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REPUBLIC OF NAMIBIA
LABOUR COURT OF NAMIBIA MAIN DIVISION, WINDHOEKJUDGMENT
Case No.: LCA 50/2015
In the matter between:
CONSTANSIA HITJEVI BANDA APPLICANT
and
NAMIBIA TRAINING AUTHORITY FIRST RESPONDENTLABOUR COMMISSIONER SECOND RESPONDENT
Neutral Citation: Banda v Namibia Training Authority (LC 170/2015) [2018]
NALCMD 15 (06 JULY 2018)
CORAM: UEITELE J
Heard: 8 September 2017Delivered: 6 July 2018
Flynote: Labour Law – Constructive Dismissal – Whether or not the appellant
was constructively dismissed by the respondent is the issue on appeal – Employee
bears the onus of showing that the employer dismissed employee by making her
continued employment intolerable – Once established, second enquiry is whether
the dismissal was unfair – Two stage enquiry not independent of each other –
Court satisfied that appellant satisfied the two stage enquiry.
Summary: The appellant was employed by the Namibia Training Authority as a
Quality System Auditor. After returning from her studies from the United States she
resumed her employment. However, she alleged that she was isolated and unfairly
discriminated against because she was not provided with work and because she
was not given the necessary equipment to effectively carry out her duty. She thus
called for a grievance hearing.
The grievance was heard during July 2014 but no conclusion was reached at the
hearing of July 2014. The appellant asked for further meetings with the
respondent, but she never got an opportunity to have a further hearing. The failure
to secure a further hearing led to her resigning from the respondent’s employment.
Appellant thereafter referred a dispute of, amongst other matters, unfair labour
practice to the Office of the Labour Commissioner. The arbitrator found that the
appellant failed to prove that the respondent indeed advised her to resign. From
there, the appellant appealed to the Labour Court.
Held that an employee who leaves a place of employment bears the onus of
showing that the employer effectively dismissed the employee by making her
continued employment intolerable.
Held further that once this is established, a second stage must be applied and this
concerns an evaluation of whether the dismissal was unfair.
Held further that section 33(1) provides that an employer may not dismiss an
employee without ‘a valid and fair reason’ and without following a fair procedure.
The court is of the view that, in assessing whether an employer constructively
dismissed an employee constitutes an assessment of whether the employer
committed unfair labour practice for the purposes of s 48(2).
ORDER
1. The respondent, Namibia Training Authority, has constructively dismissed
the appellant, Constansia Hitjevi Banda.
2
2. The respondent, Namibia Training Authority, must pay to the appellant,
Constansia Hitjevi Banda, an amount equal to the monthly remuneration which the
appellant would have earned had she not been so unfairly dismissed from the date
of dismissal (that is 24 September 2014) to the date that the arbitrator issued her
award (that is 18 August 2015).
3. The amount of remuneration mentioned in paragraph 2 of this Order must
include the adjustment, either upward or downward which took place at the
respondent’s place of employment over that period (That is the period 24
September 2014 to 18 August 2015).
4. There is no order as to costs.
JUDGMENT
UEITELE J:
Introduction
[1] The appellant, Ms Constansia Hitjevi Banda,1 was employed by the Namibia
Training Authority,2 from 10 June 2010 until 24 September 2014 when she
tendered her resignation and resigned from the Namibia Training Authority’s
employment. The second respondent in this matter is the Labour Commissioner.
Since the Labour Commissioner did not participate in these proceedings, I will, in
this judgment, refer to the first respondent as the respondent and where necessary
to the Labour Commissioner simply as the “Commissioner”.
[2] On 2 October 2014 the appellant, in terms of s 86 of the Labour Act, 2007
referred a dispute of organizational rights, unfair discrimination, unfair labour
practise, disclosure of information, sexual harassment and Namibia Training
Authority advising her to tender resignation, to the office of the Commissioner in
1 Ms Constansia Hitjevi Banda is the appellant in this appeal and is, in this judgment, referred to as ‘the appellant’.
2 The Namibia Training Authority is the first respondent in this matter.
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Windhoek. Pursuant to the referral of the dispute, the Commissioner set down the
matter for conciliation during 7 November 2014. When conciliation failed, the
matter was referred to arbitration. The arbitration proceedings were conducted
over six court days over the period of 15 March 2015 to 15 July 2015.
[3] On 18 August 2015 the arbitrator delivered her award. In her award, the
arbitrator found that the appellant failed to prove that the respondent advised her to
resign and that ‘the applicant’s (i.e. the appellant) claims do not hold water at all
and therefore deserve to be dismissed in totality’. Aggrieved by the award, the
appellant on 10 September 2015 launched a review application in terms of which
she amongst other reliefs, sought an order reviewing and setting aside the
arbitration award delivered by the arbitrator on 18 August 2015.
[4] At the time when the appellant launched the review proceedings, she was
unrepresented and she accordingly drafted and filed the notice of motion and the
supporting affidavit without the assistance of legal advice. During June 2016 the
appellant was granted legal assistance by the Directorate of Legal Aid in the
Ministry of Justice. After perusing the documentation filed in the review application,
the appointed legal practitioners advised the appellant to pursue an appeal instead
of a review. The appellant thus filed an appeal together with an application for the
condonation for the late filing of the appeal. This Court condoned the late filing of
the appeal and granted the appellant leave for her to prosecute her appeal. What
is before me is thus the appeal against the arbitration award issued on 18 August
2015.
[5] The respondent opposed the appeal. The respondent was represented by
Mr Amupanda-Kamanya of Amupanda Kamanya Incorporated. The matter was
then placed on the roll on 16 December 2016 for the hearing of the appeal by
Justice Usiku. Justice Usiku could not hear the appeal and the matter was placed
on my roll on 3 March 2017. On that day it transpired that the respondent had not
filed its heads of arguments and the grounds of opposing the appeal as required
under Rule 17(16) of the Labour Court Rules. The respondent was thus barred
from participating in the proceedings. I nonetheless (on that day) postponed the
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matter to 7 April 2017 to enable the respondent to bring an application to uplift the
bar.
