chapter 7 geodesics on riemannian manifoldscis610/cis61008geodesics.pdf · chapter 7 geodesics on...

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Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g ) is a Riemannian manifold, then the concept of length makes sense for any piecewise smooth (in fact, C 1 ) curve on M . Then, it possible to define the structure of a metric space on M , where d(p, q ) is the greatest lower bound of the length of all curves joining p and q . Curves on M which locally yield the shortest distance between two points are of great interest. These curves called geodesics play an important role and the goal of this chapter is to study some of their properties. 489

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Page 1: Chapter 7 Geodesics on Riemannian Manifoldscis610/cis61008geodesics.pdf · Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g)isaRiemannianmanifold,thentheconceptof

Chapter 7

Geodesics on Riemannian Manifolds

7.1 Geodesics, Local Existence and Uniqueness

If (M, g) is a Riemannian manifold, then the concept oflength makes sense for any piecewise smooth (in fact, C1)curve on M .

Then, it possible to define the structure of a metric spaceon M , where d(p, q) is the greatest lower bound of thelength of all curves joining p and q.

Curves on M which locally yield the shortest distancebetween two points are of great interest. These curvescalled geodesics play an important role and the goal ofthis chapter is to study some of their properties.

489

Page 2: Chapter 7 Geodesics on Riemannian Manifoldscis610/cis61008geodesics.pdf · Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g)isaRiemannianmanifold,thentheconceptof

490 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

Given any p ! M , for every v ! TpM , the (Riemannian)norm of v, denoted "v", is defined by

"v" =!gp(v, v).

The Riemannian inner product, gp(u, v), of two tangentvectors, u, v ! TpM , will also be denoted by #u, v$p, orsimply #u, v$.

Definition 7.1.1 Given any Riemannian manifold, M ,a smooth parametric curve (for short, curve) on M isa map, !: I % M , where I is some open interval of R.For a closed interval, [a, b] & R, a map !: [a, b] % Mis a smooth curve from p = !(a) to q = !(b) i! ! canbe extended to a smooth curve "!: (a ' ", b + ") % M ,for some " > 0. Given any two points, p, q ! M , acontinuous map, !: [a, b] % M , is a piecewise smoothcurve from p to q i!

(1) There is a sequence a = t0 < t1 < · · · < tk'1

< tk = b of numbers, ti ! R, so that each map,!i = ! ! [ti, ti+1], called a curve segment is a smoothcurve, for i = 0, . . . , k ' 1.

(2) !(a) = p and !(b) = q.

Page 3: Chapter 7 Geodesics on Riemannian Manifoldscis610/cis61008geodesics.pdf · Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g)isaRiemannianmanifold,thentheconceptof

7.1. GEODESICS, LOCAL EXISTENCE AND UNIQUENESS 491

The set of all piecewise smooth curves from p to q isdenoted by "(M ; p, q) or briefly by "(p, q) (or even by", when p and q are understood).

The set "(M ; p, q) is an important object sometimescalled the path space of M (from p to q).

Unfortunately it is an infinite-dimensional manifold, whichmakes it hard to investigate its properties.

Observe that at any junction point, !i'1(ti) = !i(ti),there may be a jump in the velocity vector of !.

We let !(((ti)+) = !(i(ti) and !(((ti)') = !(i'1(ti).

Page 4: Chapter 7 Geodesics on Riemannian Manifoldscis610/cis61008geodesics.pdf · Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g)isaRiemannianmanifold,thentheconceptof

492 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

Given any curve, ! ! "(M ; p, q), the length, L(!), of !is defined by

L(!) =k'1#

i=0

$ ti+1

ti

"!((t)" dt

=k'1#

i=0

$ ti+1

ti

%g(!((t), !((t)) dt.

It is easy to see that L(!) is unchanged by a monotonereparametrization (that is, a map h: [a, b] % [c, d], whosederivative, h(, has a constant sign).

Let us now assume that our Riemannian manifold, (M, g),is equipped with the Levi-Civita connection and thus, forevery curve, !, on M , let D

dt be the associated covariantderivative along !, also denoted )!(

Page 5: Chapter 7 Geodesics on Riemannian Manifoldscis610/cis61008geodesics.pdf · Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g)isaRiemannianmanifold,thentheconceptof

7.1. GEODESICS, LOCAL EXISTENCE AND UNIQUENESS 493

Definition 7.1.2 Let (M, g) be a Riemannian mani-fold. A curve, !: I % M , (where I & R is any interval)is a geodesic i! !((t) is parallel along !, that is, i!

