col easy investment

7/27/2019 Col Easy Investment

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https://www.colfinancial.com/ape/Final2/home/investor_education.asphttps://www.colfinancial.com/ape/Final2/home/open_an_account.asp


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Customer Account Information Form

Last Name

First Name

Middle Name

Gender

Date of Birth (Month/Day/Year)

Place of Birth (Town/City/Province)

Citizenship

Tel. No. / Mobile No.

Facsimile No.

r Male r Female

CitisecOnline.com, Inc2401-B East Tower, Philippine Stock Exchange Centre

Exchange Road, Ortigas Center, Pasig City, 1605 PhilippinesCustomer Service Hotline (632) 6-333-777 Fax No. (632) 6-363-512

Email Address: [email protected]

r Filipino r Resident Foreigner r Non Resident Foreigner __________________

r Male r Female

COL FINANCIAL GROUP, I2401-B East Tower, Philippine Stock Exchange Centre

Exchange Road, Ortigas Center, Pasig City, 1605 PhilippinesCustomer Service Hotline +632 651 5888 Fax No. +632 636 3512


PERSONAL INFORMATION PRIMARY ACCOUNT HOLDER SECONDARY ACCOUNT HOLDER

Email Address

R id ti l Add

(SPECIFY NATIONALITY)

r Filipino r Resident Foreigner r Non Resident Foreigner _________________

(SPECIFY NATIONA

Please fill up clearly in BLOCK LETTERS and affix signature(s).

(Please select one)

INDIVIDUAL JOINT OR OTHERS_____________________ ACCOUNT NO. ____________________

CASH MARGIN


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On February 1, 2007, the Securities and Exchange Commission granted COL Financial Group, Inc. (formerly CitisecOnline.com, Inc.)(COL) exemptive relief from SRC Rule 30.2-2 and SRC Rule 52.1-8. Hence, all confirmation invoices, monthly statement of accountand all other communications shall be sent via electronic mail to customers email address.

CUSTOMER BANK ACCOUNT DETAILS

Bank Account Name

Bank Name

Bank Account Number

Bank Address

I/We confirm that all the information given in this CAIF are true and correct. COL is hereby authorized to verify the same fromwhatever sources it may consider appropriate. Any misrepresentation made on the submitted documents is sufficient groundl l ti i t / d th j ti f thi li ti Sh ld thi li ti b d i d COL h bli ti it t

Assets

Net Worth

Annual Income

Source(s) of Income

Investment Experience

r


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I/We (the Client) hereby formalize and confirm the opening of an Online Securities Trading Account (OSTA) with COL FINANCIALGROUP, INC.(COL) and agree to be bound by the following terms and conditions:

1. ONLINE BROKERAGE SERVICECOL, a Securities and Exchange Commission (SEC) licensed broker in securities providing clients with online brokerage services,shall act as broker for the sale and/or purchase of securities listed in the Philippine Stock Exchange (PSE).

2. COL AS ATTORNEY-IN-FACTFor the purpose of selling, buying, or performing other acts stated herein, Client hereby irrevocably appoints and constitutes COL, itsofficers, employees, agents, or successors-in-interest and/or assigns, as the true and lawful attorney-in-fact with full power andauthority to execute buy or sell orders, lend or borrow securities, execute bills of sale, receipts, assignments of all rights, title andinterests to the purchaser/s thereof, and to deliver or accept delivery of the corresponding stock certificates, and to do all other actswhich COL may do or cause to be done in accordance with the powers herein conferred, all of which are hereby deemed ratified inall respects for this purpose. COL shall be entitled to rely on any instruments, notices and communications which COL believes tohave originated from the Client and Client shall be bound thereby.

