a short history of hla
TRANSCRIPT
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Tissue Antigens ISSN 0001-2815
REVIEW ARTICLE
A short history of HLAE. Thorsby
Institute of Immunology, Rikshospitalet University Hospital and University of Oslo, Oslo, Norway
Key words
human leucocyte antigens; histocompatibility
antigens; H-2 complex; human leucocyte
antigens complex; international
histocompatibility workshops (IHWSs); major
histocompatibility complex; major immune
response complex
Correspondence
Erik Thorsby MD
Institute of Immunology
Rikshospitalet University Hospital
N-0027 Oslo
Norway
Tel: 147 2307 3500
Fax: 147 2307 3510
e-mail: [email protected]
Received 23 April 2009; accepted 23
April 2009
doi: 10.1111/j.1399-0039.2009.01291.x
Abstract
In 1958, just a littlemore than 50 years ago, analloantigenpresent onhuman leucocytes
wasdetected,whichwas to become the first human leucocyte antigen (HLA);HLA-
A2. Since then, we have seen a tremendous development of theHLA field, which has
moved fromhistocompatibility to become one of themost central fields in basic and
clinical immunology. This development is briefly reviewed in this article, focusingon
some highlights of the history of HLA class I and II molecules and their role in
immune responses. It is emphasized that the quick and extensive development of the
HLA field is the result not only of excellent individual contributions by outstanding
pioneers in the field, but also of an extensive international collaboration, in
particular through the many international histocompatibility workshops. Admit-
ting that it is too late to change the name now, it is concluded that instead of calling
the HLA complex and similar complexes in other species the major histocompat-
ibility complex, these gene complexes should better have been named the major
immune response complex, theMIRC.
Last year was 50 years since a human leucocyte antigen
(HLA) was first described as MAC, later to become HLA-
A2 (1). In the following, a short account of the development
of the HLA field is given, focusing on some highlights of the
history of HLA class I and II antigens, or molecules as they
should be called now,which I consider to be among themost
important. The review is based on an invited lecture given at
the opening of the 15th International Histocompatibility
and Immunogenetics Workshop Conference in Rio de
Janeiro on 17 September 2008. It is impossible in this short
historical review to mention all who have participated in
unravelling the structure and function of the HLA
molecules. Thus, Imust apologize to those whose important
contributions could not be included due to lack of space.
For a more comprehensive treatment of the subject, the
reader is referred to earlier extensive reviews by others (24).
It started in the mouse: discovery ofhistocompatibility antigen II and the H-2complex
Allogeneic tumour transplantation was often used in early
experiments to study tumour biology. In the early 1900s,
two US geneticists, Ernest E. Tyzzer and Clarence C. Little,
performed some crucial tumour transplantations in the
offspring of crosses between mice that were susceptible or
resistant to an allogeneic tumour. Based on the results, they
arrived at the conclusion that susceptibility to the growth of
allogeneic tumours was genetically determined, possibly by
asmany as 15 genes [references in (2, 3)]. The nature of these
susceptibility (or rather resistance) genes and their products
was, however, unknown.
An antigen responsible for rejection was first discovered
by the British physician and pathologist Peter A. Gorer
(Figure 1) in 1936,workingat that time in theLister Institute
for Preventive Medicine in London. Following a suggestion
from the British geneticist J. B. S. Haldane, he studied
whether resistance factors to the growth of allogeneic
tumours might be associated with some blood group
antigens. First, he found that his own serum contained
natural antibodies that could distinguish between eryth-
rocytes of three inbred strains of mice (5). He next
immunized rabbits with erythrocytes from the same three
strains of mice and obtained antisera with which he could
distinguish three different blood group antigens in mice (6):
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Antigen I: shared by strains A and CBA, weakly
expressed in C57BL;
Antigen II: expressed strongly in strain A, weakly in
CBA but not in C57BL;
Antigen III: shared by strains A, CBA and C57BL.
The rabbit antiserum-recognizing antigen II behaved
similar to his own serum.
He then grafted a tumour from a mouse of strain A
(carrying antigen II) into mice of strain C57BL (lacking
antigen II) and into offspring of crosses between these
strains. He found that mice lacking antigen II quickly
rejected the tumour, while it grew well in strain A and first-
and second-generation crosses between A and C57BL that
expressed antigen II. Furthermore, he made the important
observation that sera ofmice rejecting the tumour contained
antibodies against antigen II (7). Thus, antigen II, shared
between malignant and normal cells, apparently was an
important resistance factor to the growth of an allogeneic
tumour when present in the donor and absent in the
recipient. Note that these findings were made before Peter
Medawar first established in 19441945 that rejection of
allogeneic transplants was caused by an immune response
against the graft (8, 9), a discovery for which he received the
Nobel Prize in 1960 (sharedwith FrankMcFarlane Burnet).
After World War II, Gorer visited the mammalian
geneticist George D. Snell (Figure 2) at the Jackson
Laboratory, Bar Harbor, ME. Snell was studying tumour
resistance genes, which he called histocompatibility or H
genes. He had previously found that mice carrying the Fu
gene (causing mice to develop a deformed tail), were
resistant to the growth of tumours from strain A. Thus, he
concluded that there was a strong linkage between an H
gene and the Fu gene. During his visit, Gorer tested various
backcross strains segregating for the Fu gene with his
antiserum against antigen II and found that erythrocytes of
almost all mice carrying the Fu gene tested negative with his
antiserum. In contrast, the presence of antigen II on
erythrocytes of the host was strongly associated with
growth of the tumour from strain A (10). This was further
strong evidence that antigen II was encoded by a gene at an
H locus in strain A and that the mice carrying the Fu gene
probably carried another allele at the same locus. Their
combined results indicated three alleles at this H locus (10).
BecauseGorers antiserum against antigen II was the first to
detect an allele at this H locus, it became histocompatibility
locus 2 or H-2.