D!(

dt= )!(!

( = 0.

If M was embedded in Rd, a geodesic would be a curve,!, such that the acceleration vector, !(( = D!(

dt , is normalto T!(t)M .

By Proposition 6.4.6, "!((t)" =%g(!((t), !((t)) is con-

stant, say "!((t)" = c.

Page 6: Chapter 7 Geodesics on Riemannian Manifoldscis610/cis61008geodesics.pdf · Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g)isaRiemannianmanifold,thentheconceptof

494 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

If we define the arc-length function, s(t), relative to a,where a is any chosen point in I , by

s(t) =

$ t

a

%g(!((t), !((t)) dt = c(t' a), t ! I,

we conclude that for a geodesic, !(t), the parameter, t, isan a#ne function of the arc-length.

The geodesics in Rn are the straight lines parametrizedby constant velocity.

The geodesics of the 2-sphere are the great circles,parametrized by arc-length.

The geodesics of the Poincare half-plane are the linesx = a and the half-circles centered on the x-axis.

The geodesics of an ellipsoid are quite fascinating. Theycan be completely characterized and they are parametrizedby elliptic functions (see Hilbert and Cohn-Vossen [?],Chapter 4, Section and Berger and Gostiaux [?], Section10.4.9.5).

Page 7: Chapter 7 Geodesics on Riemannian Manifoldscis610/cis61008geodesics.pdf · Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g)isaRiemannianmanifold,thentheconceptof

7.1. GEODESICS, LOCAL EXISTENCE AND UNIQUENESS 495

If M is a submanifold of Rn, geodesics are curves whoseacceleration vector, !(( = (D!()/dt is normal to M (thatis, for every p ! M , !(( is normal to TpM).

In a local chart, (U,#), since a geodesic is characterizedby the fact that its velocity vector field, !((t), along !is parallel, by Proposition 6.3.4, it is the solution of thefollowing system of second-order ODE’s in the unknowns,uk:

d2ukdt2

+#

ij

$kij

duidt

dujdt

= 0, k = 1, . . . , n,

with ui = pri * # * ! (n = dim(M)).

Page 8: Chapter 7 Geodesics on Riemannian Manifoldscis610/cis61008geodesics.pdf · Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g)isaRiemannianmanifold,thentheconceptof

496 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

The standard existence and uniqueness results for ODE’scan be used to prove the following proposition:

Proposition 7.1.3 Let (M, g) be a Riemannian man-ifold. For every point, p ! M , and every tangent vec-tor, v ! TpM , there is some interval, ('$, $), and aunique geodesic,

!v: ('$, $) % M,

satisfying the conditions

!v(0) = p, !(v(0) = v.

The following proposition is used to prove that everygeodesic is contained in a unique maximal geodesic (i.e,with largest possible domain):

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7.1. GEODESICS, LOCAL EXISTENCE AND UNIQUENESS 497

Proposition 7.1.4 For any two geodesics,!1: I1 % M and !2: I2 % M , if !1(a) = !2(a) and!(1(a) = !(2(a), for some a ! I1 + I2, then !1 = !2 onI1 + I2.

Propositions 7.1.3 and 7.1.4 imply that for every p ! Mand every v ! TpM , there is a unique geodesic, denoted!v, such that !(0) = p, !((0) = v, and the domain of !is the largest possible, that is, cannot be extended.

We call !v a maximal geodesic (with initial conditions!v(0) = p and !(v(0) = v).

Observe that the system of di!erential equations satisfiedby geodesics has the following homogeneity property: Ift ,% !(t) is a solution of the above system, then for everyconstant, c, the curve t ,% !(ct) is also a solution of thesystem.

Page 10: Chapter 7 Geodesics on Riemannian Manifoldscis610/cis61008geodesics.pdf · Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g)isaRiemannianmanifold,thentheconceptof

498 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

We can use this fact together with standard existenceand uniqueness results for ODE’s to prove the propositionbelow.

