coastal structure foundations

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US Army Corps of Engineers CHL: Steven Hughes, PhD Design of Maritime Structures Steven A. Hughes, PhD, PE Coastal and Hydraulics Laboratory US Army Engineer Research and Development Center Waterways Experiment Station 3909 Halls Ferry Road Vicksburg, Mississippi 39180-6199 Email: [email protected] Coastal Structure Foundations

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Page 1: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Design of Maritime Structures

Steven A. Hughes, PhD, PE

Coastal and Hydraulics LaboratoryUS Army Engineer Research and Development Center

Waterways Experiment Station3909 Halls Ferry Road

Vicksburg, Mississippi 39180-6199

Email: [email protected]

Coastal StructureFoundations

Page 2: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Coastal Structure Foundations

Contents• Overview of Foundation Design

• Site-Specific Geotechnical Investigations

• Soil Characteristics

• Foundation Loading and Response

• Foundation Related Failure Modes

• Geotechnical Design Criteria

• Slip Surface and Zone FailuresCEM Chapter VI-3-1 (Author: Steven A. Hughes)CEM Chapter VI-5-5 (Author: Hans F. Burcharth)

Page 3: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Lecture Caveats

Not Covered: Details of foundation design techniques.This should be done by trained geotechnical engineers.

Objective: Present and discuss those aspects of foundation design that distinguish coastal structure foundations from conventional foundation design.

Emphasis: Primarily gravity structures that restdirectly on the sea bed.

Coastal Structure Foundations

Page 4: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Foundation Design Objectives

For structures built or placed directly on top ofsoil, sand, or other bottom material thefoundation must...

Overview of Foundation Design

• Support the structure dead weight

• Resist applied loads that are transferred to thefoundation

• Minimize foundation deformation or settlement

• Maintain sufficient reserve strength throughout thestructure service life

Page 5: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Added Geotechnical Factors

Overview of Foundation Design

Major differences between geotechnical stability ofcoastal structures and land-based structures includethe following:• Wave action on the structure and foundation

• Wave-induced pore pressure variation in porous structuresand sea bed soils

Waves induce stress variations in soils which cause:• Soil strength degradation

• Pore pressure build up

Page 6: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Design EngineerResponsibilities

* Predict short- and long-term stress and strength developmentin the soils

Overview of Foundation Design

• Estimate (within reason) expected loading conditions• Determine appropriate site-specific foundation soil

engineering properties and site variations• Reasonably understand the structure/soil interaction

and failure modes• Determine that applied soil stresses will not exceed soil

strength* during project lifetime

Page 7: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Coastal Structure Foundations

Contents• Overview of Foundation Design

• Site-Specific Geotechnical Investigations

• Soil Characteristics

• Foundation Loading and Response

• Foundation Related Failure Modes

• Geotechnical Design Criteria

• Slip Surface and Zone FailuresCEM Chapter VI-3-1 (Author: Steven A. Hughes)CEM Chapter VI-5-5 (Author: Hans F. Burcharth)

Page 8: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Acquire data to assess the nature and extent offoundation soil properties at the project site

Guiding Criterion: Gather sufficient data andperform necessary lab tests and analysis toassure project design adequacy andconstructability

Site-Specific Geotechnical Site Investigations

Purpose of Site Investigation

Page 9: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Typical Questions

Site-Specific Geotechnical Site Investigations

• Soil types and strata at the site

• Soil mechanical properties and capability towithstand loads

• Range of environmental conditions (e.g.,freeze/thaw, wet/dry)

• Potential soil degration with time

• Signs of soil fissuring or weathering

Page 10: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Study Sequence

• Site Reconnaissance Phase• Preliminary Exploration Phase• Detailed Design Exploration Phase

• Three Investigative Phases overlap

• Planning specifics of latter phases depend on earlier results

• Level of detail is dictated by project scope, importance and cost

Notes:

Site-Specific Geotechnical Site Investigations

Page 11: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Site Reconnaissance Phase

• Primarily a desk study to assemble existing geological data for site

• Results help establish data collection requirements of next phase

• Site visit to reconcile data and observe surface evidence and site condition

• Information sources include:

• Topographic and geologic maps

• Aerial photography

• Groundwater maps

• Past historical records and geotechnical studiesat nearby locations

• Any published studies or local descriptions

Goal: Glean from available data a feel for the project sitegeology (stratification, formation, history, groundwater, etc.)

Site-Specific Geotechnical Site Investigations

Page 12: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Goals:• Recognize potential geotechnical problems• Obtain sufficient data to finalize site selection• Determine geotech parameters needed for preliminary design

• Approximate depth, thickness of strata• Depth to bedrock• Groundwater variations• Estimates of critical soil parameters• Potential sources of construction materials

Results go into Survey Report used for project authorization

Site-Specific Geotechnical Site Investigations

Preliminary Exploration Phase

Page 13: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Investigative Methods:

Bottom Line: Gathered information should be sufficient toselect site and complete preliminary design

Site-Specific Geotechnical Site Investigations

Preliminary Exploration Phase

• Continuous seismic reflection surveys (soil types and strata depth)

• Side-scan sonar images (surface soil characteristics, relicstructures)

• Dry-land methods (electro-resistivity/magnetic, seismic refraction)

• Small number of in-situ borings (when feasible) to calibrate/verifysurvey data

Page 14: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Detailed Design Exploration Phase

Bottom Line: Realistic soil parameters can savemore than cost of investigation, whereasuncertainties in soil strength can lead to over-design.