The work of Gorer and Snell, extended by Snell and
coworkers and others later [references in (2)], established
that the H-2 locus encoded strong or major histocompat-
ibility antigens, inducing quick rejection, compared with
weaker histocompatibility antigens encoded by other loci.
The H-2 locus therefore became the major histocompatibil-
ity locus in mice. Other H loci became minor H loci.
Snell received the Nobel Prize in 1980 for his contribu-
tions.At that time,Gorer had passed away (he died in 1961).
If not, he would no doubt have shared the prize with Snell.
Later, the H-2 locus became more and more complex,
seemingly consisting of several different subdivisions and
where each allele apparently determined many different
antigens. In 1970, I first suggested that the hitherto knownH-
2 genes belonged to two segregant series, encoded by two
different loci, D and K respectively, similar to the, at that
time, two known loci in the HLA complex (11). Snell et al.
arrived at a similar conclusion (12). The two-locus model for
the H-2 antigens known at that time turned out to be correct.
Subsequently, many additional H-2 loci were found,
including those encoding the immune-response-associated
(Ia) antigens. The H-2 locus became the H-2 complex, or the
major histocompatibility complex,MHC, in the mouse.
Discovery of the first HLA antigens
Three papers appeared in 1958 by Jean Dausset, Jon van
Rood and Rose Payne and their associates, respectively (1,
13, 14), which laid the foundation of what was later to
become the HLA complex. All three papers described
antibodies in human sera from multitransfused patients or
multiparous women, sera that reacted with leucocytes from
many but not all individuals who were tested. Thus,
antibodies in these sera detected a polymorphic system of
antigens on human leucocytes.
The credit for discovery of the first HLA antigen goes to
Dausset (Figure 3). Studying sera from patients who had
Figure 1 Peter A. Gorer (19071961).
Figure 2 George D. Snell (19031996).
A short history of HLA E. Thorsby
102 2009 John Wiley & Sons A/S Tissue Antigens 74, 101116
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received multiple blood transfusions, he found seven sera
that behaved quite similarly, in that they agglutinated
leucocytes from 11 of 19 individuals tested (1). Because
leucocytes from the donor of the sera were also not
agglutinated, the antisera obviously detected an alloantigen
present on human leucocytes. He gave the name MAC to
this antigen to honour three individuals who had been
important volunteers for his experiments and whose names
began with the initials M, A and C, respectively [Dausset
in ref. 4]. Antigen MAC (later to become HLA-A2) was
present in approximately 60% of the French population. At
the end of the paper, Dausset wrote that Finally, in a more
long time perspective, the study of leucocyte antigens might
become of great importance in tissue transplantation, in
particular in bonemarrow transplantation (translated from
French). Thus, he was very foresighted! For his discovery,
Dausset received the Nobel Prize in 1980 (shared with Snell
and Baruch Benacerraf).
Both vanRood and Payne followed up their initial findings
of alloantigens on human leucocytes (13, 14). Using (at that
time) a sophisticated computer analysis of the reaction
patterns of 60 sera from multiparous women against
leucocytes from a panel of 100 donors, van Rood (Figure 4)
found some sera that apparently detected a diallelic system of
leucocyte antigens, which he called 4a and 4b (later to become
HLA-Bw4 and -Bw6, respectively). The results were reported
in his PhD thesis from 1962 (15) [see also (16)]. Two years
later, Payne (Figure 5), together with Julia and Walter
Bodmer (Figure 9), also using sera frommultiparous women,
not only detected two leucocyte antigens, LA1 (later HLA-
A1) andLA2 (laterHLA-A2), apparently controlledbyalleles
but also postulated at least one additional antigen, LA3,
determined by an additional allele at the same locus (17).
Several other investigators also made original or first
identifications of leucocyte antigens in these early days of
HLA. They included, among others, BernardAmos, United
States; Richard Batchelor, UK; Ruggero Ceppellini, Italy;
Paul Engelfriet, the Netherlands; Wolfgang Mayr, Austria;
Flemming Kissmeyer-Nielsen, Denmark; Ray Shulman,
United States; Paul Terasaki, United States; Roy Walford,
United States; and myself [references in (18)].
Solving the complexity through internationalcollaboration: role of the InternationalHistocompatibility Workshops (I)
The relationship between the different leucocyte (later
HLA) antigens that had been identified and their poly-
morphism and genetics were difficult subjects to solve. No
Figure 4 Jon J. van Rood (1926) in the centre,
with his long-time associate Aad van Leeuwen
(19292009) to the left and his statistician Joe
dAmaro (1928) to the right, at one of the earlier
International Histocompatibility Workshops.
Figure 3 JeanDausset (19162009) discussing the complexity of human
leucocyte antigens at one of the earlier International Histocompatibility
Workshops.
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E. Thorsby A short history of HLA
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single laboratory could have carried out this alone.
Therefore, very early International Histocompatibility
Workshops (IHWSs) were established, where investigators
in the field met to compare their reagents, techniques and
results and communicate new findings.
The first three IHWSs were wet workshops where the
investigators carried out their experiments together in the
same laboratory using the same panel of cells. The first
IHWSwas organized byAmos (Figure 6) as early as in June
1964 at Duke University, Durham, NC. Amos should be
considered the father of theworkshops.Hewas also able to
obtain funds from National Institutes of Health (NIH) to
organize the first workshops. The major aim of the first
IHWS was to compare different techniques to detect
leucocyte antigens because a variety were in use by different
investigators (leucoagglutination, the indirect antiglobulin
consumption test, mixed agglutination, complement fixa-
tion, microcytotoxicity, etc). Twenty-three investigators
attended the workshop testing the same sera and cells with
their own techniques. Much to their dismay, most of the
results were discordant (19).
