army $ 1,169,347 navy $ 230,500 marine corps $ …...naval region mid-atlantic norfolk va cwa...
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Appendix J - 1Summary of FY 2001 EQ Fines and Penalties Assessed and Paid
APPENDIX JSUMMARY OF FY 2001 ENVIRONMENTAL QUALITY
FINES AND PENALTIES ASSESSED AND PAID
This appendix meets the requirements for fines and penalties
analysis under Public Law 106-65 Department of Defense
Authorization Act for FY 2000. The analysis is presented using data
from FY 2001 and the six preceding fiscal years, where this full
data set is available. Not all of the required data covers this time
period and hence some of the analysis only covers FY 1997 through
FY 2001.
This appendix includes an analysis of fines assessed and paid by
DoD and the Components. The analysis of fines paid shows the
amount paid in cash in current year dollars and the amounts
invested in Supplemental Environmental Projects (SEPs) against
the originally assessed fine. (Completion of SEPs in lieu of fines is
typically more costly than cash payments.) A fine assessed in one
fiscal year may not necessarily be paid until a later fiscal year (the
amounts assessed and paid are shown in current year dollars). In
addition, the analysis includes a breakdown of fines by statute and
indicates the origin of the fines (i.e., Federal, state, or local
regulatory authority).
DoD ComponentAmount Assessed
Army 798,746$ Navy 151,000$
Marine Corps 20,893$ Air Force 135,717$
DLA -$ EPA Total 1,106,356$
Army 370,601$ Navy 61,400$
Marine Corps -$ Air Force 61,794$
DLA 19,387$ State Total 513,182$
Army -$ Navy 18,100$
Marine Corps -$ Air Force 1,050$
DLA -$ Local Total 19,150$
Fines Assessed in Fiscal Year 2001
EPA
STATE
LOCAL
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 2
DoD ComponentAmount Assessed
Fines Assessed in Fiscal Year 2001
Army 1,169,347$ Navy 230,500$
Marine Corps 20,893$ Air Force 198,561$
DLA 19,387$ Grand Total 1,638,688$
DoD COMPONENT TOTAL
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 3
Army
Seneca Army Depot* NY RCRA-C II 09/28/01 51,812$ Fort Shafter* HI CAA IX 09/28/01 184,250$ Letterkenny Army Depot PA RCRA-C III 10/01/00 162,030$ Fort Jackson** SC CAA IV 04/11/01 400,654$
EPA Subtotal 798,746$
Fort Missoula MT SDWA Montana 10/01/00 2,324$ Fort Lewis WA CAA Washington 10/13/00 1,000$ Pine Bluff Arsenal AR RCRA-C Arkansas 11/06/00 9,000$ Fort Sam Houston TX CWA Texas 01/22/01 4,000$ Umatilla Chemical Disposal Facility OR RCRA-C Oregon 01/24/01 3,000$ Fort Knox KY CWA Kentucky 02/28/01 13,200$ Holland DMPS (U.S. Army Corps of Engineers) MI CWA Michigan 03/13/01 92,000$ Fort Bragg NC CAA North Carolina 04/11/01 17,711$ Picatinny Arsenal NJ CAA New Jersey 04/19/01 1,000$ Fort Shafter HI RCRA-I Hawaii 05/08/01 600$ Tooele Chemical Agent Disposal Facility UT CAA Utah 05/17/01 1,500$ Picatinny Arsenal NJ CAA New Jersey 07/03/01 67,500$ Tooele Army Depot UT RCRA-C Utah 07/05/01 26,720$ Fort Leonard Wood*** MO CAA Missouri 08/10/01 44,046$ Camp Santiago PR RCRA Puerto Rico 08/27/01 12,000$ U.S. Military Academy NY CWA New York 09/18/01 75,000$
State Subtotal 370,601$
Fines Assessed in Fiscal Year 2001Installations by Federal,
State, and Local State Authority IssuingAgency
DateAssessed
Amount Assessed
EPA
STATE
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 4
Army Fines Assessed in Fiscal Year 2001Installations by Federal,
State, and Local State Authority IssuingAgency
DateAssessed
Amount Assessed
None -$ Local Subtotal -$
Army Total 1,169,347$
* This fine was assessed in FY 2000 but was not reported. Therefore, the fine amount is not included in FY 2001 totals.** SC originally issued the fine for $5,000 in FY 1998. Case was reopened by EPA and the fine was reassessed.*** The fine assessed was an administrative fee.
