dnp3 overview for aga gti security meeting in washington dc

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05/21/97 05/21/97 1 1 www.dnp.org DNP3 Protocol AGA/GTI SCADA Security Meeting August 19, 2002 / Washington, DC Presented By: Mr. Jim Coats, President Triangle MicroWorks, Inc. Raleigh, North Carolina www.TriangleMicroWorks.com

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Page 1: DNP3 Overview for AGA GTI Security Meeting in Washington DC

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DNP3 ProtocolAGA/GTI SCADA Security MeetingAugust 19, 2002 / Washington, DC

Presented By:

Mr. Jim Coats, President

Triangle MicroWorks, Inc.

Raleigh, North Carolina

www.TriangleMicroWorks.com

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Agenda

Purpose of a Communication Protocol

History of DNP3

Benefits of Industry Standard Protocols

Overview of Protocol Features

What’s Next for DNP3?

Demonstration of Test Harness

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Credentials

Vice President of DNP3 Users Group

Lead US member for IEC TC 57 WG 03

Past member of DNP3 Technical Committee

Eight years experience developing/supporting productsfor DNP3 through Triangle MicroWorks

Source Code Libraries

Test Harness

OPC Server and Protocol Gateway

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Purpose of a Communication Protocol

Replicate database from one device to another

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Objectives of a Communication Protocol

Minimize protocol overhead to avoid extra cost ofhigh bandwidth media

Ensure reliable data transfer (CRC or checksum)

Provide necessary features such as time stamps orfreeze operations

Provide data quality flags

Since September 11th, prevent unauthorized use ormonitoring of data

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Report by Exception (RBE)

Protocols like Modbus transmit all the dataeach time a device is polled

RBE only transmits changes, so fewer datapoints

Timestamps allow creation of Sequence ofEvents (SOE) log on Master Station

RBE can be polled or unsolicited

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Agenda

Purpose of a Communication Protocol

History of DNP3

Benefits of Industry Standard Protocols

Overview of Protocol Features

What’s Next for DNP3?

Demonstration of Test Harness

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History of DNP3

Distributed Network Protocol

Developed by GE (previously Harris, Westronics)

Based on early parts of IEC 870-5

Turned over to Users Group in 1993

DNP and IEC 870-5-101 have been specified in IEEE P1379

Recommended Practice for Data Communications Between Intelligent Electronic Devices and Remote Terminal Unit 

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Newton-Evans Research

1. DNP3 protocol is now the most popular protocol inuse by global electric utilities.

2. Also the DNP LAN implementation led the way forplanned use by both North American andinternational utilities.

Taken from “The World Market for Substation Automationand Integration Programs in Electric Utilities: 2000-

2004” August 2000

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DNP Today

Vendor Products >100 vendors, +250 DNP products and services

Utilities/Industrials used by >300 utilities and industrials worldwide

Countries used in over 32 countries

Total Industry $250 Million / year of DNP products and services

Industries

Electric, Oil & Gas, Water and Industrial

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RelayRelayRelay

Master Station

Substation RTURS-232

Serial

Phone Line

Relay

Engineer

Terminal

Modem

Modem

DNP3 Topology

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DNP3 Users Group

Basic membership cost is $200 per year

Members from: Vendors - System Integrators

Utilities - Software developers

Volunteers staff the following committees to manage the protocol:

Steering CommitteeSteering Committee

TechnicalCommittee

TechnicalCommittee ConformanceCommitteeConformanceCommittee Marketing

CommitteeMarketingCommittee Liaison

CommitteeLiaisonCommittee

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DNP3 Technical Committee

Technical Committee Chairman: Andrew West, Invensys (Foxboro Australia)

Secretary: Grant Gilchrist, GE Energy Systems

Meets via conference call once a month

Meets in person once per year

Daily interaction by Maillist

Protocol evolution tracked by yeari.e. DNP3 2002

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DNP3 Technical Committee

Technical Committee = Managed Evolution

Define new features, then update documentation andtest procedures

Clarify existing documentation when differentinterpretations exist

A Controlled Standard, avoids multiple Vendorspecific variations of the protocol

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Agenda

Purpose of a Communication Protocol

History of DNP3

Benefits of Industry Standard Protocols

Overview of Protocol Features

What’s Next for DNP3?

