alternate fingerings for the flute : paul koonce's escape tone and the possibilities of notation

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    eScholarship provides open access, scholarly publishingservices to the University of California and delivers a dynamicresearch platform to scholars worldwide.

    Electronic Theses and DissertationsUC San Diego

    Peer Reviewe d

    Title: Alternate finge rings for the flute : Paul Koonce' s Escape tone and the possibilities of notation

    Author:Turney, Kimberly

    Acceptance Date:2012

    Series:UC San Diego Electronic Theses and Dissertations

    Degree:Ph. D., UC San Diego

    Permalink:http://escholarshi p.org/uc/item/9w52n8vj

    Local Identifier:b7349737

    Abstract:This dissertation explores the possibilities of the notation system used in Escape tone by PaulKoonce. Alternate fingering sources and systems are discussed and examined, as well as thepossibilities for the use of Koonce's notation system in other works. The Koonce notation system isapplied to Sciarrino's L'Opera per flauto: Fra i testi dedicati alle nubi to see if it is a viable notationsystem for contemporary music

    Copyright Information: All rights reserved unless otherwise indicated. Contact the author or original publisher for anynecessary permissions. eScholarship is not the copyright owner for deposited works. Learn moreat http://www.e scholarship.org/help_copyright.html#reu se

    http://escholarship.org/http://escholarship.org/http://www.escholarship.org/help_copyright.html#reusehttp://escholarship.org/uc/item/9w52n8vjhttp://www.escholarship.org/help_copyright.html#reusehttp://escholarship.org/uc/item/9w52n8vjhttp://escholarship.org/uc/search?affiliation=UC%20San%20Diegohttp://escholarship.org/uc/ucsd_etdhttp://escholarship.org/uc/search?creator=Turney,%20Kimberlyhttp://escholarship.org/uc/ucsdhttp://escholarship.org/uc/ucsd_etdhttp://escholarship.org/http://escholarship.org/http://escholarship.org/http://escholarship.org/
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    iii

    The Dissertation of Kimberly A. Turney is approved, and is acceptable in

    quality and form for publication on microfilm and electronically.

    Chair

    University of California, San Diego

    2012

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    iv

    TABLE OF CONTENTS

    Signature Page .......................................................................................................... iii

    Table of Contents ...................................................................................................... iv

    List of Figures ............................................................................................................... v

    Vita............................................................................................................................... vii

    Abstract of the Dissertation ................................................................................... viii

    I. Introduction ............................................................................................................. 1

    II. Alternate Fingering Sources and Systems ........................................................ 4

    III. Koonce Notation ................................................................................................ 11

    IV. Application of Koonce Notation .................................................................... 16

    V. Bibliography ......................................................................................................... 33

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    v

    LIST OF FIGURES

    Figure 1: Yuasa, Reigaku (p. 6, line 8) ................................................................. 1

    Figure 2: Saariaho, Laconisme De Lile (Notation Instructions) .................... 2

    Figure 3: Saariaho, NoaNoa (p. 3, m. 114-116) ................................................. 2

    Figure 4: Artaud, Present Day Flutes (p. 6) ........................................................ 5

    Figure 5: Artaud, Present Day Flutes (p. 6) ......................................................... 5

    Figure 6: Artaud, Present Day Flutes (p. 49) ....................................................... 6

    Figure 7: Pellerite, A Modern Guide to Fingerings for the Flute (p. 54) ........ 7

    Figure 8: Dick, The Other Flute (p. vi) .................................................................. 8

    Figure 9: Howell, The Avant-Garde Flute (p. 42) ................................................ 8

    Figure 10: Dick, The Other Flute (p. 72) .............................................................. 9

    Figure 11: Howell, The Avant-Garde Flute (p. 66) ............................................. 9

    Figure 12: Koonce, Escape Tone (p. 29) ........................................................... 12

    Figure 13: Koonce, Escape Tone (p. 30) .......................................................... 13

    Figure 14: Koonce, Escape Tone (p. 28) .......................................................... 15

    Figure 15: Dick, The Other Flute (p. 72) ................................................................. 16

    Figure 16: Renotation of Figure 15 (the Dick tablature system) ................. 17

    Figure 17: Howell, The Avant-Garde Flute (p. 66) ............................................ 17

    Figure 18: Renotation of Figure 17 (the Howell tablature system) .............. 18

    Figure 19: Renotation of C # line in Koonce matrix .......................................... 18