3. ONLINE SECURITIES TRADING ACCOUNT (OSTA)Clients OSTA will enable Client to personally execute buying and selling of stocks listed in the PSE via the internet and theelectronic facility services of COL subject to the prevailing rules of the PSE, the regulations of the SEC and other government agenciesand to the terms and conditions and limitations provided in this Agreement. Client agrees to place a minimum deposit of PhP25,000.00

ONLINE SECURITIES TRADING AGREEMENT

COL FINANCIAL GROUP, INC.2401-B East Tower, Philippine Stock Exchange Centre


Email Address: [email protected] Trading Participant; SCCP & SIPF Member


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14. LIENSCOL shall have a continuing security interest in all securities and other property held by or through COL or its affiliates, as security forall liabilities and performance of all obligations to COL. COL may apply or transfer securities and other property interchangeablybetween accounts in which Client may have an interest, at any time and without notice given. In the event of a breach or defaultunder this Agreement, COL shall have all rights and remedies available to a secured creditor under any applicable law, in addition toits rights and remedies under this Agreement.

15. SATISFACTION OF INDEBTEDNESSClient agrees to satisfy, upon demand, any indebtedness, and to pay any debit balance remaining when the OSTA is closed, eitherpartially or totally.

16. CONFIRMATIONS AND ACCOUNT STATEMENTSOn February 1, 2007, the SEC granted COL exemptive relief from SRC Rule 30.2- 2 and SRC Rule 52.1-8. Accordingly, COL shallfurnish account statements and confirmations of all executed purchase and sale transactions on the day these are made by means ofelectronic mail sent to the email address appearing in COLs records. These shall be binding if no written objection is made no laterthan 12 noon of the next business day. Client acknowledges that COL has the right to determine the validity of the objection to anysuch confirmation of transaction or account statement.

17. DISCLOSURESClient and COL hereby undertake to strictly comply in a timely manner with all their respective disclosure obligations, whether in theform of sworn statements, notices or otherwise, as required under relevant laws, including, without limitation, Sections 18 and 19of the Securities Regulation Code (SRC) or amendments thereto, and its Implementing Rules and Regulations.

18. ASSUMPTION OF RISKS18.1 Client agrees to fully accept the risk for all online orders entered and the trading decisions attendant thereto. Client

acknowledges that entering an order with COL, whether online or otherwise, does not guarantee execution of the order, andagrees therefore that COL shall not be responsible for any order that is not executed.

18.2 Client shall make his own investment judgments and decisions without reliance on COL and shall assume full and exclusiveresponsibility for all transactions in the OSTA. Client agrees that COL shall have no liability in connection with any thetransactions in and for the OSTA and investment decisions.

19. LIMITATION OF LIABILITY19.1 Client hereby acknowledges that COL, its affiliates, directors, officers, employees, and agents shall not be liable for losses

resulting from a cause over which COL or its affiliates or partners do not have direct control including but not limited to the


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23. SEVERABILITYIf any provision of this Agreement is held to be invalid, void, or unenforceable by reason of any law, rule, administrative order, or

judicial decision, that determination shall not affect the validity of the remaining provisions of this Agreement.

24. CAPACITY TO CONTRACTBy signing below, Client hereby represents and warrants full legal capacity and authority to enter into and be bound by thisAgreement.

25. NOTICES25.1 All notices to COL shall be sent to:

2403-B East Tower, Philippine Stock Exchange CentreExchange Road, Ortigas Center, Pasig City, 1605 Philippines

25.2 Unless otherwise advised, all notices to the Client shall be sent to:

26. DISPUTESIn case of any dispute arising from or in connection with this Agreement or its proper interpretation, Client shall first try to resolvethe same with COL amicably and in good faith. Should COL and Client fail to resolve any such dispute within two (2) months fromthe date of written notice by one party to the other, Client agrees that the exclusive venue for any suit arising from this Agreementshall be the proper courts of Pasig City, Philippines.

27. COSTS OF COLLECTIONClient authorizes COL to charge the OSTA for any reasonable direct or indirect costs of collection, including but not limited toattorneys fees, court costs, interest, and other related expenses.

