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    CBE 320b BIOCHEMICAL

    ENGINEERING III COURSE NOTES

    Instructor: Dr. A. Margaritis, Ph.D., P.Eng., F.C.I.C.

    Professor of Biochemical Engineering

    http://www.eng.uwo.ca/people/amargaritis/

    DEPARTMENT OF CHEMICAL AND BIOCHEMICAL

    ENGINEERING

    The University of Western Ontario

    Faculty of Engineering

    A. Margaritis 2006-2007

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    TABLE OF CONTENTS

    1. Introduction

    Bioprocess Design Novel Bioreactor Types Design Criteria for Bioreactors2. Aeration and Oxygen Mass

    Transfer in Bioreactor

    Systems Oxygen Requirements by Microorganisms

    The volumetric Mass Transfer Coefficient KLaand Methods of Measurements

    Empirical Correlations of KLa

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    3. Agitation of BioreactorSystems

    4. Scale-up of BioreactorSystems

    Scale-up Criteria Example of Geometric Scale-up

    5. Sterilization of Liquid Media Kinetics of Thermal Death of Microorganisms

    Batch Sterilization of Liquid Media

    Continuous Sterilization of Liquid Media

    Examples of Design for Continuous Liquid

    Medium Sterilization in a Tubular Sterilizer

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    6. Air Sterilization by FibrousBed Filters

    Mechanisms of Air Filtration and Design ofFibrous Packed Beds

    Example of Design of Fibrous Packed Bed forAir Sterilization

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    1. Introduction

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    GENERALIZED VIEW OF

    BIOPROCESS

    RAW MATERIALS

    UPSTREAM PROCESSES

    Inoculum

    Preparation

    Equipment

    Sterilization

    Media Formulationand

    Sterilization

    BIOREACTOR - FERMENTER

    Reaction Kinetics

    and Bioactivity

    Transport Phenomena

    and Fluid Properties

    Instrumentation

    and Control

    DOWNSTREAM PROCESSES

    SeparationRecovery and

    Purification

    Waste Recovery,

    Reuse and Treatment

    THE BOTTOM LINE

    REGULATION ECONOMICS HEALTH AND SAFETY

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    TYPICAL BIOPROCESS FLOW SHEET

    RAW MATERIASNutrients and Reactants

    in Aqueous Solution

    (may contain insoluble

    organic and/or inorganic

    materials)

    Air

    CELL SEPARATION

    1). CELL DISTRUPTION2). PRODUCT EXTRACTION

    PRODUCT

    CONCENTRATION

    PROCESS

    FINAL PRODUCT

    DRYING

    PURIFICATION

    PRODUCT

    SEPARATION

    PREPARATION

    OF BIOMASS

    Innoculum Stages

    FOAM CONTROL

    Antifoam Addition

    pH CONTROL

    Acid-Alkali Addition

    Extracellular

    product

    Intracellular

    product

    STERILIZATION

    BIOREACTOR

    Free Cells,

    Immoblized Cells

    or

    Enzyme Bioreactor

    PRODUCT RECOVERY

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    TABLE 1. Basic Bioreactor Design Criteria___________________________________________________________________

    Microbiological and Biochemical Characteristics ofthe Cell System (Microbial, Mammalian, Plant)

    Hydrodynamic Characteristics of the bioreactor

    Mass and Heat Transfer Characteristics of theBioreactor

    Kinetics of the Cell Growth and Product Formation

    Genetic Stability Characteristics of the Cell System

    Aseptic Equipment Design

    Control of Bioreactor Environment (both macro-and micro-environment)

    Implications of Bioreactor Design on DownstreamProducts Separation

    Capital and Operating Costs of the Bioreactor

    Potential for Bioreactor Scale-up______________________________________________________________________

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    TABLE 2. Summary of Bioreactor Systems__________________________________________________________

    Bioreactor Cell Systems Products

    Design used

    __________________________________________________________ Air-Lift Bioreactor Bacteria, Yeast and SCP, Enzymes, Secondary

    other fungi metabolites, Surfactants

    Fluidized-Bed Immobilized bacteria, Ethanol, SecondaryBioreactor yeast and other fungi, metabolites, Wastewater

    Activated sludge treatment

    Microcarrier Immobilized (anchored) Interferons, Growth factors,

    Bioreactor mammalian cells on Blood factors, Monoclonal

    solid particles antibodies, Vaccines, Proteases,

    Hormones

    Surface Tissue mammalian, tissue Interferons, Growth factors,

    Propagator growth on solid surface, Blood factors,

    tissue engineering Monoclonal antibodies,Vaccines, Proteases, Hormones

    __________________________________________________________

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    TABLE 2. Summary of Bioreactor Systems(Contd)

    ____________________________________________________________________________________________________

    Bioreactor Cell Systems used Products

    Design

    ________________________________________________________________________________________

    Membrane Bioreactors, Bacteria, Yeasts, Ethanol, Monoclonal anti-Hollow fibers and Mammalian cells, Plant bodies, Interferons, Growth

    membranes used, cells factors, Medicinal products

    Rotorfermentor

    Modified Stirred Immobilized Bacteria, Ethanol, Monoclonal anti-Tank Bioreactor Yeast, Plant cells bodies, Interferons, Growth

    factors

    Modified Packed- Immobilized Bacteria, Ethanol, Enzymes, MedicinalBed Bioreactor Yeasts and other fungi products

    Tower and Loop Bacteria, Yeasts Single Cell Protein (SCP)Bioreactors

    ________________________________________________________________________________________

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    TABLE 2. Summary of Bioreactor Systems

    (Contd)

    _______________________________________

    _____Bioreactor Cell System used Products

    design

    __________________________________________________________________________________________________________

    ___________

    Vacuum Bioreactors Bacteria, Yeasts, Fungi Ethanol, Volatileproducts

    Cyclone Bioreactors Bacteria, Yeasts, Fungi Commodity products,SCP

    Photochemical Photosynthetic bacteria, SCP, Algae, Medicinal

    Bioreactors Algae, Cyano bacteria, plant products,

    Plant Cell culture, r-DNA Monoclonal antibodies,

    plant cells Vaccines, Interferons

    ________________________________________________________________________________________

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    Fig. 1.1. Schematic diagram of a tower bioreactor system with

    perforated plates and co-current air liquid flow.

