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Discussion of the Approach for Developing the Florida DPR Regulatory Guidance
Jeff Mosher
• Florida Potable Reuse Regulatory Guidance
• Purpose and approach
• “Guidance Document”
• Sources of information
• Research studies
• National scientific committees
• State-sponsored guidance
Two Items
Purpose of Guidance
Doucment:
Primary focus: Direct Potable Reuse
Provide recommendations regarding the
development of DPR regulations in
Florida
Scope of Work:
Based on input from stakeholders,
develop a document that provides
specific recommendations on the range
of topics needed for implementing DPR
in Florida
Overarching Goals
• Develop science-based recommendations
• Protect public health
• Provide a regulatory path for DPR projects in Florida
Why now?
Florida Potable Reuse Commission
DPR is a viable option
Strong experience with
indirect potable reuse
One Water concept
We need the water
New Information Available
• Research and technology have moved forward
• Experience in other states
• State, Federal, National, and International
efforts
Potable Reuse Commission will rely on
stakeholder involvement and expertise in
developing an approach for potable reuse
Approach
to develop the guidance doucment
Identify
initial
topics
Collect input
at stakeholder
workshops
Develop a public
review draft
Guidance
Doucment
Finalize
Guidance
report for
PRC
Approach
• PCR reached out to Water Research Foundation
• Non-profit research organization – credible and scientific
• WRF experienced in technical/scientific reviews
• 3 one-day interactive workshops
• Provide opportunities for stakeholder to present questions or concerns.
• Approach:
• Workshop #1: WRF would provide a recommended list of topics and options
• Workshop #2: WRF would provide a summary of recommendations based on stakeholder input and current state-of-science.
• Workshop #3: Review and comment on Draft Report of recommendations.
Scope and Outcomes
• Potable Reuse Commission (PRC) “Framework” Outcomes
• Develop recommendations for legislation, rule development, and incentives for potable reuse
• WRF Scope
• Working with PRC and stakeholders, develop a list of “recommendations on DPR regulations”
• Technical, managerial, and operational topics
• Outcome
• Written report documenting recommendations.
• PCR would use “recommendations” to inform the implementation of potable reuse in Florida – which could include formal DPR regulations by the state
Apr May June/July Aug/Sept Oct/Nov Dec
Guidance Activities
Workshop
#1 (April 6)
Workshop
#2 (mid-
summer)
Finalize
report
Develop draft
report
Input on
topics and
identify
questions
Develop draft
recommendations
Workshop
#3 (Fall)
Project Team Julie Minton, Project
Manager
• Director of Strategic Initiatives, WRF.
• Program Director for WRF Water Reuse Issue Area.
• Project Manager on $24M DPR Research Initiative (2012-2016).
• Former Director of Research for WateReuse Foundation.
• In the past 9 years, Project Manager on over 15 water reuse projects.
Jeff Mosher, Facilitator
• Former Director of Research for WRF.
• Former Executive Director of National Water Research Institute.
• Former Director of Research for WateReuse Foundation.
• In the past 14 years, managed expert panels for over 12 potable reuse projects in CA, AZ, TX, NV, WA, NM, and VA.
• Worked on IPR and DPR regulatory development in CA, AZ, NM, CO, and NV.
Gina Vartanian, Writer and Editor• Communications Manager
for NWRI
• Co-author of “Guidance Framework for DPR in Arizona” (2018)
• Co-Principal Investigator of “Potable Reuse Research Compilation: Synthesis of Findings” WRRF-15-01 (2016)
• In the past 15 years, supported expert panels for over 12 potable reuse projects in CA, AZ, TX, NV, WA, NM, and VA.
Guidance
Document
Proposed
Organization
Chap. 1: Introduction
overview
Water reuse in FL
Nonpotable reuse
Planned potable reuse
Potable reuse
• IPR
• DPR
Terminology
studies
NRC Report 1998
NRC Report 2012
Risks from microbial
and chemical
constituents
Etc.