28. APPLICABLE RULES AND REGULATIONS28.1 All transactions in the OSTA, as executed by COL or its agents, including its subsidiaries and affiliates, shall be subject to the

constitution, rules, regulations, customs and usages of the PSE and its clearinghouse, if any.28 2 The transactions shall likewise be subject to the provisions of all applicable laws including the SRC or any amendments


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https://www.colfinancial.com/ape/Final2/home/investor_education.asphttps://www.colfinancial.com/ape/Final2/home/open_an_account.asp


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Customer Account Information Form

Last Name

First Name

Middle Name

Gender

Date of Birth (Month/Day/Year)

Place of Birth (Town/City/Province)

Citizenship

Tel. No. / Mobile No.

Facsimile No.

r Male r Female

CitisecOnline.com, Inc2401-B East Tower, Philippine Stock Exchange Centre

Exchange Road, Ortigas Center, Pasig City, 1605 PhilippinesCustomer Service Hotline (632) 6-333-777 Fax No. (632) 6-363-512


r Filipino r Resident Foreigner r Non Resident Foreigner __________________

r Male r Female

COL FINANCIAL GROUP, I2401-B East Tower, Philippine Stock Exchange Centre



PERSONAL INFORMATION PRIMARY ACCOUNT HOLDER SECONDARY ACCOUNT HOLDER

Email Address

R id ti l Add

(SPECIFY NATIONALITY)

r Filipino r Resident Foreigner r Non Resident Foreigner _________________

(SPECIFY NATIONA

Please fill up clearly in BLOCK LETTERS and affix signature(s).

(Please select one)

INDIVIDUAL JOINT OR OTHERS_____________________ ACCOUNT NO. ____________________

CASH MARGIN


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On February 1, 2007, the Securities and Exchange Commission granted COL Financial Group, Inc. (formerly CitisecOnline.com, Inc.)(COL) exemptive relief from SRC Rule 30.2-2 and SRC Rule 52.1-8. Hence, all confirmation invoices, monthly statement of accountand all other communications shall be sent via electronic mail to customers email address.

CUSTOMER BANK ACCOUNT DETAILS

Bank Account Name

Bank Name

Bank Account Number

Bank Address

I/We confirm that all the information given in this CAIF are true and correct. COL is hereby authorized to verify the same fromwhatever sources it may consider appropriate. Any misrepresentation made on the submitted documents is sufficient groundl l ti i t / d th j ti f thi li ti Sh ld thi li ti b d i d COL h bli ti it t

Assets

Net Worth

Annual Income

Source(s) of Income

Investment Experience

r


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I/We (the Client) hereby formalize and confirm the opening of an Online Securities Trading Account (OSTA) with COL FINANCIALGROUP, INC.(COL) and agree to be bound by the following terms and conditions:

1.ONLINE BROKERAGE SERVICECOL, a Securities and Exchange Commission (SEC) licensed broker in securities providing clients with online brokerage services,shall act as broker for the sale and/or purchase of securities listed in the Philippine Stock Exchange (PSE).

2. COL AS ATTORNEY-IN-FACTFor the purpose of selling, buying, or performing other acts stated herein, Client hereby irrevocably appoints and constitutes COL, itsofficers, employees, agents, or successors-in-interest and/or assigns, as the true and lawful attorney-in-fact with full power andauthority to execute buy or sell orders, lend or borrow securities, execute bills of sale, receipts, assignments of all rights, title andinterests to the purchaser/s thereof, and to deliver or accept delivery of the corresponding stock certificates, and to do all other actswhich COL may do or cause to be done in accordance with the powers herein conferred, all of which are hereby deemed ratified in

all respects for this purpose. COL shall be entitled to rely on any instruments, notices and communications which COL believes tohave originated from the Client and Client shall be bound thereby.

