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Manuel Suarez Senior Corporate Legal Counsel, Cisco Environmental Affairs Co-Chair Strategic Management Team (SMT), Cross-Industry Umbrella Project
ITI ELC Spring 2017 Meeting March 14, 2017
RoHS Exemptions: A Current Perspective
AGENDA
1. Introduction
2. Expanding Regulatory Landscape
3. Cross-Industry Umbrella Project
4. Updates
5. Summary
6. Q&A
Work
Changing The Way People Work, Live, Play And Learn, One Human Connection And Experience At A Time
Live
Learn Play
The Network Powered By Cisco
Expanding Regulatory Landscape
RoHS
MCCP
Monitor
Advocate
Integrate
RoHS
Exemptions
Pb
Changes to Exemptions in RoHS 2
Maximum Validity Periods
Renewals on Request
Deadlines for Applications
Transitional Measures
And More!
Maximum Validity Periods
07/22/2011 – 07/21/2016*
Apply no later than 18 months before expiry
Exemptions valid until EU decision
If rejected 12-18 months transition
* EEE Categories 1-7, 10
Cross-Industry Umbrella Project
• From Early 2013 to Date WHEN
• 34+ Industry Associations Globally
HOW
• 14 Applications for Renewals* WHAT
Quick Facts
* Exemptions #4(f); 6(a)(b)(c); 7(a); 7(c)-I-II-IV; 8(b); 13(a)(b); 15; 34 & 37
Exemption # Description 4(f) Hg in other discharge lamps for special purposes
6(a) Pb as alloying element in steel for machining purposes and in galvanized steel ≤ 0.35% Pb by weight
6(b) Pb as alloying element in aluminium ≤ 0.4% Pb by weight
6(c) Cu alloy ≤ 4% Pb by weight
7(a) Pb in HMP solders (i.e. Pb-based alloys ≥ 85% Pb by weight)
7(c)-I Electrical and electronic components containing Pb in a glass or ceramic other than dielectric ceramic in
capacitors, e.g. PZT devices, or in a glass or ceramic matrix compound
7(c)-II Pb in dielectric ceramic in capacitors for a rated voltage of 125 V AC or 250 V DC or higher
7(c)-IV Pb in PZT based dielectric ceramic materials for capacitors being part of ICs or discrete semiconductors
8(b) Cd and its compounds in electrical contacts
13(a) Pb in white glasses used for optical applications
13(b) Cd and Pb in filter glasses and glasses used for reflectance standards
15 Pb in solders to complete a viable electrical connection between semiconductor die and carrier within IC FCPs
34 Pb in cermet-based trimmer potentiometer elements
37 Pb in the plating layer of high voltage diodes on the basis of a zinc borate glass body
Global Industry Leadership
Strategic Management Team
(SMT)
Partnering Associations’ Secretariats & Issue
Leaders
Exemption-Specific
Working Groups
(WGs)
Technical Experts from across Partnering
Associations
Project Recommendations to EU*
DATES
07/21/2021*
SCOPE
Only Targeted Adaptations where warranted
OTHER
Avoid Additional Splitting/Renumbering
* EEE Categories 1-7, 10
Updates
Application
for Renewal
EU
Prepares
Legislative
Proposals
Consultation
EU RoHS2
Expert
Group
Publication
in Official
Journal of
the EU
(OJEU)
EU 1st
Check &
Evaluation
Mandate to
External
Consultant
Public
Consultation
Consultant
Evaluation &
Recommen
dation
WTO
Notification
EU Public
Consultation
on Drafts
EU
Additional
Scrutiny
Pack 7
(# 13a&b)
Pack 9
(incl. 29 Exemptions)
No changes
possible
(approved or
rejected)
EU Process
Next steps
• EU (2 months) Additional Scrutiny shortly; and thereafter
• Publication in OJEU
Pack 7 (# 13a&b)
• WTO Notification + EU (4 weeks) Public Consultation on Drafts in Q2; and thereafter
• EU (2 months) Additional Scrutiny + OJEU Publication earliest September 2017
Pack 9 (incl. 29 Exemptions)
Today
2016 2017 2018 2019 …and beyond
07/21/2016*
[Exemptions not applied
for renewal expired]
~ Earliest End 2018 or beyond
[specific applications]
Formal review by EU Renewed Exemptions Valid
Unrenewed Expire
Timeline
* EEE Categories 1-7, 10
For Categories 1-7, 10
Exemption # Scope Dates
13(a) No changes 07/21/2021
13(b) Rewording + Split 07/21/2021
07(a) No changes 07/21/2021
07(c)-I No changes 07/21/2021
06(a) Rewording 07/21/2021
06(b) Rewording + Split 07/21/2021 where not intentionally introduced
~Earliest End 2020 for machining purposes [3 years after OJEU publication]
06(c) No changes ~ earliest End 2020 [3 years after OJEU publication]
24 No changes ~ earliest End 2020 [3 yeas after OJEU publication]
34 No changes 07/21/2021
* End 2016 EU Drafts – To Be Confirmed over next months
Early* EU Draft Legislative Proposals
EU End of Life Vehicles (ELV)
ELV’s Exemptions 8(e) & 8(g)
(RoHS Exemptions 7(a) & 15)
Completed
(Directive (EU) 2016/774)
7th ATP ELV’s Exemptions
2(c) & 3
(RoHS Exemptions 6(b) & (c))
04/18/2016 EU Consultant’s
Recommendation (Legislative
procedure kick off shortly)
8th ATP
Adaptations to Technical Progress (ATPs)
07/21/2024 Maximum Validity Period for Category 11 Exemptions
Deletes Deadline for EU’s Decision on Renewal of existing Exemptions
Other Issues
EU RoHS Scope Review Proposal
Summary
Exemptions applied for renewal valid until EU Decisions;
Decisions will include:
i) New Validity Date up to 07/21/2021*;
ii) 12-18 months Transition ~ earliest End 2018;
Umbrella Project continued engagement.
In Closing…
* EEE Categories 1-7, 10
Monitor
Advocate
Integrate
Expanding Landscape
• Additional Substances
• RoHS 2021 Review
• RoHS/REACH Globally
• Circular Economy
• And more!
Looking Ahead
• European Commission - RoHS http://ec.europa.eu/environment/waste/rohs_eee/index_en.htm
• European Commission - RoHS - Adaptation to technical and scientific progress http://ec.europa.eu/environment/waste/rohs_eee/adaptation_en.htm
• Draft legislative proposals are published online for feedback before adoption http://ec.europa.eu/info/law/better-regulation/share-your-views_en
• EU Expert Group for RoHS2 adaptation and enforcement http://ec.europa.eu/transparency/regexpert/index.cfm?do=groupDetail.groupDetail&groupID=2810&Lang=EN
Sources of Additional Information
Q&A
THERE’S NEVER BEEN
A BETTER
TIME
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