organization
Chapter summaries
Recommended
resources
Chap. 2: Public Health Considerations
overview
Public health
considerations
Drinking water
regulations
pathogens
Pathogen reduction
criteria:
• TX approach
• CA IPR approach
chemicals
Targets:
• MCLs
• Trace organics
• TOC
• 1,4-dioxane and
NDMA
• DBPs
Chapter 3:
Potable Reuse Recommendations
Organized by Topic
sources of information
17
DPR – Key Questions• Treatment requirements
Need for criteria for pathogen and chemical control
• On-line monitoring
Performance monitoring
• Treatment technologies
Defining reliability
• Source control
Managing the collection system
• Operations and operators
• Response time (respond to off-spec water)
• Public acceptance
Framework for DPR
• Published by WateReuse (2015)
• Sponsors:
WateReuse, AWWA, and WEF
• Developed by an NWRI Expert
Panel
• Available at:
www.nwri-usa.org/directpotable.htm
Texas projects• DPR projects
• Direct Potable Reuse
Resource Document (2015)
• Groundwater replenishment (final
in 2014)
• Surface water augmentation (final
in 2018)
• Expert Panel Report on Feasibility
of Developing DPR Criteria for
California (2016)
California regulations
1998 National Research Council
Report (National Academy of Sciences)
• Topics:
• Chemical and microbial contaminants
• Methods of assessing health risks
• Health effect studies
• Reliability and quality assurance
“The committee views the planned use of
reclaimed water to augment potable water
supplies as a solution of last resort…”
National Research Council –
1998
2012 National Academy of
Sciences Report
• Treatment, Monitoring, and Operations:
• A range of treatment options exits
• Treatment reliability and robustness
• Monitoring and operational plans
• Assessment of Risks:
• Methods to assess risks exist
• An occurrence of a contaminant does
not necessarily post a significant risk
• Compare risk of potable reuse with
current supplies ( “risk exemplar”)
California Recycled Water Panel on
CECs (January 31, 2018 DRAFT Report)
• Update to 2010 report
• Use of risk-based screening
framework
• Revised list of CECs for monitoring
• Recommends two bioassays for
screening purposes
• Discusses the use Non-Targeted
Analysis
World Health Organization Potable Reuse
Guidance (2017)
U.S. EPA Potable Reuse
Compendium (2018)
Guidance Framework for DPR in
Arizona (2018)
• Developed for WateReuse AZ
• Provided recommendations on
DPR in AZ
• Informed a State effort to
develop DPR regulations
• Based on stakeholder
involvement
Guidance Doucment –Topics for Discussion
1. General Topics
2. Technical Topics
3. Management Topics
4. Other Topics
X. Key
• What? What is the topic.
• Why? Why are we interested in this topic for DPR.
• Specific recommendations:
• List of specific recommendations for guidance document.
Regulation Permit Guidance
1. General Topics
Review topics and concepts that support the development of potable reuse regulations.
That is, review of concepts that are useful to understand the implemetion of potable reuse.
1.1 DPR background information
1.2 Build on current regulations in Florida
1.3 Terminology
1.4 Public outreach
1.5 Environmental buffer
1.6 Blending
1.7 Multiple Barriers
1. General Topics
The Water Cycle Gives Us Access to Water
1.1 DPR Background Information
Source: AWWA Potable Reuse 101
De Facto or Unplanned Water Reuse
De Facto Water Reuse in the US
Assessment of De Facto Wastewater Reuse across the U.S.: Trends between 1980 and 2008
Jacelyn Rice, Amber Wutich, and Paul Westerhoff (Environ. Sci. Technol., 2013, 47 (19), pp 11099–11105)
The downstream use of surface water as a source of drinking
water that is subject to upstream wastewater discharges.
Direct
potable
reuse
Wastewater Treatment
Advanced Water Treatment
Urban Water Use
Water Treatment
Environmental Buffer
Key components of DPR
Technical
Regulatory Outreach
Technical, Operational, and Management
Barriers
Types of Barriers
• Technical barriers (which also can be viewed as “physical” barriers)
• Barriers that can be credited with treatment performance
• Operational barriers
• Include operations and monitoring plans, failure and response plans, and operator training and certification
Types of Barriers
• Management barriers
• Policy and maintenance plans key to the proper functioning and oversight of technical and operational barriers in DPR projects
• Can be applied from the source of supply through treatment
• Provide guidance for staff to make critical decisions
• e.g., when to shut down the process if water quality data are questionable or treatment performance is compromised
Important considerations for DPR
1. Consistent with current
regulations in Florida 5. DPR lacks an environmental barrier
2. Terms and definitions6. Multiple barrier approach (drinking water concept) to
control pathogens and chemicals
3. Regulations or
permitting or guidance 7. Technical, operational, and managerial barriers
4. Regulatory flexibility
(alternatives provision)8. Protective of public health
1.2 Build on current regulations in Florida
• Florida IPR regulations – 62-610 Part V (F.A.C.)
