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Introduction to representation theory of classical Lie groups Binyong Sun Academy of Mathematics and Systems Science, Chinese Academy of Sciences The Tsung-Dao Lee Institute 2019.7.19 Binyong Sun Introduction to representation theory of classical Lie groups

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Page 1: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Introduction to representation theory of

classical Lie groups

Binyong Sun

Academy of Mathematics and Systems Science, Chinese Academy of Sciences

The Tsung-Dao Lee Institute

2019.7.19

Binyong Sun Introduction to representation theory of classical Lie groups

Page 2: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Contents

1. Classical Lie groups

2. Representations of compact Lie groups

3. Classical invariant theory

4. Infinite dimensional representations

5. Theta correspondences

6. Classical branching law

7. More questions

Binyong Sun Introduction to representation theory of classical Lie groups

Page 3: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

1.Classical Lie groups

Symmetry: Groups and their representations.

P. W. Anderson (Nobel prize winner)µ

“It is only slightly overstating the case that

physics is the study of symmetry”.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 4: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Origin of group theory

Babylonian era (2000 B.C.): the quadratic equation

x2 + bx + c = 0

has solutions

x =−b ±

√b2 − 4c

2.

16 century: The cubic and quartic equations can be solved by

radicals.

AbelõRuffini Theorem(1799!1824): Quintic or higher degree

equations can not be solved by radical in general.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 5: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Question

Can a given polynominal equation be solved by radicals?

Galois (1830s): establish group theory; answer this question.

Evariste Galois (1811õ1832)

Binyong Sun Introduction to representation theory of classical Lie groups

Page 6: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Examples of groupsµ

(Z,+, 0)

(Bijection(X ,X ), , 1)

(GLn(R), ·, 1)

Binyong Sun Introduction to representation theory of classical Lie groups

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Origin of Lie groups

Galois :

Symetries of polynomial equations −→ Groups,

Sophus Lie :

Symetries of differential equations −→ Lie groups.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 8: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Sophus Lie (1842õ1899)

Binyong Sun Introduction to representation theory of classical Lie groups

Page 9: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Classical Lie groups

Most widely occurring Lie groups in mathematics and physics.

Compact classical Lie groups

O(n) = g ∈ GLn(R) | gg t = 1n,U(n) = g ∈ GLn(C) | gg t = 1n,Sp(n) = g ∈ GLn(H) | gg t = 1n.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 10: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Real classical groups

General linear group:

GLn(R), GLn(C), GLn(H),

Real orthogonal groups and so on:

O(p, q), Sp2n(R), U(p, q), O∗(2n), Sp(p, q).

Complex orthogonal groups and complex symplectic groups:

On(C), Sp2n(C).

Example

O(p, q) :=

g ∈ GLp+q(R) | g t

[1p 0

0 −1q

]g =

[1p 0

0 −1q

].

Binyong Sun Introduction to representation theory of classical Lie groups

Page 11: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Finite dimensional representation theory:

1939

Binyong Sun Introduction to representation theory of classical Lie groups

Page 12: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Hermann Weyl, 1885-1955

Binyong Sun Introduction to representation theory of classical Lie groups

Page 13: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Two major achievements:

Classical invariant theory;

Classical branching law.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 14: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

2.Representations of compact Lie groups

Definition

Let G be a group. A representation of G is a complex vector space

V , together with a linear action

G × V → V , (g , v) 7→ g .v .

Notation: G y V .

Continuity condition.

Linear action:

g .(au + bv) = a(g .u) + b(g .v),

(gh).u = g .(h.u),

1.u = u.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 15: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Standard representations:

GLn(R) y Cn, GLn(C) y Cn, GLn(H) y C2n.

O(n) y Cn, U(n) y Cn, Sp(n) y C2n.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 16: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Analogy

Positive integers : Representations

prime numbers : Irreducible representations

Definition

A representation is said to be irreducible if it is nonzero, and has

no proper nonzero subrepresentation.

+ topological condition.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 17: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

G : compact Lie group.

Two basic problemsµ

Duality problem: Calculate

Irr(G ) := Irreducible representation of G/ ∼ .

