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Introduction to representation theory of

classical Lie groups

Binyong Sun

Academy of Mathematics and Systems Science, Chinese Academy of Sciences

The Tsung-Dao Lee Institute

2019.7.19

Binyong Sun Introduction to representation theory of classical Lie groups

Contents

1. Classical Lie groups

2. Representations of compact Lie groups

3. Classical invariant theory

4. Infinite dimensional representations

5. Theta correspondences

6. Classical branching law

7. More questions

Binyong Sun Introduction to representation theory of classical Lie groups

1.Classical Lie groups

Symmetry: Groups and their representations.

P. W. Anderson (Nobel prize winner)µ

“It is only slightly overstating the case that

physics is the study of symmetry”.

Binyong Sun Introduction to representation theory of classical Lie groups

Origin of group theory

Babylonian era (2000 B.C.): the quadratic equation

x2 + bx + c = 0

has solutions

x =−b ±

√b2 − 4c

2.

16 century: The cubic and quartic equations can be solved by

radicals.

AbelõRuffini Theorem(1799!1824): Quintic or higher degree

equations can not be solved by radical in general.

Binyong Sun Introduction to representation theory of classical Lie groups

Question

Can a given polynominal equation be solved by radicals?

Galois (1830s): establish group theory; answer this question.

Evariste Galois (1811õ1832)

Binyong Sun Introduction to representation theory of classical Lie groups

Examples of groupsµ

(Z,+, 0)

(Bijection(X ,X ), , 1)

(GLn(R), ·, 1)

Binyong Sun Introduction to representation theory of classical Lie groups

Origin of Lie groups

Galois :

Symetries of polynomial equations −→ Groups,

Sophus Lie :

Symetries of differential equations −→ Lie groups.

Binyong Sun Introduction to representation theory of classical Lie groups

Sophus Lie (1842õ1899)

Binyong Sun Introduction to representation theory of classical Lie groups

Classical Lie groups

Most widely occurring Lie groups in mathematics and physics.

Compact classical Lie groups

O(n) = g ∈ GLn(R) | gg t = 1n,U(n) = g ∈ GLn(C) | gg t = 1n,Sp(n) = g ∈ GLn(H) | gg t = 1n.

Binyong Sun Introduction to representation theory of classical Lie groups

Real classical groups

General linear group:

GLn(R), GLn(C), GLn(H),

Real orthogonal groups and so on:

O(p, q), Sp2n(R), U(p, q), O∗(2n), Sp(p, q).

Complex orthogonal groups and complex symplectic groups:

On(C), Sp2n(C).

Example

O(p, q) :=

g ∈ GLp+q(R) | g t

[1p 0

0 −1q

]g =

[1p 0

0 −1q

].

Binyong Sun Introduction to representation theory of classical Lie groups

Finite dimensional representation theory:

1939

Binyong Sun Introduction to representation theory of classical Lie groups

Hermann Weyl, 1885-1955

Binyong Sun Introduction to representation theory of classical Lie groups

Two major achievements:

Classical invariant theory;

Classical branching law.

Binyong Sun Introduction to representation theory of classical Lie groups

2.Representations of compact Lie groups

Definition

Let G be a group. A representation of G is a complex vector space

V , together with a linear action

G × V → V , (g , v) 7→ g .v .

Notation: G y V .

Continuity condition.

Linear action:

g .(au + bv) = a(g .u) + b(g .v),

(gh).u = g .(h.u),

1.u = u.

Binyong Sun Introduction to representation theory of classical Lie groups

Standard representations:

GLn(R) y Cn, GLn(C) y Cn, GLn(H) y C2n.

O(n) y Cn, U(n) y Cn, Sp(n) y C2n.

Binyong Sun Introduction to representation theory of classical Lie groups

Analogy

Positive integers : Representations

prime numbers : Irreducible representations

Definition

A representation is said to be irreducible if it is nonzero, and has

no proper nonzero subrepresentation.

+ topological condition.

Binyong Sun Introduction to representation theory of classical Lie groups

G : compact Lie group.

Two basic problemsµ

Duality problem: Calculate

Irr(G ) := Irreducible representation of G/ ∼ .

Spectral decomposition : Given G y V , write V as a sum of

irreducible representations.