• Two levels of treatment (62-610.563)
• Principal Treatment and Disinfection
• Full Treatment and Disinfection
• Discharge to Class I Surface Water (62-610.554)
• Discharge to Other Surface Waters (62-610.555)
• Groundwater Recharge by Injection (62-610.560)
• Salinity Barrier Systems (62.510.562)
• Definitions – 62-610.200
(27) “Indirect potable reuse” means, for purposes of this chapter, the
planned discharge of reclaimed water to surface waters to augment the
supply of water available for drinking water and other uses. Indirect
potable reuse is contrasted with “direct potable reuse” which involves
the discharge of reclaimed water directly into a drinking water treatment
facility or into a drinking water distribution system.
• Engineering Report – 62-610.310
(1) In accordance with the requirements and provisions of Chapters 62-
600 and 62-620, F.A.C., an engineering report shall be submitted in
support of permit applications for new or expanded reuse or land
application projects. The engineering report will serve as the preliminary
design report for reuse and land application projects.
Full Treatment and
Disinfection (62-610.563)
• Meet Primary Drinking Water
Standards (MCLs)
• Multiple barriers for
• Organic compounds
• Pathogens
• Secondary Drinking Water
Standards
• TOC = 3 mg/L
• TOX = 0.2 mg/L
Full Treatment and Disinfection (62-610.563)
• Multiple barriers for “Organic compounds” and Pathogens
• “The treatment processes shall include processes which serve as
multiple barriers for control of organic compounds and pathogens.”
• Secondary Drinking Water Standards
• Is TDS of 500 mg/L an issue?
• TOC = 3 mg/L
• Is this needed?
• TOX = 0.2 mg/L
• Needed?
• “Additional reductions of pollutants which otherwise would be discharged in
quantities which would reasonably be anticipated to pose risk to public health
because of acute or chronic toxicity shall be required.” (62-610.560c3)
Other 62-610 Part V requirements
• Pilot testing (62-610.564)
• “Pilot testing is required for all projects that are required to
provide full treatment and disinfection”
• Require?
• Reliability and staffing (62-610.567)
• Monitoring (62-610.412)
• Operating protocols (62-610.310, 62-610.568, and 62-610.613)
• General Technical Guidance, Related Rules, and Forms (62-610.300)
1.3 Terminology
• Certain terms must be defined in regulations
• Many terms that may be best addressed in policy, guidance,
and/or permitting, which allows for flexibility
• Terms used for outreach and communication purposes
• Purified water
• Trend towards using just “potable reuse” for both IPR and DPR
• California legislation specifies terms for DPR:
• “Raw water augmentation”
• “Treated drinking water augmentation”
1.4 Public Outreach
Is “public
attitude” the
biggest
challenge to
potable reuse?
Psychology of Water Reuse
Human Reactions to Water Reuse (WateReuse Foundation 2004)
− Workshop with psychologists
▪ “Law of Contagion” – Once in contact always in contact
▪ Not fully subject to logic and science
− Address through “framing”
▪ Process to categorize and ignore parts of reality
▪ Frame things out of awareness
▪ Not think about where something has been (restaurant forks and plates)
StronglyFavor
SomewhatFavor
SomewhatOppose
StonglyOppose
Unsure0%
5%
10%
15%
20%
25%
30%
35%
40%
45%
10%
16%
19%
45%
10%
35%33%
12% 11%9%
36% 37%
12%11%
4%
2004
2011
2012
Use Advanced Treated Recycled Water as an Addition to Drinking Water Supply
48
Public Tours of Facilities Help Educate the Consumer
Public Outreach: Key Activities
Outreach Activity Purpose
Provide a rationale for the need for DPR
Raise public confidence of the benefits and value of the DPR project to the community.
Identify public perception challenges to the DPR project
Use to assist in the development of strategies to alleviate these concerns and improve public perception.
Develop a DPR Communication PlanProvide strategies to communicate about the DPR project to the public, elected officials, and others, with the goal of building public confidence in and support of the DPR project.
Develop and disseminate communications materials on the DPR project
Provide objective, accurate, and timely information to raise awareness of the DPR project and address public concerns.
Connect with outreach staff at other AWTFs
Gain practical information and lessons learned from the real-world experiences of other potable reuse public outreach efforts.
Prepare a participation program for source control
Engage industrial and commercial dischargers, as well as the public, on means to eliminate or control the discharge of constituents into wastewater that can impact the production of ATW.
1.4. Outreach• What? Outreach programs are strategic, transparent, and thorough.
• Why? Public confidence and support is critical to the implementation of
potable reuse projects.
