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    ASEAN and Great Powers:

    Lessons and Challenges AheadBy

    Kavi [email protected]

    17 August, 2010Chulalongkorn University(for classroom used ony)

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    Todays lectureFirst Session:

    -Panoramic view: Political and Security cooperation in Aseansince its inception in1967

    -Asean engages great powers: Asean Regional Forum, newregional architecture, expanded East Asia Summit (outcomeof Hanoi meeting, July 19-23, 2010)

    Second Session :

    - Asean Security Community (ASC) and other regional securityorganizations

    -Key issues: Terrorism, drugs and human trafficking, nuclearproliferation (North Korea, Burma), South China Sea,Maritime Security

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    If we dont hang together,we will be hung separately.

    S Rajaratnam

    Singapore FM, 1967

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    Four Asean instruments on

    political and security cooperation The Bangkok Declaration: first Asean document,

    political commitment (respect for justice, rule of law)to ensure stability and security, free from outside

    interferences (but need in a clear term!) The Bali Declaration of Asean Concord: formalized

    political cooperation, envisioned a balance in political,economic and functional cooperation (1967-76)

    Declaration on the Zone of Peace, Freedom and

    Neutrality (ZOPFAN): imbalance prevailed, politicalcooperation slower pace (1976-1997) The Treaty of Amity and Cooperation (TAC) in

    Southeast Asia (1976): fail as a conflict resolutionmechanism but useful as diplomatic tools

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    Asean Declaration 1967Countries of Southeast Asia share

    primary responsibility for strengthening

    economic and social stability of theregion and for ensuring their peacefuland progressive national development.

    Our security depends on our ability to provideall the goods of life for our people and tobuild societies which are just and fair toall.Malaysian PM Hussein Onn

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    ASEAN CONCORD (1976) Expanding political cooperation Adopting principles for regional stability and a

    program of action for political cooperation. Holding ASEAN summits, settling intraregional

    disputes by peaceful means as soon aspossible

    Improving the ASEAN machinery tostrengthen political cooperation

    Strengthening solidarity by promoting theharmonization of views (still difficult today!)

    Coordinating positions and common action

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    Zone of peace, freedom and

    neutrality (ZOPFAN) ZOPFAN established 1971 as one of the earliest concepts

    of Asean for security

    Seek recognition ofZOPFAN and broaden the areas of

    cooperation to increase solidarity and closer relationshipbetween Asean and outside world

    recognizesthe right of every state, large or small, tolead its national existence free from outside interferencein its internal affairs

    ZOPFAN later included concept of national resilience:

    nation security through self-help and self-reliance 1983 Indonesia/Malaysia proposed SEANWFZ as part ofZOPFAN

    After September 11, 2001, less mentioning ofZOPFAN

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    ASEAN Concord II (2003) nurture common values--habit of consultation

    to discuss politicalissues

    willing to share information on matters ofcommon concern: environmental degradation,maritime security cooperation,

    enhance defense cooperation in ASEAN,

    develop a set of socio-political values and

    principles settle long-standing disputes through peaceful

    means (reemphasis of Concord I)

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    1976 Treaty of Amity & Cooperation Mutual respect for the independence,

    sovereignty, territorial integrity and nationalidentity of all nations;

    Right of every state to lead its nationalexistence free from external interference,subversion or coercion;

    Noninterference in the internal affairs of one

    another; Settlement of disputes by peaceful means; Renunciation of the threat or use of forces

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    Update on TAC signatories China, India signed in 2003, Japan in Nov. 2004 South Korea, Mongolia, E Timor, Australia in 2005 France acceded Jan 2007, North Korea in July 2008 US July 2009 Canadas and Turkeys ascension to TAC in 23 July

    2010 in Hanoi EU still has to wait being the first international

    organization to accede to TAC (Protocol 3 not yetcompletely rafified)

    28 signatories in all Future ofTAC with further amendments?

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    Southeast Asian Nuclear Weapon

    Free Zone (SEANWFZ) Signed in Dec 1995 in Bangkok, SEANWFZ

    aims: nuclear disarmament, promoteinternational peace and security, preventenvironmental pollution, hazards posed byradio-active waste/other toxic materials.