    Medium

    inlet

    Air filter

    OrificeCompressedair

    Flow

    meter

    Peristaltic

    pump

    Medium

    reservior

    Constant temp.

    water bath

    Air exhoust

    Pump

    Jacket

    Perforated

    plate

    Sparger

    Broth

    outlet

    Sampling

    nozzles

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    Fig. 1.2. Schematic diagram of a tower bioreactor system

    with multiple impellers and liquid down comer and

    counter-current air liquid flow

    Perforated

    plate

    Downcomer

    Baffle

    Impeller

    FeedAir

    Product

    Air

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    Fig. 1.3. ICI Deep Shaft Unit

    AIR

    PROCESS

    AIR

    OUTLET

    RISER

    DOWN-

    COMER

    SHAFT

    LINING

    INLET

    SLUDGE

    RECYCLE

    START

    -UP AIR

    CONDENSATE

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    FIG. 1.4. EMLICHHEIM FLOWSHEET

    AIR

    COMPRESSOR

    DEEP

    SHAFT

    B

    FLOATATION

    LAGOON

    BSAND

    WASH

    WATER

    CLARIFIER

    RECYCLE SLUDGE

    RECYCLED

    WATERSETTLEMENT

    TANT

    CONDENSATE,

    MAE-UP WATER, AND

    FLOCCULATING AGENT

    DECANTER

    CENTRIFUGE

    SOIL ANDSLUDGE

    Outer draft tube

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    FIG. 1.5. Internal circulation patterns of fluidized Ca-alginate beads

    containing immobilized cells ofZ. mobil is. All dimensions in cm.

    0.10.953

    6.895

    21.30

    28.40

    2.876

    26.43

    1.176 2.620 4.530

    Outer draft tube

    Inner draft tube

    4 Jets

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    FIG. 1.6. Vacuum Fermenter

    Dry ice

    bath

    Metering

    pump

    Receiving

    tank

    (bleed)Filter

    Filter

    Fermenter

    Vacuum

    controlReceiving

    tank

    (product)

    Condenser

    Level

    control

    Heating

    water

    Medium

    reservoir

    Rheostat

    Vacuumpump

    Air or O2

    Chilled

    water

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    2. Aeration and Oxygen Mass

    Transfer in Bioreactor

    Systems

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    Living Cells:Bacteria,

    Yeasts,

    Plant cells,

    Fungi,Mammalian Cells

    Require Molecular Oxygen O2 asfinal Electron Acceptor in Bioxidation

    of Substrates (Sugars, Fats, Proteins,

    etc.)

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    Substrate O2

    Electrons H2O

    Products of

    Oxidation

    CO2

    ProductsCell mass

    FIG. 2.1. Bio-oxidation of Substrate with Molecular

    Oxygen as the Final Electron Acceptor

    OXIDATION REDUCTION REACTION

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    OXIDATION-REDUCTION REACTION

    Glucose is oxidized to make CO2

    Oxygen is reduced to make H2O

    Fig. 2.1. Shows the biochemical pathway foraerobic oxidation of carbohydrates, fattyacids, and amino acids (AA) via the Tri-carboxylic acid cycle (T.A.C.) and electron

    Transport System.

    Molecular oxygen O2 accepts all theelectrons released from the substrates duringaerobic metabolism.

    Pyruvate

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    FIG. 2.2. Aerobic oxidation of carbohydrates, fatty acids, and amino acids via the TCA

    cycle and the Electron Transport System (ETS) through which electrons are transported

    and accepted by molecular oxygen (O2).

    ATP is produced from the phosphorylation of ADP. The ETS iscomposed of the following: FP1 = NADH; FP2 = succinatedehydrogenase; Q = Co-enzyme Q; Cytochrome b, c, a, and a3.The final electron acceptor O2 is reduced to water. Oxygen comes

    from the liquid phase and diffuses through the cell.

    Pyruvate

    Acetyl CoA

    alpha-

    Ketoglutarate

    Marate

    Isocitrate

    Fumarate

    Succinate

    2H2H

    2H

    2H

    2H

    2H

    Citrate

    CO2

    CO2 NADFPi

    FPiADP+Pi

    Q b

    ADP+Pi

    ATP ATP

    c a a3

    O2

    H2O

    ADP+Pi

    CO2

    Oxaloacetate

    Amino acids

    Fatty acids

    Respiratory chain phosphorylation

    --Electron transport along the respiratory chain--

    OXIDATION REDUCTION REACTION

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    OXIDATION-REDUCTION REACTION

    (CONTD)

    Question: How do we ensure that weprovide enough O2 so that the cell

    growth in a bioreactor is not limiting?

    Answer: Must ensure that O2 istransferred fast enough from the airbubbles (gas phase) to the liquid phase(usually water) where all cells are

    present and growing.