These disappointing results, coupled with the fact that
van Rood at the first IHWS had also presented evidence for
other clusters of leucocyte antigens in addition to 4a and 4b,
prompted van Rood to organize the second IHWS which
was held in August, 1965 at the University of Leiden, the
Netherlands. Here, investigators from 14 different groups
tested their own antisera, using their own techniques, on cells
froma commonpanel of 45 individuals. Themain aimwas to
see if local specificities defined in one laboratory correlated
with those defined in other laboratories.Most encouragingly,
it was now found that several local specificities were indeed
identical or almost identical (20). These included the
specificities MAC (of Dausset), LA2 (of Payne and the
Bodmers), 8a (of van Rood), B1 (of Shulman) and Te2 (of
Terasaki), later to become HLA-A2. Furthermore, Dausset
et al. (21) and van Rood et al. (22) also presented work
suggesting that most of the antigens they could identify were
controlled by a single chromosomal complex.
The third IHWSwas organized by thewell-knownhuman
geneticistRuggeroCeppellini (Figure 7) at theUniversity of
Turin, Italy, in June 1967. The main aim was to study the
genetics of the hitherto identified leucocyte antigens. Thus,
the organizers included blood from 11 families, including
monozygotic twins, thatwere tested blindly by the different
investigators with their own typing antisera and techniques.
Several investigators were now using the quicker and more
reliable microcytotoxicity test, initially developed by Ter-
asaki (Figure 10) and McClelland (23), which later became
the standard serological typing technique forHLAantigens.
Figure 5 Rose Payne (19091999), together
with the author (1938) of this review just after
the fourth International Histocompatibility
Workshop in 1970.
Figure 6 Bernard Amos (19232003).
104 2009 John Wiley & Sons A/S Tissue Antigens 74, 101116
A short history of HLA E. Thorsby
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The results showed strong correlations between 13 local
specificities. But more importantly, it was now fully
established that most of these specificities were encoded by
closely linked genes at one chromosomal region. This led to
the designation HL-A for this chromosomal region, that is
human leucocyte, locus A (24). This was later changed to
HLA (without the hyphen), where A is now interpreted to
mean antigen.
Just after the third IHWS, in 1968, anHLANomenclature
Committee was established (first sponsored byWorldHealth
Organization, (WHO)) consisting of leading investigators in
the field. This committee, which still exists, is responsible for
giving official names to HLA specificities and loci. In the
early days, an officially recognized or accepted HLA
specificity was a specificity that could be recognized by
several different investigators using their own serological
reagents. An account of the lively discussions at their first
meeting in NewYork in September 1968 is given byWalford
in ref. 4. By quickly establishing a common uniform nom-
enclature and thus avoiding a long list of various local
specificities, the committee has played a major role in
unravelling the complexity ofHLA genes and their products.
Several loci in the HLA chromosomal region
The first to propose two HLA loci were Bodmer and Payne
and their associates (25). They called the two loci LA
(adapted from the LA antigens of Payne and coworkers)
and 4 or four (adapted from the 4a and 4b antigens of van
Rood). At the third workshop in Turin, Ceppellini et al. also
proposed that there were two different mutational sites
within the HLA chromosomal region (26). It was, however,
the work of Kissmeyer-Nielsen (Figure 12) and associates,
which firmly established that there were two HLA loci (27).
In extensive studies of unrelated individuals and families,
they showed that the two loci,LA (later namedHLA-A) and
4 (later named HLA-B), were closely linked and contained
at least seven and eight alleles, respectively.
There had been suggestions in 1969 from Dausset,
Terasaki and Walford and their associates also of a third
locus in the HLA chromosomal region. The strongest
evidence came, however, from the studies by a Scandinavian
group of an antiserum detecting a new leucocyte antigen,
AJ, which in population and family studies behaved as if it
was encoded by anotherHLA locus separate fromLA and 4
(28). Later, we were able to show in cell membrane capping
experiments that antigen AJ indeed was independent of
antigens encoded by the LA and 4 loci, which firmly showed
the existence of a third HLA locus (29). This was first called
the AJ locus (from its first antigen) but was later named
HLA-C.
In 1964, two groups, Bach and Hirschorn (30) and Bain
et al. (31), independently described morphological transfor-
mation and cell division if leucocytes from two different
individuals were mixed. This was to become the mixed
lymphocyte culture (MLC) reaction. Fritz Bach (Figure 8)
togetherwithAmos then showed that theMLCreactionwas
governed by the HLA chromosomal region. Cells from
siblingswhowere genotypicallyHLA identical generally did
not respond to each other in reciprocal MLC tests (32).
Later, Amos and Bach also obtained results indicating that
the HLA determinants stimulating in the MLC test might
not be identical to the serologically defined HLA-A and -B
antigens (33). This was fully confirmed by Yunis and Amos
(34) who showed that there was a separate MLC locus in
the HLA chromosomal region responsible for the determi-
nants inducing the MLC response. From their studies in
mice, Bach et al. (35) then proposed that there were two
Figure 7 Ruggero Ceppellini (19171988),
giving a talk at one of the earlier International
Histocompatibility Workshops.
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E. Thorsby A short history of HLA
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different types of determinants encoded by genes in the H-2
complex, serologically defined (SD) and lymphocyte-
defined (LD) determinants, the latter being responsible for
stimulation in the MLC test, a concept that was also
adapted for man.
This started an extensive hunt for the LD determinants in
man. It was Mempel et al. (36) who first suggested that
MLC-stimulating cells that were homozygous at the LD
locus could be used to type for LD determinants in man, in
that non-responsiveness of the responding cells would
indicate that the stimulating and responding cells shared
the same LD determinant(s). Several investigators showed
that this indeed was possible, andmultiple LDdeterminants
were identified by what was generally called MLC typing.