Demonstration of Test Harness

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Utility Benefits

Select products based on performance, not protocol

Reduced training costs to learn only one protocol.

Greater availability of support services

Able to participate directly in evolution of protocol viaparticipation in User Group

Evolving to continue to meet market needs

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Vendor Benefits

Avoid NRE charges to add/update newprotocols for each new project

Well documented, “proven” protocol

Participate in development of commonprotocol instead of company protocol

Large Utility Client Base

Greater availability of 3rd party supportservices and Test Tools

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Ensure Interoperability

DNP3 UG

Technical Committee DNP3 Conformance

Test Procedures

Independent Conformance

Testing Company

Certificate of 

Conformance

Products

Equipment

Vendor

Utility ** The Utility will specify in all RFQs that a Certificate of Conformance is required

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Interoperability Documents

The following documents are used tointerface DNP3 Devices:

DNP3 Device Profile Document

DNP3 Implementation Table

DNP3 Points List

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Agenda

Purpose of a Communication Protocol

History of DNP3

Benefits of Industry Standard Protocols

Overview of Protocol Features

What’s Next for DNP3?

Demonstration of Test Harness

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Core Specification Documents

DNP V3.0 Basic 4 Document Set DNP V3.0 Data Link Layer

DNP V3.0 Transport Functions

DNP V3.0 Application Layer Specification

DNP V3.0 Data Object Library

DNP V3.0 Subset Definitions Document (Level 1, 2,& 3)

Conformance Test Procedures

Technical Bulletins

All of these documents are available for download by

DNP User Group members from the DNP web site.

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OSI 7-Layer Model Compliance

DNP3 uses a simplified 3 layer version of the OSI 7Layer model called EPA (Enhanced PerformanceArchitecture)

7 - Application

6 - Presentation5 - Session4 -Transport

3 - Network2 - Link1 - Physical

DNP adds a Transport layer to permit messages largerthan a data link frame

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•Receive goes up the stack, transmit goes down the

stack.

•Size of data transmitted/received may fit into one data

link frame. So do not require multi-frame fragments ormulti-fragment messages.

•A single DNP application function is usually sent as a

single application layer message, which can consist of 

many data link frames.

www.dnp.org

Application message = unlimited size

Transport fragment = 2048 bytes (max)

Data Link frame = 292 bytes (max)

Physical byte = 8 bits

DNP Message Buildup

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“Balanced” Link Layer

Master SlaveRequest Message

Response Message

(User Data, Confirm Expected)

(Acknowledgment)

[P]

[P] = Primary Frame[S] = Secondary Frame

[S]

(User Data, Confirm Expected)

(Acknowledgment)

[P]

[S]

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“Balanced” Link Layer

At the link layer, all devices are equal

Collision avoidance by one of the following:

Full duplex point to point connection (RS232 or four wireRS485)

Designated master polls rest of slaves on network

Physical layer (CSMA/CD)

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Device Addressing

DNP3 Link contains both Source andDestination address

Both are always 16 bits

Application layer does not contain address

The provision of a source and destination address

simplifies message routing in certain network 

topologies.

A DNP link address is a device’s logical address. Asingle physical device is permitted to respond to

multiple addresses (contain multiple logical devices).

Each device will appear to the master as a completely

separate device.

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Application Layer Features:

Time Synchronization

Time-stamped events

Freeze/Clear Counters

Select before operate

Polled report by exception

Unsolicited Responses

Data groups/classes

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Application Layer

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Master/Slave Network - Slaves do not speak unless

spoken to

MAC = Media Access Control - CSMA/CD

Polled Static - Class 0 or specific data request message sent to each

device

Polled Report by Exception - Class 1, 2, 3 request message sent

to each device with occasional integrity (class 0) data poll.

Unsolicited Report by Exception - most communication is

unsolicited, but the Master occasionally sends integrity polls for class 0Data to verify its’ database.

