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Dentin Substrate Modification with Chitosan-Hydroxyapatite Precursor Nanocomplexes by Anam Hashmi A thesis submitted in conformity with the partial fulfillment of the requirements for the degree of Master of Science Graduate Department of Dentistry University of Toronto © Copyright by Anam Hashmi (2019)

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Page 1: Dentin Substrate Modification with Chitosan-Hydroxyapatite ...€¦ · Anam Hashmi Master of Science 2019 Faculty of Dentistry, University of Toronto Abstract The purpose of the study

Dentin Substrate Modification with Chitosan-Hydroxyapatite

Precursor Nanocomplexes

by

Anam Hashmi

A thesis submitted in conformity with the partial fulfillment of the

requirements for the degree of Master of Science

Graduate Department of Dentistry

University of Toronto

© Copyright by Anam Hashmi (2019)

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Dentin Substrate Modification with Chitosan-Hydroxyapatite

Precursor Nanocomplexes

Anam Hashmi

Master of Science 2019

Faculty of Dentistry, University of Toronto

Abstract

The purpose of the study was to develop and characterize Chitosan-Hydroxyapatite precursor (C-

HA) nanocomplexes and to evaluate the effect of dentin conditioning with C-HA nanocomplexes

on (1) tricalcium silicate sealer (TCS) penetration, (2) interfacial remineralization and (3) dentin

mechanical property. In Phase-I, physico-chemical/bioactivity characterization of C-HA

nanocomplexes was done along with assessment of ultimate tensile strength (UTS) of dentin. In

Phase-II and III, tubular penetration of TCS and chemical characterization after conditioning of

dentin was evaluated using fluorescent imaging and time-of-flight secondary ion mass

spectrometry respectively. The results showed polyanionic, hydrophilic and bioactive nature of

C-HA nanocomplexes along with increased TCS penetration and UTS of conditioned dentin.

Conditioned dentin was modified with formation of ion-rich layer constituting of abundant

phosphates, calcium, calcium-phosphates and chitosan fragments at the TCS-dentin interface and

subsurface. The study highlighted the potential role of C-HA nanocomplexes in enhancing TCS

penetration, interfacial remineralization and UTS of dentin.

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Acknowledgements

I am grateful to all of those with whom I have had the pleasure to work during this project.

I would like to extend my greatest and foremost gratitude to my supervisor, Dr. Anil Kishen, who

provided me the opportunity to join the Master’s program at UofT in 2017. Since then, he has

been instrumental in transforming my aptitude, both towards research and life at large.

The extent of support and supervision he has extended in completing my program is

unparalleled. Dr. Kishen’s dedication and passion towards research, intellect and eloquence,

continue to inspire me to be perseverant in my efforts and achieve higher scholarship standards.

To say the least, I could not have imagined having a better counsellor and mentor for my

research degree who during the process brought out the best of character and professional

attributes that shall stay with me for a lifetime. It is not an understatement to say, the “Kishen

lab” was an institution within itself.

I would also like to thank other members of my advisory committee, Dr. Bernhard Ganss and Dr.

Anuradha Prakki for their expert insights and encouragement during this project. I appreciate

the feedback offered by Dr. Rana N.S Sodhi during the countless hours spent on TOF-SIMS data

analysis.

I would like to thank Dr. Suja Shrestha, who I still remember as my first acquaintance in the

Kishen lab and Dr. Alice Li for her help during research work. A special mention of Dr.

Hebatullah Hussein, for her constant support and friendship. Amongst many others, I would like

to mention Nancy Valiquette, Jian Wang, Ilya Gourevich, Jared Mudrik, Audrey Darabie and

George Kretschmann for their much-valued technical expertise.

I am grateful to God Almighty, for having bestowed me with a strong support system of my

family. This journey would not have been possible without the countless prayers of my parents

and the drive they have instilled in me to pursue academic excellence. I am at a loss of words to

express the unconditional support, motivation, optimism and love of my husband (Najeeb), who

has been my greatest comfort zone. Lastly, the untiring patience of my daughters (Aisha and

Maria), their brimming smiles and door-step warm hugs were enough to get me going.

I shall forever cherish this BOUNDLESS intellectual experience at University of Toronto.

Anam Hashmi

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Table of Contents

Chapter 1 ....................................................................................................................................... 1

Introduction ................................................................................................................................... 1

Background ................................................................................................................................ 1

Hypothesis .................................................................................................................................. 4

Objective ..................................................................................................................................... 4

Specific Aims .............................................................................................................................. 4

Chapter 2 ....................................................................................................................................... 5

Literature Review ......................................................................................................................... 5

Dentin.......................................................................................................................................... 5

Dentin Alteration ..................................................................................................................... 11

Dentin remineralization .......................................................................................................... 16

Tricalcium Silicate based materials ....................................................................................... 24

Chitosan .................................................................................................................................... 26

Characterization of bioactivity ............................................................................................... 34

Critique of Literature .............................................................................................................. 40

Chapter 3 ..................................................................................................................................... 42

Manuscript (I) ............................................................................................................................. 42

Abstract .................................................................................................................................... 42

Introduction ............................................................................................................................. 45

Materials and Methods ........................................................................................................... 46

Results ....................................................................................................................................... 50

Discussion ................................................................................................................................. 56

References ................................................................................................................................ 60

Chapter 4 ..................................................................................................................................... 64

Manuscript (II) ..................................................................................................................................... 64

4.1 Abstract ........................................................................................................................................... 64

4.2 Introduction .................................................................................................................................... 67

4.3 Materials and Methods .................................................................................................................. 69

4.4 Results .............................................................................................................................................. 71

4.5 Discussion ........................................................................................................................................ 78

4.6 References........................................................................................................................................ 83

Chapter 5 ..................................................................................................................................... 86

Discussion..................................................................................................................................... 86

Chapter 6 ..................................................................................................................................... 92

Conclusion ................................................................................................................................... 92

Chapter 7 ..................................................................................................................................... 93

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Future Studies ............................................................................................................................. 93

Chapter 8 ..................................................................................................................................... 94

References .................................................................................................................................... 94

Supplementary Data ................................................................................................................. 109

..................................................................................................................................................... 110

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List of Tables

Table 2.1. List of NCP analogs [adapted and modified (80)]. ..................................................... 23

Table 2.2. Comparison of characterization techniques ................................................................ 38

Table 3.1. Contact angle measurements for C-HA nanocomplexes with significant reduction in

C-HA nanocomplexes conditioned group…………………………………… ………………….62

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List of Figures

Figure 2.1. Hierarchical structure of dentin. Dentinal tubules with mineralized peritubular dentin

(PTD) act as fiber reinforcements within the less mineralized intertubular dentin (ITD)

matrix. Mineralized collagen fibrils intersect perpendicularly with the dentinal tubules.

Nanometric structure of collagen fiber with staggered collagen molecules and intrafibrillarly

deposited hydroxyapatite (HAP)............................................................................................. 6

Figure 2.2. Iatrogenic alteration in dentin. A) Schematic showing role of dentin components

towards mechanical integrity (adapted & modified from (1) and B) shows how individual

components become altered with use of chemical irrigants affecting dentin interaction with

materials. ............................................................................................................................... 15

Figure 2.3. Proposed nucleation theories for collagen mineralization. Extrafibrillar

mineralization is an ion-based pathway explained by classical nucleation theory whereas

amorphous precursor-based pathway has been proposed for intrafibrillar mineralization. .. 17

Figure 2.4. A) Molecular structure of N-acetyl chitin. B) Side view of a chitin fibril with Acetyl

groups outlined in rectangles showing inter-fibril associations (114). ................................. 29

Figure 2.5. Deacetylation of chitin and modified chitosan derivatives. Adapted and modified

(122). ..................................................................................................................................... 29

Figure 2.6. Proposed role of Chitosan-Hydroxyapatite precursor (C-HA) nanocomplexes in

dentin biomineralization. ...................................................................................................... 33

Figure 2.7. Principle of TOF-SIMS operation. Adapted and modified (129). Incident primary ion

beam on sample surface causes surface ionization. The secondary ions are extracted into a

flight tube and identified by the mass detector based on the time of flight and mass to

charge ratio............................................................................................................................ 36

Figure 3.1. Optimal C-HA nanocomplexes formulation determination. (A) Scatter plot showing

mean zeta potential values for surface charge measurements (B) Bar chart with pH values

for serial C-A nanocomplexes concentrations and (C) Bar chart showing polydispersity

index for assessing aggregation. (D) Table 3.1. Water contact angle measurements for

dentin with/without C-HA nanocomplexes conditioning showing significant reduction in C-

HA nanocomplexes conditioned group. (E) Bar graph showing increased UTS in

nanocomplexes conditioned…………………………………………………………….......62

Figure 3.2. Bioactivity characterization of C-HA nanocomplexes. (A) SEM image showing

mineral islands integrated with organic chitosan matrix, with EDX (inset) confirming rich

presence of C, O, Ca and P. (B) FTIR spectrum showing presence of bifid phosphate peaks

(red) and carbonate bonds in C-HA nanocomplexes films after SBF incubation suggestive of

mineral formation. (C) Sharp peaks on XRD spectrum suggest crystalline nature of formed

mineral (red) after bioactivity assessment in SBF compared to

complex…………………………………………………………………………………...…63

Figure 3.3. (A) Calculation of outcome measures of sealer penetration depth into dentinal

tubules………………………………………………………………………………………64

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Figure 3.3. (B). Bar charts (b-g) showing Mean, Maximum and % Area Penetration at 4 and

6mm levels from root apex in C-HA nanocomplexes conditioned group and control groups.

The % Area penetration at 6mm level and all outcome parameters at 4mm are significantly

higher than the control……………………………………………………………………...65

Figure 4.1. (A and B) Total ion maps for control and C-HA nanocomplexes conditioned dentin.

Interfacial layer with differences in pixel intensity can be seen (broken line marks the

interfacial boundary). (C and D) CN- chemical ion maps showing intense CN- signals of

integrated C-HA nanocomplexes at interface/subsurface in conditioned dentin. No signal

zone suggestive of degraded collagen is seen in control (yellow arrows). (E and F)

Showing Red-Green overlays of organic fragment (C2H4NO---red) with phosphates (PO2

-,

PO3- and PO4

- --green). (E) Minimal presence of phosphate ions at the sealer-dentin interface

(broken line) in control dentin. (F) Well-defined interfacial band of phosphates (PO2-, PO3

-) in

C-HA nanocomplexes conditioned dentin. (G) Red-Green overlay of chitosan fragment

(C5H6NO+ --red) with calcium (Ca+ --green) showing presence of calcium islands in

conditioned dentin in areas lacking chitosan matrix (yellow arrows)………………….…..83

Figure 4.2. Normalized mass spectral intensities for negative and positive polarity at interfacial

and total dentin region of interests. (A) Negative polarity non-specific protein fragments at

interface and (B) total dentin. (C) Negative polarity characteristic chitosan fragments at

interface and (D) total dentin. (E) Positive polarity characteristic chitosan fragments and (F)

non-specfic organic fragments at interface. (G) Phosphate fragments at interface and (H)

total dentin. (I) Presence of tricalcium silicate hydration products (Ca+, CaO+ and CaOH+)

at interface. (J) Higher molecular mass fragments (CaPO2+, CaPO3

+, CaPO4+, Ca2PO3

+ ) of

calcium phosphates at interfacial dentin…………………………………………………....85

Figure 4.3. TEM micrographs showing sealer-dentin (D) interface (IF) with presence of

interfacial layer (IL). (A) Control dentin shows a thin, discontinuous interfacial layer with

collagen fraying. (B) Conditioned dentin shows a closely adapted interfacial layer with

markedly increased thickness……………………………………………………………....87

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Preface

Dissertation format

This dissertation is submitted in form of a manuscript-based thesis. The research work done over

the course of Master’s program has been divided in two manuscripts, which are in the process of

being submitted for review in peer-reviewed indexed journal (Journal of Endodontics).

Chapter 1: provides a general introduction to the subject followed by hypothesis and objectives.

Chapter 2: presents a literature review of the topics related to the research problem.

Chapters 3 and 4: comprise of the experimental data in the form of manuscripts.

Chapter 5: provides a general discussion of the study rationale and combined experimental data

presented in the study.

Chapter 6: concludes the findings of the study.

Chapter 7: refers to potential future studies.

Scholarships/Awards

2017 Dr. Jaro Sodek Merit Award, Faculty of Dentistry, University of Toronto

2018 Harron Scholarship Award, Faculty of Dentistry, University of Toronto

2019 CADR-NCOHR Student Research Award (Travel Award )

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Abbreviations

ACP Amorphous Calcium Phosphate

BSP Bone Sialoprotein

CEJ Cemento-Enamel Junction

Ca(OH)2 Calcium hydroxide

CMCS Carboxymethyl chitosan

C-HA Chitosan-Hydroxyapatite precursor nanocomplexes

DA Degree of acetylation

DD Degree of deacetylation

DEJ Dentino-Enamel Junction

DMP-1 Dentin Matrix Protein

DSP Dentin Sialoprotein

EDTA Ethylenediamine tetraacetic acid

GAGs Glycosaminoglycans

GTR Guided Tissue Remineralization

HA Hydroxyapatite

MEPE Matrix Extracellular Phosphoglycoprotein

NaOCl Sodium hypochlorite

NCP Non-Collagenous Proteins

OPN Osteopontin

PAA Polyacrylic acid

PAMAM Polyamidoamine dendrimer

P-chi Phosphorylated chitosan

PILP Polymer Induced Liquid Precursors

PVPA Polyvinylphosphonic acid

STMP Sodium trimetaphosphate

TCS Tricalcium Silicate Sealer

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Chapter 1

Introduction

Background

Dentin forms the major proportion of tooth structure. It is a hydrated composite consisting of an

organic and inorganic fraction (1). The organic component of dentin contributes chiefly towards

toughness and tensile strength whereas the inorganic fraction adds to stiffness (1). The structural

and chemical characteristics of dentin can be compromised due to iatrogenic (treatment -

mediated) and non-iatrogenic (disease-mediated) causes (1) .

Non-surgical root canal treatment (NSRCT) is an established procedure for treatment of pulpal

infections causing the inflammation of peri-radicular tissues (2). The primary objectives for a

successful root canal treatment include complete bacterial elimination, prevention of reinfection

and preservation of structural integrity (3). Mechanical instrumentation and chemical irrigants

are routinely employed to achieve root canal debridement. However, with their use subsequent

alteration of dentin substrate is a common occurrence (4). Currently, there is extensive

documented evidence that links the use of root canal irrigants with compromised compositional,

mechanical and physical characteristics of dentin (5, 6). Reduced dentin hardness, flexural and

tensile strength have all been reported (1, 7). The use of caustic chemicals, such as sodium

hypochlorite and ethylenediaminetetraacetic acid, as root canal irrigants results in the loss of

mineral ions and denudation of collagen matrix (5). Since, the collagen has a weakly polar

character the surface properties of demineralized dentin become unfavorable for crystal

nucleation (8). Such ultrastructural changes also result in compromised interaction with root-

filling materials affecting interfacial integrity and associated predilection to fracture (9).

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Currently, reconstitution of dentin matrix has been focusing towards mineral incorporation with

solutions of calcium and phosphate ions, such conventional approaches are limited to crystal

growth from residual seeding crystals that grow uninterruptedly as extrafibrillar precipitates (10).

A deeper understanding of structural hierarchy and mechanistic exploration of dentin

biomineralization have inspired tissue engineering of materials for hard tissue repair (11). This

has shifted the interest towards strategies capable of achieving functional remineralization which

encompasses extrafibrillar and intrafibrillar mineral deposition integrated with organic matrix

resulting in biomechanical behavior similar to dentin (12). These strategies work as bottom-up

schemes and are therefore independent of seeding crystals (13). Guided tissue remineralization

has surfaced as a novel biomimetic strategy that involves polyelectrolytic polymers that function

to stabilize amorphous calcium phosphate precursor phases and provide a template to achieve

intrafibrillar mineralization (14). This has been attempted with the use of polyacrylic acid and

polyvinylphosphonic acid polymers for dentin remineralization (15).

Chitosan is an attractive biopolymer owing to its biocompatibility, biodegradability and anti-

bacterial characteristics (16) to achieve guided mineralization of dentin. Its popularity in

biomedical field is largely due to the availability of free pendant groups on its backbone, such as

OH and NH2, that can be modified to conduct specific functions with optimized physical,

chemical and biological characteristics (17, 18). It provides an added advantage of mechanical

stability due to presence of parallel H-bonded chains compared to other polymers (11).

Phosphorylated chitosan has been used to achieve surface modification of demineralized dentin

and facilitate mineral deposition (8). Chitosan-hydroxyapatite blends as cements and pastes have

also been employed in context of temporary scaffolding in bone substitutes that ultimately

become resorbed and replaced with mature bone (18). Chitosan-Hydroxyapatite precursor (C-

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HA) nanocomplexes, is one such development for guided remineralization of dentin. Its role as a

non-collagenous protein (NCP) analog is channeled through presence of a dense surface charge

allowing calcium sequestration and subsequent stabilization of precursor amorphous calcium

phosphate phase. Based on a bottom-up mineralization strategy, it is able to achieve synergistic

intrafibrillar and extrafibrillar mineralization of demineralized dentin. Combining such a

biopolymer with hydroxyapatite precursors would allow a multi-functional modification of

dentin substrate with respect to interaction with materials as well as provide structural support to

the HA precursors as they crystallize both intrafibrillarly and extrafibrillarly to strengthen

radicular dentin.