This was also a major topic at the sixth IHWS in 1975,
organized by Kissmeyer-Nielsen in Aarhus, Denmark. By
exchange of 62 LD homozygous typing cells, eight different
LDdeterminantswere clearly defined byMLC typing by the
different participating laboratories, of which six LD
determinantswereacceptedby theNomenclatureCommittee
and provisionally (by the prefix w workshop) namedHLA-Dw16 (37). The corresponding locus was named
HLA-D. Sheehy et al. (38) reported that LD (or Dw)
determinants could also be identified by priming lympho-
cytes against givenLDdeterminants,whichwas calledprimed
LD typing. Later studies showed that the provisionalHLA-D
locus consisted of several different closely linked loci, which
encoded three different series of determinants, DR, DQ
(previously called DC) and DP (previously called SB).
In the early 1970s, several groups reported that some sera
containing HLA antibodies were able to inhibit the MLC
reaction [(39) and refs therein]. This was confirmed by van
Leeuwen et al. who also obtained suggestive evidence that
the responsible antibodies recognized antigens present on B
cells but not on T cells or platelets (40). Thus, these antisera
might serologically detect HLA-D determinants. This was
therefore made a major topic at the seventh IHWS in 1977,
organized by Julia and Walter Bodmer (Figure 9), in
Oxford, UK. Using 177 selected antisera recognizing
antigens on B cells, antisera that had been exchanged
between the participating laboratories, it was possible to
convincingly identify seven different B-cell antigens that
correlated closely to the HLA-Dw17 determinants and
that therefore were named HLA-DRw1-7 (DR DRelated) (41).
In the early 1980s, the overall picture was that the HLA
chromosomal region, found to be present on the short arm
of chromosome number 6, encoded six different very
polymorphic series of determinants, A, B and C that were
present on most nucleated cells and DR, DQ and DP that
weremainly present onB cells, monocytes anddendritic cells.
In 1967, Ceppellini had introduced the term HLA haplotype
for the genetic information carried by each of the two HLA
chromosomal regions of an individual. Klein (42) introduced
the terms class I to describe the A, B and C antigens and
class II to describe the DR, DQ and DP antigens (and the
corresponding antigens in other species), a nomenclature that
has since been followed. Furthermore, after the discovery of
additional class I antigens, HLA-G, -E and -F, with a more
limited tissue distribution, the latterwere named non-classical
HLA class I antigens, while the HLA-A, -B and -C antigens
were named classicalHLA class I antigens.
Later, many additional loci were detected in the HLA
chromosomal region or theHLAcomplex as it is called now.
As a matter of fact, in the extended HLA complex covering
a total of 7.6 Mb, as many as 252 genes have been found
Figure 9 Julia (19342001) and Walter Bodmer (1936). Dancing has
been one of the highlights at the farewell dinner of all International
Histocompatibility Workshops.
Figure 8 Fritz H. Bach (1934).
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A short history of HLA E. Thorsby
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expressed, of which approximately 28% may have immune
functions (43). A further treatment of this development of
the HLA complex, including the finding of some comple-
ment genes, cytokine genes, RING (really interesting new
genes), BING (bloody interesting new genes) and many
others, is outside the scope of this short review (see Horton
et al. (43) for a complete gene map of the extended HLA
complex).
The HLA class I and II antigens are stronghistocompatibility antigens
From skin grafting experiments in the early 1960s, both
Dausset and coworkers and van Rood and coworkers
had obtained evidence that the HLA antigens are strong
histocompatibility antigens. This was confirmed and
extended in studies by Ceppellini et al. (44) and Amos
et al. (45). They showed that first-set skin grafts between
HLA-identical siblings (who had inherited the same HLA
haplotypes from both parents) had a significantly longer
survival time than skin grafts between siblings differing for
one or two HLA haplotypes. Because skin grafting resulted
in the production of antibodies against HLA antigens of the
donor, this was also an evidence that theHLAantigens were
important histocompatibility antigens [references in (46)].
The first data suggesting a correlation between HLA
matching and kidney allograft survival were presented by
Terasaki (Figure 10) and coworkers as early as in 1965 (47).
These early results are quite remarkable, given the broadly
reacting typing reagents available at that time and just
typing for a fewHLA-Aand -B antigens.Other references to
early work on the impact of HLA matching on clinical
kidney transplantation are found in Brent (3) and Kiss-
meyer-Nielsen andThorsby (46). Taken together, the results
from skin and clinical kidney grafting, together with other
evidence [references in (46)], showed that the HLA complex
indeed was the MHC in man, as it had been previously
shown for H-2 in mice.
At the start of the 1970s, it had become accepted that the
survival of kidneys transplanted between HLA-identical
siblings was superior to all other combinations. HLA typing
to obtain such or other well-matched combinations in
kidney transplantations from living-related donors became
of general use. Following several reports of better survival
also of HLA-matched compared with HLA-mismatched
kidneys from cadaveric donors [references in (46)], HLA
typing to obtain well-matched kidneys in such unrelated
combinations was also used in many centres. However, the
benefits of the latter application were hit hard by a pre-
sentation by Terasakis group at the Third Congress of the
International Transplantation Society in Hague, the Neth-
erlands, in 1970. While HLA matching was found to be of
great importance using living-related donors, they reported
no effects of HLAmatching when instead cadaveric donors
were used. The results raised such a storm at the congress
that their paper was not included in its proceedings. Instead,
it was published separately in this journal (48), accompanied
by comments by its editor at that time, Kissmeyer-Nielsen
(49), discussing reasons for the discrepancy between the
disappointing results reported by Terasakis group com-
pared with the beneficial effects of HLA matching in
cadaveric donor transplantation as reported by several
others. The result was, however, that HLA matching in
cadaveric donor transplantation went into a state of limbo.
The differences in survival found between grafts fromHLA-
matched and HLA-mismatched cadaveric donors were
considered by many surgeons to be too small to matter.