Spectral decomposition : Given G y V , write V as a sum of

irreducible representations.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 18: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Solution to duality problem:

Highest weight theory (Cartan).

Example

Irr(U(1)) = Z,

and more generally,

Irr(U(n)) = (a1 ≥ a2 ≥ · · · ≥ an) ∈ Zn.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 19: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Elie Cartan, 1869-1951

Binyong Sun Introduction to representation theory of classical Lie groups

Page 20: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Example of spectral decomposition

U(1) y L2(S1) =⊕

k∈Zτk .

Binyong Sun Introduction to representation theory of classical Lie groups

Page 21: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

3. Classical invariant theory

O(n) y Rn ⇒ O(n) y C[Rn].

Proposition

C[Rn]O(n) = C[q],

where

q :=n∑

i=1

x2i .

Binyong Sun Introduction to representation theory of classical Lie groups

Page 22: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Problem

Decompose O(n) y C[Rn]?

Hidden symmetry

O(n)× sl2(R) y C[Rn],

h :=

[1 0

0 −1

]7→ n

2 +∑n

i=1 xi∂∂xi,

e :=

[0 1

0 0

]7→ −1

2

∑ni=1 x

2i ,

f :=

[0 0

1 0

]7→ 1

2

∑ni=1

∂2

∂x2i.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 23: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Harmonic polynomials

O(n) y H[Rn] := ϕ ∈ C[Rn] | f · ϕ = 0

=∞⊕k=0

Hk [Rn],

where

Hk [Rn] := ϕ ∈ H[Rn] | ϕ is homogeneous of degree k.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 24: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Theorem

O(n)× sl2(R) y C[Rn]

=⊕∞

k=0Hk [Rn]⊗ L(k + n2 ).

Binyong Sun Introduction to representation theory of classical Lie groups

Page 25: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

More generally,

O(n) y Rn×k ⇒ O(n) y C[Rn×k ].

Hidden symmetry

O(n)× sp2k(R) y C[Rn×k ],

Theorem (Classical invariant theory)

O(n)× sp2k(R) y C[Rn×k ] =⊕τ

τ ⊗ θ(τ).

Similar for other compact classical Lie groups.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 26: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

4. Infinite dimensional representations

Why? Harmonic analysis, quantum mechanics, number theory

· · · .

Examples in Harmonic analysis.

Fourier series:

U(1) y L2(S1).

Fourier transform:

Rn y L2(Rn).

Automorphic forms:

GLn(R) y L2(GLn(Z)\GLn(R)).

Binyong Sun Introduction to representation theory of classical Lie groups

Page 27: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Founders:

Israıl Moiseevich Gelfand, 1913-2009

Binyong Sun Introduction to representation theory of classical Lie groups

Page 28: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Harish-Chandra, 1923-1983

Binyong Sun Introduction to representation theory of classical Lie groups

Page 29: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Unitary representation: Hilbert space + unitary operators.

Another example

Stone’s Theorem

Selfajoint operator on V = unitary rep. R y V A 7→ (t 7→ e itA).

Binyong Sun Introduction to representation theory of classical Lie groups

Page 30: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Example of irreducible rep.:

G = GLn(R),

B := upper triangular matrix ⊂ G ,

χ : B → C× a character.

Then

G y f ∈ C∞(G ) | f (bg) = χ(b) · f (g), b ∈ B, g ∈ G

is a representation which is irreducible for ”generic” χ.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 31: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

G : Lie group.

Two basic problemsµ

Duality problem: Calculate

Irr(G ) := “Irreducible rep.” of G/ ∼⊃ Irru(G ) := Irreducible unitary rep. of G/ ∼ .

Spectral decomposition : Given G y V , write V as a sum of

irreducible representations.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 32: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Example of duality problem

Langlands correspondence

Irr(GLn(C)) = completely reducible rep. C× y Cn/ ∼

Binyong Sun Introduction to representation theory of classical Lie groups

Page 33: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Robert Langlands

Binyong Sun Introduction to representation theory of classical Lie groups

Page 34: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Examples of spectral decomposition

Fourier series:

U(1) y L2(S1) =⊕

n∈ZC · ( )n.