[6] The 7th day of April 2017 came and passed without the respondent having
filed its application to uplift the bar, even worse the respondent’s legal practitioners
did not appear in Court on that day. On 7 April 2017 I issued an order in terms of
Rule 53(2) of the High Court Rules striking the respondent’s opposition from the
roll and postponed the matter to 7 June 2017 for a status hearing. By 7 June 2017
the respondent had still not filed any application to allow it to participate in the
appeal, I accordingly postponed the matter to 8 September 2017 for hearing the
appeal. On that date (8 September 2017) I heard the arguments in respect of the
appeal from the appellant’s legal practitioners only. With this brief introduction, I
now proceed to give the background to the appeal.
Background
[7] As I have indicated above, the appellant commenced employment with the
respondent on 01 July 2010 as an Office Administrator, on 1 October 2011 she
was appointed as a Quality System Auditor. From the record that was placed
before me, it is clear that sometime during her employment (i.e. during 2012), but it
is not clear as to exactly when, the appellant secured a Humphrey Scholarship to
pursue a research study in the United States of America (USA). It was a condition
of the scholarship that her employer, the respondent, must be willing to secure the
appellant’s permanent position and to re-employ her upon her completing her
studies.
[8] The appellant completed her studies in the USA, and sometime during June
2013 she returned to Namibia. On 8 July 2013 she resumed her work. She alleges
that upon her resuming her employment, she found that her conditions of
employment were unilaterally changed in that, Mr Ian Gicheru, her direct
supervisor, did not re-assign, integrate or bring her up to date on the work progress
or what was expected of her.
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[9] The appellant, furthermore, alleges that for a period of four months after she
had resumed work, no work or instructions were given to her, she thus states that
she accordingly had the feeling that she was being worked out as an employee. In
addition, the appellant alleges that she asked her supervisor to give her back the
files (which she previously worked on before she left for studies to the United
States of America) and work duties. She furthermore alleges that her supervisor
did not take her seriously in comparison to other staff members, she thus felt
isolated at the work place.
[10] The appellant furthermore states that as part of her job as Quality System
Auditor, she was required to travel and to receive a laptop for her to perform her
functions. The laptop was not provided to her, which made it impossible for her to
travel and to perform her work to the best of her ability. She states that her
colleagues on the same level and even staff members at ranks lower than that
which she occupied were provided with laptops, mobile telephones, 3G internet
contracts and car allowances. She also alleges that some of the files that were
returned to her were damaged and clients’ histories given to her were incomplete
resulting in mistakes as a result of which clients became angry and upset with her.
[11] She further alleges that another staff meeting took place on 14 November
2013 and out of frustration, because from July 2013 to November 2013, no files or
duties were allocated to her she, at that meeting, raised the issue of allocating
work to her. After that meeting her colleagues allocated two files to her and she
also inherited seven files from a retired employee, a certain Mr Namene.
[12] One year after she had resumed her work, she formed the view that her
working conditions had not improved for the better, she accordingly, during May
2013, launched an informal grievance against her supervisor, Mr Gicheru, with the
Chief Operating Officer, a certain Mr Beukes. An informal grievance meeting
between her, Gicheru and Beukes was called for on 4 July 2014. Nothing came of
this meeting and on 8 July 2014 she lodged what she termed an “emergency
grievance” against her immediate supervisor, Mr Gicheru, with the Chief Operating
Officer, Mr Beukes.
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[13] In the grievance letter, of 8 July 2014, the appellant refers to matters that
she raised at a meeting held on 20 May 2014 with the Chief Operating Officer. She
further stated that she felt that she was being discriminated against, felt unfairly
treated by her supervisor, felt she was being sexually harassed and that she was
being psychologically and emotionally tortured. She accordingly requested: an
emergency grievance hearing within 48 hours, the intervention by a mediator from
the Human Resources Department and representation by a representative of her
choice.
[14] The respondent’s General Manger: Human Resources enlisted the service
of Mr Clement Daniels, an external legal practitioner, to chair the grievance hearing
that was requested by the appellant. The grievance hearing was scheduled for and
took place on 18 July 2014 at the respondent’s head office. After the appellant
presented her version at the grievance hearing, Gicheru was also given an
opportunity to present his side. The chairperson, after listening to both the
appellant and Gicheru, gave the appellant the opportunity to propose the way
forward. The minutes of the grievance hearing amongst others read as follows:
‘Closing Remarks
Employees issues to be dealt with timeously to continue with the working relationship; the
grievances should not lead to victimization but also that the aggrieved employee is correct.
Mr Daniels will write a report but said that he will wait on Ms Banda for two weeks. He
suggested that the matter stands over. Mr Banda can send an email or he will contact her
in two weeks.
Mr Daniels thanked everybody present and closed the meeting.’
[15] By the end of July 2014 (on 30 July 2014) the appellant addressed an email
to the respondent’s General Manger: Human Resources, a certain Ms Bernadette
Imelda Sam (I will, in this judgement, refer to her as Ms Sam) that email in material
terms reads as follows:
‘This is a follow-up on the Grievance Hearing Meeting to discuss the way forward
as unanimously agreed at the initial hearing which took place on July 18 th, 2014. The
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agreement was that all parties involved are to meet again on August, 01st, 2014. As such
is it possible for you to email an invitation meeting calendar to all parties as a reminder
with time and venue information, please I will appreciate this.’
[16] Ms Sam responded on the same day, in her response she indicated that
she will double check with Mr Daniels, the chairperson of the grievance hearing
and revert to the appellant. On 31 July 2014 Ms Sam wrote another email to the
appellant that mail, amongst other things, reads as follows:
‘Mr Daniels indicated that 1 August 2014 was the date he gave to you to reply to
him on a certain issue. Once he has your reply he will schedule a meeting with all parties.
