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Department of Civil and Environmental Engineering Stanford University Report No. 173 March 2010 Design and Behavior of Steel Shear Plates with Openings as Energy-Dissipating Fuses By X. Ma, E. Borchers, A. Pena, H. Krawinkler, S. Billington and G.G. Deierlein

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Page 1: Design and Behavior of Steel Shear Plates with …hq943jb9995/TR 173_Ma.pdfDesign and Behavior of Steel Shear Plates with Openings as Energy-Dissipating Fuses By X. Ma, ... Figure

Department of Civil and Environmental Engineering

Stanford University

Report No. 173 March 2010

Design and Behavior of Steel Shear Plateswith Openings as Energy-Dissipating Fuses

By

X. Ma, E. Borchers, A. Pena, H. Krawinkler,

S. Billington and G.G. Deierlein

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The John A. Blume Earthquake Engineering Center was established to promote research and education in earthquake engineering. Through its activities our understanding of earthquakes and their effects on mankind’s facilities and structures is improving. The Center conducts research, provides instruction, publishes reports and articles, conducts seminar and conferences, and provides financial support for students. The Center is named for Dr. John A. Blume, a well-known consulting engineer and Stanford alumnus.

Address:

The John A. Blume Earthquake Engineering Center Department of Civil and Environmental Engineering Stanford University Stanford CA 94305-4020

(650) 723-4150 (650) 725-9755 (fax) [email protected] http://blume.stanford.edu

©2010 The John A. Blume Earthquake Engineering Center

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ABSTRACT

Eleven steel shear plates with openings were tested to investigate their behavior under

cyclic loading. Two types of steel shear plates were studied, the slit fuse with narrow

slits that divide the plate into rectangular links, and the butterfly fuse with diamond-

shape openings that create butterfly-shape links in the plate. All tested fuses

demonstrated fairly ductile behavior with full load – deformation hysteretic response

at least up to 5% shear deformation, followed by pinched behavior, and eventually

low-cycle fatigue induced fracture at a shear deformation of more than 20%, or 30%

for the more ductile butterfly fuses. Fuses with partial or full buckling restraining

device were also tested, which showed delayed buckling and earlier fracture compared

to specimens without buckling restraining.

Design equations to determine the nominal strength and stiffness of the fuses are

derived and examined by test results. A number of dimensionless parameters

including the ratio of tangent stiffness to initial stiffness, residual bending strength to

nominal strength, deformation at peak strength and ultimate deformation at fracture

are established to develop the backbone curve for estimating fuse strength. Three-

dimensional numerical models of two butterfly fuse specimens were created and were

able to simulate buckling and load – deformation response under cyclic loading with

fairly good accuracy. More research topics are recommended for future studies.

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ACKNOWLEDGEMENTS

This report is based on research supported by the National Science Foundation under

Grant No. CMMI-0530756. In-kind funding and materials were provided by Gregory

P. Luth & Associates, Inc. of Santa Clara, CA. Additional financial support was

provided by the John A. Blume Research Fellowship and the Stanford Graduate

Fellowship. Financial support from these institutions is greatly appreciated.

The advice and guidance provided by Professor Jerome Hajjar and graduate student

Matthew Eatherton (the University of Illinois at Urbana-Champaign), Professor Sarah

Billington (Stanford University), Gregory Luth and John Oliva (Gregory P. Luth &

Associates, Inc. of Santa Clara, CA) are gratefully acknowledged. Also acknowledged

is graduate student Nathan Canney (Stanford University) for proof reading part of the

manuscript.

The information and conclusions presented in this report are those of the authors and

do not necessarily reflect the views of the National Science Foundation or other

contributors.

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TABLE OF CONTENTS

Abstract ........................................................................................................................... 3

Acknowledgements ........................................................................................................ 4

List of Tables .................................................................................................................. 8

List of Illustrations ......................................................................................................... 9

Nomenclature ............................................................................................................... 13

1 Introduction .......................................................................................................... 15

1.1 Application of Fuses in the Controlled Rocking System ............................... 15

1.1.1 Shear Deformation Demand ............................................................... 16

1.1.2 Tension Due to Kinematic Constraint ................................................ 17

1.2 Review of Selected Previous Research .......................................................... 18

1.3 Objectives and Organization of Report .......................................................... 19

2 Fuse Design Equations ......................................................................................... 27

2.1 Slit Fuse .......................................................................................................... 27

2.2 Butterfly Fuse ................................................................................................. 29

2.2.1 Determination of Fuse Link Shape ..................................................... 29

2.2.2 Strength and Stiffness Equations ........................................................ 31

2.3 Buckling-Restrained Fuses ............................................................................. 33

3 Quasi-Static Cyclic Test ....................................................................................... 37

3.1 Test Setup ....................................................................................................... 37

3.1.1 Test Matrix ......................................................................................... 37

3.1.2 Loading Setup ..................................................................................... 38

3.1.3 Instrumentation ................................................................................... 39

3.1.4 Loading History .................................................................................. 40

3.1.5 Material Testing .................................................................................. 41

3.2 Test Result of Slit Fuse S12-36 ...................................................................... 42

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3.2.1 Examination of the Test Setup ........................................................... 42

3.2.2 Conventions ........................................................................................ 43

3.2.3 Load – Deformation Relationship ...................................................... 44

3.2.4 Outer and Inner Links ......................................................................... 45

3.2.5 Bending and Tension Mode Behavior ................................................ 45

3.2.6 Strut Pin Fracture ................................................................................ 48

3.3 Test Result of the Rest of the Slit Fuse Specimens ........................................ 48

3.3.1 S10-40 ................................................................................................. 48

3.3.2 S10-56 ................................................................................................. 50

3.3.3 S10-36W ............................................................................................. 51

3.3.4 S10-56BR ........................................................................................... 52

3.4 Test Result of Butterfly Fuse B10-36 ............................................................. 53

3.4.1 Load-Deformation Relationship ......................................................... 53

3.4.2 Pinned Column Mechanism in Tension Mode ................................... 54

3.4.3 Comparison with S12-36 .................................................................... 55

3.5 Test Result of the Rest of Butterfly Fuse Specimens ..................................... 56

3.5.1 B09-56 ................................................................................................ 56

3.5.2 B06-37 ................................................................................................ 56

3.5.3 B02-14 ................................................................................................ 57

3.5.4 B10-36W ............................................................................................ 58

3.5.5 B07-18W ............................................................................................ 59

3.6 Summary of Test Result ................................................................................. 60

3.6.1 Strength and Stiffness Equations ........................................................ 60

3.6.2 Characterization of Fuse Behavior ..................................................... 61

3.7 Numerical Modeling ....................................................................................... 63

3.7.1 Description of the Model .................................................................... 63

3.7.2 Analytical Case Studies ...................................................................... 64

4 Conclusions ......................................................................................................... 103

4.1 Performance of Slit and Butterfly Fuses without Buckling Restraining ...... 103

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4.2 Performance of Fuses with Partial or Full Buckling Restraining ................. 105

4.3 Design of Slit and Butterfly Fuses ................................................................ 105

4.4 Numerical Modeling ..................................................................................... 106

4.5 Future Research Needs ................................................................................. 107

References ................................................................................................................. 109

Appendix: Figures of ECC/SCHPFRCC Panel Tests ........................................... 111

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LIST OF TABLES

Table 3.1 Test Matrix .............................................................................................. 66

Table 3.2 List of Channels for Data Recording ...................................................... 66

Table 3.3 Loading Protocol ..................................................................................... 67

Table 3.4 Tension Coupon Cross-Section Geometry.............................................. 67

Table 3.5 Material Test Result (plates A ~ E) ........................................................ 68

Table 3.6 Material Test Result Provided by CEL Consulting (plates F and G) ..... 68

Table 3.7 Summary of Fuse Test Results ............................................................... 68

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LIST OF FIGURES

Figure 1.1 Shear plate fuses in the controlled rocking system: (a) single frame; (b)

dual-frame ............................................................................................... 22

Figure 1.2 Deformation demand in the fuses: (a) single frame; (b) dual-frame ...... 22

Figure 1.3 Tensile deformation and uplifting ........................................................... 23

Figure 1.4 A generic shear plate with slits ............................................................... 23

Figure 1.5 Test of steel slit dampers: (a) fractured specimen; (b) hysteresis response

(Chan and Albermani, 2008) ................................................................... 23

Figure 1.6 Test of steel shear wall with slits: (a) test specimen; (b) hysteresis

response (Hitaka and Matsui, 2003) ....................................................... 24

Figure 1.7 Test of honeycomb dampers: (a) test specimen; (b) hysteresis response

(Kobori et al., 1992) ................................................................................ 24

Figure 1.8 Test of ADAS elements: (a) specimen section perpendicular to loading

direction; (b) specimen section parallel to loading direction; (c)

hysteresis response (Aiken et al., 1993).................................................. 25

Figure 2.1 Fuse geometry: (a) slit fuse; (b) butterfly fuse; (c) slit fuse restrained from

buckling; (d) butterfly fuse with partial buckling restraining ................... 34

Figure 2.2 Decomposition of fuse link displacement ................................................. 34

Figure 2.3 Loading condition and internal force distribution of a butterfly fuse link 35

Figure 3.1 Fuse test setup: (a) schematic; (b) photo ................................................. 69

Figure 3.2 More test setup details: (a) out-of-plane bracing; (b) actuator and

reaction column ....................................................................................... 70

Figure 3.3 Instrumentation scheme .......................................................................... 70

Figure 3.4 Instrumentation photos: (a) linear variable displacement transducers

(LVDT’s); (b) temposonic transducers; (c) strain gauges; (d) strain gauge

connection box ........................................................................................ 71

Figure 3.5 Data acquisition and control arrangement .............................................. 72

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Figure 3.6 Steel tension coupons: (a) rectangular subsize (for plates A, B and C); (b)

rectangular sheet (for plate D); (c) round standard (for plate E) ............ 73

Figure 3.7 Steel tension coupon test setup ............................................................... 73

Figure 3.8 Stress-strain relationships of all tested coupons*: (a) plate A; (b) plate B;

(c) plate C; (d) plate D; (e) plate E ......................................................... 74

Figure 3.9 Comparison of target, actuator and fuse displacement: (a) 1 ~ 23 s; (b)

20 ~ 52 s; (c) elastic deformation in the test rig ..................................... 75

Figure 3.10 Load - deformation relationship for specimen S12-36 ........................... 75

Figure 3.11 Photos of specimen S12-36 ..................................................................... 76

Figure 3.12 Photos of specimen S12-36 details: (a) yielding around slit end; (b) side

view of buckling; (c) crack initiation ..................................................... 77

Figure 3.13 Free body diagram of loading beam and the fuse: (a) bending mode

(small deformation); (b) tension mode (large deformation) ................... 77

Figure 3.14 Measured strut axial forces ..................................................................... 78

Figure 3.15 Fractured pin left in the strut pin hole in test of S10-40 ......................... 78

Figure 3.16 Load - deformation relationship.............................................................. 78

Figure 3.17 Photos of specimen S10-40 ..................................................................... 79

Figure 3.18 Load - deformation relationship.............................................................. 80

Figure 3.19 Fractured link ends of specimen S10-56 ................................................. 80

Figure 3.20 Photos of specimen S10-56: (a) beginning of test; (b) yielding evident

(γ=2.1%); (c) buckling initiation (γ=4%); (d) buckling evident and crack

initiation (γ=6.1%); (e) crack evident (γ=14.3%); (f) fracture – end of

test (γ=16.1%) ......................................................................................... 81

Figure 3.21 Load-deformation relationship: (a) S10-36W; (b) comparison with S10-

40............................................................................................................. 82

Figure 3.22 Photos of specimen S10-36W details: (a) buckling initiation; (b)

buckling evident; (c) end of test.............................................................. 82

Figure 3.23 Photos of specimen S10-36W ................................................................. 83

Figure 3.24 Load-deformation relationship: (a) S10-56BR; (b) comparison with S10-

56............................................................................................................. 84

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Figure 3.25 Photos of specimen S10-36W: (a) beginning of test; (b) buckling and

crack initiation (γ=5.9%); (c) crack evident (γ=7.5%); (d) fracture – end

of test (γ=12.1%); (e) cracks at slit ends ................................................. 85

Figure 3.26 Load-deformation relationship................................................................ 86

Figure 3.27 Photos of specimen B10-36: (a) beginning of test; (b) yielding evident

(γ=1.5%); (c) buckling initiation (γ=2.4%); (d) buckling evident

(γ=10.3%); (e) buckling at zero displacement (γ= 0%); (f) fracture – end

of test (γ=16.3%) ..................................................................................... 87

Figure 3.28 Photos of specimen B10-36 details: (a) flaking around quarter-height; (b)

buckling – top view; (c) buckling – side view; (d) crack initiation; (e)

fracture; (f) fractured surface .................................................................. 88

Figure 3.29 Pinned column mechanism of a fuse link ............................................... 89

Figure 3.30 Load-deformation relationship................................................................ 89

Figure 3.31 Photos of specimen B09-56 details: (a) beginning of test; (b) yielding

evident (γ=2.7%); (c) buckling evident (γ=6.7%); (d) buckling at positive

peak (γ=24.7%); (e) buckling at zero displacement; (f) fracture – end of

test (γ=26.7%) ......................................................................................... 90

Figure 3.32 Gouging of specimen B09-56 ................................................................. 91

Figure 3.33 Load-deformation relationship................................................................ 91

Figure 3.34 Photos of specimen B06-37 details: (a) beginning of test; (b) buckling

initiation (γ=10.5%); (c) buckling evident (γ=14.4%); (d) crack initiation

(γ=18.5%); (e) buckling at zero displacement (γ=0%); (f) fracture – end

of test (γ=22.5%) ..................................................................................... 92

Figure 3.35 Load-deformation relationship of specimen B02-14 .............................. 93

Figure 3.36 Photos of specimen B02-14 - I: (a) beginning of test; (b) γ=1.1%; (c)

γ=2.6%; (d) γ=3.6% ................................................................................ 93

Figure 3.37 Photos of specimen B02-14 - II: (a) γ=8.4%; (b) γ=14.4%; (c) out-of-

plane deflection (γ=22.0%); (d) crack initiation (γ=24.0%); (e) crack

evident (γ=26.0%); (f) fracture- end of test (γ=26.0%) .......................... 94

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Figure 3.38 Photos of specimen B02-14 details: (a) buckling; (b) crack at quart-

height; (c) fractured surface .................................................................... 95

Figure 3.39 Load-deformation relationship: (a) B10-36W; (b) comparison with B10-

36............................................................................................................. 95

Figure 3.40 Photos of specimen B10-36W: (a) beginning of test; (b) buckling

initiation (γ=2.4%); (c) buckling evident (γ=20.2%); (d) end of test – no

fracture (γ=20.2%); (e) side view of buckling; (f) gouging .................... 96

Figure 3.41 Load-deformation relationship of specimen B07-18W .......................... 97