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Hypothesis

Chitosan-Hydroxyapatite (C-HA) nanocomplexes conditioning of altered dentin would improve

chemical/mechanical characteristics of dentin.

Objective

The purpose of the study is: To develop and characterize a Chitosan-HA precursor (C-HA)

nanocomplex and to assess the ability of C-HA nanocomplexes conditioning on (1) sealer

penetration, (2) interfacial remineralization and (3) dentin mechanical property.

Specific Aims

Specifically, the study aims to:

1) Characterize physico-chemical and bioactivity potential of C-HA nanocomplexes and

assess dentin mechanical property.

2) Evaluate the effect of C-HA nanocomplexes conditioning of root canal dentin on depth of

tricalcium silicate sealer penetration.

3) Conduct chemical characterization of tricalcium silicate sealer-dentin interface.

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Chapter 2

2 Literature Review

Dentin

Composition, structure and mechanical properties

Dentin is a mineralized tissue that has the greatest proportion amongst other tissues in a tooth

(12). It is a composite structure that consists of an 60% inorganic fraction, 30% organic matrix

and 10% water by weight (19, 20). The mineral is present in the form of calcium deficient

carbonated hydroxyapatite crystals (50 x 10nm), which are arranged intrafibrillarly and

extrafibrillarly with respect to collagen fibrils (Fig. 2.1) (11). The apatite crystals are rod/needle

like near the pulp and become more plate like towards the dentin-enamel junction with an

approximate thickness of 5nm (1).

The organic matrix is largely composed of Type I collagen (90%), which is also the most

abundant protein. Type I collagen exists as a fibrillar structure with the fibrils oriented in a plane

perpendicular to that of dentinal tubules (21). The non-collagenous proteins (NCPs) which are a

heterogeneous group of proteoglycans, phosphoproteins, glycoproteins, serum proteins, enzymes

and growth factors make up the remaining 10% of the organic matrix (22-24) and serve

important roles in biomineralization of dentin (25).

The water in dentin is present in bound and free states. The bound water is also known as

structural water, is associated with the inorganic apatite crystals, collagen and non-collagenous

proteins such as glycosaminoglycan’s (1). On the other hand, the unbound water is freely found

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in dentinal tubules and other porosities in the dentin structure. The unbound water serves as a

source to keep dentin bathed in mineral constituents (26).

Figure 2.1. Hierarchical structure of dentin. Dentinal tubules with mineralized peritubular dentin (PTD)

act as fiber reinforcements within the less mineralized intertubular dentin (ITD) matrix. Mineralized

collagen fibrils intersect perpendicularly with the dentinal tubules. Nanometric structure of collagen fiber

with staggered collagen molecules and intrafibrillarly deposited hydroxyapatite (HAP).

http://www.dunand.northwestern.edu/research/images/bio/dentin1.png (retrieved on 18-11-2018)

As a distinct micro-structural feature, dentin consists of a network of tubules containing dentinal

fluid, that extend outward from the pulp towards the dentin-enamel junction (DEJ) with a typical

density 10,000 to 96,000 tubules per mm2 (1). Dentin shows anisotropic behavior as reflected by

regional differences in tubular density and alignment (27). At a structural level, dentin is

described as a “fiber-reinforced composite”, wherein a less mineralized intertubular dentin forms

the matrix, and the highly mineralized peritubular dentin forms the fiber reinforcements. The

matrix is traversed by dentinal tubules that run through bulk of the dentin (21, 28).

The mechanical properties of dentin are governed by the alignment of the dentinal tubules with

respect to direction of force applied (27). Mechanical integrity of dentin is maintained by an

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interplay of organic and inorganic components. The mineral fraction mainly contributes towards

stiffness and compressive strength while the organic component is responsible for ultimate

tensile strength and toughness which is linked to the extent of tensile strain it can absorb before

failure (29). Dentin is therefore regarded as a tough material owing to the soft-wrapping like

effect of organic matrix around mineral platelets that dissipates stress concentrations within the

structure to inhibit fracture initiation and propagation (1).

Bound water plays a crucial role in stabilizing triple-helix of collagen structure. Each tripeptide

consists of two water molecules, and as this number increases the collagen swells laterally and

acts as a plasticizer. Proteoglycans are non-collagenous proteins that are constituted of a protein

core covalently attached to carbohydrate side chains of unbranched repeating units of

disaccharides called as Glycosaminoglycans (GAGs) (30) . GAGs are known to form

intrafibrillar supramolecular bridges with mineralized collagen fibrils (11). GAGs are highly

negatively charged and are surrounded by a shell of water molecules that allows them to occupy

a large hydrodynamic volume in solution, filling the inter fibrillar spaces within the collagen

matrix (31). GAGs interact with one another by forming tape-worm like aggregates due to

repulsions arising from the negative charge, their associations are further stabilized by

electrostatic and hydrophobic interactions and H-bonds. Therefore, they maintain a hydrostatic

pressure allowing them to stretch and unfold to help regulate mechanical stress (12, 31).

Dentin Biomineralization

Biomineralization is the formation or accumulation of minerals by organisms especially into

biological tissues or structures (such as bones and teeth) as defined by Merriam-Webster

dictionary (32, 33). This process is based on a highly dynamic environment orchestrated by

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organic matrix components, importantly non-collagenous proteins (NCPs) (25). Dentin

formation is a tissue-specific process that occurs at spatially independent sites within the organic

matrix (34). Odontoblasts extend their processes through non-mineralized zone of pre-dentin

into the mineralization front. In the pre-dentin layer, odontoblastic cell bodies actively secrete

collagen and proteoglycans. A second pool of non-collagenous proteins is secreted close to the

mineralization front whereby they interact with collagen fibrils and trap calcium ions to initiate

nucleation (34).

2.1.2.1 Hierarchical Structure of Mineralized Collagen

Tropocollagen molecules form the building blocks of mineralized collagen. Each tropocollagen

molecule consists of three helical polypeptide chains with a length of ≈300 nm and a diameter of

about 1.5 nm, arranged in a staggered configuration. The most recent model describing the

molecular organization of collagen type I shows that the space between triple helical molecules

averages at about 1.3 nm (35). According to the quarter-staggered model, each collagen molecule

is off-set by 67 nm from the neighboring molecule creating a periodicity called the D-period.

There is a 40 nm gap zone, between the ends of each of these units owing to greatest

intermolecular and hydrophobic interactions of the charged side chains. Also, there is a 27 nm of

overlap zone between adjacent units. This spacing gives rise to the basic 67 nm repeat unit and

banding observed by electron microscopy that corresponds to approximately 234 amino acid

residues (36, 37). Five tropocollagen molecules bundle to form a microfibril (5-6 nm in

diameter) with respect to hydroxyapatite crystals, that grow on their surface with their c-axes

oriented along the longitudinal axes of the fibrils, as the next hierarchical level. Numerous

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mineralized microfibrils organize into a collagen fibril. At the highest level, multiple collagen

fibrils combine to form the mineralized collagen fiber with a diameter of 80-100 nm (38).

2.1.2.2 Role of Collagen

The active role of collagen in biomineralization is generally well accepted (39, 40). Specific

sites in the type I collagen gap zones were reported by Silver and Landis, which have the

potential to sequester and bind calcium ions (41). It is also conceived that the three-dimensional

arrangement of charged groups on collagen may present a template for epitaxial nucleation as

well as contribute towards controlling the crystallographic orientation of minerals (39).

Subsequently, Nudelman et al. demonstrated charged interactions between the C-terminus end

region (+ve) of collagen gap zones and the negatively charged pAsp-ACP complex (40). These

findings emphasize the role of collagen in mineral growth.

2.1.2.3 Role of Non-Collagenous Proteins

In dentin, biomineralization is chiefly regulated by non-collagenous proteins. The NCPs are first

localized by its interaction with the type I collagen fibril, which then directs crystal nucleation

and templates the apatite crystals to grow (40). They act as promoters and inhibitors of

nucleation as well as have control over mineral orientation (25). They are classified as either

phosphorylated or non-phosphorylated proteins. Amongst them, SIBLING (Small Integrin-

Binding Ligand N-linked Glycoprotein) family of proteins consisting of bone sialoprotein (BSP),

osteopontin (OPN), matrix extracellular phosphoglyco protein (MEPE), dentin matrix protein

(DMP-1) and dentin sialophosphprotein (DSPP) is of significance. These proteins are highly

phosphorylated, acidic and rich in serine residues. Dentin sialophosphoprotein is the major NCP

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of dentin which is secreted only at the mineralizing front and is not present in predentin. This

highlights its specific role in crystal growth behind mineralization front (34). It is rapidly cleaved

into its sub-domains, DSP (dentin sialoprotein) and DGP (dentin glycoprotein) and is very rich in

serine residues that develop a strong negative surface charge on phosphorylation and therefore

acts like a virtual sink for calcium ions (25).

DMP-1 has been shown to play a dual role in biomineralization such that it acts as mineral

nucleation site at specific collagen binding domains and on the other hand inhibits uninterrupted

crystal growth to occur (42, 43). The binding between collagen and DMP-1 is electrostatically

driven based on the presence of acidic residues in its peptide domains. The high negative charge

density created by presence of aspartic acid residues facilitates stabilization of amorphous nuclei

(42). Further, in-vivo and in-vitro studies have demonstrated the role of DMP-1 in both

promotion and regulation on mineralization with their lacking presence associated with

osteomalacia and rickets development (43, 44). Another important aspect of the process is

transport and availability of ion sources of calcium and other minerals at the mineralization front.

Calcium is transported within the odontoblastic process to the active mineralization front by

means of numerous intracellular transport mechanisms such as Ca+2-activated ATPase and

Na+/Ca+2 exchangers. While, phosphate is made available by non-specific cleavage of different

compounds by alkaline phosphatase to form inorganic phosphate (34). Biomineralization of

dentin is a complex process that involves an interplay between organic-inorganic matrix

interaction and availability of mineral ions.

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Dentin Alteration

Iatrogenic effects during root canal treatment supplement the previously incurred disease

mediated changes in dentin causing further alterations in dentin ultrastructure (1).

Complementary use of sodium hypochlorite (NaOCl) and ethylenediaminetetraacetic acid

(EDTA) for root canal debridement is a standard practice in root canal treatment. Dentin

alteration (Fig. 2.2) attributed to the use of root canal irrigants have been extensively reported in

literature (9). Their individual effects on dentin composition, mechanical and physico-chemical

characteristics are reviewed in the following paragraphs.

Compositional alteration

Sodium hypochlorite (NaOCl), is a commonly used root canal irrigants because of its anti-

microbial and organic tissue dissolution properties (7). It is a strong oxidizing agent that exerts

an irreversible, nonspecific, digestive effect on vital and necrotic organic tissues as a result of

direct contact between free available chlorine and organic matter (45). The damaging effects of

NaOCl on dentin increase with time and concentration (9, 46) ranging from 0.5% to full strength

of 6%. (9). Penetration up to 77 μm was measured after incubation with 1% NaOCl for 2 minutes

at room temperature whereas a 300 μm depth of penetration was obtained with 6% NaOCl for 20

minutes at 45°C, evaluated with bleaching of crystal violet dye (47).

Sodium hypochlorite causes protein denaturation by breakage of peptide links and salt formation

through neutralization reactions (48). It may also cause collagen dissolution by oxidation of

cysteine amino acid residues present in dentin matrix to form cysteic acid (CysO3) (48). These

alterations result in disturbed chemical profile of dentin, with reported significant reduction in

carbon and nitrogen contents (49). Deproteination effect of 5% NaOCl on acid-etched dentin

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resulted in reduced organic matrix with no differences in carbonate and phosphate using infrared

spectroscopy (50). Although, NaOCl is not a chelating agent, experimental evidence suggests

that it has a possible role in removal of inorganic ions such as calcium, magnesium and

carbonate (Ca+2, Mg+2 and CO3-2) from root dentin (46). The small size of hypochlorite anion

allows it to penetrate the water compartments of apatite-encapsulated collagen fibrils and thereby

continue its degradative action on the collagen molecules (4).

Ethylenediaminetetraacetic acid (EDTA), is a hexadentate ligand that is routinely employed for

chelation of calcium ions during smear removal from instrumented root canals. It is commonly

used in concentration of 5- 17% as disodium salt of EDTA. A 5-min. exposure of the root canal

to EDTA would remove the smear layer and open the dentinal tubules to a depth of 20-30 um

(51). It is capable of removing not only the calcium ions from HA structure of dentin but also the

ones that are bonded to NCPs (51). EDTA can also denature proteins that require Zn binding

such as type I collagen of dentin. EDTA is a strong Zn chelator and may cast irreversible

denaturation and aggregation of particular Zn binding domains (52).

The action of EDTA is described as self-limiting (51), based on studies that did not show an

increase in the demineralization depth beyond 50um even after a prolonged duration (53).

Combined use of EDTA followed by NaOCl has been shown to result in significant reduction in

calcium and phosphorous contents (6). Removal of magnesium and calcium from dentin after

EDTA irrigation was also reported in a recent time-of-flight secondary ion mass spectroscopy

study (54). It has been suggested that EDTA induced demineralization and collagen exposure

enhances bacterial adherence to dentin which may incur further toxin mediated damage (55).

Differences in irrigation methods, sequence and chemicals have shown different levels of

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erosion. Dentin surface erosion on root canal dentin has been suggested to be an indicator of loss

of calcium and phosphorous from dentin matrix. Use of EDTA followed by NaOCl, has shown

conspicuous erosion of peritubular/intertubular dentin, increased surface roughness and widened

tubular orifices (56).

Mechanical alteration

The use of endodontic irrigants also alters mechanical characteristics of dentin. Exposure to

5.25% NaOCl for 2 hours was shown to significantly reduce the modulus of elasticity and the

flexural strength of standardized bars of dentin when compared to exposure to saline or 0.5%

sodium hypochlorite (49). A 59% decrease in strength of dentin cylinders has also been reported

with its use after 5 weeks of exposure with 5.25% solution (57). This is chiefly explained by the

damage incurred to the organic matrix of dentin that is responsible for contributing towards

dentinal strength. Significant reduction in microhardness of root dentin exposed to 17% EDTA

for 15 minutes has been reported (68). A 30% reduction in flexural strength and a 50% loss of

elastic modulus was shown for dentin beams exposed to EDTA over a 2 hours period

(58). Several in vitro studies have shown that combined use of NaOCl and EDTA can remove

the inorganic phase as well as the organic phase of dentin, giving rise to detrimental effects and

most pronounced reduction in microhardness of dentin. The chemically altered radicular dentin

can also form potential sites for crack initiation and subsequent fatigue failures (1).

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Physico-chemical alteration

Use of chemical disinfectants alters the physico-chemical properties of root dentin which is

associated with disturbances in organic and inorganic proportions of dentin (59). Significant

reduction in dentin wettability assessed by static water contact angle measurements was reported

for dentin treated with combined use of NaOCl and EDTA compared to untreated dentin. EDX

analysis confirmed the presence of increased inorganic phase (calcium and phosphorus) in

groups with lower contact angle while increasing proportion of organic content (nitrogen and

carbon) was recorded for higher contact angle groups (60). Earlier findings have also reported

decreased dentin wettability after use of EDTA alone (61, 62). Induced surface roughness and

widening of dentinal tubules that allow air pockets to form within the tubules have been

proposed as causes of decreased dentin wettability (63). In another study, association between

increase calcium concentration with enhanced surface wettability was also established (64). Use

of NaOCl as a final flush following chelating agents also resulted in compromised wetting of the

root canal dentin (65). As discussed above, the use of irrigants alter the chemical and mechanical

properties of root dentin. One sequelae of these alterations is reduced bond strength between root

dentin and root filling materials that endangers interfacial integrity (9).

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Figure 2.2. Iatrogenic alteration in dentin. A) Schematic showing role of dentin components towards

mechanical integrity (adapted & modified from (1) and B) shows how individual components become

altered with use of chemical irrigants affecting dentin interaction with materials.

A

B

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Dentin remineralization

Conventional dentin remineralization strategies

Conventionally, dentin remineralization has been attempted using solutions with calcium and

phosphate ions in various fluoride concentrations (10). It is well established that these

remineralization strategies are based on the concept of classical nucleation kinetics through ion-

mediated pathway (66), whereby precritical nucleus crystallizes to a primary crystal without any

amorphous precursors (67). In context of dentin remineralization, it means epitaxial growth over

existing seed crystallites and a passive role of collagen fibrils in inducing mineral nucleation (23,

68). Therefore, in the absence or sub-critical presence of seeding crystallites, remineralization of

dentin surface would be halted (69, 70).

In conventional remineralization strategies, the mineral nucleation is dependent on local

supersaturation governed by pH, amount of seeding crystals and surface area (34). Although,

these strategies are successful in surface deposition of calcium phosphate crystals, the size of

these crystals grows uninterruptedly such that they can only be deposited extrafibrillarly. The

rapid accumulation of ions results in surface hyper-mineralization and presence of a sustained

mineral source becomes a limiting factor for remineralization at greater depths (34).

For every two fluoride ions, six phosphate ions and ten calcium ions are needed to form one unit

cell of fluorapatite (Ca10(PO4)6F2) (71). Recovery of dentin tissue entails a complex process as it

involves a bi-phased reconstitution of type-I collagen and apatite which have a specific spatial

connection that has invoked interest towards newer strategies (72).