Mr Daniels requested that you please forward your reply to him by 1 August 2014 so that
he can finalise his report and the next meeting date.’
[17] On the same date the appellant responded to Ms Sam, her response reads
as follows (I quote verbatim from the email):
‘I appreciate you following up hereto with Mr Daniels.
I am aware that, I was requested to make my own decision on the way forward as far as
the proceedings of the grievance hearing went. So I have requested a two weeks’ time
period to think about what it is that I want. Therefore, it was agreed that, August 1st was
the next scheduled meeting to present my decision. And everyone else was requested to
verify their availability to Mr Daniels because Mr Gicheru and yourself were not sure.
I say this in advance I still stand to be corrected. But and unfortunately, I do not remember
an arrangement made for me to respond in writing and forward my decision to the
chairperson, Mr Clement Daniels. Neither has Mr Daniels advised me and my Workplace
Union Deputy Chair Mr Moses Tjirare as my representative on the process he wanted me
to hand in my decision response to him. Instead, I gave him my email and contact number
in case he needed to verify a change of date for the agreed next scheduled meeting once
Mr Ian Gicheru ( Quality Assurance Manager /Accused) and yourself ( Ms Bernadette
Sam, General Manager HR/Meeting Observer) confirmed your availability to him.
Thereafter, this meeting only then will Mr Daniels finalise each and directly outcome
against the respective individuals through a report draft.
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And still, it is my humble suggestion that, I should be allowed to respond my decision on
the way forward with NTA through a meeting process with all parties involved, please.’
[18] Still on the same date, i.e. the 31 July 2014, Ms Sam responded to the
appellant indicating that she is forwarding the appellant’s mail to Mr Daniels for
information and for his guidance. By 5 August 2014 Mr Daniels had not yet
responded to the appellant’s email. The appellant on 5 August 2014 addressed a
mail to Mr Daniels in which she lamented the treatment she received from the
respondent. In that email she amongst other things writes that:
‘…I therefore, am proposing that I would rather part ways with the NTA in an
orderly and on an amicable terms in resolving fully and finally all the matters between us.
Also I am hoping that you would understand my reasons for leaving and consider my
conditions to be released.’
[19] Mr Daniels replied to the appellant’s mail on 7 August 2014 in which he
informed the appellant that he is not part of their unfinished grievance hearing and
she should have addressed the mail to her employer. He (Mr Daniels) stressed
that he was merely the facilitator/chairperson of the appellant’s grievance hearing.
He further more said to her:
‘With regards the grievance, during our meeting of 18 July 2014 you indicated that
you needed two weeks to consider a response on one of the subjects of your grievance
and undertook to communicate same to me by 01 August 2014. I have not received your
response to date, instead you unilaterally wanted to call a meeting on 01 August 2014,
which unfortunately did not fit my schedule on that particular day. I have communicated
your undertaking to respond to the grievance in writing by 01 August 2014, but from your
email communication it appears that you are disputing your undertaking.
I wish to iterate that you are holding up the finalisation of the grievance process by not
abiding by your undertaking of 18 July 2014. In the circumstances I hereby give you a final
opportunity to send your response before close of business on Friday, 08 August 2014. If I
do not receive your response I shall finalise my report on the grievance.
Finally, I strongly disagree with you that you have exhausted the grievance procedure,
because you are the one that is delaying the finalisation of the grievance process.’
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[20] The appellant responded, by email, to Mr Daniels letter on the same date
(i.e. on 7 August 2014). In that mail she suggested to Mr Daniels that it may be in
the interest of both parties that they revisit the recordings and the minutes of the
meeting of 18 July 2014, because it appears to her that she is the only person who
recalls that at that meeting it was unanimously agreed that a follow up meeting had
to take place on 1 August 2014. She furthermore stated the following in her reply to
Mr Daniels (I quote verbatim):
‘Mr Daniels is it not possible for you to arrange a meeting please? I am not
comfortable at all communicating through emails for the following reasons to: 1 I am rather
honestly confused right on what is it exactly that, you wanted me to decide on if not
according to my understanding it was my work relationship with NTA. 2. Also since I was
not informed of any other ways than the meeting platform where I should have respondent
through to you. 3. Including not being informed on which resounding decision I was
expected to address to NTA as my employer and not to you as a facilitator.
In the meantime, I wish to say that, regardless if this is a miscommunication it adds more
to my unresolved problem and at present is making me feel mentally drained and
physically weakened to show my presence at NTA. Also without being selfish I could only
imagine that nor are other individuals and yourself involved in this situation feeling
comfortable. As a result I would appreciate it, and hope you will consider my request for
you to please arrange a meeting to take place at your earliest convenient available time.’
[21] From the documents filed of record Mr Daniels did not respond to the
appellant’s mail of 7 August 2014, instead Ms Sam, responded on 14 August 2014
to the appellant’s letter of 5 August 2014. In that letter Ms Sam, informed the
appellant that her letter of resignation was not addressed to the NTA as the
employer and she should therefore consider to discuss her concerns with her
employer particularly, Mr Amalwa and Jerry Beukes, and if she does not want to
engage in further discussions and she still wants to resign she must address the
letter of resignation, for the attention of Mr Beukes or Mr Amalwa, to the
respondent as employer. In that letter Ms Sam drew the attention of the appellant
to s 30(1)(c) and 31(3) of the Labour Act, 2007.
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[22] It furthermore appears from the documents filed of record that, the
chairperson of the conciliation meeting, Mr Daniels resigned as such on 6 August
2014 and submitted his report to the respondent on 18 August 2014. It furthermore
appears that, on 20 August 2014, a meeting took place between the appellant, Ms
Sam and a certain Mr Mukoya. The appellant alleges that at that meeting, Ms Sam
and Mukoya indicated to her that the respondent will provide the appellant with a
list of possible positions within the range of her qualifications from which she can
choose to be redeployed to. She alleges that she was promised that the list of the
positions will be made available to her within two weeks from the date of the
meeting (i.e. two weeks from 20 August 2014).
