity or public inconvenience. The Court has to keep the

    balance between the need of certainty and continuity and the

    desirability of growth and development of law. It can neither by

    judicial pronouncements allow law to petrify into fossilized

    rigidity nor can it allow revolutionary iconoclasm to sweep away

    established principles. On the one hand the need is to ensure thatjudicial inventiveness shall not be desiccated or stunted, on the

    other it is essential to curb the temptation to lay down new and

    novel principles in substitution of well established principles in the

    ordinary run of cases and the readiness to canonize the new

    principles too quickly before their saintliness has been affirmed by

    the passage of time. It may perhaps be laid down as a broad

    proposition that a view which has been accepted for a long period

    of time should not be disturbed unless the Court can say positivelythat it was wrong or unreasonable or that it is productive of public

    hardship or inconvenience.19

    Decision of Full Bench of High Court

    18Income Tax Officer, Tuticorin v. T.S. Devinatha Nadar etc., AIR 1968 SC 623.

    19AIR 1974 SC 2009

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    passed after considering the local conditions and history should not

    be easily disturbed.20

    7. REVERSING:. Reversing is the overturning on appeal by a

    higher court, of the decision of the court below that hearing theappeal. The appeal court will then substitute its own decision.

    8. CONCESSION: Concession made by counsel on a question of

    law is not binding as precedent.21

    9.CONSENT: When a direction or order is made by consent of

    the parties, the Court does not adjudicate upon the rights of the

    parties nor lay down any principle.22

    10. NON SPEAKI NG ORDER: Non speaking order dismissing

    special leave petition would not constitute binding precedent as to

    the ratio of the High Court involved in the decision against which

    special leave petition to appeal was filed.23

    the law can be laid

    down that court must give reasons for reaching conclusion. the

    judgment of court below do not comply with the requirement of

    statutory provisions as laid down in Cr.P.C.the court ought not to

    have given defective and cryptic judgment. In fact it is nojudgment in eye of laws.24

    11.SPECIF IC EXCLUSION:A judgment stating therein itself that

    the ratio laid down there in shall not be binding precedent or shall

    not be followed or relied upon , can not be treated as binding

    precedent.25

    20AIR 1991 SC 1134

    21AIR 1987 SC 2381: State of Rajasthan v/s Mahaveer Oil Industries (1999) 4 SCC 357.

    22Municipal Corporation of Delhi v. Gurnam Kaur, AIR 1989 SC 38

    23Ajit Kumar Rath v/s State of Orissa (1999) 9 SCC 596.

    24Premkumar v/s State of Punjab 2013 Cr.L.J. 2973

    25Kendriya Vidyalaya Sangathan v/s Ram Ratan Yadav(2003) 3 SCC 437.

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    12 .ON FACTS: If a judgment is rendered merely having regard to

    the fact situations obtaiing therein , the same could not be

    declaration of law within meaning of Article 141.26

    There is

    nothing in the Constitution which prevent the Supreme Court from

    the reversing its previous decision27. An earlier decision cannot bedeparted unless there are extra-ordinary or special reasons for

    doing so.

    Non-consideration for foreign decisions. The decision of

    Constitution Bench which held the field a quarter of century

    without challenge. Reconsideration on account of non-

    consideration of an American decision, not cited before the bench,

    is not called for.

    28

    Thus , one of the tools of an Advocate to persuade a Court on the

    point canvassed before it, that is to cite a binding precedent, is not

    always without limitations and it has to be an endevour of every

    advocate to perform an exercise to find out the ratio decidendi of a

    judgement and its relevancy to the proposition put before the court

    in the context of the facts of the case, before the same is quoted.

    PRINCIPLES OF PROSPECTIVE OVERRULING

    Prospective overruling implies that an earlier decision of the same

    issue shall not be disturbed till the date of the later judgement. It is

    resorted to mould relief claimed to meet the justice of the case. It

    means that relief though the Petitioner may be entitled to in law

    because of interpretation of the law made by the Supreme Court,

    the same shall not be applicable to past transactions. Frequently

    such situations arise in service matters or tax matters where in the

    person already appointed for a long time based on interpretation ofa law by the Apex Court in its earlier judgment , but the same is

    overruled in the later judgement, and therefore the person already

    26UP State Brassware Corp. Ltd v/s Uday Narain Pandey AIR 2006 SC 58627AIR 1967 SC 997,41028AIR 1986 SC293, AIR 1971 SC 2313

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    in public employment need not be directed to vacate the post or the

    tax already imposed and collected is not directed to be refunded.

    In normal course, a law declared by

    supreme court is the law assumed to be from the date ofinception and prospective overruling is only an exception when the

    Supreme Court it self make the applicability of the ration of the

    judgment prospectively to do complete justice to the parties or to

    avoid chaos. It is therefore necessary that if a law is to be made

    applicable prospectively, the same is required to be so declared in

    the judgment when it is delivered29

    . If Supreme Court does not

    exercise such discretion to hold that the law declared by it would

    operate only prospectively, High Court can not of its own do so

    ADVANTAGES AND DISADVANTAGES OF THE

    DOCTRINE OF JUDICIAL PRECEDENTS

    There are both advantages and disadvantages in following the

    method of precedents in deciding cases.