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    LIQUID PHASE

    O2

    O2

    O2

    O2

    Dissolved O2

    in liquid phase,

    nutrients

    (medium mostly

    water)

    AIR BUBBLE

    LIQUID FILM

    CELLO2

    INTERNAL

    CELL

    RESISTANCE

    LIQUID FILM

    CELL-LIQUD

    INTERFACE

    Electron

    TransportSystem +

    TCA cycle

    enzymes

    GAS FILM

    GAS-LIQUD

    INTERFACE

    FIG. 2.3. The oxygen transport path to the microorganism. Generalized path of oxygen

    from the gas bubble to the microorganism suspended in a liquid is shown. The variousregions where a transport resistance may be encountered are as indicated

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    LIQUID PHASE (CONTD)

    At Steady-state with no O2accumulation in the liquid phase:

    What are the O2 requirements ofmicroorganisms?

    Rate of O2 Transfer (OTR) = Rate of O2 Uptake (OUR)

    (Air bubbles Liquid) by Growing Cells

    2 1 OXYGEN REQUIREMENTS OF

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    2.1 OXYGEN REQUIREMENTS OF

    MICROORGANISMS

    We define: QO2 = Respiration rate coefficient fora given microorganism.

    Units of QO2:

    (mass of O2

    consumed) (unit wt. of dry biomass) .(time)

    Biomass means the mass of cells in abioreactor vessel.

    Some units of QO2:mM O2/(g dry wt. of biomass) (hr.)

    gO2/(g dry wt.) (hr.)

    LO2/(mg dry wt.) (hr.)

    CONVERSION FACTORS

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    CONVERSION FACTORS:

    1 M O2 = 32 x 10-6 g O21 L = 1 x 10-6 L at S.T.P.1 mole O2 = 22.4 L O2 at S.T.P.

    In general:QO2 = f(microbial species and type of cell, age of

    cell, nutrient conc. in liquid medium, dissolved O2

    conc., temperature, pH, etc.)

    For a given: 1) type of species of cell2) age of cell

    3) nutrient concentration

    4) temperature

    5 H

    d if O t ti C i th li iti f t i ll

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    and if O2 concentration, CL, is the limiting factor in cell

    growth, then QO2 is a strong function of dissolved O2

    concentration CL (= mg O2/L). The relationship between QO2

    and CL is of the Monod type.

    OxygenCONC. (CL)

    O2

    0

    2

    4

    6

    8

    10

    12

    0 2 4 6 8 10 12 14 16 18 20

    QO2ma

    KO

    QO2max

    /

    QO

    CLCRI.

    FIG. 2.4. Respiration coefficient QO2 as a function of the dissolved oxygen concentrationCL.

    where: KO2 = O2 conc. at QO2 /2

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    where: KO2 O2 conc. at QO2 max/2

    CL CRIT. = Critical O2 conc. beyond which O2 isnot limiting

    QO2 = QO2max = constant

    At CLCRIT. respiration enzymes of Electron Transport System are saturated

    with O2.

    When O2conc. is the limiting substrate then

    analogous to the Monod equation:

    max.S

    = ________ (S = substrate conc. (g/L)KS + S

    = 1 dX (h-1) [Ks = S (g/L), at max/2]

    X dt

    1.2.

    2

    22

    L

    LMAX

    C

    CQQ

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    Table 1 shows typical values of QO2 measured byWarburg respirometer.

    Table 2 shows typical data for critical oxygenconcentration CL,CRIT. (mmol O2/L).

    FIG. 2 shows the variation of QO2 withfermentation time for the microorganismBacil lus subtil is, where QO2 reaches a maximum

    value during the exponential growth phase.

    FIG.3 shows the effect of agitation rate (revolutionsper minute) on the value of QO2 for the bacteriumNocardia erythropolis, growing on hexadecane to

    produce biosurfactants.

    TABLE 1 Cell suspensions in glucose Oxygen uptake determined in

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    _______________________________________________________________________

    Microbial Species Temp. Culture Resp. Rate Coeff.

    (o

    C) age (hr.) QO2 (L O2)/(mg dry wt.) (hr.)

    ____________________________________________________________B.aerogenes 36; 30 17; 48 47; 50Azotobacter choococcum 22 36 2,000-10,000

    A.subti l is (cel ls) 37 6-8 170C.subti l is (spores) 32 98-147 10

    Corynebacteria species 30 48-96 67

    E. col i 40; 32 20 200; 272

    L . bulgari cus 45; 37 8 55; 34

    M icrococcus lu teus 35 30-34 15

    M icrobacter ium avium 37 84 1Mycobacter ium tuberculosis 38 252 4

    Pseudomonas fluorescens 26 30 58

    _______________________________________________________________________

    TABLE 1. Cell suspensions in glucose. Oxygen uptake determined in

    constant volume Warburg respirometer

    TABLE 2 Typical values of C in the Presence of Substrate

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    _______________________________________________________________________

    Microorganism Temp. (oC) CL CRIT.