[23] According to the appellant, the two weeks passed without communication
from the respondent. When the ‘two weeks period’ passed, the appellant with the
assistance of her union representative insisted on a further meeting, which meeting
took place on 12 September 2014. At that meeting the appellant was offered a
position of data typist, which would have been a demotion to her. Apart from the
fact that the position of data typist would have been a demotion, the respondent
did not indicate to the appellant in which department the position of data typist was.
After the meeting of 12 September 2014, the appellant tendered her resignation
from the respondent’s employment. She gave one months’ notice from 21
September 2014 to 21 October 2014.
[24] The workplace trade union representative who has been representing the
appellant then reported the appellant’s matter to the head office of the recognised
trade union, Namibia Public and Allied Union. The Deputy Secretary General of the
union thereafter had consultation with the appellant after which he advised the
appellant to retract her resignation. On 25 September 2014 the appellant
addressed a letter to the respondent in which she withdrew her resignation. The
respondent’s acting Chief Executive Officer, Ms Ester Anna Nghipondoka, replied
to the letter of resignation and the letter of the withdrawal of the resignation on 30
September 2014. In the letter of 30 September 2014 the respondent indicated that
it will not accept the withdrawal of the resignation and that it had waived the notice
period and the last working day for the appellant was 30 September 2014.
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The arbitration and the arbitration award
[25] I indicated above in the introductory part of this judgment that the appellant
referred a dispute of, amongst other matters, unfair labour practice to the Office of
the Labour Commissioner. I also indicated that the Office of the Labour
Commissioner referred the matter to arbitration and that the arbitration took place
over a period of six court days.
[26] The arbitrator found that the appellant failed to prove that the respondent
indeed advised her to resign and that ‘the applicant’s (i.e. the appellant) claims do
not hold water at all and therefore deserve to be dismissed in totality. The arbitrator
said the following:
‘It is imperative at this juncture to mention that although the issue of constructive
dismissal featured so much during the arbitration proceedings, there was not dispute of
constructive dismissal referred to the Labour Commissioner and as result I will not dwell
much on it.
It is also imperative to mention that most of the issues presented in the evidence adduced
before me were the same issues that were part of the grievance hearing which took place
in July 2014 which process according to the evidence before me was never completed due
to the applicant’s resignation from respondent company. It is thereof crystal clear that the
respondent’s internal remedies were not fully exhausted.
At least applicant was supposed to wait for the grievance hearing to be completed and if
she was not happy with the outcome then move on to the next level.
I should also mention that arbitration tribunal is under no circumstances a substitution of
the employers’ internal remedies and it must really be the final resort. Furthermore, it is not
the intention of the legislature to substitute employers’ internal remedies with the
arbitration process and it is a process to be resorted to after the parties have exhausted
the internal remedies and such remedies have not yielded positive results…
… If found that applicant decided to abandon the internal proceedings granted to her and
such decision was a frolic of her own… I further find no wrongdoing by respondent for
requesting applicant to indicate her resignation notice period. An employee cannot just
indicate her intention to resign without being specific as to when such resignation will
become effective, thus leaving employer in limbo.
12
I therefore find that applicant failed to prove that respondent indeed advised her to resign.
In the final result I found that applicant claims do not hold water at all and therefore
deserve to be dismissed in totality.’
The grounds of appeal against the arbitration award
[27] The appellant appeals against the finding of the arbitrator on the following
grounds:
(a) The appellant contends that the arbitrator relied on information not material
to the issues presented at the arbitration hearing relating to the issues of
unfair discrimination and constructive dismissal.
(b) The arbitrator could not in the circumstances have reasonably have come to
the conclusion she arrived at in law if she had regard to the correct factual
issues presented before her relating to unfair discrimination, sexual
harassment and constructive dismissal including inter alia salary
discrepancies of the appellant and other colleagues with the first
respondent.
(c) The arbitrator erred in law in arriving at the conclusion she did. She would
not have reached a conclusion that the appellant was not constructively
dismissed had she properly considered the facts presented by the appellant
relating to unfair discrimination sexual harassment and constructive
dismissal.
(d) The arbitrator erred in law by not applying the correct legal principles to the
facts presented to her at the arbitration. Had the arbitrator properly applied
the applicable legal principles relating to unfair discrimination and sexual
harassment, she would have found that the applicant had made out a case
for constructive dismissal and unfair discrimination based on sex.
[28] With the introduction and background that I have set out in the preceding
paragraphs, I am of the view that the question of whether or not the appellant was
constructively dismissed by the respondent is central to this appeal. I will therefore,
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in the ensuing paragraphs, briefly set out the legal principles relating to
constructive dismissal.
The legal principles relating to constructive dismissal
[29] In the matter of Transnamib Limited v Swartz3 this Court held that
constructive dismissal occurs where:
‘… an employee terminates the employment, or agrees to the termination, but this
termination or agreement was prompted or caused by the conduct of the employer…’
[30] The court in that case (i.e. the Transnamib Limited v Swartz matter) further
approved the submission that constructive dismissal takes place when the
employer renders the relationship with the employee so intolerable that the
employee (feels that he) has no option (but) to resign, the termination of the
contract becomes that of the employer.