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    vii

    VITA

    1998 Bachelor of Music, University of Arizona

    2005 Master of Fine Arts, California Institute of the Arts

    2012 Doctor of Musical Arts, University of California, San Diego

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    1

    I. Introduction

    Altered fingerings are a common occurrence for performers of

    contemporary music. They are used in combination with standard

    fingerings to produce an array of new sounds. Without these, flutists and

    composers would be limited to a narrow vocabulary of standard flute

    fingerings and the notes they produce. Altered fingerings are

    modifications to standard fingerings used to produce a desired

    multiphonic, microtone or timbre. When playing a piece with these

    altered fingerings, the performer is required to learn a new set of

    fingerings. These fingerings come to the performer in many forms.

    Sometimes the composer will provide the fingering within the score, either

    near the specific altered note (See Figure 1) or within the instructions for

    the piece (See Figure 2). Other times, the performer is left to find the

    fingerings themselves using outside sources (See Figure 3).

    Figure 1: Yuasa, Reigaku (p. 6, line 8)

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    2

    Figure 2: Saariaho, Laconisme De Lile (Notation Instructions)

    Figure 3: Saariaho, NoaNoa (p. 3, m. 114-116)

    The exact source used to find these fingerings is not always explained in

    the score, so the performer must search through the many sources

    available in order to find the appropriate fingering. At times this can be a

    frustrating and time consuming task. The reason these fingerings are not

    committed to memory, as they are in the case of standard fingerings, is

    due to the large number (thousands) of possibilities along with the

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    3

    infrequency of use. There are a limited number of standard flute fingerings

    that performers use from the beginning of their flute playing. Obviously

    these are more easily committed to memory.

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    4

    II. Altered Fingering Sources and Systems

    There are many sources a performer seeks when looking for altered

    fingerings. The notation of altered fingerings generally falls into two

    categories. These are the number system, which is common in Europe and

    the tablature system, which is more commonly used in the United States.

    The number system is a notation where each finger is assigned a

    specific number. Numbered one though five on each hand, with one

    being the thumb, these fingers and numbers obviously correspond to the

    keys on the flute. Five on the right hand has a system for the 3 keys that it

    uses. It is either referred to as 5, 5 # or 5 . There is no letter or number for

    the low B key on the foot joint. Similarly, one on the left hand can be

    referred to as 1 or 1 to differentiate between the two keys that it uses.

    There are also 3 keys assigned the letters A, B and C (See Figure 4 and

    Figure 5).

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    5

    Figure 4: Artaud, Present Day Flutes (p. 6)

    Figure 5: Artaud, Present Day Flutes (p. 6)

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    6

    When a desired fingering is given, only the depressed numbers and/or

    letters are given (See Figure 6) .

    Figure 6: Artaud, Present Day Flutes (p. 49)

    This can be quite confusing at times. This method of fingering notation is

    illustrated throughout the book Present Day Flutes by Pierre-Yves Artaud.

    The tablature system is used by Robert Dick, Thomas Howell and

    James Pellerite in their books of altered fingerings. Pellerite uses pictures of

    the flute keys to explain the fingering (See Figure 7).

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    7

    Figure 7: Pellerite, A Modern Guide to Fingerings for the Flute (p. 54)

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    8

    While Dick and Howell use a series of circles to represent fingerings (See

    Figure 8 and Figure 9).

    Figure 8: Dick, The Other Flute (p. vi)

    Figure 9: Howell, The Avant-Garde Flute (p. 42)

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    9

    A darkened or filled in circle represents the keys that are to be depressed

    (See Figure 10 and Figure 11). This is the method with which I am most

    familiar.

    Figure 10: Dick, The Other Flute (p. 72)

    Figure 11: Howell, The Avant-Garde Flute (p. 66)

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    10

    Regardless of which system is used, the performer must write in each

    new set of fingerings in the score of the piece they are learning and

    reference that fingering instead of using the notated notes of the staff to

    derive the fingering. This is what I find to be the most difficult part about

    this notation system. The notes within the staff for the desired altered note

    give no clue as to the fingering for the desired note, only the resultant

    tone/tones to be heard. From an early point in learning to read music

    and play an instrument simultaneously, emphasis is put on reading the

    notes and knowing the fingerings from memory. Having to write in

    fingerings diverts attention away from this process. This can be a

    hindrance in the beginning, which slows down the learning process.