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Paradigm shift in dentin remineralization

Growth of apatite crystals from a super-saturated solution was initially viewed as a classical

precipitation reaction from studies (Fig. 2.3). However, studies by Eanes et al. (1965)

demonstrated that early precipitates are amorphous in nature which later transform into

octacalcium phosphate (OCP) and then Hydroxyapatite (HA) (73). This was followed by a model

for phase transformation that stressed that the governing factor for these transformations is

kinetically driven i.e. the most energetically feasible phase, amorphous calcium phosphate (ACP)

forms first followed by the most stable forms (HA) later. With lack of in-vivo evidence, it

became a matter of general acceptance that although ACP and other HA precursors form in in-

vitro models but are not likely to form in in-vivo mineralization (74). However, recent in-vivo

studies have reported formation of transient ACP phase in growing zebrafish bones (75), mouse

enamel as well as rat calvaria (76). This rekindled the interest towards mechanistic exploration of

biomineralization with non-classical pathways.

Figure 2.3. Proposed nucleation theories for collagen mineralization. Extrafibrillar mineralization is an

ion-based pathway explained by classical nucleation theory whereas amorphous precursor-based pathway

has been proposed for intrafibrillar mineralization.

Classical Pathway

Extrafibrillar

Mineralization

Ion-based

Non-Classical

Pathway

IntrafibrillarMineralization

Precursor- based

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2.3.2.1 Proposed Models for Intra-fibrillar Mineralization

For the intrafibrillar mineralization two main models have been proposed to investigate the

possible routes of infiltration in the collagen fibrils for the ACP precursors.

The first in-vitro study to successfully demonstrate intrafibrillar mineralization of collagen was

reported by Olszta et al (2007). They proposed a “polymer-induced liquid precursor” (PILP)

hypothesis, that suggested that polyaspartic acid (pAsp) inhibits nucleation of apatite in solution

and stabilizes the formation of a liquid-like, highly hydrated ACP phase. The polymer-stabilized

ACP then infiltrates into the collagen through capillary action, and undergoes transformation into

oriented apatite crystals overtime (77). In contrast to previous, Deshpande et al. (2008) proposed

that binding of pAsp to collagen occurs, creating a local supersaturation of calcium ions,

allowing mineralization to occur directly in the fibril as calcium phosphate aggregates (76).

Later studies supplemented these models and showed that besides forming complexes with ACP,

the pAsp could also interact with collagen. This was attributed to the presence of rich carboxyl

groups of the polymer that are able to chelate calcium ions, creating a charge to sequester

phosphate ions forming a negatively charged complex that can interact with positive C-terminal

domains of collagen gap zone (78). However, this has been challenged by a recent study,

suggesting other long range forces may also be involved since electropositivity or

electroneutrality of polymer employed does not change the dynamics of ACP stabilization and

infiltration into collagen (79).

Regardless of the mechanism for ACP infiltration, these results were significant in introducing a

new concept and providing some mechanistic details regarding the potential of intrafibrillar

collagen mineralization through biomimetic models. The most significant deduction being the

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role of polyelectrolytic nature of NCPs that plays a critical role in ACP stabilization and

subsequent intrafibrillar mineralization (80).

Biomimetic dentin remineralization approaches

Merriam-Webster dictionary defined Biomimetic as, “the study of the formation, structure, or

function of biologically produced substances and materials and biological mechanisms

especially for the purpose of synthesizing similar products by artificial mechanisms which

mimic natural ones”.

Guided tissue remineralization (GTR) strategy as a bottom up scheme, makes use of the

amorphous nanoprecursors as the critical nuclei of crystallization mimicking the process of

nature (14, 40, 80). Guided Tissue remineralization is based on the electrostatic interactions of

macromolecules (NCP analogs) that function as sequesters, stabilizers and templates for initially

formed ACP precursors to guide towards the gap zone of collagen matrix achieving ordered

intrafibrillar mineralization. For biomimetic mineralization, the in-vitro models employ use of

bioactive molecules, synthetic polymers and recombinant proteins as NCP analogs. Biomimetic

studies are carried out under ambient conditions without the use of special equipment making

their use an economically viable option (34).

A noteworthy aspect of adopting guided tissue remineralization strategy is the impact on

mechanical properties. Kinney et al. found the hardness and elastic modulus of dentin lacking

intrafibrillar mineral was significantly reduced owing to only a minor difference in mineral

quantity from normal dentin (81). This was a significant finding to highlight the importance of

quality of remineralized dentin in terms of microstructure, mineral density and most importantly

location of mineral formed with respect to the organic matrix (11). Ideally, mineral incorporation

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in intrafibrillar and extrafibrillar locations would lead to a full mechanical recovery of

demineralized dentin as it allows collagen matrix reinforcement and efficient stress transfer (12).

Intrafibrillar mineral also provides added resistance towards collagenolytic enzymes and

demineralization as the loss of mineral from intrafibrillar location is slower, (82, 83) as well as

the partial demineralization of dentin may contain residual minerals associated with NCPs, that

would subsequently act as nucleation sites for mineral growth (12).

2.3.3.1 Non-Collagenous Protein analogs

Non-collagenous protein analogs (NCPs) play an important role in biomineralization of

dentin, therefore it becomes a natural strategy to employ their use in biomimetic schemes.

Extraction of intact NCPs from animal sources is difficult and has not yet become economically

viable. Moreover, concerns for allied immunogenicity and allergens have also restricted their use

(84).

Polyvinylphosphonic acid (PVPA) and Polyacrylic acid (PAA): Amongst pioneering analogs

were Polyvinylphosphonic acid (PVPA) and Polyacrylic acid (PAA) (10, 14, 85, 86). Poly

aspartic acid (PAA) has been used as the sequestering NCP analog found in bone alongside

Polyvinylphosphonic acid (PVPA) as the templating analog to stabilize ACP nanoprecursors

with evidence of both extrafibrillar and intrafibrillar remineralization of acid etched dentin.

These studies evidenced similar formation and crystallographic alignment of apatite crystal

inside collagen. Remineralization was shown to occur as the result of slow release of calcium

ions from the hydration of Portland cement and the interaction with phosphate containing

fluid. At 2 weeks, partial zones of remineralized dentin were observed starting from the base of

the mineralized dentin outward toward the dentin surface. At 4 weeks, more continuous zones of

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intra and extrafibrillar mineralization were observed. Only by the end of 8 weeks, complete

remineralization of 5um demineralized region was achieved. When the templating analogue was

not incorporated, a very limited interaction with collagen matrix was seen (14).

Sodium trimetaphosphate (STMP): Is an industrial phosphorylating agent. The phosphate groups

of STMP can be transferred onto collagen by reacting with hydroxyl groups of proteins,

providing a strong negative surface charge which allows calcium nucleation (68). Sodium

trimetaphosphate (STMP) along with PVPA was also employed as a templating molecule to

attract ACP-nanoprecursors to nucleate in the collagen fibrils (8).

Chitosan: Phosphorylated chitosan (P-chi) has a strong affinity to bind to calcium ions and hence

induces calcium phosphate formation. (P-chi) was used as a NCP analog and demonstrated

calcium phosphate deposits on demineralized dentin (8).

Polyamidoamine dendrimer (PAMAM): In artificial saliva promoted formation of PAMAM-

collagen matrix complexes and resulted in intrafibrillar mineral deposition which was shown

with apparent collagen periodicity (72, 87).

Casein phosphopeptide-Amorphous calcium phosphate (CPP-ACP): It contains the cluster

sequence of -Ser (P)-Ser (P)-Ser (P)-Glu-Glu from casein which gives the ability to stabilize

ACP and thereby maintains high concentration gradients on tooth surface (13). Compared to its

role in enamel remineralization which is extensively documented and is also available as

commercial products, its effect on dentin intrafibrillar remineralization is less documented. It has

been employed in one study as a root canal irrigant to improve micro-hardness of dentin (88).

Modifications to functional groups on polymers have also been used to enhance their

phosphorylation potential. The order of binding affinity of some functional groups to calcium ion

is highest for phosphates followed by carboxyl, amido and hydroxyl groups (8, 89).

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2.3.3.2 Remineralizing Medium

Biomimetic studies employ use of multiple supersaturated solutions that are metastable with

respect to HA are reported in literature. They are prepared to match the ionic concentrations of

body fluid in an attempt to provide a facilitative environment for mineral formation and growth

in bioactivity studies by providing calcium and phosphate.

The most commonly used calcium-containing remineralizing medium was Portland cement,

which acted as the dual source for calcium and hydroxyl ions (14, 85, 90, 91). In addition,

calcium phosphate remineralizing solution, casein phosphopeptide-amorphous calcium

phosphate or CPP-ACP paste (92), artificial saliva (93), bioactive glass (91), calcium chloride

solution (94), and metastable calcium phosphate solution (95) were also used. As phosphate

source, remineralizing mediums such as simulated body fluid (SBF) (90, 96, 97), phosphate-

containing solution/gel, calcium phosphate remineralizing solution, artificial saliva and

phosphate-buffered saline (PBS) were used (13).

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Table 2.1. List of NCP analogs adapted and modified (80).

NCP Analogues Function of NCP Analogues Approach

Polyacrylic acid (PAA) Simulating CaPO4 binding sites

of DMP1

Stabilizing ACP

Inhibiting nucleation for ACP

stabilization

Prolonging the lifetime of ACP

PAA-containing SBF

PAA-STMP-MTA

PAA/PVPA & PO4 solution

Sodium trimetaphosphate

(STMP)

Phosphorylating of type I

collagen

Binding to demineralized

collagen matrix

Forming covalent bonds

Attracting ACP-nanoprecursors

STMP-collagen matrix

PAA-STMP-MTA

Phosphorylated chitosan

(P-chi)

Binding to collagen

Introducing functional groups

onto the collagen

P-chi collagen matrix

Peptide Binding calcium ions

Initiating mineral deposition

Binding collagen by electrostatic

interactions

Peptide-collagen matrix

Agarose gel Binding to collagen molecules Agarose gel-PO4-collagen

matrix

Polyamidoamine dendrimer

(PAMAM)

Binding to collagen fibrils

Recruiting ACP nanoprecursors

into collagen matrix

Guiding meso-crystals to

assemble into large ones

Inducing the periodicity of the

mineralized fibrils

PAMAM-collagen matrix

L-glutamic acid (Glu) Triggering crystallization

Promoting calcium phosphate

crystallization

Substituting Glu-rich domain of

DMP1

PAA/L Glu-CaPO4 solution

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Tricalcium Silicate based materials

In context of mineralization, bioactivity is described as the ability of materials to form

carbonated apatite on their surface when exposed to simulated body fluids in vitro (98). Inspired

from the use of bioactive materials in restorative dentistry, (such as incorporation of silica or of

calcium phosphate materials in filling materials) mineral trioxide aggregate (MTA) was

introduced as a root-end filling material. Owing to its biocompatibility and osteogenic abilities, it

gained popularity for use in extensive applications such as vital pulp therapy, apexogenesis,

perforation repairs etc. (99).

MTA as a Portland cement, mainly consists of a mixture of tricalcium silicate, tricalcium

aluminate, silicon oxide and bismuth oxide as radio-opacifier (100). The 1st generation MTA

based materials were alumina based with drawbacks of difficulty in handling, discoloration on

contact with NaOCl and extended setting time. To overcome some of these challenges, a 2nd

generation of MTA based materials was introduced with modifications of cement formulation

from Portland to calcium silicate, alternative radiopacifiers and the introduction of additives.

Another change to the material, which improved its characteristics was reduction in the particle

size of the powder (101). Use of tricalcium silicate based cements as sealers was proposed by

Gandolfi et al. (102). Sealer penetration into dentinal tubules is considered to be a clinically

positive outcome as it may facilitate deeper anti-bacterial action inside dentinal tubules for

sealers having anti-bacterial potential as well as improve sealer retention due to an extended area

of interface (103).

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Hydration Reaction of Tricalcium Silicate based Sealers

In comparison to conventional base/catalyst based sealers, tricalicum silicate sealers (TCS) are

hydraulic in nature. This means moisture present in environment (dentinal tubules) is essential to

activate their bioactivity resulting in apatite formation while the sealer continues to set. Studies

conducted to assess sealer setting in different conditions of humidity showed a lack of TCS

setting in dry environments (104). Bioactivity of TCS is attributed to the formation of calcium

hydroxide in presence of phosphate containing fluids through the active components of tri and

di-calcium silicates.

The setting reaction has been described as follows:

(A) 2 (3CaO . SiO2) + 6H2O --->- 3CaO . 2SiO2 . 3H2O + 3Ca (OH )2 Hydration

(B) 2 (2CaO . SiO2) + 4H2O --->- 3CaO . 2SiO2 . 3H2O + Ca (OH )2

(C) 7Ca(OH )2 + 3Ca(H2PO4)2 --->- Ca10(PO4)6(OH )2 + 12H2O Precipitation

The setting reaction has been described as a “dissolution-precipitation” reaction whereby a

gradual dissolution of the unhydrated calcium-silicate particles occurs to result in formation of

calcium hydroxide and calcium-silicate crystals (elongated, needle-like) dispersed in an

amorphous, hydrated calcium-silicate gel (CSH). The second reaction occurs in contact with

phosphate containing medium or if a phosphate source is present among the constituents of TCS

sealer (such as in Endosequence BC Sealer, Brasseler, Savannah, GA or iRoot SP, Innovative

BioCreamix Inc., Vancouver, Canada) (15, 99, 104).

Such an environment allows for a rapid ion exchange with a prolonged calcium and hydroxyl ion

leaching into the environment. Since most of the TCS formulations available lack a phosphate

phase among their constituents, need for a phosphate source exists to allow formation of calcium

phosphate phases (HA). This forms the basis for most of the in-vitro characterization studies to

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incorporate a mineralizing medium (as discussed above). Lack of formation of phosphate phases

has been reported when TCS was allowed to set in contact with root canal dentin (105). This

highlights the importance of phosphate presence in the local environment to allow optimal

tapping of bioactivity potential of tri-calcium silicate sealers in approximation to dentin surface.

Chitosan

Chitin was isolated for the first time by H. Brancota, in 1811. Chitin is a polyaminosaccharide

that is primarily derived from the shells of crustaceans, such as crabs, shrimps, and lobsters

(106). The deacetylated form of chitin, called chitosan, was described by Rouget in 1859.

Chitosan is the second most abundant biopolymer, next in line to cellulose.

Structure, chemistry and properties

Conversion of chitin to chitosan involves a multi-step process involving demineralization,

deproteination and deacetylation with strong alkalis. The deacetylation of chitin is difficult to

achieve in totality mainly because of unreachable amide groups, therefore it consists of varying

amounts of linked residues of N-acetyl-2 amino-2-deoxy-D-glucose (N-acetyl-glucosamine) and

2-amino-2-deoxy-D-glucose (glucosamine) residues (Fig. 2.4) (107). The ratio of glucosamine

to N-acetyl glucosamine is referred to as the degree of deacetylation (DDA). The DDA is a

factor of both the source of the chitosan as well as the preparation methods, and may range from

as low as 30% to almost 90% (108). DDA is reliably calculated using infrared spectroscopy with

most commercially available forms in range of 75-85%. Chitin chains can assemble into larger

bundles in at least three different conformations that have been termed α, β and γ chitin. α-Chitin

is composed of antiparallel chains of N-acetyl-glucosamine, allowing for strong intermolecular

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bonding. It is commonly found in the shells of crustaceans like shrimp and crabs, and also in

fungi (109). β-Chitin, which is commonly found in squid pens, contains chains that are aligned in

a parallel fashion, resulting in weaker intermolecular interactions (109) . Finally, γ-chitin has two

chains going in the same direction while a third chain goes antiparallel to them (109). In these

crystalline structures of chitin, acetyl groups serve as essential interactive sites that connect to

adjacent chains via hydrogen bonds as well as other non-bonded interactions. These interactions

between micro-fibrils provide tensile strength and toughness which makes chitosan a superior

biopolymer providing means of structural support in organisms (110). The physical and chemical

properties of chitosan such as crystallinity, charge density, surface energy, degradation are

highly dependent on its molecular weights and degree of deacetylation (111). Like most of the

biopolymers, chitosan is well-known for its tendency to self-aggregate in aqueous solution. The

higher molecular weight and hydrophobic moieties in chitosan, i.e., acetyl groups and glucosidic

rings, play a significant role towards this. However, it can dissolve in acidic medium due to the

protonation of –NH2 groups at the C2 position. It has a pKa of 6.3. Due to the strong electrostatic

repulsion between protonated amino groups, chitosan adopts an extended conformation in acidic

solution (112). The solution conformation of chitosan has been described as “flexible worm-like

chains” (113). The strong functionality of chitosan due to presence of (two hydroxyl groups (C3,

C6) and one primary amine group (C2) per-repeat unit) gives it a considerable opportunity for

chemical modification (107) compared to chitin that lacks the amino groups.

Carboxymethylation is one of the many modifications for chitosan, which results in introduction

of carboxymethyl groups (–CH2-COOH) onto chitosan. Since there is more than one reactive site

in chitosan’s molecular structure, three carboxymethyl derivatives (Fig. 2.5) with different

substitution sites, i.e., O-CMC (with –OH being substituted), N-CMC (with –NH2 being

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substituted), N-O-CMC (with both –OH and –NH2 being substituted), can be prepared through

various synthesis routes (17, 114). Important common properties shared by these derivatives

include their water solubility over a large pH range with minimal degree of substitution,

amphoteric behavior and metal chelation abilities. Chitosan is polycationic owing to presence of

-NH2 groups while addition of carboxyl groups renders it anionic, therefore depending on pH of

the medium, it can react with both acids and bases conferring amphoteric properties.