LOCAL
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 5
Navy
Naval Air Station Jacksonville FL RCRA-C IV 11/02/00 150,000$ COMNAVBASE Pearl Harbor HI RCRA-I IX 11/02/00 100$ COMNAVBASE Pearl Harbor HI RCRA-I IX 11/08/00 900$
EPA Subtotal 151,000$
PACMISRANFAC Barking Sands HI RCRA-C Hawaii 11/02/00 40,100$ COMNAVBASE Pearl Harbor HI RCRA-I Hawaii 11/17/00 300$ NAVHOSP Portsmouth VA Medical Waste Virginia 01/30/01 15,000$ National Naval Medical Center Bethesda MD CWA Maryland 04/18/01 5,000$ Weapons Station Colts Neck NJ CAA New Jersey 05/09/01 1,000$
State Subtotal 61,400$
SWNAVFACENGCOM San Diego CA CAA 10/05/00 2,500$ NAS LeMoore CA CAA 12/08/00 600$ PWC San Deigo CA CAA 12/15/00 500$ PWC San Deigo CA CAA 12/15/00 1,000$ PWC San Deigo CA CAA 12/15/00 1,000$ NAS North Island CA CAA 12/15/00 500$ NAS North Island CA CAA 12/15/00 1,000$ Commander Mid-Atlantic Region Norfolk VA CWA 06/03/01 1,000$ Naval Region Mid-Atlantic Norfolk VA CWA 07/31/01 1,000$ Naval Region Mid-Atlantic Norfolk VA CWA 07/31/01 1,000$ Naval Region Mid-Atlantic Norfolk VA CWA 07/31/01 1,000$ Naval Region Mid-Atlantic Norfolk VA CWA 07/31/01 1,000$
EPA
STATE
LOCAL
Fines Assessed in Fiscal Year 2001Installations by Federal,
State, and Local State Authority IssuingAgency
DateAssessed
AmountAssessed
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 6
Navy Fines Assessed in Fiscal Year 2001Installations by Federal,
State, and Local State Authority IssuingAgency
DateAssessed
AmountAssessed
Naval Region Mid-Atlantic Norfolk VA CWA 08/30/01 4,000$ Commander Mid-Atlantic Region Norfolk VA CWA 08/31/01 1,000$ Naval Air Weapons Station China Lake CA CAA 09/06/01 1,000$
Local Subtotal 18,100$
Navy Total 230,500$
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 7
Marine Corps
MCAS Cherry Point NC RCRA-I IV 09/17/01 20,893$ EPA Subtotal 20,893$
None -$ State Subtotal -$
None -$ Local Subtotal -$
Marine Corps Total 20,893$
EPA
STATE
LOCAL
Fines Assessed in Fiscal Year 2001Installations by Federal,
State, and Local State Authority IssuingAgency
DateAssessed
AmountAssessed
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 8
Air Force
Eielson AFB* AK CAA X 09/14/00 498,840$ Hickman AFB HI RCRA-I IX 11/03/00 1,250$ Kaena Point HI RCRA-I IX 05/04/01 300$ Eglin AFB FL RCRA-D IV 07/31/01 111,509$ Arnold AFB TN RCRA-C IV 09/26/01 22,658$
EPA Subtotal 135,717$
Dare County Range NC CWA North Carolina 10/30/00 1,000$ Portland OR RCRA-C Oregon 02/28/01 1,000$ Lackland AFB TX CAA Texas 04/11/01 2,820$ Dover AFB DE RCRA-C Delaware 04/11/01 50,000$ Bellows AFB HI RCRA-I Hawaii 05/04/01 600$ Canon AFB NM CAA New Mexico 06/14/01 2,025$ Avon Park FL RCRA-C Florida 08/02/01 4,349$
State Subtotal 61,794$
Edwards AFB CA CAA 01/19/00 600$ Moffet Field CA CAA 02/28/01 250$ Portland OR CWA 05/18/01 100$ Portland ME CWA 08/28/01 100$
Local Subtotal 1,050$
Air Force Total 198,561$
* This fine was assessed in FY 2000 but was not reported. Therefore, the fine amount is not included in FY 2001 totals.