Figure 3.42 Photos of specimen B10-36W: (a) beginning of test; (b) buckling

initiation (γ=6.0%); (c) buckling evident (γ=11.9%); (d) buckling at zero

displacement (γ=0%); (e) welding failure – end of test (γ=18.0%); (f)

crack initiation ........................................................................................ 98

Figure 3.43 Characterization of fuse behavior ........................................................... 99

Figure 3.44 Regression of fuse parameters: (a) tangent stiffness; (b) residual bending

strength; (c) shear deformation at peak strength; (d) ultimate shear

deformation at fracture ............................................................................ 99

Figure 3.45 Abaqus model of a butterfly fuse .......................................................... 100

Figure 3.46 Simulated buckling of butterfly fuse B06-37: (a) γ 0; (b) γ 23% ......... 100

Figure 3.47 Comparison of test and analysis load – deformation relationship ........ 101

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NOMENCLATURE

A rocking frame bay width based on column centerline

AF amplification factor

a width of fuse link middle section

B spacing between dual rocking frames based on column centerlines

Beff effective width of the fuse.

b width of fuse link end section

c distance between fuse end and edge of fixture

E Young’s modulus of steel

h distance between bolt lines

Ilink moment of inertia of one fuse link cross-section

k stiffness of the fuse

kB bending stiffness of fuse links

kR stiffness of band zone

L length of fuse links

Mc moment at the band segment

Mp plastic moment of the link cross-section

My yield moment of the link cross-section

n number of fuse links

Qp fuse nominal strength

Qu ultimate fuse strength at fracture

Qy fuse yield strength

t thickness of fuse plate

α fuse link end rotation angle

γ fuse shear deformation

γL fuse link length based shear deformation

Δ horizontal displacement of the loading beam

Δu fuse shear displacement at fracture

θ rocking frame uplift ratio

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σy yield stress of steel

φ curvature of the band segment

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CHAPTER 1

INTRODUCTION __________________________________________________________________________________

1.1 Application of Fuses in the Controlled Rocking System

The experimental and analytical study of steel energy dissipating fuses presented in

this report is part of a collaborative research project to develop the controlled rocking

system which is described in Eatherton (2010) and Ma (2010). Two alternative

configurations of the controlled rocking system are shown in Figure 1.1. In both

configurations, the system comprises steel braced frames that are allowed to uplift and

rock upon the column base, post-tensioning (PT) strands or rods that provide

overturning resistance and self-centering capability, and replaceable structural fuses to

dissipate energy. During the rocking, the frames and PT strands are designed to

remain elastic, while damage is concentrated in the replaceable fuses.

In general, any form of structural element with adequate ductility and energy

dissipating capability can be employed as a fuse. Shear plate type fuses shown in

Figure 1.1 are adopted for this study for their compatibility with both the single and

dual frame configurations, and their simplicity in design and installation. In the dual-

frame configuration, fuses are installed between the two frames and mobilized by

relative movement between the two inner columns. This configuration has the

flexibility for the fuses to be distributed along the height of the building, which is

potentially more suitable for tall buildings requiring more fuses. The single frame

configuration has the fuse connected to the frame through a vertical transfer strut. As

the frame uplifts, the bottom of the fuses are pulled up, imposing shear deformation in

the fuses. The single frame has the advantage of simplicity and compactness (less

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floor space), since fewer components are required. Locating the fuses in the first story

also makes them more accessible for installation and replacement. However, the

space constraint will limit the number and size of fuses. Therefore this configuration

is more suitable for low buildings where fewer fuses are needed.

Experimental testing in the development of the controlled rocking system consists of

quasi-static test of the fuse subassembly at Stanford University, quasi-static and hybrid

test of the dual and single frames at the University of Illinois at Urbana-Champaign

(UIUC), and a shaking table test of the single frame system at Hyogo Earthquake

Engineering Research Center (E-Defense) in Japan. The work presented in this report

is on the fuse testing at Stanford. Details about the overall project can be found in

Eatherton (2010) which focuses on the dual-frame configuration, and Ma (2010)

which has an emphasis on the single-frame configuration.

To provide fuses with sufficient ductility, it is necessary to first understand

deformation demand imposed on the fuses by the rocking frames as discussed in the

following two sections.

1.1.1 Shear Deformation Demand

Due to the smaller width of the fuse compared to width of the rocking frame, an uplift

angle θ of the rocking frame will lead to amplified shear deformation γ in the fuse as

shown in Figure 1.2. Assuming rigid body motions of the frames, the relationship

between the frame uplift ratio and the fuse shear drift can be expressed by an

amplification factor defined below

( )( )

+

=systemframesingle2systemframe-dual

eff

eff

BABBA

AF (1.1)

θγ ⋅= AF (1.2)

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where AF = amplification factor; γ = fuse shear deformation; θ = rocking frame uplift

ratio; A = rocking frame bay width based on column centerline; B = spacing between

dual rocking frames based on column centerlines; Beff = effective width of the fuse.

The rocking systems examined in this project typically have an AF of 6 for the dual-

frame configuration (Eatherton, 2010), and 10 for the single frame (Ma, 2010), which

means shear deformation demand for the fuse is roughly 20% ~ 30% for an uplift ratio

of 3%. To ensure adequate ductility, the fuse ideally needs to have a deformation

capacity of more than 30% under cyclic loading.

1.1.2 Tension Due to Kinematic Constraint

Under large shear deformation, tension field action is expected to occur in the fuses

due to the effect of geometric constraint, as shown in Figure 1.2. For instance, in the

dual-frame configuration, kinematic analysis shows the relationship between tension

deformation in the fuse, εt, and frame uplift ratio, θ, can be approximated by the

following equation assuming rigid body rotation of the frame.

1)cos1)(1(21 −−++= ϑε

BA

BA

t

(1.3)

The equation shows tension deformation is larger when the distance between the two

frames is shorter (larger A/B ratio). In the test of the dual rocking frames at UIUC

(Eatherton, 2010), a ratio, A/B = 2.5, is adopted which results in the relationship

between fuse tension strain and rocking frame uplift angle shown in Figure 1.3. It can

be read from the plot that tension strain will exceed the yield limit when the uplift

ratio reaches 2%. In the single frame system, since the horizontal distance between

the moving vertical edges of the fuse is kept constant, the tension deformation is even

more profound. Consequently, the shear fuse is in fact subjected to significant tension

deformation in addition to the shear deformation. This loading condition needs to be

considered in the experimental design and analysis of fuse behavior.

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1.2 Review of Selected Past Research

Extensive research has been conducted in the past on utilizing shear capacity of steel

plates to dissipate energy. Among the many design approaches to achieve high

ductility, one of the simple and cost-effective solutions is to cut openings or slits in a

steel plate, which divides the plate into a number of parallel links as shown in Figure

1.4. Compared to the original solid plate, the links are more flexible and primarily

exhibit flexural mode behavior, rather than the predominant shear mode behavior of

the original solid plate. Moreover, each individual link is more compact than the

original plate in terms of link width-to-thickness ratio, which improves buckling

resistance of the shear plate.

Numerous studies have been reported on designs of steel plates with slits or openings.

Nakamura et al. (1997) and Chan and Albermani (2008) investigated steel slit dampers

made of relatively thick plates, mostly with link width-to-thickness ratios between 1

and 2. In both studies, the dampers exhibited stable hysteretic behavior up to a peak

shear deformation between 10% and 20%. The dampers finally fractured due to low

cycle fatigue with an ultimate strength twice as much as the yield strength (Figure

1.5). Hitaka and Matsui (2003) studied relatively thin steel slit walls that are used as

shear walls in buildings (Figure 1.6). Since these walls are designed to occupy a full

story height, they are generally much larger and more slender compared to the slit

dampers. The walls also have less shear drift demand due to limit on story drift. It

was found that by limiting the link width-to-thickness ratio to 10, the steel shear walls

with slits can sustain roughly 2.5% shear drift without buckling.

Kobori et al. (1992) altered the shape of the links by cutting honeycomb-shaped

openings in steel plates, which left butterfly-shaped links (Figure 1.7). Such geometry

led to more distributed yielding along the length of the links because of the

resemblance of its geometry to the moment diagram of beams deforming in double

curvature. The damper links were made quite stocky to avoid buckling, with a width-

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to-thickness ratio of 2.5 and length to thickness ratio of 6.7. Test result showed the

dampers sustained 30% shear deformation without degradation. Fatigue behavior of

the honeycomb dampers was extensively studied by Tagami et al. (1999) and

characterized using Manson-Coffin equations. Even better alignment between

bending capacity and moment distribution can be achieved by the ADAS device which

is composed of hourglass-shaped steel plates placed perpendicular to the loading

direction (Bergman and Goel, 1987). Aiken et al. (1993) conducted dynamic tests on

ADAS elements and showed that they can be safely designed for displacement ranges

up to 10 times the yield displacement (Figure 1.8).

In theory, among the reviewed designs, the ADAS configuration makes the best use of

material in terms of distributing yielding through flexural behavior of the links.

However, the slit and honeycomb dampers are easier to manufacture, and if well

designed, can possess equivalent energy absorption capacity. Besides, their planar

geometry may be more suitable in applications with space constraint. Although many

schemes of steel shear plates with openings have been studied as summarized in the

review, certain gaps still exist that may lead to new development of shear plate fuses.

For instance, the honeycomb damper study (Kobori et al., 1992) only presented one

shape design of the butterfly shaped links. Yet variations in length, width or spacing

of the links may be explored to provide more flexibility for design. Moreover, no

study was found on thinner butterfly links which may be adequate for application with

smaller ductility demand.

1.3 Objectives and Organization of Report

As stated earlier, fuses employed in the controlled rocking system need to be capable

of withstanding more than 30% shear deformation, under combined shear and tension

loading. Previous research has shown steel plates with slits or openings can

potentially provide a simple and cost-effective solution. Two types of fuse geometries

are chosen in this study to be further investigated, including plates with straight slits

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referred to as the slit fuses, and plates with “honeycomb” or “diamond” shaped

openings referred to as the butterfly fuses which are named after the “butterfly”

shaped links. Slit and butterfly fuses studied in previous research belong to one of the

following two categories:

Thin slit fuses under relatively small shear deformation (up to 3%)

Thick slit and butterfly fuses under large shear deformation (10% ~ 30%)

where thin fuses are defined as having a link width-to-thickness ratio of 10 or larger,

and thick fuses as having a link width-to-thickness ratio of about 2. This study

attempts to fill some gaps on this subject by investigating fuses falling into the

following categories:

Thin slit fuses under large shear deformation

Butterfly fuses with various combinations of geometry and thickness

Fuses partially or fully restrained from buckling

The objective of this investigation is to (1) verify the performance of slit and butterfly

fuses through testing; (2) investigate the influence of several design variables

including width-to-thickness ratio, length-to-thickness ratio, and the effect of

restraining buckling; 3) validate numerical modeling techniques; (4) develop design

methods. This report is composed of five chapters which are organized as follows.

• Chapter 1 introduces the background and objectives of this study, and reviews

selected past studies relevant to the current work.

• Chapter 2 explains the design equations that govern the strength, stiffness and

geometry of the fuses.

• Chapter 3 presents the preparation, setup, and results of the cyclic quasi-static test

of the fuses, and numerical modeling of selected test specimens.

• Chapter 4 summarizes the major findings, conclusions and recommendations from

this study and suggests future research needs.

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Five shear panels made of fiber cementitious composites were also tested in this

project to explore the potential application of high-performance cementitious materials

in the controlled rocking system. Tables and figures describing the test setup and

highlights of test results are included in Appendix A.

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(a) (b)

Figure 1.1 Shear plate fuses in the controlled rocking system: (a) single frame; (b)

dual-frame

(a) (b)

Figure 1.2 Deformation demand in the fuses: (a) single frame; (b) dual-frame

A B A

γ

Beff

θθγ

A

Beff

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Figure 1.3 Tensile deformation and uplifting

Figure 1.4 A generic shear plate with slits

(a) (b)

Figure 1.5 Test of steel slit dampers: (a) fractured specimen; (b) hysteresis response

(Chan and Albermani, 2008)

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(a) (b)

Figure 1.6 Test of steel shear wall with slits: (a) test specimen; (b) hysteresis

response (Hitaka and Matsui, 2003)

(a) (b)

Figure 1.7 Test of honeycomb dampers: (a) test specimen; (b) hysteresis response

(Kobori et al., 1992)

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(a) (b)

(c)

Figure 1.8 Test of ADAS elements: (a) specimen section perpendicular to loading

direction; (b) specimen section parallel to loading direction; (c)

hysteresis response (Aiken et al., 1993)

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CHAPTER 2

FUSE DESIGN EQUATIONS __________________________________________________________________________________

2.1 Slit Fuse

A generic slit fuse is shown in Figure 2.1a. The fuse links can be viewed as a set of

beams in parallel with fixed ends. Strength and stiffness equations for the fuse are

derived assuming double curvature flexural behavior of these beams. The regions

outside the dash lines shown in Figure 2.1a are to be clamped by fixture devices such

as two angles sitting back to back. These regions are hence assumed to be part of the

rigid boundary and neglected when deriving the stiffness equations. The distance

between the end of the links and the edges of fixtures is denoted as c, and the solid

region with height c is referred to as the band zone. The band zones do not affect

strength of the fuse which is governed by flexural capacity of the links. However, they

do affect the stiffness of the fuse especially when c is not negligible relative to L.

Yield strength, Qy, corresponding to yielding of the exterior fiber at the link end

sections due to bending stress, and plastic strength, Qp, corresponding to plastic hinge

formation at the link end sections can be calculated by the following equations based

on the simple relationship between shear force and bending moment.

Ltnb

LM

nQ yyy 3

2 2 σ== (2.1)

Ltnb

LM

nQ ypp 2

2 2 σ== (2.2)

where My = yield moment of the cross-section (= b2tσy/6), Mp = plastic moment of the

cross-section (= b2tσy/4), σy = yield stress of steel, n = number of links, b = width of

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fuse link end section, t = thickness of fuse plate, L = length of fuse links. Given the

large plastic deformation expected in a fuse, Qp is considered more representative of

fuse strength than the initial yield strength, Qy. Therefore fuse nominal strength refers

to the plastic fuse strength, Qp.

As shown in Figure 2.2, under shear load, displacement over the entire effective height

(L + 2c) of a fuse link is assumed to consist of two components, the bending

component, δB, and chord rotation component, δR. The bending component comes

from flexural deformation over the fuse link length, L, assuming rigid ends. The chord

rotation component is assumed to result from the rotation angle, α, at each end of the

link due to flexibility of the band zones. Although the band zones run continuously

above and below fuse links, it is assumed for stiffness calculation that each end of a

link is only restrained by a band segment with width, b, and this segment is separated

from the rest of the band zone. A unit shear load is applied and the bending and

rotation components of the displacement can be separately derived as follows.