[31] In the matter of Kavekotora v Transnamib Holdings Ltd and Another4 this
court accepted the concept of constructive dismissal as eloquently explained by
Cameron JA in the South African Supreme Court of Appeal in the following way.5
'8 In employment law, constructive dismissal represents a victory for
substance over form. Its essence is that although the employee resigns, the causal
responsibility for the termination of service is recognised as the employer's unacceptable
conduct, and the latter therefore remains responsible for the consequences. When the
labour courts imported the concept into South African law from English law in the 1980s,
they adopted the English approach, which implied into the contract of employment a
general term that the employer would not without reasonable and proper cause conduct
itself in a manner calculated and likely to destroy or seriously damage the relationship of
confidence and trust with the employee: breach of the term would amount to a
contractual repudiation justifying the employee in resigning and claiming compensation
for dismissal.'
3 NLLP 2002(2) 60 (NLC).4 2012 (2) NR 443 (LC). Also see Kasuto v Namibia Wildlife Resort (LCA 23/2013) [2013]
NALCMD 37 (6 November 2013).5 Murray v Minister of Defence 2009 (3) SA 130 (SCA) ([2008] 6 BCLR 513; [2008] 3 All SA 66)
at para 8. I have omitted the square brackets in the numbering in order to avoid confusion.
14
And:
'12 In detailing this right, the parties freely invoked the carefully considered
jurisprudence the labour courts have evolved in dealing with unfair employer-instigated
resignations under the labour relations legislation of the past three decades. These
cases have established that the onus rests on the employee to prove that the resignation
constituted a constructive dismissal: in other words, the employee must prove that the
resignation was not voluntary, and that it was not intended to terminate the employment
relationship. Once this is established, the inquiry is whether the employer (irrespective of
any intention to repudiate the contract of employment) had without reasonable and
proper cause conducted itself in a manner calculated or likely to destroy or seriously
damage the relationship of confidence and trust with the employee. Looking at the
employer's conduct as a whole and in its cumulative impact, the courts have asked in
such cases whether its effect, judged reasonably and sensibly, was such that the
employee could not be expected to put up with it.
13 It deserves emphasis that the mere fact that an employee resigns because work
has become intolerable does not by itself make for constructive dismissal. For one thing,
the employer may not have control over what makes conditions intolerable. So the
critical circumstances must have been of the employer's making. But even if the
employer is responsible, it may not be to blame. There are many things an employer
may fairly and reasonably do that may make an employee's position intolerable. More is
needed. The employer must be culpably responsible in some way for the intolerable
conditions: the conduct must (in the formulation the courts have adopted) have lacked
reasonable and proper cause. Culpability does not mean that the employer must have
wanted or intended to get rid of the employee, though in many instances of constructive
dismissal that is the case.'6 (Underlined for emphasis)
[32] In order to determine whether a constructive dismissal has been
established, the South African Labour Appeal Court, in the matter of Solid Doors
(Pty) Limited v Commissioner Veron and Others,7 held as follows:
‘... [T]here are three requirements for constructive dismissal to be established. The
first is that the employee must have terminated the contract of employment. The second is
that the reason for termination of the contract must be that continued employment has
6 Also compare with the case of Cymot (Pty) Ltd v McLoud, 2002 NR 391 (LC). 7 (2004) 25 ILJ 2337 (LAC) at para 28.
15
become intolerable for the employee. The third is that it must have been the employee’s
employer who made continued employment intolerable. All these three requirements must
be present for it to be said that a constructive dismissal has been established. If one of
them is absent, constructive dismissal is not established.’
[33] In the matter of Pretoria Society for the Care of the Retarded v Loots8 the
South African, Labour Appeal Court said the following:
‘When an employee resigns or terminates the contract as a result of constructive
dismissal such employee is in fact indicating that the situation has become so unbearable
that the employee cannot fulfil what is the employee's most important function, namely to
work. The employee is in effect saying that he or she would have carried on working
indefinitely had the unbearable situation not been created. She does so on the basis that
she does not believe that the employer will ever reform or abandon the pattern of creating
an unbearable work environment. If she is wrong in this assumption and the employer
proves that her fears were unfounded then she has not been constructively dismissed and
her conduct proves that she has in fact resigned.’
[34] In the matter of Smithkline Beecham (Pty) Ltd v CCMA & Others9 the court
said the following about the decision in Pretoria Society:
‘What is clear from the aforesaid decision of the Labour Appeal Court [i.e. Pretoria
Society for the Care of the Retarded v Loots] is that the test for determining whether or not
the termination of employment constituted a constructive dismissal is an objective one.
The subjective apprehensions of an employee can therefore not be a final determinant of
this issue. The conduct of the employer must therefore be judged objectively. It would be
unfair to an employer to allow the subjective perceptions of an employee of its conduct,
particularly when these perceptions turn out to be incorrect, to be the determining factor in
penalizing the employer…’
[35] When does the relationship become intolerable? As the authors point out in
South African Labour Law:10
8 (1997) 18 ILJ 981 (LAC) at 984E – F.:9 [2000] 3 BLLR 344 (LC).10 Taylor, Steenkamp & Kantor: “Unfair dismissal: misconduct, incapacity and automatically unfair
dismissals” in Thompson & Benjamin, South African Labour Law Vol 1 (Juta, 2010) at AA1-408.
16
‘The word 'intolerable' indicates a significant level of breakdown in the employment
relationship.… It means that the employee could not continue to endure the employment
relationship.’
[36] The South African Constitutional Court remarked in Strategic Liquor
Services v Mvumbi NO & Others11 that the test for constructive dismissal does not
require that the employee has no choice but to resign, but only that the employer
should have made continued employment intolerable.
[37] From the above authorities, the law in our jurisdiction in respect of
constructive dismissal may be summarised as follows, an employee who resigns
from his or her employment bears the onus of showing that the employer
effectively dismissed the employee by making his or her continued employment
intolerable. Once this is established, a second stage must be applied and this
concerns an evaluation of whether the dismissal was unfair. In my view the courts
have correctly held that the two stages that I have set out above are however not
independent stages.
‘They are two stages in the same journey and the facts which are relevant in regard to the
first stage may also be relevant in regard to the second stage’12.
