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Dallas County District Dallas County District Clerk Clerk Functions of the Office And Information Functions of the Office And Information About Its About Its Operations and Responsibilities: Operations and Responsibilities: Bringing Greater Efficiencies and Superior Customer Bringing Greater Efficiencies and Superior Customer Service Service to Citizens of Dallas County to Citizens of Dallas County

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Page 1: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

Dallas County District ClerkDallas County District Clerk

Functions of the Office And Information About Functions of the Office And Information About Its Its

Operations and Responsibilities:Operations and Responsibilities:

Bringing Greater Efficiencies and Superior Customer ServiceBringing Greater Efficiencies and Superior Customer Service

to Citizens of Dallas Countyto Citizens of Dallas County

Page 2: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

Function of the District ClerkFunction of the District Clerk

The office of district clerk is a little known but critical part of county government. Every divorce petition is filed through this office and every divorce decree is stored here, touching the lives of thousands of county residents each year. Evidence from criminal as well as civil files are maintained by the district clerk as well, making the office a repository of evidence for thousands of cases over the years.

Page 3: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

Constitutional Provision for District ClerkConstitutional Provision for District Clerk

The provision for a district clerk has been included in every Texas constitution since the inception of the Republic. Article 5, Section 9 of the Texas constitution provides that there shall be a district clerk in each county in the state of Texas.

The functions have changed little, although the technology has, as courts move towards paperless filing and records are being scanned for computer storage and retrieval to improve the efficiency of the office and serve customers more effectively.

Page 4: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

Office of the District ClerkOffice of the District Clerk

The district clerk is an elected official who serves a four-year term. If the office becomes vacant, a district court judge appoints a new clerk, who holds office until it is filled in the next regularly scheduled election. Although the clerk works closely with each judge, all are independently elected officials who do not report to each other.

Page 5: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

Office of the District ClerkOffice of the District Clerk

In a Texas county with multiple district judges, such as Dallas County, a replacement for the district clerk is appointed by unanimous consent among all the judges, although the district clerk does not report to that body. In the event that judges cannot agree on a replacement, the Texas governor shall appoint a new district clerk for the county.

Page 6: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

Duties of the District ClerkDuties of the District Clerk

The district clerk provides support for the district courts in each county by placing a lead clerk and support clerk to handle records in cases in each court. The court administrator, appointed by the judge, has other duties, such as setting hearings.

Page 7: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

Duties of the District ClerkDuties of the District Clerk

The district clerk is custodian of all court pleadings and papers that are part of any cause of action, civil or criminal, in the district courts served by the clerk. However, depositions are the property of the court reporter in each court and are not under the purview of the district clerk.

Page 8: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

Duties of the District ClerkDuties of the District Clerk

The district clerk indexes and secures all court records, collects filing fees, and handles funds held in litigation as well as money awarded to minors. When money awarded to a minor in a civil case becomes due, it is dispensed by the district clerk’s trust department, where the money has been held since its award by a judge or jury.

Page 9: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

Duties of the District ClerkDuties of the District Clerk

The Texas constitution also provides that the district clerk in each Texas county shall be empowered to accept passport applications. This has been a particularly challenging role as new requirements have tripled the demand for passports for air and ground travel back and forth to and from Texas to Mexico, creating an unprecedented demand for process for applications and for Spanish-speaking agents working in the district clerk’s three passport locations.

Page 10: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

The Current District ClerkThe Current District Clerk

The current Dallas County district clerk is Gary Fitzsimmons, who was sworn into office on January 1, 2007. Prior to his election, Mr. Fitzsimmons was a nonprofit administrator specializing in public parks and historic preservation, where he managed budgets and developed long-term strategies for those institutions. In his first two years, he has instigated major projects in digitizing court documents and also in scanning court records, two critical areas vital to streamlining overburdened courts and records management systems.

Page 11: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

Past District ClerksPast District Clerks

Past district clerks include:

Mr. Jim Hamlin, 1999 - 2006Mr. Bill Long, 1983 – 1997Mr. T.E. Moore, 1981 - 1982 (appointed)Mr. Bill Shaw, 1947 - 1980Ms. Pearl Smith, 1939 - 1946Mr. George Harwood, 1933 -1938

Page 12: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

History of the Office of the District ClerkHistory of the Office of the District Clerk

Ms. Pearl Smith is the only woman elected as district clerk in Dallas, and the first woman deputy sheriff, and the first woman to be elected to a countywide office in Dallas County. She attempted to unseat George Harwood in 1934 and lost. In 1938, she formed numerous “Pearl Smith” Women’s clubs and won. She was sworn into office by Judge Sarah T. Hughes, who gained fame when she sworn in Lyndon B. Johnson as president aboard Air Force One in Dallas following the assassination of John F. Kennedy.