3

3

3

33

1212

12 EtbL

EtbL

EIL

linkB ===δ (2.3)

LR αδ =

(2.4)

where E = Young’s modulus of steel, and Ilink = moment of inertia of one fuse link

cross-section (= tb3/12). The rotation angle, α, can be calculated by the following

equation.

33

62122

EtbcLc

EtbLc

EILc

EIMc

linklink

c =====ϕα

(2.5)

where φ = curvature of the band segment and Mc = moment at the band segment (= L/2

under a unit shear load). It then follows that,

3

26EtbcL

R =δ

(2.6)

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Eqs. (2.3) and (2.6) can be rearranged to obtain the fuse stiffness term corresponding

to each displacement component assuming a total shear load equal to the number of

links, n, is applied to the fuse.

3

3

LEtbnnk BB == δ (2.7)

2

3

6cLEtbnnk RR == δ

(2.8)

where kB = bending stiffness of fuse links, kR = stiffness of band zone. The total

stiffness of the fuse, k, can be obtained considering a fuse link and the band segments

are equivalent to two springs in series.

B

RBRB

RB kkkkk

kkk+

=+

=1

1

(2.9)

Substituting Eqs. (2.7) and (2.8) into the above equation leads to

3

611

611

+=

+=

LbnEt

Lck

Lck B

(2.10)

2.2 Butterfly Fuse

Derivation of equations for the butterfly fuse is more complicated because the cross-

sectional properties of a link are not constant, which necessitates integration over the

height of a link. Prior to establishing strength and stiffness equations, criteria should

be developed to determine the shape of the butterfly links.

2.2.1 Determination of Fuse Link Shape

Figure 2.3 illustrates a generic butterfly link and its internal force diagrams under a

shear load, Q. The logic for a butterfly-shaped link is to better align bending capacity

with the shape of the moment diagram, which results in larger section at the ends

where moment is the maximum and smaller section in the middle where moment is

zero. Such alignment leads to more distributed yielding, as opposed to the

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concentrated yielding at the ends of rectangular links in a slit fuse. Ideally, the links

should be proportioned such that all the points along the edges of the link yield

simultaneously, which is expressed by the following equation:

yxI

xwxM σ=)(

2/)()( (2.11)

where M(x), w(x), I(x) = bending moment, width and moment of inertia of a section

that is at distance x from the horizontal centerline of a link (Figure 2.3). Satisfaction

of such relationship results in an hourglass-shaped link with curved edges, which is

rather complicated for design and fabrication. A butterfly shape with straight edges

may provide a satisfactory compromise between perfect simultaneous yielding and

simplicity.

The shape of a butterfly link is determined by the ratio of width of the middle section

to width of the end sections, a/b, as shown in Figure 2.1b. The proposed approach to

determine the a/b ratio is based on considerations for fracture resistance. Two types of

locations on a link are considered vulnerable to fatigue and the ensuing fracture: a

plastic hinge where deformation concentrates, and a joint of two edges with different

curvatures which is prone to stress concentration. Both situations tend to result in

strain localization and ultimately fracture. For slit fuses with rectangular links, it is

reported that fractures occur at link ends (Hitaka and Matsui, 2003, Chan and

Albermani, 2008), which is understandable because the end of a rectangular link has

both abrupt change of curvature and plastic hinge formation, making it the most

vulnerable cross-section. To decouple the compounding factors, location of plastic

hinges should be away from the joints with curvature change. A butterfly link has

curvature change at the end sections, as well as at the waist. Plastic hinges therefore

should be away from both the end and middle sections, leaving the quarter-height

point between the end and middle sections a choice for the location of a plastic hinge.

The following derivation finds the a/b ratio that leads to first plastic hinge formation at

quarter-height points of the links. It starts by locating the point with maximum

bending stress.

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The bending moment, width and moment of inertia of a cross section at height x are

calculated as follows:

x

LMxM 02)( = (2.12)

ax

Labxw +

−=

)(2)(

(2.13)

tax

LabtxwxI

33 )(2

121)(

121)(

+

−==

(2.14)

where all variables are defined in Figures 2.1b and 2.3. Stress at the exterior fiber of a

cross section is found as

[ ]2

0

)(2

1122

)()()(

xaLxabLtMxw

xIxM

+−==σ (2.15)

Having dσ/dx = 0 leads to the location and magnitude of the maximum bending stress.

2

,)(2

3 0max

Lab

axwhenatab

Mm −=

−=σ (2.16)

Let xm = L/4, and it is found

31

=ba (2.17)

2.2.2 Strength and Stiffness Equations

Yield strength can be found by equating the maximum stress to yield stress.

yatab

M σσ =−

=)(2

3 0max (2.18)

It follows that

3)(2

0yatab

Mσ−

= (2.19)

Latabn

LMnQ y

y 3)(42 0 σ−

== (2.20)

Substituting a/b = 1/3 into the above equation leads to

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Ltnb

Q yy

σ2

278

= (2.21)

As stated earlier, nominal strength is defined as the load that causes the first plastic

hinge to form at the same cross-section where yielding first occurs.

Latabn

QQ yyp

σ)(223 −

== (2.22)

When a/b = 1/3, the nominal strength becomes

Ltnb

Q yp

σ2

94

= (2.23)

Unit load method is used to derive the equation for bending stiffness, kB, of the

butterfly fuse. A unit shear load is applied at the top of a butterfly link. Internal work

is then integrated over the height of the link to find displacement due to bending, δB.

[ ]∫∫ +−==

2/

0 3

22/

2/

2

/)(2122

)()( LL

LB dxaLxab

xEt

dxxEI

xMδ (2.24)

The integration function with symbolic expressions in the programming software

Matlab (Matlab, 2010) is used to find the following integrated form.

tEbba

Lba

ba

ba

B33

3

)1(2

)3)(1(ln23

−−+

=δ (2.25)

Stiffness of butterfly fuses can then be derived the same way as that of the slit fuses.

3

3

33

47.0)3)(1(ln23

)1(21

−−+

−==

LbnEt

LtnEb

ba

ba

ba

ba

nkB

B δ (2.26)

2

3

61

cLEtbnnk

RR ==

δ

(2.27)

3

47.08.211

11

+=

+=

LbnEt

Lck

kkk B

RB (2.28)

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2.3 Buckling-Restrained Fuses

Alternative details are also studied to understand the influence of restraining buckling

on fuse behavior. Two pairs of back-to-back channels are installed covering the upper

and lower portion of the slit fuse links to restrain their out-of-plane deformation as

shown in Figure 2.1c. The welded-end connection shown in Figure 2.1d is designed

by research collaborators from Greg P. Luth and Associates, Inc. This scheme is

motivated by the potential application of fuses in coupled concrete walls, where heavy

steel plates with bolt holes may be precast into reinforced concrete walls and fuses can

be later bolted to these plates. This detail also provides partial bucking-restraining

effect since the top and bottom portions of the fuse links are braced on one side by the

rigid end plates.

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(a) (b)

(c) (d)

Figure 2.1 Fuse geometry: (a) slit fuse; (b) butterfly fuse; (c) slit fuse restrained

from buckling; (d) butterfly fuse with partial buckling restraining

Figure 2.2 Decomposition of fuse link displacement

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Figure 2.3 Loading condition and internal force distribution of a butterfly fuse link

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CHAPTER 3

QUASI-STATIC CYCLIC TEST __________________________________________________________________________________

3.1 Test Setup

3.1.1 Test Matrix

Parameters of the test specimens are summarized in Table 3.1 and definition of the

variables can be found in Chapter 2. The S series contains five slit fuse specimens,

while the B series includes six butterfly fuse specimens. In addition to fuse type, the

key parameters investigated here are b/t and L/t ratios which indicate relative thickness

and slenderness of the links respectively. These two ratios are important factors

related to failure mechanism of the fuse. Hitaka and Matsui (2003) reported that for

slit fuse, stable hysteretic behavior can be sustained up to 3% shear drift if the b/t ratio

is limited to 20. Since this study is aimed at 20% drift, the b/t ratio is set to be below

or slightly above 10 to improve the ductility. Motivation for parameter selection of

each specimen is explained below.

Specimen S12-36 and S10-40 have approximately the same parameters except that

S10-40 has more links (n = 13) and therefore is wider overall. The purpose of these

two specimens is to study the influence of overall aspect ratio of the fuse plate on

global shear buckling. S10-56 can be compared to S10-40 to illustrate the influence of

the L/t ratio. The last two S series specimens are tested to investigate alternative

connection details and the effect of restraining buckling.

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The B series starts with a control specimen B10-36 that can be compared to B09-56

and B06-37 to illustrate the influence of the L/t and b/t ratios, respectively. B02-14 is

a much thicker fuse for which low cycle fatigue is expected to be the dominant failure

mechanism. The remaining two specimens investigate the influence of welded end

details and partial buckling restraining.

Sequence number in Table 3.1 indicates the actual testing sequence of the specimens.

The eleven fuses were cut from a total of 6 plates, denoted as plates A ~ F. Laser

cutting was used in most of the cases primarily for economic consideration. Water

cutting was only used when the thickness of the plate exceeded the capacity of the

laser cutting provider. Dimension ws is the diameter of rounded slit ends, or the ends

of openings in the case of the butterfly fuse. After fabrication of the first three

specimens, ws was increased to make it easier for laser cutting, as well as improve the

smoothness of the slit ends. Specimens 4 ~ 7 were designed by Gregory P. Luth &

Associates, Inc. (GPLA). They used a different criterion to decide the shape of

butterfly links and therefore used an a/b ratio not equal to 0.33.

3.1.2 Loading Setup

All fuses were tested in a steel frame with a horizontal actuator as shown in Figure

3.1. At each side of the fuse, pin-ended struts connect the loading beam to the

foundation beam. In addition to ensuring that the loading beam stays horizontal

during testing, the struts also balance vertical tension force developed in the fuse at

large drift level. Without the struts, tension force will be smaller because the loading

beam can move down without resistance, which reduces vertical stretch in the fuse.

The top loading beam was braced out of plane by a frame of vertical and diagonal

angles as shown in Figure 3.2a. Connection of the actuator is shown in Figure 3.2b.

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3.1.3 Instrumentation

A schematic diagram of the instrumentation layout is shown in Figure 3.3. In addition

to the actuator’s built-in displacement transducer and load cell, two temposonic

transducers (T1 and T2) and 5 linear variable displacement transducers (L1 ~ L5) were

used to measure deformation of the fuses and detect any anomalous movement in the

test setup. For clarity, these transducers are shown to be in front of the fuse in Figure

3.3. In the actual test, they were attached to the back side of the fuse. Strain gauges

(SG1 ~ SG8) were attached to the vertical struts to measure axial forces as well as out-

of-plane bending deformation. Most instruments were attached to a separate base

column that was ballasted to the floor. T1 was fixed to the top fuse connection angle,

and its readings very closely matched those of the actuator. T2 was attached to the

fuse just outside of the connection angle to capture any slip between the angle and the

specimen. A similar instrument pair, L3 and L4 were used at the bottom of the fuse.

In early tests, L1 and L2 were placed at the ends of the slits to determine if shear in the

continuous band zones above and below the slits contributed to the overall deflection.

These instruments were anchored to the connection angles, and their absolute

displacement could be determined by adding the readings from T1 and L4,

respectively. After the first three tests, it was realized having the bands outside of the

slits is not an efficient way to utilize the material. Thus most of the remaining

specimens were designed to have links almost as long as the distance between the top

and bottom angles, or the distance between top and bottom welding lines in the case of

fuses with welded ends. L1 and L2 were hence eliminated in those tests. Another

instrument L5 was used in early tests to capture vertical deformation. It was later

found that very little information could be derived from this measurement, and L5 was

eliminated too. Figure 3.4 shows photos of the actual instruments. Table 3.2

summarizes all the data channels.

Figure 3.5 shows the control system which comprised an MTS controller, a control

computer, and a data acquisition computer with the LabView data acquisition software

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installed. The MTS controller received commands from the control computer, and

sent signals to the actuator. It also received back displacement and force readings

from the actuator. Since the controller can only accommodate six input channels and

does not have strain gauge channels, the LabView system was necessary to

synchronize and record all data readings including actuator readings sent from the

MTS controller.

3.1.4 Loading History

The loading protocol for the steel fuse test shown in Table 3.3 was created based on

the AISC code loading sequence for link-to-column connections in eccentrically

braced frames (AISC, 2005). This loading protocol was adopted because of the

similarity in the function of links in eccentrically braced frames and fuses in the dual

rocking frames. Both types of elements are the primary source of hysteretic energy

dissipation in their corresponding structural systems.

The AISC protocol was modified by adding three extra sets of six low-amplitude

cycles preceding the prescribed loading procedure. The intent was to capture the

behavior of the fuses in the elastic range, since most of the fuses were predicted to

yield before a shear drift ratio of 0.00375 radians. Shear deformation is defined as

h∆

=γ (3.1)

where Δ = horizontal displacement of loading beam; h = distance between bolt lines (=

508 mm (20 in), Figure 2.1a). This definition for shear deformation ensures the same

displacement history for all specimens since h is a constant. However, it needs to be

noticed that actual shear deformation occurs primarily within the height of the links.

Link length based shear deformation is thus defined as

LL∆

=γ (3.2)

where L = length of links. For specimens with different link length, L, the loading

history based on γ results in different γL. In such cases, γL can be used to compare fuse

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deformation capacities. Conversion between the two measures can be done by the

following equation:

γγLh

L = (3.3)

The shape of the displacement history is defined as a sinusoidal curve, with lower

loading rates occurring at the points of peak displacements. For the majority of the

loading cycles, the loading rate was set such that one complete cycle took 50 seconds.

Beyond the 0.003 radian displacement level, the loading rate was set at an average of

1.3 mm/s to aid in observation of the test and to ensure that the test remained quasi-

static.

The first fuse test used higher loading rates that resulted in some inaccuracies in the

test procedure. After this test, the actuator was tuned, and the loading rates were

adjusted to the levels shown in Table 3.3.

3.1.5 Material Testing

A total of seven steel plates were used to manufacture the fuse specimens. To

determine basic material properties, uniaxial tensile tests were performed. Plates A~E

were tested at Stanford University, while plates F and G were tested by CEL

Consulting who was commissioned by GPLA.

The tension test at Stanford followed ASTM Standard E8 (ASTM, 2003). Tension

coupon types were determined according to the thickness of each plate (Figure 3.6).

The MTS 89-kN (20-kip) servo-hydraulic load frame was used to conduct the test with

displacement control. Figure 3.7 shows the setup of a typical test. An extensometer

with 25 mm (1 inch) gauge length was attached to the coupon to measure

displacement. Data channels included actuator displacement and force, and

extensometer displacement. Cross sections of the coupons were measured before and

after the test to determine reduction in area. For cylinder coupons, diameters in two

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perpendicular directions were measured to find the average diameter. Table 3.4

summaries the cross-sectional geometry of each coupon.