    (mmol O2)/L

    ____________________________________________________________

    Azotobacter vinelandii 30 0.018-0.049

    E. coli 37.8 0.0082

    E.coli 15 0.0031Serratia marcescens 31 0.015

    Pseudomonas deni tr i f icans 30 0.009

    Yeast 34.8 0.0046

    Yeast 20 0.0037

    Penicil l ium chrysogenum 24 0.022

    Penicil l ium chrysogenum 30 0.009

    Aspergil lus oryzae 30 0.020_______________________________________________________________________

    Adopted from R. K. Finn, P.81 in: N. Blakebrough (ed),Biochemical Engineer ing Science. Vol. 1, Academic Press, Inc., New

    York, 1967

    TABLE 2. Typical values of CL CRIT in the Presence of Substrate

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    FIG. 2. 5a: Oxygen uptake rate, QO2X () and broth viscosity ()during batch aerobic fermentation ofBacill us subtil is. b:Respirationrate coefficient,QO2 () and volumetric mass transfer coefficient, KLa ().Taken from A.Richard and A. Margaritis, Rheology, Oxygen Transfer, and Molecular Weight Characteristics of Poly(glutamic acid)

    Fermentation byB. subtilis, Biotechnology and Bioengineering, Vol. 82 No. 3, p. 299-305, (2003)

    FIG 2 6 Eff f i i h i i ffi i (Q ) i 20 L b h

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    FIG. 2.6. Effect of agitation on the respiration coefficient (QO2) in a 20 L batch

    fermentation ofNocardia erythropolis. () 250 r.p.m, () 375 r.p.m, () 500 r.p.m.(Adopted from Kennedy et al. In Dev. Ind. Microbiol., 20 (1978) 623-630)

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    2.2 THE VOLUMETRIC MASS

    TRANSFER COEFFICIENTkLa AND METHODS OF

    MEASUREMENT

    Mass Balance of Oxygen in Unit Liquid

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    Mass Balance of Oxygen in Unit Liquid

    Volume

    AIR BUBBLE

    LIQUID FILM

    GAS FILM

    GAS-LIQUDINTERFACE

    Lk

    a

    C L*

    UNIT LIQUID

    VOLUME

    CELLS

    (CONC. X)

    O2 C L

    OXYGEN

    (CONC. C )LBULK

    LIQUID

    PHASE

    O2 TRANSFER

    FIG. 2.7 Schematic diagram of the mass balance of oxygen transfer in unit liquid volume

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    Mass Balance of Oxygen in Unit Liquid

    Volume (Contd)

    Rate of = net rate of O2

    Accumulation supply from air

    of O2 bubblesrate ofO2 consumption by

    cells

    dCLdt

    = kLa(C*L - CL) - QO2X......(2.2)

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    Mass Balance of Oxygen in Unit Liquid

    Volume (Contd)

    where: dCL/dt in (mmol O2/L.h)

    kLa in (h-1

    )C

    *L, CL in (mmol O2/L)

    QO2 in (mmol O2/(g dry

    wt. cell)(h)X in (g dry wt. Cell/L)

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    Mass Balance of Oxygen in Unit Liquid

    Volume (Contd)

    At steady state:

    dCL

    dt

    kLa(C*

    L- C

    L) = Q

    O2X.........(2.3)

    = 0

    At all times CL = constant

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    Mass Balance of Oxygen in Unit Liquid

    Volume (Contd)

    Oxygen transfer rate from air

    bubbles to liquid = OTR

    OTR = kLa (C*L CL)

    OTRkLa =(C*L - CL)

    ......(2.4)

    Mass Balance of Oxygen in Unit Liquid

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    Mass Balance of Oxygen in Unit Liquid

    Volume (Contd)For a given OTR and CL

    *(= PyO2/H), please note that as

    kLa increases, then CL also increases.

    Where:

    CL*

    = saturated oxygen conc. (mole O2/Lit)

    P = total pressure inside air bubble (atm)

    yO2 = mole fraction of oxygen in air (0.21)H = Henrys constant (atm.Lit/mole O2)

    This is an important way of controlling the dissolved

    oxygen concentration CL which also affects the metabolic

    activity of aerobic cells their rate of growth and the rate

    of production of different metabolic products.

    For pure oxygen, yO2 = 1.00

    Methods of Measurement of K a

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    Methods of Measurement of KLa

    in a Bioreactor

    Two basic methods for Measuring

    KLa

    Chemical methods (no cells present)

    Physical Methods (with/without

    cells)

    Chemical Methods of K a

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    Chemical Methods of KLa

    MeasurementThe Sulphite Batch Oxidation Method.

    SO3

    2-F,

    Water out

    Water in

    rpm

    Motor

    Influent

    Air flow, rate

    Air outlet

    FIG. 2.8. Schematicdiagram of a stirred tank batch reactor

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    Chemical Methods of KLa

    Measurement (Contd)

    Liquid Solution = 0.5 M Na2SO3 (Sodium

    sulphite), with Cu++ as catalyst.

    Sparge air through the bioreactor vessel at a

    given volumetric flow rate Q and impellerspeed (R.P.M.)

    Make sure that [SO3-2

    ] is in excess (i.e. 0.5 M

    Na2SO3

    Chemical Methods of KLa Measurement

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    Chemical Methods of KLa Measurement

    (Contd)

    Oxygen oxidizes the sulphite ion tosulphate.

    SO3-2 +12

    O2Cu++

    SO4-2 .......(2.5)

    (SULPHITE) (SULPHATE)

    The rate of chemical reaction is extremelyfast.

    The controlling step is diffusion of O2molecules through the liquid film

    surrounding the air bubbles.

    Chemical Methods of KLa Measurement

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    Chemical Methods of KLa Measurement

    (Contd)

    Rate of reaction = R = k2[O2][SO3-2]

    ~ k1[O2] =

    = -

    i.e. k1 ~ k2[SO3-2]= constant

    2d[SO3-2]1

    dt

    Chemical Methods of KLa Measurement

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    Chemical Methods of KLa Measurement

    (Contd)

    i.e. R is zero order to sulphite concentration

    [SO3-2

    ] because it is in excess.? From stoichiometry shown in Eq. (2.5)

    dt1 d[SO3-2]2

    R = (- ) = (KLa)(CL* - CL)...(2.6)

    Chemical Methods of KLa Measurement

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    Chemical Methods of KLa Measurement

    (Contd)

    The reaction with [SO3-2

    ] is extremely

    fast.