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    11

    III. Koonce Notation

    While studying the piece Escape Tone by Paul Koonce, I met with

    the inevitable task of writing in all of the altered fingerings throughout the

    piece. Instead of using one of the two methods described above, Koonce

    provides a matrix of microtonal fingerings in the back of the score (See

    Figure 12 and Figure 13) .

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    12

    F i g u r e

    1 2 :

    K o o n c e ,

    E s c a p e

    T o n e

    ( p .

    2 9 )

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    13

    =

    F i g u r e

    1 3 :

    K o o n c e ,

    E s c a p e

    T o n e

    ( p .

    3 0 )

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    14

    After writing in a few of the fingerings, according to the chart provided, I

    started to notice a pattern to the system. This was unlike any notation

    system I had seen before. Very quickly I figured out how it worked, which

    eliminated the need for me to tediously write in every fingering. After

    understanding how the system worked, I was able to identify the desired

    fingering by looking at only the notation provided on the staff. Then I

    started to wonder why no one else has used this system, when it makes so

    much sense. Koonce explains his basis for his notational system within the

    score:

    Another perspective of the fingerings is to view them asstandard fingerings modified by the opening of one of theirdepressed keys. This key would correspond to the ventdescribed above. This perspective is the basis for thenotational system. In it, a regular notehead designated thestandard fingering and the diamond above it specifies thefingering to be vented ( Escape Tone , p.24).

    This system still does not cover all possible fingerings. For this, Koonce

    modifies them in a way which is also very clear:

    Fingerings which are neither standard nor from the microtonalsegments are created by choosing a nearly identicalfingering from the above sets and modifying it by adding orremoving the appropriate keys. The keys are designatedaccording to the symbols in the flute key legend (See Figure14) below. + and - signify depressing and undepressing

    keys, respectively. + and - similarly apply to the G # and D # levers even though the effect on the tone hole is theopposite. A slash through keys 2 through 6 calls for thedepressed rim only ( Escape Tone , p.24).

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    15

    Figure 14: Koonce, Escape Tone (p. 28)

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    16

    IV. Application of Koonce System

    The tablature notation can be more effectively renotated using the

    Koonce system. This system eliminates the need for the tablature notation

    in general. In Figure 16 and Figure 18 I have applied the Koonce system,

    according to the matrix, to the tablature notation examples from above.

    A B C D E F G H I

    Figure 15: Dick, The Other Flute (p. 72)

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    18

    Figure 18: Renotation of Figure 17 (the Howell tablature system)

    A key part missing from the Koonce matrix is all of the possible

    sounding pitchs that are achievable with each given fingering. Looking at

    the C # line (3 rd row of Figure 12), it would be more effective if these

    sounding pitchs were provided within the matrix.

    Figure 19: Renotation of C # line in Koonce matrix

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    20

    F i g u r e

    2 0 :

    S c

    i a r r

    i n o ,

    L O p

    e r a

    P e r

    F l a u

    t o :

    F r a

    I T e s t

    i D e d

    i c a

    t i A

    l l e N u

    b i ( p

    . 3 1 )

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    22

    The number or letter is then written above the notes on the staff (See

    Figure 22 and Figure 23) .

    Figure 22 : Sciarrino, LOpera Per Flauto: Fra I Testi Dedicati Alle Nubi(p. 32, lines 1-2)

    Figure 23 : Sciarrino, LOpera Per Flauto: Fra I Testi Dedicati Alle Nubi(p. 35, line 4)

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    23

    This is a highly complicated piece, partly due to the fact that the

    performer must memorize these 24 complicated fingerings, which have no

    easily recognizable connection to the notes written on the staff. The

    performer spends more time looking at the numbers or letters above the

    staff than they do the notes on the staff.

    My experimentation with applying the Koonce notation system to

    the Sciarrino piece proved to be successful, although not without fault in

    the beginning. The first realization that I did was not ideal (See Figure 24,

    Figure 25 and Figure 26).