    SEANWFZ treaty came into force in 1997.China first to express to accede but Asean is

    reluctant Asean wants all big 5 to sign SEANWFZ at

    once (sticky issue is access of aircraft carrierswith nuclear weapons on board)

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    Post 1976:security

    cooperation The Cambodian conflict was the only Asean

    political agenda

    Highlighted political differences within Asean(Kuantan principles, called for compromisewith VN on Cambodia)

    Reinforcing principle of non-interference Asean vs Indochina over new regional order

    Fear of VN as Asians second largest armedforces (need to bring in VN into Asean at

    once)

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    Dialogue system (plus one) At summit in 1977, Asean expanded ties with

    Western countries that had money, technological

    know-how, economic/ political clouts EU was first in 1977 followed by Japan as dialogue

    partners (Japan-Asean celebrates 25th anniversary in2003)

    An instrument for North-South and South-South talksand cooperation

    Political, security and economic issues dominatedtalks with dialogue partners (Cambodian conflictsfrom 1975-90, followed by Burma, terrorism andfrom now could be South China Sea)

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    Norm-setting in Asean A region order through the TAC i.e. the Declaration

    on the Conduct of Parties in South China Sea in 1992

    Interstate relations with Dialogue partners expanded

    through the post ministerial conferences Indonesia-Malaysia settled Sipadan-Ligitan,

    Singapore-Malaysia over Pedro Blanca thru WC

    Indonesia and Malaysia help the Philippines on theMoro, Thailand and the Philippines help Indonesia on

    Aceh--with Asean/EU peacekeeping forces Thailand and Malaysia might go to the world court to

    settle their demarcation line in Sugai Golok

    Thai-Cambodia over the Preah Vihear TempledisputesUN or Asean?

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    Aseans intervention in Cambodia

    -Using its mechanism for conflict resolution,peace making/peace-buildingthe Asean

    Way-Resolving their conflicts through commonendeavorsThailand, Singapore

    -Facing the reality of weak interstate

    relationship within the grouping-Impacts of crisis in Burma, Thailand (April-May 2010) over Asean solidarity

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    Asean Regional Forum (ARF) Set up in 1994 for Asean, Asia and Pacific to

    foster dialogue/consultations on security issues

    To build up confidence, exercise preventive

    diplomacy (currently) and conflict resolution Only security-wide forum in the region

    Decided by consensus and non-interference

    27 members: 10 Asean and 17 non-Asean nations

    East Timor was admitted in July, 2005

    China has become the driving force of ARF?

    Future of ARF: Vision statement

    Other competing regional mechanisms: Six PartyTalks, Shanghai Cooperation Organization

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    ARF criteria (1994) Commitment to Asean decisions and norms

    Has geographic footprint of key ARF

    activities (i.e. Northeast and Southeast Asiaand Oceania).

    Gradual expansion with moratorium stillinplace

    Consultations and consensus needed andapproved by Asean

    But in July 2004, Pakistan was admitted asmember, change of geographicalfootprints

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    Reinventing ARF Less talk, more action

    Give the chair more power

    Move to the prevention diplomacy Allow defence officials to participate

    Allow non-Asean to host the ARF

    Discuss democracy and human rights

    Move towards conflict resolutions

    The Shangri-la process in Singapore

    Asean Defence Ministerial Meeting

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    Key Asean security issues Transnational issues: climate change, disastrous

    management, pandemics, terrorism, environment,human and arms smugglings, food and energy

    security,haze, HIV/aids, anti-narcotics Nuclear proliferation (N Korea and Burma/The Korean

    Peninsula) The Burmese political situation South China Sea/Maritime security War on terrorContainer Security Initiative (CSI) and

    Proliferation Security Initiative (PSI) Mekong sub-regional development with major powers

    involvement i.e. China, US, Japan

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    South China Sea syndrome Territorial disputes involved Malaysia, Brunei,the