Engineering stress-strain relationships for all the coupons are plotted in Figure 3.8.

Yield stress was obtained following the 0.2% offset method (ASTM, 2003). During

the test, the extensometer was removed from the coupon once necking started in order

to protect the equipment. Two coupons were tested for each plate and the results are

summarized in Table 3.5. Results provided by CEL Consulting are given in Table 3.6.

3.2 Test Result of Slit Fuse S12-36

3.2.1 Examination of the Test Setup

Before reviewing fuse behavior, instrument readings are analyzed to examine the test

setup. Redundant displacement readings at multiple locations are first compared. The

difference between the actuator displacement reading and the measured displacement

at the top angle (actuator displacement - T1) varied between 1 ~ 3 mm and was

proportional to the actuator force. This might have come from closing of gaps in the

actuator-loading beam connection, as well as slip between loading beam and top

angles. The fact that it is proportional to actuator force indicates there might be elastic

deformation in the test rig. Potential sources include elastic deformation of the

reaction column and the loading beam. Difference was also observed between top

angles and the fuse (T1 - T2) which was very small at first and then increased to about

2 mm at larger displacement levels. Difference between the fuse and the bottom

angles (L3 – L4) was similar. Such differences caused discrepancy between actuator

displacement and the actual shear drift that was experienced by the fuse. Actual drift

of the fuse is calculated as the relative displacement between fuse top edge and bottom

edge, or Δ = T2 – L3. In the cases when L3 reading is erroneous, which happened in

tests No. 1, 2, 9 and 11 (S12-36, S10-40, B09-56, B02-14), L4 is used instead to

calculate fuse drift.

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Another source of inaccuracy comes from the actuator response. Figures 3.9a and b

compares target displacement, actuator displacement and fuse drift in two loading

segments. It is evident the actuator constantly missed target by 1~2 mm when

displacement was less than 20 mm, which may be attributed to the lack of sensitivity

of the actuator at small displacements. The discrepancy between actuator

displacement and fuse drift is also notable. This is due to the inaccuracies across

multiple connection interfaces explained in the previous paragraph. Total difference

between prescribed loading history and fuse drift was about 5 mm during most part of

this test. Figure 3.9c shows the load-displacement relationship with different

displacement measures at the beginning of the test. Slope of the load-actuator

displacement curve is smaller as a result of the imperfection in the test rig. The curve

does not have flat portions that are typical when there are slips, which means slip is

not a significant source of discrepancy between the actuator displacement and fuse

drift. In subsequent tests, the discrepancy was observed to be between 2 to 4 mm

varying from test to test. Such difference is insignificant considering the large

displacement inputs which usually went above 70 mm,

3.2.2 Conventions

In the discussion of test results of this specimen and all other specimens, load-

deformation relationship and photos are used to illustrate observations from each test.

Load is normalized by nominal strength Qp (Eq. 2.2), and net displacement Δ

experienced by the fuse is divided by fuse bolt-to-bolt height, h = 508 mm (Figure

2.1), to calculate shear deformation, γ (Eq. 3.1). The calculation of Δ has been

explained in Section 3.2.1. When comparing the behavior of two different fuses, the

fuse link length-based deformation measure, γL = Δ/L, is used instead of γ, which

provides a consistent basis for comparing actual drift angle in the fuse links regardless

of the generally different link length. Load and displacement towards the left in

Figure 3.1 is assumed as positive. Photos are selected to show the key deformation

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stages experienced by a fuse: yielding, buckling, crack initiation and fracture.

Displacement written on the labels in the photos refers to target values according to

the loading history, whereas drift shown in the caption of each figure are based on

actual measured values. When referring to a specific loading cycle, for instance 58P,

the number indicates the cycle number (first column in Table 3.3) and “P” or ”N”

means the positive or negative peak. Conventions described here also apply in the

discussion of subsequent tests.

3.2.3 Load-Deformation Relationship

Load-deformation relationship obtained from the test is shown in Figure 3.10, while

photos showing the progression of fuse deformation are shown in Figures 3.11 and

3.12. The fuse demonstrated stable hysteretic behavior at relatively small drift level,

and remained elastic in the first 36 loading cycles. Nonlinear behavior was observed

at about 0.27% drift, after which the hysteretic loops began expanding as the fuse

deformation increased and load exceeded fuse nominal strength. Quantitative

comparison between predicted and observed stiffness and strength is presented in

section 3.6.1. During this stage, yielding pattern can be observed by looking at the

lines radiating from the ends of the slits due to flaking of the mill scale (Figures 3.11b

and 3.12a). These lines indicate high stress level and concentrated yielding in these

regions where plastic hinges are expected to form.

No notable change in behavior was observed between repeated cycles at the same drift

level. The only exception occurred during the loading at 1.78% shear deformation

whereby a small drop in strength was observed in one of the repeating loading loops.

This was due to an accidental stop of the test when the actuator hit a mistakenly set

interlock of 12.5 mm. The test was restarted from the beginning of cycle No. 51. The

links began to buckle out of plane at 1.78% drift when 6 mm out-of-plane deflection

was measured at the lower portion of the first link from left (Figure 3.11c). After

buckling, fuse strength continued increasing and peaked at 2.41% drift when buckling

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became evident and caused the strength to drop (Figures 3.11d and 3.12b). Fracture

had initiated at some of the slit ends by the time fuse reached 5.71% drift (Figures

3.11e and 3.12c). From there, cracks propagated horizontally with each cycle, and

significant pinching was observed from the hysteretic loops. By 9.75% deformation,

some cracks were 25 mm long, and the test was finally stopped at 12.35% drift when

three links completely fractured at their top ends (Figure 3.11f).

3.2.4 Outer and Inner Links

It is interesting to note the two links at the left and right edges had the most notable

buckling, yet the smallest cracks (Figure 3.11f). The more severe buckling

deformation can be explained by the change of boundary conditions at the edges. The

inner links are restrained by the continuous band zones above and below the links.

For the edge links the restraining effect is weaker because the bands do not extend

outside the links. As a result, buckling of the edge links extended into the band zones,

which reduced concentration of deformation at the ends of slits and alleviated the

propagation of cracking. Such evidence also hints that restraining buckling might

aggravate low cycle fatigue, which will be discussed in more details in test S10-56BR.

3.2.5 Bending and Tension Mode Behavior

Analysis of mechanics reveals that the fuse behavior can be characterized by two

distinct modes: bending mode and tension mode. The fuse starts by exhibiting

bending mode behavior. As shear deformation increases and buckling occurs, it

transitions to tension mode behavior. Accompanying this transition is the change of

force distribution in the pinned struts. When deformation is relatively small, the fuse

links are like parallel beams with fixed ends deforming in double curvature. Figure

3.13a shows a free body diagram including the loading beam and the fuse cut at its

middle height. Since middle height point is the inflection point of the link, moment is

zero at this section. Shear force Qb resulting from bending capacity is equal to load Q

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applied by the actuator, and the two together causes the overturning moment which is

balanced by axial forces in the struts, N1 and N2. From equilibrium of moment, it

follows that

Q

dQeNN 43.021 ≈== (3.4)

Force pattern in the two struts during the bending mode behavior is that they are equal

in magnitude and opposite in sign, with one pushing the loading beam up and the other

one holding it down. After fuse buckling, flexural strength of the links is reduced and

tension capacity becomes the primary source of lateral resistance and consequently

tension mode becomes dominant. As shown in Figure 3.13b, shear force Qb is smaller

since bending capacity is reduced by buckling. Meanwhile, tension force T in the fuse

grows large as a result of the vertically stretched links at large shear deformation. Tx,

the horizontal component of the tension force, T, thus becomes another source of shear

force to resist external load Q.

xb TQQ += (3.5)

As shear deformation increases and buckling becomes more severe, bending capacity

keeps decreasing while tension force increases and gradually replaces the bending

contribution to become the dominant source of shear force. Behavior of the struts is

also significantly affected by this change. The increase of Ty, the vertical component

of T, causes both of the struts to be in compression. Relationship between forces in

the struts, fuse and the external load can be derived from the following equilibrium.

=−×

=+

QedTdN

TNN

y

y

21

21 (3.6)

which leads to

−≈−=

+≈+=

QTd

QeTN

QTd

QeTN

yy

yy

43.05.02

43.05.02

2

1 (3.7)

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Comparing Eqs. (3.4) and (3.7), it is evident that after the system switches to tension

mode, N1 becomes larger in compression and N2 turns from tension into a smaller

compressive force if external load Q is not too large (0.43Q < 0.5Ty). Eq. (3.7) is

generally applicable for both behavior modes and can be used to explain the change in

strut force pattern. When drift is small, Ty ≈ T ≈ 0, and N1 and N2 are equal in

magnitude and opposite in sign, which agrees with Eq. (3.4). Note the equations do

not look the same because in deriving Eq. (3.4), a tensile N2 is considered positive,

whereas in Eq. (3.7) the opposite is assumed. As drift becomes larger, Ty increases.

As a result, compressive force N1 becomes larger and tensile force N2 becomes smaller

and smaller and eventually reaches zero when 0.5Ty = 0.43Q. When the fuse

transitions to tension mode as Ty gets even larger, N1 keeps increasing and N2 turns

into a compression force.

Force pattern change in the struts can serve as evidence to the mode transition of the

fuse. Figure 3.14 shows forces in the struts calculated from strain gauge reading. The

selected force histories correspond to the transition from bending to tension mode.

Positive force in struts refers to tension, and positive actuator force is towards the left.

Left and right struts correspond to N1 and N2, respectively. Prior to the 35th second, N1

and N2 moved in opposite direction and their magnitude was proportional to actuator

force. The ratio of strut force to actuator force also roughly agreed with the prediction

by Eq. (3.4). Although not shown in the plot, it is found at lower drift the agreement

was even better. Such observation exemplifies the force pattern in bending mode.

After the 35th second, the tension mode patter began to dominate. In the first upward

half-cycle of actuator force, left strut force, N1, remained negative and kept increasing

in absolute value. Right strut force, N2, as predicted, was first in tension, but quickly

started dropping to zero and turned into compression as the actuator force reached its

peak. This patter persisted from then on.

Mode transition also explains characteristics of the load-deformation curve shown in

Figure 3.10. Until 3.86% drift cycle, the fuse was in bending mode, and stable

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hysteretic behavior was observed. Since the 5.71% loop, it gradually transitioned to

tension mode. During a loading cycle, strength remained low and flat through most of

the loop and only picked up at large drifts. In the flat portion, it was the remaining

bending capacity that constituted shear force. At peak drifts, contribution from

tension grew due to the combination of larger tension force and more inclination of the

links.

3.2.6 Strut Pin Fracture

When the test was paused at the positive peak displacement of the 56th cycle, a very

loud “bang” was heard. This “bang” caused abrupt changes in strain gauge readings,

especially at the lower portion of the left strut. It was later found in the second test

that both of the pins in the left strut were fractured. It is suspected that the lower left

pin fractured in this test when the “bang” was heard. Evidence to this is that peak

strength is relatively low at large drifts compared to a similar specimen S10-40. If the

pin had fractured, the struts could take less compression force and therefore tension in

the fuse would be smaller.

Displacement sensor L3 and strain gauge 7 were not functioning during the test.

Strain gauge 4 had a huge spike when the loud “bang” occurred at positive peak of

56th cycle. After that its reading seemed erroneous.

3.3 Test Result of the Rest of Slit Fuse Specimens

3.3.1 S10-40

This fuse has similar geometric parameters compared with S12-36. The links are 25

mm longer and the fuse plate is wider. One of the objectives of this test is to study the

influence of fuse aspect ratio on global shear buckling of the plate.

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During this test, two pins connecting the left strut to the loading frame were found

fractured. The lower left one is believed to have fractured in the test of specimen S12-

36, and the upper left one fractured in this test when a loud “bang” sound was heard.

The fractured pin in the pin hole is shown in Figure 3.15. The test was stopped and all

the four 25 mm diameter pins were replaced by 38 mm ones. The struts were also

modified to accommodate this change. The rest of the test was resumed and finished

on a different day.

Figure 3.16a shows the load-deformation relationship, and Figure 3.17 shows

deformation of the fuse. Behavior similar to that of specimen S12-36 was observed.

The left edge link first started deflecting out-of-plane at 0.77% drift. The measured

out-of-plane deflection was less than 2 mm. Buckling became visible from the next

drift level 1.1% (Figure 3.17c). The two edge links had the most notable buckling

compared to inner links because of the change in boundary conditions. Despite

apparent buckling, strength kept increasing until 2.8% drift (53P, Figure 3.17d).

Crack initiated when the fuse was at the negative peak of the same cycle (Figure

3.17e). One cycle later (54N), the upper left pin in the left strut fractured. Actuator

was brought to zero-load and the test was stopped, which is why the load-deformation

curve ended when it crossed zero force returning from -4.1% drift. When the test was

resumed after replacing the fractured pins, the fuse apparently switched to tension

mode. The curve started pinching. The fuse had less and less strength when it crossed

the zero displacement point, which indicates decreasing contribution to shear force

from bending capacity. On the other hand, contribution from the horizontal

component of tension force was increasing and over-compensated the loss of bending

contribution. The net effect was increased strength at peak drifts. As cracks grew

longer, the reduction of cross-sectional area began to affect tension force and the total

shear strength started decreasing again at 13% drift (58P). Test was stopped at 15%

drift when 10 out of the 13 links totally fractured at the ends (Figure 3.17f).

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Load – deformation relationships of this specimen and specimen S12-36 are compared

in Figure 3.16b. Note in this figure, the fuse link length based deformation measure,

γL = Δ/L, is used instead of γ. Overall, the two fuses experienced the same stages

before the fatigue induced failure. Peak strengths during tension mode behavior was

larger in specimen S10-40, which is why it is suspected one pin already fractured in

test S12-36. It is again observed in this test that the two edge links had the smallest

cracks, while their buckling extended into the band zones above and below the links.

This reconfirmed the finding from test S12-36 that less restraining on buckling

alleviates low cycle fatigue. Global shear buckling of the entire plate was not

observed in either of the two tests. The fuse still behaved as a group of individual

links, and the change of overall aspect ratio did not show any apparent effect on the

behavior.

3.3.2 S10-56

This specimen examines the influence of L/t ratio by comparison with specimen S10-

40. Load – deformation relationships of the two specimens are shown in Figure 3.18,

while Figures 3.19 and 3.20 show photos of specimen S10-56 during the test. Similar

behavior to previous tests was observed despite the longer links. Stable hysteretic

behavior was sustained for many cycles after plastic hinge formation. Buckling did

not appear until 4.0% drift (54P) when links on the left side started deflecting out-of-

plane. The first measured Out-of-plane deflection was 3 mm. It is so small that

buckling can hardly be seen in the photo (Figure 3.20c). In the same cycle at the

negative peak drift (54N), all links began to buckle. Next cycle saw crack initiation at

the ends of some slits and evident buckling with drift reaching 6.1% (Figure 3.20d).