Proposition 7.1.5 Let (M, g) be a Riemannian man-ifold. For every point, p0 ! M , there is an open sub-set, U & M , with p0 ! U , and some " > 0, so that:For every p ! U and every tangent vector, v ! TpM ,with "v" < ", there is a unique geodesic,

!v: ('2, 2) % M,

satisfying the conditions

!v(0) = p, !(v(0) = v.

If !v: ('$, $) % M is a geodesic with initial conditions!v(0) = p and !(v(0) = v -= 0, for any constant, c -= 0, thecurve, t ,% !v(ct), is a geodesic defined on ('$/c, $/c)(or ($/c,'$/c) if c < 0) such that !((0) = cv. Thus,

!v(ct) = !cv(t), ct ! ('$, $).

This fact will be used in the next section.

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7.2. THE EXPONENTIAL MAP 499

7.2 The Exponential Map

The idea behind the exponential map is to parametrizea Riemannian manifold, M , locally near any p ! Min terms of a map from the tangent space TpM to themanifold, this map being defined in terms of geodesics.

Definition 7.2.1 Let (M, g) be a Riemannian mani-fold. For every p ! M , let D(p) (or simply, D) be theopen subset of TpM given by

D(p) = {v ! TpM | !v(1) is defined},

where !v is the unique maximal geodesic with initial con-ditions !v(0) = p and !(v(0) = v. The exponential mapis the map, expp:D(p) % M , given by

expp(v) = !v(1).

It is easy to see that D(p) is star-shaped , which meansthat if w ! D(p), then the line segment {tw | 0 . t . 1}is contained in D(p).

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500 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

In view of the remark made at the end of the previoussection, the curve

t ,% expp(tv), tv ! D(p)

is the geodesic, !v, through p such that !(v(0) = v. Suchgeodesics are called radial geodesics . The point, expp(tv),is obtained by running along the geodesic, !v, an arclength equal to t "v", starting from p.

In general, D(p) is a proper subset of TpM .

Definition 7.2.2 A Riemannian manifold, (M, g), isgeodesically complete i! D(p) = TpM , for all p ! M ,that is, i! the exponential, expp(v), is defined for allp ! M and for all v ! TpM .

Equivalently, (M, g) is geodesically complete i! everygeodesic can be extended indefinitely.

Geodesically complete manifolds have nice properties, someof which will be investigated later.

Observe that d(expp)0 = idTpM .

Page 13: Chapter 7 Geodesics on Riemannian Manifoldscis610/cis61008geodesics.pdf · Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g)isaRiemannianmanifold,thentheconceptof

7.2. THE EXPONENTIAL MAP 501

It follows from the inverse function theorem that expp isa di!eomorphism from some open ball in TpM centeredat 0 to M .

The following slightly stronger proposition can be shown:

Proposition 7.2.3 Let (M, g) be a Riemannian man-ifold. For every point, p ! M , there is an open subset,W & M , with p ! W and a number " > 0, so that

(1) Any two points q1, q2 of W are joined by a uniquegeodesic of length < ".

(2) This geodesic depends smoothly upon q1 and q2,that is, if t ,% expq1(tv) is the geodesic joiningq1 and q2 (0 . t . 1), then v ! Tq1M dependssmoothly on (q1, q2).

(3) For every q ! W , the map expq is a di!eomor-phism from the open ball, B(0, ") & TqM , to itsimage, Uq = expq(B(0, ")) & M , with W & Uq andUq open.

Page 14: Chapter 7 Geodesics on Riemannian Manifoldscis610/cis61008geodesics.pdf · Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g)isaRiemannianmanifold,thentheconceptof

502 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

For any q ! M , an open neighborhood of q of the form,Uq = expq(B(0, ")), where expq is a di!eomorphism fromthe open ball B(0, ") onto Uq, is called a normal neigh-borhood .

Definition 7.2.4 Let (M, g) be a Riemannian mani-fold. For every point, p ! M , the injectivity radiusof M at p, denoted i(p), is the least upper bound of thenumbers, r > 0, such that expp is a di!eomorphism onthe open ball B(0, r) & TpM . The injectivity radius,i(M), of M is the greatest lower bound of the numbers,i(p), where p ! M .

For every p ! M , we get a chart, (Up,#), whereUp = expp(B(0, i(p))) and # = exp'1, called a normalchart .