3. ONLINE SECURITIES TRADING ACCOUNT (OSTA)Clients OSTA will enable Client to personally execute buying and selling of stocks listed in the PSE via the internet and theelectronic facility services of COL subject to the prevailing rules of the PSE, the regulations of the SEC and other government agenciesand to the terms and conditions and limitations provided in this Agreement. Client agrees to place a minimum deposit of PhP25,000.00

ONLINE SECURITIES TRADING AGREEMENT

COL FINANCIAL GROUP, INC.2401-B East Tower, Philippine Stock Exchange Centre


Email Address: [email protected] Trading Participant; SCCP & SIPF Member

7 PURCHASE OF STOCKS


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7. PURCHASE OF STOCKS7.1 To process orders to purchase stocks, Clients OSTA must have available funds equal to or greater than the purchase price of

the stocks prior to the transaction date. Any order inadvertently accepted and/or executed without sufficient funds in theOSTA shall be subject to cancellation or liquidation at COLs discretion. Client shall be responsible for all orders, includingthose which exceed the available funds in the OSTA.

7.2 Upon execution of the purchase, Clients OSTA shall be debited the amount equivalent to the sum of the purchase price andthe applicable commission, plus all other incidental expenses.

7.3 Client hereby agrees that all securities which were purchased shall be lodged by COL with the Philippine Depository and TrustCorporation and, in the absence of any written instructions to the contrary, securities purchased shall be registered in COLsname as street certificates.

8. NO SHORT SALE OF SECURITIESShort sale of securities is not allowed and Client hereby agrees not to place any short sale orders. Any short sale inadvertentlyaccepted and/or executed by the online system without the corresponding stock position in the OSTA shall be subject to cancellationor liquidation at COLs discretion. Client shall be responsible for all orders, including those which exceed the available stock positionsin the OSTA.

9. PAYMENTS AND WITHDRAWALS9.1 All payments shall be made by cash, checks, bank drafts or telegraphic transfers, which shall either be delivered to COLs officeor deposited and credited to a designated bank account of COL, as the case may be. The OSTA shall not be credited with anydeposited funds until COL receives cleared funds in the amount stated in the deposit form, less bank charges, if any.

9.2 Any request for cash or stock withdrawals from the Clients OSTA shall be made in writing and delivered personally or sent toCOLs office by messenger or by telefax. A request sent by fax to deposit any cash credit on Clients OSTA with a particular bankof Clients choice indicating therein the name of the bank and account number shall be subject to COLs approval, provided,that Client shall assume all the risk or loss that may result thereto.

9.3 In case the Client opens a joint account, the Client agrees that: (i) in case of withdrawal of funds, the check shall be madepayable to the names of all account holders; (ii) instructions for joint and accounts should be signed by all account holders;

(iii) the Client shall hold COL free and harmless from any and all losses, damages, costs, penalties, fines, and taxes incurred asa result of action or inaction taken by COL in response to any instructions given by parties believed by COL to be authorizedto give such instructions; and (iv) in case of death of any one of the parties, the surviving party/ies may only withdraw fundsfrom the OSTA or close the OSTA after submission of the required documentation to COL.

10. DELIVERY OF CERTIFICATESWithout abrogating any of COLs rights under any other provision of this Agreement and subject to any indebtedness Client may

14 LIENS


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14. LIENSCOL shall have a continuing security interest in all securities and other property held by or through COL or its affiliates, as security forall liabilities and performance of all obligations to COL. COL may apply or transfer securities and other property interchangeablybetween accounts in which Client may have an interest, at any time and without notice given. In the event of a breach or defaultunder this Agreement, COL shall have all rights and remedies available to a secured creditor under any applicable law, in addition toits rights and remedies under this Agreement.

15. SATISFACTION OF INDEBTEDNESSClient agrees to satisfy, upon demand, any indebtedness, and to pay any debit balance remaining when the OSTA is closed, eitherpartially or totally.

16. CONFIRMATIONS AND ACCOUNT STATEMENTSOn February 1, 2007, the SEC granted COL exemptive relief from SRC Rule 30.2- 2 and SRC Rule 52.1-8. Accordingly, COL shallfurnish account statements and confirmations of all executed purchase and sale transactions on the day these are made by means ofelectronic mail sent to the email address appearing in COLs records. These shall be binding if no written objection is made no laterthan 12 noon of the next business day. Client acknowledges that COL has the right to determine the validity of the objection to anysuch confirmation of transaction or account statement.