Out-of-plane deflection increased to 10~15 mm, and cracks were about 1~2 mm long.

At this moment strength dropped for the first time. In the subsequent cycles, tension

mode behavior became apparent and there was moderate strength increase between

8% and 10% shear deformation. During these cycles cracks appeared in most of the

links and some cracks grew to 5~6 mm long. Cracks grew much longer (25 mm) in

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the 14% cycle (Figure 3.20e) and a clear reduction of strength can be seen. Finally at

the negative peak of the 16% cycle (60N), two links completely fractured and the test

was ended (Figures 3.19 and 3.20f).

Comparing load-deformation relationship of specimens S10-56 and S10-40 (Figure

3.18b, the two exhibited very similar response prior to reaching the first peak strength

point at about 5.7% drift ratio. Difference in L/t ratio did not have an apparent effect.

After the peak, both switched to tension mode. S10-40 continued significant increase

in peak strength, whereas S10-56 did not have much increase. Such difference means

there was a larger tension contribution in the case of S10-40. Two factors affected the

contribution of tension force to shear strength, the amount of tensile force and the

inclination angle of the links, both of which are related to length of the links. Given a

certain drift, tensile deformation in a shorter link is larger, and so is its inclination

angle. Therefore S10-40 was more affected by tension force. This comparison shows

that for fuses with the same b/t ratio, L/t ratio has little impact on their behavior when

shear drift is small and bending mode is dominant. However, the one with smaller L/t

ratio can reach higher strength once the fuse is in tension mode.

3.3.3 S10-36W

This specimen has similar geometric parameters as specimen S10-40. The key

difference is it is welded to two heavy backing plates that are bolted to the test rig

(Figure 3.23a). The backing plates can be considered rigid relative to the fuse. In

addition to connecting fuse to the test rig, they also provide partial out-of-plane

bracing. Another difference in fuse geometry is that the slits are 13 mm wide, as

opposed to 3 mm wide for previous specimens. This change was made to have a

bigger rounded end so that stress concentration may be reduced at slit ends. Besides,

it also makes it easier for laser cutting to pass the slit ends.

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Load – deformation relationships are shown in Figure 3.21, and photos shown in

Figures 3.22 and 3.23. Buckling started at 2.4% drift (51P, Figures 3.22a, 3.23c).

Measured out-of-plane deflection was about 5 mm at the lower left side. The

hysteresis curve was still stable until the next amplitude (53P), after which the loading

loop began to shrink upon reloading. Buckling became notable at this moment

(Figures 3.22b, 3.23d). Meanwhile crack initiation was observed at link ends. At

negative peak of the same loading loop, out-of-plane deflection grew to 15 mm. In the

next two cycles, cracks did not grow much. Links clearly were gouging against the

backing plates which kept them from twisting towards the back side of the plates. In

the 56th cycle, cracks started growing rapidly and soon became 10 mm long (Figure

3.23e). Marks from gouging were visible on the backing plates. Significant cracking

caused strength to drop in the subsequent cycles. After two cycles, the far left and

right links fractured through and the test was ended (Figures 3.22c and 3.23f).

Compared to specimen S10-40 (Figure 2.21b), specimen S10-36W sustained about the

same amount of deformation before the fracture failure. However, S10-36W

dissipated more energy since it had less strength degradation. Buckling occurred in

specimen S10-36W at 2.4% deformation, slightly later than the unbraced S12-36

which buckled at 1.8% shear deformation. However, crack initiation started earlier (at

3.4% drift for S10-36W v.s. 5.7% drift for S12-36). After buckling, the braced

specimen S10-36W had more increase in peak strength, which may be due to the

friction force between the links and the backing plates. Overall, the backing-plate

connection is a viable design alternative which is especially convenient for connecting

fuses to concrete walls via the end plates. Its buckling restraining effect can also delay

strength degradation and achieve more energy dissipation.

3.3.4 S10-56BR

This specimen is a replicate of S10-56, except that channels were installed to restrain

buckling of the fuse links (Figure 3.25a). Load-deformation relationships are shown

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in Figure 3.24 and photos shown in Figure 3.25. Behavior of this specimen was

essentially the same as the unrestrained S10-56 up to 4.0% deformation. At this point

buckling was observed in S10-56 and strength dropped in the next cycle, whereas in

S10-56BR, buckling was restrained and strength kept increasing. At the next peak,

crack initiation was observed in both cases at slit ends (Figure 3.25b). Strength of the

restrained specimen then plummeted as cracks rapidly grew. Three cycles later five of

the thirteen links totally fractured at 12.1% drift (Figure 3.25d). On the other hand,

the crack propagation was much slower in the unrestrained specimen and more than

80% of its peak strength was sustained for 4 more cycles after crack initiation.

The contrast displays two effects of restraining buckling. First of all it can delay

strength degradation, although this effect does not have a large impact for a fuse with

20% expected deformation. More importantly, restraining buckling affects low-cycle

fatigue. Since links cannot buckle, strain concentration is more severe at link ends.

Consequently crack propagation is accelerated and the fuse experiences a more brittle

failure once cracks appear. From the point of view of improving ductility, restraining

buckling of the fuse is not desirable.

3.4 Test Result of Butterfly Fuse B10-36

This is the first butterfly fuse tested. Its geometric parameters are close to S12-36 and

therefore can demonstrate the difference between slit and butterfly fuses. The

specimen was designed by GPLA who followed different principles to determine the

geometry of fuse links. The a/b ratio for the links is 0.4 which is close to the 0.33

value recommended in this study.

3.4.1 Load-Deformation Relationship

Load-deformation relationships are shown in Figure 3.26, and photos of the fuse

shown in Figures 3.27 and 3.28. As the deformation increased, flaking of mill scale

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was observed. Different from slit fuses which had flaking around slit ends, this

specimen had flaking concentrated around quarter height level of the links (Figure

3.28a). This agrees with the prediction of yielding and formation of plastic hinges at

quarter-height sections. More flaking also started appearing along the height of the

links, which indicates distributed yielding. At a drift of 2.4% (P51), links started

buckling. Bottom part of the links deflected out-of-plane for about 2 mm (Figure

3.27c). In the second cycle at the same drift level, strength began to deteriorate.

Following buckling began the transition from bending to tension mode. The fuse

started deriving lateral strength from the horizontal component of tension force in the

links. As links had more tensile deformation, and became more inclined, tension

contribution became larger and eventually offset the loss of bending capacity due to

buckling. Peak strength exceeded the pre-buckling maximum strength at 6.5% drift

(P55). Similar to the slit fuses, significant pinching accompanied the tension mode

behavior. Buckling became so severe that the links turned 90 degrees and became

perpendicular to the loading direction (Figure 3.27d). Cracks initiated at link middle

sections at a drift of 14.3% (Figure 3.28d). One cycle later at 16.3% drift, almost all

links fractured at middle sections and the test was ended (Figures 3.27f, 3.28e and

3.28f).

3.4.2 Pinned Column Mechanism in Tension Mode

Figure 3.29 conceptually illustrates the behavior of a fuse link throughout a loading

cycle. The link starts as a beam deforming in double curvature as shown in part a.

When drift gets larger, lateral-torsional buckling first occurs and the link transforms

into three joined pieces as shown in part b. The quarter height sections become hinges

with limited bending resistance, and the central portion behaves as a column with

pinned ends. As the loading moves more to the left, the central column elongates to

accommodate most of the drift, while the two end portions remain vertical (Figure

3.27 d). When the loading direction is reversed after reaching a peak, the central

column is in compression and provides resistance to the external load as shown in part

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c. As the shear load grows, the central column experiences flexural buckling as shown

in part d, and consequently, strength of the fuse drops abruptly. This is seen in the

load - deformation relationship in Figure 3.26a, where after unloaded to zero force, the

strength first increases and then drops suddenly due to the flexural buckling of the

links. After the flexural buckling, the link becomes a mechanism and the only lateral

strength comes from the limited bending capacity of the two hinges shown in part e.

This stage corresponds to the long flat portion of a loading cycle. As top end of the

link moves more to the right, the central portion is again in tension and fuse strength

starts picking up again (part f). After reaching the peak and loading is reversed,

central column buckles in compression and the cycle is repeated. It is not surprising

cracks form at the middle section, because it undergoes repeated tension and large

amount of rotation due to flexural buckling.

3.4.3 Comparison with S12-36

Figure 3.26b compares load - deformation relationships of the butterfly fuse and slit

fuse S10-40. Evidently the butterfly fuse sustained more deformation and was able to

withstand higher load at large drifts. Two factors contributed to such differences.

First of all, location of hinges affected the amount of tension contribution. Forming

hinges at quarter height sections of the butterfly links made the tension portion of a

link shorter and more inclined than that in a slit fuse, which led to more tension

contribution to shear strength. Secondly, distributed yielding reduced strain

concentration at a particular point of the link, and delayed crack initiation (14.3% drift

for B10-36 vs. 5.7% drift for S10-40). Butterfly fuses therefore can be expected to be

more ductile than slit fuses.

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3.5 Test Result of the Rest of Butterfly Fuse Specimens

3.5.1 B09-56

Specimen B09-56 has a b/t ratio almost identical to that of B10-36, and an L/t ratio

roughly 50% larger. Comparison between these two will illustrate the effect of L/t

ratio on fuse performance. Figure 3.30 shows the load-deformation relationships, and

Figure 3.31 illustrates the progression of deformation. Buckling started at a drift of

4.8%, and became evident at 6.7% drift (Figure 3.31c). The pinned-column

mechanism is again observed in Figures 3.31d and 3.31e. At zero displacement, some

of the links buckled in opposite direction and gouged against each other, which left

clear marks on the surface (Figures 3.31e and 3.32). Cracks appeared at middle height

sections of all links at 24.7% drift and one link fractured in the next cycle at 26.7%

drift (Figure 3.31f).

The overall progress of behavior was similar to specimen B10-36. Comparison of

load-deformation relationship shows that the two specimens sustained about an equal

amount of deformation, although the total number of loading cycles experienced was

slightly different. The longer B09-56 had 65 cycles while B10-36 had 60. Buckling

appeared at approximately the same deformation. The increase in peak strength is

more profound in specimen B10-36, which may be attributed to the smaller link length

of specimen B10-36.

3.5.2 B06-37

This specimen differs from B10-36 in that its b/t ratio is half as big, which can be used

to illustrate the influence of b/t ratio. Load-deformation relationship and fuse

deformation is shown in Figures 3.33 and 3.34, respectively. Stable hysteretic

behavior was sustained into much larger deformation compared to fuse B10-36.

Buckling did not appear until 10.5% drift. Such improvement in stability can be

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attributed to the smaller b/t ratio which improves buckling resistance. After buckling,

the behavior transitioned to tension mode that was again characterized by the same

pinned-column mechanism as shown in Figures 3.34d and 3.34e. Cracks appeared in

the 18.5% loading cycle at a small notch in the second link from the left which was an

initial defect of the plate. Two cycles later, two links fractured at the middle sections

at 22.5% drift.

Figure 3.33b demonstrates that the thicker specimen B06-37 has a larger range of

stable behavior due to the postponement of buckling. Ultimate deformation of B06-37

is slightly smaller. Overall, using smaller b/t ratio improved stability and energy

dissipation capability of the fuse.

3.5.3 B02-14

Design of this specimen was inspired by the work of Kobori et al. (1992) who tested

relatively thick dampers with similar geometry as butterfly fuses. Their design used a

b/t ratio of 2.5, and an L/t ratio of 6.7. Specimen B02-14 adopted a similar b/t ratio,

but relaxed the L/t ratio assuming the b/t ratio governs the thick fuse behavior. Figure

3.35 shows the load-deformation relationship which illustrates stable hysteretic

behavior throughout the test. No notable buckling was observed and bending mode

behavior dominated the whole test. Figures 3.36 and 3.37 show the progression of

fuse deformation. The specimen was white washed before the test. Flaking of white

wash started at quarter height level on the links as predicted by the design principles

explained in Chapter 2 (Figure 3.36b). Larger flaking then appeared at quarter height

level and gradually spread to the full height of the links (Figure 3.36 and 3.37). These

evidences again pointed to the advantage of distributed yielding in the butterfly fuse.

Slight out-of-plane deflection was observed at 22% drift (Figures 3.37c and 3.38a).

However, it did not grow into severe buckling as observed in thinner fuses. At 24.0%

drift, crack initiated on the left link at a point close to the quarter-height section where

plastic hinge was predicted to form (Figures 3.37d and 3.38b, N64). It started opening

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up rapidly in the next cycle and fractured the link at 26.0% drift (Figures 3.37e, 3.37f

and 3.38c). Due to strain hardening, ultimate strength exceeded twice the design

strength.

The four butterfly fuse test showed that smaller b/t ratio is effective in delaying

buckling and can notably affect fuse behavior. When the fuse is thick enough,

buckling is practically prevented and bending behavior is the only dominant mode

until the ultimate failure due to low-cycle fatigue. The hysteresis loops therefore keep

expanding and more energy can be dissipated. The quarter height sections become

most vulnerable to fatigue because it is where plastic hinges form and hence are

subjected to the largest rotation angle. Thick butterfly fuses are more desirable for the

purpose of energy dissipation. However, the significant overstrength may pose

challenges for capacity-designed members that are connected to the fuse.

3.5.4 B10-36W

This specimen is identical to B10-36 except that it has the welded backing plate

connection (Figure 3.40a). Figure 3.39 shows the load-deformation relationship, and

Figure 3.40 illustrates the progression of deformation. The buckling restraining effect

was not as profound compared to the difference observed between the slit fuse pair

S10-36W and S10-40 (Figure 3.21). Buckling still caused the links to twist for more

than 90 degrees (Figures 3.40c ~ 3.40f). Links gouged against backing plates as they

were twisting (Figure 3.40f), resulting in frictional force that contributed to total shear

resistance. Yielding spread into the strips above and below the links, where “arcs” of

flaking mill scale can be seen (Figures 3.40c and 3.40d).

The load-deformation relationship of B10-36W and B10-36 (Figure 3.39b) shows that

the two specimens had almost the same response up to 2.4% drift when the fuses

started buckling. After buckling, the behavior was still similar. The strength of B10-

36W was 5% ~ 10% higher than that of B10-36, which may be attributed to the

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friction force between links and the backing plate in B10-36W. Upon reloading,

strength of B10-36W gradually leveled off. It can be seen from Figure 3.40 that the

pinned-column mechanism was not so evident due to the interference of the backing

plates. Therefore, the central part of links did not experience a flexural buckling in

compression upon reloading, which explains the gradual leveling off of the load. The

most notable difference between the two specimens was that no cracks appeared in

B10-36W by the end of the test, which may also be attributed to the absence of

pinned-column mechanism due to the backing plates. Without the hinges, strain

localization at the middle sections was alleviated, which potentially prevented crack

initiation. Overall, the backing-plate connection was beneficial in delaying cracks,

although its influence on reducing strength degradation was not as notable.