    As a result, the O2 gas molecules are

    consumed as soon as they diffuse into

    the liquid phase. Therefore, the D.O. concentration in

    the liquid phase, CL 0.

    Chemical Methods of KLa Measurement

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    Chemical Methods of KLa Measurement

    (Contd)

    Equation (2.6) becomes:

    R = (KLa)(CL*) = (KLa)( )PyO2

    H = (-12

    )d[SO3-2]

    dt......(2.7)

    Assuming a perfeftly mixed vessel,

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    Chemical Methods of KLa Measurement

    (Contd)

    Use iodometric titration to measure

    [SO3-2

    ] as a function of time, t, as theair bubbles pass through the

    bioreactor vessel at a given R.P.M.

    Chemical Methods of KLa Measurement

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    Chemical Methods of KLa Measurement

    (Contd)

    SLOPE = - ~ -d[SO3-2]

    dt t

    [SO3-2]

    TIME, t, (min)

    [SO

    3-]

    0

    10

    20

    30

    40

    50

    60

    7080

    0 2 4 6 8

    LOPE = -~ -d[SO3-2]

    dt t

    [SO3-2]

    FIG. 2.9. Concentration of SO3-2

    as a function of oxidation time

    Chemical Methods of K a Measurement

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    Chemical Methods of KLa Measurement

    (Contd) For a given:

    Aeration rate Q

    Agitation Speed R.P.M.

    Total air pressure P

    Volumetric mass transfer coefficientK

    La can be calculated from Equation

    (2.7) as:

    KLa =

    )(H)(- )(2 t

    [SO3-2]1

    PyO2

    ......(2.8)

    -

    In Situ Measurement of K a Q and

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    In Situ Measurement of KLa, QO2, and

    CL* During Cell Growth in a Bioreactor

    Consider a Stirred Tank Bioreactor System,

    Where Cell Growth takes Place at a Given

    Set of Conditions:Aeration

    Agitation

    pH

    TemperatureMedium Composition

    In Situ Measurement of KLa QO2 and

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    In Situ Measurement of KLa, QO2, and

    CL* During Cell Growth in a Bioreactor

    (Contd)The Bioreactor Vessel is Equipped with:

    The D.O. Probe, Connected to a D.O. Analyzer.

    Chart Recorder:

    To Measure Signal from D.O. Probe and

    Measure On-line the D.O. Concentration in the

    liquid phase of the Bioreactor.

    In Situ Measurement of KLa QO2 and

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    In Situ Measurement of KLa, QO2, and

    CL* During Cell Growth in a Bioreactor

    (Contd) The D.O. Probe Measures the

    PyO2 Partial Pressure (PyO2) of

    dissolved O2 in the liquidphase, which means that itmeasures HO2CL.

    Where:

    HO2= Henrys Constant for O2 inWater

    In Situ Measurement of KLa, QO2,

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    In Situ Measurement of KLa, QO2,

    and CL* During Cell Growth in a

    Bioreactor (Contd)

    Fig. 2.10 Set up of a Stirred tank Bioreactor with Dissolved Oxygen Probe, pH probe andaccessories.

    Acid

    DO2

    1

    4 9

    pH

    7 8

    1211

    2

    10

    6

    14

    rpm

    Alkali 13

    15

    15

    16

    5

    3

    1. Feed

    2. Flow meter

    3. Ring sparger4. Impeller

    5. Motor

    6. Shaft

    7. pH probe

    8. D.O. probe

    9. Baffle

    10. To Condenser

    11. D.O. meter

    12. pH meter

    13. Speed controller

    14. Water Jacket

    15. Thermometer

    16. Chart recorder

    Water out

    30 deg.

    water in

    In Situ Measurement of KLa, QO2, and

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    L , QO2,

    CL* During Cell Growth in a

    Bioreactor (Contd)Turning air ON and OFF while Maintaining the

    same R.P.M. we can:

    Record the D.O. Probe Output in the ChartRecorder.

    From these Data, we can get

    KLa,QO2,

    CL*

    at given in-situ Bioreactor Conditions.

    In Situ Measurement of KLa, QO2, and

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    In Situ Measurement of KLa, QO2, and

    CL* During Cell Growth in a Bioreactor

    (Contd)

    The ON-OFF Operation takes 5 min, during which time:

    Cell Concentration X (g /L) Constant.We make sure that the D.O. Concentration CL

    never falls below the critical oxygen concentration

    CCRT,which means that the respiration rate

    coefficient QO2 = QO2Max = Constant.

    Using the D.O. probe output and a recorder we

    measure directly the D.O. concentration as a

    function of time t.

    In Situ Measurement of KLa, QO2, and

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    L , QO2,CL

    * During Cell Growth in a Bioreactor

    (Contd)

    While we maintain the same R.P.M. of the bioreactor impeller, we

    turn the AIR-OFF. During the AIR-OFF period the following

    conditions apply:

    Rate of Supply of O2 = 0 No Air Present in the Bioreactor

    KLa = 0 because a = 0, no air bubbles present

    Using Eq. 2.2 for O2 Mass Balance, we have:

    We know cell concentration X by measuring it.