17. DISCLOSURESClient and COL hereby undertake to strictly comply in a timely manner with all their respective disclosure obligations, whether in theform of sworn statements, notices or otherwise, as required under relevant laws, including, without limitation, Sections 18 and 19of the Securities Regulation Code (SRC) or amendments thereto, and its Implementing Rules and Regulations.

18. ASSUMPTION OF RISKS18.1 Client agrees to fully accept the risk for all online orders entered and the trading decisions attendant thereto. Client

acknowledges that entering an order with COL, whether online or otherwise, does not guarantee execution of the order, andagrees therefore that COL shall not be responsible for any order that is not executed.

18.2 Client shall make his own investment judgments and decisions without reliance on COL and shall assume full and exclusiveresponsibility for all transactions in the OSTA. Client agrees that COL shall have no liability in connection with any thetransactions in and for the OSTA and investment decisions.

19. LIMITATION OF LIABILITY19.1 Client hereby acknowledges that COL, its affiliates, directors, officers, employees, and agents shall not be liable for losses

resulting from a cause over which COL or its affiliates or partners do not have direct control including but not limited to the

23 SEVERABILITY


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23. SEVERABILITYIf any provision of this Agreement is held to be invalid, void, or unenforceable by reason of any law, rule, administrative order, or

judicial decision, that determination shall not affect the validity of the remaining provisions of this Agreement.

24. CAPACITY TO CONTRACTBy signing below, Client hereby represents and warrants full legal capacity and authority to enter into and be bound by thisAgreement.

25. NOTICES25.1 All notices to COL shall be sent to:

2403-B East Tower, Philippine Stock Exchange CentreExchange Road, Ortigas Center, Pasig City, 1605 Philippines

25.2 Unless otherwise advised, all notices to the Client shall be sent to:

26. DISPUTESIn case of any dispute arising from or in connection with this Agreement or its proper interpretation, Client shall first try to resolvethe same with COL amicably and in good faith. Should COL and Client fail to resolve any such dispute within two (2) months fromthe date of written notice by one party to the other, Client agrees that the exclusive venue for any suit arising from this Agreementshall be the proper courts of Pasig City, Philippines.

27. COSTS OF COLLECTION

Client authorizes COL to charge the OSTA for any reasonable direct or indirect costs of collection, including but not limited toattorneys fees, court costs, interest, and other related expenses.

28. APPLICABLE RULES AND REGULATIONS28.1 All transactions in the OSTA, as executed by COL or its agents, including its subsidiaries and affiliates, shall be subject to the

constitution, rules, regulations, customs and usages of the PSE and its clearinghouse, if any.28 2 The transactions shall likewise be subject to the provisions of all applicable laws including the SRC or any amendments


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Metrobank online bills payment

Funding will be credited tothe respective COL accountwithin 24 hours.

(excluding public holidaysand weekends)

Credit Schedule:

No enrollment needed.

Payment Process:1. Login to www.metrobank.com.ph2. Under eBanking Solutions, click Pay Bills3. Under Special bill, select COL FINANCIAL GROUP, INC.4. Enter your COL account number under Subscriber/Account Number5. Enter your Phone No.6. Choose the Metrobank account from which the payment will come from7. Enter the amount8. Select Immediate Payment

* You should receive a confirmation email from Metrobank if payment was successful.


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Banco De Oro (BDO) over-the-counter bills payment

Funding will be credited tothe respective COL accountwithin the next day till theend of the next bankingday.


If you wish to have yourfunds credited earlier kindlysend your confirmationemail to :[email protected]

or fax it to:+632 6346958

Credit Schedule:

Kindly make sure that the COL account number and COL account name is correct fortimely crediting and easier tracking.