Carboxymethyl chitosan is water soluble due to the substitution of carboxymethyl group in place

of acetyl group which limits the extent of inter-chain H-bonding, dissociation of carboxyl groups

(COO-) and H-bonding between COO- groups and water (115).

Chitosan is a non-toxic, anti-microbial, bioadhesive, metal chelating, biodegradable and a

biocompatible polymer, therefore it presents as an excellent material for biological applications

(116). It is FDA approved for wound dressings. The biodegradation in vivo takes place by

lysozyme (117). Presence of higher concentration of nitrogen and the ability to synthesize

chitosan in various forms such as paste, membranes, sponges, fibers and spatial porous structures

like scaffolds further adds to its widespread utilization. It is currently being explored for a

multitude of applications like drug carriers, bone substitutes as well as wound dressings amongst

others in several fields of pharmacy, biomedicine, agriculture, food industry and biotechnology

(17, 18).

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Figure 2.4. a) Molecular structure of N-acetyl chitin. b) Side view of a chitin fibril with Acetyl groups

outlined in rectangles showing inter-fibril associations (114).

(O-Carboxymethyl Chitosan) ( (N,O-Carboxymethyl Chitosan)

(N-Carboxymethyl Chitosan)

Figure 2.5. Deacetylation of chitin and modified chitosan derivatives. Adapted and modified (122).

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Amorphous Calcium Phosphate (ACP)

Amorphous calcium phosphate (ACP) is a unique form of calcium phosphate minerals in

organisms that lacks the long-range periodic array found in crystalline calcium phosphates. It has

a basic structural unit - 9.5 Å dia, spherical Posner’s clusters Ca9 (PO4 )6 which contains 10–20%

by weight of water within the interstices. These clusters pack randomly to form ACP particles. It

has a molar Ca/P ratio of 1.18–2.50 and forms in neutral to basic pH with sizes of about 20–

300 nm (73, 118, 119).

ACP is a metastable phase, i.e. it is thermodynamically unstable and is formed as the initial solid

phase that precipitates from a highly-supersaturated calcium phosphate solution. It then

undergoes transition pathways to form the more stable crystalline hydroxyapatite (HA) phase

(118). ACP has gained tremendous significance since its role in biomineralization has been

established. It fulfills three roles during this process. Foremost, is its role as a mandatory

precursor towards HA formation. Secondly, it is employed as a temporary storage for apatite as

Ca and P sources. Thirdly, it has an isotropic nature giving it flexibility to conform to available

spatial geometry. This allows overcoming of directional restrictions of crystals and facilitates the

transport of large amount of the mineral to the growth front that are necessary to build

mineralized structures (40). This forms the basis for intrafibrillar mineralization to take place.

Moreover, it has better osteoconductivity and biodegradability compared to apatite, owing to

its disordered structure that gives ACP high reactivity with body fluid, causing substantial

dissolubility and fast apatite precipitation (120).

ACP has been used to prepare the crystalline phases such as hydroxyapatites, tricalcium

phosphates and calcium pyrophosphates in the form of powders, coatings, ceramics and fillers.

In combination with dopants and resins, ACP has been employed as a sustained phosphate

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release source in composite restorations (121). Due to inherent high solubility of ACP, its use as

a dental material becomes restricted. As opposed to the use of inorganic additives, which

potentially change the chemical composition and characteristics of ACP, use of organic

stabilizers can endow ACP with versatile bioactivities. This is where the stabilizing role of

polymers such as chitosan and polyaspartic acid as NCP analogs has been explored (80).

Chitosan-Hydroxyapatite Precursor Nanocomplexes

Chitosan-Hydroxyapatite precursor nanocomplexes have carboxymethyl chitosan as the organic

fraction and the amorphous calcium phosphate as the precursor to hydroxyapatite. Due to its

outstanding biocompatibility and biodegradability, challenges associated with potential risk of

lactose intolerance with traditional casein phosphopeptide-amorphous calcium phosphate

complex are not a concern (122). Moreover, unlike hydrophobic stabilizers such as dextrins, the

hydrophilicity of water soluble chitosan may attract more water to facilitate HA formation

through dissolution-precipitation process (123). Chitosan-HA composites have been extensively

explored as bone substitutes and role of phosphorylated chitosan in remineralization of dentin

has also been documented (8).

Inspired from natural composites (bones, teeth), chitosan-hydroxyapatite precursor

nanocomplexes (C-HA) consists of a polymer with mineral-precursor filler to provide the

necessary strength and flexibility of polymer and the hardness and stiffness from the mineral

formed over time (18, 124). It may serve as an initial matrix to hold the ACP during early phase

of mineralization and then eventually degrade to allow seamless integration of newly formed

mineral with the underlying dentin, similar to the concept of bone scaffolds.

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The main driving force behind the use of chitosan and amorphous calcium phosphate as tooth

substitute material is their chemical similarity to glycosaminoglycan in dentin structure. In

addition to being non-toxic, they are not recognized as foreign materials in the body and, most

importantly, both exhibit bioactive behavior and can integrate into living tissue by the same

processes as those active in biomineralization (18, 125). C-HA nanocomplexes are functionally

inspired by the in-vivo role of DMP-1 that inhibits spontaneous precipitation and aggregation of

calcium phosphate from a supersaturated solution and owing to its polyelectrolytic nature of

carboxyl groups stabilizes them as pre-nucleation clusters (126). In line with proposed models of

intrafibrillar mineralization they can infiltrate within the collagen gap zones to allow intrafibrillar

mineralization (Fig. 2.6) followed by extrafibrillar mineralization to take place (127-129). The

potential for sustained release of calcium phosphate would allow sufficient time for newly

formed minerals to integrate with the collagen matrix, a major aspect lacking in conventional

mineralization (10). The nanometric length scale has important bearing on the functional role of

this complex as they are specifically engineered to be able to penetrate the collagen gap zones.

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Figure 2.6. Proposed role of Chitosan-Hydroxyapatite precursor (C-HA) nanocomplexes in dentin

biomineralization.

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Characterization of bioactivity

Characterization involves the study of material’s features such as its composition, structure,

physico-chemical, mechanical and biological properties that shall impact its physiological

behavior and therapeutic efficacy. Therefore, a combination of analytical tools is routinely

employed for an in-depth characterization.

In electron microscopy, when a collimated beam of primary electrons comes in contact with

matter, multiple interactions occur generating secondary electrons (SEM) and transmitted

electrons (TEM) which are detected by their respective detectors to produce images. SEM is

commonly used for morphological assessment of surface topography and couple energy

dispersive spectroscopy detector (EDS) allows elemental identification and calcium phosphate

ratios for compositional profiling.

Use of transmission electron microscopy (TEM), is employed when very high resolution is

required such as for structure and location of mineral formation or their growth directions.

However, it involves the use of very small tissue volumes that may not represent the bulk

material (12). Further, TEM imaging does not enable the distinction of mineral that is closely

positioned to the organic matrix from the one that is chemically bound to it (8, 12, 14).

Fourier transformation infrared spectroscopy (FTIR) is an optical instrument useful for

identifying organic and inorganic compounds through detection of chemical bonds. It allows

assessment of nature of mineral formed by identification of phosphate and carbonate as well as

provides quantitative information on changes in mineral to matrix ratio (130).

X-ray diffraction analysis (XRD) is a non-invasive, crystallographic technique that provides

information about degree of mineralization. Since, atoms in a crystal are arranged in a long-

periodic array they allow constructive interference of incident x-rays to occur at specific angles

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(2 theta) which appear as sharp peaks on the diffractogram as opposed to an amorphous solid. It

is a bulk characterization technique that allows identification of crystals through matching of

crystal planes against a standard database. It has been frequently used for identification of apatite

precursor phases (8, 131). Transverse microradiography, polarized light microscopy and

thermogravimetric analysis have also been used to provide a net assessment of mineral quantity

(12). A comparative analysis of characterization techniques is presented in Table 2.2.

Time of Flight-Secondary Ion Mass Spectrometry

Time-of-flight Secondary Ion Mass Spectrometry (TOF-SIMS) is a chemical characterization

tool. In Secondary Ion Mass Spectroscopy (SIMS), the sample surface is bombarded with high

energy ions (1keV to 25keV) using a primary ion source. The particle energy is transferred to

the atoms of the solid by collision cascade providing sufficient energy to ionize many elements.

The secondary ions released are accelerated across a voltage gradient and extracted into a time of

flight mass detector, which works on the principle highlighted in the below equation. The arrival

times of ions is dependent on their mass to charge ratio i.e. the lightest ones will arrive the

earliest and vice versa (132).

The primary ion dose is a significant factor in determining if static or dynamic SIMS analysis

would be conducted. Static SIMS uses a primary ion beam dose which minimizes the interaction

of the primary ion beam with the top layer of atoms or molecules (Fig. 2.7), such that less than

1% of the surface is removed (133). Thus, provides monolayer sensitivity with high spatial

m/z = mass to charge ratio

V= velocity of ion

t = time of flight

L= length of vaccuum

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resolution. Whereas, in dynamic SIMS the static ion limit is bypassed, this analytical mode is

more suited for bulk analysis and trace elements. Data output is in form of high-resolution mass

spectra, chemical ion maps and possibility of depth profiling with 3-D reconstruction with

dynamic SIMS. Supremacy of TOF-SIMS over other chemical characterization techniques

comes from a combination of extreme surface sensitivity along with the ability to detect trace

amounts of materials (133).

Figure 2.7. Principle of TOF-SIMS operation. Adapted and modified (129). Incident primary ion beam

on sample surface causes surface ionization. The secondary ions are extracted into a flight tube and

identified by the mass detector based on the time of flight and mass to charge ratio.

https://www.ifwdresden.de/fileadmin/_processed_/9/a/csm_31_me_sims2_skizze_7a8632709a.jpg ( retrieved on 17-11-2018)

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Moreover, it gives complete elemental, isotopic and molecular information for all elements of

the periodic table unlike limitations of energy dispersive spectroscopy. Although, TOF-SIMS

was originally developed as a technique for inorganic characterization with advancements in

secondary cluster sources it has been used to characterize phospholipids, peptides and other

biomolecules on the cellular level (134).

Frequently cited limitations of TOF-SIMS include the excessive amount of data generated such

that a typical 256 x 256 pixel image contains 65,536 spectra. Also, differences in fragmentation

patterns reported with use of different instruments. Another, challenge with data analysis of

organic substrates occurs that show overlapping signals (133). Use of TOF-SIMS in dental

studies is still in infancy with only a few (approximately 9) studies reported in literature. These

studies mostly concentrated on characterization of dentin composition (135, 136), analysis of

hypomineralized and normal enamel (137), detecting presence of esters in carious dentin (138),

assessment of fluoride uptake after remineralization treatment (139), fluoride incorporation depth

at resin-dentin interface (grey literature) and qualitative analysis of precipitate formation on

dentin post irrigation protocols (54, 140).

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Table 2.2. Comparison of characterization techniques.

Characteristics TOF-SIMS XRD EDX FTIR

Principle Mass

spectrometry

Diffraction by

atomic planes

Characteristic

x-rays

Molecular

vibrational

frequency

matching the IR

Assessment Chemical (ion)

mapping

Crystallographic Elemental Chemical bonds

(composition)

Sample diversity Powder, Films,

Fixed/frozen

hydrated

Powder

Films

Powder

Films

Powder

Liquid

Primary excitation Ions X-Rays Electron Mid-IR

Identify Organics Yes Some crystalline No Yes

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Characteristics TOF-SIMS XRD EDX FTIR

Detection limit ppm 1% 0.1% wt ppm

Resolution Lateral R -100nm

Depth profiling -1nm

Mass R 10,000 m/z

Lateral -30um Lateral R- 1um

Depth Profiling-

1-2um

10-30um

Elemental range All Crystalline

materials

6-92 N/A

Technique Time Min

(hours for analysis)

Hours Quick Sample prep

takes time

Quantitative Semi Semi Yes Yes

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Critique of Literature

The currently accepted notion in dentin remineralization is that mineral nucleation occurs neither

by spontaneous precipitation nor by nucleation on the organic matrix instead by the remnant

crystals in the demineralized dentinal matrix (34, 69). Conventional dentin remineralization

strategies using solutions with calcium and phosphate ions in various fluoride concentrations are

unable to achieve spontaneous precipitation and intrafibrillar mineralization. However, these

strategies result in a rapid buildup of extrafibrillar mineral that results in surface hyper

mineralization with further supply of ions becoming scarce (34) (71). Greater in depth

understanding on the role of organic matrix in the dentin biomineralization has highlighted that

collagen could play a key role in the remineralization of dentin (39, 40). Thus, remineralization

could be attempted by modifying collagen, while foregoing the conventional concept of sole

dependence on the inorganic matrix to induce remineralization of dentin (34). Inspired by the

stabilization effect of DMP-1 on ACP, materials that can simulate this role have been designed

such as polyacrylic acid and polyaspartic acid (14). It is highlighted here that numerous NCP

analogs are capable of mineral extrafibrillar deposition on collagen surface by mimicking surface

phosphorylation role of NCPs for calcium sequestration but their ability to infiltrate collagen gap

zones for intrafibrillar mineralization remains largely unexplored (83, 92).

The mechanical properties should be assessed as an end-point of successful remineralization as

opposed to qualitative characterization of mineral formation alone (12). Existing studies mostly

evaluate surface hardness, which serves as a surrogate marker of increased mineral quantity.

However, it may not ascertain coupling of mineral with collagen matrix (21, 88). In an earlier

study, it was demonstrated that use of CPP-ACP as final irrigant after EDTA and NaOCl did not

have a difference in bond strength values compared to EDTA and NaOCl treated samples but

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showed increased microhardness of root dentin. This may highlight the lack of organic

reinforcement by the CPP-ACP amongst other reasons (88). Therefore, other techniques such as

tensile, flexural, compressive strength measurements should also be considered (12, 141).

The focus of previous studies has largely been restricted towards modifying properties of

materials coming in contact with dentin instead of modifying the dentin substrate characteristics

such as use of surfactants to improve dentin wetting by irrigants (59, 142, 143). In general,

dentin surface modifications must aim at improving/stabilizing its physico-chemical

characteristics. One earlier study attempted to modify dentin surface using silanization to

provide better interaction between a hydrophobic sealer and dentin surface with higher

hydrophobic characteristics (142). However, the hydrated nature of dentin and the potential

damage due to toxic solvents used and products derived from the chemical reaction of

silanization was not taken into consideration. Thus, experiments should be designed to keep the

end point as clinical application in mind. Moreover, extrapolation of wettability of dentin slabs

as enhanced sealer penetration may seem speculative as factors such as thickness of dentinal

slabs and presence of smear layer can play a major role in confounding the results (142, 144).

Therefore, a root canal model should be incorporated to test this association.

Surface wettability is a physical phenomenon, dependent on surface chemical composition,

therefore chemical characterization must also be considered with surface sensitive techniques.

Moreover, no study has evaluated chemical characterization of dentin substrate to explain the

physico-chemical changes at TCS-dentin interface. Finally, TCS-dentin interfacial

characterization has not been attempted with a highly surface sensitive technique such as Time-

of-Flight Secondary Ion Mass Spectrometry, that can provide simultaneous information on

chemical profile and spatial distribution of chemical constituents.

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Chapter 3

3 Manuscript (I)

Impact of Dentin Substrate Modification with Chitosan-Hydroxyapatite Precursor

Nanocomplexes on Sealer Penetration and Dentin Mechanical Property

Anam Hashmi1, Xu Zhang2, Anil Kishen 1

1Kishen Lab, Faculty of Dentistry, University of Toronto, Toronto, ON 2School of Stomatology, Hospital of Stomatology, Tianjin Medical University, China

Abstract

Objective: The purpose of the study was to evaluate the effect of dentin conditioning with

Chitosan-Hydroxyapatite precursor (C-HA) nanocomplexes on depth of tricalcium silicate sealer

(TCS) penetration into tubules and dentin mechanical property.

Methods: Phase-I Surface charge and size distribution for C-HA nanocomplexes formulation

was evaluated followed by bioactivity assessment of films (6.5x2.5cm2) of C-HA

nanocomplexes (n=15) incubated in simulated body fluid. Mineralization potential was assessed

with x-ray Diffraction and Fourier Transformation Infrared Spectroscopy while Scanning

Electron Microscopy was used for ultrastructural evaluation. Static water contact angles and

Ultimate tensile strength (UTS) was measured on dentin discs (n=2/group) and dentin beams

(n=10/group) respectively treated with/without NaOCl/EDTA and C-HA nanocomplex

conditioning. Phase-II: Depth of sealer penetration after C-HA nanocomplexes conditioning was

evaluated using fluorescent imaging (n=12). Percent penetration area, mean/maximum

penetration depth was calculated at 4 and 6mm levels from root apex.

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Data from contact angle measurements, mechanical testing and penetration assessment

parameters were subjected to independent samples T-test with significance level set at p<0.05.