Binyong Sun Introduction to representation theory of classical Lie groups

Solution to duality problem:

Highest weight theory (Cartan).

Example

Irr(U(1)) = Z,

and more generally,

Irr(U(n)) = (a1 ≥ a2 ≥ · · · ≥ an) ∈ Zn.

Binyong Sun Introduction to representation theory of classical Lie groups

Elie Cartan, 1869-1951

Binyong Sun Introduction to representation theory of classical Lie groups

Example of spectral decomposition

U(1) y L2(S1) =⊕

k∈Zτk .

Binyong Sun Introduction to representation theory of classical Lie groups

3. Classical invariant theory

O(n) y Rn ⇒ O(n) y C[Rn].

Proposition

C[Rn]O(n) = C[q],

where

q :=n∑

i=1

x2i .

Binyong Sun Introduction to representation theory of classical Lie groups

Problem

Decompose O(n) y C[Rn]?

Hidden symmetry

O(n)× sl2(R) y C[Rn],

h :=

[1 0

0 −1

]7→ n

2 +∑n

i=1 xi∂∂xi,

e :=

[0 1

0 0

]7→ −1

2

∑ni=1 x

2i ,

f :=

[0 0

1 0

]7→ 1

2

∑ni=1

∂2

∂x2i.

Binyong Sun Introduction to representation theory of classical Lie groups

Harmonic polynomials

O(n) y H[Rn] := ϕ ∈ C[Rn] | f · ϕ = 0

=∞⊕k=0

Hk [Rn],

where

Hk [Rn] := ϕ ∈ H[Rn] | ϕ is homogeneous of degree k.

Binyong Sun Introduction to representation theory of classical Lie groups

Theorem

O(n)× sl2(R) y C[Rn]

=⊕∞

k=0Hk [Rn]⊗ L(k + n2 ).

Binyong Sun Introduction to representation theory of classical Lie groups

More generally,

O(n) y Rn×k ⇒ O(n) y C[Rn×k ].

Hidden symmetry

O(n)× sp2k(R) y C[Rn×k ],

Theorem (Classical invariant theory)

O(n)× sp2k(R) y C[Rn×k ] =⊕τ

τ ⊗ θ(τ).

Similar for other compact classical Lie groups.

Binyong Sun Introduction to representation theory of classical Lie groups

4. Infinite dimensional representations

Why? Harmonic analysis, quantum mechanics, number theory

· · · .

Examples in Harmonic analysis.

Fourier series:

U(1) y L2(S1).

Fourier transform:

Rn y L2(Rn).

Automorphic forms:

GLn(R) y L2(GLn(Z)\GLn(R)).

Binyong Sun Introduction to representation theory of classical Lie groups

Founders:

Israıl Moiseevich Gelfand, 1913-2009

Binyong Sun Introduction to representation theory of classical Lie groups

Harish-Chandra, 1923-1983

Binyong Sun Introduction to representation theory of classical Lie groups

Unitary representation: Hilbert space + unitary operators.

Another example

Stone’s Theorem

Selfajoint operator on V = unitary rep. R y V A 7→ (t 7→ e itA).

Binyong Sun Introduction to representation theory of classical Lie groups

Example of irreducible rep.:

G = GLn(R),

B := upper triangular matrix ⊂ G ,

χ : B → C× a character.

Then

G y f ∈ C∞(G ) | f (bg) = χ(b) · f (g), b ∈ B, g ∈ G

is a representation which is irreducible for ”generic” χ.

Binyong Sun Introduction to representation theory of classical Lie groups

G : Lie group.

Two basic problemsµ

Duality problem: Calculate

Irr(G ) := “Irreducible rep.” of G/ ∼⊃ Irru(G ) := Irreducible unitary rep. of G/ ∼ .

Spectral decomposition : Given G y V , write V as a sum of

irreducible representations.

Binyong Sun Introduction to representation theory of classical Lie groups

Example of duality problem

Langlands correspondence

Irr(GLn(C)) = completely reducible rep. C× y Cn/ ∼

Binyong Sun Introduction to representation theory of classical Lie groups

Robert Langlands

Binyong Sun Introduction to representation theory of classical Lie groups

Examples of spectral decomposition

Fourier series:

U(1) y L2(S1) =⊕

n∈ZC · ( )n.