If we pick any orthonormal basis, (e1, . . . , en), of TpM ,then the xi’s, with xi = pri*exp'1 and pri the projectiononto Rei, are called normal coordinates at p (here,n = dim(M)).

These are defined up to an isometry of TpM .

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7.2. THE EXPONENTIAL MAP 503

The following proposition shows that Riemannian metricsdo not admit any local invariants of order one:

Proposition 7.2.5 Let (M, g) be a Riemannian man-ifold. For every point, p ! M , in normal coordinatesat p,

g

&%

%xi,%

%xj

'

p

= &ij and $kij(p) = 0.

For the next proposition, known as Gauss Lemma, weneed to define polar coordinates on TpM .

If n = dim(M), observe that the map,(0,/)0 Sn'1 '% TpM ' {0}, given by

(r, v) ,% rv, r > 0, v ! Sn'1

is a di!eomorphism, where Sn'1 is the sphere of radiusr = 1 in TpM .

Page 16: Chapter 7 Geodesics on Riemannian Manifoldscis610/cis61008geodesics.pdf · Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g)isaRiemannianmanifold,thentheconceptof

504 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

Then, the map, f : (0, i(p))0Sn'1 % Up' {p}, given by

(r, v) ,% expp(rv), 0 < r < i(p), v ! Sn'1

is also a di!eomorphism.

Proposition 7.2.6 (Gauss Lemma) Let (M, g) be aRiemannian manifold. For every point, p ! M , theimages, expp(S(0, r)), of the spheres, S(0, r) & TpM ,centered at 0 by the exponential map, expp, are orthog-onal to the radial geodesics, r ,% expp(rv), through p,for all r < i(p). Furthermore, in polar coordinates,the pull-back metric, exp1 g, induced on TpM is of theform

exp1g = dr2 + gr,

where gr is a metric on the unit sphere, Sn'1, with theproperty that gr/r2 converges to the standard metricon Sn'1 (induced by Rn) when r goes to zero (here,n = dim(M)).

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7.2. THE EXPONENTIAL MAP 505

Consider any piecewise smooth curve

': [a, b] % Up ' {p}.

We can write each point '(t) uniquely as

'(t) = expp(r(t)v(t)),

with 0 < r(t) < i(p), v(t) ! TpM and "v(t)" = 1.

Proposition 7.2.7 Let (M, g) be a Riemannian man-ifold. We have

$ b

a"'((t)" dt 2 |r(b)' r(a)|,

where equality holds only if the function r is monotoneand the function v is constant. Thus, the shortest pathjoining two concentric spherical shells, expp(S(0, r1))and expp(S(0, r2)), is a radial geodesic.

Page 18: Chapter 7 Geodesics on Riemannian Manifoldscis610/cis61008geodesics.pdf · Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g)isaRiemannianmanifold,thentheconceptof

506 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

We now get the following important result from Proposi-tion 7.2.6 and Proposition 7.2.7:

Theorem 7.2.8 Let (M, g) be a Riemannian mani-fold. Let W and " be as in Proposition 7.2.3 and let!: [0, 1] % M be the geodesic of length < " joining twopoints q1, q2 of W . For any other piecewise smoothpath, ', joining q1 and q2, we have

$ 1

0"!((t)" dt .

$ 1

0"'((t)" dt

where equality can holds only if the images '([0, 1])and !([0, 1]) coincide. Thus, ! is the shortest pathfrom q1 to q2.

Here is an important consequence of Theorem 7.2.8.

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7.2. THE EXPONENTIAL MAP 507

Corollary 7.2.9 Let (M, g) be a Riemannian mani-fold. If ': [0, b] % M is any curve parametrized byarc-length and ' has length less than or equal to thelength of any other curve from '(0) to '(b), then ' isa geodesic.

Definition 7.2.10 Let (M, g) be a Riemannian mani-fold. A geodesic, !: [a, b] % M , is minimal i! its lengthis less than or equal to the length of any other piecewisesmooth curve joining its endpoints.

Theorem 7.2.8 asserts that any su#ciently small segmentof a geodesic is minimal.

On the other hand, a long geodesic may not be minimal.For example, a great circle arc on the unit sphere is ageodesic. If such an arc has length greater than (, thenit is not minimal.