Following the identification of the HLA-DR antigens,
the picture changed. Three independent studies, published
in 1978, one by Ting and Morris (50), the second from our
own group in Oslo (51) and the third from the group in
Leiden (52), all showed beneficial effects ofmatching for the
HLA-DRantigens in cadaveric kidney transplantation.Our
own studies (53) also showed that the HLA-DR matching
effectwas seen irrespective ofmatching for theHLA-Aand -
B antigens (Figure 11). The impact of HLA-DR matching
was later also confirmed in studies by many others.
The further developments in this area and the present use of
HLA matching in clinical organ transplantation are outside
the scopeof this shorthistorical review. It suffices to say that in
many centres the best possible match between donor and
recipient for HLA-A, -B and -DR antigens is an important
factor considered, when using both living and cadaveric
donorsofkidneys. In sensitizedpatientswithHLAantibodies,
it is generally accepted that the crossmatch between serum
from the recipient and lymphocytes from the organ donor
must be negative, as tested by the microcytotoxicity test.
While the role of HLA matching in clinical organ
transplantation, in particular using cadaveric donors, has
continued to be a much discussed issue, the role of optimalFigure 10 Paul I. Terasaki (1929).
2009 John Wiley & Sons A/S Tissue Antigens 74, 101116 107
E. Thorsby A short history of HLA
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HLA matching in bone marrow transplantation (BMT) is
universally accepted. Graft-vs-host disease is a major
barrier to successful BMT. Early successful BMTs to
children with inborn immunodeficiencies (54, 55) and
patients with aplastic anaemia (56) were obtained by using
HLA-identical siblings as donors. It was also shown that it
was particularly important that the MLC test between
donor and recipient was negative (57), that is their class II
antigens had to be matched. Together, this has resulted in
the formation of large international registries ofHLA-typed
volunteer bone marrow donors and banks of HLA-typed
cord blood, which have made it possible to offer HLA-
matched BMTs to most patients in need of this treatment.
The more recent developments in this area, that is
intelligent mismatching to promote graft-vs-leukaemia
effects, is outside the scope of this short review.
HLA antigens are associated with diseases
Already at the third IHWS in 1967, Amiel reported that an
HLA antigen, 4C (later shown to be a broad antigen
including several different HLA-B locus antigens), was
found significantly more frequently in patients with Hodg-
kins disease (51%) than among healthy individuals (27%)
(58). The association was not strong, the relative risk, RR
(i.e. how much more frequently the disease occurs among
individuals carrying the antigen under study compared with
those lacking it) was just 2.8 and the observation has been
hard to reproduce by others. It led, however, to an extensive
hunt for other HLA-associated diseases.
In 1973, came the big bang. Brewerton et al. (59) and
Schlosstein et al. (60) independently reported a very strong
association betweenHLA-B27 and ankylosing spondylitis.
The studies found that 88%96% of the patients carried
HLA-B27 compared with 8%4% of healthy controls,
respectively. These data were later confirmed by many
other groups, giving an RR of>100 to develop ankylosing
spondylitis in individuals being positive for HLA-B27. The
reason for this very strong association was unknown, but
the authors of one of these papers (60) speculated that
because the association was so strong, either an immune
response (Ir) gene in strong linkage (disequilibrium) to
HLA-B27 was involved or there was a cross-reaction
between HLA-B27 and the aetiologic agent causing the
disease. Later, the same year, Jersild et al. (61) first
reported a strong disease association to an HLA class II
antigen. Multiple sclerosis was found to be more strongly
associated to a determinant as established byMLC typing,
LD-7a (later to becomeHLA-Dw2, nowHLA-DR2), than
HLA-B7.
Since then, many diseases have been found to be
associated to given HLA antigens, in particular autoim-
mune diseases (62). Autoimmune diseases are the combined
result of predisposing genes and precipitating environmen-
tal factors, and in almost all autoimmune diseases, the
strongest genetic predisposition is associated to one ormore
HLA antigens. Fine mapping of the HLA complex genes
involved in these diseases and the possible mechanisms
behind the associations are therefore now major research
fields [see a recent review in this journal (63)].
Figure 11 Influence of HLA-DR matching in 96
transplants from a cadaveric donor. Left part
shows the overall data, and the right part shows
the data for transplantsmismatched for one or two
HLA-A or -B antigens. Reprinted from Albrechtsen
et al. (53), copyright 1978, with permission from
Elsevier. HLA, human leucocyte antigen.
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A short history of HLA E. Thorsby
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Role of the IHWSs (II)
Science is of course to a large extent driven by competition
between individual investigators. This has also been the case
in the HLA field. However, there must be very few other
scientific fields where international collaboration has played
such a major role for the progress, mainly through the many
IHWSs. They have had an extremely important unifying
influence on the HLA field. They laid the ground for
a continuous open and friendly collaboration between
involved investigators all over the world, which is an
importantmark distinguishing this research field frommany
others. As reported above, the first three IHWSs were wet
workshops where the investigators carried out their inves-
tigations in the laboratory of the workshop chairman. From
the fourth IHWS, however, the project studies have been
carried out locally in the laboratories of the investigators, to
a large extent using exchanged reagents, followed by a joint
workshop meeting to discuss the results (Figure 12). More
recently, a conference for a broader audience has also been
arranged in conjunction with the workshopmeetings, where
not only the workshop results have been summarized but
also individual scientists have presented their most recent
research on HLA, its applications and related topics.