EPA
STATE
LOCAL
Fines Assessed in Fiscal Year 2001Installations by Federal,
State, and Local State Authority IssuingAgency
DateAssessed
AmountAssessed
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 9
Defense Logistics Agency
None -$ EPA Subtotal -$
Defense Supply Center Richmond VA RCRA-C Virginia 04/16/01 16,000$ Defense Reutilization and Marketing Office Mechanicsburg PA RCRA-C Pennsylvania 04/30/01 3,000$ Defense Depot Susquehanna PA RCRA-D Pennsylvania 09/27/01 387$
State Subtotal 19,387$
None -$ Local Subtotal -$
DLA Total 19,387$
EPA
STATE
LOCAL
Fines Assessed in Fiscal Year 2001Installations by Federal,
State, and Local State Authority IssuingAgency
DateAssessed
AmountAssessed
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 10
DoD Component
Cash SEPs Total
Army 1,380,020$ 630,470$ 1,250,586$ 1,881,056$ Navy 1,000$ 1,000$ -$ 1,000$
Marine Corps 39,600$ 1,650$ -$ 1,650$ Air Force 668,127$ 191,690$ 150,000$ 341,690$
DLA -$ -$ -$ -$ EPA Total 2,088,747$ 824,810$ 1,400,586$ 2,225,396$
Army 522,141$ 314,333$ 140,000$ 454,333$ Navy 55,100$ 49,100$ -$ 49,100$
Marine Corps 16,250$ 16,250$ -$ 16,250$ Air Force -$ -$ -$ -$
DLA 16,000$ 16,000$ -$ 16,000$ State Total 609,491$ 395,683$ 140,000$ 535,683$
Army -$ -$ -$ -$ Navy -$ -$ -$ -$
Marine Corps -$ -$ -$ -$ Air Force 200$ 200$ -$ 200$
DLA -$ -$ -$ -$ Local Total 200$ 200$ -$ 200$
STATE
LOCAL
Fines Paid in Fiscal Year 2001Amount Paid Amount Assessed
EPA
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 11
DoD Component
Cash SEPs Total
Fines Paid in Fiscal Year 2001Amount Paid Amount Assessed
Army 1,902,161$ 944,803$ 1,390,586$ 2,335,389$ Navy 56,100$ 50,100$ -$ 50,100$
Marine Corps 55,850$ 17,900$ -$ 17,900$ Air Force 668,327$ 191,890$ 150,000$ 341,890$
DLA 16,000$ 16,000$ -$ 16,000$ Grand Total 2,698,438$ 1,220,693$ 1,540,586$ 2,761,279$
DoD COMPONENT TOTALS
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 12
Army
Cash SEPs Total
Walter Reed Army Medical Center DC RCRA-I III 06/30/98 109,851$ 10/20/00 86,715$ -$ 86,715$ Fort Drum NY RCRA-I II 07/01/99 259,960$ 11/16/00 135,000$ -$ 135,000$ Pine Bluff Arsenal AR CAA VI 08/28/00 48,000$ 02/06/01 21,000$ -$ 21,000$ Fort Campbell KY RCRA-C IV 08/14/00 37,125$ 03/06/01 10,334$ -$ 10,334$ Letterkenny Army Depot PA RCRA-C III 10/01/00 162,030$ 03/30/01 4,921$ 94,586$ 99,507$ Fort Lewis WA RCRA-I X 09/18/00 450,554$ 05/16/01 60,000$ 200,000$ 260,000$ Fort Bragg NC SDWA IV 03/14/00 312,500$ 06/05/01 312,500$ 956,000$ 1,268,500$
EPA Subtotal 1,380,020$ 630,470$ 1,250,586$ 1,881,056$
Fort Benning GA SDWA GA 06/15/00 9,000$ 10/01/00 8,000$ -$ 8,000$ 10,075$ -$ 10,075$ 56,898$ -$ 56,898$
Fort Sam Houston TX RCRA-C TX 11/30/99 7,975$ 10/30/00 7,975$ -$ 7,975$ Fort Bragg NC RCRA-C NC 12/01/99 107,500$ 11/08/00 57,497$ -$ 57,497$ Military Ocean Terminal, Bayonne NJ CAA NJ 03/05/99 56,000$ 11/09/00 -$ -$ -$ Fort Missoula MT SDWA MT 10/01/00 2,324$ 11/22/00 1,900$ -$ 1,900$ Aberdeen Proving Ground MD RCRA-C MD 05/30/00 1,000$ 11/27/00 1,000$ -$ 1,000$ Pine Bluff Arsenal AR RCRA-C AR 11/06/00 9,000$ 11/29/02 4,500$ -$ 4,500$ Fort Carson CO RCRA-C CO 08/09/00 59,363$ 12/14/00 17,000$ 40,000$ 57,000$ Indiana Army Ammunition Plant IN RCRA-C IN 08/18/00 22,500$ 01/16/01 22,500$ -$ 22,500$ Lake City Army Ammunition Plant MO RCRA-C MO 11/24/99 29,400$ 02/04/01 14,700$ -$ 14,700$ Umatilla Chemical Disposal Facility OR RCRA-C OR 01/24/01 3,000$ 02/07/01 3,000$ -$ 3,000$