• Specific recommendations:
• Not the role of regulators.
• Start early. Continue throughout project. Terminology is important.
• Use proven techniques. Develop consistent messages.
• Use of a communications plan. Prepare for tough questions.
• Build relationships.
Regulation Permit Guidance
1.5 DPR and Environmental Buffer
Wastewater
treatment
Advanced
water
treatment
Surface
water
treatment
Drinking
water
distribution
system
The Gap
No environmental
buffer
Maintain functionally of environmental buffer:
• Additional treatment
• Additional monitoring requirements
• Additional “engineered” storage
1.6 Blending
• Really talking about “dilution”
• Require dilution of the advanced treated water?
• Or limit the amount of advanced treatment water?
• Big Spring, TX – limits advanced treated water to no
more than 50% of water to the water treatment plant
• Alternative:
• Require a back up source of water if DPR facility is down or
there is off-spec water
1.7 Multiple Barriers
• Drinking water concept
• Multiple treatment barriers for pathogens and chemicals
• Increases resiliency of treatment
• 62-610.563 FAC:
• “The treatment processes shall include processes which serve as
multiple barriers for control of organic compounds and
pathogens.”
• Define in regulations? With approach in guidance?
2. Technical Topics
Review topics including water quality, treatment, and enginieering concepts that relate to the safety and production of potable reuse.
2.1 Applications (Types of DPR)
2.2 Public health protection (pathogen and chemical control)
2.3 Source control
2.4 Wastewater treatment
2.5 Advanced water treatment
2.6 Treatment performance
2.7 Monitoring and instrumentation
2.8 Residuals management (including concentrate)
2.9 Facility operation (O&M)
2.10 Blending
2.11 Drinking water treatment
2. Technical Topics
2.1. Potable Reuse Applications
Groundwater Replenishment
Spreading
Injection
Surface Water Augmentation
Reservoirs, lakes, and water conveyance structures.
Direct Potable Reuse
With a surface water treatment plant
Direct into a drinking water distribution system
Direct potable reuse (first type)
producing advanced treated water
Wastewater
treatment
Advanced
water
treatment
Surface
water
treatment
Drinking
water
distribution
system
Direct potable reuse (second type)
producing finished drinking water
Wastewater
treatment
DPR facility:
Advanced water treatment
that meets SDWA
requirements for Surface
Water Treatment Plant
Drinking
water
distribution
system
2.1 Potable reuse applications
Direct Potable Reuse
• With a surface water treatment plant (produces advanced treated
water)
• Without a surface water treatment plant (produces finished
drinking water)
Regulation Permit Guidance
2.2. Source Control Program Program to reduce chemicals in the wastewater
collection system that impact treatment and/or final water quality
Source control programs are essential for DPR
Build on Federal Pretreatment programs
Working with dischargers and residents (voluntary)
Realistic expectations are needed
Not possible to eliminate all hazardous chemicals
Additional Benefit: Component of public outreach 61
Source Control Program
Modify the pretreatment program so it is suitable for DPR
Identify constituents in wastewater that may be very hazardous, difficult to remove, or are precursors to disinfection byproduct formation
Inventory the sources and concentrations of selected constituents
Include commercial and industrial entities
Develop a program to inform consumers of best practices for home waste disposal
2.2 Source control• What? Control of the discharge of constituents (chemicals) into a
wastewater collection system that:
1. Can impact wastewater treatment.
2. Are difficult to treat.
3. May impair the water quality entering an advanced treatment facility.
• Why? Beneficial, efficient, and cost effective strategy for managing
chemicals by keeping them out of the wastewater system.
• Specific recommendations:
• Understand the sewershed and sources of chemicals.
• Minimize discharge of harmful or difficult to treat chemicals.
• Improve wastewater water quality. Provide public with confidence.
Regulation Permit Guidance
2.3 Potable Reuse Water Quality and Human Health Risks
Microbial risk (mostly acute)̶ Virus̶ Protozoa̶ Pathogenic Bacteria
Chemical risk (mostly chronic)̶ Natural and synthetic compounds̶ Regulated and Unregulated
Microbial and chemical risks exist with both conventional drinking water and potable reuse sources but differ in degree of source vulnerability
NDMA
2.3 Public health protectionWhat? Demonstrate public health protection through appropriate pathogen
and chemical control based on treatment technologies, treatment
performance, and monitoring.
Why? Potable reuse involves a highly impaired source – wastewater.
Regulators require that a certain level of risk protection is achieved and the
public will need confidence.