    Philippines, Vietnam with China/Taiwan 1992: ASEAN urged parties concerned to exercise

    restraint to create atmosphere of trust ASEAN wants to resolve sovereignty/jurisdictional

    issues through peaceful means The Declaration on the Conduct of Parties in the

    South China Sea (DOC), signed in Phnom Penh,

    December 2002 is currently the mechanism China localized and kept the issue within the region

    between China and Asean claimants VN current Asean chair is keen on multilaterizing SCS China wants to work on non-sovereignty issues first

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    South China Sea syndrome Asean wants Declaration on the Conduct of

    Parties in the South China Sea to be a legal-binding document but China declines

    Eight years no progress on SCS, China dealswith Asean claimants only, not as a groupwhich Asean opposes

    China looks for new paradigm for their

    relations with Asean Set up Asean Development Fund to quell

    down angry voices in Asean in 2008 forinfrastructure improvement

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    Korean Peninsula crisis Threats to Asean security also Medium range missiles, taepodong, capable

    of hitting Asean major cities Six-party talks (SPT) progress at the expense

    of ARF All SPT members are in ARF framework but

    fail to utilize the forum Institutionalizing SPT in the futureM ARF need major reviews to serve a premier

    region-wide security consultative forum

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    Korean crisis: asylum seekers Thailand has become one of the largest

    transit points for N Korean asylum seekers

    Average 4-5 person daily arriving at theThaiborder in Chiangsaen

    More than 5,000 North Korean wererepatriated to S Korea in the past years

    N Korea moves closer to Asean, joined ARF in

    2000 and acceded to TAC 2008 Remained in US terrorist list and is helping

    Burma with nuclear technology

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    End of first session

    15-minute break

    Email address:[email protected]

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    Asean Security Community Indonesias brainchild

    Jakarta moved from away from lowest to

    largest common denominators

    To moral high-ground, 7 years inertia

    Thailand supported the idea, treats Indonesia

    as a natural ally Fit in broad strategic environment

    Different views and pace

    Vientiane action plan

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    Indonesias plan To create a security community inAsean 2020 to compliment the Asean

    economic and social communities. Allthree could reinforce each other andmake peaceful and stable Asean.

    Drafting Asean Charter What is Indonesia is up to the Asean

    chair 2011?

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    Asean charter Law-binding principles

    Promote Asean identity in global politics

    In line with UN charter

    Eminent Persons Group was set up inDec-2005 in KL during EAS, with 10

    members, each from Asean memberAli Alatas, Fidel Ramos, Musa Hitam,

    Jayakumar, Kasemsamosorn

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    Asean charter and global changesAsean way of doing..

    Informal and flexible

    Deadline not alwaysclear

    Implementationsubjective/non

    confrontational Low priority

    Inadequate resources

    With Change

    Formal (Asean Charter)

    Clear targets (2015;roadmaps withmilestones)

    Rules-based based and

    accountability (reportcard to Asean leaders)

    Compliance-oriented

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    Asean Charter & institutional changes Provide legal framework for Asean

    Codifies all Asean norms, rules, and values

    High Level Legal Experts Groups: study disputesettlement mechanisms in Asean

    SG Asean bigger mandate and role: monitoringprogress and compliance, interpret Asean Charterif/when necessary, interacting and speaking on

    behalf of Asean Establishing Asean human right body

    2 summits a year, a committee to permanentrepresetnatives

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    Asean security community Proposed byIndonesia at July 2003

    ASC Plan of Actions explained, not yetapproved

    Seeks to change the Asean way of doing things

    No change in renunciation of the use offorce

    Possible change in non-interference

    Regards its security as linked to other

    members Their collective destiny bounds by common

    norms, history, political experience, andgeographicallocation

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    Gist of ASC Political development

    Shaping and sharing of norms

    Conflict prevention

    Conflict resolution

    Post-conflict peace-building

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    Political development in ASC Promote understanding of political systems of

    members through people to people contactsand track 2 (non-official) activities

    Promote human rights and obligations Lay the groundwork to establish an

    institutional framework for free flow ofinformation among Asean

    Strengthening rule of law, judiciary systemsand legal infrastructure and good governancein public and private sectors

