david g larimer financial disclosure report for 2009

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  • 8/3/2019 David G Larimer Financial Disclosure Report for 2009

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    A o l o I FINANCIAL DISCLOSU-RE REPORT Report Required by the Ethicsin G over nm ent Ac t o f 1978t C e v . 1 / 2 0 1 0 [ F OR C AL E NDAR YE AR 2009 (s v.s.c, a p p . ~ 1 0 1 - t1 01 . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t i a l ) 2. Cour t or Organizat ion 3 . D a t e o f R e p e r tLAILIMER., DAVID (3. WESTERN DISTRICT OF NEW YORK 05/11/2010

    4 , T i t l e ( A r t i c l e 1 H j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a tu s ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e ) 6 . Repor t ing Per iodm a g i s t ra t e j u d g e s i n d i c a t e f l a i l- o r p a r t - t im e ) [ ] Nomi na t i on , D a t e 01/01 /2009DISTRICT JUDGE(Senior ) [] Initial [] Annual [] Final to12/31 /2009

    7. Chambers or Offk.~ Addr~s 8. On the ba~ of the informnt ion eonta |ned la f i l l s Repor t and nnymodification* pertaining thereto, i t i s, i n m y a p i a | o n ~ i n complianceUni t ed S ta t e s Cour thous e with appl icable taws and regula t ions.100 Sta te Stree t , Room 2500Roches t e r , New York 14614 : Rev iew ing Office r Date

    I M P O R T A N T N O T E S : The in#tutti)as accompanying this form must be followe& Complete all parts,checking the NONE box for each part where you have no reportable informat ion. Sign on last page.

    N O N E ( N o reportable positions.)P O S I T I O N N A M E O F O R G A N I ZA T IO N / E N T I T Y

    I I . A G R E E M E N T S . mo,o,a,g individual o~y; ~pp. 14-16 of fili~ ~)N O N E (N o r e po r t ab l e agr e e m e n t s . )

    D A T E PARTIES A~ TE~l.

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    F L N A N C IA L DI SC L O S U R E R E P O R T I N am e of Person Reporting Date of ReportPage 2 o f 6I LAR1MER, DAVID G.

    05/11/2010

    I II . N O N - I N V E S T M E N T I N C O M E . ~ g e p o , t~ g i n ~ i ~ . ~ ~ .~ ~ r o ~ e r ~ r r . 1 7 - 2 4 of.filing in~ttetiOl~.)A . F i le r s N o n -I n v e s tm e n t I n c o m e

    NONE (No reportable non-investment income.)DAT~ S O U R C E A N D T Y PE I N C O M E

    (yours, not spouses)

    1.

    2.

    3.

    4.

    B . S p o u s e s N o n - l n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this sectior~(Dollar amount not r~quired except for honoraria.)

    [] N O N E ( N o r e p o r t a b le n o n - i n v e s t m e n t i n c o m e . )DATE S O U R C E A N D T Y PE

    1.2.3.4.

    I V . R E I M B U R S E M E N T S - tr u n s~ o ~,o n , ~oa~ i~g , . ~ooa , e , ~e . . i . . . . -(Includes those to spouse and dependent children; ~ee pp. 25-27 of filing instructions.)

    [] N O N E (N o r e p o r t a b l e r e i m b u r s e m e n t s . )S O U R C E D AT E S LO C AT IO N P U R P O SE IT E MS P A ID O R P R O VID E D

    I.2.

    3.

    4.

    5.

  • 8/3/2019 David G Larimer Financial Disclosure Report for 2009

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    Name of Person Reporting Date of ReportF I N A N C I A L DISCLOSUREREPORTI L A R I M E R , D A V I D G .a g e 3 o f 6 o 5 / 1 1 / 2 o l o

    V . G I F T S . (Inctudes those to spouse and dependent children; see pl~ 28-31 of fi~ng instructions.)NONE (No reportable g~s.)

    SOURCE DESCRIPTION VAL~!.2.3.4.5.

    VI. LIABILITIES. ( thetis tsose of srouse ~a ~n a, nt cnua,~,,; s ,e ~,p. ~z-~ of f i ling inst~uctlons.)[ ] NON E ( No reportable liabilities.)

    CREDITOR DESCRIPTION VALUE CODE1 . M &T B ank , R~x :he ste r , New York P e rsona l Ix~an J2.3.

    5.

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    Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORTLARIMER, DAVID G. 0Sit 1/2010Page 4 o f 6

    V I I . LN V E S T M E N T S a n d T R U S TS -NONE (No re p o r ta b l e i n c o m e , a sse t s , o r t ra n sa c t io n s .)

    A. B. C. D .D es c r i p t i o n o f A s s e t s [ n c o n ~ d u r i n g G r o s s va l u e a t e n d T r a a s a g t io n s d u r i n g r e po r t i n g p e r i o d( inc luding t rus t a sse t s ) i e p o r t i ng p e r i od o f r e p u r t i ng p e r i od

    P l a c e " ( X)" a f t e r ~a eh a s s e t Amount ]Typ (~og., V a l u e ] Value T ype ( e . g . , Date ] Value GainI I d en t i t y o fe x e m p t f r om p r i o r d i s c l o su r e C o d e I I rent,C o d e 2 I Method buy , se[ | , ~ n / d d / y y ] C o d e 2 C o de 1 buye r / s e l l e r(A-H) o r i n t . ) ( . t .p ) C o d e 3 r e d e m p t i on )! ( J - P )

    (A-H) ( i f p r i v a t e( Q -W ) t r a n s a c t i o n )

    1. Mineral Rights in Illinois (See Part VIII) A Royalty J W

    2. M & T B a n k , R o c h e s t e r, ~ A In terest K T3. TIAA4~REF (Mutual Fund ) A Div id end M T4. Pu tnam Inves to rs (Fund CL-B) A D i v i d e n d K T5. M O ~ W h o l e L i f e I n s . P o l i c y ( Se e P t . V I I I ) N o n e J T

    ! 6 . MM L Inves to rs Mu tua l Fund (See PLVI I I ) A D i v i d e n d J T

    1 0 ,

    ll.