Results: 2mg/ml of C-HA nanocomplexes was chosen as polyanionic, hydrophilic, non-

aggregating formulation having bioactivity potential established through formation of

phosphate/carbonate bonds and crystalline nature of the formed minerals. Significantly lower

contact angle and higher UTS was registered for C-HA nanocomplexes conditioned group

(p<0.05). Statistically significant (p<0.05) greater sealer penetration was recorded at 4mm level

for all assessment parameters and percent area penetration at 6mm for C-HA nanocomplexes

group.

Conclusion: C-HA nanocomplexes conditioning enhances dentin surface wettability to facilitate

greater TCS sealer penetration and UTS of dentin.

Keywords: Chitosan, Nanocomplexes, Dentin, Ultimate tensile strength, Sealer penetration

depth

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Highlights

Dentin conditioning with C-HA nanocomplexes increases surface wettability for greater

sealer penetration into the dentinal tubules.

C-HA nanocomplexes enhance ultimate tensile strength of dentin with simultaneous

remineralization and organic matrix reinforcement.

Significance

C-HA nanocomplexes conditioning of dentin may facilitate sealer-dentin interaction along with

strengthening of dentinal matrix for reinforced interfacial integrity.

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Introduction

Dentin plays a crucial role in maintaining the bulk structural integrity of teeth. As a

biocomposite, it strikes the balance between stiffness and toughness through an interplay

between inorganic and organic fractions (1). Iatrogenic application of chemicals that

demineralizes or deproteinates dentin matrix are the most common factors that alters the

ultrastructural and mechanical characteristics of dentin (1). Denudation of collagen through the

loss of mineral protection due to the use of chelating agents such as ethylenediaminetetraacetic

acid (EDTA), ensues a time dependent degradation, that affects the integrity of dentin-root filling

interface and the mechanical properties of dentin (2). Sodium hypochlorite (NaOCl) application

reduces mechanical strength, increases dentin surface roughness, while eroding the surface

dentin to create a ghost layer (3). The above features may contribute to the risk of vertical root

fractures in root-filled teeth (4).

Exposed collagen surface is a challenging substrate for mineral nucleation owing to its weak

polarity and surface charge (5). Altered dentin ultrastructure not only affects the physiochemical

properties with resultant compromised wettability of the dentin surface (3) but also the extent of

interaction with root-filling materials, particularly the root canal sealers (6). From a clinical

stand-point, this would dictate the degree of penetration and sealer-root dentin integrity (7).

Enhanced sealer penetration into tubules is considered desirable as it forms a physical barrier,

allows residual bacterial entombment and provides improved interfacial integrity between the

sealer and dentin, all the above would enhance the mechanical integrity of the root dentin (8).

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Biomineralization is an effective strategy for restoring the physico-chemical characteristics of

dentin (5, 9, 10). Guided tissue mineralization is based on polyelectrolytic nature of polymers

that can achieve intrafibrillar mineralization through amorphous precursor mediated pathway

(11), as reported previously using Chitosan-Hydroxyapatite precursor (C-HA) nanocomplexes

(13). Chitosan is a linear biopolymer of glucosamine with a 1-4 linkage that has established

biocompatibility, biodegradability, anti-bacterial and metal chelation attributes (4). Incorporation

of chitosan for improved mechanical properties of collagen has also been used (12). Carboxyl

groups on carboxymethyl chitosan sequesters, stabilizes and act as a template for grafted

amorphous calcium phosphate (ACP) precursors to achieve intrafibrillar mineralization (13).

Chitosan shares structural approximations with glycosaminoglycan’s and in this case, is also

functionally inspired by the in vivo role of non-collagenous proteins (13).

The purpose of the study is to evaluate the effect of dentin conditioning with Chitosan-

Hydroxyapatite precursor (C-HA) nanocomplexes on depth of tri-calcium silicate sealer

penetration and dentin mechanical property.

Materials and Methods

All the chemicals used in this study were of analytical grade and were purchased from Sigma

Aldrich (St Louis, MO). Chitosan-hydroxyapatite precursor nanocomplexes were synthesized as

per previous protocol (13). Extracted human teeth used in the study were collected abiding

ethical approval guidelines of the University (Protocol ID- 35073).

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Physico-chemical and bioactivity characterization

Aggregation Kinetics

Zeta potential as a measure of surface charge and polydispersity index to establish non-

aggregating concentration was measured for a series of C-HA nanocomplexes formulations in

deionized water using a zetasizer (Malvern Instruments Ltd, Malvern, UK) at 25C. pH values

were also measured for the same with a pH probe (ORION-8157BNUMD, Thermoscientific,

USA).

Contact Angle Measurements

Static water contact angle measurements were carried out on dentin discs (8x5x0.5 mm) using a

goniometer (Rame-Hart instrument Co, USA) connected to a DROPimage software at room

temperature. Discs (n=2/group) were treated with NaOCl (6% for 20min) and EDTA (17% for 5

min) in control group and treatment followed by C-HA nanocomplexes conditioning with

2mg/ml of C-HA nanocomplexes for 30 min was done for the experimental group. Ten readings

were averaged and subjected to independent samples T-test at p<0.05 significance level.

Mechanical Property Assessment

Dentin beams (8x1.5x0.5mm) were prepared from the coronal aspects of extracted human molar

teeth and treated with NaOCl (6% for 20min) and EDTA (17% for 5min). The beams were

randomly distributed (n=10/group) between control and C-HA nanocomplexes conditioned

group followed by incubation in SBF at 37C with 5% CO2 for a 7 days’ period. For

conditioning, beams were immersed in 300ul of 2mg/ml of C-HA nanocomplexes for 30min.

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During testing the dentin beams were rinsed with deionized water, attached to the jig of a micro-

tensile tester (Bisco Inc., Schaumburg, IL, USA) with cyanoacrylate glue and loaded until

failure. Tensile forces were applied parallel to long axis of each specimen at a crosshead speed of

0.5 mm/min (15). The specimens were kept well-hydrated during the test. Statistical analysis was

done using Independent Samples T-test with p < 0.05 significance.

In-vitro Bioactivity Evaluation

Films (n=15) of 2mg/ml C-HA nanocomplexes (6.5 x 2.5cm2) were drop-casted on glass slides

and incubated in simulated body fluid (SBF) for 3 days at 37C and 5% CO2. SBF was prepared

according to earlier protocol (14). The films were washed with deionized water (5ml), dried

under laminar flow, ground to powder and stored in a desiccator until used.

Morphological changes were characterized using scanning electron microscopy (SEM)

(QUANTA FEG 250, USA) under low vacuum coupled with an energy dispersive X-ray

spectrometer (EDS) for chemical analysis of the film surfaces. For Fourier transformation

infrared spectroscopy (FTIR), samples were mixed with KBr powder in 1:4 ratio by volume.

Data were recorded in transmittance mode over 4000 to 500 cm-1 range at 16 cm-1 resolution

and 32 times scan using an infrared spectrophotometer (Perkin Elmer One Spectrometer, IL,

USA). The x-ray diffraction (XRD) analysis was done to determine crystal phase of the

minerals using a Philips x-Ray diffractometer operated with a Cu tube (wavelength Kα1

=1.540562), at at 40 kV and 30 mA with a step size of 0.02° from 20-50 2θ range.

Depth of Sealer Penetration

Sample preparation

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Mesio-distal and bucco-lingual x-rays were taken for human extracted premolars for orthodontic

reasons, to select teeth with single, straight canals, mature apices, lacking resorptive defects,

caries or endodontic treatment. Teeth (n=24) having similar length (191 mm) were pre-screened

with transillumination for presence of cracks and maintained in 0.9% saline at 4C until use. A

double varnish layer was applied externally avoiding the root apex to simulate impervious

cementum. Access into the root canal was gained using a No.2 round bur (Dentsply Sirona,

Tulsa, OK, USA). Canal patency was established using a size #10 K-file (K-Flexofiles,

Dentsply). Canals were instrumented with full sequence of S1, S2, F1, F2 and F3 rotary

Ni-Ti files (ProTaper Universal, Dentsply). 2ml of 6 % NaOCl was used per instrument

change. 5 ml of 17% EDTA with sonic activation was used as last irrigant (16). After final

rinse with deionized water (5ml), teeth were randomly allocated (n=12/group) to control and

C-HA nanocomplexes group. 2mg/ml solution of C-HA nanocomplexes was introduced into

the canal using a 3cc syringe (1.5, 27G) needle up to 2-3mm of the working length. Manual

dynamics agitation (3 strokes/sec) was employed with a matching F3 cone (ProTaper Universal,

Dentsply) for 3min. C-HA nanocomplexes slurry was allowed to stand in the canal for 30min

with the apex temporarily secured with wax.

Root filling of specimens

Tricalcium silicate based sealer, (iRoot SP, Innovative BioCreamix Inc., Vancouver, Canada)

was mixed with trace amount of 0.25% of rhodamine B solution and placed in the canal using a

lentulo spiral. Single cone obturation with F3 cones (ProTaper Universal, Dentsply) was done

and the samples were temporarily restored and incubated in 100% humidity at 37C with 5%

CO2 for 10 days to allow complete sealer setting (16).

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Evaluation of depth of sealer penetration

The samples were resin-embedded and sectioned at 4 and 6mm levels from root apex using a

water-cooled, diamond wafering blade (4x0.12x1/2) mounted on a slow-speed saw (Isomet

Low Speed Saw, Buehler, IL, USA). The specimens were polished with abrasive discs,

ultrasonicated (deionized water for 5mins), placed on a glass slide and imaged using a

fluorescent microscope (5x) (Leica DM 2500, Leica Microsystems GmbH, Mannheim,

Germany) to match the excitation/emission (540nm/590nm) wavelengths of rhodamine dye.

Each section was imaged using 9-12 frames to reconstruct the whole image. For analysis Image J

software (National Institutes of Health, Bethesda, MD, USA) was used. Reconstructed image

was calibrated and total area perimeter of the section and canal circumference was measured

followed by image thresholding to calculate percentage area penetration (17). To measure mean

penetration depth, four pre-designated points (mesial, distal, buccal and lingual) at canal center

were (Fig. 3.3A) used. For maximum penetration, any point with farthest penetration depth was

selected.

For statistical analysis, Shapiro Wilk test for Normality was conducted. Since, data were

normally distributed, independent samples T-test was conducted for all assessment parameters at

4 and 6mm levels with p < 0.05 significance.

Results

Physico-Chemical and Bioactivity Characterization

Fig. 3.1A. Shows high negative surface charge and alkaline pH (Fig. 3.1B) for all formulations

except 0.5mg/ml. Formulations above 2mg/ml and below 1.0mg/ml showed (Fig. 3.1C)

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51

polydispersity (>0.3). Optimal formulation of 2mg/ml for the C-HA nanocomplexes was chosen

as having a stable surface charge (-27mV), least potential for aggregation (PDI:0.25) and high

pH stability (pH:8.7). Contact angle measurements (D) Table. 3.1 on dentin showed a

significant decrease following C-HA nanocomplexes conditioning (5.030.1), compared to

treated dentin (46.22.0) alone.

Highly significant difference in UTS was noted (Fig. 3.1E) between conditioned dentin (359)

MPa and the control group (229) MPa.

SEM (Fig. 3.2A) showed mineral formation in islands on chitosan matrix with EDX confirming

their presence with evident C, O, Ca and P peaks. In-vitro bioactivity potential was established

with respect to detection of phosphates and carbonates. Fig. 3.2B showed splitting of the 577 cm-

1 phosphate bond to form a bifid peak at 600 and 560 cm-1 (bending mode) (18). Vibration band

at 885cm-1 was derived from HPO4-2 group (P-OH stretching). Presence of 1467 cm-1 band

(stretching mode) confirmed the presence of CO3-2

(19). Other major phosphate bonds were

recognized at 1070 and 577 cm-1 associated with ACP component of the synthesized

nanocomplexes. XRD spectrum in Fig. 3.2C confirmed the presence of crystalline phase of

minerals through presence of 2 peaks at 26, 32 and 45 angles.

Depth of Sealer Penetration

Significantly increased sealer penetration for all measurement parameters at 4mm in C-HA

nanocomplexes conditioned group was recorded. Increased penetration was seen for conditioned

group for all measurements at 6mm level with percentge area penetration having a significant

increase in comparison to the control group (Fig. 3.3B).

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52

Figure 3.1. Optimal C-HA nanocomplexes formulation determination. (A) Scatter plot showing mean

zeta potential values for surface charge measurements (B) Bar chart with pH values for serial C-HA

nanocomplexes concentrations and (C) Bar chart showing polydispersity index for assessing aggregation.

(D) Table 3.1. Water contact angle measurements for dentin with/without C-HA nanocomplexes

conditioning showing significant reduction in C-HA nanocomplexes conditioned group. (E) Bar graph

-40

-35

-30

-25

-20

-15

-10

-5

0

0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 5 5.5

Zet

a P

ote

nti

al (

mV

)

Serial Formulations (mg/ml)

Zeta Potential

Group Mean Contact

Angle

Treated

46.212.0

Treated and

conditioned

5.03 0.1*

0

10

20

30

40

50

u-T

ensi

le S

tren

gth

/Mp

a

Mechanical Testing

Control Conditioned

6.5

7

7.5

8

8.5

9

9.5

pH

pH

0.5mg/ml 1.0mg/ml 1.5mg/ml

2.0mg/ml 3.0mg/ml 5.0mg/ml

Table 3.1 Contact angle measurements.

0

0.1

0.2

0.3

0.4

0.5

0.6

Po

lyd

isp

ersi

ty i

nd

ex (

PD

I)

Polydispersity Index

0.5mg/ml 1.0mg/ml 1.5mg/ml

2.0mg/ml 3.0mg/ml 5.0mg/ml

A B

C

D

E

*

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53

showing increased UTS in nanocomplexes conditioned group. (*) Statistically Significant with p< 0.05.

(Error bars represent 1S. E).

Figure 3.2. Bioactivity characterization of C-HA nanocomplexes. (A) SEM image showing mineral

islands integrated with organic chitosan matrix, with EDX (inset) confirming rich presence of C, O, Ca

and P. (B) FTIR spectrum showing presence of bifid phosphate peaks (red) and carbonate bonds in C-HA

nanocomplexes films after SBF incubation suggestive of mineral formation. (C) Sharp peaks on XRD

spectrum suggest crystalline nature of formed mineral (red) after bioactivity assessment in SBF compared

to complex (black) not immersed in SBF.

A

B C

*

FTIR Spectrum XRD Spectrum

Post incubation Pre-incubation

Post incubation

Pre-incubation

(211) (112) and (300)

(002)

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54

Figure 3.3 (A) Calculation of outcome measures of sealer penetration depth into dentinal tubules.

A

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55

Figure 3.3 (B). Bar charts (b-g) showing Mean, Maximum and % Area Penetration at 4 and 6mm levels

from root apex in C-HA nanocomplexes conditioned group and control groups. The % Area penetration at

6mm level and all outcome parameters at 4mm are significantly higher than the control. (*) Statistically

Significant with p< 0.05. (Error bars represent 1S. E)

0

100

200

300

400

500

Mea

n P

enet

rati

on

/u

mMean Penetration at 4mm

Control Conditioned

p<0.05

*

0

100

200

300

400

500

Mea

n P

enet

rati

on

/ u

m

Mean penetration at 6mm

Control Conditioned

0

200

400

600

800

Max P

enet

rati

on

/ u

m

Max Penetration at 4mm

Control Conditioned

p<0.01

0%

10%

20%

30%

40%

50%

60%

% A

rea P

enet

rati

on

/ u

m2

% Area penetration at 4mm

Control Conditioned

p<0.05

f

0

200

400

600

800M

ax P

enet

rati

on

/ u

m

Max penetration at 6mm

Control Conditioned

0%

10%

20%

30%

40%

50%

60%

% A

rea P

enet

rati

on

/ u

m2

% Area penetration at 6mm

Control Conditioned

*

b c

d e

g

B

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56

Discussion

Dentin substrate modification to enhance interaction with sealers and simultaneous

reinforcement of dentin mechanical property may serve to improve interfacial integrity.

The characterization experiments showed that synthesized C-HA nanocomplexes possessed a

highly stable, polyanionic surface charge in an alkaline medium. These characteristics are

imperative to establish higher ratio of ionized carboxyl groups (COO-) in solution to prevent

aggregation of dispersed nanocomplexes that forms the basis of their role in guided dentin

mineralization (20). The bioactivity potential was established using a standard protocol (14).

This formation of bi-fid phosphate peaks as observed in the FTIR analysis has been associated

with the gradual transition from a poorly crystalline into well crystallized hydroxyapatite (21).

The XRD reflections were similar to those reported earlier (22) with the most prominent peak at

32 2. This may be regarded as a composite peak ascribed to collective contributions from HA

diffraction planes, (211), (112), (300) that would become resolved as the crystallinity matures

over time (19). This observation can be explained in the way carboxymethyl chitosan stabilizes

the precursor phase i.e. through adsorption on to the nascent crystal nuclei and binding of

calcium ions by ion-pair formation causing a prolonged ACP stabilization phase (23).

Micro-tensile testing facilitates standardization of testing sample and limits dentin anisotropy

induced confounding (24). In the current study, values of treated dentin were in range of those

previously noted using similar methodology (25). Exposure to NaOCl/EDTA may have resulted

in collagen demineralization/degradation owing to the small size of its oxidizing species (3, 26).