The role of someof the earlierworkshops for identification
of the first HLA-A, -B and -D/DR antigens has been
mentioned above. However, all workshops have been
instrumental for the development of the HLA field and its
application in researchand clinicalmedicine.To justmention
a fewachievements, the fifth IHWS showed thatHLA typing
would become an important tool in anthropology; in the
eighth IHWS, the role of HLA matching in clinical renal
transplantation was an important aim; the ninth IHWS
introduced various new techniques for studies of the poly-
morphism of HLA; as a result of the 10th IHWS, a reference
panel of well-typed cell lines was established, which has been
of great help for many investigators; and as a result of the
13th IHWS, a publicly accessible database was established,
which now contains a huge amount of data for future
research.Andsoon, the list ofwhathasbeenaccomplished in
the 15 workshops so far organized is long, very long. The
work laid down by the workshop chairmen and their
associates in organizing these workshops has been extensive
and so has also been the work of the participants. It is,
however, impossible in this short review to give a compre-
hensive account of all projects that has been studied in these
workshops and the results obtained, for which I apologize to
all workshop organizers and participants. Table 1 just gives
a very short and incomplete summary of some important
aims and results. For more details, the reader should consult
the proceedings from the various workshops (listed in
Table 1), which not only contain the Joint reports that
summarize the results of the various workshop projects but
also containmany important results of research onHLAand
its applications by individual investigators, presented at the
workshop conferences. These proceedings are thus a rich
source of information and also show the extensive develop-
ment that has taken place during the 45 years since the very
first workshop was organized.
If I should try to very briefly summarize some important
achievements of the workshops, I would list the following:
1. They have been instrumental for solving the com-
plexity of HLA. This has been the case for all
workshops, but in particular the early ones.
2. They have been necessary in order to carry out in-
vestigations that need large international collaboration
Figure 12 Somemembers of the Scandinavian
group studying their data at the fourth Interna-
tional Histocompatibility Workshop meeting in
1970. The leader of the group, Flemming
Kissmeyer-Nielsen (19211991), is seen (with
glasses) in the centre.
2009 John Wiley & Sons A/S Tissue Antigens 74, 101116 109
E. Thorsby A short history of HLA
-
Table 1 Some major aims and results from the IHWSsa
WS number Date Place Chairman Some important aims and results Reference
1 June 1964 Durham, NC, USA D. Bernard Amos Comparison of different typing techniques 64
Results: very little consistency!
2 August 1965 Leiden, Holland Jon J. van Rood Comparison of different local specificities 65
Results: strong correlations between several
3 June 1967 Turin, Italy Ruggero Ceppellini Establish the genetics of leucocyte antigens 66
Results: strong correlations between more
local specificities; most are encoded
by genes at one chromosomal region; HLA
4 January 1970 Los Angeles,
CA, USA
Paul I. Terasaki Further definition of HLA specificities 67
Eleven HLA specificities accepted
5 May 1972 Evian, France Jean Dausset Use of HLA in anthropology 68
Established HLA frequencies in different populations
6 June 1975 Aarhus, Denmark Flemming
Kissmeyer-Nielsen
Focus on HLA LD antigens by exchange of
homozygous typing cells. HLA-Dw1-6 accepted
69
More HLA-A and -B antigens and five -Cw
antigens accepted
7 September 1977 Oxford, UK Julia and Walter
F. Bodmer
Focus on antigens expressed on B cells 70
HLA-DRw1-7 accepted, strong correlations to
corresponding HLA-Dw antigens
8 February 1980 Los Angeles,
CA, USA
Paul I. Terasaki Focus on applications 71
A possible beneficial effect of HLA matching in
renal transplantation from unrelated donors
Strong HLA-DR associations to some diseases
9 May 1984 Munich, Germany Ekkehard D. Albert and
Wolfgang R. Mayr
Further dissection of HLA polymorphism by
family studies, also using monoclonal
antibodies and biochemistry
72
More HLA specificities accepted
Beneficial effects of both HLA-A, -B and -DR matching in
renal transplantation from unrelated donors
10 November 1987 Princeton, NY, USA Bo Dupont Theme: Molecular genetic basis of HLA polymorphism 73
Comparison of HLA specificities detected by
different assays
Established a IHWS reference cell line panel
11 November 1991 Yokohama, Japan Kimiyoshi Tsjui, Miki
Aizawa, and Takehiko
Sasazuki
Establishment of DNA typing of HLA (PCR SSO) 74
New data on the role of HLA in transplantation, disease
associations, anthropology, etc.
12 June 1996 Saint-Malo, France Dominique Charron Theme: Genetic diversity of HLA 75
Extensive DNA typing, many new HLA variants detected
More data on applications
13 May 2002 Victoria, BC, Canada John A. Hansen Theme: immunobiology of the human MHC 76
New data on applications
Establishment of different IHWGs
Establishment of a publicly accessible MHC database
14 November 2005 Melbourne, Australia Jim McCluskey New results of work by the different IHWGs and others 77
New data on KIRHLA and applications, in
particular in BMTs
15 September 2008 Buzios, Brazil Maria Elisa Moraes and
Maria Gerbase-DeLima
Further results of the work by the different
IHWGs and others
78
New data on applications in clinical medicine,
anthropology, etc.
BMT, bone marrow transplantation; HLA, human leucocyte antigen; IHWGs, International Histocompatibility Working Groups; IHWSs, International
Histocompatibility Workshops; MHC, major histocompatibility complex.a The first three IHWSswere wet workshops,where participants carried out their investigations together in the laboratory of theworkshop chairman.
From the fourth IHWS, the participants carried out their investigations locally in their own laboratories, often using exchanged reagents. The
investigators then met at the workshop meeting to discuss the results.
A short history of HLA E. Thorsby
110 2009 John Wiley & Sons A/S Tissue Antigens 74, 101116
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involving many different centres. These projects include,
among many others, the role of HLA matching in renal
transplantation and in BMTs, the role of antibodies in
chronic rejection, studies of HLA-associated diseases
and use of HLA in anthropology.
3. They have been biobanks long before this term was
coined, that is for collection of reliable typing
reagents, important patient sera, reference cell line
panels, oligonucleotides and complementary DNA
probes and for generation of publicly accessible HLA
databases, all of which have been instrumental for
workers in the field.
4. They have been platforms for further research and
developments in individual laboratories. Many new
and original contributions by individual investigators
have been based on workshop results or reagents
provided by the workshops.