Tooele Army Depot UT RCRA-C UT 04/13/00 145,134$ 05/30/01 63,741$ 100,000$ 163,741$
Fines Paid in Fiscal Year 2001Installation by Federal,
State, and LocalState Authority Issuing
AgencyDate
Assessed Amount
Assessed Date
ResolvedAmount Paid
12/30/99 68,445$ 10/30/00
EPA
STATE
Tooele Chemical Agent Disposal Facility* UT RCRA-C UT
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 13
Army
Cash SEPs Total
Fines Paid in Fiscal Year 2001Installation by Federal,
State, and LocalState Authority Issuing
AgencyDate
Assessed Amount
Assessed Date
ResolvedAmount Paid
Tooele Chemical Agent Disposal Facility** UT CAA UT 05/17/01 1,500$ 07/13/01 1,500$ -$ 1,500$
Fort Leonard Wood*** MO CAA MO 08/10/00 -$ 08/13/01 44,047$ -$ 44,047$ State Subtotal 522,141$ 314,333$ 140,000$ 454,333$
None -$ -$ -$ -$ Local Subtotal -$ -$ -$ -$
Army Total 1,902,161$ 944,803$ 1,390,586$ 2,335,389$
* $56,898 paid by contractor.** $1,500 paid by contractor.*** Amount paid in cash was administrative fee.
LOCAL
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 14
Navy
Cash SEPs Total
COMNAVBASE Pearl Harbor HI RCRA-I IX 11/02/00 100$ 12/22/00 100$ -$ 100$ COMNAVBASE Pearl Harbor HI RCRA-I IX 11/08/00 900$ 12/22/00 900$ -$ 900$
EPA Subtotal 1,000$ 1,000$ -$ 1,000$
NAVHOSP Portsmouth VA Medical Waste VA 1/30/2001 15,000$ 11/30/2001 15,000$ -$ 15,000$
PACMISRANFAC Barking Sands HI RCRA-C HI 11/2/2000 40,100$ 6/18/2001 34,100$ -$ 34,100$ State Subtotal 55,100$ 49,100$ -$ 49,100$
None -$ -$ -$ -$ Local Subtotal -$ -$ -$ -$
Navy Total 56,100$ 50,100$ -$ 50,100$
Date Resolved
Amount Paid
EPA
STATE
LOCAL
Fines Paid in Fiscal Year 2001Installation by Federal,
State, and LocalState Authority Issuing
AgencyDate
Assessed Amount
Assessed
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 15
Marine Corps
Cash SEPs Total
MCB Quanitco VA CAA III 9/30/1999 39,600$ 3/1/2001 1,650$ -$ 1,650$ EPA Subtotal 39,600$ 1,650$ -$ 1,650$
MCAS Beaufort SC RCRA-C SC 9/15/2000 16,250$ 11/3/2000 16,250$ -$ 16,250$ State Subtotal 16,250$ 16,250$ -$ 16,250$
None -$ -$ -$ -$ Local Subtotal -$ -$ -$ -$
Marines Total -$ -$ -$ -$
Date Resolved
Amount Paid
EPA
STATE
LOCAL
Fines Paid in Fiscal Year 2001Installation by Federal,
State, and LocalState Authority Issuing
AgencyDate
Assessed Amount
Assessed
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 16
Air Force
Cash SEPs Total
Tinker AFB OK RCRA-I VI 01/13/98 96,703$ 11/07/00 51,500$ -$ 51,500$ Barksdale AFB LA RCRA-I VI 01/13/98 70,734$ 12/07/00 38,340$ -$ 38,340$ Anderson AFB GU RCRA-I IX 11/15/99 300$ 12/19/00 300$ -$ 300$ Hickam AFB HI RCRA-I IX 11/03/00 1,250$ 12/22/00 1,250$ -$ 1,250$ Eielson AFB AK CAA X 09/14/00 498,840$ 04/26/01 100,000$ 150,000$ 250,000$ Kaena Point HI RCRA-I IX 05/04/01 300$ 05/09/01 300$ -$ 300$
EPA Subtotal 668,127$ 191,690$ 150,000$ 341,690$
None -$ -$ -$ -$ State Subtotal -$ -$ -$ -$
Portland* OR CWA 05/18/01 100$ 06/18/01 100$ -$ 100$ Portland* ME CWA 08/28/01 100$ 08/30/01 100$ -$ 100$
Local Subtotal 200$ 200$ -$ 200$
Air Force Total 668,327$ 191,890$ 150,000$ 341,890$
* Paid with state funds.