Page 13: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

History of the office of the District ClerkHistory of the office of the District Clerk

Another note-worthy district clerk was Benjamin Long, who elected in 1867 but was prevented from taking office by the Union army after refusing to take the ‘Iron-Clad’ oath. He was later shot to death in a bar-room brawl at the site of the Dallas County administration building, formerly the infamous Texas School Book Depository.

Page 14: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk’s Civil Court ResponsibilitiesDistrict Clerk’s Civil Court Responsibilities

In the George Allen Courts Building, the district clerk’s office manages judicial process for 13 statutory civil district courts, two civil associate judges and one permanent visiting judge who presides over the tax court. These clerks are responsible for managing court case files and providing customer service to all litigants, whether they are Pro Se individuals or members of the legal community, to the best of their abilities.

Page 15: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

Additional District Clerk Civil Court Additional District Clerk Civil Court ResponsibilitiesResponsibilities

The 13 civil courts located in the George Allen Courts Building are supported by 29 deputy district clerks and 11 deputy clerks, some of whom are assigned to support the tax court. All clerks are trained and reviewed on an annual basis, assuring their ability to provide the highest level of service to the courts they support.

Page 16: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

Cases Submitted at the Cases Submitted at the District Clerk Civil DeskDistrict Clerk Civil Desk

A Snap-Shot of District Civil Cases Filed 12/06 to 11/07

A total of almost 25,000 new cases in one year

1,772 Injury/damages involving motor vehicle

54 Workers compensation 3,381 Tax cases 4,783 Contracts, accounts & notes

18 Reciprocals 14,921 Other civil cases

Page 17: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk’ Family CourtsDistrict Clerk’ Family Courts

The district clerk’s office also manages the judicial process for the seven statutory family district courts, all located in the George Allen Courts Building. In addition, it provides services to seven family associate judges, four IV-D (child support) courts and the guardian ad litem (GAL) program established to manage child support distribution

Page 18: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Family Court SupportDistrict Clerk Family Court Support

The seven family courts have 18 The seven family courts have 18 clerks assigned to support them with clerks assigned to support them with 13 clerks assigned to support the IV-13 clerks assigned to support the IV-D courts, which operate in support of D courts, which operate in support of cases brought by the state’s attorney cases brought by the state’s attorney general, primarily for the purpose of general, primarily for the purpose of enforcing child support.enforcing child support.

Page 19: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Family Cases FiledDistrict Clerk Family Cases Filed

A Snap-shot of District Family Cases Filed 12/06 to 11/07

50,772 total dispositions46,206 pending cases carried forward

12, 296 Divorces 22,890 Other family cases 11,000 (est.) IV-D cases

Page 20: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Juvenile Court ResponsibilitiesDistrict Clerk Juvenile Court Responsibilities

The District Clerk’s office manages judicial process for the two statutory juvenile courts located in the Henry Wade Juvenile Justice Center. In addition, it provides services to two juvenile associate judges, and unlike operations in Civil and Family Courts, juvenile clerks collect fines and fees associated with juvenile cases.

Page 21: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Juvenile OperationsDistrict Clerk Juvenile Operations

The two juvenile courts are supported by six deputy district clerks while 14 deputy clerks are assigned to support juvenile case records, collections and process. All of these clerks and their manager work in the Henry Wade Juvenile Justice Center.

Page 22: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Juvenile OperationsDistrict Clerk Juvenile Operations

District Juvenile Cases Filed 12/06 to 11/07

11,182 including probation revocation7,268 pending cases carried forward

JUVENILE DISPOSITIONS:CINS DELIN TOTAL

Under parental care 22 1,916 1,938Under foster care 1 26 27Residential facility 8 802 810Committed to TYC 1 60 61

(Texas Youth Commission)

Page 23: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Criminal Courts District Clerk Criminal Courts OperationsOperations

The District Clerk’s office manages judicial process for the 18 felony courts located in the Frank Crowley Courts Building . In addition, it provides 24-hour services to the magistrate court located at Lew Sterrett Justice Center, processing individuals who have been arrested and are awaiting arraignment.

Page 24: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Criminal Courts OperationsDistrict Clerk Criminal Courts Operations

The criminal section of the district clerk’s office also provides criminal process services, criminal fine and court cost collections, indictment and appeals process, and manages bond forfeitures, requiring a different skills set from those clerks who work in the civil and family courts.

Page 25: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Criminal Courts OperationsDistrict Clerk Criminal Courts Operations

The 18 criminal courts are supported by 38 deputy district clerks while 12 deputy clerks are assigned to the magistrate court and work 24-hour shifts to ensure that book-in of arrested suspects goes as smoothly as possible, so cases may move to the next stage of the criminal judicial process.