Page 20: Chapter 7 Geodesics on Riemannian Manifoldscis610/cis61008geodesics.pdf · Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g)isaRiemannianmanifold,thentheconceptof

508 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

Minimal geodesics are generally not unique. For example,any two antipodal points on a sphere are joined by aninfinite number of minimal geodesics.

A broken geodesic is a piecewise smooth curve as in Def-inition 7.1.1, where each curve segment is a geodesic.

Proposition 7.2.11 A Riemannian manifold, (M, g),is connected i! any two points of M can be joined bya broken geodesic.

In general, if M is connected, then it is not true that anytwo points are joined by a geodesic. However, this will bethe case if M is geodesically complete, as we will see inthe next section.

Next, we will see that a Riemannian metric induces adistance on the manifold whose induced topology agreeswith the original metric.

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7.3. COMPLETE RIEMANNIAN MANIFOLDS, HOPF-RINOW, CUT LOCUS 509

7.3 Complete Riemannian Manifolds,

the Hopf-Rinow Theorem and the Cut Locus

Every connected Riemannian manifold, (M, g), is a met-ric space in a natural way.

Furthermore,M is a complete metric space i!M is geodesi-cally complete.

In this section, we explore briefly some properties of com-plete Riemannian manifolds.

Proposition 7.3.1 Let (M, g) be a connected Rieman-nian manifold. For any two points, p, q ! M , letd(p, q) be the greatest lower bound of the lengths of allpiecewise smooth curves joining p to q. Then, d isa metric on M and the topology of the metric space,(M,d), coincides with the original topology of M .

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510 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

The distance, d, is often called the Riemannian distanceon M . For any p ! M and any " > 0, the metric ball ofcenter p and radius " is the subset, B"(p) & M , givenby

B"(p) = {q ! M | d(p, q) < "}.

The next proposition follows easily from Proposition 7.2.3:

Proposition 7.3.2 Let (M, g) be a connected Rieman-nian manifold. For any compact subset, K & M ,there is a number & > 0 so that any two points,p, q ! K, with distance d(p, q) < & are joined by aunique geodesic of length less than &. Furthermore,this geodesic is minimal and depends smoothly on itsendpoints.

Recall from Definition 7.2.2 that (M, g) is geodesicallycomplete i! the exponential map, v ,% expp(v), is definedfor all p ! M and for all v ! TpM .

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7.3. COMPLETE RIEMANNIAN MANIFOLDS, HOPF-RINOW, CUT LOCUS 511

We now prove the following important theorem due toHopf and Rinow (1931):

Theorem 7.3.3 (Hopf-Rinow) Let (M, g) be a con-nected Riemannian manifold. If there is a point,p ! M , such that expp is defined on the entire tangentspace, TpM , then any point, q ! M , can be joined top by a minimal geodesic. As a consequence, if M isgeodesically complete, then any two points of M canbe joined by a minimal geodesic.

Proof . The most beautiful proof is Milnor’s proof in [?],Chapter 10, Theorem 10.9.

Theorem 7.3.3 implies the following result (often knownas the Hopf-Rinow Theorem):

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512 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

Theorem 7.3.4 Let (M, g) be a connected, Rieman-nian manifold. The following statements are equiva-lent:

(1) The manifold (M, g) is geodesically complete, thatis, for every p ! M , every geodesic through p canbe extended to a geodesic defined on all of R.

(2) For every point, p ! M , the map expp is definedon the entire tangent space, TpM .

(3) There is a point, p ! M , such that expp is definedon the entire tangent space, TpM .

(4) Any closed and bounded subset of the metric space,(M,d), is compact.

(5) The metric space, (M,d), is complete (that is, ev-ery Cauchy sequence converges).

In view of Theorem 7.3.4, a connected Riemannian mani-fold, (M, g), is geodesically complete i! the metric space,(M,d), is complete.

Page 25: Chapter 7 Geodesics on Riemannian Manifoldscis610/cis61008geodesics.pdf · Chapter 7 Geodesics on Riemannian Manifolds 7.1 Geodesics, Local Existence and Uniqueness If (M,g)isaRiemannianmanifold,thentheconceptof

7.3. COMPLETE RIEMANNIAN MANIFOLDS, HOPF-RINOW, CUT LOCUS 513

We will refer simply to M as a complete Riemannianmanifold (it is understood that M is connected).

