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VSA 2009 Video Taping Visitors WorkshopJosh Gutwill and Adam KlingerPart 2: Human Subjects and IRB considerations

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Treating Visitors Ethically

• Government system for ~40 years• Applied to research, not evaluation• Now line is blurring

– Evaluators using new methods (audio/video)

– More comparative studies -> more generalizable

• Learn about the system, when it applies, and how to use it effectively

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Ethical Concerns

• Why worry about studies with humans?

• Recent medical and psychological research– Tuskegee experiment (1932-1972)– Milgram Experiment (1961)

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Tuskegee Experiment

Between 1932 and 1972, the U.S. Public Health Service (PHS)conducted an experiment on 399 black men in the late stages ofsyphilis to observe the natural progression of the disease if leftuntreated. These men, for the most part illiterate sharecroppersfrom one of the poorest counties in Alabama, were never toldwhat disease they were suffering from or of its seriousness.Informed that they were being treated for “bad blood,” they wereoffered free medical treatment, rides to the clinic, meals andburial insurance in case of death in return for participating. By1947 penicillin had become the standard treatment for syphilis.The Tuskegee scientists withheld penicillin and informationabout penicillin, purely to continue to study how the diseasespreads and kills. Participants were also prevented fromaccessing syphilis treatment programs that were available toother people in the area.

http://www.infoplease.com/ipa/A0762136.html

http://en.wikipedia.org/wiki/Tuskegee_experiment

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Milgram Obedience Study (1961)

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Belmont Commission (1974-9)

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Belmont Commission (1974-9)

Three basic principles for HS research– Respect for Persons

•Protect autonomy (reduce coercion; extra protection for people w/ diminished autonomy)

•Treat with respect & courtesy•Informed consent

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Belmont Commission (1974-9)

Three basic principles for HS research– Respect for Persons

•Protect autonomy (reduce coercion; extra protection for people w/ diminished autonomy)

•Treat with respect & courtesy•Informed consent

– Beneficence•Maximize benefits and minimize risks

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Belmont Commission (1974-9)

Three basic principles for HS research– Respect for Persons

•Protect autonomy (reduce coercion; extra protection for people w/ diminished autonomy)

•Treat with respect & courtesy•Informed consent

– Beneficence•Maximize benefits and minimize risks

– Justice•Fairness in distribution of benefits and costs

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Applying principles

Respect (informed consent, autonomy, protection)

Beneficence (risk/benefits)Justice (fair distribution of benefits & costs)

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Applying principles

Respect (informed consent, autonomy, protection)

Beneficence (risk/benefits)Justice (fair distribution of benefits & costs)

Where did Tuskegee and Milgram go awry?

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Applying principles

Respect (informed consent, autonomy, protection)

Beneficence (risk/benefits)Justice (fair distribution of benefits & costs)

Where did Tuskegee and Milgram go awry?

What might be the risks in informal environments?

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How can we protect visitors when videotaping?

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Videotaping visitors

Simple implied consent

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Videotaping visitors

Standard implied consent

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Videotaping visitors

• Explicit consent with signed forms– Crowley & Callanan Method– Explo’s method for large exhibit areas

– Explo’s lab method

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System for protecting subjects

Institutional

Review Board (IRB)

Gov’t guidelines

MuseumResearcher MuseumResearcher

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How do we deal with this?

• Learn the guidelines– Protecting human subjects

•Apply Belmont principles

– Defining research– Defining “exempt” research

• Write research/evaluation protocols

• Work w/ Institutional Review Board (IRB)

• Budget for IRB costs

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Definition of “Research”

• Systematic investigation designed to contribute to generalizable knowledge, and

• Obtaining identifiable private information about living individuals, or

• Involves intervention or interaction with individuals

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What is “exempt”?• Research in established educational settings– Comparing diff curricula, or teaching techniques

• Tests, surveys or obsv of public behavior:– no identifiable information is obtained– it doesn’t involve prisoners or children*– there is no risk of harm to the subject’s reputation

• Data exists or identity is unknown to Rschr• Other types of studies

– Certain Research projects by government– Taste and food quality tests

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Name Group

Alice Stevenson 1Amy Henson 3Amy Niedbalski anyAnna Lindgren-Streicher 2Beth Johnson 3Betsy Adamson 2Brent Williams 3

NameGroup

David Callahan1

Eileen Sheu 2Jane Schaefer1Julie Fritsch3Laetitia Habimana 1Scott Ewing 2

3 Working Groups

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Resources for learning more

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Resources

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Resources

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