In summary, when faced with a case of constructive dismissal, an employee, bears
an initial onus of showing, on an objective standard, that the employer has
rendered the employment relationship intolerable, it is not sufficient for an
employee to allege that she genuinely believed that the employment relationship
had become “intolerable”, the employee must satisfy the arbitrator that her
subjective mind-set was reasonable in the circumstances.
Discussion
[38] I now turn to the facts of this case. It is common cause that, as at 21
September 2014 when the appellant resigned from the respondent’s employment,
an employment relationship was in existence between the appellant and the
11 (2009) 30 ILJ 1526 (CC); [2009] 9 BLLR 847 (CC) at para [4].12 Sappi Kraft (Pty) Ltd t/a To Gain Mill v Majake N.O. & Other,(1998) 19 ILJ 1240 at 1250.
17
respondent. It is furthermore common cause that the employee, the appellant in
this case, brought the contract of employment to an end. What remains to be
determined is whether the reason for the appellant’s resignation was that of the
employer, the respondent, who rendered the prospect of a continued employment
“intolerable”.
[39] The bulk of the background information that I provided in this judgment was
derived from the evidence that the appellant gave at the grievance hearing of 18
July 2014 and at the arbitration proceedings held between March 2015 and July
2015. I therefore do not find it necessary to rehearse the evidence of the appellant.
There is no dispute in this matter that, when the appellant returned from her
studies and took up employment with the respondent she was, for a period of four
months (that is from July 2013 to November 2013), literally ignored, no work or
assignments were given to her, she testified that all that she did during that period
of four months was to read her emails.
[40] There is also no dispute that as part of her job as a Quality System Auditor,
the appellant was required to travel and to receive a laptop for her to perform her
functions. The laptop was not provided to her. The appellant testified that her
colleagues on the same level and even staff members who ranked lower than her
were provided with laptops, mobile telephones, 3G internet contracts and car
allowances.
[41] The appellant’s direct supervisor, Mr Gicheru’s, explanation ( at the
arbitration hearing) to the above was that the appellant’s work was taken from her
and allocated to other colleagues when she went to the United States to undertake
studies. He said that in her absence, work could not stand still and as a result, the
files that were allocated to her were distributed among the rest of the colleagues.
Mr Gicheru testified, at the arbitration hearing, that it was not appropriate to let the
work wait until the appellant had returned from her studies as they were dealing
with clients as well as sensitive matters and could not allow those files to remain
dormant. He went on to explain that upon the appellant’s return, he advised the
staff members in his department to return the files that the appellant worked on,
prior to her leaving for her studies, to her.
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[42] He, however, stated that there was a particular file where substantial work
had been done in her absence by another colleague and he felt that giving such
file back to the appellant would be retrogressive. He explained that he thus gave
instructions that that particular file must not be returned to the appellant because
the process was nearing completion so the person who was working on that file
should continue until she had completed work on that file.
[43] In respect of the allegations pertaining to the laptop, he testified that he had
made arrangements with the procurement team to provide the appellant with a
laptop but unfortunately, because of the procurement processes which are outside
his control; her laptop did not come in good time. He added that appellant in the
meantime had a desktop from which she could have done her job and again there
was no way he could have said she should not be provided with a laptop.
[44] There is equally no dispute that the appellant attempted to address all these
irritations, frustrations and tension in the employment relationship, with her
supervisors on an informal basis (there were the meetings of 14 November 2013,
20 May 2014, and 4 July 2014). Her attempts to address these irritations,
frustrations and tension at her workplace culminated in her filing what she termed
an ‘emergency’ grievance leading to a grievance hearing on 18 July 2018. The
grievance that the appellant lodged did not resolve her dissatisfaction.
[45] The respondent through its witness Mr Daniels, who was the chairperson of
the grievance hearing, of 18 July 2014, testified, at the arbitration hearing that the
grievance proceedings were not concluded because the appellant reneged on her
undertaking to provide the chairperson with her proposal as to the way forward.
[46] It is on the basis of, amongst other evidence, this evidence that the
arbitrator found that ‘although the issue of constructive dismissal featured so much
during the arbitration proceedings, there was not a dispute of constructive
dismissal referred to the Labour Commissioner’ and as result she will not dwell
much on it. The arbitrator did thus not consider the question of constructive
dismissal. In my view the arbitrator misconceived the nature of the enquiry before
19
her. The appellant referred a dispute of unfair labour practice to the Labour
Commissioner’s office.
[47] Unfair disciplinary action against an employee is regulated by s 48 of the
Labour Act.13 That section provides that the provisions of s 33 of the Act, which
apply to unfair dismissal, shall, ‘read with the necessary changes, apply to all other
forms of disciplinary action against an employee by an employer’ and s 48(2)
states that disciplinary action taken against an employee in contravention of s 33
constitutes an unfair labour practice.
[48] Section 33(1) provides that an employer may not dismiss an employee
without ‘a valid and fair reason’ and without following a fair procedure. I am
accordingly of the view that, an assessment of whether or not an employer
constructively dismissed an employee, constitutes an assessment of whether the
employer committed unfair labour practice for the purposes of s 48(2). The
arbitrator had a complaint of unfair labour practice before her, she was thus duty
bound and obliged to consider whether the appellant’s complaint of constructive
dismissal was valid or not. The decision by the arbitrator not to consider the
appellant’s complaint of constructive dismissal is thus perverse.
[49] I indicated above that in this instance, the appellant resigned from the
respondent’s employment. On 5 August 2014 she authored a letter which was
addressed to the chairperson of the grievance hearing, in that letter the appellant
conveyed her reasons for her resignation, she said:
‘…I am resigning from my position as Quality System Auditor for Namibia Training
Authority (NTA) with immediate effect. Please accept this letter as a formal constructive
dismissal notice and termination of my contract of employment with the company.