Fines Paid in Fiscal Year 2001
State Authority Issuing Agency
Date Assessed
Amount Assessed
Date Resolved
Amount PaidInstallation by Federal,State, and Local
EPA
STATE
LOCAL
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 17
Defense Logistics Agency
Cash SEPs Total
None -$ -$ -$ -$ EPA Subtotal -$ -$ -$ -$
Defense Supply Center Richmond VA RCRA-C VA 04/16/01 16,000$ 08/31/01 16,000$ -$ 16,000$ State Subtotal 16,000$ 16,000$ -$ 16,000$
None -$ -$ -$ -$ Local Subtotal -$ -$ -$ -$
DLA Total 16,000$ 16,000$ -$ 16,000$
Date Resolved
Amount Paid
EPA
STATE
LOCAL
Fines Paid in Fiscal Year 2001Installation by Federal,
State and LocalState Authority Issuing
AgencyDate
Assessed Amount
Assessed
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 18
Figure 1Fines Assessed
DoD Component TotalsFY 1995 to FY 2001
$0
$500,000
$1,000,000
$1,500,000
$2,000,000
$2,500,000
$3,000,000
FY 1995 $636,976 $297,048 $6,000 $316,897 $12,046
FY 1996 $385,491 $1,030,456 $39,500 $210,328 $21,000
FY 1997 $2,264,549 $164,284 $450 $195,545 $3,000
FY 1998 $1,950,475 $562,981 $7,575 $279,167 $115,000
FY 1999 $751,525 $31,514 $44,825 $13,560 $140,800
FY 2000* $2,688,871 $323,950 $30,925 $612,390 $0
FY 2001 $1,169,347 $230,500 $20,893 $198,561 $19,387
Army* Navy Marine Corps Air Force DLA
* Does not include a fine assessed against Fort Wainwright, Alaska under the Clean Air Act in FY 2000.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 19
Figure 2Fines Assessed by Statute
DoD-WideFY 1995 to FY 2001
$0
$500,000
$1,000,000
$1,500,000
$2,000,000
$2,500,000
$3,000,000
FY 1995 $335,188 $49,788 $838,991 $45,000 $0 $0
FY 1996 $101,180 $4,731 $1,580,864 $0 $0 $0
FY 1997 $49,277 $21,707 $2,556,844 $0 $0 $0
FY 1998 $395,660 $6,155 $1,505,008 $600,000 $0 $408,375
FY 1999 $405,612 $12,439 $563,373 $800 $0 $0
FY 2000* $946,933 $8,300 $1,403,403 $1,297,500 $0 $0
FY 2001 $732,456 $200,400 $688,508 $2,324 $15,000 $0
CAA* CWA RCRA SDWA MWTA TSCA
* Does not include a fine assessed against Fort Wainwright, Alaska under the Clean Air Act in FY 2000.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 20
Figure 3Total Amount of Fines Assessed by Issuing Agency
DoD-WideFY 2001
State31%
Local1%
EPA68%
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 21
Figure 4Number of Fines Assessed by Size
DoD-WideFY 1997 to FY 2001
$0
$500,000
$1,000,000
$1,500,000
$2,000,000
$2,500,000
Tota
l $ A
mou
nt o
f Fin
es
0
5
10
15
20
25
30
Num
ber o
f Fin
es
$0 - $999 $5,782 $4,431 $7,950 $1,750 $5,837
$1,000 - $9,999 $67,390 $47,284 $43,001 $67,168 $59,768
$10,000 - $99,999 $514,356 $633,857 $191,090 $522,583 $564,640
$100,000 - $999,999 $991,700 $2,229,626 $740,183 $1,796,135 $1,008,443
> $1,000,000* $1,048,600 $0 $0 $1,268,500 $0
$0 - $999 14 12 21 6 14
$1,000 - $9,999 15 14 21 23 28
$10,000 - $99,999 10 14 7 13 15
$100,000 - $999,999 1 8 5 8 5
> $1,000,000* 1 0 0 1 0
FY 1997 FY 1998 FY 1999 FY 2000* FY 2001
* Does not include a fine assessed against Fort Wainwright, Alaska under the Clean Air Act in FY 2000.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 22