    Therefore, we calculate QO2 because we also measure

    the slope QO2X.

    dCLdt

    = 0 - QO2X

    In Situ Measurement of KLa, QO2, and

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    L , QO2,

    CL* During Cell Growth in a Bioreactor

    (Contd)Fig. 2.11 Shows D.O. concentration CL inside thebioreactor = f(t) when Air is turned Off and On, alwayskeeping the R.P.M. of the impeller the same to providegood mixing of the liquid phase.

    After a period of about 5 min, a liquid sample is takenfrom the bioreactor to measure the cell concentration X(g dry wt./L).

    The KLa, QO2, and CL*values correspond to that

    specific fermentation time and given cell growthconditions.

    We can do many AIR-OFF and AIR-ONmeasurements to get all three parameters KLa, QO2,

    and CL*

    as a function of total batch fermentation time.

    In Situ Measurement of KLa, QO2, and

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    L , QO2,

    CL* During Cell Growth in a Bioreactor

    (Contd)

    TIME (MIN)

    DO2

    CONC.CL(mM

    O2/L)

    AIR-OFF

    AIR-ONCL,CRIT

    3 - 5

    CL STEADY-STATE

    FIG. 2.11. Transient Air-Off, Air-On Experiment in a Bioreactor System

    In Situ Measurement of KLa, QO2, and

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    L , QO2,

    CL* During Cell Growth in a

    Bioreactor (Contd) During the AIR-OFF period the D.O. concentration CL is plotted

    as a function of time t from which we get the slope = - QO2X, asshown in Fig. 2.12.

    Time, t (min)

    CL(mMO2/L)

    0

    1

    2

    3

    4

    0 1 2 3 4 5 6 7 8 9 10

    SLOPE = - QO2X

    FIG. 2.12. D.O. concentration CL as function of time during AIR-OFF period.

    In Situ Measurement of KLa, QO2, and

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    In Situ Measurement of KLa, QO2, and

    CL* During Cell Growth in a Bioreactor

    (Contd)AIR-ON PeriodDuring this period the following oxygen mass balance

    equation applies:

    From the CL vs. time (t) data we can get

    dCLdt = KLa (CL* - CL) - QO2X

    dCL

    dt~

    t

    CL

    In Situ Measurement of KLa, QO2, and

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    L , QO2,

    CL* During Cell Growth in a Bioreactor

    (Contd) Re-arranging Eq. 2.2 and solving for CL we get Eq. 2.9

    By plotting CL vs. at a givenfermentation time, t,

    wecan get the slope which is equal to

    dCL

    dt

    + CL*.....(2.9)CL =

    KLa

    1- QO2X +

    dCLdt

    +QO2X

    KL

    a1

    -

    In Situ Measurement of KLa, QO2, and

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    L , QO2,

    CL* During Cell Growth in a Bioreactor

    (Contd)and therefore, the value of KLa is found, and theintercept also gives the value of

    During the Air-On Period:

    CL* = ConstantQO2 = Constant

    KLa = Constant

    CL, dCL/dt vary with time t

    PyO2HCL* =

    In Situ Measurement of KLa, QO2, and

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    L , QO2,

    CL* During Cell Growth in a

    Bioreactor (Contd)

    [dCL/dt+QO2X]

    CL(mgO2/L

    )

    0.8

    1.4

    2.0

    2.6

    3.2

    3.8

    4.4

    0.2 0.4 0.6 0.8 1.0 1.2 1.4 1.6 1.8

    SLOPE = -1/kLa

    Intercept = CL*

    FIG. 2.13.D.O. concentration CL as function of [dCL/dt + QO2X] during AIR-ON period.

    In Situ Measurement of KLa, QO2, and

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    , Q ,CL

    * During Cell Growth in a Bioreactor

    (Contd) Figures 2.8 and 2.9 show batch aerobic fermentation results in a

    stirred tank bioreactor system for the production of thebiopolymer poly(glutamic acid) produced by Bacil lus subtil isobtained by A. Richard and A. Margaritis.

    Reference: A. Richard and A. Margaritis (2003), Rheology,Oxygen Transfer, and Molecular Weight Characteristics ofPoly(glutamic acid) Fermentation by Bacil lus subtil is,Biotechnology and Bioengineering, Vol. 82, No. 3, p. 299-305 .

    Please read chapter 8, Bioproducts and Economics pp. 609-685,

    in Book Biochemical Engineering by H.W. Blanch and D.S.Clark, Marcel Dekker, Inc., New York (1996). This material isuseful for the Plant Design Course, CBE 497 (4th year).

    In Situ Measurement of KLa, QO2,

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    , Q ,and CL

    * During Cell Growth in a

    Bioreactor (Contd)

    FIG. 2.14. Batch fermentation kinetics ofBacil lus subtili sIFO 3335 during polyglutamic acid production. Biomass, X (); dissolvedoxygen concentration, CL (); Polyglutamic acid (PGA) concentration, P ().

    Taken from A. Richard and A. Margaritis, Rheology, Oxygen Transfer, and Molecular Weight Characteristics of Poly(glutamic ac id)

    Fermentation by Bacil lus subtili s, Biotechnology and Bioengineering, Vol. 82, No. 3, p. 299-305 (2003).

    In Situ Measurement of KLa, QO2,

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    and CL* During Cell Growth in a

    Bioreactor (Contd)

    FIG. 2.15. Dynamic air-on/air-off data during Poly(glutamic acid (PGA) production by Bacil lus subtili sIFO 3335

    (fermentation time = 26 h). Dissolved oxygen concentration CL () as a function of time.Taken from A. Richard and A. Margaritis, Rheology, Oxygen Transfer, and Molecular Weight Characteristics of

    Poly(glutamic acid) Fermentation by Bacil lus subtili s, Biotechnology and Bioengineering, Vol. 82, No. 3, p. 299-305(2003).

