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Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November 2007

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Page 1: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

Alma Swan

Key Perspectives Ltd

Truro, UK

Southern African Regional Universities Association Open Access Leadership Summit

Gaborone, Botswana, 20-21 November 2007

Page 2: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

“It is no good just writing a paper that is likely to be thought excellent by anyone who reads it.

It may be, but if nobody has read it, the quality doesn’t matter.”

Professor Richard Barnett Vice Chancellor, University of Ulster, UK

Page 3: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

The communication of science

Opens eyes of the world to African science

Flow of ideas Generation of ideas New collaborations Technology transfer (e.g. BRICs) Create wealth

Key Perspectives Ltd

Page 4: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

‘Old’ paradigms

Using proxy measures of an individual

scientist’s merit

It is a journal’s responsibility to disseminate

your work

Printed article is the format of record

Other scientists have time to find out what you

want them to know

Key Perspectives Ltd

Page 5: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

‘New’ paradigms Rich, deep, broad metrics for measuring

the contributions of individual scientists

Effective dissemination of your work is

now in your hands (at last)

The digital format will be the format of

record (is already in many areas)

Unless you routinely publish in Nature or

Science, ‘getting it out there’ is up to you

Key Perspectives Ltd

Page 6: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

‘Open Access’?

A much better term to use would have been

Open Dissemination

Key Perspectives Ltd

Page 7: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

What Open Access is about

Freely available Publicly available Permanently available Online, via the WWW

Key Perspectives Ltd

Page 8: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

What Open Access is not about

NOT vanity publishing or self-publishing

NOT about non-peer-reviewed literature

NOT about publications that scientists expect to be paid for (e.g. books)

Key Perspectives Ltd

Page 9: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

Why researchers publish their work

Key Perspectives Ltd

Page 10: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

“It is one of the noblest duties of a university to advance knowledge, and to diffuse it not merely among those who can attend the daily lectures — but far and wide."

Daniel Coit Gilman First President, Johns Hopkins University

Key Perspectives Ltd

Page 11: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

Open Access increases research impact

Range = 50%-200%(Courtesy Stevan Harnad and co-workers)

Page 12: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

Lost impact for African science

In 2005, there were 9671 African articles listed in the Web of Science (ISI Science Citation Index)

And 4001 citations to them by February 2006 With Open Access there could have been

2000 more citations by mid-February 2006 (6001 total)

Key Perspectives Ltd

Page 13: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

There is also a monetary measure…

With an S&T budget of 157 million USD for

’06-’10 (NEPAD’s budget)

…and 50% of impact lost

…that means a loss of 78.5 million USD-

worth of impact to African economies over

the next 5 years

Key Perspectives Ltd

Page 14: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

Two ways to provide Open Access

Publish in an Open Access journal (www.doaj.com)

Deposit copies of published articles in an Open Access repository (‘self-archiving’)

Key Perspectives Ltd

Page 15: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

Open Access repositories c1000 worldwide Open source software (e.g. EPrints

from Southampton University) Interoperable (interlinked) Form a global database of freely-

accessible research

Key Perspectives Ltd

Page 16: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

Why an institutional repository? Fulfils a university’s mission to engender,

encourage and disseminate scholarly work Enables a university to compile a complete

record of its intellectual effort (the ‘baseline data’)

Enables standardised online CVs for all researchers (e.g. RAE exercise)

‘Marketing’ tool for universities

Key Perspectives Ltd

Page 17: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

Usage stories UoC’s eScholarship repository logged 3 million

downloads2 years - 0.5m 1 year – 1m 9mths – 2m10K records at end 2005

University of Otago Business SchoolLaunched mid-November20K downloads by mid-FebruaryFor 220 documents

Key Perspectives Ltd

Page 18: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

But … there is a problem

Authors do not spontaneously ‘self-archive’ their work to any worthwhile extent

15% of outputs are Open Access To raise this level, proper policies

are needed

Key Perspectives Ltd

Page 19: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

% of DEST output

0%5%

10%15%20%25%30%35%40%45%50%

ANUCur

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Queen

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QUT

Tasm

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2004 2005

Key Perspectives Ltd(Australian data courtesy of Arthur Sale)

Page 20: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

University of Tasmania

0

100

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DESTpublications

Key Perspectives Ltd(Australian data courtesy of Arthur Sale)

Page 21: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

University of Queensland

0

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Key Perspectives Ltd(Australian data courtesy of Arthur Sale)

Page 22: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

Queensland University of Technology

0

200

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Key Perspectives Ltd(Australian data courtesy of Arthur Sale)

Page 23: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

Author readiness to comply with a mandate

81%

Key Perspectives Ltd

5%

Page 24: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

Policy developments around the world Wellcome Trust UK research councils UK medical research charities NIH (USA) Australian Research Council and AMRC DFG Austrian Science Research Council and others …

Key Perspectives Ltd

Page 25: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

Other drivers for Open Access

Data sharing stipulations E-science Interdisciplinary research Scientometrics

Key Perspectives Ltd

Page 26: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

“Just funding the research is a job only part done. A fundamental part of [our] mission is to ensure the widest possible dissemination and unrestricted access to that research.”

Robert Terry Senior Policy Advisor, Wellcome Trust

Key Perspectives Ltd

Page 27: Alma Swan Key Perspectives Ltd Truro, UK Southern African Regional Universities Association Open Access Leadership Summit Gaborone, Botswana, 20-21 November

[email protected]

www.keyperspectives.co.uk/OpenAccessArchive/

Key Perspectives Ltd

Thank you for listening