Page 26: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Criminal Courts OperationsDistrict Clerk Criminal Courts Operations

There are 14 deputy clerks assigned to the criminal process section including those who handle indictments, expunctions, appeals and bond forfeitures, while six deputy clerks are assigned to oversee criminal collections and two clerks who manage protective orders exclusively.

Page 27: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Criminal Court OperationsDistrict Clerk Criminal Court Operations

In addition to the support of the magistrate and felony courts, collections, expunction and protective orders, the district clerk is also charged with the duty of managing criminal trial court evidence. One clerk, called the criminal evidence registrar, is assigned to manage the retention of more than 25 years of evidence, including hundreds of weapons and other non-paper evidence.

Page 28: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Criminal Court OperationsDistrict Clerk Criminal Court Operations

105 capital murder153 murder3,157 assault153 sex assaults/adult120 sex assaults/juv1,755 robbery2,591 burglary

3,629 theft3,629 theft

774 auto theft774 auto theft

105 arson105 arson

10,438 drug sales10,438 drug sales

711 drug possession711 drug possession

755 felony DWI755 felony DWI

8,558 various felonies8,558 various felonies

A Snap-Shot of Felony Cases Filed

from 12/06 to 11/07

32,851 new cases

Page 29: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Trust and Accounting OperationsDistrict Clerk Trust and Accounting Operations

Each district and county clerk must maintain a registry of the court to receive payments ordered tendered into the court’s registry ordered by various judges to be held in the court’s registry for the benefit of whomever it is ultimately adjudged to belong, including accident victims, minors and others whose money the district clerk protects.

Page 30: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Trust and Accounting Operations District Clerk Trust and Accounting Operations

The funds held in the registry of court do not belong to the county; rather, they are essentially held in trust by the clerk to satisfy the result of a legal pleading or to await the outcome of a legal proceeding.

Page 31: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Trust and Accounting ResponsibilitiesDistrict Clerk Trust and Accounting Responsibilities

Although the funds in the registry of court are construed as trust funds, the clerk acts only in a custodial capacity in relation to funds held in the registry of court. A clerk is not a trustee for the beneficial owner and does not assume the duties, obligations, or liabilities of a trustee for a beneficial owner.

Page 32: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Trust and Accounting ResponsibilitiesDistrict Clerk Trust and Accounting Responsibilities

Funds in the Registry of the Court

Presently, $43,299,339 total funds are under the custodial care of the district clerk

90% of all funds are minor trust funds 10% of funds are interpleader fees $33,299,339 funds are currently in

investment accounts $10,000,000 approximately in funds are

cash accounts

Page 33: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Trust and Accounting FunctionsDistrict Clerk Trust and Accounting Functions

Registry of the Court Policy Changes

In the currently volatile economic environment, the current district clerk has directed that funds currently deposited with over 40 different financial institutions are to be consolidated into two different public investment pools except where the rate of return justifies continued investment.

Page 34: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Trust and Accounting FunctionsDistrict Clerk Trust and Accounting Functions

Investment Pools

Government Investment Pool (GIP), or Local Government Investment Pool (LGIP), is a state or local government pool offered to public entities for the investment of public funds. These pools are important investments tools, offering safety with a competitive yield. GIP managers are vested with a public trust that the pool will maintain liquidity, diversity, and follow the investment pool’s guidelines.

Page 35: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk RecordsDistrict Clerk Records

Local Government Records Act Chapters 201-205 requires that all district clerks establish programs for the efficient and cost-effective management of the records of their offices. It also requires that the records of the office of district clerk be retained for minimum periods of time set by the Texas State Library and Archives Commission before they are eligible for disposal. This means that the district clerk has responsibility for more than one million records in storage from civil, family, juvenile and criminal courts records.

Page 36: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk RecordsDistrict Clerk Records

Any information created or received by a district clerk pursuant to law or in the transaction of public business is a local government record, regardless of whether it is a document, paper, letter, book, map, photograph, sound or video recording, microfilm, magnetic tape, electronic medium, or any other type of information recording medium and regardless of whether it is an open or closed record.

Page 37: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk RecordsDistrict Clerk Records

Court records in the custody of the district clerk are not subject to the provisions of the Public Information Act (PIA). Access to court records are governed by Rule 12 of the Texas Rules of Judicial Procedure.

Page 38: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk RecordsDistrict Clerk Records

Rule 12 stipulates that the purpose of the rule is to provide public access to information in the judiciary consistent with the mandates of the Texas Constitution that the public interests are best served by open courts and by an independent judiciary. The rule should be liberally construed to achieve its purpose.

Page 39: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk RecordsDistrict Clerk Records

Management and administrative memos, notes, documents, email, correspondence and other budget materials are all public record and covered by the PIA.