3.5.5 B07-18W

This specimen attempts to examine the combination of backing plates and a

moderately thick butterfly fuse. The load - deformation relationship is shown in

Figure 3.41, and progression of deformation shown in Figure 3.42. Buckling appeared

later at 6% drift (55P, Figure 3.42b) compared to thinner fuses, which is more likely

due to the smaller b/t ratio, rather than the presence of the backing plates. Stable

behavior was sustained until buckling became more severe at 8% drift (56P), after

which pinching started. At a drift of 17.1% and a load 1.5 times the nominal strength,

welding at the bottom of the fuse failed and caused the strength to immediately drop

by about 25%. The test was ended at the negative peak of the same cycle (60N, Figure

3.42e). It was then noticed cracks had initiated at quarter height surface of the links

(Figure 3.42f). Cracks did not have a chance to propagate before the welding failure.

At the negative peak of 57th cycle, it was noticed the actuator missed displacement

target by 5 mm. For the following 3 cycles, actuator still missed targets and it seemed

the actuator force was capped by 290 kN in the negative direction (pulling direction

for actuator). In the last cycle, since the fuse had deteriorated, the actuator was able to

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reach the displacement target without exceeding the 290 kN cap. After the test it was

found a pressure limit set on the hydraulic pump in the pulling direction was the cause

of the load cap.

This test demonstrated the importance of accounting for overstrength when designing

connection details. This is especially important for slit and butterfly fuses because at

large drift, they typically can develop strength 1.5~2 times as much as the nominal

strength due to the combined effect of strain hardening and tension mode behavior.

The latter effect also subjects the connections to double shear in both horizontal and

vertical directions.

3.6 Summary of Test Results

3.6.1 Strength and Stiffness Equations

Key response parameters obtained from the test are summarized in Table 3.7. This

section focuses on the first six columns in the table to examine the strength and

stiffness design equations developed in Chapter 2. The subscript “t” indicates test

result. Yield strength from the test, Qyt, is determined by visually identifying the start

point of nonlinear behavior from the load – deformation curve of each specimen, and

plastic strength, Qpt, is simply assumed to be 1.5Qyt based on the relationship, Qp =

1.5Qy, which can be observed from Eqs. (2.1) and (2.2). Stiffness from the test, kt, is

calculated by finding the slope of the initial linear portion of a load – net displacement

curve. Predictions of nominal strength and stiffness based on design equations are

calculated using the nominal geometry (Table 3.1), mean values of yield stresses

obtained from material test (Tables 3.5 and 3.6), and an assumed Young’s modulus, E

= 200 kN/mm2 (29,000 ksi). Comparison between the predictions and test results are

shown in the columns under Qp/Qpt and k/kt in Table 3.7. The nominal strength

prediction has an error less than or close to 10% except for two specimens B09-56 and

B06-37. Error in the stiffness prediction is less than 15% except for three cases, S10-

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56, S10-56BR, and B07-18W. Potential sources of error may include inaccuracies in

using the nominal geometry and Young’s modulus in the design equations. Besides,

the assumptions made in the derivation of stiffness equations to account for the

influence of band zones may also be further investigated to improve the accuracy.

3.6.2 Characterization of Fuse Behavior

The load – deformation curve of the butterfly fuse B06-37 is shown in Figure 3.43 to

represent the typical fuse hysteretic behavior which can be approximately enveloped

by a bilinear backbone curve. The tangent stiffness, k’, is defined by the following

equation.

yu

pu QQk

∆−∆

−=

5.1' (3.8)

where Qu = ultimate fuse strength at fracture, Δu = fuse shear displacement

corresponding to Qu, Δy = fuse shear displacement at fuse yielding. The nominal

strength Qp (=1.5Qy) is assumed to be reached at 1.5Δy. Note in Figure 3.43 the

horizontal axis is represented by fuse link length based shear deformation, γL = Δ/L,

while displacement should be used when calculating the stiffness measures, k and k’.

The shear deformation, γL,peak, corresponds to the peak strength of a fuse before its

hysteretic loops starts pinching due to buckling. The shear deformation, γL,u,

corresponds to the ultimate fuse strength at fuse fracture. Residual bending strength,

Qr, is the force on the last loading loop at zero deformation, which indicates the

strength from remaining bending capacity of fuse links. Residual bending strength can

be used to determine the rate of bending strength decrease between deformations γL,peak

and γL,u. With these parameters, the peak strength of a fuse at a certain deformation

can be determined, which is sufficient to characterize the behavior of a thick fuse such

as B02-14 that does not notably buckle before its facture failure, or a thin fuse prior to

its pinching. Parameters γL,peak and Qr provide important information about the

pinching behavior. However, more assumptions still need to be made in order to fully

characterize pinching of a degrading fuse, which warrants more investigation in future

studies.

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For design and modeling purpose, it is desirable to be able to predict the characteristic

parameters. The parameters obtained from test results are summarized in Table 3.7.

Prediction of Qp and k is already discussed in the previous section. The remaining

four parameters are plotted against the fuse thickness measure, b/t, as shown in Figure

3.44. To simplify the situation, the four specimens with partial or full buckling

restraining are not included here. Moreover, specimen S10-40 is not represented in

Figures 3.44a that investigates the tangent stiffness ratio, kt’/kt, because the test was

conducted with a fractured pin (explained in Section 3.2.6) and cannot represent the

true kt’/kt under sound loading conditions. Specimen B02-14 is excluded from Figure

3.44b that investigates the residual bending strength ratio, Qrt/Qpt, because the

definition of residual bending strength does not apply to this relatively thick butterfly

fuse that did not buckle in the test. Figures 3.44c and 3.44d contain all seven

specimens that are not buckling restrained. (Figure 3.44c seems to show only six data

points because the points corresponding to S10-40 and S10-56 almost completely

overlap with each other.)

The tangent stiffness ratio and residual bending strength ratio show a linear correlation

with the b/t ratio. The linear equations based on regression are shown in the figures.

Specimen S10-56 in Figure 3.44a is excluded in the regression because it lies far away

from other data points. It can be told from Figure 3.18 that the hysteretic loops of

specimen S10-56 is quite different from the typical fuse behavior shown in Figure

3.43. The ultimate fuse strength did not exceed the peak strength prior to buckling,

which is the reason its tangent stiffness is exceptionally low compared to other

specimens. The relationship between shear deformation at peak strength and b/t ratio

can be approximated by an exponential curve determined from regression as shown in

Figure 3.44c. The ultimate shear deformation, however, does not show a strong

correlation with b/t ratio (Figure 3.44d). The fracture deformation is roughly above

30% for the butterfly fuses, and between 15% and 20% for the slit fuses. More

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investigation on fatigue behavior of the fuses is necessary to understand the influence

factors on ultimate shear deformation.

3.7 Numerical Modeling

3.7.1 Description of the Model

Numerical modeling was conducted for two butterfly fuses B09-56 and B06-37 to

verify the modeling techniques which potentially can be employed in future studies to

analyze fuses with other untested geometries. The commercial software package

Abaqus (Abaqus, 2008) is used for the numerical modeling.

The entire test assembly is modeled to represent the actual kinematic conditions as

shown in Figure 3.45. Three-dimensional four-node shell elements are used to model

the fuse plate, which is capable of simulating out-of-plane deflection and buckling of

the fuse links. The two vertical struts are modeled by rigid truss elements whose top

ends are constrained to the “L” shaped rigid beam elements that represent the loading

beam. The top node of the L beam, referred to as the loading node, is vertically

aligned with the position of the actuator. Horizontal displacement history is applied at

the loading node to impose cyclic loading. The bottom edge of the fuse is fixed, while

the top edge is slaved to the loading node. The circles indicate pin connections.

Each fuse link is modeled by six and forty-six elements along the short and long edges

respectively. Six elements along the short edge are considered sufficient to fully

simulate the complicated twisting deformation of fuse links due to buckling. The

large number of elements along the long edge is to keep the shape of each element

approximately a square. The mesh is automated by the Abaqus software with seeds of

nodes planted along the edges in advance. The band zones above and below the links

are also modeled to account for their influence on stiffness.

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A sine wave shaped initial out-of-plane deflection is assigned to each link to initiate

buckling. The coordinate in the out-of-plane direction of each node, z0, is defined by

the following equation.

=

LyLz πsin

1000 (3.9)

where y = vertical distance between a fuse link node and the bottom edge of the link.

An elastic-perfectly-plastic relationship is assumed as the material model for the shell

elements. The nominal Young’s modulus, E = 200 kN/mm2 (29,000 ksi), and yield

stress obtained from material test are used to define the material relationship.

3.7.2 Analytical Case Studies

Cyclic analysis of fuses B09-56 and B06-37 was conducted. Since the two fuses have

the same geometry, only thickness of the shell elements was modified to run analysis

of the second fuse. The simulated buckling of B06-37 is shown in Figure 3.46. The

buckled links look quite similar to the actual specimen at corresponding deformations

shown in Figures 3.34e and 3.34f, except that fracture is not considered by analysis.

Simulated buckling of fuse B09-56 also looks similar to the test specimen, which is

not repeatedly shown here. Figure 3.47 compares the load – deformation relationships

obtained from the test and the analysis. Note that the full displacement history was

not implemented in analysis. Overall, the salient characteristics of the hysteretic loops

are well captured by analysis result. A number of differences are noted when details

are examined. First of all, the peak strengths for B06-37 are smaller in the analysis

result, and the hardening portion of each loading loop is not as steep compared to test

result. These differences are understandable considering no material hardening is

included in the numerical model. Curiously, the opposite trend is observed for

specimen B09-56, which warrants analysis of more specimens to establish the general

trend. Secondly, the analysis loops are not as rounded compared to the test because of

the assumed bilinear relationship that does not include the Bauschinger effect. Thus

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further improvement can be expected if a more sophisticated material model is

employed.

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Table 3.1 Test Matrix

ID notation: First letter, “S”/“B”: Slit fuse/Butterfly fuse; two numbers: b/t and L/t ratios; ending

letters, “W”/“BR”: Welded end connection/Buckling-Restrained.

Table 3.2 List of Channels for Data Recording

ID L b t a c n b/t L/t a/b w s Plate Cutting Sequence(mm) (mm) (mm) (mm) (mm) (mm) Method No.

S12-36 229 73 6 N/A 76 7 11.5 36.0 N/A 3 A Laser 1S10-40 254 60 6 N/A 64 13 9.5 40.0 N/A 3 A Laser 2S10-56 356 60 6 N/A 13 13 9.5 56.0 N/A 3 B Laser 3S10-36W 229 64 6 N/A 76 6 10.0 36.0 N/A 13 F Laser 6S10-56BR 356 60 6 N/A 13 13 9.5 56.0 N/A 3 B Laser 8

B10-36 229 64 6 25 76 6 10.0 36.0 0.40 13 F Laser 4B09-56 356 57 6 19 13 7 9.0 56.0 0.33 13 C Laser 9B06-37 356 57 10 19 13 7 6.0 37.3 0.33 13 D Water 10B02-14 356 57 25 19 13 3 2.3 14.0 0.33 13 E Water 11B10-36W 229 64 6 25 76 6 10.0 36.0 0.40 13 F Laser 5B07-18W 229 89 13 30 76 3 7.0 18.0 0.34 13 G Water 7

Ch. No. Label Location Measurement Instrument Type Notes1 SG1 Left strut front up Strain Strain gauge2 SG2 Left strut front down Strain Strain gauge3 SG3 Left strut back up Strain Strain gauge4 SG4 Left strut back down Strain Strain gauge5 SG5 Right strut front up Strain Strain gauge6 SG6 Right strut front down Strain Strain gauge7 SG7 Right strut back up Strain Strain gauge8 SG8 Right strut back down Strain Strain gauge9 T1 Top angle Displacement Temposonic transducer10 T2 Fuse top edge Displacement Temposonic transducer11 L1 Fuse link top end Displacement LVDT Not used in test No. 3, 5~1112 L2 Fuse link bottom end Displacement LVDT Not used in test No. 3, 5~1113 L3 Fuse bottom edge Displacement LVDT14 L4 Bottom angle Displacement LVDT15 Force Actuator Force MTS controller output16 Disp Actuator Displacement MTS controller output17 L5 Fuse link vertical Displacement LVDT Not used in test No. 4~11

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Table 3.3 Loading Protocol

Table 3.4 Tension Coupon Cross-Section Geometry

Note: t = thickness, d = diameter, w = width

Number of γ=∆/h Actuator

Displacement ΔLoad Rate

rCycle Time

tcycle

Cummulative Time

Cycles (%) (mm) (mm/s) (s) (min)1 - 6 6 0.0625 0.3 0.03 50 2.57 - 12 6 0.125 0.6 0.05 50 5.0

13 - 18 6 0.250 1.3 0.10 50 7.519 - 24 6 0.375 1.9 0.15 50 10.025 - 30 6 0.50 2.5 0.20 50 11.731 - 36 6 0.75 3.8 0.30 50 13.337 - 42 6 1.0 5.1 0.41 50 15.043 - 46 4 1.5 7.6 0.61 50 16.747 - 50 4 2.0 10.2 0.81 50 18.351 - 52 2 3 15.2 1.22 50 20.053 1 4 20.3 1.63 50 21.754 1 5 25.4 2.03 50 23.355 1 7 35.6 2.54 56 25.256 1 9 45.7 2.54 72 27.657 1 11 55.9 2.54 88 30.558 1 13 66.0 0.51 520 39.259 1 15 76.2 0.51 600 49.260 1 17 86.4 0.51 680 60.561 1 19 96.5 0.51 760 73.262 1 21 106.7 0.51 840 87.263 1 23 116.8 0.51 920 102.564 1 25 127.0 0.51 1000 119.265 1 27 137.2 0.51 1080 137.266 1 29 147.3 0.51 1160 156.5

Cycle #

Plate t or d w t or d w t or d1 w or d2 t or d1 w or d2

A 6.2 6.3 6.2 6.3 3.4 3.6 3.2 3.7B 6.0 6.4 6.1 6.4 3.3 3.7 3.2 3.6C 6.4 6.4 6.4 6.4 2.9 3.2 2.9 3.2D 9.5 13.0 9.5 13.0 6.2 8.9 5.2 7.4E 12.8 N/A 12.8 N/A 7.9 8.1 7.6 8.1

BeforeTest (mm) After Test (mm)Test 1 Test 2 Test 1 Test 2

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Table 3.5 Material Test Result (plates A ~ E)

Table 3.6 Material Test Result Provided by CEL Consulting (plates F and G)