In control group, subsequent immersion in SBF would have resulted in dentin surface

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57

precipitation that was not supported by structurally intact collagen, resulting in lower UTS values

(27). Whereas in conditioned group, a simultaneous organic-inorganic reinforcement of dentin

matrix resulted in higher UTS. C-HA nanocomplexes may have facilitated both extra and intra-

fibrillar collagen mineralization as established in earlier study through formation of collagen

cross-banding with transmission electron microscopy (13). Previous studies have shown that

tensile forces applied perpendicular to the tubular direction required disruption of collagen fibers

(24), this may explain the requirement of higher loads to fracture in C-HA nanocomplexes

conditioned beams that were reinforced with chitosan. The improved tensile strength was

attributed to the inherent toughness of chitosan due to inter-fibrillar hydrogen bonding, its

hydrophilic nature facilitating collagen adsorption and dentin remineralization (12, 20, 28).

Depth of sealer penetration was evaluated as an assessment measure of physico-chemical dentin

surface modification. Experimental design was adapted from earlier established protocols (16,

29). Choice of a fluorescent imaging technique compared to SEM is regarded superior owing to

difficulties in obtaining an over-all low-resolution image and subsequent analysis along with

concern for artefacts during sample processing (8). Possible factors affecting penetration were

considered, therefore sonic activation was employed to ensure adequate smear removal. To avoid

presence of sclerotic dentin/anatomical complexities in apical third, first root section was chosen

at 4mm level from apex (30). Percentage of area penetration along with other parameters was

measured to account for the heterogeneity in dimensions of samples. The results are in

accordance with earlier studies that show increasing sealer penetration towards coronal sections

(29).

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58

An earlier study concluded poor TCS penetration depth in chitosan nanoparticles irrigated group

without smear layer removal (31). However, in current study all penetration parameters assessed

were noted to be higher in C-HA nanocomplexes conditioned root canals. Sealer penetration at

6mm level was not statistically significant in conditioned group unlike at 4mm. This might be

because of the closer adaptation of GP cone at 4mm level that resulted in a generation of higher

shear stress on canal walls allowing a denser and deeper nanocomplex coating with use of

manual dynamics. In contrast to another study, near zero contact angle measurements were

recorded for C-HA nanocomplexes conditioned dentin (32). Both the earlier studies used a non-

functionalized chitosan, which has a hydrophobic character due to the high molecular weight and

presence of hydrophobic acetyl groups that tend to aggregate in solution (28). However, in this

study, due to presence of rich carboxyl groups in water soluble chitosan and ACP as a hydrated

molecule provided overall hydrophilicity. This was established by the wettability experiments.

Irrigant-induced mineral loss exposed hydrophobic collagen matrix (33), which did not

complement the hydrophilicity of the sealer used and may explain the lower degree of sealer

penetration observed in the control group.

A hydrophilic layer of chitosan-hydroxyapatite precursor nanocomplexes formed along the root

canal walls presented carboxyl groups from chitosan and interstitial water from ACP which

contributed to the increased dentin wettability by the tricalcium silicate sealer (20). Whereas the

formation of intrafibrillar minerals and their simultaneous encapsulation by chitosan allowed the

integration of organic-inorganic dentin matrix components for enhanced mechanical strength.

In brief, the findings from this study highlighted the dentin substrate modification potential of C-

HA nanocomplexes conditioning of previously irrigated root canal dentin by restoring the

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59

surface wettability with synchronous collagen reinforcement. These findings may find potential

application in establishing improved TCS sealer-dentin interaction and enhanced interfacial

integrity in root-filled teeth.

Acknowledgements The authors deny any conflict of interest.

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28. Yu Z, Lau D. Flexibility of backbone fibrils in α-chitin crystals with different degree of

acetylation. Carbohydr Polym. 2017;174:941-947.

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of bioceramic sealer. PLoS One. 2018;13:e0192248.

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dentin: mineral concentration, crystallite size, and mechanical properties. Biomaterials.

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31. Aydın ZU, Özyürek T, Keskin B, Baran T. Effect of chitosan nanoparticle, QMix, and

EDTA on TotalFill BC sealers' dentinal tubule penetration: a confocal laser scanning

microscopy study. Odontology. 2018.

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33. Ballal NV, Tweeny A, Khechen K, Prabhu KN, Satyanarayan, Tay FR. Wettability of

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64

Chapter 4

Manuscript (II)

Interfacial Characterization of Dentin Conditioned with Chitosan Hydroxyapatite

precursor Nanocomplexes using Time-Of-Flight Secondary Ion Mass Spectrometry

Anam Hashmi1, Rana N.S. Sodhi2, Anil Kishen 1

1Kishen Lab, Faculty of Dentistry, University of Toronto, Toronto, ON 2Ontario Centre for the Characterization of Advanced Materials (OCCAM),

Department of Chemical Engineering and Applied Chemistry, University of Toronto, ON

4.1 Abstract

Introduction: The purpose of the study was to evaluate the effect of chitosan-hydroxyapatite

precursor (C-HA) nanocomplexes conditioning on chemical modifications at the tricalcium

silicate sealer-dentin interface using time-of-flight secondary ion mass spectrometry (TOF-

SIMS).

Methods: Dentin slabs from human premolar root dentin were prepared, demineralized and

randomly distributed between control and C-HA nanocomplexes conditioned groups. Tricalcium

silicate sealer was applied and slabs were allowed to set in 100% humidity for 10 days. Cross-

sectional area was exposed, and the sealer-dentin interface was characterized for

chemical/ultrastructural evaluation with TOF-SIMS and transmission electron microscopy

respectively.

Results: Chemical analysis revealed presence of an ion-rich layer constituting of abundant

phosphates (PO2-. PO3

-, PO4-), hydroxide (OH-) and chitosan fragments (C2H4NO-, C3H4NO2

- ,

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C2H5O2+, C2H6NO+, C4H6NO2

+, C5H6NO+, C5H5O2+) on the dentin surface at sealer-dentin

interface and subsurface dentin following conditioning with C-HA nanocomplexes. In contrast,

decreased interfacial presence of calcium (Ca+), calcium-phosphates (CaPO2+

, CaPO3+

, CaPO4+

,

Ca2PO3+) and absence of phosphate fragments in the control was noted. Ultrastructural

evaluation showed an interfacial layer (<1um) with interrupted mineral aggregates in control as

opposed to a continuous (5um) mineral layer formation on conditioned dentin.

Conclusions: C-HA nanocomplexes conditioning of dentin formed a chemically modified dentin

substrate with presence of an ion-rich layer that chemically modified the dentin

surface/subsurface with the presence of phosphate, calcium, calcium phosphates and chitosan.

Keywords: Chitosan, Amorphous calcium phosphate, Nanocomplexes, Dentin, Time-Of-Flight

Secondary Ion Mass Spectrometry

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66

Highlights:

Interfacial chemical characterization of tricalcium silicate sealer-dentin interface was

evaluated with monolayer sensitivity of TOF-SIMS.

Dentin surface conditioning with C-HA nanocomplexes resulted in chemical

modification of dentin with formation of modified ion-rich layer at interface.

Interfacial remineralization in C-HA nanocomplexes conditioned dentin was enhanced

with presence of well-defined phosphate band.

Significance:

Dentin substrate conditioning with C-HA nanocomplexes may find potential application in

enhancing chemical interaction of sealers with dentin for reinforcement of interfacial integrity.

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4.2 Introduction

Dentin is a biocomposite composed of carbonated hydroxyapatite mineral crystallites, collagen

fibrils (mostly type I) and non-collagenous macromolecules over several length scales (1).

However, iatrogenic application of chemicals and or medications for chemo-mechanical

debridement during root canal therapy induces structural and compositional damages to dentin

altering its physico-chemical and mechanical characteristics (2, 3). Use of

ethylenediaminetetraacetic acid (EDTA) and sodium hypochlorite (NaOCl), commonly used root

canal irrigants, results in loss of mineral and irreversible, non-specific digestive action on the

organic contents of dentin (4). Such ultrastructural/chemically altered dentin with denuded

collagen shows poor surface polarity and becomes a challenging substrate for remineralization

(5). Root canal dentin surface with collapsed collagen network can increase the risk for

interfacial failure. Moreover, dentin possesses an inherent tubular structure that encourages fluid

movement and contaminant ingress even when frank interfacial gaps are lacking, through

anastomosing network of its secondary dentinal tubules (6). Therefore, materials that set in the

presence of moisture have been introduced.

Tricalcium silicate based materials (TCS), are hydraulic in nature and are known for their

bioactivity through carbonated apatite formation on contact with physiological fluids (7, 8), that

forms the basis of their interaction with dentin. Therefore, physico-chemical profile of dentin

plays a crucial role in directing the mechanics of interaction and subsequent mineral formation

(5, 9). Differences in nature of precipitate formation in the bulk of TCS and that formed in

contact with dentin have been reported, chiefly due to the inadequacy and accessibility to

phosphorous ions (10). Availability of a sustained mineral source and subsequent nucleation on

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68

hydrophobic, denuded collagen surface are current challenges in dentin remineralization (5).

Chitosan-Hydroxyapatite precursor (C-HA) nanocomplexes, may serve as an effective strategy.

Chitosan is an abundant biopolymer consisting of ,1-4 glucosamine units (11). Chitosan and its

derivatives have been found to offer different advantages due to their biocompatible, bioactive

and antibacterial nature (11). C-HA precursor nanocomplex is an organic-inorganic composite

that is functionally inspired by the role of non-collagenous proteins. Their bioactivity is

facilitated through polyanionic surface charge on water soluble chitosan backbone that allows

sequestration and stabilization of hydroxyapatite precursor phases (amorphous calcium

phosphate) with its carboxyl groups. This facilitates synergistic intra- and extra-fibrillar collagen

mineralization to take place (12, 13), similar to how it occurs in biomineralization.

Time-of-Flight Secondary Ion Mass Spectrometry (TOF-SIMS) is a well-established technique

in material sciences that allows analysis and identification of both organic proteins and inorganic

fractions such as hydroxyapatite with milimass precision and monolayer sensitivity (14). It

provides high mass resolution spectra along with their spatial ion maps (15-17). Recently, TOF-

SIMS analysis have been utilized to study precipitate formation on dentin surface and in dentinal

tubules subsequent to the application of different irrigants (18). However, no study has

characterized the sealer-dentin interface using TOF-SIMS and there is a lack of knowledge on

how dentin surface chemistry affects the interfacial characteristics of tricalcium silicate sealers.

The aim of the study was to chemically characterize the tricalcium silicate sealer-dentin

interface, after dentin conditioning with C-HA nanocomplexes.

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4.3 Materials and Methods

Five extracted human premolar teeth were collected under the University Ethical guidelines and

stored in 0.9% saline until use. Slabs of root dentin were prepared by sectioning the root along

the long axis of the tooth using a diamond wafering blade (4x 0.12 x 1/2) (Presicion Smart

Cut, UKAM Industrial Superhard Tools, Valencia, CA) mounted on a slow-speed saw (Isomet

Low Speed Saw, Buehler, IL, USA) under running water. Each slab (n=6) was then shaped and

grinded with carbide paper discs to final dimensions of 6 x 4 x 0.2 mm. Slabs were

demineralized, (17% EDTA for 7 days), ultrasonicated (10 min with deionized water) and

randomly distributed between control and C-HA nanocomplexes conditioned group.

Carboxymethyl chitosan was synthesized according to earlier protocol (19). Amorphous calcium

phosphate was then grafted by addition of K2HPO4 and CaCl2 (12). Dentin slabs were

conditioned in 1ml of 2mg/ml solution of C-HA nanocomplexes for 30min. Sealer (iRoot SP,

Innovative BioCreamix Inc., Vancouver, Canada) was allowed to spread into a uniform thickness

layer in between dentin slabs and incubated in 100% humidity at 37C with 5% CO2 for a 10

days’ period. The samples were sectioned to expose the sealer-dentin interface using a

microtome (Leica EM UC6/FC6 Ultra-cryomicrotome, Leica Microsystems GmbH, Germany).

One sample from each group was processed for ultrastructural analysis with transmission

electron microscopy (TEM).

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TOF-SIMS Analysis

Dentin surface analysis was performed by TOF-SIMS (TOF-SIMS V; ION-TOF GmbH,

Münster, Germany). Bi3++ cluster primary ion source was used with a bismuth (Bi) liquid metal

ion gun operated in a high mass resolution bunched mode over an area of 500μm × 500μm for

100 seconds. Additionally, a high spatial resolution imaging mode (“burst alignment”) was used

to obtain spectral images (256 pixels × 256 pixels) from 20 scans over an area of 150μm ×

150μm. A pulsed electron flood gun was used for charge neutralization. The calibration of the

mass scale was performed using standard, identifiable, and well-spaced peaks found in all the

spectra. Both positive and negative polarity mass spectra and spatial chemical maps for

molecular fragments of interest were generated through regions of interest (ROI) at interface (5 x

25um) and total dentin (150 x 70um). To allow a semi-quantitative analysis, spectral

comparisons were carried out after normalization of the intensity, proportionally to the total

intensity of each spectrum (20). Thus, data from both normalized spectral intensities and spectral

chemical maps are presented below.

TEM Evaluation

Specimens were fixed with Karnovsky’s fixative (2.5 wt.% glutaraldehyde buffered to pH 7.3)

for 3 days at 4C, and post-fixed in 1% osmium tetroxide for 1 h. The specimens were

dehydrated in an ascending ethanol series (30–100%), immersed in propylene oxide as a

transition medium and ultimately embedded in pure epoxy resin. Ninety-nanometer thick

sections were prepared. Sections containing the material-dentin interface were stained with 2%

aqueous uranyl acetate and Reynold’s lead citrate. The sections were examined along the cross-

section using a JEM-1230 TEM (JEOL, Tokyo, Japan) at 110 kV.

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71

4.4 Results

TOF-SIMS Analysis

Total ion and CN- maps are shown in Figure. 4.1A-D. Conditioned dentin showed a

distinguishable interfacial zone (5um), owing to differences in pixel intensity as opposed to the

control (Fig. 4.1A and B). Ion maps for CN- on (Fig. 4.1C and D) show low intensity with no

signal areas in control whereas increased signals are seen in conditioned dentin. Red-Green

overlays of chemical ion maps for organic and inorganic fragments are shown in Figure 4.1E-G.

Presence of PO3- and PO4

- fragments was non-existent at the interfacial zone in control sample

while greater intensity of PO2- was found (Fig. 4.1E). In contrast, presence of phosphate was

seen in well-defined interfacial bands of PO2- and PO3

- in conditioned dentin (Fig. 4.1F). The

PO4- map although less defined depicted dense phosphate presence. Distribution of Ca+ in islands

can be noticed from Fig. 4.1G in conditioned dentin.

The results from normalized spectral intensities are shown in Figure 4.2. Higher intensities for

non-specific (negative polarity) organic fragments of O-, CN-, CNO- at both ROIs (Fig. 4.2A and

B) were seen for conditioned dentin with the exception of cysteine residue (SH-) in comparison

to the control. OH- intensity was higher in total dentin of conditioned group only. Conditioned

dentin (Fig. 4.2C-E), showed increased intensity for specific organic fragments of chitosan with

negative polarity (C2H4NO- and C3H4NO2- at both ROIs) and positive polarity (C2H5O2

+,

C2H6NO+, C4H6NO2+, C5H6NO+, C5H5O2

+ and C5H6NO2

+ fragments at interface), compared to

control. C2H4NO- was used as a characteristic marker fragment of carboxymethyl group to tag

chitosan presence. CHO2- was seen to be higher at interface of conditioned dentin. Other non-

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72

specific organic fragments (NH4+, CH4N

+ and C4H8N+) were noted to be higher (Fig. 4.2F) at

interface in conditioned dentin.

Inorganic fragments of phosphates as PO2-, PO3

- and PO4- (Fig. 2G & H), registered higher

intensity at interface and total dentin ROIs in conditioned group whereas PO3- and PO4

-

fragments were absent in the control. Increased intensity for CaO+ and CaOH+ (Fig. 4.2I), was

noted in control sample with Ca+ and all other higher molecular mass fragments (CaPO2+,

CaPO3+, CaPO4

+ and Ca2PO3

+), to be greater in intensity in the conditioned dentin (Fig. 4.2J).

TEM Evaluation

TEM micrographs are shown in Figure. 4.3A and B. Isolated mineral aggregates as thin (1um)

discontinuous layer, with denuded collagen matrix is noted in control (Fig. 4.3A). Fraying of

collagen fibril ends as a sign of degradation can also be noted on the same. Whereas, a consistent

interfacial layer with appreciably increased thickness (5um) and (Fig. 4.3B) abundant in coarse

mineral aggregates encapsulated in a gel like matrix was seen in conditioned dentin. The

nanometric sized aggregates were seen deposited in close adaptation to the underlying collagen

matrix.

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73

2 um

500 nm

Sealer

Sealer-Dentin Interface

Dentin

B

C D

A

C2H4NO- PO2- Overlay

C2H4NO- PO3- Overlay

C2H4NO- PO4- Overlay

E Sealer

Sealer-Dentin Interface

Dentin

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74

Figure 4.1 (A and B) Total ion maps for control and C-HA nanocomplexes conditioned dentin.