Also, by (4), every compact, Riemannian manifold is com-plete.

If we remove any point, p, from a Riemannian manifold,M , then M ' {p} is not complete since every geodesicthat formerly went through p yields a geodesic that can’tbe extended.

Assume (M, g) is a complete Riemannian manifold. Givenany point, p ! M , it is interesting to consider the sub-set, Up & TpM , consisting of all v ! TpM such that thegeodesic

t ,% expp(tv)

is a minimal geodesic up to t = 1 + ", for some " > 0.

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514 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

The subset Up is open and star-shaped and it turns outthat expp is a di!eomorphism from Up onto its image,expp(Up), in M .

The left-over part, M ' expp(Up) (if nonempty), is actu-ally equal to expp(%Up) and it is an important subset ofM called the cut locus of p.

Proposition 7.3.5 Let (M, g) be a complete Rieman-nian manifold. For any geodesic,!: [0, a] % M , from p = !(0) to q = !(a), the followingproperties hold:

(i) If there is no geodesic shorter than ! between pand q, then ! is minimal on [0, a].

(ii) If there is another geodesic of the same length as! between p and q, then ! is no longer minimal onany larger interval, [0, a + "].

(iii) If ! is minimal on any interval, I, then ! is alsominimal on any subinterval of I.

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7.3. COMPLETE RIEMANNIAN MANIFOLDS, HOPF-RINOW, CUT LOCUS 515

Again, assume (M, g) is a complete Riemannian manifoldand let p ! M be any point. For every v ! TpM , let

Iv = {s ! R 3 {/} | the geodesic t ,% expp(tv)

is minimal on [0, s]}.

It is easy to see that Iv is a closed interval, so Iv = [0, )(v)](with )(v) possibly infinite).

It can be shown that if w = *v, then )(v) = *)(w), sowe can restrict our attention to unit vectors, v.

It can also be shown that the map, ):Sn'1 % R, iscontinuous, where Sn'1 is the unit sphere of center 0in TpM , and that )(v) is bounded below by a strictlypositive number.

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516 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

Definition 7.3.6 Let (M, g) be a complete Riemannianmanifold and let p ! M be any point. Define Up by

Up =

(v ! TpM

)))) )&

v

"v"

'> "v"

*

= {v ! TpM | )(v) > 1}

and the cut locus of p by

Cut(p) = expp(%Up) = {expp()(v)v) | v ! Sn'1}.

The set Up is open and star-shaped.

The boundary, %Up, of Up in TpM is sometimes called the

tangential cut locus of p and is denoted +Cut(p).

Remark: The cut locus was first introduced for con-vex surfaces by Poincare (1905) under the name ligne departage.

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7.3. COMPLETE RIEMANNIAN MANIFOLDS, HOPF-RINOW, CUT LOCUS 517

According to Do Carmo [?] (Chapter 13, Section 2), forRiemannian manifolds, the cut locus was introduced byJ.H.C. Whitehead (1935).

But it was Klingenberg (1959) who revived the interestin the cut locus and showed its usefuleness.

Proposition 7.3.7 Let (M, g) be a complete Rieman-nian manifold. For any point, p ! M , the sets expp(Up)and Cut(p) are disjoint and

M = expp(Up) 3 Cut(p).

Observe that the injectivity radius, i(p), of M at p isequal to the distance from p to the cut locus of p:

i(p) = d(p,Cut(p)) = infq!Cut(p)

d(p, q).

Consequently, the injectivity radius, i(M), of M is givenby

i(M) = infp!M

d(p,Cut(p)).

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518 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

If M is compact, it can be shown that i(M) > 0. It canalso be shown using Jacobi fields that expp is a di!eomor-phism from Up onto its image, expp(Up).

Thus, expp(Up) is di!eomorphic to an open ball in Rn

(where n = dim(M)) and the cut locus is closed.

Hence, the manifold, M , is obtained by gluing togetheran open n-ball onto the cut locus of a point. In somesense the topology of M is “contained” in its cut locus.

Given any sphere, Sn'1, the cut locus of any point, p, isits antipodal point, {'p}.

In general, the cut locus is very hard to compute. Infact, according to Berger [?], even for an ellipsoid, thedetermination of the cut locus of an arbitrary point isstill a matter of conjecture!