13 Section 48 of the Labour Act, 2007 reads as follows:‘Unfair disciplinary action 48. (1) Section 33 in so far as it applies to the dismissal of an employee, does, read with the necessary changes, apply to all other forms of disciplinary action against an employee by an employer.
(2) Disciplinary action taken against an employee in contravention of section 33 constitutes an unfair labour practice.’
20
First and foremost; I appreciate and am grateful for the opportunity given to me to work at
NTA. Although I have been subjected to incredible various discrimination experience
throughout these past 4 years I have been with the organisation.
Secondly, I feel that, I have been left with no option to leave because my work
environment, trust and general relationship with NTA is beyond intractable for me to
remain. Also, the NTA’s involvements in the current grievance, including other
subsequent grievances processes resulted in it making multiple mistakes. Therefore, I am
confident that, I have reasonably acted and exhausted the grievance procedures while I
remained an employee.
Thirdly; notwithstanding, I content that, in my opinion Mr. Ian Gicheru’s guilt of admission,
and that, NTA has acted , including omitted to protect me on a continually basis up to
present date form an out of control systematic campaign of discrimination; unfair
treatment; unsafe work environment which amounted to sexual harassment. These are
situations I consider presently high risks, and foreseeing more detrimental treatments
endangering upon my mental and physical well-being….’
[50] From the above letter and the fact that the appellant did lodge complaints of
discrimination and sexual harassment with her employer and the respondent’s
failure to decisively address the complaints, I am satisfied that, the appellant’s
resignation was not voluntary and that she did not intend to terminate the
relationship. In my view the appellant’s resignation was induced by her feeling that
she was being discriminated against and that the employer did not protect her
against the ‘systematic’ discrimination meted out against her and rendering her
work situation intolerable. The follow up question is whether her feeling of being
discriminated against was, objectively viewed, reasonable.
[51] In my view the appellant’s feeling was, on the evidence that was placed
before the arbitrator, reasonable. I say so because the acts or omissions that led to
the appellant feeling discriminated against were those of the respondent’s
employees, the respondent employer thus had control over what made the
appellant’s working conditions intolerable. In my view the respondent employer’s
failure to effectively address the appellant’s complaints made it to be culpably
responsible for the intolerable working conditions. I can find no reasonable and
proper cause why the respondent did not effectively address the appellant’s
21
complaints. I thus conclude that the respondent constructively dismissed the
appellant.
[52] I am aware of the cases of Oelofse v New Africa Publications Ltd14 and
Value Logistics Ltd v Basson and Others15 where employees resigned and
subsequently attempted to withdraw their resignations. In considering their claims
for constructive dismissal, the arbitrators in those two cases found that the
attempted withdrawal of the resignations was inconsistent with a claim that the
employment relationship had become intolerable and the claims for constructive
dismissal failed. In this matter, the attempt to withdraw the resignation was not
born out of the desire to mend the working relationship as was the case in the
Oelofse and Value Logistics Ltd matters. In this case the attempted withdrawal of
the resignation was based on the wrong advice that the appellant received that she
stood a better chance for a case of constructive dismissal while she was in the
employment. The attempted withdrawal of the resignation was in this case
consistent with the allegation that the work relationship had become intolerable.
[53] The second leg of the enquiry is whether the dismissal of the appellant was
fair. The arbitrator made the finding that the grievance hearing which took place
during July 2014 was never completed due to the applicant’s resignation from
respondent’s company. It is therefore crystal clear, the arbitrator held that the
respondent’s internal remedies were not fully exhausted. ‘At least applicant was
supposed to wait for the grievance hearing to be completed and if she was not
happy with the outcome then move on to the next level’, said the arbitrator.
[54] In my view, the arbitrator did not have a full appreciation of the evidence
presented to her. She found as a fact that on the evidence that was presented to
her the grievance hearing of 18 July 2014 did not reach conclusion because the
appellant resigned from respondent employer’s employment. In my view this
conclusion is not born out by the evidence that was placed before the arbitrator.
[55] The evidence that was placed before the arbitrator is that on 18 July 2014
the appellant’s supervisor, Mr Gicheru, stated that, if he had failed to protect the
14 [2001] 10 BALR 1098 (CCMA).15 (C1025/09) [2011] ZALCCT 10; (2011) 32 ILJ 2552 (LC) (26 May 2011).
22
appellant from aggressive clients and if he had discriminated against her, he
apologised to her. Upon that statement by Mr Gicheru, the chairperson of the
grievance hearing enquired whether the appellant accepts the apology. The
appellant’s reply was in the negative. It is then that the chairperson enquired what
way forward the appellant would suggest. The appellant requested two weeks to
think about the way forward. I quoted16 the chairperson of the grievance hearing as
saying that he will write a report but that he will wait on Ms Banda (the appellant)
for two weeks and that Ms Banda can send an email or he will contact her in two
weeks.
[56] The two weeks after 18 July 2014 would have expired on 1 August 2014.
When that date was nearing the appellant addressed an email to the respondent’s
General Manager of Human Resources requesting a date for the continuation of
the grievance hearing. The chairperson of the grievance hearing was of the view
that there was no need for a hearing; the appellant just had to put her proposal as
to the way forward in writing. The appellant kept on begging for a hearing where
she would discuss her way forward.17 It is only when she was accused of
‘unilaterally’ demanding a meeting and holding up the conclusion of the grievance
hearing that she authored the resignation letter of 5 August 2014 in which she
stated that her way forward with the respondent employer was for her to amicably
part ways.