Interfacial layer with differences in pixel intensity can be seen (broken line marks the interfacial

boundary). (C and D) CN- chemical ion maps showing intense CN- signals of integrated C-HA

nanocomplexes at interface/subsurface in conditioned dentin. No signal zone suggestive of

degraded collagen is seen in control (yellow arrows). (E and F) Showing Red-Green overlays of

organic fragment (C2H4NO---red) with phosphates (PO2

-, PO3- and PO4

- --green). (E) Minimal

presence of phosphate ions at the sealer-dentin interface (broken line) in control dentin. (F)

Well-defined interfacial band of phosphates (PO2-, PO3

-) in C-HA nanocomplexes conditioned

dentin. (G) Red-Green overlay of chitosan fragment (C5H6NO+ --red) with calcium (Ca+ --green)

showing presence of calcium islands in conditioned dentin in areas lacking chitosan matrix

(yellow arrows).

C2H4NO- PO4- Overlay

C5H6NO+ Ca+ Overlay

C2H4NO- PO2- Overlay

C2H4NO- PO3- Overlay

Sealer

Sealer-Dentin Interface

Dentin

F

G

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75

0

0.2

0.4

0.6

0.8

1

1.2

No

rmal

ized

inte

nsi

ty (

a.u

)

Control Conditioned

OH- O- CN- CNO- SH-

0

0.2

0.4

0.6

0.8

1

1.2

No

rmal

ized

inte

nsi

ty (

a.u

)

Control Conditioned

0

0.05

0.1

0.15

0.2

No

rmal

ized

Inte

nsi

ty (

a.u

)

Control Conditioned

C

0

0.05

0.1

0.15

0.2

No

rmal

ized

Inte

nsi

ty (

a.u

)

Control Conditioned

D

0

0.1

0.2

0.3

0.4

0.5

No

rmal

ized

Inte

nsi

ty (

a.u

)

Control Conditioned

E

0

0.2

0.4

0.6

0.8

1

No

rmal

ized

Inte

nsi

ty (

a.u

)

Control Conditioned

NH4+ CH4N+ C4H8N+

F

A B

Interface Dentin

CO2H- C2H4NO- C3H4NO2-

CO2H- C2H4NO- C3H4NO2-

Interface Dentin

C2H5O2+

C2H6NO+ C4H6NO2+ C5H6NO+ C5H5O2

+ C5H6NO2

+

Interface

OH- O- CN- CNO- SH-

Interface

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76

Figure 4.2. Normalized mass spectral intensities for negative and positive polarity at interfacial

and total dentin region of interests. (A) Negative polarity non-specific protein fragments at

interface and (B) total dentin. (C) Negative polarity characteristic chitosan fragments at

interface and (D) total dentin. (E) Positive polarity characteristic chitosan fragments and (F) non-

specfic organic fragments at interface. (G) Phosphate fragments at interface and (H) total dentin.

(I) Presence of tricalcium silicate hydration products (Ca+, CaO+ and CaOH+) at interface. (J)

Higher molecular mass fragments (CaPO2+, CaPO3

+, CaPO4+, Ca2PO3

+ ) of calcium phosphates

at interfacial dentin.

0

0.01

0.02

0.03

0.04

No

rmal

ized

Inte

nsi

ty (

a.u

)

Control Conditioned

G

0

0.02

0.04

0.06

0.08

0.1

0.12

0.14

0.16

0.18

No

rmal

ize

d In

ten

sity

(a.

u)

Control Conditioned

H

0

0.05

0.1

0.15

0.2

0.25

0.3

No

rmal

ized

Inte

nsi

ty (

a.u

)

Control Conditioned

I

0

0.05

0.1

0.15

0.2N

orm

aliz

ed In

ten

sity

(a.

u)

Control Conditioned

CaPO2+ CaPO3

+ CaPO4+ Ca2PO3

+

J

PO2- PO3

- PO4

-

Dentin

Ca+ CaO+ CaOH+

Interface

Interface Interface

PO2- PO3

- PO4

-

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77

Figure 4.3. TEM micrographs showing sealer-dentin (D) interface (IF) with presence of

interfacial layer (IL). (A) Control dentin shows a thin, discontinuous interfacial layer with

collagen fraying. (B) Conditioned dentin shows a closely adapted interfacial layer with markedly

increased thickness.

500 nm

2 um

500 nm

2 um

D

D

IF

IF IL IL

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78

4.5 Discussion

In TOF-SIMS, a primary ion beam directed onto the sample causes surface ionization (1-2

monolayers) (16). The time-of-flight based on molecular mass is then used for fingerprint

identification of these secondary ions (21). Previously, interfacial characterization for mineral

trioxide (MTA) based cements has been attempted using scanning electron microscopy (SEM)

coupled energy-dispersive spectroscopy (EDS) and electron probe micro analysis (EPMA),

which have limited resolution requiring peak deconvolution such as reported for phosphorus

masking by zirconium peaks (11). Further sample preparation steps, the inability to detect trace

elements and organic materials are other reported disadvantages. Techniques like confocal laser

scanning microscopy (CLSM) are unable to provide chemical information that warrants the use

of additional analysis (22). Use of fluorescent dyes has also been reported problematic, since

rhodamine is preferentially imbibed by MTA based materials therefore its movement across

sealer-dentin interface is difficult to locate while fluorescein having small sized particles is easily

taken up by dentin, again making the interfacial gradient difficult to follow (23). Hence, use of

TOF-SIMS as a label free technique was employed in this study.

Specific advantages for employing TOF-SIMS in the current study included its sensitivity to

identify, spatially resolved chemical characteristics of elemental and molecular fragments of the

thin modified layer on conditioned dentin. This is significant as chemical associations provide a

far greater understanding of nature of mineralization (24). Retrospective analysis granted

complete freedom to choose specific areas with precision for analysis. Operating parameters are

crucial as they dictate yield of secondary ions, therefore control and conditioned dentin samples

were run under same experimental parameters (25).

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79

Presence of Ca, P and Si ion rich deposits along the calcium silicate cement-dentin interface and

dentin subsurface to varying depths were reported by previous studies (26, 27). Variation in

interfacial layer thickness (4.8 um to 14.5 um) from SEM measurements has been attributed to

the decreased length of interaction between the phosphate from the supersaturated solution and

the calcium leached from the calcium silicate cements (10). Along similar lines, a 5-um thick

layer was identified on conditioned dentin from the total ion chemical maps and TEM

micrographs. However, it was difficult to measure a consistent layer in control.

Presence of phosphate as a well-delineated band in conditioned dentin but lacking in the control

group was an important finding in this study. TCS, which is a hydraulic cement was tested as a

calcium source based on the earlier biomineralization studies (8, 28). Presence of a calcium

phosphate monobasic phase in the sealer could have been a potential source for phosphate

fragments. However, this contribution was very nominal and virtually non-existent at the

interface for PO3- and PO4

- fragments in control sample and was also reflected in lower calcium

phosphate intensities registered. As the TCS hydration continued, more Ca(OH)2 was formed but

due to low phosphate availability remained unutilized in control and recorded a higher intensity

(7, 8). This is in contrast to earlier studies wherein large quantity of phosphate-based fluid is

provided (27, 29). Such an approach clearly established the source of phosphate to be the C-HA

nanocomplexes without any confounding factors.

Demineralized dentin allowed mapping of calcium gradients from the interface into the dentin.

Registration of Ca+ in conditioned dentin as dense islands maybe explained by the lack of

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80

chitosan fragment in those areas as is evident on the RG overlay, whereas in the rest of the image

the Ca+ signals were masked by the near homogenous presence of chitosan of ~5 µm, which is

way larger than the 1 – 2 monolayer sampling depth of TOF-SIMS. Amongst others, high O- and

OH- signals was noted in the conditioned sample, which represented substrate signals as well as

suggestive of calcium phosphate precipitation (25).

An overlap of signals occurred from the dentin matrix and the chitosan layer. Therefore,

chemical nature of the conditioned layer was established through presence of characteristic

positive and negative chitosan fragments along with non-specific fragments (20, 25). Presence of

SH- as a cysteine residue was identified as an intense signal in control in comparison to the

conditioned group, whereby its presence was almost negligible. Since, cysteine residue is not

present in chitosan structure (25), this further supported the adsorption/integration of chitosan as

an additional, modified layer at the sealer-dentin interface. Also, the minor SH- signals in

nanocomplex group may also point at the close adaptation of the modified layer to underlying

dentin.

As reported in an earlier study, formation of Ca(OH)2 by calcium silicate cement results in

caustic etching and degradation of collagen matrix (22). Such a finding may also be supported

from the lack of CN- signals seen (black zone) in the few microns nearest to the interface in

control sample while strong CN- signals can be clearly seen emanating from integration of C-HA

nanocomplexes in conditioned dentin. This is supplemented by TEM images showing collagen

fraying while a much homogenous surface is seen in conditioned dentin, highlighting a potential

protective effect on dentin collagen.

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81

Tricalcium silicate-based cements have been reported to interact with dentin through formation

of ion-rich layer and sealer tags (26). Use of C-HA nanocomplexes in this study, provided a basis

for restoring the chemical characteristics of demineralized dentin. This maybe explained such

that as the TCS continued to set, Ca(OH)2 was produced and underwent hydrolysis to provide a

continued supply of calcium and the OH- ions (30). Hydrophilic nature of carboxymethyl

chitosan would have attracted more water molecules close to the C-HA nanocomplexes at the

sealer-dentin interface forming a micro-environment allowing ACP dissolution and precipitation

(31), that aided in providing a phosphate source. The accumulation of calcium, hydroxyl and

phosphate ions inside the chitosan microenvironment formed the ion-rich layer, which would

facilitate subsequent phase transformation towards thermodynamically stable phase assisted by

medium alkalinity (8). Presence of C-HA nanocomplexes could have also provided added

heterogeneous nucleation sites to sequester Ca+ ions with its carboxyl groups as well and

hastened the reaction kinetics.

All biomimetic mineralization schemes are composed of fundamental components requiring

organic-inorganic interaction to initiate nucleation and an uninterrupted mineral replenishment

source, which was provided by C-HA nanocomplexes conditioning of dentin. By mimicking the

role of NCPs, adsorption of C-HA nanocomplexes on dentin collagen could produce a negatively

charged surface and therefore reduced interfacial energy between the aqueous microenvironment

and dentin, allowing mineral deposition (5). Since, nucleation and growth of minerals is

proportional to the concentration of the available ions (32), enhanced bioactivity of TCS was

seen with C-HA nanocomplexes conditioning, which resulted in a modified interaction between

the TCS and dentin as established in the current study.

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82

The findings from this study highlighted the possible contributions of C-HA nanocomplexes

conditioning in chemically modifying dentin surface and subsurface by forming an ion rich layer.

This may facilitate enhanced interfacial integrity of sealer-dentin interfaces and improved dentin

mechanical integrity in root-filled teeth.

Acknowledgements

OCCAM gratefully acknowledges the support of the Canadian Foundation for Innovation, the

Ontario Research Fund and the University of Toronto. The authors deny any conflict of interest.

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83

4.6 References

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2. Gu LS, Huang XQ, Griffin B, Bergeron BR, Pashley DH, Niu LN, et al. Primum non

nocere - The effects of sodium hypochlorite on dentin as used in endodontics. Acta Biomater.

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3. Dogan Buzoglu H, Calt S, Gümüsderelioglu M. Evaluation of the surface free energy on

root canal dentine walls treated with chelating agents and NaOCl. Int Endod J. 2007;40:18-24.

4. Tartari T, Bachmann L, Maliza AG, Andrade FB, Duarte MA, Bramante CM. Tissue

dissolution and modifications in dentin composition by different sodium hypochlorite

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5. Xu Z, Neoh KG, Lin CC, Kishen A. Biomimetic deposition of calcium phosphate

minerals on the surface of partially demineralized dentine modified with phosphorylated

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7. Xuereb M, Vella P, Damidot D, Sammut CV, Camilleri J. In situ assessment of the

setting of tricalcium silicate-based sealers using a dentin pressure model. J Endod. 2015;41:111-

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8. Tay FR, Pashley DH, Rueggeberg FA, Loushine RJ, Weller RN. Calcium phosphate

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9. Shao C, Zhao R, Jiang S, Yao S, Wu Z, Jin B, et al. Citrate Improves Collagen

Mineralization via Interface Wetting: A Physicochemical Understanding of Biomineralization

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10. Kim JR, Nosrat A, Fouad AF. Interfacial characteristics of Biodentine and MTA with

dentine in simulated body fluid. J Dent. 2015;43:241-7.

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11. Kishen A, Shrestha S, Shrestha A, Cheng C, Goh C. Characterizing the collagen

stabilizing effect of crosslinked chitosan nanoparticles against collagenase degradation. Dent

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12. Chen Z, Cao S, Wang H, Li Y, Kishen A, Deng X, et al. Biomimetic remineralization of

demineralized dentine using scaffold of CMC/ACP nanocomplexes in an in vitro tooth model of

deep caries. PLoS One. 2015;10:e0116553.

13. Wang Y, Van Manh N, Wang H, Zhong X, Zhang X, Li C. Synergistic

intrafibrillar/extrafibrillar mineralization of collagen scaffolds based on a biomimetic strategy to

promote the regeneration of bone defects. Int J Nanomedicine. 2016;11:2053-67.

14. Malmberg P, Nygren H. Methods for the analysis of the composition of bone tissue, with

a focus on imaging mass spectrometry (TOF-SIMS). Proteomics. 2008;8:3755-62.

15. Gotliv BA, Veis A. Peritubular dentin, a vertebrate apatitic mineralized tissue without

collagen: role of a phospholipid-proteolipid complex. Calcif Tissue Int. 2007;81:191-205.

16. Eriksson C, Malmberg P, Nygren H. Time-of-flight secondary ion mass spectrometric

analysis of the interface between bone and titanium implants. Rapid Commun Mass Spectrom.

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17. Gotliv BA, Veis A. The composition of bovine peritubular dentin: matching TOF-SIMS,

scanning electron microscopy and biochemical component distributions. New light on

peritubular dentin function. Cells Tissues Organs. 2009;189:12-9.

18. Kolosowski KP, Sodhi RN, Kishen A, Basrani BR. Qualitative analysis of precipitate

formation on the surface and in the tubules of dentin irrigated with sodium hypochlorite and a

final rinse of chlorhexidine or QMiX. J Endod. 2014;40:2036-40.

19. Chen X, Park H. Chemical characteristics of O-carboxymethyl chitosans related to the

preparation conditions. Carbohydrate Polymers. 2003;53:355-9.

20. D'Almeida M, Attik N, Amalric J, Brunon C, Renaud F, Abouelleil H, et al. Chitosan

coating as an antibacterial surface for biomedical applications. PLoS One. 2017;12:e0189537.

21. Sodhi RN. Time-of-flight secondary ion mass spectrometry (TOF-SIMS):–versatility

in chemical and imaging surface analysis. Analyst. 2004;129:483-7.

22. Atmeh AR, Chong EZ, Richard G, Festy F, Watson TF. Dentin-cement interfacial

interaction: calcium silicates and polyalkenoates. J Dent Res. 2012;91:454-9.

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23. Kebudi Benezra M, Schembri Wismayer P, Camilleri J. Interfacial Characteristics and

Cytocompatibility of Hydraulic Sealer Cements. J Endod. 2018;44:1007-17.

24. Fearn S. An Introduction to Time-of-Flight Secondary Ion Mass Spectrometry (ToF-

SIMS) and its Application to Materials Science. Morgan & Claypool Publishers; 2015.

25. Wagener V, Boccaccini AR, Virtanen S. Protein-adsorption and Ca-phosphate formation

on chitosan-bioactive glass composite coatings. Applied Surface Science. 2017;416:454-60.

26. Han L, Okiji T. Uptake of calcium and silicon released from calcium silicate-based

endodontic materials into root canal dentine. Int Endod J. 2011;44:1081-7.

27. Han L, Okiji T. Bioactivity evaluation of three calcium silicate-based endodontic

materials. Int Endod J. 2013;46:808-14.

28. Gandolfi MG, Taddei P, Siboni F, Modena E, De Stefano ED, Prati C. Biomimetic

remineralization of human dentin using promising innovative calcium-silicate hybrid "smart"

materials. Dent Mater. 2011;27:1055-69.

29. Loushine BA, Bryan TE, Looney SW, Gillen BM, Loushine RJ, Weller RN, et al. Setting

properties and cytotoxicity evaluation of a premixed bioceramic root canal sealer. J Endod.

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30. Prati C, Gandolfi MG. Calcium silicate bioactive cements: Biological perspectives and

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31. Yang T, Xiao W, Chen W, Sui L. Effect of Carboxymethyl Chitosan and Aging Time

on Synthesis and Storage of Amorphous Calcium Phosphate. Journal of Nanoscience and

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Chapter 5

Discussion

Dentin substrate modification may serve to enhance interfacial integrity with simultaneous

reinforcement of dentin mechanical property in root-filled teeth. This study evaluated the

potential of effect of dentin surface modification using chitosan-hydroxyapatite precursor

nanocomplexes on physical and chemical interaction with a tricalcium silicate sealer and

mechanical property of dentin. The experiments were conducted in three phases. Phase I and II

are covered by manuscript I and manuscript II is based on the third experimental phase. Chitosan

is a polyelectrolytic biopolymer that has extensive applications due to its biocompatibility,

biodegradability and anti-bacterial characteristics (16). Its popularity in biomedical fields is

largely due to the availability of free pendant groups on its backbone, such as OH and NH2, that

can be engineered to conduct specific functions with optimized physical, chemical and biological

characteristics (17, 18). Chitosan-Hydroxyapatite (C-HA) precursor nanocomplexes, is one such

development for guided tissue remineralization of dentin that comprises of a carboxymethyl

derivate of chitosan. The closely regulated synthesis parameters allow the carboxymethylation to

take place on the pendant hydroxyl group allowing formation of O-Carboxymethyl chitosan

(128). Such functionalization also allows the amino group mediated non-specific anionic-

cationic anti-bacterial action of chitosan to remain viable. This confers added versatility to C-HA

nanocomplexes compared to polymers being currently employed for guided mineralization. The

role of C-HA nanocomplexes as a NCP analog is channeled through presence of a dense surface

charge and amphoteric nature of chitosan backbone allowing calcium sequestration and

subsequent stabilization of precursors of amorphous calcium phosphate via potential self-

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87

assembly mechanisms. Based on a bottom-up mineralization strategy, it is able to achieve

synergistic intrafibrillar and extrafibrillar mineralization of demineralized dentin/collagen

through dissolution of ACP precursors in remineralizing medium which are then able to infiltrate

collagen gap zones as established in earlier studies by our group using a collagen model and

subsequent ultrastructural evaluation with transmission electron microscopy (128).