2401-B East Tower, Philippine Stock ExchangExchange Road, Ortigas Center, Pasig City, Philippin

Customer Service Hotline (632) 6Email Address: helpdesk@citisecon

Tel No. +63 (02) 6-515-888 or +63 (02) 6-3Fax: +63 (02)

Email: helpdesk@colfinanc


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Bank Name: Banco de OroAddress: Ortigas Exchange Branch

G/F East Tower Philippine Stock Exchange Centre, Exchange RoadOrtigas Center, Pasig City, Philippines

Swift code: BNORPHMMAccount Number: 343-016190-2In favor of: COL Financial Group, Inc.

(formerly CitisecOnline.com Inc.)Address: 2401B East Tower PSE Centre, East Tower, Exchange Road,

Ortigas Center, Pasig City, PhilippinesFor further credit to: [Indicate your name, COL Account No. and Address]

IMPORTANT NOTE: Kindly email us your receipt at [email protected] for credit.

Email Address: helpdesk@citisecon

OVERSEAS REMITTANCE INSTRUCTIONSOverseas remittance is a wire transfer from your foreign remitting bank/center to our local bank.

Charges and transaction days vary per remitting bank/center. You may print this instruction out to present toyour remitting bank/center as it contains all of the information they need for the transaction.
mailto:[email protected]:[email protected]


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Bank of the Philippine Islands (BPI) online bills payment



Credit Schedule:

Enrollment Process:1. Log on to www.bpiexpressonline.com2. Enter your username and password3. Under Payments & Reloading, click Bills Payments, click Enroll all other Bills4. Enter your BPI account number and Joint Account Indicator No.5. Under Bill information, select COL FINANCIAL GROUP, INC. as the enrollee merchant6. Enter your COLFinancial account number (8-digit code username)

on the space under Reference Number7. Click Submit

Payment Process:

1. Under Payments & Reloading, click Bills Payment, click Pay Bills Today2. Under Pay, choose your COLFinancial Account3. Enter the amount4. Choose a BPI account from where payment will come from5. Click Submit

* You should receive a confirmation email from BPI if payment was successful.


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Metrobank online bills payment



Credit Schedule:

No enrollment needed.

Payment Process:1. Login to www.metrobank.com.ph2. Under eBanking Solutions, click Pay Bills3. Under Special bill, select COL FINANCIAL GROUP, INC.4. Enter your COL account number under Subscriber/Account Number5. Enter your Phone No.6. Choose the Metrobank account from which the payment will come from7. Enter the amount8. Select Immediate Payment

* You should receive a confirmation email from Metrobank if payment was successful.


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Banco De Oro (BDO) over-the-counter bills payment

Funding will be credited tothe respective COL accountwithin the next day till theend of the next bankingday.


If you wish to have yourfunds credited earlier kindlysend your confirmationemail to :[email protected]

or fax it to:+632 6346958

Credit Schedule:

Kindly make sure that the COL account number and COL account name is correct fortimely crediting and easier tracking.

2401-B East Tower, Philippine Stock ExchangExchange Road, Ortigas Center, Pasig City, Philippin

Customer Service Hotline (632) 6Email Address: helpdesk@citisecon

Tel No. +63 (02) 6-515-888 or +63 (02) 6-3Fax: +63 (02)

Email: helpdesk@colfinanc


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Bank Name: Banco de OroAddress: Ortigas Exchange Branch

G/F East Tower Philippine Stock Exchange Centre, Exchange RoadOrtigas Center, Pasig City, Philippines

Swift code: BNORPHMMAccount Number: 343-016190-2In favor of: COL Financial Group, Inc.

(formerly CitisecOnline.com Inc.)Address: 2401B East Tower PSE Centre, East Tower, Exchange Road,

Ortigas Center, Pasig City, PhilippinesFor further credit to: [Indicate your name, COL Account No. and Address]

IMPORTANT NOTE: Kindly email us your receipt at [email protected] for credit.

OVERSEAS REMITTANCE INSTRUCTIONSOverseas remittance is a wire transfer from your foreign remitting bank/center to our local bank.

Charges and transaction days vary per remitting bank/center. You may print this instruction out to present toyour remitting bank/center as it contains all of the information they need for the transaction.
mailto:[email protected]:[email protected]

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