Table 3.7 Summary of Fuse Test Results

ID Qyt Qpt=1.5Qyt Qp/Qpt kt k/ kt kt' kt'/kt γLt,peak γLt,u Qrt/Qpt

kN kN kN/mm kN/mm

S12-36 103.6 155.4 1.13 86.1 1.13 0.95 1.1% 5.4% 5.4% 23.6%

S10-40 119.3 179.0 1.12 92.5 0.96 1.92 2.1% 5.7% 22.0% 26.9%

S10-56 100.8 151.2 1.01 51.0 1.31 0.32 0.6% 5.7% 14.6% 20.8%

S10-36W 59.5 89.3 1.03 60.3 0.90 1.33 2.2% 7.6% 16.6% 27.0%

S10-56BR 102.7 154.1 0.99 55.9 1.19 1.72 3.1% 8.5% 8.5% 47.5%

B10-36 59.0 88.5 0.99 46.8 0.95 0.95 2.0% 5.4% 36.2% 25.6%

B09-56 27.4 41.1 1.53 13.7 1.15 0.29 2.1% 9.6% 38.1% 35.0%

B06-37 47.3 71.0 1.25 21.2 1.12 0.73 3.4% 17.7% 29.1% 49.9%

B02-14 61.0 91.5 0.91 25.8 1.05 0.91 3.5% 34.3% 37.1% 162.0%

B10-36W 62.6 93.9 0.94 49.2 0.90 0.92 1.9% 5.4% 44.9% 22.5%

B07-18W 133.5 200.3 1.07 86.9 1.27 1.50 1.7% 17.8% 38.0% 30.7%

ThicknessPlate (mm) Test 1 Test 2 Mean Test 1 Test 2 Mean Test 1 Test 2 Mean

A 6 346 331 339 441 446 443 69% 70% 70%B 6 361 358 359 490 489 489 69% 71% 70%C 6 343 350 347 435 436 435 77% 78% 77%D 10 271 381 326 422 526 473 55% 69% 62%E 25 253 284 268 441 464 453 61% 88% 74%

Reduction of Area (%)σ y (MPa) σ u (MPa)

Thickness σy (MPa) σu (MPa)Plate (mm) Test 1 Test 2 Mean Test 1 Test 2 Mean Test 1 Test 2 Mean

F 6 277 268 273 387 374 381 32% 39% 36%G 13 355 370 362 520 529 524 26% 28% 27%

Elongation in 51 mm (%)

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(a)

(b)

Figure 3.1 Fuse test setup: (a) schematic; (b) photo

Fuse specimen

Loading Beam

Fudation Beam

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(a) (b)

Figure 3.2 More test setup details: (a) out-of-plane bracing; (b) actuator and

reaction column

Figure 3.3 Instrumentation scheme

Front: SG1, 2Back: SG3, 4

Front: SG5, 6Back: SG7, 8

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(a) (b)

(c) (d)

Figure 3.4 Instrumentation photos: (a) linear variable displacement transducers

(LVDT’s); (b) temposonic transducers; (c) strain gauges; (d) strain gauge

connection box

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Figure 3.5 Data acquisition and control arrangement

Data acquisition computer

MTS controller

Control computer

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(a)

(b)

(c)

Figure 3.6 Steel tension coupons: (a) rectangular subsize (for plates A, B and C);

(b) rectangular sheet (for plate D); (c) round standard (for plate E)

Figure 3.7 Steel tension coupon test setup

Bottom fixed

Tension

Tension coupon

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(a) (b)

(c) (d)

(e)

Figure 3.8 Stress-strain relationships of all tested coupons*: (a) plate A; (b) plate B;

(c) plate C; (d) plate D; (e) plate E *Test of plates F and G was conducted by CEL Consulting. No graph was provided in CEL’s report.

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(a) (b)

(c)

Figure 3.9 Comparison of target, actuator and fuse displacement: (a) 1 ~ 23 s; (b)

20 ~ 52 s; (c) elastic deformation in the test rig

Figure 3.10 Load - deformation relationship for specimen S12-36

-15 -10 -5 0 5 10 15-1.5

-1

-0.5

0

0.5

1

1.5

Shear deformation γ = Δ / h (%)

Q /

Qp

S12-36Qp = 176 kN

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(a) (b)

(c) (d)

(e) (f)

Figure 3.11 Photos of specimen S12-36: (a) beginning of test; (b) yielding evident

(γ=0.91%); (c) buckling initiation (γ=1.78%); (d) buckling evident

(γ=3.86%); (e) crack initiation (γ=5.71%); (f) fracture – end of test

(γ=12.35%)

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(a) (b)

(c)

Figure 3.12 Photos of specimen S12-36 details: (a) yielding around slit end; (b) side

view of buckling; (c) crack initiation

(a) (b)

Figure 3.13 Free body diagram of loading beam and the fuse: (a) bending mode

(small deformation); (b) tension mode (large deformation)

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Figure 3.14 Measured strut axial forces* *SG2 reading became erroneous after pin fracture, and SG7 did not work. Therefore SG1 and SG3 are

used to calculate force in left strut, and SG6 and SG8 are used for right strut.

Figure 3.15 Fractured pin left in the strut pin hole in test of S10-40

(a) (b)

Figure 3.16 Load - deformation relationship: (a) S10-40; (b) comparison with S12-36

-15 -10 -5 0 5 10 15-1.5

-1

-0.5

0

0.5

1

1.5

Shear deformation γ = Δ / h (%)

Q /

Qp

S10-40Qp = 201 kN

-30 -20 -10 0 10 20 30-1.5

-1

-0.5

0

0.5

1

1.5

Shear deformation γL = Δ / L (%)

Q /

Qp

S10-40S12-36

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(a) (b)

(c) (d)

(e) (f)

Figure 3.17 Photos of specimen S10-40: (a) beginning of test; (b) yielding evident

(γ=0.77% 1st cycle); (c) visible buckling (γ=1.1%); (d) buckling evident

(γ=2.8%); (e) crack initiation (γ=2.8%); (f) fracture – end of test

(γ=15%)

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80

(a) (b)

Figure 3.18 Load - deformation relationship: (a) S10-56; (b) comparison with S10-40

Figure 3.19 Fractured link ends of specimen S10-56

-20 -10 0 10 20-1.5

-1

-0.5

0

0.5

1

1.5

Shear deformation γ = Δ / h (%)

Q /

Qp

S10-56Qp = 152 kN

-30 -20 -10 0 10 20 30-1.5

-1

-0.5

0

0.5

1

1.5

Shear deformation γL = Δ / L (%)

Q /

Qp

S10-56S10-40

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81

(a) (b)

(c) (d)

(e) (f)

Figure 3.20 Photos of specimen S10-56: (a) beginning of test; (b) yielding evident

(γ=2.1%); (c) buckling initiation (γ=4%); (d) buckling evident and crack

initiation (γ=6.1%); (e) crack evident (γ=14.3%); (f) fracture – end of

test (γ=16.1%)

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(a) (b)

Figure 3.21 Load-deformation relationship: (a) S10-36W; (b) comparison with S10-

40

(a) (b) (c)

Figure 3.22 Photos of specimen S10-36W details: (a) buckling initiation; (b)

buckling evident; (c) end of test

-15 -10 -5 0 5 10 15-2

-1

0

1

2

Shear deformation γ = Δ / h (%)

Q /

Qp

S10-36WQp = 92 kN

-30 -20 -10 0 10 20 30-2

-1

0

1

2

Shear deformation γL = Δ / L (%)

Q /

Qp

S10-36WS10-40

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(a) (b)

(c) (d)

(e) (f)

Figure 3.23 Photos of specimen S10-36W: (a) beginning of test; (b) yielding evident

(γ=1.5%); (c) buckling initiation (γ=2.4%); (d) buckling evident and

crack initiation (γ=3.4%); (e) crack evident (γ=8.4%); (f) fracture – end

of test (γ=12.6%)

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(a) (b)

Figure 3.24 Load-deformation relationship: (a) S10-56BR; (b) comparison with S10-

56

-15 -10 -5 0 5 10 15-1.5

-1

-0.5

0

0.5

1

1.5

Shear deformation γ = Δ / h (%)

Q /

Qp

S10-56BRQp = 152 kN

-30 -20 -10 0 10 20 30-1.5

-1

-0.5

0

0.5

1

1.5

Shear deformation γL = Δ / L (%)

Q /

Qp

S10-56BRS10-56

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(a) (b)

(c) (d)

(e)

Figure 3.25 Photos of specimen S10-36W: (a) beginning of test; (b) buckling and

crack initiation (γ=5.9%); (c) crack evident (γ=7.5%); (d) fracture – end

of test (γ=12.1%); (e) cracks at slit ends

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(a) (b)

Figure 3.26 Load-deformation relationship: (a) B10-36; (b) comparison with S10-40

-20 -10 0 10 20-2

-1

0

1

2

Shear deformation γ = Δ / h (%)

Q /

Qp

B10-36Qp = 88 kN

-40 -20 0 20 40-2

-1

0

1

2

Shear deformation γL = Δ / L (%)

Q /

Qp

B10-36S10-40

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(a) (b)

(c) (d)

(e) (f)

Figure 3.27 Photos of specimen B10-36: (a) beginning of test; (b) yielding evident

(γ=1.5%); (c) buckling initiation (γ=2.4%); (d) buckling evident

(γ=10.3%); (e) buckling at zero displacement (γ= 0%); (f) fracture – end

of test (γ=16.3%)

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(a) (b)

(c) (d)

(e) (f)

Figure 3.28 Photos of specimen B10-36 details: (a) flaking around quarter-height; (b)

buckling – top view; (c) buckling – side view; (d) crack initiation; (e)

fracture; (f) fractured surface

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(a) (b) (c) (d) (e) (f)

Figure 3.29 Pinned column mechanism of a fuse link

(a) (b)

Figure 3.30 Load-deformation relationship: (a) B09-56; (b) comparison with B10-36

-30 -20 -10 0 10 20 30-2

-1

0

1

2

Shear deformation γ = Δ / h (%)

Q /

Qp

B09-56Qp = 63 kN

-40 -20 0 20 40-2

-1

0

1

2

Shear deformation γL = Δ / L (%)

Q /

Qp

B09-56B10-36

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(a) (b)

(c) (d)

(e) (f)

Figure 3.31 Photos of specimen B09-56 details: (a) beginning of test; (b) yielding

evident (γ=2.7%); (c) buckling evident (γ=6.7%); (d) buckling at positive

peak (γ=24.7%); (e) buckling at zero displacement; (f) fracture – end of

test (γ=26.7%)

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Figure 3.32 Gouging of specimen B09-56

(a) (b)

Figure 3.33 Load-deformation relationship: (a) B06-37; (b) comparison with B10-36

-30 -20 -10 0 10 20 30-2

-1

0

1

2

Shear deformation γ = Δ / h (%)

Q /

Qp

B06-37Qp = 89 kN

-40 -20 0 20 40-2

-1

0

1

2

Shear deformation γL = Δ / L (%)

Q /

Qp

B06-37B10-36

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(a) (b)

(c) (d)

(e) (f)

Figure 3.34 Photos of specimen B06-37 details: (a) beginning of test; (b) buckling

initiation (γ=10.5%); (c) buckling evident (γ=14.4%); (d) crack initiation

(γ=18.5%); (e) buckling at zero displacement (γ=0%); (f) fracture – end

of test (γ=22.5%)

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Figure 3.35 Load-deformation relationship of specimen B02-14

(a) (b)

(c) (d)

Figure 3.36 Photos of specimen B02-14 - I: (a) beginning of test; (b) γ=1.1%; (c)

γ=2.6%; (d) γ=3.6%

-30 -20 -10 0 10 20 30-3

-2

-1

0

1

2

3

Shear deformation γ = Δ / h (%)

Q /

Qp

B02-14 Qp = 83 kN

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(a) (b)

(c) (d)

(e) (f)

Figure 3.37 Photos of specimen B02-14 - II: (a) γ=8.4%; (b) γ=14.4%; (c) out-of-

plane deflection (γ=22.0%); (d) crack initiation (γ=24.0%); (e) crack

evident (γ=26.0%); (f) fracture- end of test (γ=26.0%)

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(a) (b) (c)

Figure 3.38 Photos of specimen B02-14 details: (a) buckling; (b) crack at quart-

height; (c) fractured surface

(a) (b)

Figure 3.39 Load-deformation relationship: (a) B10-36W; (b) comparison with B10-

36

-20 -10 0 10 20

-2

-1

0

1

2

Shear deformation γ = Δ / h (%)

Q /

Qp

B10-36WQp = 88 kN

-50 0 50

-2

-1

0

1

2

Shear deformation γL = Δ / L (%)

Q /

Qp

B10-36WB10-36

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(a) (b)

(c) (d)

(e) (f)

Figure 3.40 Photos of specimen B10-36W: (a) beginning of test; (b) buckling

initiation (γ=2.4%); (c) buckling evident (γ=20.2%); (d) end of test – no

fracture (γ=20.2%); (e) side view of buckling; (f) gouging

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Figure 3.41 Load-deformation relationship of specimen B07-18W

-20 -10 0 10 20-2

-1

0

1

2

Shear deformation γ = Δ / h (%)

Q /

Qp

B07-18WQp = 214 kN

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(a) (b)

(c) (d)

(e) (f)

Figure 3.42 Photos of specimen B10-36W: (a) beginning of test; (b) buckling

initiation (γ=6.0%); (c) buckling evident (γ=11.9%); (d) buckling at zero

displacement (γ=0%); (e) welding failure – end of test (γ=18.0%); (f)

crack initiation

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Figure 3.43 Characterization of fuse behavior

(a) (b)

(c) (d)

Figure 3.44 Regression of fuse parameters: (a) tangent stiffness; (b) residual bending

strength; (c) shear deformation at peak strength; (d) ultimate shear

deformation at fracture

-40 -20 0 20 40-150

-100

-50

0

50

100

150

Shear deformation γL = Δ / L (%)

Q (k

N)

B06-37Qp = 89 kN

Qr

Qp

γL,peak γL,u

k’

k

y = -0.0022x + 0.0426

0%

1%

2%

3%

4%

0 2 4 6 8 10 12Tang

ent s

tiffn

ess

ratio

kt' /

kt

Ratio b/t

S10-56

y = -0.0528x + 0.7922

0%

10%

20%

30%

40%

50%

60%

4 5 6 7 8 9 10 11 12Res

idua

l ben

ding

stre

ngth

Q

rt / Q

pt

Ratio b/t

y = 0.5939e-0.226x

0%

10%

20%

30%

40%

0 2 4 6 8 10 12She

ar d

efor

mat

ion

at p

eak

stre

ngth

γL,

peak

Ratio b/t

0%

10%

20%

30%

40%

50%

0 2 4 6 8 10 12Ulti

mat

e S

hear

def

orm

atio

n γ L

,u

Ratio b/t

Butterfly fuseSlit fuse

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Figure 3

Figure 3

3.45 Abaqu

(

3.46 Simul

us model of

(a)

lated bucklin

10

a butterfly f

ng of butterf

00

fuse

fly fuse B06-

(b)

-37: (a) γ = 0

0; (b) γ = 23%

%

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101

(a) (b)

(c) (d)

Figure 3.47 Comparison of test and analysis load – deformation relationship: (a)

B09-56 test; (b) B09-56 analysis; (c) B06-37 test; (d) B06-37 analysis

-30 -20 -10 0 10 20 30-2

-1

0

1

2

Shear deformation γ = Δ / h (%)

Q /

Qp

B09-56Qp = 63 kN

-30 -20 -10 0 10 20 30-2

-1

0

1

2

Shear deformation γ = Δ / h (%)

Q /

Qp

B09-56, Abaqus analysis

-30 -20 -10 0 10 20 30-2

-1

0

1

2

Shear deformation γ = Δ / h (%)

Q /

Qp

B06-37Qp = 89 kN

-30 -20 -10 0 10 20 30-2

-1

0

1

2

Shear deformation γ = Δ / h (%)

Q /

Qp

B06-37, Abaqus analysis

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CHAPTER 4

CONCLUSIONS __________________________________________________________________________________

A total of eleven steel shear plates with openings were tested to investigate their

behavior as energy-dissipating fuses. Five fuse specimens are steel plates with slits

that divide the plate into rectangular links, and six specimens have diamond-shaped

openings that create butterfly-shaped links in the plate (Figure 2.1). Design equations

and a simple back-bone curve are proposed for fuse design and characterization of

fuse behavior. The commercial software Abaqus is used to model two butterfly fuse

specimens to verify numerical modeling techniques. Major findings and

recommendations from this study are presented as follows. When describing fuse

shear deformation, the link length based measure, γL = Δ/L, is used in this chapter.