Specific recommendations:
• Pathogen control (viruses, protozoa, and bacteria)
• Chemical control (regulated and unregulated)
• Treatment technologies and monitoring (indicators and surrogates)
Regulation Permit Guidance
Microbial control
• What? For DPR, public health protection requires that pathogens in
wastewater be removed or inactivated.
• Why? Pathogens in recycled water include bacteria, viruses, and
protozoan parasites. Pathogenic microorganisms present significant
acute risks to the consumer and are the most important design and
operating concern for DPR systems.
• Specific recommendations:
• An appropriate goal is 1 in 10,000 annual risk of infection.
• A log removal target approach (including a log removal credit system) is
needed since it is not possible to measure directly.
Regulation Permit Guidance
Log Removal• Log reduction relates to the percentage of pathogens physically removed or
inactivated by a treatment process
• Under SDWA, treatment for surface water requires a 3-log removal for Giardia
and 4-log removal for viruses.
• 1-log reduction = 90% removal and/or inactivation
• 2-log reduction = 99%
• 3-log reduction = 99.9%
• 4-log reduction = 99.99%
• 5-log reduction = 99.999%
• 10-log reduction = 99.99999999%
• 12-log reduction = 99.9999999999%
Log Removal Targets• Comply with the following minimum log removals (including SWTR credits
for the drinking water plant) starting from the raw wastewater
(California):
• 12-log reduction of enteric virus,
• 10-log reduction of Giardia cysts, and
• 10-log reduction of Cryptosporidium oocysts
• Log removals can be adjusted based on an approved pathogen removal
study of the wastewater treatment plant that assigns conservative log
reduction credits (Texas)
• Apply credits to wastewater facility, advanced water treatment facility,
and drinking water facility based on regulatory review.
Regulation Permit Guidance
Log Removal Credits• CA has assigned maximum credits at unit processes at IPR projects.
• Specific unit processes with LRVs are (V/C/G):
• Wastewater (2/1/1)
• Microfiltration/ultrafiltration (0/4/4)
• Reserve osmosis (1.5/1.5/1.5)
• Advanced oxidation process (6/6/6)
• Chlorination (6/3/0)
• Process monitoring is needed for verification.
Regulation Permit Guidance
DPR Log10-Reduction Values
(WRRF 11-02)
Example Pathogen Log Reduction Credits (Tchobanoglous et al., 2015)
Process MonitoringLog Reduction Credits
NotesV G C
Secondary treatment
Study needed 0 - 1.9 0 - 0.8 0 - 1.2 “0” is the default.
MF or UF Daily PDT 0 4.0 4.0Pressure decay test (PDT) should be done daily to verify proper performance.
RO Online EC 1.5 1.5 1.5Electrical conductivity (EC) should be monitored in RO influent and effluent. Log reduction in system control must be based upon measured values.
UV-AOPIntensity sensors
6 6 6UV sensors should be calibrated per U.S. EPA (2006).
ESB with free chlorine, CL2,
Online Cl2 6 3 0System control is based on maintaining a minimum free residual of 0.4 mg/L.
Total 13.5 14.5 11.5
Filen
am
e.p
pt/
72
Altamonte Springs FL – DPR Pilot
Filen
am
e.p
pt/
73
Pilot
Sample Point
1 2
3 4 5 6
3
Ozone
(Xylem)Biofiltration
(Xylem)
GAC Filtration
(Calgon)UV AOP
(Trojan)
Secondary
Filtered
Effluent
Ultrafiltration
(Toray/BiWater)
Pathogen Log Reduction Credits for a Ozone-BAF Based
Treatment Train for Direct Potable Reuse
Unit Process Virus Giardia Crypto
Ozone 5-log - -
BAF + + +
Ultrafiltration (UF) + 4-log 4-log
Granular Activated Carbon (GAC)
- - -
UV AOP 6-log 6-log 6-log
Engineered Storage with Chlorine
4-log 3-log -
Total 15-log 13-log 10-log
“+” indicates some removal expected
“-“ indicates no removal anticipated
Antibiotic:
Treats/prevents
infections
CECs, PPCPs, PFCs are Removed Through the Pilot
O₃+BAF
CECs, PPCPs, PFCs are Removed Through the Pilot
Chemical ControlRegulation Permit Guidance
• What? Chemicals in wastewater must be removed to appropriate levels.
• Why? Chemicals in recycled water include both regulated and
unregulated chemicals. Chemicals are typically chronic (nitrate is a
notable exception). Trace organics (e.g., CECs) are often discussed.