Quiescent Operation - master never polls slave

Last two modes are useful when communication

medium is dial-up modem.

www.dnp.org

Means of Retrieving Data

Master/Slave Network

Polled Static

Polled Report byException

Point to Point (or MAC)

Unsolicited Reportby Exception

Quiescent Operation

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DNP3 LAN-WAN Features

Puts entire DNP3 Stack on top of TCP/IP

Became part of Standard in Nov 1998

Makes use of widely available andinexpensive third-party products

Specification also allows for use of UDP(connectionless) service

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Agenda

Purpose of a Communication Protocol

History of DNP3

Benefits of Industry Standard Protocols

Overview of Protocol Features

What’s Next for DNP3?

Demonstration of Test Harness

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What’s Next for DNP3?

Major revision to DNP3 Basic 4 Document set

Address Security Issues

DNP3 Master Conformance Test Procedures

Double-Bit Status

Output Event Objects

Self Description XML file approach

Define new protocol functionality

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Security in DNP3

Threat until recently was noise on the wire

CRC bytes were actually called “Security” bytes inmany protocol analyzers

Most security provided by Physical isolation ofnetwork and lack of common knowledge aboutsystems

Since moving toward more network solutions,security has now become a priority

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DNP3 User Group Plan for Security

Form a Working Group within the DNP3 TechnicalCommittee

Will hire consultant to write Technical Bulletins

Discussion so far has been on 2 solutions:

Encryption/decryption device placed at each end of the wire

Security Enhancements directly in the protocol

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Self Description Using XML

XML is an excellent standard that is naturally suited for these typesof applications

Primary benefit is “Plug & Play”, for faster and more accuratedevice install or replacement

One data file contains information normally found in the DNP3interoperability documents: Device Profile Document

Implementation Table

Points List, including scaling and units information

DNP3 Solution will build on existing models developed by IEC TC57 Working Group 14 and/or UCA2

Online or offline transfer of XML file to DNP3 Master

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Offline Option

DNP3 IED

DNP3 Master DNP3 Slave

DNP3Communicatons

DNP3 XML

Device

Profile

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Benefits of using XML Files Offline

Can be applied to existing devices placed in operationyears ago

Does not interfere with real time communications

Good for small devices that may not support DNP3 filetransfer

Requires no changes to DNP3 Embedded code

All XML files can be stored in centralized networklocation

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Online Option

IED ConfigSoftware

DNP3 Master

DNP3 SlaveDNP3

Communicatons

DNP3 XMLDevice Profile

DNP3 File Transfer

during first startupsequence

DNP3 XMLDevice Profile

Transfer to deviceduring configuration

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Benefits of using XML Files Online

XML file is contained in device, always know whereto find it

Requires no changes to DNP3 Embedded code ifalready supports File Transfer

Nominal affect on real time communications

IED only transferring a file, does not need to knowdetails of file or XML

Can evolve without affecting Embedded code

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Agenda

Purpose of a Communication Protocol

History of DNP3

Benefits of Industry Standard Protocols

Overview of Protocol Features

What’s Next for DNP3?

Demonstration of Test Harness

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Test Harness Demonstration

Manual Commands

Periodic Commands

Toggle binary input to create unsolicitedresponse

TCL/TK Script for conformance testing

 A full 21-day evaluation of the Test Harness may be downloaded

from www.TriangleMicroWorks.com/downloads.htm .

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Summary

DNP3 is:

Well established in the Electrical Utiltiy Industry

Has an active users group that is eager toenhance the protocol to meet new requirements

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DNP3 Users Group Web site

All protocol documentation and meetingminutes posted on web site

List of equipment supporting the protocol

Join DNP3 maillist

Next General meeting - February 2003 inLas Vegas

www.DNP.org

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More Information on DNP3

IEEE P1379 - www.ieee.org

SCADA Mailing List -

www.iinet.net.au/~ianw

Contact me, Jim Coats at:

 [email protected]

www.TriangleMicroWorks.com

(919) 870-6615