Fourier transform:

L2(Rn) =

∫Rn

C · e iξ·( ) dξ,

Binyong Sun Introduction to representation theory of classical Lie groups

5. Theta correspondence

Classical invariant theory ←→ Theta correspondence

compact group ←→ real or p-adic group,

polynomial function ←→ generalized function,

finite dim. rep. ←→ infinite dim. rep.,

local symmetry ←→ global symmetry,

H. Weyl ←→ R. Howe.

p-adic fields: Q completion−−−−−−−−→ R, Q2, Q3, Q5, Q7, Q11, · · · .

Binyong Sun Introduction to representation theory of classical Lie groups

Roger Howe

Binyong Sun Introduction to representation theory of classical Lie groups

Two fundamental conjectures

Howe duality conjecture (Howe 1977)One-one correspondence,

Multiplicity conservation.

Conservation relation conjecture of Kudla-Rallis (Kudla-Rallis

1994)

Binyong Sun Introduction to representation theory of classical Lie groups

Local symmetry:

O(p, q)× sp2k(R) y C[R(p+q)×k ].

Global symmetry:

O(p, q)× Sp2k(R) y S(R(p+q)×k).

Binyong Sun Introduction to representation theory of classical Lie groups

Write

ωk : = S(R(p+q)×k)

Ω : = π ∈ Irr(O(p, q)) | HomO(p,q)(ωk , π) 6= 0,

Ω′ : = π′ ∈ Irr(Sp2k(R)) | HomSp2k (R)

(ωk , π′) 6= 0.

Binyong Sun Introduction to representation theory of classical Lie groups

Theorem [Howe, JAMS 1989]

One-one correspondenceµThe relation

HomO(p,q)×Sp2k (R)

(ωk , π⊗π′) 6= 0

yields a one-one correspondence

Irr(O(p, q)) ⊃ Ω↔ Ω′ ⊂ Irr(Sp2k(R)).

Multiplicity preservationµfor all (π, π′) ∈ Ω× Ω′,

HomO(p,q)×Sp2k (R)

(ωk , π⊗π′) = 1.

Binyong Sun Introduction to representation theory of classical Lie groups

Theorem (Howe duality conjecture)

The same holds for all real or p-adicd classical groups.

The real case: Howe, JAMS 1989.

p-adic case§p 6= 2: Waldspurger, Proceeding for 60’s birthday

of Piatetski-Shapiro, 1990.

Orthogonal, symplectic, unitary groups (Multiplicity

perservation)µLi-Sun-Tian, Invent. Math. (2011),

Orthogonal, symplectic, unitary groups: Gan-Takeda, JAMS

(2015).

The last caseµGan-Sun, Proceeding for 70’s birthday of Howe

(2017).

Binyong Sun Introduction to representation theory of classical Lie groups

Summary of theta correspondence

Transfer representations of one classical group to another

classical group.

Binyong Sun Introduction to representation theory of classical Lie groups

Applications of theta correspondence

Constructions of unitary representations:

• Jian-Shu Li§Invent. Math. (1989)

• Ma-Sun-Zhu§preprint (2017)

Constructions of automorphic representations:

• Howe, Proc. Sympos. Pure Math. (1979)

• Harris-Kudla-Sweet, JAMS (1996)

L-functions:

• Kudla-Rallis, Ann. of Math. (1994)

• Gan-Qiu-Takeda, Invent. Math. (2014)

Binyong Sun Introduction to representation theory of classical Lie groups

Problem. Given π ∈ Irr(O(p, q)),

HomO(p,q)(ωk , π) 6= 0 ? (ωk := S(R(p+q)×k).

Binyong Sun Introduction to representation theory of classical Lie groups

Kulda persistence principle:

HomO(p,q)(ωk , π) 6= 0 ⇒ HomO(p,q)(ωk+1, π) 6= 0.

Howe’s stable range:

k ≥ p + q ⇒ HomO(p,q)(ωk , π) 6= 0.

Binyong Sun Introduction to representation theory of classical Lie groups

First occurrence index:

n(π) := mink | HomO(p,q)(ωk , π) 6= 0.