Page 40: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk RecordsDistrict Clerk Records

The District Clerk Records department manages case files on site and at the Dallas County records warehouse.

Civil paper records from 2002 to present – 60,00 Civil microfilm records from 1979 to 1994 – 150,000 Family paper records from 1995 to present – 260,000

Page 41: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk RecordsDistrict Clerk Records

The District Clerk’s Records department employs 43 deputies who manage civil, family and criminal records. In addition, 13 deputies are currently assigned to the records imaging project in which records are being scanned for more efficient storage and retrieval, providing cost-saving in storage, and a higher level of customer service.

Page 42: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Passports FunctionsDistrict Clerk Passports Functions

2007 Accomplishments2007 Accomplishments After a period of activity in which most passport applicants were After a period of activity in which most passport applicants were

applying for document to travel for business or vacation to applying for document to travel for business or vacation to primarily European travel, the past few years have seen a primarily European travel, the past few years have seen a dramatic transformation in the number of Hispanic travelers dramatic transformation in the number of Hispanic travelers following new US guidelines for ground and air travel into and following new US guidelines for ground and air travel into and out of Latin American countries. During the past few years, the out of Latin American countries. During the past few years, the District Clerk’s Passports locations have: District Clerk’s Passports locations have:

Handled 260% increase in new applicants with existing staff Handled 260% increase in new applicants with existing staff Received “Best of Dallas” award for Best Public office in DallasReceived “Best of Dallas” award for Best Public office in Dallas Opened East Dallas office an additional day, from three to fourOpened East Dallas office an additional day, from three to four Added bilingual staff to North and East Dallas officesAdded bilingual staff to North and East Dallas offices

Page 43: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Passports Handles Record Number of District Clerk Passports Handles Record Number of Applications Due to New Government RequirementsApplications Due to New Government Requirements

966

1,412

2,570

2006 2007 2008

Page 44: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

District Clerk Passports GoalsDistrict Clerk Passports Goals

Open all three offices five days a weekOpen all three offices five days a week Open at least one office on Saturday Open at least one office on Saturday Accept credit card paymentsAccept credit card payments Add bilingual staff to Downtown officeAdd bilingual staff to Downtown office Upgrade computers and printersUpgrade computers and printers

Page 45: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

Civil and Family Digital Courts Civil and Family Digital Courts

Project Goals Project Goals

Complete Family Courts imaging project so all documents are Complete Family Courts imaging project so all documents are stored on computers, enhancing efficiency of case stored on computers, enhancing efficiency of case management.management.

Commence Civil/Tax Courts Imaging project so majority of civil Commence Civil/Tax Courts Imaging project so majority of civil cases filed by firms can be submitted by Texasonline, cases filed by firms can be submitted by Texasonline, providing superior customer service.providing superior customer service.

Integrate Texasonline E-filing with Odyssey Case Management Integrate Texasonline E-filing with Odyssey Case Management system to streamline case management internally and system to streamline case management internally and externally.externally.

Provide downloadable civil and family filing forms and Provide downloadable civil and family filing forms and instructions on the District Clerk website to support more instructions on the District Clerk website to support more efficient filing procedures for Pro Se's and attorneys.efficient filing procedures for Pro Se's and attorneys.

Support the development of Information Technology plan for Support the development of Information Technology plan for Juvenile Courts to provide those courts the same efficiencies Juvenile Courts to provide those courts the same efficiencies as civil and family courts.as civil and family courts.

Support implementation of Juvenile Case Management system.Support implementation of Juvenile Case Management system.

Page 46: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

Office of the District Clerk LocationsOffice of the District Clerk LocationsSEE LOCATION MAPS AT www.dallascounty.org/districtclerk

George Allen Courts Building600 Commerce Street at Market Civil/Family Filing Desk (first floor) open 8 am to 6 pmOther departments open 8 am – 4:30 pm

Frank Crowley Courthouse133 N. Industrial at West CommerceOffices open 8 am – 4:30 pmClerks office closed noon – 1 pm for lunch

Henry Wade Juvenile Center2600 Lone Star Dr. off I-35Office open 8 am – 4:30 pmClosed noon – 1 pm for lunch

Page 47: Dallas County District Clerk Functions of the Office And Information About Its Operations and Responsibilities: Bringing Greater Efficiencies and Superior

Office of the District Clerk LocationsOffice of the District Clerk LocationsSEE LOCATION MAPS AT WWW.Dallascounty.org/districtclerk

Passport Office DowntownGeorge Allen Courts Building600 Commerce St. at Market Street8:30 am – 4 pm Monday-Friday

East Dallas Government Center3443 St. Francis off I-307:30 am – 4:30 pm Monday-Thursday

North Dallas Government Center10056 Marsh Lane, Suite 137 north of Walnut Hill7:30 am – 4:30 pm Tuesday-Friday