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    2.3. EMPIRICAL CORRELATIONS

    OF KLa

    A large number of Empirical

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    Correlations Exist for KL and KLa forAgitated and Aerated Bioreactor

    Vessels. General Background Reading:

    Textbook by H.W. Blanch and D.S.

    Clark Biochemical Engineering,Chapter 5. Transport Processes,

    pp. 343-415. Publisher: Marcel Dekker,

    Inc., New York, 1996.

    Consider a Stirred Tank BioreactorVessel at a given:

    Pg

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    g

    VL

    DT

    LH

    AIR, Q

    Q = Vol. air flow rate

    @S.T.P.

    DT = Tank diameterHL = Liquid height (un-

    gassed)

    VL = Working Liquid

    volume (un-gassed)Pg = Gassed power

    P = Un-gassed power

    Impeller Speed R.P.M.

    Aeration Rate QWorking Liquid Volume V

    L

    of the Vessel

    FIG. 2.16. Typical stirred tank bioreactor vessel

    Most Empirical Correlations for KLa have the

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    Most Empirical Correlations for KLa have the

    following form

    Where:

    KLa = Vol. mass transfer coefficient Pg = Gassed power supplied by

    mechanical impeller for mixing of

    bioreactor vessel. VL = Liquid working volume ofbioreactor vessel

    KLa = C PgVL

    m Ugk................(2.10

    EMPIRICAL CORRELATIONS

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    OF KLa

    Ug = Superficial air velocity

    m, k = Exponents, constants

    The values for C, m, and k depend greatly on the ionic strength of theaqueous phase in the bioreactor.

    Ionic strength, I, of the solution in the bioreactor is defined by Equation 2.11.

    I = (Zi2Ci)(2.11) Where:

    I = Ionic strength of solution, (g ions/L)

    Zi = Electric charge of ionic species i, present in the solutione.g.

    SO4-2 = has Zi = -2

    Na+ has Zi = +1

    Ag+ has Zi = +1

    Ci = Concentration of ionic species in the solution = (g-ions/L)

    Cross-sectional area of

    bioreactor vessel

    Vol. air flow rate @ S.T.P.=

    EMPIRICAL CORRELATIONS

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    OF KLa

    Constants C, m, and k also depend on: Temperature, T

    pH

    Physical properties of the solution Presence of other nutrients

    For Pure Water at pH = 7, T = 25 oC, the following

    empirical correlation applies:

    KLa = (0.026)PgVL

    0.4

    Ug

    0.5....(2.12)

    EMPIRICAL CORRELATIONS

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    OF KLa

    Where:KLa = Vol. mass transfer coefficient (s

    -1)

    Pg = Gassed power (W)

    Ug = Superficial air velocity (m s-1)

    Note: The values of C = 0.026, exponents

    0.4 and 0.5 in Eq. 2.12 can be usedonly with the units of KLa, Pg and

    Ug specified above.

    A log-log plot of experimental data according to Equation2.10 is shown in the following figure.

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    Taking the log on both sides of Eq. 2.10, we get

    log (KLa) = log (C) + k log (Ug) + m log (Pg/VL).

    log (Pg/VL)

    logKLa

    SLOPE = m

    Ug = CONSTANT

    FIG. 2.17. A log-log plot of experimental data according to Equ. 2.10.

    Definition of gas-holdup, Ho, in an agitated and

    aerated essel

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    aerated vessel

    TV

    AIR

    LIQUID PHASE,

    VL

    AIR BUBBLES,

    Vg (DISPERSEDPHASE)

    Ho = gas hold-up =Volume occupied by gas phas

    Total volume

    (VT) Total volume = Liquid Volume (VL)+Gas volume (Vg)

    Ho =Vg

    Vg +VL

    .........................(2.13

    FIG. 2.18. Typical agitated and aerated stirred tank bioreactor vessel

    Assuming a monodispersed size distribution of airbubbles each having the same diameter dB, then the

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    g B,gas hold-up Ho is related to the interfacial specificgas-liquid area and dB according to Eq. 2.14.

    Where:

    Ho = dimensionless dB = bubble diameter, m

    a = interfacial specific area, m2/m3 = m-1

    Eq. 2.14 can be used as an approximation for arough estimate of specific interfacial area a (m2/m3of total volume)

    .........................(2.14dB

    6Hoa =

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    3. AGITATION OF BIOREACTOR

    SYSTEMS

    Fig. 3.1 shows the dimensions of what is called astandard stirred tank bioreactor vessel with

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    standard stirred tank bioreactor vessel with

    Baffles.

    FIG. 3.1. Standard Stirred Tank Bioreactor Geometry [Adopted from S. Aiba, A.E.

    Humphrey and N.F. Millis. Bubble Aeration and M echanical Agitation. In Biochemical

    Engineering, 2nd Ed., Academic Press, Inc., New York (1973) 174].

    Geometric Ratios for a Standard BioreactorVessel

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    VesselImpeller Di/Dt HL/Dt Li/Di Wi/Di Hb/Di Wb/Dt No. Baffles

    Type

    Flat-Blade 0.33 1.0 0.25 0.2 1.0 0.1 4Turbine

    Paddle 0. 3 3 1.0 - 0.25 1.0 0.1 4

    impeller

    Marine 0.33 1.0 pitch = Di 1.0 0.1 4

    Propeller

    Where:

    Dt = tank diameter,

    HL = liquid heightDi = impeller diameter

    Hb = impeller distance from bottom of vessel

    Wb = baffle width

    Li = impeller blade length

    Wi = impeller blade height

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    FIG. 3.2 A. Different Impeller Types. (a) Marine-type propellers; (b) Flat-blade

    turbine, Wi = Di/5. Disk flat-blade turbine, Wi = Di/5, Di = 2Dt/3, Li = Di/4; (d)

    Curved-blade turbine, Wi = Di/3; (e) Pitched-blade turbine, Wi = Di/8; and (f)

    Shrouded turbine, Wi = Di/8.

