corruption investigations: some legal issues. covert investigations: interception of communications...
TRANSCRIPT
Corruption Investigations: Some Legal Issues
Covert Investigations: Interception of Communications
Intercept Product may be for intelligence, evidence or both
Various models of regulation Benefits/Challenges of live
monitoring LPP Disclosure issues
Covert Investigations: Undercover Agents and Accomplices
Deployment of UC Agent usually requires judicial or administrative authorisation
UC Agent’s methodology should preserve admissibility of evidence
Corroboration is highly desirable
Witness Protection
Extra-judicial and Judicial Basic principle: to minimise trauma
and preserve the quality of their evidence, vulnerable witnesses should be protected whilst seeking to ensure the measures adopted do not deprive the defendant of his right to a fair trial
Witness Protection: Extra-Judicial
Witness Protection Programmesi) Ordinary witnesses
ii) Tainted witnesses
Disclosure issues on nature of “benefits” afforded protected witness
Witness Protection: Judicial Issues:
a) Does the witness need protection? b) Can measures be taken to protect the witness while preserving the fair trial rights of the accused?
Use of Screensa) Child witnessesb) Adult witnesses
Video conferencing Anonymous witnesses
Witness Protection: Judicial
X v United Kingdom (1993) 15 E.H.H.RC.D. 113 [Witness screened from Everyone except Judge and Counsel]Held fair trial rights not breached as: Was no restriction on XXN Was not the only basis of the judgment Only interference with right to public
hearing was exclusion from sight
Witness Protection: Judicial
Doorson v Netherlands (1996) 22 E.H.H.R 33[Identity of 2 witnesses withheld from the defence. Defendant was drug dealer]Held there were sufficient safeguards to counterbalance defence handicaps as: Anonymous witnesses were questioned in
presence of Counsel by Magistrate who new their identity
Magistrate gave basis on which he assessed the reliability of their evidence
Doorson v NetherlandsHeld cont’d Counsel was present and could ask any
question that might lead to identification of witnesses
While it is accepted a conviction should not be solely or mainly based on such evidence, that was not the situation in the instant case
Evidence obtained under conditions where the rights of the defence under the ECHR cannot be secured in usual ways should be treated with extreme care
Taking Witness Statements from Co-operating Defendants
Defendant has been convicted and Sentenced
Defendant convicted but not sentenced
Defendant neither convicted nor sentenced
Requests for Immunity Cautioned Statements
The Charging Decision Often based on multiple inputs e.g. anti-
corruption investigative units, immigration, customs, organised crime units, FIU’s etc.
Best charges and cases flow from early broad based investigative and prosecutorial collaboration within boundaries of domestic law
Corruption offences or General offences? Be careful to avoid overloaded/duplicitous
indictment Alternative/Lesser Charges
Human Rights
Declaration of Commonwealth Principles
UN Charter Other International and
Regional Instruments
Restrictive Rights
IHRL permits States to restrict or limit certain rights to allow for public order/safety. However, such limitations must be:
Lawful Necessary Proportionate
Relevant Rights engaged
Right to privacy/family life [Article 17 ICCPR, Article 27 African Charter refers to family within the context of society as a whole]
Right to a fair trial [See, e.g., Art 7 of the African Charter and Art 6 of the ECHR]
Right to Private/Personal Life A ‘qualified’ right. Must be a basis in domestic law for the
breach, and that law must be clear and accessible.
Must be necessary (in a democratic society)
Must be a reasonable relationship of proportionality between the breach (e.g. covert means) used and the legitimate aim pursued. There must also be adequate and effective safeguards against the abuse of such methods.
Right to a Fair Trial See, e.g, Art 7 of the African Charter and
Art 6 of the ECHR An absolute or restrictive right? Equality of arms An impartial tribunal The opportunity to mount a ‘full’ and
robust defence Disclosure by the prosecution/Handling
sensitive information
ENTRAPMENT: R v LOOSELY - Attorney General’s Ref. No 3 of 2000
Principle in R v Sang confirmed: entrapment is no defence in English law.
The court has a jurisdiction to stay proceedings as an abuse of process and a discretion to exclude evidence.
R v LOOSELY cont’d...
However, a stay will usually be the most appropriate remedy in response to entrapment. In arguing entrapment, it is not being said that admission of the evidence will render the trial unfair; rather that it is unfair to try the defendant. A stay is appropriate because to continue the prosecution would be “an affront to the public conscience”, not because the defendant is not guilty of the offence or could not receive a fair trial.
R v LOOSELY cont’d...
Although an application to stay was the appropriate response to alleged entrapment, in limited circumstances a subsequent application to exclude evidence is not precluded.
Shaping a test for “Entrapment”
Unexceptional Opportunity Reasonable Suspicion Proper Supervision The “Loosely Test” applies to
all covert activity: UCs as well as TPs
Conclusion
Investigative agencies should work as closely together as possible
As far as laws allow, the prosecutor should guide investigations from as early as possible
The human rights of the suspect should be protected and balanced against the wider public interests of societal protection and prevention of crime