Purpose: Collect and analyze specific soil data to determinegeotechnical parameters needed for final design

• Specify which soil parameters are needed• At which locations• Best methods/instruments/analyses for time and budget constraints

Site-Specific Geotechnical Site Investigations

Page 15: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Elements of Typical Field Study of In-Situ Soils:

• Penetration and vane shear devices to measure soil strength

• Pressure meters to estimate load-deformation characteristics

• Nuclear densimeters and sand cone devices to measure density

• Equipment to measure permeability and pore pressure

• Test loading of piles

• Instrumentation of embankments and foundations

• Monitoring during vibratory and impulse loading

Site-Specific Geotechnical Site Investigations

Detailed Design Exploration Phase

Page 16: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Coastal Structure Foundations

Contents• Overview of Foundation Design

• Site-Specific Geotechnical Investigations

• Soil Characteristics

• Foundation Loading and Response

• Foundation Related Failure Modes

• Geotechnical Design Criteria

• Slip Surface and Zone FailuresCEM Chapter VI-3-1 (Author: Steven A. Hughes)CEM Chapter VI-5-5 (Author: Hans F. Burcharth)

Page 17: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Soil Classification by Grain-Size

Common Soil Properties

Page 18: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Soil Bulk Density

Common Soil Properties

Page 19: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Volume of Voids

Common Soil Properties

Page 20: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Relative Density

Common Soil Properties

Page 21: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Other Soil Parameters

Common Soil Properties

• Unit volume weight (based on bulk density)

• Plasticity index (water content range over which cohesivesoils remain plastic)

• Geostatic stress (soil weight on horizontal surface)

• Coefficient of lateral stress (ratio of horizontal to verticalstress

• Overconsolidation ratio (ratio between maximum andactual pore pressure)

• Normal Consolidation: Equilibrium at maximum stress ever applied

• Overconsolidation: Equilibrium at stress less than maximum everapplied

Page 22: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Soil Deformation Moduli

Note: Typicalvalues are given intables in the CEM

Common Soil Properties

Page 23: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Soil Stress Definition

Soil Strength Properties

Page 24: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Mohr Failure Circle

• Failure occurs on the Mohr circle envelope• Determined from drained triaxial tests• Generally the failure curve is not a straight line

Soil Strength Properties

Page 25: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Mohr Circle Straight-Line Approximations

For Drained Soils

Approximation for noncohesivesoils. Valid only close tofailure load of interest

Soil Strength Properties

Page 26: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Failure Criterion for Cohesive Soils

Soil Strength Properties

• Strength due to friction between particles and cohesion forces

• Undrained shear strength determined by tests with monotonicload increase to failure

• For a specific clay cu depends solely on initial stress condition

Page 27: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Coastal Structure Foundations

Contents• Overview of Foundation Design

• Site-Specific Geotechnical Investigations

• Soil Characteristics

• Foundation Loading and Response

• Foundation Related Failure Modes

• Geotechnical Design Criteria

• Slip Surface and Zone FailuresCEM Chapter VI-3-1 (Author: Steven A. Hughes)CEM Chapter VI-5-5 (Author: Hans F. Burcharth)

Page 28: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Foundation Loads

Static Force Loads• Structure and foundation self weight• Relatively constant over structure lifetime

• Buoyancy effects cause cyclic variation instructure weight with tide

• Be aware of weight distribution and differentialloading

• Be aware of spanning different soil types• Lateral forces due to imbalanced hydrodynamic

pressure• Construction loads?

Page 29: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Dynamic Force Loads

• Wave, currents, tides, storm surges, and wind

• Earthquake ground motions in some regions

• Loads vary in time, duration and intensity

• Examine the worst likely combination

Foundation Loads

Page 30: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Impact Force Loads

Foundation Loads

• Ship or ice collisions, partial structure failure,slamming waves

• Importance depends on magnitude andstructure type

• Rubble-mounds can absorb a portion of impactload

• Monolithic structures transmit more load tofoundation, but large mass and naturalfrequency help reduce that load

Page 31: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Foundation Soil ResponseSoil Consolidation:• Reduction in soil voids over time by squeezing out water• Results in denser soil and increased soil strength• May result in unacceptable settlement

Soil Loss by Scour and Erosion

Foundation Loads

Soil Shear Stresses:

• Induced when lateral forces and overturning moments aretransmitted to the foundation soil...may lead to damage

• Excess pore pressure• Caused by rapid loading and results in decreased soil strength

• Also caused by cyclic loading of sand

• Both cases may cause liquefaction (earthquake accelerations)

Page 32: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Coastal Structure Foundations