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    FIG. 3.2 B. Mixing Patterns for Flat-Blade Turbine Impeller. Effect of Baffles. Liquid

    agitation in presence of a gas-liquid interface, with and without wail baffles: (a) Marine

    impeller and (b) Disk flat-blade turbines; (c) in full vessels without a gas-liquid interface

    (continuous flow) and without baffles.

    3.1 Mixing and Power Requirements for

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    Newtonian Fluids in a Stirred Tank

    FIG. 3.3 NP vs. NRe; the power characteristics are shown by the power number, NP, and the

    modified Reynolds number, NRe, of single impellers on a shaft. [Adopted from S. Aiba, A.E.

    Humphrey and N.F. Millis. Bubble Aeration and M echanical Agitation. In Biochemical

    Engineering, 2nd Ed., Academic Press, Inc., New York (1973) 174].

    Fig. 3.3 shows relationship between NP and

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    NRe at three different flow regimes:

    Laminar Transient

    Fully Turbulent

    for three different impeller types:

    Six-bladed flat blade turbine

    Paddle impeller

    Marine Propeller

    The power number is given by Equ.3 1

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    3.1

    NP = Pgc/n3Di5(3.1)The impeller Reynolds number is given

    by Equ. 3.2

    NRe = nDi2/..................(3.2)

    Where:NRe = dimensionless Reynolds number

    NP

    = dimensionless Power number

    P = Un-gassed power for liquid (no air), W

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    gc = 1, for SI units system

    n = Impeller rotational speed, revolutions per

    sec., (s-1)

    Di = Impeller diameter, m = Density of liquid, kg/m3 = Viscosity of liquid, (N.m)/(s)For six-bladed flat-blade turbine impeller (cf.

    Fig. 3.3), the mixing becomes fully turbulent atan impeller Reynolds number NRe = 3,000.

    Power number NP = 6 (constant) at NRe > 3,000

    Different Types of impellers have

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    different power characteristics Fig. 3.3.

    For six-bladed flat turbine and forturbulent conditions:

    NP

    = 6 = Pgc/n3D

    i

    5or P = (6)(n3Di

    5)/(gc)..(3.3)At NRe = 3,000 the corresponding

    impeller speed is:

    n = (3,000)()/(Di2)()(3.4)

    Eq. 3.4 is an estimate of the minimum impeller

    d f 6 fl bl d bi i ll f h

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    speed, n, of a 6-flat blade turbine impeller for the

    on-set of turbulent flow within the stirred tank

    bioreactor vessel.

    Eq. 3.3 shows that for a fluid of a given density,

    :P n3Di5

    This is an important consideration for bioreactorvessel scale-up.

    Eq. 3.1 is used to find the un-gassed power, P, at

    i

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    a given:

    impeller diameter, Di and

    impeller speed, n.

    For aerobic fermentation (aerated) bioreactors:

    Pg (gassed) < P (un-gassed) power

    since eff(effective density) < Pg/P < 1

    The aeration number, Na, is defined by Equ. 3.5 and is

    d t tif th ti P /P f ti f

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    used to quantify the power ratio Pg/P as a function of

    aeration rate Qg, as shown in Fig. 3.4.

    For water:Na = Qg/nDi

    3(3.5)

    Where:

    Na = aeration number (dimensionless)Qg = Volumetric flow rate of air (m

    3 at STP/s)

    n = impeller rotational speed, revolutions per

    second (s-1).

    Di = impeller diameter (m).

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    FIG. 3.4 Power requirements for agitation in a gassed system. The ordinate and abscissa are

    degree of power decrease, Pg/P, and the aeration number, Na. Parameters are the types of

    impellers, whose representative geometrical ratios in agitated vessels are also shown in the

    figure. [Adopted from S. Aiba, A.E. Humphrey and N.F. Millis. Bubble Aeration and

    Mechanical Agitation. In Biochemical Engineering, 2nd Ed., Academic Press, Inc., New

    York (1973) 176].

    Fig. 3.4 shows the relationship between

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    Pg/P ratio and Aeration Number, Na,

    for three types of mechanical impellers:

    Flat-blade turbine (A)

    Vaned disk impeller withdifferent vanes (np = 4, 6, 8, 16)

    curves, B, C, D, E

    Paddle impeller

    Calculation of the Required Volumetric

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    Mass Transfer Coefficient, KLa, During

    Fermentation, and Gassed Power, Pg.

    At Steady-State Operation of an AerobicFermentation:

    OTR = OURKLa[CL

    * - CL] = QO2X.(3.6)

    For a given QO2, X, and (CL* - CL), KLa canbe calculated using Eq. 3.6.

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    be calculated using Eq. 3.6.

    For a given VL and Ug, Pg can be calculatedusing the empirical correlation for KLa given

    by Eq. 3.7.

    KLa = C [Pg/VL]m [Ug]k3.7

    Figs. 3.3 and 3.4 are used in combination to find the

    correct rotational impeller speed, n, to deliver therequired Pg at a given Ug, for the required value of

    KLa.