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    CHEN 4470 Process Design Practice

    Dr. Mario Richard EdenDepartment of Chemical EngineeringAuburn University

    Lecture No. 16 Process Risk Assessment & Inherently Safe Process Design

    March 6, 2012

    Material Developed by Dr. Jeffrey R. Seay, University of Kentucky - Paducah

    Process Safety and Design

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    Importance of Process Safety

    The safety record of the chemical process industry is

    the responsibility of all of us in the profession.

    Process safety is important for employees, theenvironment, the general public, and its the law.

    As process design engineers we are tasked withreducing the risk of operating a chemical manufacturingprocess to a level acceptable to employees, regulatoryauthorities, insurance underwriters and the community

    at large.

    Recent chemical plant disasters underscore theimportance of this point in terms of both human and

    financial losses.

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    Recent Incidents

    T2 Laboratories Inc Jacksonville, FL

    December 19, 2007

    4 Killed and 13 Wounded in reactor explosion in

    manufacture of gasoline additive.

    BP America Refinery

    Texas City, TXMarch 23, 2005

    15 Killed and 180 Wounded in isomerization unit

    explosion and fire.

    West Pharmaceutical Services

    Kinston, NCJanuary 29, 2003

    6 Killed and Dozens Wounded in dust cloud explosion

    and fire from release of fine plastic powder.

    Source: U.S. Chemical Safety Board, www.chemsafety.gov

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    Hazard vs. Risk

    HAZARD is a measure of the severity of theconsequences of a catastrophic failure of a givenprocess or system, regardless of the likelihood andwithout considering safeguards.

    RISK is the combination of both the severity of theworst case consequence and the likelihood of theinitiating cause occurring.

    In short, for an EXISTING PROCESS, we have littleinfluence on the HAZARD, but through the applicationof safeguards, we can reduce the RISK of operatingthe process.

    Process Safety Terminology

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    Process Hazard Analysis

    Process Hazard Analysis (PHA) is a technique for

    determining the RISK of operating a process or unitoperation.

    PHAs are required by law for process handlingthreshhold quantities for certain listed Highly HazardousChemicals (HHC) or flammables.

    Approved techniques for conducting PHAs:

    HAZOP (Hazard and Operability)

    What If? FMEA (Failure Mode and Effects Analysis)

    In general, a PHA is conducted as a series of facilitated,team brainstorming sessions to systematically analyzethe process.

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    Risk Assessment Example

    Consider a low design pressure API storage

    tank filled with cyclohexane.

    Assume that the storage tank is equipped with

    a pad/de-pad vent system to control pressure.

    What If? Initiating Cause Consequence Safeguards

    1. There is High

    Pressure in the

    Cyclohexane

    Storage Tank?

    1.1 Failure of

    the pressure

    regulator on

    nitrogen

    supply line.

    1.1 Potential for pressure in tank to rise due

    to influx of nitrogen through failed

    regulator. Potential to exceed design

    pressure of storage tank. Potential tank

    leak or rupture leading to spill of a

    flammable liquid. Potential fire should an

    ignition source be present. Potential

    personnel injury should exposure occur.

    1. Pressure relief vent (PRV)

    sized to relieve

    overpressure due to this

    scenario.

    2. Pressure transmitter with

    high alarm set to indicate

    high pressure in

    Cyclohexane Storage Tank.

    Cyclohexane

    Storage

    Tank

    PC

    N2 Supply Vent Gas

    - What hazard scenarios might occur from

    this system?

    - What are the consequences of thesescenarios?

    - What Safeguards might we choose to

    mitigate the risk?

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    Mitigating Process Risk

    The operating risk is determined by the PHA using an

    appropriate Risk Assessment Methodology.

    This risk is mitigated through the application of

    safeguards that reduce the risk to an acceptable level.

    ProcessR

    is

    InherentRisk

    OperatingSafeguards

    Level of

    Acceptable

    Operating Risk

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    Layer of Protection Analysis

    LOPA is a quantitativetechnique for reducing theRISK of a process.

    The theory of LOPA is based

    on not putting all your eggsin one basket.

    The layers mitigate theprocess RISK as determinedby the PHA.

    Each layer reduces the RISKof operating the process.

    Core Process

    1st Layer of

    Protection

    2nd Layer of

    Protection

    3rd Layer of

    Protection

    Each layer must be: Independent;

    Effective; Reliable; Auditable.

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    LOPA Example

    Failure of Transfer Pumpleading to overfill of ProcessVessel.

    Potential release of material tothe environment requiringreporting or remediation.

    Potential personnel injury dueto exposure to material.

    Severity would be based onproperties of the materialreleased.

    Process Vessel

    Liquid In

    Liquid Out

    LTLAH

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    Inherently Safe Process Design

    Inherent safety is a concept based on eliminating the

    causes and/or reducing the consequences of potentialprocess upsets.

    Inherently Safe Process Design is a technique applied

    during the conceptual phase of process design.

    Inherently Safe Process Design targets the HAZARD,rather than reducing the RISKafter the fact.