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    Asean human rights body-AHRB High Level Panel established July 2008 to draftTOR

    for AHRB First draft July 2009 AHRB then was transformed in Oct 2009 as Asean

    Intergovernmental Commission for Human Rights(AICHR)

    TOR of AHRBnot less than international norms andstandard

    Promote HR first, protect HR later (easy said thandone) Declaration of Asean Human Rights (to be completed

    in 2011 for the summits approval in Jakarta) Human Rights Resource Centre for Asean to be

    launched in later in 2010 in Jakarta

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    Shaping and sharing norms Building a just, democratic and

    harmonious environment with Asean

    charter

    Asean mutual legal assistanceagreement

    Asean Convention on Counter Terrorism

    Asean Extradition Treaty

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    Conflict prevention/resolution Working toward greater transparency

    Asean defense ministerial meeting Promoting maritime security cooperation

    Strengthening cooperation to address

    threats and challenges posed byseparatism

    Innovative ways to solve conflicts

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    Post conflict peace building Secure peace and prevent a resurgence

    of conflicts through humanitarian

    assistance,

    human resource development,education, reconstruction in affected

    areas Promote culture of peace

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    Asean ongoing fear Iraq war: failure of regional org to develop

    adequate political mechanisms on interstate

    relations--tempt outside intervention Asean needs a rule-based order to handle

    problems effectively to preempt outsideinterference

    Conflicts among members (Thai-Cambodia) Asean needs the security community to

    prevent war

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    New regional architecture Various existing Asean frameworks: Asean

    Regional Forum, Asean Plus Three, Asia

    Europe Meeting, East Asia Summit, AsiaPacific Economic Cooperation

    Asean worries about its own rule: Aseancentrality (must earn it?)

    Proposals by Australia (July 2008) and Japan(August 2009) were aborted

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    Asean plus three -1990: PM Mahathirs East Asian Economic Group

    -1995: PM Goh met leaders of China, Japan, S Koreain BKK

    -Asian economic crisis 1997

    -Asians can help Asians better

    -Growing regional integration outside Asean

    -Acted as a fulcrum for China, Japan, S. Korea to

    meet and cooperate (first time in 1999, Manila Summit)--now on their

    own

    -1998 Hanoi: agreed to APT summit annually

    -48 committees including energy and food security

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    APT: future to come

    -Maintaining the same format

    -strengthening/broadening cooperationincluding security matters

    -a pillar for the East Asian community

    -holding APT summit outside Asean

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    EAS: Future to come -Remaining a leaders-led forum

    -EAS will remain open and inclusive

    -engaging major powers including US, Russia

    -adopting selective moratorium

    -a new playground for great powers

    -Reviewing ofTreaty of Amity andCooperation (1976)

    -holding EAS outside Asean

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    East Asia Summit(EAS)

    -In Singapore 2000, Malaysia proposed to change thename of APT to EAS

    -In Brunei 2001, East Asia Vision Group suggested:

    APT to evolve to an East Asian Summit -In 2002 Phnom Penh Summit, Singapore suggested

    the first EAS should be held in 10 years and thesecond one in 5-10 years.

    -In Vientiane 2004, Asean leaders decided APT and

    EAS were two separate paths Indonesia backed Australia, NZ; Singapore opted for

    India as EAS members -Laos was first to propose to host the first EAS -First EAS in KL, used East Asian Summit but then

    changed to East Asia Summit

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    New ideas at Hanoi summit Asean plus eight: Asean plus India, NZ,

    Australia, Japan, China, Korea with the US

    and Russia (Singapores proposal) Expanded EAS: East Asia Summit with two

    dialogue partners: the US and Russia(Indonesias proposal)

    US and Russia could attend Octobers Aseansummit as observers with their FMs

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    Asean and lessons learned Asean has to speak with one voice on global

    issues (working on it)

    Asean has to be more broad-based Asean has to engage with major powers with

    international norms and standard

    Asean has to be open, transparent,

    democratic (Indonesias model) Asean must incorporate civil society at all

    levels