5. They have played an important educational role,
making quick technology transfer possible. Many less
experienced laboratories have by participation been
actively trained and learned new techniques.
The bottom line is that, without these workshops, we
would not have been where we are today with respect to our
knowledge of the HLA complex and its applications in
research and clinical medicine.
Immunobiological function of the HLA class Iand II antigens
But what was the immunobiological function of the HLA
class I and II antigens? It was clear very early that they were
strong histocompatibility antigens, hence the name MHC
for theHLA and analogous complexes in other species. But,
this could not be their real immunobiological function! The
first answers mainly came from studies in the mouse.
First, Benacerraf and colleagues reported in 1963 that the
antibody response in guinea pigs to a particular synthetic
polypeptide antigen (PLL) was controlled by a single gene
(79).Genes controlling specific immune responseswere later
called Ir genes. Benacerraf received the Nobel Prize in 1980
(shared with Snell and Dausset) for his contributions on Ir
genes. Then, in 1968, came the first data that would lead to
an understanding of the immunobiological function of the
MHC antigens. Hugh McDevitt (Figure 13) together with
Marvin Tyan then first showed that the ability of mice to
make an antibody response to a series of synthetic
polypeptide antigens was a genetic trait that was closely
linked to the H-2 complex (80). These results were
confirmed and extended in further experiments by McDe-
vitt and Chinitz the next year (81). Using 33 different inbred
strains of mice that were of eight different H-2 types but
where mice having the same H-2 type had different genetic
backgrounds, they showed that all strains being H-2b
responded strongly to the synthetic antigen (T,G)-AL,
while strains of other H-2 types did not respond or
responded much more weakly. In contrast, when they
instead used another synthetic antigen, (H,G)-AL, differ-
ent mouse strains being H-2a or H-2k responded strongly,
strains being H-2b responded poorly and strains having
other H-2 types did not respond or responded variably.
Thus, genes closely linked to the H-2 complex controlled
specific immune responses! The authors concluded that
their results were compatible eitherwithmultiple Ir gene loci
or with a single Ir gene locus withmultiple alleles but in both
cases closely linked to the H-2 complex.
MHC-linked Ir genes were later identified in several
species, and the mechanism of their function became much
discussed. Itwas speculated that theymight be identical to the
MHC genes themselves, that is the genes encoding theMHC
class I antigens, and that the MHC antigens on immuno-
competent cells in one way or another might modify the
antigen receptors on these cells. Alternatively, the Ir genes
might be different from the genes encoding the MHC class I
antigens and represent a new set of antigen receptors on T
cells (82). Later studies showed that the murine Ir genes were
separate from and mapped to a position between H-2D and
H-2K and that some antisera recognized the corresponding
gene products called Ia antigens [references in (83)]. These
antigens were later shown to be encoded by two different loci
in the H-2 complex, I-A and I-E, corresponding toHLA-DQ
and -DR, respectively, that is the class II antigens of mice.
In 1972, it was first shown that cooperation between T
and B cells required MHC compatibility between the
interacting cells (84). The next year, it was shown that the
same was true for the interaction of macrophage-associated
antigen with T cells (85). That the MHC antigens were
directly involved in T-cell recognition of antigens was,
however, first shown in 1974 by Rolf Zinkernagel and
Peter Doherty, when they worked together in Canberra,
Australia.A very interesting account of how theydiscovered
Figure 13 Hugh McDevitt (1930).
E. Thorsby A short history of HLA
2009 John Wiley & Sons A/S Tissue Antigens 74, 101116 111
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this was given by Zinkernagel and Doherty (86). The results
of their initial experiments were reported in two short and
yet momentous letters in Nature (87, 88).
Very briefly, using mice infected with lymphocyte
choriomeningitis virus (LCMV), they observed that T cells
from the H-2k strain were only able to kill LCMV-infected
target cells from the H-2k strain and not LCMV-infected
target cells from the H-2d strain. The reverse was true when
they instead used T cells from LCMV-infected H-2d mice,
which were only able to kill LCMV-infected target cells
from H-2d mice and not LCMV-infected target cells from
H-2k mice. Thus, T-cell recognition of antigen from the
virus was restricted by the MHC antigens of the T-cell
donor, which was called MHC restriction. They proposed
two explanations for their results, either the antigen-specific
receptor on T cells, the T-cell receptor (TCR), recognizes
MHC antigens that have been modified by the virus or the
TCR recognizes a complex formed between virus andMHC
antigens. They later proposed a unifying hypothesis that
T-cell recognition by cytotoxic (CD8) T cells and by helper
(CD4) T cells involved similar mechanisms, involvingMHC
class I and class II antigens, respectively, and that this may
explain the experiments summarized above on Ir gene
effects and the need for histocompatibility between inter-
acting immune system cells. Furthermore, they proposed
that this may also explain how theMHCantigens are strong
histocompatibility antigens and may predispose to diseases
(89). Although the exactmechanism how theMHCantigens
were involved in T-cell recognition could not be shown by
their experiments, Zinkernagel andDoherty came very close
(see subsequently). They received theNobel Prize in 1996 for
their seminal observations (Figure 14).
In 1986, it was first shown that MHC restriction, not sur-
prisingly, was also the case for human T-cell-mediated im-
mune responses, as shown by Goulmy et al. for cytotoxic
T cells (90) andbyBergholtz andmyself for helperT cells (91).
Structure of HLA resolved; the pieces cometogether
During the 1960s and 1970s, many studies on the structure
ofMHC antigens, bothH-2 andHLA, appeared [references
in (2, 3)]. By the early 1980s, it had been established that the
class I antigens are composed of two chains, a glycoprotein
heavy chain anchored in the cell membrane of molecular
weight (mw) of approximately 45 000, varying in its
membrane distal part between different class I molecules,
which is non-covalently associated with b-2 microglobulin(mwabout 12 000), which is constant in all class Imolecules.