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7.4. THE CALCULUS OF VARIATIONS APPLIED TO GEODESICS 519

7.4 The Calculus of Variations Applied to Geodesics;

The First Variation Formula

Given a Riemannian manifold, (M, g), the path space,"(p, q), was introduced in Definition 7.1.1.

It is an “infinite dimensional” manifold. By analogy withfinite dimensional manifolds we define a kind of tangentspace to "(p, q) at a point '.

In this section, it is convenient to assume that paths in"(p, q) are parametrized over the interval [0, 1].

Definition 7.4.1 For every “point”, ' ! "(p, q), wedefine the “tangent space”, T'"(p, q), of "(p, q) at ',to be the space of all piecewise smooth vector fields, W ,along ', for which W (0) = W (1) = 0 (we may assumethat our paths, ', are parametrized over [0, 1]).

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520 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

Now, if F :"(p, q) % R is a real-valued function on"(p, q), it is natural to ask what the induced “tangentmap”,

dF':T'"(p, q) % R,

should mean (here, we are identifying TF (')R with R).

Observe that "(p, q) is not even a topological space sothe answer is far from obvious!

In the case where f :M % R is a function on a mani-fold, there are various equivalent ways to define df , oneof which involves curves.

For every v ! TpM , if +: ('", ") % M is a curve suchthat +(0) = p and +((0) = v, then we know that

dfp(v) =d(f(+(t)))

dt

))))t=0

.

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7.4. THE CALCULUS OF VARIATIONS APPLIED TO GEODESICS 521

We may think of + as a small variation of p. Recall thatp is a critical point of f i! dfp(v) = 0, for all v ! TpM .

Rather than attempting to define dF' (which requiressome conditions on F ), we will mimic what we did withfunctions on manifolds and define what is a critical pathof a function, F :"(p, q) % R, using the notion of varia-tion .

Now, geodesics from p to q are special paths in "(p, q)and they turn out to be the critical paths of the energyfunction ,

Eba(') =

$ b

a"'((t)"2 dt,

where ' ! "(p, q), and 0 . a < b . 1.

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522 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

Definition 7.4.2 Given any path, ' ! "(p, q), a vari-ation of ' (keeping endpoints fixed) is a function,"+: ('", ") % "(p, q), for some " > 0, such that

(1) "+(0) = '

(2) There is a subdivision, 0 = t0 < t1 < · · · < tk'1 <tk = 1 of [0, 1] so that the map

+: ('", ")0 [0, 1] % M

defined by +(u, t) = "+(u)(t) is smooth on each strip('", ")0 [ti, ti+1], for i = 0, . . . , k ' 1.

If U is an open subset ofRn containing the origin and if wereplace ('", ") by U in the above, then "+:U % "(p, q)is called an n-parameter variation of '.

The function + is also called a variation of '.

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7.4. THE CALCULUS OF VARIATIONS APPLIED TO GEODESICS 523

Since each "+(u) belongs to "(p, q), note that

+(u, 0) = p, +(u, 1) = q, for all u ! ('", ").

The function, "+, may be considered as a “smooth path”in "(p, q), since for every u ! ('", "), the map "+(u) isa curve in "(p, q) called a curve in the variation (orlongitudinal curve of the variation).

The “velocity vector”, d"+du(0) ! T'"(p, q), is defined to be

the vector field, W , along ', given by

Wt =d"+du

(0)t =%+

%u(0, t),

Clearly, W ! T'"(p, q). In particular,W (0) = W (1) = 0.

The vector field, W , is also called the variation vectorfield associated with the variation +.

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524 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

Besides the curves in the variation, "+(u) (with u ! ('", ")),for every t ! [0, 1], we have a curve, +t: ('", ") % M ,called a transversal curve of the variation , defined by

+t(u) = "+(u)(t),

and Wt is equal to the velocity vector, +(t(0), at the point

'(t) = +t(0).

For " su#ciently small, the vector field,Wt, is an infinites-imal model of the variation "+.

We can show that for any W ! T'"(p, q) there is a vari-ation, "+: ('", ") % "(p, q), which satisfies the conditions

"+(0) = ',d"+du

(0) = W.

As we said earlier, given a function, F :"(p, q) % R, wedo not attempt to define the di!erential, dF', but instead,the notion of critical path.