• Specific recommendations:
• Meet all MCLs and any additional state requirements (regulated chemicals)
• Meet relevant health criteria established for unregulated chemicals.
• Monitor for surrogates and indicators of treatment (performance monitoring)
and water quality (verification monitoring).
• Possibly use TOC as a measure for unknown chemicals.
Total Organic Carbon Concentration In
Product Water Meets Florida IPR Regulations
Chemical ControlA tiered approach for chemical criteria based on the type of monitoring:
• Tier 1: Regulated chemical constituents, including DBPs
• MCLs, other state requirements
• Tier 2: Unregulated chemical constituents with public health interest
• Including CECs based on public health
• Tier 3: Unregulated chemical constituents that provide information
on the effectiveness of treatment
• Including CECs
• Detected frequently and at sufficient concentrations to make them
useful measures of the removal of health-significant organic
chemicals
Regulation Permit Guidance
Chemical Control - Salinity• What? TDS and individual constituents.
• Why? Salinity is not a public health issue, but salinity must be managed
to maintain acceptable aesthetics and for recycled water quality.
Individual constituents (chloride, bromide, etc) are also important.
• Specific recommendations:
• Salinity is often a regional issue.
• Include salinity as a consideration in planning and design.
• Understand the long-term changes in salinity.
• Removing salinity requires advanced treatments such as RO.
Regulation Permit Guidance
• Differences between different secondary treatment
processes.
• Issues related to the use of conventional wastewater
treatment in potable reuse applications.
• Benefits of using a higher quality efflue1.1 DPR
background information
2.4 Wastewater Treatment
5 Steps in the Wastewater Treatment Process
Wastewater treatment• What? Provide a consistent, high-quality effluent.
• Why? As a source water for DPR, WWTPs should produce an effluent
optimized for further processing by Advanced Water Treatment Plant.
• Specific recommendations:
• Source control
• Minimum treatment requirement
• Assignment of log removal credits
• There are benefits with using a higher quality effluent in a potable reuse
treatment train. As a result, enhancements should be considered.
Regulation Permit Guidance
Wastewater optimizationPossible measures to improve performance and enhance reliability:
• Enhanced screening process and, possibly, fine screening.
• Influent flow and load equalization.
• Elimination (or equalization) of untreated return flows.
• Operational mode for biological treatment process to improve reliability and
produce an effluent of consistent quality.
• Improved disinfection while preventing DBP formation.
• Post-treatment filtration (remove suspended solids).
• Improved online and offline process monitoring.
Regulation Permit Guidance
2.5 Advanced water treatment (AWT)• What? Involves unit processes (a range exists) for treating wastewater effluent to
produce a drinking water source of supply.
• Why? Must meet regulatory review (pathogens and chemicals) and public
scrutiny.
• Specific recommendations:
• Define the objectives (pathogen log removals and chemical control).
• Do not list specific treatment trains (avoid the notion of prescribed trains).
• Instead, provide lists of advanced treatments and the capabilities.
• Use of pilot testing and/or demonstration studies.
• Final water quality will vary based on the treatments employed.
• Track research and field experience. Understand reliability (performance of
treatment).
Regulation Permit Guidance
Example DPR treatment trains
From the draft Expert Panel Report on the Feasibility of Developing DPR Criteria for Calif. (2016)
RO + UV Achieves Removal of CECs
0
1
10
100
1,000
10,000
100,000
ng/L
RWPF Influent
RO Feed
AOP Feed
Product Water
Removal of Chemicals through DPR Processes (RO)
Reuse-14-12 Enhanced Pathogen and Pollutant Monitoring at Big Spring, TX (Eva Steinle-Darling, Carollo)
88
Disadvantages of O3-BAC
Disinfection byproducts
No TDS reduction
Higher product water TOC
Advantages of O3-BAC
Excellent CEC removal
Eliminates RO concentrate
Reduces capital and O&M costs
Alternative Approaches for Potable Reuse
MF O3 BAC UV
MF RO UV/H2O2
Alternative
based on
O3-BAC
Full
Advanced
Treatment
Source: Trussell Technologies
Differences
in Effluent
Quality
Between
Advanced
Water
Treatment
Processes
2.6 Treatment performance• What? Process control and monitoring
• Why? Document system performance and monitor chemical and pathogen
reduction or measure specific criteria.