    1 2 .

    1 3 .

    1 4 .

    1 5 .

    1 6 .1 7 .

    1. lneeme Gain Codts: A = 5 1 , 0 0 0 o r l e s s B = $ 1 . 0 0 1 - ~ j O 0 C - - $ 2 , 3 0 1 - $ 5 , 0 0 0 D =$5,00! - $15,000 E =$15,001 - $50.000(Si t : Columns BI and D4) F = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 G ~$I0 0,0 01 - $1 .0 00 ,0 00 HI --St ,0 00 ,0 0| - $5 ,0 00 ,0 00 H2 =More tha~ $5.009.0002. Value Cod~ J =$15.000 or less K --$15,001 - $50,000 L --$50,001. $100,0~ M =$100,001 - $250.000(See C~hmms C | and D3I N - - - $ 2 5 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O --$500,001 -

    P 3 = $ 2 5 . 0 0 0 , 0 ~ I - $ 5 0 . 0 0 0 . 0 0 0 P4 =More lima $50.000.0003. Value Me thod Code s Q ~ A p p r a l s a! R . = C o s t ( R ~ a t F , , C a t e O n l y ) $ =Asaemmcm T ,=Cash Market(See Column C2) U ~Book Value V ~ W =Estimated

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    Name of Person Reporting Date of ReportFLNA_NCIAL DISCLOSURE R E P O R T] LAREVIER, DAVID G.age 5 of 6 0 5 / 1 l / 2 O l 0

    V II I. A D D IT I O N A L IN F O R M A T I O N O R E X P L A N A T I O N S .

    Conce rn ing Sec t ion VI I , L ine 1 ; I hav e an in t e re s t i n mine ra l r igh t s in a 16 0 a c re t r a c t i n the sou thea s t qua r t e r o f Je f f e r son Coun ty , I l li no i s . P a rc e l 1I hav e an in t e re s t i n mine ra l r igh t s in a 160 a c re t r a c t i n the no r thea s t qua r te r o f M ar ion Coun ty , I l li no i s , P a rc e l 2 .I have an intere s t in mineral r ights in a 10 acre tract in Marion Co unty, I l l inois , Parcel 3.I have an interes t in mineral f ights in four separate tracts in Marion County, I l l inois tota l ing 308 acres . Parcel 4.

    Conce rn ing Se c t ion V1, L ine I , Amoun t o f deb t dec rea s ed due to p aymen t s on i t .C o n c e r n i n g S e c t i o n V I I , L i n e 2 : V a l u e o f a c c o u n t i n c r e a s e d d u e t o d e p o s i t s f r o m s a la r y a n d S o c i a l S e c u r it y i n c o m e .Conce rn ing Se c t ion VI I , L ine 4 : Va lue o f a c coun t inc rea s ed due to inc rea s e in eun t r thu t ions and inc rea s e in marke t v a lue .

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    N a m e o f P e r s o n R e p o r t i ng D a t e o f R e p o r tF I N A N C I A L D I S C L O S U R E R E P O R T[ LARIMER, DAVID G.age 6 of 6 0 5 / I i / 2 o l o

    I X . C E R T I FI C A T IO N .I c e r t i fy t h a t a l l i n f o r m a ti on g i v e n a b ov e ( i n c l ud i ng i n f o r m a ti on p e r t a i n i ng t o m y s p o u s e a nd m ino r o r d e p e nd e n t c h i l d r e n , i f a ny ) i s

    a c c u r a t e , t r u e , a nd c om p l e t e t o t h e b e s t o f m y k n ow l e d ge a nd b e l i e f , a nd t h a t a ny i n f o r m a ti on no t r e p o r t e d w a s w i t h h e l d b e c a u s e I t m e t a p p l i c a b l e s t a tu t o r yprovi s i ons pe rmi t t i ng non-d i sc lo su r e .I f u r t h e r c e r ti f y t h a t e a r n e d i n c om e f r om ou t s i d e e m p l oy m e n t a nd h ono r a r i a a nd t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncompl ian ce w i th th e p r ov is ions of 5 U .S .C . app . 501 e t . s eq . , 5 U .S .C . 7353 , and Jud te ia l Confe r en ce r e gula t ion s .

    N O T E : A N Y I N D I VI D UA L W HO K N O W I N GL Y A N D W I L F UL L Y F A L S IF I E S O R F A L LS T O F I L E T HI S RE PO RT M A Y B E S UB J E CT T O CI VI LA N D C R I M I N A L S A N C T I O N S ( S U . S . C . a p p . 1 0 4 )

    FILING INSTRUCTIONSM a i l s ig n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

    C o m m i t te e o n F i n a n c i a l D i s c l o s u r eAd mi n i s tr a t i v e Of f i c e o f t he Un i t ed S t a t e s Cou r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c l e , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4