    This technique is based on making inherently saferdesign choices at a point in the process developmentwhere the engineer has the most influence on the finaldesign.

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    Inherently Safe Process Design

    Definitions

    Inherently safe process design can be grouped into 5categories

    Each of these inherently safer design choices is appliedin the conceptual phase of development.

    1 Intensification Continuous reactor vs. batch reactor

    2 Substitution Change of feedstock

    3 Attenuation Alternate technology

    4 Limitation of effects Minimization of storage volume

    5 Simplification Gravity flow vs. pumping

    Category Example

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    Inherently Safe Process Design

    Azeotropic Distillation vs. Pervaporation

    Azeotrope

    Column

    Entrainer

    Vessel

    Solvent

    Column

    1

    2

    3

    4

    5 6

    7

    8

    Streams:

    1 Solvent Feed2 Hexane Feed

    3 Entrained Azeotrope

    4 Waste Water

    5 Aqueous Phase

    6 Organic Phase

    7 Hexane Recycle

    8 Recovered Solvent

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    Inherently Safe Process Design

    Traditional Process

    Sample Risk Assessment using What If? Methodology

    Consider what types of safeguards would be required tomitigate the Process Risk due to these scenarios.

    What If? Initiating Cause Consequence1. There is higher

    pressure in the

    Entrainment

    Vessel?

    1.1 External fire in the

    process area.

    1.1 Potential increased temperature and pressure leading to

    possible vessel leak or rupture. Potential release of

    flammable material to the atmosphere. Potential personnel

    injury due to exposure.

    1.2 Pressure regulator for

    inert gas pad fails open.

    1.2 Potential for vessel pressure to increase up to the inert gas

    supply pressure. Potential vessel leak or rupture leading to

    release of flammable material to the atmosphere. Potential

    personnel injury due to exposure.

    2. There is higher

    level in the

    EntrainerVessel?

    2.1 Vessel level transmitter

    fails and indicates lower

    than actual volume.

    2.1 Potential to overfill vessel with cyclohexane. Potential to

    flood vent line with liquid leading to flammable liquid

    reaching the vent gas incinerator. Potential to overwhelmincinerator leading to possible explosion. Potential

    personnel injury due to exposure.

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    Inherently Safe Process Design

    Azeotropic Distillation vs. Pervaporation

    Azeotrope

    Column

    Pervaporation

    Unit

    Solvent

    Column

    1

    2

    3

    4

    Streams:

    1 Solvent Feed2 Azeotrope

    3 Waste Water

    4 Solvent Rich Phase

    5 Water Rich Phase

    6 Recovered Solvent

    5

    6

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    Inherently Safe Process Design

    Inherently Safer Process (Contd)

    Based on this risk comparison, it is clear that multipleindependent protection layers would be required tomitigate the operating risk of the traditional process.

    This risk can be reduced by designing an inherentlysafer, ie, less hazardous process.

    Although a complete economic analysis would berequired, this example has illustrated that the need forindependent protection layers is reduced in theinherently safer process design.

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    Summary 1:2

    Conclusions

    Clearly, process safety is a critical component of processdesign. In industry, no process is put into servicewithout a comprehensive risk assessment.

    It is important to realize that the management ofoperating risk is the key focus of process safety. Asdesign engineers, we have responsibility for and themost influence on the overall hazard of a process.

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    Summary 2:2

    References1. R. Sanders, Chemical Process Safety

    Learning from Case Histories, 3rd Edition,

    Elsevier, Inc, 2005.

    2. D. Nelson, Managing Chemical Safety, Government Institutes, 2003.

    3. Environmental Protection Agency, Process Hazard Analysis, 40 CFR 68.67, 2005.

    4. Occupational Safety and Health Administration, Process Safety Management of HighlyHazardous Chemicals, 29 CFR 1910.119, 2005.

    5. Center for Chemical Process Safety, Layer of Protection Analysis Simplified ProcessRisk Assessment, AIChE, 2001.

    6. T. Kletz, Process Plants: A Handbook for Inherently Safety Design, Taylor and Francis,1998.

    7. Center for Chemical Process Safety, Guidelines for Engineering Design for ProcessSafety, AIChE, 1993.

    8. Seay, J. and M. Eden, Incorporating Risk Assessment and Inherently Safer DesignPractices into Chemical Engineering Education, Journal of Chemical EngineeringEducation, 42(3), pp. 141-146, 2008.

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    Next Lecture March 20

    Role of design engineer in technology development

    Bob Kline, Eastman Chemical

    Control strategy development

    Jennifer Kline, Eastman Chemical

    Progress Report 2

    Friday March 9?

    Remember to turn in the team evaluation forms

    Next Lecture March 22

    Integration of design and control part I

    SSLW 322-340

    Other Business

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    Zo Elizabeth Kline

    Born Thursday, March 1, 10:03 AM

    8 lb, 13 oz; 21 inches

    Other Business

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    Individual Team Assignments

    Should be assigned this week

    Choose one from the project description or

    Email me two sentences describing what you would liketo investigate and I will respond with the officialproblem statement.

    Other Business