Figure 5Fines Paid (Cash and SEPs**)
DoD ComponentsFY 1997 to FY 2001
$0
$1,100,000
$2,200,000
$3,300,000
$4,400,000
$5,500,000
FY 1997 $5,060,965 $23,050 $32,179 $100,761 $15,000
FY 1998 $83,070 $22,900 $0 $14,950 $37,000
FY 1999 $2,867,990 $39,100 $0 $381,420 $10,300
FY 2000 $7,500 $30,682 $0 $117,918 $0
FY 2001 $2,335,389 $50,100 $17,900 $341,890 $16,000
Army Navy Marine Corps Air Force DLA
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 23
Figure 6Fines Paid (Cash and SEPs**) by Statute
DoD-WideFY 1997 to FY 2001
$0
$1,100,000
$2,200,000
$3,300,000
$4,400,000
$5,500,000
FY 1997 $950 $3,000 $5,292,955 $5,000 $0
FY 1998 $0 $0 $187,256 $0 $0
FY 1999 $10,800 $0 $2,400,210 $887,000 $0
FY 2000 $120,418 $0 $35,682 $0 $0
FY 2001 $318,197 $200 $1,149,482 $1,278,400 $15,000
CAA CWA RCRA SDWA MWTA
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 24
Figure 7Number of Fines Paid (Cash and SEPs**) by Size
DoD-WideFY 1997 to FY 2001
$0
$500,000
$1,000,000
$1,500,000
$2,000,000
$2,500,000
$3,000,000
$3,500,000
$4,000,000
$4,500,000
Tota
l $ A
mou
nt o
f Fin
es
0
2
4
6
8
10
12
14
16
18
Num
ber o
f Fin
es
$0 - $999 $1,638 $1,500 $1,300 $0 $3,450
$1,000 - $9,999 $33,235 $20,226 $24,900 $12,500 $29,125
$10,000 - $99,999 $450,012 $165,530 $259,090 $143,600 $651,463
$100,000 - $999,999 $665,000 $0 $1,362,320 $0 $808,741
>$1,000,000 $4,152,020 $0 $1,650,400 $0 $1,268,500
$0 - $999 3 2 4 0 7
$1,000 - $9,999 6 4 6 3 8
$10,000 - $99,999 13 9 6 3 17
$100,000 - $999,999 2 0 3 0 4
>$1,000,000 2 0 1 0 1
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 25
Figure 8Fines Paid (Cash and SEPs**)
DoD Component TotalsFY 2001
$0
$500,000
$1,000,000
$1,500,000
$2,000,000
Amount Assessed $1,902,161 $56,100 $55,850 $668,327 $16,000
Amount Paid Cash $944,803 $50,100 $17,900 $191,890 $16,000
Amount Paid SEPs $1,390,586 $0 $0 $150,000 $0
Army Navy Marine Corps Air Force DLA
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 26
Figure 9Fines Assessed by Issuing Agency
ArmyFY 1995 to FY 2001
$0
$500,000
$1,000,000
$1,500,000
$2,000,000
$2,500,000
EPA* $158,300 $161,842 $600 $1,453,821 $286,050 $1,823,286 $370,601
State $478,676 $223,649 $2,263,861 $496,654 $465,475 $865,585 $445,601
Local $0 $0 $88 $0 $0 $0 $0
FY 1995 FY 1996 FY 1997 FY 1998 FY 1999 FY 2000* FY 2001
* Does not include a fine assessed against Fort Wainwright, Alaska under the Clean Air Act in FY 2000.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 27
Figure 10Fines Paid (Cash and SEPs**)
ArmyClean Air Act
FY 1997 to FY 2001
$0
$20,000
$40,000
$60,000
$80,000
$100,000
$120,000
Amount Assessed $16,000 $22,900 $54,890 $116,500 $105,500
Amount Paid Cash $0 $0 $0 $7,500 $66,547
Amount Paid SEPs $0 $0 $0 $0 $0
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 28
Figure 11Fines Paid (Cash and SEPs**)
ArmyClean Water Act
FY 1997 to FY 2001
$0
$2,500
$5,000
$7,500
$10,000
$12,500
$15,000
$17,500
$20,000
Amount Assessed $0 $8,885 $20,000 $500 $0
Amount Paid Cash $0 $0 $0 $0 $0
Amount Paid SEPs $0 $0 $0 $0 $0