The first phase of the experiments involved physico-chemical and bioactivity evaluation to

optimize the formulation of C-HA nanocomplexes employing routine assessment methods.

Surface charge measurements were conducted with zeta potential, which is a measurement of net

surface charge of nanoparticles dispersed in solution. The higher value of -27mV noted in the

current study, gives a measure of stability of the nanoparticles in a suspension (145). Self-

assembly potential of these nanocomplexes was also observed that can be explored fiuther in

future studies. Qualitative assessment methods of FTIR and XRD were used to establish the

nature of formed minerals. Bioactivity potential was established with formation of phosphate

bonds and carbonate incorporation as demonstrated by FTIR spectrum (131). Whereas transition

towards crystallinity of the formed minerals was confirmed both by the formation of bi-fid

phosphate bands (FTIR) and peaks on XRD (146). The assessment of mechanical recovery as an

indicator of successful dentin remineralization was also evaluated (12, 81). Conventional

mechanical tests tend to represent properties that are averaged over a large volume of regional

tissue. However, considering the effect of tubular direction and regional differences in

mechanical properties of dentin, a standardized sample preparation approach was chosen and

micro-tensile testing was done (27). The significant increase in UTS of conditioned dentin was

an important finding as it highlights the close nature of association and interaction between the

collagen and newly formed mineral. As the dentin beams were pre-incubated in NaOCl and

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EDTA, the dissolution and damage to collagen fibrils could not be restored by mere precipitation

on the collagen surface from super saturated calcium phosphate solution in control group. In

contrast, in C-HA nanocomplexes conditioned dentin mineral formation occurred. The

nanocomplexes may have infiltrated into the collagen matrix and within collagen gap zones for

intrafibrillar mineralization to occur, regaining better coupling with the collagen matrix (18,

128). Moreover, role of chitosan alone in reinforcement of collagen with increased UTS and

toughness is supported by earlier studies (2). Hence, the increased UTS noted for conditioned

dentin beams may be explained interms of a combined organic-inorganic reinforcement of

dentinal matrix. Such a strengthening may play a significant role by providing resistance to

micro-cracking and increased toughening mechanisms of dentin towards fracture (1).

In the second phase of experiments, assessment of depth of TCS penetration was conducted with

a fluorescent labelling technique in order to demonstrate the effect of physico-chemical

modification of the dentin surface post conditioning with C-HA nanocomplexes. Established

earlier protocols were employed to measure the penetration depth parameters (147). Fluorescent

imaging technique enabled easy distinction of sealer penetration and did not require sample

processing in comparison to SEM used in previous studies (148). Results from a recent study by

Aydin et al. showed least penetration of a TCS in chitosan irrigated group (149). In contrast, to

our results that showed increased penetration depths for the conditioned group for all penetration

parameters measured at both 4 and 6mm levels from the root apex. The difference in results may

be explained in terms of physico-chemical character of the chitosan nanoparticles used in the

earlier study. Chitosan is insoluble in water owing to presence of hydrophobic acetyl groups

(150), this necessitates the functionalization and characterization with respect to surface charge

and pH in the dispersing medium, as conducted in the first phase of the experiments. A

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carboxymethyl chitosan (water-soluble) derivate of chitosan was employed in this study, that

showed a stable negative charge in alkaline pH, suggesting maximum ionization of carboxyl

groups (123) giving intense hydrophilicity. This was also demonstrated with contact angle

measurements with water that showed formation of a super-hydrophilic dentin surface after C-

HA nanocomplexes conditioning. Dentin topography and chemical structure as surface

properties of dentin play an important role in dictating surface wettability characteristics (60).

These results are clinically relevant, as for materials employed in root canal treatment such as

sealers, it is important that they come in close contact with dentin to facilitate chemical adhesion

or penetration for micromechanical interlocking (65).

In the third phase of experiments, chemical characterization of the TCS-dentin interface was

conducted using TOF-SIMS. Use of SEM-EDX in earlier characterization studies offers a poor

comparison with TOF-SIMS that provides spatial mapping of the organic and inorganic

constituents with monolayer surface sensitivity (151). Additionally, precipitated, adsorbed and

contaminant species on samples require sufficient sensitivity and selectivity to detect and

discriminate between the very similar chemistry and closely related mineral phases (152) of

dentin, TCS and layer formed by C-HA nanocomplexes conditioning which was achievable with

TOF-SIMS. Moreover, other reported techniques such as confocal laser scanning microscopy

lack chemical identification (153), warranting the use of allied techniques. TOF-SIMS has been

used to characterize mineralized tissues like bone and dentin, and implant-bone interfaces (135,

136, 151). An in-depth analysis of all the material components involved was run individually

before analyzing the sealer-dentin interface (such as demineralized dentin, set sealer, C-HA

nanocomplexes amongst others).

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A demineralized dentin model was used to facilitate identification of calcium formed and TCS

setting on dentin was allowed to occur only in 100% humidity. This was based on earlier studies

that showed hydration of tricalcium silicate based materials can occur in contact with distilled

water and resulted in formation of Ca(OH)2 and calcium carbonates (154). However, this is in

contrast to most of the studies that have employed large volumes of calcium-phosphate

supersaturated solution as source of calcium and phosphate (104, 155, 156). A TCS was used to

allow a better comparison of dentin surface modification as it is hydrophilic and has established

bioactivity unlike resin based sealers (99). The ultrastructural evaluation with TEM

complemented the findings from TOF-SIMS analysis for thickness of interfacial layer (5um) and

presence of coarse aggregates encapsulated in a matrix. The chemical identity of which was

resolved with TOF-SIMS analysis as an organic-inorganic ion rich layer.

A well-delineated interfacial phosphate band was seen in the conditioned sample in comparison

to the control. The TCS sealer as per manufacturer’s description, contains a calcium phosphate

monobasic phase as one of the constituents (157), however its contribution towards formation of

Ca-PO4 was minimal as no phosphate fragments (PO3, PO4) were found at interface. This

established the role of C-HA nanocomplexes as a phosphate source. This was also supported by

the high interfacial presence of CaO and Ca(OH)2 in control sample due to lacking phosphate

presence. Hence, the calcium ions being leached by the hydrating sealer remained unutilized as

they were not consumed to form calcium phosphate phases (104) (157). Studies on calcium and

silica incorporation into dentin have been done but similar data for phosphate is not gathered.

This can be implied to limitations of analytical tools employed as well as difficulty in delineating

it from the dentin matrix. Moreover, studies have shown lack of formation of calcium phosphate

phases by these materials even when physiological simulation of phosphate source was

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employed (105). This only reinforces the importance of phosphate reserve needed in close

association with dentin.

The demineralized dentin surface becomes a challenging substrate due to increased surface

hydrophobicity and low polarity. From the results of this study, it can be deduced that surface

conditioning of dentin with C-HA nanocomplexes modified the surface physico-chemical

characteristics with its hydrophilic and polyelectrolytic nature. This may have complemented the

hydrophilic nature of TCS and facilitated its deeper penetration as well as lowering of energy

requirements that would have facilitated mineral nucleation to occur on C-HA nanocomplexes

conditioned dentin (8). ACP dissolution served to provide release of phosphate into the medium

that combined with calcium ions leached from setting TCS to form calcium phosphates.

The findings from this study can be combined to provide an overall scheme. Tricalcium silicate

sealers have been reported to interact with dentin both physically and chemically. We

demonstrated enhanced TCS interaction with dentin post C-HA nanocomplexes conditioning

with respect to both the physical and chemical aspects. Enhanced sealer penetration was seen as

a physical evidence of dentin surface modification that can potentially add to increased

mechanical interlocking. On the other hand, TOF-SIMS analysis highlighted increased interfacial

mineralization, which is the basis of chemical interaction of TCS with dentin. Additionally, the

role of C-HA nanocomplexes conditioning in reinforcement of collagen with increased UTS was

also shown.

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Chapter 6

Conclusion

Formulation of Chitosan-Hydroxyapatite precursor nanocomplexes was developed

and characterized to have a polyanionic surface charge, hydrophilic nature, non-

aggregating characteristics and bioactivity potential.

Dentin conditioning with C-HA nanocomplexes resulted in reinforced mechanical

property (UTS) of dentin.

Improved dentin surface wettability characteristics modified the interaction of

tricalcium silicate sealer with C-HA nanocomplexes conditioned dentin resulting in

increased TCS penetration depth into the dentinal tubules.

C-HA nanocomplexes conditioned dentin surface was chemically modified with

formation of an organic-inorganic layer (5um) at the TCS-dentin interface consisting

of abundant calcium, phosphate, calcium phosphate and chitosan fragments.

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Chapter 7

Future Studies

Studies to gain more temporal and spatial control of dentin remineralization using C-HA

nanocomplexes should be conducted. Approaches to potentiate amorphous to crystalline

apatite transformation may be considered with assessment over longer duration and/or

use of modifiers such as amino acid residues and crosslinking with dentin collagen. Self-

assembly potential of C-HA nanocomplexes may be investigated further.

Effect of C-HA nanocomplexes conditioning on TCS sealer-dentin interfacial integrity

may be evaluated with bond-strength tests and expanded to other sealer classes.

Future studies may consider assessment of sealing ability of C-HA nanocomplexes

conditioned interface with dye-penetration studies.

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Chapter 8

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Supplementary Data

Figure 1. Real time self-assembly of C-HA nanocomplexes captured using optical microscope at

63x. Dewetting followed by interfacial self-assembly, the formed “fractal trees’’ are separated

from each other having distinct boundaries.

t=0 sec t=1 sec

t=2 sec t=3 sec

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Conditioned COntrol

Figure 2. Positive polarity chemical ion maps for C-HA nanocomplexes conditioned dentin and

control dentin from TOF-SIMS analysis.

125

100

75

50

25

0

12080400μm

totalMC: 372; TC: 7.238e+006

210

110

010

125

100

75

50

25

0

12080400μm

sum of restMC: 284; TC: 5.204e+006

210

110

010

125

100

75

50

25

0

12080400μm

Na+MC: 45; TC: 2.468e+005

110

010

125

100

75

50

25

0

12080400μm

K+MC: 58; TC: 3.109e+005

110

010

125

100

75

50

25

0

12080400μm

Ca+MC: 56; TC: 1.642e+005

110

010

125

100

75

50

25

0

12080400μm

P+MC: 4; TC: 1.159e+004

010

125

100

75

50

25

0

12080400μm

SiMC: 12; TC: 1.167e+005

110

010

125

100

75

50

25

0

12080400μm

SiOMC: 19; TC: 1.667e+005

110

010

125

100

75

50

25

0

12080400μm

CaOHMC: 13; TC: 1.239e+005

110

010

125

100

75

50

25

0

12080400μm

CaOMC: 22; TC: 1.457e+005

110

010

125

100

75

50

25

0

12080400μm

NH4

MC: 9; TC: 3.447e+004

010

Sample: DM-CON-XS ̶ Field of View: 150 x 150 µm² ̶ Polarity: Positive ̶ File: DM-XS-CON_p1_peaks.ita150

125

100

75

50

25

0

12080400μm

totalMC: 241; TC: 4.590e+006

210

110

010

150

125

100

75

50

25

0

12080400μm

sum of restMC: 167; TC: 3.001e+006

210

110

010

150

125

100

75

50

25

0

12080400μm

Na+MC: 8; TC: 3.604e+004

010

150

125

100

75

50

25

0

12080400μm

K+MC: 27; TC: 8.676e+004

110

010

150

125

100

75

50

25

0

12080400μm

Ca+MC: 26; TC: 5.079e+004

110

010

150

125

100

75

50

25

0

12080400μm

PMC: 4; TC: 1.235e+004

010

150

125

100

75

50

25

0

12080400μm

CaOHMC: 14; TC: 8.210e+004

110

010

150

125

100

75

50

25

0

12080400μm

SiMC: 11; TC: 8.777e+004

110

010

150

125

100

75

50

25

0

12080400μm

CaOMC: 13; TC: 1.143e+005

110

010

150

125

100

75

50

25

0

12080400μm

SiOMC: 19; TC: 1.844e+005

110

010

150

125

100

75

50

25

0

12080400μm

NH4+MC: 9; TC: 3.589e+004

010

Sample: DM-NC-XS ̶ Field of View: 151 x 151 µm² ̶ Polarity: Positive ̶ File: DM-XS-NC_p2_peaks.ita

150

125

100

75

50

25

0

12080400μm

totalMC: 241; TC: 4.590e+006

210

110

010

150

125

100

75

50

25

0

12080400μm

sum of restMC: 167; TC: 3.001e+006

210

110

010

150

125

100

75

50

25

0

12080400μm

Na+MC: 8; TC: 3.604e+004

010

150

125

100

75

50

25

0

12080400μm

K+MC: 27; TC: 8.676e+004

110

010

150

125

100

75

50

25

0

12080400μm

Ca+MC: 26; TC: 5.079e+004

110

010

150

125

100

75

50

25

0

12080400μm

PMC: 4; TC: 1.235e+004

010

150

125

100

75

50

25

0

12080400μm

CaOHMC: 14; TC: 8.210e+004

110

010

150

125

100

75

50

25

0

12080400μm

SiMC: 11; TC: 8.777e+004

110

010

150

125

100

75

50

25

0

12080400μm

CaOMC: 13; TC: 1.143e+005

110

010

150

125

100

75

50

25

0

12080400μm

SiOMC: 19; TC: 1.844e+005

110

010

150

125

100

75

50

25

0

12080400μm

NH4+MC: 9; TC: 3.589e+004

010

Sample: DM-NC-XS ̶ Field of View: 151 x 151 µm² ̶ Polarity: Positive ̶ File: DM-XS-NC_p2_peaks.ita

125

100

75

50

25

0

12080400μm

totalMC: 372; TC: 7.238e+006

210

110

010

125

100

75

50

25

0

12080400μm

sum of restMC: 284; TC: 5.204e+006

210

110

010

125

100

75

50

25

0

12080400μm

Na+MC: 45; TC: 2.468e+005

110

010

125

100

75

50

25

0

12080400μm

K+MC: 58; TC: 3.109e+005

110

010

125

100

75

50

25

0

12080400μm

Ca+MC: 56; TC: 1.642e+005

110

010

125

100

75

50

25

0

12080400μm

P+MC: 4; TC: 1.159e+004

010

125

100

75

50

25

0

12080400μm

SiMC: 12; TC: 1.167e+005

110

010

125

100

75

50

25

0

12080400μm

SiOMC: 19; TC: 1.667e+005

110

010

125

100

75

50

25

0

12080400μm

CaOHMC: 13; TC: 1.239e+005

110

010

125

100

75

50

25

0

12080400μm

CaOMC: 22; TC: 1.457e+005

110

010

125

100

75

50

25

0

12080400μm

NH4

MC: 9; TC: 3.447e+004

010

Sample: DM-CON-XS ̶ Field of View: 150 x 150 µm² ̶ Polarity: Positive ̶ File: DM-XS-CON_p1_peaks.ita

Conditioned Control

Interface Sealer

Dentin Dentin

Interface Sealer

Sealer

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111

Figure 3. Negative polarity chemical ion maps for C-HA nanocomplexes conditioned dentin.

High signal intensity of O-, OH-, CN- can be noted. Defined bands of phosphate fragments at

interfacial boundary can be seen.

150

125

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75

50

25

0

12080400μm

totalMC: 199; TC: 1.649e+006

210

110

010

150

125

100

75

50

25

0

12080400μm

sum of restMC: 138; TC: 1.109e+006

210

110

010

150

125

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50

25

0

12080400μm

O-MC: 24; TC: 1.369e+005

110

010

150

125

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0

12080400μm

CN-MC: 29; TC: 1.502e+005

110

010

150

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12080400μm

Cl-MC: 35; TC: 6.968e+004

110

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12080400μm

OH-MC: 25; TC: 6.400e+004

110

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25

0

12080400μm

PO2

MC: 7; TC: 3.314e+003

010

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12080400μm

PO4

MC: 3; TC: 2.368e+003

010

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12080400μm

PO3

MC: 5; TC: 5.260e+003

010

Sample: DM-NC-XS ̶ Field of View: 151 x 151 µm² ̶ Polarity: Negative ̶ File: DM-XS-NC_n2_peaks.ita

Interface

Dentin

Interface

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Figure 4. Negative polarity chemical ion maps for control dentin. Absence of phosphate

fragments can be evidently seen.