Fourier transform:

L2(Rn) =

∫Rn

C · e iξ·( ) dξ,

Binyong Sun Introduction to representation theory of classical Lie groups

Page 35: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

5. Theta correspondence

Classical invariant theory ←→ Theta correspondence

compact group ←→ real or p-adic group,

polynomial function ←→ generalized function,

finite dim. rep. ←→ infinite dim. rep.,

local symmetry ←→ global symmetry,

H. Weyl ←→ R. Howe.

p-adic fields: Q completion−−−−−−−−→ R, Q2, Q3, Q5, Q7, Q11, · · · .

Binyong Sun Introduction to representation theory of classical Lie groups

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Roger Howe

Binyong Sun Introduction to representation theory of classical Lie groups

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Two fundamental conjectures

Howe duality conjecture (Howe 1977)One-one correspondence,

Multiplicity conservation.

Conservation relation conjecture of Kudla-Rallis (Kudla-Rallis

1994)

Binyong Sun Introduction to representation theory of classical Lie groups

Page 38: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Local symmetry:

O(p, q)× sp2k(R) y C[R(p+q)×k ].

Global symmetry:

O(p, q)× Sp2k(R) y S(R(p+q)×k).

Binyong Sun Introduction to representation theory of classical Lie groups

Page 39: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Write

ωk : = S(R(p+q)×k)

Ω : = π ∈ Irr(O(p, q)) | HomO(p,q)(ωk , π) 6= 0,

Ω′ : = π′ ∈ Irr(Sp2k(R)) | HomSp2k (R)

(ωk , π′) 6= 0.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 40: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Theorem [Howe, JAMS 1989]

One-one correspondenceµThe relation

HomO(p,q)×Sp2k (R)

(ωk , π⊗π′) 6= 0

yields a one-one correspondence

Irr(O(p, q)) ⊃ Ω↔ Ω′ ⊂ Irr(Sp2k(R)).

Multiplicity preservationµfor all (π, π′) ∈ Ω× Ω′,

HomO(p,q)×Sp2k (R)

(ωk , π⊗π′) = 1.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 41: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Theorem (Howe duality conjecture)

The same holds for all real or p-adicd classical groups.

The real case: Howe, JAMS 1989.

p-adic case§p 6= 2: Waldspurger, Proceeding for 60’s birthday

of Piatetski-Shapiro, 1990.

Orthogonal, symplectic, unitary groups (Multiplicity

perservation)µLi-Sun-Tian, Invent. Math. (2011),

Orthogonal, symplectic, unitary groups: Gan-Takeda, JAMS

(2015).

The last caseµGan-Sun, Proceeding for 70’s birthday of Howe

(2017).

Binyong Sun Introduction to representation theory of classical Lie groups

Page 42: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Summary of theta correspondence

Transfer representations of one classical group to another

classical group.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 43: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Applications of theta correspondence

Constructions of unitary representations:

• Jian-Shu Li§Invent. Math. (1989)

• Ma-Sun-Zhu§preprint (2017)

Constructions of automorphic representations:

• Howe, Proc. Sympos. Pure Math. (1979)

• Harris-Kudla-Sweet, JAMS (1996)

L-functions:

• Kudla-Rallis, Ann. of Math. (1994)

• Gan-Qiu-Takeda, Invent. Math. (2014)

Binyong Sun Introduction to representation theory of classical Lie groups

Page 44: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Problem. Given π ∈ Irr(O(p, q)),

HomO(p,q)(ωk , π) 6= 0 ? (ωk := S(R(p+q)×k).

Binyong Sun Introduction to representation theory of classical Lie groups

Page 45: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Kulda persistence principle:

HomO(p,q)(ωk , π) 6= 0 ⇒ HomO(p,q)(ωk+1, π) 6= 0.

Howe’s stable range:

k ≥ p + q ⇒ HomO(p,q)(ωk , π) 6= 0.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 46: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

First occurrence index:

n(π) := mink | HomO(p,q)(ωk , π) 6= 0.

Example.

n(1) = 0,

n(det) = p + q (Weyl, Rallis, Przebinda).