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 29
Figure 12Fines Paid (Cash and SEPs**)
ArmyResource Conservation and Recovery Act
FY 1997 to FY 2001
$0
$1,000,000
$2,000,000
$3,000,000
$4,000,000
$5,000,000
Amount Assessed $4,485,527 $138,862 $831,413 $0 $1,472,891
Amount Paid Cash $602,445 $44,910 $175,350 $0 $555,856
Amount Paid SEPs $3,390,000 $38,160 $1,804,840 $0 $434,586
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 30
Figure 13Fines Paid (Cash and SEPs**)
ArmySafe Drinking Water Act
FY 1997 to FY 2001
$0
$250,000
$500,000
$750,000
$1,000,000
Amount Assessed $0 $0 $600,800 $0 $323,824
Amount Paid Cash $0 $0 $80,800 $0 $322,400
Amount Paid SEPs $0 $0 $807,000 $0 $956,000
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 31
Figure 14Fines Assessed by Issuing Agency
NavyFY 1995 to FY 2001
$0
$100,000
$200,000
$300,000
$400,000
$500,000
$600,000
$700,000
$800,000
$900,000
EPA $34,150 $872,475 $149,600 $533,375 $0 $105,000 $151,000
State $159,648 $135,550 $0 $20,040 $2,700 $90,100 $61,400
Local $103,250 $22,431 $14,684 $9,566 $28,814 $128,850 $18,100
FY 1995 FY 1996 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 32
Figure 15Fines Paid (Cash and SEPs**)
NavyClean Air Act
FY 1997 to FY 2001
$0
$100
$200
$300
$400
$500
$600
$700
$800
$900
$1,000
Amount Assessed $950 $0 $500 $0 $0
Amount Paid Cash $950 $0 $500 $0 $0
Amount Paid SEPs $0 $0 $0 $0 $0
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 33
Figure 16Fines Paid (Cash and SEPs**)
NavyResource Conservation and Recovery Act
FY 1997 to FY 2001
$0
$20,000
$40,000
$60,000
$80,000
$100,000
$120,000
Amount Assessed $87,300 $52,236 $68,600 $105,000 $41,100
Amount Paid Cash $87,050 $52,236 $38,600 $30,682 $35,100
Amount Paid SEPs $0 $0 $0 $0 $0
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 34
Figure 17Fines Paid (Cash and SEPs**)
NavySafe Drinking Water Act
FY 1997 to FY 2001
$0
$1,000
$2,000
$3,000
$4,000
$5,000
Amount Assessed $5,000 $0 $0 $0 $0
Amount Paid Cash $5,000 $0 $0 $0 $0
Amount Paid SEPs $0 $0 $0 $0 $0
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 35
Figure 18Fines Paid (Cash and SEPs**)
NavyMedical Waste Tracking Act
FY 1997 to FY 2001
$0
$5,000
$10,000
$15,000
Amount Assessed $0 $0 $0 $0 $15,000
Amount Paid Cash $0 $0 $0 $0 $15,000
Amount Paid SEPs $0 $0 $0 $0 $0
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 36
Figure 19Fines Assessed by Issuing Agency
Marine CorpsFY 1995 to FY 2001
$0
$5,000
$10,000
$15,000
$20,000
$25,000
$30,000
$35,000
$40,000
EPA $0 $39,500 $0 $0 $39,600 $0 $20,893
State $0 $0 $0 $0 $0 $16,250 $0
Local $6,000 $0 $450 $7,575 $5,225 $14,675 $0
FY 1995 FY 1996 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 37
Figure 20Fines Paid (Cash and SEPs**)
Marine CorpsClean Air Act
FY 1997 to FY 2001
$0
$5,000
$10,000
$15,000
$20,000
$25,000
$30,000
$35,000
$40,000
Amount Assessed $0 $0 $0 $0 $39,600
Amount Paid Cash $0 $0 $0 $0 $1,650
Amount Paid SEPs $0 $0 $0 $0 $0
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 38
Figure 21Fines Paid (Cash and SEPs**)