    The most significant advantage is the element of consistency and

    certainty that is brought in with the application of precedents. Agood decision making process must be consistent. Similar cases

    must be decided similarly to avoid inconsistency. Consistency is

    perhaps the most important advantage claimed for the doctrine of

    judicial precedent. It may also allow persons generally to order

    their affairs and come to settlements with a certain amount of

    confidence. The interests of justice also demand impartiality from

    the judge. In this method the Judges have clear cases to follow.

    This is assured by the existence of a binding precedent, which he

    must follow unless it is distinguishable. If he tries to distinguish anindistinguishable case his attempt will be obvious. And hence this

    method ensures impartiality from the judge. Case law is practical

    in character. It is based on the experience of actual cases brought

    29M.A.Murthy v/s State of Karnataka (2003) 7 SCC 517.

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    before the courts rather than on logic or theory. Case laws are

    viable statute law and the rules and principles are derived from

    everyday life. This means that it should work effectively and be

    intelligible and is thus practical. It removes any element of

    ambiguity regarding the authority of the binding precedents andenables lower courts to follow the decisions of higher courts

    unanimously. The making of law in decided cases offers

    opportunities for growth and legal development, which could not

    be provided by Parliament. The courts can more quickly lay down

    new principles, or extend old principles, to meet novel

    circumstances. There has built up over the centuries a wealth of

    cases illustrative of a vast number of the principles of English law.

    Also the hierarchy of the courts ensures that lower courts followhigher courts and this leads to an orderly development of law. It is

    also a convenient timesaving method. If a problem has already

    been answered, it is natural to reach the same conclusion by

    applying the same principle. It also helps save unnecessary

    litigation. The existence of a precedent may prevent a judge

    making a mistake that he might have made if he had been left on

    his own without any guidance. The doctrine of precedent may

    serve the interests of justice. It would be unjust to reach a different

    decision in a similarly situated case.

    The most evident disadvantage of this method is the rigidity it

    confers on the development of law. The doctrine of stare decisis is

    a limiting factor in the development of judge-made law. Practical

    law is founded on experience but the scope for further experience

    is restricted if the first case is binding. The cases exemplify the law

    in great detail, therein lies another weakness of case law. It is in

    bulk and its complexity makes it increasingly difficult to find thelaw. There are so many cases that it is hard for judges to find

    relevant cases and the reasoning may not be clear. The

    convenience of following precedent should not be allowed to

    degenerate into a mere mechanical exercise performed without any

    thought. Judicial mistakes of the past are perpetuated unless bad

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    decisions happen to come before the court of appeal for

    reconsideration. A system that was truly flexible could not at the

    same time be certain because no one can predict when and how

    legal development will take place. However, the advantage of

    certainty is lost where there are too many cases or they are tooconfusing. The overruling of an earlier case may cause injustice to

    those who have ordered their affairs in reliance on it. Precedent

    may produce justice in the individual case but injustice in the

    generality of cases. It would be undesirable to treat a number of

    claimants unjustly simply because one binding case had laid down

    an unjust rule.

    CONCLUSION

    Lord Halsbury has said that there is more to the law than a

    mechanical process of logical deduction. It is obvious that the

    Judge has in every case to decide for himself which of the

    circumstances of the alleged precedent were relevant to the

    decision and whether the circumstances of his own case are in their

    essentials similar. Once he has decided which principle to apply, a

    bit of logic may enter into his application of principles. But there

    cannot always be a principle which imposes itself or an absolutelyinescapable logical deduction. Generally there is a choice. And this

    has been explained by Chandrachud, C.J. in Deena v. Union of

    India as Any case, even a locus classicus, is an authority for what

    it decides. It is permissible to extend the ratio of a decision to cases

    involving identical situations, factual and legal, but care must be

    taken to see that this is not done mechanically, that is, without a

    close examination of the rationale of the decision cited as a

    precedent.

    However, it must be conceded that stare decisis is only a part of

    this topic. There is much more. There are substantive rules for the

    interpretation of statutes, there are unique considerations when

    principles of the law of equity are involved and problems caused

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    by the evidentiary rules of onus of proof. Yet, while the multitude

    of these rules provides the lawyer with a large variety of other

    tools and techniques for legal reasoning and legal argument, it also

    has to be conceded that stare decisis continues to play the pivotal

    role. The great American judge, Oliver Wendell Holmes Jnr, hadsaid The life of the Law has not been logic; it has been

    experience. It can be concluded that for an organized and orderly

    development of law the method of using judicial precedents is

    inevitable.

    J S Rajawat, Advocate

    SPL. P P , C B I