Binyong Sun Introduction to representation theory of classical Lie groups

Page 47: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Theorem (Kudla-Rallis’s conservation relation conjecture),

Sun-Zhu, JAMS (2015)

n(π) + n(π ⊗ det) = p + q.

The same holds for all real or p-adic classical groups.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 48: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Applications of the conservations relations:

The final proof of Howe duality conjecture

• Gan-Sun, proceeding for 70’s birthday of Howe

(2017)

Explicit calculation of theta correspondence

• Atobe-Gan, Invent. Math. (2017)

Zeros and poles and L-functions

• Yamana, Invent. Math. (2014)

Local Landlands correspondence

• Gan-Ichino, Ann. of Math. (2018).

Binyong Sun Introduction to representation theory of classical Lie groups

Page 49: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

6. Classical branching law

Two methods of constructing representationsµ

Induction, restriction.

Restriction↔ Symmetry breaking.

Binyong Sun Introduction to representation theory of classical Lie groups

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Theorem (Classical branching law)

Let τµ ∈ Irr(U(n))§then

(τµ)|U(n−1) =⊕ν4µ

τν .

Similar result holds for orthogonal groups.

Binyong Sun Introduction to representation theory of classical Lie groups

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Proof

• Classical invariant theory.

Application

• Basis of irreducible representation.

Binyong Sun Introduction to representation theory of classical Lie groups

Page 52: Introduction to representation theory of classical Lie groups · 1.Classical Lie groups Symmetry:Groups and their representations. P. W. Anderson (Nobel prize winner)µ \It is only

Uniqueness of branching. For all

τµ ∈ Irr(U(n))§τν ∈ Irr(U(n − 1)),

dim HomU(n−1)(τµ, τν) ≤ 1.

Multiplicity one theorem

Similar results holds for all real or p-adic classical groups.

Conjectured: Bernstein-Rallis, 1980’s

p-adic case: Aizenbud-Gourevitch-Rallis-Schiffmann, Ann. of

Math. (2010)

real case: Sun-Zhu, Ann. of Math. (2012)

Binyong Sun Introduction to representation theory of classical Lie groups

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Example (Waldspurger formula and Gross-Zagier formula).

Infinite dimensional representation

GL2(R) y π.

One dimensional representation

GL1(R) y χ.

uniqueness of branching

dim HomGL1(R)(π, χ) = 1.

This is the Rankin-Selberg theory for GL2(R)×GL1(R).

Binyong Sun Introduction to representation theory of classical Lie groups

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Jacobi groupµ

GLn(R) n H2n+1(R), Sp2n(R) n H2n+1(R).

Multiplicity one theorem for Jacobi groups)

Similar result holds for real or p-adic Jacobi groups.

Conjectured: Prasad, 1990’s

p-adic case: Sun, Amer. J. of Math. (2012)

real case: Sun-Zhu, Ann. of Math. (2012)

Binyong Sun Introduction to representation theory of classical Lie groups

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Example (Tate thesis).

Irreducible representation:

GL1(R) n H3(R) y S(R).

One dimensional representation

GL1(R) y χ.

Uniqueness of homogeneous generalized functions:

dim HomGL1(R)(S(R), χ) = 1.

This is theta correspondence for (GL1(R),GL1(R)).

Binyong Sun Introduction to representation theory of classical Lie groups

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Applications of the multiplicity one theorem

Local Gan-Gross-Prasad conjecture

• Hongyu He, Invent. Math. (2017)

Global Gan-Gross-Prasad conjecture

• Wei Zhang, Ann. of Math. (2014)

Proof of Kazhdan-Mazur’s nonvanishing hypothesis

• Sun, JAMS (2017)

Binyong Sun Introduction to representation theory of classical Lie groups

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8. More questions

Determine theta correspondence.

Local Gan-Gross-Prasad conjecture

Global Gan-Gross-Prasad cojecture

Unitary dual of classical Lie groups

Algebraic automorphic representations and arithmetic of

L-functions.

Binyong Sun Introduction to representation theory of classical Lie groups

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L-function: generalization of Riemann zeta function

Langlands program:

Binyong Sun Introduction to representation theory of classical Lie groups

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Thank you!

Binyong Sun Introduction to representation theory of classical Lie groups