• Specific recommendations:
• Automated system control
• Start-up performance
• Performance monitoring (long-term monitoring; surrogate and indicator monitoring)
• Frequency, locations, regulatory vs. process, online vs. periodic
• Use of Critical Control Points
Regulation Permit Guidance
2.7 Long-term monitoring
• What? Performance monitoring.
• Why? Demonstrate continuous production of high-quality water
protection of public health.
• Specific recommendations:
• Online where possible.
• Rapid surrogate measures.
• Assure log-removal targets are met.
• Develop periodic sampling requirements.
• Use of alarms, shutdowns, and flow diversions.
Regulation Permit Guidance
Performance Monitoring: Example Online and Calibration Sampling (Tchobanoglous et al., 2015)
Process Test Type and Frequency of Sampling
Secondary effluentTurbidity and microbial indicators
Turbidity: online (continuous) and grab (weekly); microbial: grab (weekly)
Ammonia, TSS, and BOD Grab (weekly)
MF or UFPDT Offline testing (daily)
Turbidity Online (continuous) and grab (weekly)
RO Influent and effluent EC and TOC Online (continuous) and grab (weekly)
UV-AOP
UV sensorsOnline (continuous) and verification (weekly)
Influent UVT Online (continuous) and grab (weekly)
Influent and effluent chloramine Online (continuous) and grab (weekly)
ESB with free chlorination
Effluent free chlorine residual Online (continuous) and grab (weekly)
Treatment Reliability – Critical Control Points
CCPs are points in the
treatment process that are
specifically designed to
reduce, prevent, or
eliminate a human
health hazard and for
which controls exist to
ensure the proper
performance of that
process.
Engineered Storage Drinking Water Plant or Distribution
H2O2 UV Chlorine
Stabilization
NDMA Control
Wastewater Treatment Plant
Strainer
Acid/AntiscalantChloramine
MicrofiltrationReverse Osmosis
Microorganisms
Microorganisms &
Chemicals of ConcernMicroorganisms
Microorganisms &
Chemicals of Concern
Lead/copper leaching in
distribution system
Critical Control Points in Reverse Osmosis (Reuse-13-03)
Example: Control Control Points
From the draft Expert Panel Report on the Feasibility of Developing DPR Criteria for Calif. (2016)
Critical Control Points• What? Point in the treatment train (i.e., a unit treatment process) that
is designed to reduce, prevent, or eliminate a human health risk and for
which controls exist to ensure the proper performance of that process.
• Why? Systematic approach to inform the effective operation of AWTF
through performance-based monitoring (augment end-of-pipe
monitoring)
• Specific recommendations:
• Steps:
• Identify hazards
• Identify CCPs
• Identify monitoring procedures
• Identify corrective actions and procedures
Regulation Permit Guidance
Human Cell Line Bioassays
• Estrogen like chemicals
• Glucocorticoid/ progesterone like chemicals
• Androgen like chemicals
• Dioxin like chemicals
• Genotoxicity
• Cytotoxicity
• Used for years in pharmaceutical field
• Measures “bioactivity” of a chemical class
• Ability to measure for “unknown” chemicals
• Ability to measure “mixtures”
• Use as a screening tool and for benchmarking
Bioassays Indicate Bioactivity of Hormones/Chemicals is
Eliminated Through the Pilot Processes
Estrogen like chemicals
• Issue for inland communities
• If RO is used in the treatment train, the management of
RO concentrate is a major consideration.
• A number of RO concentrate disposal options are
available, though cost is a factor
2.8 RO Concentrate
2.9 Facility Operation
• What? Operation and maintenance (O&M) for DPR system to operate
consistently and reliably.
• Why? Appropriate O&M is needed to ensure that all public health
objectives are met.
• Specific recommendations:
• Commissioning and initial start up
• Shutdown plan
• O&M Plan (critical item)
• Operator Training and Certification
• Reporting
Regulation Permit Guidance
Components of an O&M Plan for a DPR System (Tchobanoglous et al., 2015)
Staffing (i.e., for daily operations and emergencies)
Operator training and certification
Checklists for operations procedures (daily, weekly, and monthly)
Routine maintenanceof equipment
Critical spare parts and failure training
Control system (e.g., SCADA, shutdown procedures, and alarms)
Process monitoring and control
Regulatory compliance
Frequency of monitoring
Distribution System
Response time to treatment failures or non-compliant water quality
2.10 Potential Water Quality Impacts of Blending Purified Water
Disinfection stability and DBPs
Temperature
Aesthetics
Corrosively
101
• Drinking water treatment counts towards DPR
treatment requirements (e.g., pathogen credits)
• Must meet all SDWA requirements for SWTP
2.11 Drinking Water Treatment Plant
3. Management Topics
Review technical topics including water quality, treatment, and enginieering concepts that relate to potable reuse.