In contrast, the class II antigens consist of two glycoprotein
heavy chains (a and b) of mw of approximately 34 000 and29 000, respectively, both anchored in the cell membrane
and where the b chain varied between different HLA-DRantigens.
The studies by Zinkernagel and Doherty summarized
above, and studies by many others later, had shown that
T cells recognize foreign antigens associated with MHC
antigens or MHC molecules as we should call them from
now on. It was shown by Ziegler andUnanue (92) that CD4
T cells recognize fragments of antigens in association with
MHC class II molecules in macrophages and by Townsend
et al. (93) that CD8 T cells recognize peptide fragments of
antigen in association with MHC class I molecules in target
cells. But what was the mechanism?
In 1987, two papers by the Strominger/Wiley group were
published back to back in Nature, which provided the
explanation and caused a paradigm shift not only in the
HLA field but also in immunology in general. In an article to
the memory of Don Wiley (19442001), Strominger has
given a very interesting account on how the group arrived at
their results (94). In the first Nature paper, Bjorkman et al.
(95), using X-ray crystallography, showed that the part of
the HLA-A2 molecule proximal to the cell membrane
contains two domains with immunoglobulin folds that are
paired in a novel manner. However, more importantly, they
also showed that the membrane distal domain is a platform
of antiparallel b-strands topped by two a-helices, whichtogether form a large grove that provides a binding site for
processed antigen, probably a peptide. They also showed
that an unknown peptide material was found in this site in
crystals of HLA-A2 (Figures 15 and 16, which for many
years were the most frequent shown pictures in any lecture
on HLA or immunology). Thus, HLA molecules were
peptide-presenting molecules!
In the accompanying paper, Bjorkman et al. (96)
discussed how some of the polymorphic amino acid residues
in the groove of HLA class I molecules, and by inference
Figure 14 Peter Doherty (1940-) left and Rolf Zinkernagel (1944-)
receiving the Nobel Prize in 1996.
A short history of HLA E. Thorsby
112 2009 John Wiley & Sons A/S Tissue Antigens 74, 101116
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also in the groove of class II molecules [which was, however,
first shown 6 years later (97)], would interact with a peptide,
while other polymorphic residues of HLA molecules would
interact with the TCR.
This explained the phenomenon of MHC or HLA
restriction, that is a given T cell recognizes a particular
peptideHLA complex, where both the peptide and the
presenting HLA molecule constitute the ligand. This would
also explain allorecognition, which might involve T-cell re-
cognition of complexes of allogeneic peptides bound by self
HLA-molecules but also of allo-HLA molecules and their
bound peptides. The data also suggested that there would be
limitations in the ability of a given HLAmolecule to bind all
types of peptides [which were amply confirmed in later
studies by others of peptide binding to HLAmolecules (98)].
The MHC or HLA class I and II molecules of an individual
will to a large extent determine which peptides will be bound
and displayed and therefore recognized by his or her CD8 or
CD4 T cells, respectively. This explained theMHC-linked Ir
gene effects caused by different peptide-binding repertoires
of various MHC molecules. It also provided a probable ex-
planation for many HLA-associated autoimmune diseases.
The strongHLAassociationsmight be causedbypreferential
binding by the disease-associated HLA molecules of parti-
cular immunogenic peptides, which would be able to trigger
an autoimmune response, given the necessary precipitating
environmental factors. The pieces had come together.
It is interesting to note that the first HLAmolecule whose
structurewas fully shownwas the same as the very firstHLA
molecule discovered in man, that is MAC or HLA-A2,
discovered by Dausset 29 years previously (1).
Concluding remarks
It is now just a little more than 50 years since Dausset first
discovered a leucocyte antigen in man, which became the
firstHLAantigen,HLA-A2. Since then, the field hasmoved
from histocompatibility to become one of the most central
fields in basic and clinical immunology in general. As
a matter of fact, the term MHC for the HLA complex and
similar genetic complexes in animals should rather be
considered a misnomer because the role of the HLA class I
and II molecules as histocompatibility antigens is more
Figure 15 Schematic representation of the four domains of human
leucocyte antigen HLA-A2. Reprinted with permission from Macmillan
Publishers Ltd, copyright 1987 (95).
Figure 16 Surface representation of the top of the human leucocyte
antigen HLA-A2 molecule, showing (a) the deep groove identified as the
antigen recognition site and (b) the electron density found in this site,
probably a peptide. Reprintedwith permission fromMacmillan Publishers
Ltd, copyright 1987 (95).
E. Thorsby A short history of HLA
2009 John Wiley & Sons A/S Tissue Antigens 74, 101116 113
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a side-effect of their immunobiological function. Given the
instrumental importance of class I and II molecules, and
adding the function of many other HLA complex gene
products, both in innate and in adaptive immune responses,
a better name for the complex would be the major immune
response complex; the MIRC. But, it is too late to change
this now!
There are several reasons for the quick and extensive
developments of the field. First and foremost are the
instrumental contributions by its many pioneers. Some of
them have received the Nobel Prize (Snell, Dausset,
Benacerraf, Zinkernagel and Doherty), but several others
would also have been excellent candidates. That such
a relatively large number of Nobel Prizes has gone to
pioneers in this field witnesses its importance. But
another factor that must not be underestimated is the
extensive international collaboration, which has taken
place since the early days of HLA, in particular the
IHWSs. Together, the pioneers and the extensive inter-
national collaboration are responsible for the giant
progress we have seen in this field during the past
50 years.
Acknowledgments
I am grateful to Walter Bodmer, Jon van Rood and Paul
Terasaki for helpful comments to parts of this review
dealing with the early history of HLA, to Hugh McDevitt
for helpful comments concerning the part describing the
immunobiological function of HLA antigens and to
Torstein Egeland, Ludvig Sollid and Frode Vartdal for
careful reading of the manuscript.
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