Contents• Overview of Foundation Design

• Site-Specific Geotechnical Investigations

• Soil Characteristics

• Foundation Loading and Response

• Foundation Related Failure Modes

• Geotechnical Design Criteria

• Slip Surface and Zone FailuresCEM Chapter VI-3-1 (Author: Steven A. Hughes)CEM Chapter VI-5-5 (Author: Hans F. Burcharth)

Page 33: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Slip Surface and Zone FailureRubble-Mound Structures and Dikes

Foundation Failure Modes

Page 34: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Monolithic Structures

Foundation Failure Modes

Slip Surface and Zone Failure

Page 35: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Tied Wall Structures

Foundation Failure Modes

Slip Surface and Zone Failure

Page 36: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Excess Settlement(Including Differential Settlement)

Foundation Failure Modes

Page 37: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Coastal Structure Foundations

Contents• Overview of Foundation Design

• Site-Specific Geotechnical Investigations

• Soil Characteristics

• Foundation Loading and Response

• Foundation Related Failure Modes

• Geotechnical Design Criteria

• Slip Surface and Zone FailuresCEM Chapter VI-3-1 (Author: Steven A. Hughes)CEM Chapter VI-5-5 (Author: Hans F. Burcharth)

Page 38: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Geotechnical Design Criteria

Foundation TypesShallow Foundations

• Load is supported by soil just beneath the sea bottom

• Most coastal structures use shallow foundations

• Foundation often serves to widen load bearing surface

Deep Foundations

• Load is supported throughout a substantial depth of soil

• Examples are pile-supported structures and piers

Page 39: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Shallow Foundation Environmental Factors

Factors• Currents• Tides/storm surges• Waves• Seismic activity

Site Specific Considerations• Soil type and strength• Topography• Water depth• Structure positioning

Geotechnical Design Criteria

Page 40: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Shallow Foundation Design Considerations

Noncohesive Soils• Ultimate bearing capacity for sand is very high• Design is usually based on expected foundation settlement• Must check differential settlement• Settlement is rapid• Rubble-mounds more tolerant of differential settlements

Cohesive Soils• Must check both bearing capacity and settlement• Settlement is time-dependent

Geotechnical Design Criteria

Page 41: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Three Phases of Settlement in Cohesive Soils

Immediate Settlement is soil distortion thatoccurs concurrently with loading

Primary Consolidation occurs over time aswater is pushed for voids

Secondary Compression occurs as the soilskeleton adjusts to the applied load afterconsolidation

Geotechnical Design Criteria

Page 42: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Sloping Structure Design Considerations

Geotechnical Design Criteria

• Slopes and embankments susceptible to slip-surfacefailure

• Pertains to bulkheads, seawalls, revetments, and dikes

• Pore pressure distribution is a necessary designparameter

• Problem increased by saturated backfill material causedby overtopping, rain, etc.

• Usually not a problem for submerged foundations exceptfor structures built on weak soils

Page 43: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Seismic Design Considerations

Geotechnical Design Criteria

• Evaluate liquefaction potential for high seismic riskareas

• Rubble-mound structure damage usually notcatastrophic

• Slender concrete armor units may sustainsignificant breakage

• May need to include repair costs in projecteconomics

Page 44: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Coastal Structure Foundations

Contents• Overview of Foundation Design

• Site-Specific Geotechnical Investigations

• Soil Characteristics

• Foundation Loading and Response

• Foundation Related Failure Modes

• Geotechnical Design Criteria

• Slip Surface and Zone FailuresCEM Chapter VI-3-1 (Author: Steven A. Hughes)CEM Chapter VI-5-5 (Author: Hans F. Burcharth)

Page 45: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Slip Surfaces

Slope Instability

• Rarely occurs in conventional rubble-mound structures

• Problems can occur if placed on weak soils or strata

• Large breakwaters with steep slopes may have problems

• Slipping between armor layer and underlayers

• Direct wave action on permeable slopes:

• Creates extra loads by run-up

• Creates pore pressure fluctuations

• Creates hydraulic gradients

Page 46: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Rubble-Mound Flow Nets

Slip Surfaces

Page 47: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Simple Slope Analysis

Procedure: Minimize F by varying location and radius of failure circle

Slip Surfaces

Page 48: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Noncircular Slip Failure Surfaces

Slip Surfaces

Page 49: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Method of Slices

Various methodsproposed to sum upresultants of individualslices

Equations given in CEM

Slip Surfaces

Page 50: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Three-Dimensional Slope Failure

Slip Surfaces

Page 51: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Other Geotechnical AspectsPhenomena Associated With Coastal Structures

Coastal Structure Foundations

• Hydraulic gradients in porous structures

• Wave-induced internal set-up in rubble-

mound structures

• Cyclic loading of soils by waves and tides

• Dynamic loading of monolithic structures

Page 52: Coastal Structure Foundations

US Army Corpsof Engineers

CHL: Steven Hughes, PhD

Conclusions

Coastal Structure Foundations

• Geotechnical aspects of coastal

structures are important and should not

be overlooked

• Foundation failure modes can be critical

• Foundation design is very site-specific