4.1 Performance of Slit and Butterfly Fuses without Buckling Restraining

All five tested slit fuses are designed with a b/t ratio of about 10. The slit fuses

without partial or full buckling restraining sustained ideal hysteretic behavior up to at

least 5% shear deformation, after which the hysteretic loops are severely pinched as a

result of lateral-torsional buckling of fuse links. Prior to buckling, the fuse response

can be characterized by double-curvature bending of the fuse links. After the

buckling, the response is dominated by tension field action due to stretch of the links.

During the tension mode behavior, fuse shear strength remains low for the most part of

a loading loop, yet can reach a peak strength sometimes even higher than the

maximum strength experienced before buckling (e.g., Figure 3.16a). Ultimately, the

fuse loses a significant portion of its strength due to fracture at the ends of one or more

links resulting from low-cycle fatigue. The tested slit fuses fractured at a shear

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deformation beyond 20%. The maximum strength experienced before fracture failure

is roughly between 1.3Qp and 1.6Qp.

The tested butterfly fuses have more variations in their geometry, with the b/t ratio

ranging between 2 and 10, and L/t ratio ranging between 14 and 56. Overall, the b/t

ratio is found to have the largest influence on fuse behavior. Relatively thin butterfly

fuses, defined as having a b/t ratio equal to about 10, experience a similar transition

from bending to tension mode behavior as the thin slit fuses, although the butterfly

fuses tend to have larger deformation capacity and reach higher peak strength during

the tension mode behavior. For the two thin butterfly fuses tested, full hysteretic loops

were sustained up to 5% and 10% shear deformation, respectively. And the ultimate

fracture occurred at more than 35% shear deformation. The maximum strength occurs

always during tension mode behavior, and reaches nearly 2Qp before the fracture. The

thick butterfly fuse, defined as having a b/t ratio equal to about 2, maintained bending

mode behavior until a fracture at 37% shear deformation, and reached a maximum

strength of 2.3Qp.

Overall, both the slit and butterfly fuses demonstrated good energy dissipation

capability and fracture resistance. For conventional applications with low to moderate

shear deformation demand, such as a shear wall whose expected shear deformation is

usually less than 3%, both types of fuse can deliver good hysteretic performance. For

application in the controlled rocking system as explained in Chapter 1, pinching is

expected with thin slit or butterfly fuses at large deformation, while uncompromised

performance can still be achieved with a thick butterfly fuse. Generally, the butterfly

fuse has more resistance to buckling and fracturing compared to the slit fuse, while the

latter is slightly easier to detail. The current cutting technology can sufficiently handle

the manufacturing of either type.

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4.2 Performance of Fuses with Partial or Full Buckling Restraining

Four fuses were tested with partial or full buckling restraining. For the slit fuses,

partial buckling restraining delayed bucking by about 2% shear deformation compared

to its counterpart specimen without buckling restraining. And full buckling restraining

completely prevented buckling. However, these benefits came at the cost of incurring

fracture at a shear deformation about 5% smaller. For the butterfly fuses, restraining

buckling had less notable influence on the fuse behavior, probably due to the reduced

contact area between fuse links and the backing plates since the butterfly links neck

towards its center. For both types, fuse strength with buckling restraining is 5% ~

10% higher due to the friction force between fuse links and the backing plates.

Overall, the benefits of restraining buckling are limited, especially considering the

more complicated detailing requirements. However, the partial buckling restraining

detail with the welded backing plates may be convenient for connection with concrete

walls, whereby the backing plates can be precast in the walls.

4.3 Design of Slit and Butterfly Fuses

Design equations to determine the nominal strength and stiffness of the fuses are

proposed (Eqs. (2.2) and (2.10) for the slit fuse, and Eqs. (2.23) and (2.28) for the

butterfly fuse). Comparison with test results shows that the design equations generally

predicted test result with an error less than 15% for most of the specimens. To

characterize hysteretic behavior of the fuse under large deformation, a number of

parameters including the ratio of tangent stiffness to initial stiffness, k’/k, residual

bending strength ratio, Qr/Qp, deformation limit for pinching behavior, γL,peak, and

deformation at fracture, γL,u, are employed and their correlation with the b/t ratio is

demonstrated in Figure 3.44. These parameters can be used to estimate deformation

capacity of the fuse, as well as peak strength at a given deformation demand. To fully

characterize the pinching fuse behavior, more investigation is still needed to establish

the deterioration parameters.

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The design of a fuse may start with a given geometry limit on the width and height of

the fuse, together with ductility and strength demand, and sometimes even a stiffness

demand. The ductility demand is typically given as a displacement which should be

interpreted in the context of the geometry limit. By altering the length of fuse links,

the deformation demand in terms of shear deformation γL can be adjusted. If the

demand of γL is moderate, for instance below 5%, both the thin slit and butterfly fuses

with the b/t ratio at about 10 can be adequate options. With larger demand of γL, both

types of fuses can still be used if pinching can be tolerated, although the butterfly fuse

may be preferred because of its higher resistance to buckling and fracturing. If

pinching behavior is undesirable, the thick butterfly fuse with the b/t ratio

approximately below 2.5 and L/t ratio below 14 should be adopted. These

recommendations are based on observations made about the tested fuse specimens. A

parametric study on the various design parameters may be warranted to establish more

comprehensive guidelines on the selection of parameters.

With a chosen fuse type, length of links, and b/t ratio, the thickness of the fuse plate

can be altered to achieve the desirable number of links and stiffness. The tangent

stiffness can be used to estimate fuse strength at the largest expected shear

deformation. The strength is important for checking the capacity designed members

that connect with the fuse.

4.4 Numerical Modeling

A three-dimensional model with the fuse represented by shell elements is found to be

able to simulate the buckling behavior and load – deformation response with fairly

good accuracy (Figures 3.46 and 3.47). Further improvement of the model can be

made by adopting more sophisticated material model that can approximate the

Bauschinger effect and include strain hardening. The limitation of the model is its

complicated mesh that requires quite an amount of manual work, even with the aid of

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some automation functions provided in the Abaqus software. Besides, it takes several

hours to run a simulation with the test loading protocol on a computer with standard

capacity. A simple fuse model that employs beam and truss elements along with

rotational springs to model the bending and tension behavior of fuse links was created

in the open-sourced software OpenSees (Mazzoni, et al., 2009). Sufficiently accurate

results can be achieved with this model with significant reduction in computational

cost. More details about the OpenSees model can be found in Ma (2010).

4.5 Future Research Needs

A number of observations made about the test result and numerical analysis result

have been suggested for further investigations in the discussions in Chapter 3. In

addition, the following areas may also be the topics for future research in order to

more thoroughly understand the fuse behavior and develop design guidelines.

Quantified correlation between geometry limits and performance. Specimens with

certain combinations of b/t ratio and L/t ratio were studied in the current research.

More design cases with more varying combinations of b/t and L/t ratios need to be

analyzed in order to fully quantify the correlation between these geometric parameters

and fuse performance, mainly the occurrence of buckling and low-cycle fatigue.

Prediction of low-cycle fatigue failure by numerical tools. Although numerical

models are rarely used to directly simulate the physical fatigue and fracture

phenomena of steel structural members, criteria for predicting low-cycle fatigue

employing numerical analysis have been proposed, e.g., Kanvinde and Deierlein

(2008). These criteria may be used to numerically analyze the fuse fatigue behavior

and develop design guidelines.

Characterization of pinching behavior. The pinched thin fuses may find applications

in situations where a certain amount of strength degradation may be beneficial to

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protect other connected members, or preserve self-centering capability of the structural

system (Ma, 2010). It is desirable to be able to characterize the pinching and

incorporate it in numerical models. More studies are needed to first establish a set of

parameters that characterizes the pinching behavior, and then identify the correlation

between these parameters and fuse design parameters.

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REFERENCES

Abaqus (2008). Abaqus analysis user's manual, version 6.8.

Aiken, I., Nims, D., Whittaker, A., and Kelly, J. (1993). “Testing of passive energy dissipation systems.” Earthquake Spectra, Vol. 9, No. 3, Earthquake Engineering Research Institute, California.

AISC. (2005). “Seismic Provisions for Structural Steel Buildings”, American Institute of Steel Construction, Chicago, p. 81.

ASTM Standard E8. (2003) “Standard test methods for tension testing of metallic materials.” American Society for Testing and Materials, pp. 62-79.

Bergman, D. M., and Goel, S. C. (1987). “Evaluation of cyclic testing of steel plate devices for added damping and stiffness.” Report No. UMCE87-10, the University of Michigan.

Chan, R. W. K., and Albermani, F. (2008). “Experimental study of steel slit damper for passive energy dissipation.” Engineering Structures, 30 (2008), pp. 1058-1066.

Eatherton, M. (2010). “Large-scale cyclic and hybrid simulation testing and development of a controlled-rocking steel building system with replaceable fuses.” Ph.D. Dissertation, University of Illinois at Urbana-Champaign.

Hajjar, J., Eatherton, M., Gregory, D., Ma, X., Peña, A., Krawinkler, H., and Billington, S. (2008). “Controlled rocking of steel frames as a sustainable new technology for seismic resistance in buildings.” International Association of Bridge & Structural Engineering Symposium.

Hitaka, T., and Matsui, C. (2003). “Experimental study on steel shear wall with slits.” J. Struct. Eng., ASCE, Vol. 129, No.5, pp. 586-595.

Kanvinde, A. M., Deierlein, G. G. (2008). “Validation of cyclic void growth model for fracture initiation in blunt notch and dogbone steel specimens.” J. Struct. Eng., ASCE, Vol. 134, No. 9.

Kobori, T., Miura, Y., Fukusawa, E., Yamada, T., Arita, T., and Takenake, Y. (1992). “Development and application of hysteresis steel dampers.” Proc. 11th World Conference on Earthquake Engineering, pp. 2341-2346.

Ma, X. (2010). “Seismic design and behavior of self-centering braced frame with controlled rocking and energy-dissipating fuses.” Ph.D. Dissertation, Stanford University.

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APPENDIX: Figures of ECC/SCHPFRCC Panel Tests

Figure A.1 Test setup

Table A.1 Test Matrix

ID Width Height Thickness Grouted* Date Cast Date Tested

mm mm mm

ECC**-full 610 381 95 Yes 2007/03/19 2007/06/01

ECC-half 610 381 76 No 2007/02/27 2007/03/21

ECC-quarter 610 381 95 Yes 2007/03/08 2007/05/24

SCHPFRCC***-full 610 381 95 Yes 2007/04/06 2007/05/28

SCHPFRCC-half 610 381 76 Yes 2007/02/22 2007/04/21

*Grouted: Grout filled in the gap between the panel and loading and foundation beams to prevent

rocking of the panel

**ECC: Engineered cementitious composites

***SCHPFRCC: Self-consolidating high performance fiber reinforced cenmentitious composites

hbolt

Shear force, Q

Displacement, Δ

Shear deformationγ = Δ/hbolt

Panelspecimen

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(a)

(b)

Figure A.2 Drawing of specimens: (a) full panel; (b) half panel

609.

6 m

m (2

4 in

)

635.0 mm (25 in)

63.5 mm (2.5 in)

38.1

mm

(1.5

in)

φ22.

2 m

m (7

/8 in

) hol

es

@ 7

6.2

mm

(3 in

) o.c

.

#5 steel rebar used, area = 200 mm2 (0.31 in2)

609.

6 m

m (2

4 in

)

635.0 mm (25 in)

63.5 mm (2.5 in)

38.1

mm

(1.5

in)

φ22.

2 m

m (7

/8 in

) hol

es

@ 7

6.2

mm

(3 in

) o.c

.

#5 steel rebar used, area = 200 mm2 (0.31 in2)

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Figure A.3 Drawing of quarter panel specimen

609.

6 m

m (2

4 in

)

635.0 mm (25 in)

63.5 mm (2.5 in)

38.1

mm

(1.5

in)

φ22.

2 m

m (7

/8 in

) hol

es

@ 7

6.2

mm

(3 in

) o.c

.

#5 steel rebar used, area = 200 mm2 (0.31 in2)

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Figure A.4 Load – deformation relationship of ECC – full (1 kip = 4.45 kN)

(a) (b)

(c) (d)

Figure A.5 Photos of ECC – full: (a) γ = 0; (b) γ = -3%; (c) γ = -5%; (d) γ = -9%

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Figure A.6 Load – deformation relationship of ECC – half (1 kip = 4.45 kN)

(a) (b)

(c) (d)

Figure A.7 Photos of ECC – half: (a) γ = 0; (b) γ = 1.5%; (c) γ = 11%; (d) γ = -11%

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Figure A.8 Load – deformation relationship of ECC – quarter (1 kip = 4.45 kN)

(a) (b)

(c) (d)

Figure A.9 Photos of ECC – quarter: (a) γ = 0; (b) γ = -3%; (c) γ = -4%; (d) γ = -9%

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Figure A.10 Load – deformation relationship of SCHPFRCC – full (1 kip = 4.45 kN)

(a) (b)

(c) (d)

Figure A.11 Photos of SCHPFRCC – full: (a) γ = 0; (b) γ = -3%; (c) γ = -5%; (d) γ = -

9%

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Figure A.12 Load – deformation relationship of SCHPFRCC – half (1 kip = 4.45 kN)

(a) (b)

(c) (d)

Figure A.13 Photos of SCHPFRCC – half: (a) γ = 0; (b) γ = 1.5%; (c) γ = 4%; (d) γ =

-9%