Example.

n(1) = 0,

n(det) = p + q (Weyl, Rallis, Przebinda).

Binyong Sun Introduction to representation theory of classical Lie groups

Theorem (Kudla-Rallis’s conservation relation conjecture),

Sun-Zhu, JAMS (2015)

n(π) + n(π ⊗ det) = p + q.

The same holds for all real or p-adic classical groups.

Binyong Sun Introduction to representation theory of classical Lie groups

Applications of the conservations relations:

The final proof of Howe duality conjecture

• Gan-Sun, proceeding for 70’s birthday of Howe

(2017)

Explicit calculation of theta correspondence

• Atobe-Gan, Invent. Math. (2017)

Zeros and poles and L-functions

• Yamana, Invent. Math. (2014)

Local Landlands correspondence

• Gan-Ichino, Ann. of Math. (2018).

Binyong Sun Introduction to representation theory of classical Lie groups

6. Classical branching law

Two methods of constructing representationsµ

Induction, restriction.

Restriction↔ Symmetry breaking.

Binyong Sun Introduction to representation theory of classical Lie groups

Theorem (Classical branching law)

Let τµ ∈ Irr(U(n))§then

(τµ)|U(n−1) =⊕ν4µ

τν .

Similar result holds for orthogonal groups.

Binyong Sun Introduction to representation theory of classical Lie groups

Proof

• Classical invariant theory.

Application

• Basis of irreducible representation.

Binyong Sun Introduction to representation theory of classical Lie groups

Uniqueness of branching. For all

τµ ∈ Irr(U(n))§τν ∈ Irr(U(n − 1)),

dim HomU(n−1)(τµ, τν) ≤ 1.

Multiplicity one theorem

Similar results holds for all real or p-adic classical groups.

Conjectured: Bernstein-Rallis, 1980’s

p-adic case: Aizenbud-Gourevitch-Rallis-Schiffmann, Ann. of

Math. (2010)

real case: Sun-Zhu, Ann. of Math. (2012)

Binyong Sun Introduction to representation theory of classical Lie groups

Example (Waldspurger formula and Gross-Zagier formula).

Infinite dimensional representation

GL2(R) y π.

One dimensional representation

GL1(R) y χ.

uniqueness of branching

dim HomGL1(R)(π, χ) = 1.

This is the Rankin-Selberg theory for GL2(R)×GL1(R).

Binyong Sun Introduction to representation theory of classical Lie groups

Jacobi groupµ

GLn(R) n H2n+1(R), Sp2n(R) n H2n+1(R).

Multiplicity one theorem for Jacobi groups)

Similar result holds for real or p-adic Jacobi groups.

Conjectured: Prasad, 1990’s

p-adic case: Sun, Amer. J. of Math. (2012)

real case: Sun-Zhu, Ann. of Math. (2012)

Binyong Sun Introduction to representation theory of classical Lie groups

Example (Tate thesis).

Irreducible representation:

GL1(R) n H3(R) y S(R).

One dimensional representation

GL1(R) y χ.

Uniqueness of homogeneous generalized functions:

dim HomGL1(R)(S(R), χ) = 1.

This is theta correspondence for (GL1(R),GL1(R)).

Binyong Sun Introduction to representation theory of classical Lie groups

Applications of the multiplicity one theorem

Local Gan-Gross-Prasad conjecture

• Hongyu He, Invent. Math. (2017)

Global Gan-Gross-Prasad conjecture

• Wei Zhang, Ann. of Math. (2014)

Proof of Kazhdan-Mazur’s nonvanishing hypothesis

• Sun, JAMS (2017)

Binyong Sun Introduction to representation theory of classical Lie groups

8. More questions

Determine theta correspondence.

Local Gan-Gross-Prasad conjecture

Global Gan-Gross-Prasad cojecture

Unitary dual of classical Lie groups

Algebraic automorphic representations and arithmetic of

L-functions.

Binyong Sun Introduction to representation theory of classical Lie groups

L-function: generalization of Riemann zeta function

Langlands program:

Binyong Sun Introduction to representation theory of classical Lie groups

Thank you!

Binyong Sun Introduction to representation theory of classical Lie groups

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