3.1 Utility collaboration
3.2 Technical, Managerial, and Financial (TMF) Capacity
(Small Systems)
3.3 Permitting
3.4 Operator training and certification
3.5 Alternatives Provision
3. Management Topics
3.1 Utility Collaboration Address inter-jurisdictional issues:
Collaboration is needed.
How different agencies will work together.
Interagency cooperation and responsiveness plan
Should be developed between the entities operating the WWTP, AWTF, and DWTF to ensure pretreatment and source control are conducted effectively
Memorandum of Understandings
MOUs or inter-governmental agreements are needed to define the roles and responsibilities of multiple utilities and/or jurisdictions.
These agreements can describe the methods that the utilities and/or agencies would use to work together and implement the DPR project.
105
3.2 TMF Capacity
• What? Technical, Managerial, and Financial Capacity – ability of a water
utility to provide safe and dependable water (required by SDWA)
• Why? Regulators can assess a utilities potential or existing weaknesses
to provide safe and reliable advanced treated water.
• Specific recommendations:
• Build on existing capacity develop program for PWSs
• Expand current TMP program to address DPR
• Ability to review small systems (less than 10,000?)
Regulation Permit Guidance
• Best Practice: Have frequent meetings with regulators
• Best Practice: Work in collaboration with regulators
• Are changes needs to clarify roles and responsibilities
for the regulators for:
• Permitting of potable water reuse projects,
• Improving the management of potable water facility
monitoring data
• Reporting of potable water operations to the public
•
3.3 Permitting
• Need for trained operators of advanced treatments
• Create certification level for operators of advanced
treatments?
• Number and certification of operators
3.4 Operator Training and Certification
Operator Training and Certification
Risk Management
Risk Management
Processes
Operational Risk
Assessment
Water Quality Risk
Assessment
CCPs
Critical Control
Point Selection
Critical Control
Point Management
Communication
Operating Interfaces
Preventative and
Corrective Actions
Operator Skills and
Training
Operational
Monitoring
Validation and
Auditing
Asset Management
and Maintenance
Managing Incidents
and Emergencies
Operating
Procedures
Roles and
Responsibilities
Operations Management
Certification Programs: Most existing
certifications are generalist and may not
be representative of what is needed to
perform a specific task related to potable
reuse
• Potable reuse certification may be an
supplement to existing frameworks
• CA/NV AWWA developing a program
Operator Training: Materials currently
being developed (Reuse-15-05)
Potable Reuse Operations Management Plan (Reuse-13-13)
• Include “alternatives provision” in regulations
• Purpose: Allow a utility to propose an alternative
approach to any DPR requirements in the regulations
3.5 Alternavites Provision
4. Other Topics
Review topics on emerging concepts that may need to be addressed during the framework development.
• Antibiotic resistant bacteria and genes
• Integrating real-time sensors and rapid monitoring of
contaminants
• Failure response times
• Reliability, robustness, resiliency, and redundancy
• Use of expert panels for projects or state efforts
• Research
4. Other Topics
• Rapid monitoring of contaminants
provides more time to respond to
treatment upsets
• Real-time sensors generate large
amounts of data and are only
effective if data can be understood
and acted upon in a timely manner
(Reuse-14-01)
Potable Reuse Monitoring
Integration
from sample pretreatment
and concentration to
sensing system
Cost-effectiveness
Activation,
Regenerations, &
Calibration
of sensing probes
High-throughput
by distribution of miniaturized
sensors
Practical Application
What is the Ideal Sensor? (Reuse-11-01)
Resilience: The ability of a
treatment train to successfully
adapt to failure
• Treatment processes are
interdependent from the
collection system to advanced
treatment and the tap (Reuse-
14-13)
Reliability: The ability to
provide water that consistently
meets or exceeds the public
health protection
Resilience and Reliability of DPR Treatment
Reverse Osmosis fault tree highlighting primary qualitative and quantitative process failures (Reuse-14-
16)
NEXT
CONCEPT
Apr May June/July Aug/Sept Oct/Nov Dec
Guidance Activities
Workshop
#1 (April 6)
Workshop
#2 (mid-
summer)
Finalize
report
Develop draft
report
Input on
topics and
identify
questions
Develop draft
recommendations
Workshop
#3 (Fall)
Thank You!