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7.4. THE CALCULUS OF VARIATIONS APPLIED TO GEODESICS 525

Definition 7.4.3 Given a function, F :"(p, q) % R, wesay that a path, ' ! "(p, q), is a critical path for F i!

dF ("+(u))du

))))u=0

= 0,

for every variation, "+, of ' (which implies that the deriva-

tive dF ("+(u))du

)))u=0

is defined for every variation, "+, of ').

For example, if F takes on its minimum on a path '0

and if the derivatives dF ("+(u))du are all defined, then '0 is a

critical path of F .

We will apply the above to two functions defined on"(p, q):

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526 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

(1) The energy function (also called action integral):

Eba(') =

$ b

a"'((t)"2 dt.

(We write E = E10 .)

(2) The arc-length function ,

Lba(') =

$ b

a"'((t)" dt.

The quantities Eba(') and Lb

a(') can be compared as fol-lows: if we apply the Cauchy-Schwarz’s inequality,,$ b

af(t)g(t)dt

-2

.,$ b

af 2(t)dt

-,$ b

ag2(t)dt

-

with f(t) 4 1 and g(t) = "'((t)", we get

(Lba('))

2 . (b' a)Eba,

where equality holds i! g is constant; that is, i! the pa-rameter t is proportional to arc-length.

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7.4. THE CALCULUS OF VARIATIONS APPLIED TO GEODESICS 527

Now, suppose that there exists a minimal geodesic, !,from p to q. Then,

E(!) = L(!)2 . L(')2 . E('),

where the equality L(!)2 = L(')2 holds only if ' is alsoa minimal geodesic, possibly reparametrized.

On the other hand, the equality L(') = E(')2 can holdonly if the parameter is proportional to arc-length along'.

This proves that E(!) < E(') unless ' is also a minimalgeodesic. We just proved:

Proposition 7.4.4 Let (M, g) be a complete Rieman-nian manifold. For any two points, p, q ! M , ifd(p, q) = &, then the energy function, E:"(p, q) % R,takes on its minimum, &2, precisely on the set of min-imal geodesics from p to q.

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528 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

Next, we are going to show that the critical paths of theenergy function are exactly the geodesics. For this, weneed the first variation formula.

Let "+: ('", ") % "(p, q) be a variation of ' and let

Wt =%+

%u(0, t)

be its associated variation vector field.

Furthermore, let

Vt =d'

dt= '((t),

the velocity vector of ' and

%tV = Vt+ ' Vt',

the discontinuity in the velocity vector at t, which isnonzero only for t = ti, with 0 < ti < 1 (see the definitionof !(((ti)+) and !(((ti)') just after Definition 7.1.1).

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7.4. THE CALCULUS OF VARIATIONS APPLIED TO GEODESICS 529

Theorem 7.4.5 (First Variation Formula) For anypath, ' ! "(p, q), we have

1

2

dE("+(u))du

))))u=0

= '#

i

#Wt,%tV $'$ 1

0

.Wt,

D

dtVt

/dt,

where "+: ('", ") % "(p, q) is any variation of '.

Intuitively, the first term on the right-hand side showsthat varying the path ' in the direction of decreasing“kink” tends to decrease E.

The second term shows that varying the curve in thedirection of its acceleration vector, D

dt '((t), also tends to

reduce E.

A geodesic, !, (parametrized over [0, 1]) is smooth on theentire interval [0, 1] and its acceleration vector, D

dt !((t), is

identically zero along !. This gives us half of

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530 CHAPTER 7. GEODESICS ON RIEMANNIAN MANIFOLDS

Theorem 7.4.6 Let (M, g) be a Riemanian manifold.For any two points, p, q ! M , a path, ' ! "(p, q)(parametrized over [0, 1]), is critical for the energyfunction, E, i! ' is a geodesic.

Remark: If ' ! "(p, q) is parametrized by arc-length,it is easy to prove that

dL("+(u))du

))))u=0

=1

2

dE("+(u))du

))))u=0

.

As a consequence, a path, ' ! "(p, q) is critical for thearc-length function, L, i! it can be reparametrized so thatit is a geodesic

In order to go deeper into the study of geodesics we needJacobi fields and the “second variation formula”, bothinvolving a curvature term.

Therefore, we now proceed with a more thorough studyof curvature on Riemannian manifolds.