[57] The evidence that was placed before the arbitrator further indicates that the
employer did not accept the appellant’s resignation of 5 August 2014, because the
letter conveying the resignation was not addressed to it but to the chairperson of
the grievance hearing. When it became clear that her resignation was not
accepted, the appellant continued to work and further continued to engage the
respondent employer to find a solution to her irritations and frustrations. The
engagements continued on 14 August 2014 and again on 20 August 2014. The
evidence placed before the arbitrator is furthermore that on 20 August 2014 the
respondent’s General Manager Human Resource, Ms Sam and a certain Mr
Mukoya, had undertaken to find another position in the respondent’s employment
16 See paragraph [14] of this judgment.17 I have in paragraphs [15] and [16] of this judgment extensively quoted from the exchange of
the emails between the appellant and the General Manger Human Resources and Mr Daniels.
23
to which the respondent could be transferred. When by 21 September 2014 the
Human Resources Manager and Mr Mukoya had not reverted to the appellant with
a position and the department to which the appellant could be transferred the
appellant tendered a second letter of resignation.
[58] The evidence put before the arbitrator was furthermore that the reason why
an external person in the person of Mr Clement Daniel was appointed to hear the
appellant’s grievance is the fact that everybody in the respondent’s employment,
including the Chief Operating Officer and the acting Chief Executive Officer, were
at one point or the other involved in the hearing of the appellant’s informal
grievance hearings. I have read the record and I perused it and I could nowhere
find the Grievance Procedure of the appellant. I am therefore of the view that the
arbitrator’s finding that the grievance hearing of 18 July 2014 was not concluded
because the appellant had resigned from the respondent’s employment as
perverse. In my view the respondent’s failure to decisively address the appellant’s
grievances was unfair, thus rendering the dismissal of the appellant as unfair.
The appropriate relief.
[59] Having concluded that the appellant was constructively dismissed and that
such dismissal was unfair, what remains to be determined is the relief that may be
granted by this Court. Section 86(15) of the Labour Act, 2007 empowers an
arbitrator to make any appropriate arbitration award including an order of
reinstatement of an employee or an award of compensation. The section confers a
discretion on the arbitrator. The arbitrator has a discretion to determine whether
compensation should be awarded at all, and if so, to determine what amount is
reasonable. This court in turn is entitled to confirm, vary or set aside an order of
the arbitrator according to the requirements of the law and fairness.18
[60] In the present matter, the appellant resigned from the respondent’s
employment on 24 September 2014. The appellant’s complaint to the Labour
Commissioner was resolved on 18 August 2015 when the arbitrator served her
award on the appellant. The appellant, at the arbitration hearing, indicated that she
18 See section 89 (10) of the Labour Act, 2007.
24
does not seek reinstatement because, in her view the employment relationship has
irretrievably broken down. It follows that I will not consider the option of ordering
the respondent to reinstate the appellant.
[61] With respect to compensation, Parker19 opines that an arbitrator must award
such amount of compensation as he or she considers reasonable, fair and
equitable, regard being had to all circumstances of the case. Therefore, in
determining the amount of compensation, the courts have taken into account the
extent to which the claimant's own conduct contributed to the dismissal. The courts
have also taken into account the view that compensation must not be calculated in
a manner aimed at punishing the employer, or at enriching a claimant because it is
awarded based on the principle of restitutio in integrum.20 It must be borne in mind
that discretion is not the equivalent of caprice. I am bound to exercise a discretion,
and to do so within the limits imposed by the Act.
[62] If I choose to award compensation as I have done in this matter, what I
award must be compensation properly so called. Compensation is not synonymous
with a gratuity. In its ordinary meaning, the term envisages an amount to make
amends for a wrong which has been inflicted.21 The primary enquiry must
accordingly be to determine what that loss is. The loss in this case is the
remuneration over the period of the unfair dismissal of the appellant and it is that
loss that must be made good.
[63] In the matter of Pep Stores (Namibia) (Pty) Ltd v Iyambo and Others22 this
Court held that where an arbitrator awards compensation that is equal to the
amount of remuneration that would have been paid to the employee had the
employee not been dismissed, it is not necessary for the employee to lead
evidence to establish the amount involved. Gibson J said:
‘It is common cause that the respondents had all been in the appellant's
employment. The question of what the appellant paid the respondents was not in issue. It
was a circumstance which could easily be ascertained without the need for formal
19 Collins Parker: Labour Law in Namibia. Unam Press (2012) at 193.20 Also see the case of Novanam Ltd v Rinquest 2015 (2) NR 447 (LC).21 See Novanam Ltd v Rinquest (supra) at para [18].22 2005 NR 372 (SC).
25
evidence from the respondents as it lay exclusively within the purview of the appellant's
domain. The failure to lead the formal details is more of a technicality. There cannot be
prejudice to the appellant in mere failure to depose to the salaries paid to the workers.’
[64] I am therefore of the view that it is just and fair to order the respondent to
compensate the appellant by paying her (appellant) the remuneration that she
(appellant) would have received over the period which she remained unfairly
dismissed (that is from September 2014 to 18 August 2015). The amount of
remuneration must include the adjustment, either upward or downward which took
place at the respondent’s place of employment over that period (That is the period
24 September 2014 to 15 August 2015).
[65] Consequently, the appeal succeeds. For the avoidance of doubt, the award
of the arbitrator dated 18 August 2015 is set aside and replaced with the following
order:
1. The respondent, Namibia Training Authority, has constructively dismissed
the appellant Constansia Hitjevi Banda.
2. The respondent, Namibia Training Authority, must pay to the appellant,
Constansia Hitjevi Banda, an amount equal to the monthly remuneration which the
appellant would have earned had she not been so unfairly dismissed from the date
of dismissal (that is 24 September 2014) to the date that the arbitrator issued her
award (that is 18 August 2015).
3 The amount of remuneration mentioned in paragraph 2 of this Order must
include the adjustment, either upward or downward which took place at the
respondent’s place of employment over that period (That is the period 24
September 2014 to 18 August 2015).
4 There is no order as to costs.
---------------------------------
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S F I Ueitele
Judge
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APPEARANCE:
APPELLANT: E M Angula
Of AngulaCo Inc, Windhoek Namibia
RESPONDENT: No appearance.
28