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    24

    Figure 24: Application of 24 fingerings in Fra I Testi Dedicati Alle Nubi usingKoonce notation

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    25

    Figure 25: First application of Koonce notation to Sciarrinos Fra I Testi Dedicati Alle Nubi (p.32, lines 1-2)

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    26

    Figure 26: First application of Koonce notation to Sciarrinos Fra I Testi Dedicati Alle Nubi (p. 35, line 4)

    The main issue with the first realization is that the notation only shows

    notation that indicates what the fingering should be. It is missing the

    resultant pitches, and this is crucial to the performer. Without these

    resultant tones, the performer does not know precisely what pitch/pitches

    are to be produced. Most altered fingerings can produce multiple

    pitches; therefore the desired one is the key to accuracy. This is the main

    problem with the Koonce fingering matrix. It only shows notation derived

    for the desired fingerings, not all of the pitches that are possible with each

    of those fingering combinations (See Figure 27).

    Figure 27: Koonce, Escape Tone (p. 29)

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    27

    This may be due to the fact that Koonces system creates various

    possibilities. These choices are another challenge that I encountered while

    renotating the Sciarrino piece. There are multiple ways that one could

    notate the same desired fingering, especially if there is no exact match

    within Koonce s matrix (See Figure 28).

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    28

    Figure 28: Altered possibilites for notating the same pitche/fingering

    My second realization was an effort to deal with the issues that

    arose in the first realization (See Figure 29 and Figure 30).

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    29

    Figure 29: Second applicat ion of Koonce notation to Sciarrinos Fra I TestiDedicati Alle Nubi (p.32, lines 1-2)

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    30

    Figure 30: Second application of Koonce notation to Sciarrinos Fra I TestiDedicati Alle Nubi (p. 35, line 4)

    I included the resultant tones that Sciarrino wants with the Koonce

    notation. The end result gives the performer all the information necessary

    for the fingerings in one place (See Figure 31).

    Figure 31: Excerpt from second application of Koonce notation to Sciarrinos FraI Testi Dedicati Alle Nubi (p.32, line 1)

    The performer derives the fingerings from the lower notes and the upper

    notes, the results. These two methods combined, Koonce fingering system

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    31

    and desired resultant tones, allow the performer to read the music that is

    notated on the staff. Instead of purely memorizing an entirely new set of

    fingerings for each piece of music, the music can be read more

    effectively. This also eliminates the search for fingerings and the tedious

    task of writing each one of them in. If this notation system was more widely

    used for microtones, multiphonics and altered fingerings, the performers

    would become familiar with its workings very quickly. Pedagogically, this

    system of notation can make contemporary music more accessible to

    players unfamiliar with contemporary music and to people who are new

    to the notation of altered fingerings.

    This experiment has proven to be a viable option for the notation of

    altered fingerings for flute. Sciarrinos Fra I Testi Dedicati Alle Nubi can

    effectively be renotated and realized in a more comprehensive way using

    the system designed by Koonce. The integration of this system into

    compositions for flute would be a significant help to both performers and

    composers of new music. This would eliminate the confusion of the

    multiple systems that are used for altered fingerings as well as increase the

    efficiency of the performer. Although Paul Koonce derived this system of

    notation over twenty five years ago, it has yet to be incorporated into the

    general notation system of contemporary music. I think that this system is

    valuable and should be recognized as a system for notating altered

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    32

    fingerings. Whether this is a useful system for all composers to use is still to

    be determined. Not all contemporary flute music needs to be renotated

    using this system, although some would become more accessible if done

    so. This is a subject I will continue to pursue given that I do think that the

    Koonce notation system can be very beneficial and should be used by

    both performers and composers.

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    V. Bibliography

    Artaud, Pierre-Yves. Present Day Flutes: Treatise on ContemporaryTechniques of Transverse Flutes for the use of Composers andPerformers. London: Peters Edition Limited, 1995. Print.

    Dick, Robert. The Other Flute: A Performance Manual of ContemporaryTechniques. New York, NY: Multiple Breath Music Company, 1989.Print.

    Howell, Thomas. The Avant-Garde Flute: A Handbook for Composers andFlutists. Berkley, CA: University of California Press, 1974. Print.

    Koonce, Paul. Escape Tone. Gainesville, FL: Koonce Edition, 1985. Score.

    Pellerite, James A. A Modern Guide to Fingerings for the Flute. Van Nuys,CA: Alfred Publishing Company, 1964. Print.

    Saariaho, Kiaja. NoaNoa: For Flute and Electronics . London: ChesterMusic, 1992. Score.

    Sciarrino, Salvatore. Laconisme De Lile. Edition Reimers,1983. Score.

    ______________. LOpera Per Flauto . Milano: BMG Ricordi Music Publishing,1990. Score.

    Yuasa, Joji. Reigaku. Japan: Schott, 2002. Score.