Marine CorpsResource Conservation and Recovery Act
FY 1997 to FY 2001
$0
$5,000
$10,000
$15,000
$20,000
$25,000
$30,000
$35,000
Amount Assessed $32,179 $0 $0 $0 $16,250
Amount Paid Cash $2,000 $0 $0 $0 $16,250
Amount Paid SEPs $30,179 $0 $0 $0 $0
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 39
Figure 22Fines Assessed by Issuing Agency
Air ForceFY 1995 to FY 2001
$0
$100,000
$200,000
$300,000
$400,000
$500,000
EPA $81,300 $174,720 $0 $247,437 $5,000 $499,140 $135,717
State $212,857 $35,408 $188,345 $31,730 $1,000 $113,250 $61,794
Local $22,740 $200 $7,200 $0 $7,560 $0 $1,050
FY 1995 FY 1996 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 40
Figure 23Fines Paid (Cash and SEPs**)
Air ForceClean Air Act
FY 1997 to FY 2001
$0
$100,000
$200,000
$300,000
$400,000
$500,000
Amount Assessed $1,000 $0 $0 $82,000 $498,840
Amount Paid Cash $0 $0 $0 $112,918 $100,000
Amount Paid SEPs $0 $0 $0 $0 $150,000
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 41
Figure 24Fines Paid (Cash and SEPs**)
Air ForceClean Water Act
FY 1997 to FY 2001
$0
$50
$100
$150
$200
Amount Assessed $0 $0 $0 $0 $200
Amount Paid Cash $0 $0 $0 $0 $200
Amount Paid SEPs $0 $0 $0 $0 $0
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 42
Figure 25Fines Paid (Cash and SEPs**)
Air ForceResource Conservation and Recovery Act
FY 1997 to FY 2001
$0
$100,000
$200,000
$300,000
$400,000
$500,000
$600,000
Amount Assessed $565,138 $172,700 $42,500 $5,000 $169,287
Amount Paid Cash $71,444 $14,950 $16,420 $5,000 $91,960
Amount Paid SEPs $41,317 $0 $0 $0 $0
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 43
Figure 26Fines Assessed by Issuing Agency
Defense Logistics AgencyFY 1995 to FY 2001
$0
$20,000
$40,000
$60,000
$80,000
$100,000
$120,000
$140,000
$160,000
EPA $4,000 $20,000 $3,000 $0 $140,800 $0 $0
State $7,300 $0 $0 $115,000 $0 $0 $19,387
Local $746 $1,000 $0 $0 $0 $0 $0
FY 1995 FY 1996 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 44
Figure 27Fines Paid (Cash and SEPs**)
Defense Logistics AgencyClean Air Act
FY 1997 to FY 2001
$0
$2,000
$4,000
$6,000
$8,000
$10,000
$12,000
Amount Assessed $0 $0 $10,300 $0 $0
Amount Paid Cash $0 $0 $10,300 $0 $0
Amount Paid SEPs $0 $0 $0 $0 $0
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 45
Figure 28Fines Paid (Cash and SEPs**)
Defense Logistics AgencyClean Water Act
FY 1997 to FY 2001
$0
$500
$1,000
$1,500
$2,000
$2,500
$3,000
Amount Assessed $3,000 $0 $0 $0 $0
Amount Paid Cash $3,000 $0 $0 $0 $0
Amount Paid SEPs $0 $0 $0 $0 $0
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 46
Figure 29Fines Paid (Cash and SEPs**)
Defense Logistics AgencyResource Conservation and Recovery Act
FY 1997 to FY 2001
$0
$20,000
$40,000
$60,000
$80,000
$100,000
$120,000
Amount Assessed $20,000 $112,000 $0 $0 $16,000
Amount Paid Cash $12,000 $37,000 $0 $0 $16,000
Amount Paid SEPs $0 $0 $0 $0 $0
FY 1997 FY 1998 FY 1999 FY 2000 FY 2001
** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed.
Summary of FY 2001 EQ Fines and Penalties Assessed and Paid Appendix J - 47
